Alternative Investment Fund Manager Branches operating in Ireland and Alternative Investment Fund Managers providing services & activities in Ireland on a cross-border basis in accordance with the provisions of the European Union (Alternative Investment Fund Managers) Regulations 2013 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C72794 TOBAM EU AIFM Branch France 04 March 2016 t/a TOBAM Q House 76 Furze Road Sandyford Dublin 18

C133537 MDO Management Company S.A EU AIFM Branch Luxembourg 14 March 2017

C138023 FundRock Management Company SA EU AIFM Branch Luxembourg 18 January 2017

C140625 Lemanik Asset Management SA EU AIFM Branch Luxembourg 02 March 2015 9 Fitzwilliam Street Upper Dublin 2

C152109 Luxembourg Investment Solutions SA EU AIFM Branch Luxembourg 28 April 2017

C21011 BNP Paribas Asset Management France EU AIFM FPS (Freedom to Provide France 07 June 2017 t/a BNP Paribas Asset Management S.A.S Services) 1 Boulevard Haussmann 75009 Paris

Run Date: 01 November 2018 Page 1 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C21086 International Asset Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 09 August 2016 t/a International Asset Management Services) 11a Regent Street London SW1Y 4LR

C21102 Millennium Global Investments Limited EU AIFM FPS (Freedom to Provide United Kingdom 20 November 2015 t/a Millennium Global Invests. Ltd Services) 2nd floor, Cassini House, 57-59 St James Street, London, SW1A 1LD

C21114 Odey Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 29 July 2014 t/a Odey Asset Management Ltd Services) 12 Upper Grosvenor Street London W1K 2ND

C21398 FIL Investment Services (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 20 September 2016 t/a FIL Investment Services (UK) Limited Services) Oakhill House, 130 Tonbridge Road, Hildenborough Tonbridge Kent TN11 9DZ,

Run Date: 01 November 2018 Page 2 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C22809 Deutsche Alternative Asset Management (UK) EU AIFM FPS (Freedom to Provide United Kingdom 16 April 2014 Limited Services) t/a Deutsche Alternative Asset Management (UK) Limited Winchester House 1 Great Winchester Street, EC2A 2UU London EC2N 2DB

C23138 Metzler Asset Management Gmbh EU AIFM FPS (Freedom to Provide Germany 17 January 2017 t/a Metzler Asset Mgt Gmbh Services) Untermalnanlage 1 60329 Frankfurt Am Main

C23176 The Putnam Advisory Company Llc Non-EU AIFM N/A United States of America 05 December 2017 t/a The Putnam Advisory Co. Llc c/o Putnam Investments Offshore Fund Services 1 Post Office Square Boston, MA 02109

C23849 Credit Suisse Asset Management Llc Non-EU AIFM N/A United States of America 02 October 2017 t/a Credit Suisse Asset Mgnt Llc 153 East 53rd Street New York NY 10022

C23880 Amundi Asset Management EU AIFM FPS (Freedom to Provide France 09 September 2016 t/a Amundi Services) 90 Boulevard Pasteur 75015 Paris

Run Date: 01 November 2018 Page 3 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C23885 Blackrock Financial Management Inc Non-EU AIFM N/A United States of America 03 May 2017 t/a Blackrock Financial Mgmt Inc 55 East 52nd Street New York New York 10055

C24158 Arcus Investment Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 September 2014 t/a Arcus Investment Limited Services) 28 King Street 4th & 5th Floor London WC2V 8EH

C24937 Robeco Institutional Asset Management BV EU AIFM FPS (Freedom to Provide Netherlands 17 June 2015 t/a Robeco Instutional Ass Mgt Services) Coolsingel 120 3011 AG Rotterdam

C25044 Montanaro Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 23 September 2014 t/a Montanaro Asset Management Limited Services) 53 Threadneedle Street London EC2R 8AR

C25804 Aspect Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 29 July 2014 t/a Aspect Capital Limited Services) 10 Portman Square London W1H 6AZ

Run Date: 01 November 2018 Page 4 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C26477 Partners Group (guernsey) Limited Non-EU AIFM N/A Guernsey 10 October 2014 t/a Partners Group (guernsey) Limi Tudor House Le Bordage St. Peter Port Channel Islands GY1 6BD

C26507 Lyxor Asset Management S.A.S. EU AIFM FPS (Freedom to Provide France 28 November 2013 t/a Lyxor Asset Management S.A.S. Services) 17 Cours Valmy Tour Societe Generale 92800 Puteaux

C27437 Kames Capital PLC EU AIFM FPS (Freedom to Provide United Kingdom 30 July 2014 t/a Kames Capital PLC Services)

C27479 AXA Investment Managers Paris EU AIFM FPS (Freedom to Provide France 08 August 2014 t/a Axa Investment Managers Paris SA Services) Tour Majunga - 6 place de la Pyramide 92908 PARIS - La Défense cedex

C28051 Colchester Global Investors Limited EU AIFM FPS (Freedom to Provide United Kingdom 18 September 2014 t/a Colchester Global Investors Limited Services) Heathcoat House 20 Savile Row London W1S 3PR UK

Run Date: 01 November 2018 Page 5 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C28302 Barings LLC Non-EU AIFM N/A United States of America 19 May 2017 t/a Barings LLC 300 S. Tryon Street Suite 2500 Charlotte North Carolina 28202

C28994 4D Global Energy Advisors, SAS. EU AIFM FPS (Freedom to Provide France 08 May 2014 t/a 4D Global Energy Advisors, SAS Services) 15 rue de las Baume 75008 Paris

C29154 Cedar Rock Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 20 August 2014 t/a Cedar Rock Capital Limited Services) 110 Wigmore Street London W1U 3RW

C29423 Goldman Sachs Asset Management LP Non-EU AIFM N/A United States of America 22 April 2015 t/a Goldman Sachs Asset Management, LP 200 West Street New York NY 10282

C29495 Arrowstreet Capital, Limited Partnership Non-EU AIFM N/A United States of America 31 July 2014 t/a Arrowstreet Capital, Limited Partnership 200 Clarendon Street Floor 30 Boston Massachussetts MA 02116

Run Date: 01 November 2018 Page 6 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C29580 Grosvenor Capital Management, LP Non-EU AIFM N/A United States of America 29 August 2014 900 North Michigan Avenue Suite 1100 Chicago IL 60611

C29608 GVQ Investment Management Limited EU AIFM FPS (Freedom to Provide 22 July 2014 t/a GVQ Investment Management Limited Services)

C29947 GoldenTree Asset Management, L.P Non-EU AIFM N/A United States of America 18 September 2014 t/a GoldenTree Asset Management, L.P 300 Park Avenue 21st Floor New York NY 10022

C29959 Standard Life Investments (Corporate) Funds EU AIFM FPS (Freedom to Provide United Kingdom 07 October 2014 Limited Services) t/a Standard Life Investments (Corporate) Funds Limited 1 George Street Edinburgh, EH2 2LL UK

C30135 AXA Investment Managers UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 10 July 2014 t/a AXA Investment Managers UK Limited Services) 7 Newgate Street London EC1A 7NX

Run Date: 01 November 2018 Page 7 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C35571 Bank Julius Baer & Co. Ltd EU AIFM FPS (Freedom to Provide Switzerland 09 November 2015 t/a Bank Julius Baer & Co. Ltd Services) Bahnhofstrasse 36 8001 Zurich

C35679 Omega Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 08 August 2014 t/a Omega Asset Management Limited Services) 10 Charles II St London SW1Y 4AA

C36151 Winton Capital Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 02 January 2018 t/a Winton Capital Management Ltd (Winton) Services) Grove House 27 Hammersmith Grove W6 0NE

C36401 Marathon Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a Marathon Asset Manaagement LLP Services) Orion House 5 Upper St Martin's Lane London WC2H 9EA

C36406 Advance Emerging Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 07 July 2014 t/a Advance Emerging Capital Limited Services) Crusader House 145-157 St John Street London EC1V 4RU

Run Date: 01 November 2018 Page 8 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C36932 Tenax Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 07 August 2014 t/a Tenax Capital Limited Services) 3rd Floor Dominican House 4 Priory Court Pilgrim Street London

C37055 Generation Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 July 2014 t/a Generation Investment Management LLP Services) 20 Air St London W1B 9AF

C37058 Oldfield Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 07 July 2014 t/a Oldfield Partners LLP Services) 130 Buckingham Palace Road London SW1W 9SA

C37138 Lothbury Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 14 March 2014 t/a Lothbury Investment Management Limited Services) 155 Bishopgate London EC2M 3TQ

C38612 P&G SGR SpA EU AIFM FPS (Freedom to Provide 24 October 2017 t/a P&G SGR SpA Services) Via Flaminia 491- 00191 Roma

Run Date: 01 November 2018 Page 9 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C38684 Finaltis SA EU AIFM FPS (Freedom to Provide France 17 July 2014 t/a Finaltis SA Services) 63 Avenue Des Champs-Elysees 75008 Paris

C39306 Polar Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 12 May 2017 t/a Polar Capital LLP Services) 16 Palace Street, London, SW1E 5JD

C39520 Sector Fund Services AS Non-EU AIFM N/A Norway 26 January 2015 t/a Sector Fund Services AS Filipstad Brygge 2 0252 Oslo

C39779 Valu-Trac Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 16 July 2014 t/a Valu-Trac Investment Management Limited Services) Mains of Orton Orton Fochabers Morayshire IV32 7QE

C39780 Oslo Asset Management ASA Non-EU AIFM N/A Norway 26 January 2015 t/a Oslo Asset Management ASA Fjordalleen 0250 Oslo

Run Date: 01 November 2018 Page 10 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C41853 Stone Harbor Investment Partners LP Non-EU AIFM N/A United States of America 15 July 2014 t/a Stone Harbor Investment Partners LP 31 West 52nd Street 16th Floor New York New York 10019

C43357 Coupland Cardiff Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 November 2015 t/a Coupland Cardiff Asset Management LLP Services) 31/32 St James's Street London SW1A 1HD

C44258 CBRE Global Investment Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 16 July 2014 t/a CBRE Global Investment Partners Limited Services)

C44287 ABC Arbitrage Asset Management EU AIFM FPS (Freedom to Provide France 08 August 2014 t/a ABC Arbitrage Asset Management Services) 18 rue du Quatre Septembre 75002 Paris

C44681 Clareville Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 March 2015 t/a Clareville Capital Partners LLP Services)

C45777 C-QUADRAT Asset Management (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 July 2014 t/a C-QUADRAT Asset Management (UK) LLP Services) 1 Vine Street London W1J 0AH

Run Date: 01 November 2018 Page 11 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C45852 Investec Asset Management Guernsey Limited Non-EU AIFM N/A Guernsey 31 July 2014 t/a Investec Asset Management Guernsey Limited Glategny Court Glategny Esplanade St Peter Port Guernsey GY1 1WR

C46431 CAPULA INVESTMENT MANAGMENT LLPEU AIFM FPS (Freedom to Provide United Kingdom 14 August 2015 8 Lancelot Place Services) London SW7 1DR

C46498 Fundlogic SAS EU AIFM FPS (Freedom to Provide France 12 August 2013 t/a Fundlogic SAS Services) 61 Rue de Monceau 75008 Paris

C46564 Sector Gamma AS Non-EU AIFM N/A Norway 26 January 2015 t/a Sector Gamma AS Filipstad Brygge 2 0252 Oslo

C46913 IPM Informed Portfolio Management AB EU AIFM FPS (Freedom to Provide Sweden 16 July 2014 t/a IPM Informed Portfolio Management AB Services) Master Samuelsgatan 6 SE-111 44 Stockholm

Run Date: 01 November 2018 Page 12 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C47458 Ecofin Limited EU AIFM FPS (Freedom to Provide United Kingdom 30 November 2017 t/a Ecofin Limited Services) 15 Buckingham Street London WC2N 6DU

C47612 Unigestion SA Non-EU AIFM N/A Switzerland 23 July 2014 t/a Unigestion SA 8C, avenue de Champel PO Box 387 1211 Geneva 12

C48648 Stonehage Fleming Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 10 February 2015 Limited Services) t/a FF&P Asset Management Limited 15 Suffolk Street London SW1Y 4HG

C49051 Taiga Fund Management AS Non-EU AIFM N/A Norway 26 January 2015 t/a Taiga Fund Management AS Dronnong Mauds Gate 1 0520 Oslo

C49947 GSO / Blackstone Debt Funds Management Non-EU AIFM N/A United States of America 06 December 2013 LLC t/a GSO / Blackstone Debt Funds Management LLC 280 Park Avenue 11th Floor East Tower New York NY 10017

Run Date: 01 November 2018 Page 13 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C51047 Hewitt Risk Management Services Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a Hewitt Risk Management Services Limited Services) The Aon Centre The Leadenhall Building 122 Leadenhall Street London EC3V 4AN

C51302 Architas Multi-Manager Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 September 2014 t/a Architas Multi-Manager Limited Services) 5 Old Broad Street London EC2N 1AD

C51571 Marshall Wace LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 April 2014 t/a Marshall Wace LLP Services) George House 131 Sloane Street London SW1X 9AT

C51708 MAGNETAR FINANCIAL LLC Non-EU AIFM N/A United States of America 22 July 2015 c/o The Corporation Trust Company Corporation Trust Center 1209 Orange Street, Wilmington New Castle County Delaware

Run Date: 01 November 2018 Page 14 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C51995 CQS (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 August 2014 t/a CQS (UK) LLP Services) 4th Floor One Strand London WC2N 5HR

C52089 AIM Capital Oy EU AIFM FPS (Freedom to Provide Finland 04 November 2014 t/a AIM Capital Oy Services) Pohjoisesplanadi 31 00100 Helsinki

C52876 Carlyle Investment Management LLC Non-EU AIFM N/A United States of America 05 September 2014 t/a Carlyle Investment Management LLC c/o The Corporation trust Company Corporation Trust Center 1209 Orange Street Wilmington Delaware 19801

C53772 Inprop Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a Inprop Capital LLP Services) 6th Floor 1 Sun Street London EC2A 2EP

C53773 Entrustpermal Ltd EU AIFM FPS (Freedom to Provide United Kingdom 08 August 2014 t/a Permal Investment Management Services Services) Limited 12 St. James's Square London SW1Y 4LB

Run Date: 01 November 2018 Page 15 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C53808 LumX Asset Management (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 06 July 2015 t/a Gottex Asset Management (U.K.) Limited Services) 5 Savile Row London W1D 3PB

C53837 Cheyne Capital Management (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 03 November 2015 t/a Cheyne Capital Management (UK) LLP Services) Stornoway House 13 Cleveland Row SW1A 1DH

C54465 Leadenhall Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a Leadenhall Capital Partners LLP Services) The Leadenhall Building 122 Leadenhall Street London EC3V 4AG

C54956 Algebris Investments (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 07 August 2015 t/a Algebris Investments (UK) LLP Services) 7 Clifford Street London W1S 2FT

C55133 RiverRock European Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 03 April 2014 t/a RiverRock European Capital Partners LLP Services) 3rd Floor 15 Wrights Lane London W8 5SL

Run Date: 01 November 2018 Page 16 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C55673 Wadhwani Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 December 2014 t/a Wadhwani Asset Management LLP Services) 9th Floor Orion House 5 Upper St Martin's Lane London WC2H 9EA

C55792 CrossBorder Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 Marble Arch Tower Services) 55 Bryanston Street London W1H 7AA

C55913 Highbridge Capital Management LLC Non-EU AIFM N/A United States of America 02 December 2016 40 West 57th Street 32nd Floor New York NY 10019

C56241 Pharo Management LLC Non-EU AIFM N/A United States of America 09 June 2014 t/a Pharo Management LLC 123 Sullivan Street New York NY 10012-3642

C56422 Hadron Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 August 2014 t/a Hadron Capital LLP Services) 1st Floor 5 Royal Exchange Buildings EC3V 3NL London

Run Date: 01 November 2018 Page 17 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C57369 Amundi Alternative Investments, SAS EU AIFM FPS (Freedom to Provide France 08 January 2014 t/a Amundi Alternative Investments, SAS Services) 90 Boulevard Pasteur 75730 Paris Cedex 15

C57383 Pensato Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 02 August 2016 t/a Pensato Capital LLP Services) 7th Floor Southwest House 11a Regent Street SW1Y 4LR

C57529 Cairn Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 29 January 2015 t/a Cairn Capital Limited Services) 27 Knightsbridge London Sw1X 7LY

C58122 36 South Capital Advisors LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a 36 South Capital Advisors LLP Services) 3rd Floor Berkeley Square House Berkeley Square London W1J 6BU

C58123 Hume Capital Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 March 2015 t/a Hume Capital Management Limited Services)

Run Date: 01 November 2018 Page 18 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C58182 Marble Bar Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 10 January 2018 t/a Marble Bar Asset Management LLP Services) 7th Floor South Block 55 Bakers Street W1U 8EW

C64138 Lynx Asset Management AB EU AIFM FPS (Freedom to Provide Sweden 16 December 2014 t/a Lynx Asset Management AB Services) P.O. Box 7060 103 86 Stockholm

C65548 Octave Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 13 February 2015 t/a Octave Investment Management LLP Services) 23 Ironmonger Lane London EC2V 8EY

C65647 ABERDEEN ASSET MANAGEMENT Non-EU AIFM N/A Cayman Islands 26 August 2014 CAYMAN LTD PO Box 309 Ugland House Grand Cayman KY1-1104

C65648 BLACKSTONE ALTERNATIVE ASSET Non-EU AIFM N/A United States of America 15 July 2014 MANAGEMENT L.P. 345 Park Avenue New York NY 10154

Run Date: 01 November 2018 Page 19 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C66501 Absolute Return Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 21 October 2014 16 Water Lane Services) Richmond TW9 1TJ Surrey

C66522 Serone Capital Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 02 August 2017 t/a Serone Capital Management LLP Services) 110 Cannon Street London EC4N 6EU

C67027 Silchester International Investors LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 October 2014 t/a Silchester International Investors LLP Services) Time & Life Building 1 Bruton Street London W1J 6TL

C67286 Oaktree Capital Management L.P Non-EU AIFM N/A United States of America 19 July 2014 t/a Oaktree Capital Management L.P c/o Corporation Services Company 2711 Centreville Road Suite 400 Wilmington New Castle County, Delaware 19808

C71002 LNG Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 January 2015 t/a LNG Capital LLP Services) 7th Floor 15-17 King St London SW1Y 6QU

Run Date: 01 November 2018 Page 20 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C71062 Toscafund Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 29 October 2015 t/a Toscafund Asset Management LLP Services) 7th Floor 90 Long Acre London WC2E 9RA

C72021 KeyQuant SAS EU AIFM FPS (Freedom to Provide France 08 August 2014 t/a KeyQuant SAS Services) 63 Avenue des Champs Elysées 75008 Paris

C72255 Transtrend B.V. EU AIFM FPS (Freedom to Provide Netherlands 31 July 2014 t/a Transtrend B.V. Services) Weena 723 Unit C5.070 3013 AM Rotterdam

C85113 Oddo BHF Asset Management SAS EU AIFM FPS (Freedom to Provide France 03 July 2015 t/a Oddo Asset Management S.A. Services) 12 Boulevard de la Madeleine 75009 Paris

C85139 Pareto Nordic Investments AS Non-EU AIFM N/A 23 February 2015 t/a Pareto Nordic Investments AS Dronning Mauds Gate 3 P.O. Box 1724 Vika N-0121 Oslo

Run Date: 01 November 2018 Page 21 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C86081 Nomura Alternative Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 08 August 2014 (Europe) Limited Services) t/a Nomura Alternative Investment Management (Europe) Limited 1 Angel Lane London EC4R 3AB

C86362 Contrarian Capital Management LLC Non-EU AIFM N/A United States of America 22 September 2014 t/a Contrarian Capital Management LLC Corporation Service Company 2711 Centerville Road Suite 400 Wilmington Delaware 19808

C86507 EFG Asset Management (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a EFG Asset Management (UK) Limited Services) Leconfield House Curzon Street London W W1J 5JB

C87225 RP Management, LLC Non-EU AIFM N/A United States of America 24 February 2015 t/a RP Management, LLC c/o Corporation Services Company 2711 Centerville Road Wilmington DE 19808

Run Date: 01 November 2018 Page 22 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C87403 Asset Value Investors Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 July 2014 t/a Asset Value Investors Limited Services) 25 Berkeley Square London W1J 6HN

C88336 IMC Asset Management BV EU AIFM FPS (Freedom to Provide Netherlands 07 August 2014 t/a IMC Asset Management BV Services)

C89449 Pacific Capital Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 06 October 2014 t/a RiverCrest Capital Services) 124 Sloane street London SW1X 9BW

C90234 Marathon Asset Management LP Non-EU AIFM N/A United States of America 24 September 2014 t/a Marathon Asset Management LP c/o Corporation Services Company 2711 Centreville Road Suite 400 Wilmington Delaware 19808

C90897 Canyon Capital Advisors LLC Non-EU AIFM N/A United States of America 27 August 2014 t/a Canyon Capital Advisors LLC National Corporate Research, Ltd. 615 South DuPont Highway DE 19901 Dover

Run Date: 01 November 2018 Page 23 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C91064 Prytania Investment Advisors LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a Prytania Investment Advisors LLP Services) 60 Cannon Street London EC4N 6NP

C93311 Verrazzano Capital SAS EU AIFM FPS (Freedom to Provide France 19 July 2014 t/a Verrazzano Capital SAS Services) 10 rue de Castiglione 75001 Paris

C94912 Trient Asset Management AS Non-EU AIFM N/A Norway 21 January 2015 t/a Trient Asset Management AS Olav Vs gate 5 9th Floor 0161 Oslo

C95021 BlueBay Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 May 2014 t/a BlueBay Asset Management LLP Services) 77 Grosvenor Street London W1K 3JR

C95847 First Trust Advisors LP Non-EU AIFM N/A United States of America 20 May 2016 t/a First Trust Advisors LP 120 E. Liberty Drive Suite 400 60187, Wheaton, IL

Run Date: 01 November 2018 Page 24 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C96066 Centricus Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 02 September 2014 t/a Halkin Asset Management Limited Services) Byron House 7-9 St James Street London SW1A 1EE

C96490 The Black Ant Group LLP EU AIFM FPS (Freedom to Provide United Kingdom 12 March 2015 t/a The Black Ant Group LLP Services)

C102575 Omni Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 October 2014 5th Floor Services) 5 Golden Square London W1F 9BS

C102961 Berkeley Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 03 October 2014 t/a Berkeley Asset Management LLP Services) 18 Savile Row London W1S 3PW

C103056 Beach Point Capital Management LP Non-EU AIFM N/A United States of America 01 August 2014 t/a Beach Point Capital Management LP Corporation Services Company c/o Beach Point Capital Management LP 2711 Centreville Road, Suite 400 Wilmington DE 19808

Run Date: 01 November 2018 Page 25 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C109279 Fortress Macro Advisors LLC Non-EU AIFM N/A United States of America 06 August 2014 t/a Fortress Macro Advisors LLC 1345 Avenue of the Americas 47th Floor New York NY 10105

C110197 CapeView Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 August 2014 t/a CapeView Capital LLP Services) Two London Bridge London SE1 9RA

C111891 Blackstone Real Estate Advisors L.P. Non-EU AIFM N/A United States of America 29 July 2014 t/a Blackstone Real Estate Advisors L.P. 345 Park Avenue New York NY 10154

C118941 Decura IM LLP EU AIFM FPS (Freedom to Provide United Kingdom 24 July 2014 t/a Decura IM LLP Services) 11-12 St James' Square London SW1Y 4LB

C119233 Markham Rae LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 July 2017 t/a Markham Rae LLP Services) 1 Knightsbridge Green SW1X 7QA

Run Date: 01 November 2018 Page 26 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C119706 Bain Capital Credit LP Non-EU AIFM N/A United States of America 13 July 2018 t/a Bain Capital Credit LP

C119801 J.P. Morgan Mansart Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 March 2017 t/a JP Morgan Mansart Services) 25 Bank Street London E14 5JP

C120032 AHL Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 July 2014 t/a AHL Partners LLP Services) Riverbank House 2 Swan Lane London EC4R 3AD

C120166 Finisterre Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 September 2017 t/a Finisterre Capital LLP Services) 10 New Burlington Street W1S 3BE

C120385 Innocap Global Investment Management Ltd EU AIFM FPS (Freedom to Provide Malta 08 December 2014 t/a Innocap Global Investment Management Ltd Services) Office 4 71 Tower Road Sliema SLM 1609

Run Date: 01 November 2018 Page 27 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C120944 Parus Finance (UK) Ltd EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 t/a Parus Finance (UK) Ltd Services) 100 Pall Mall London SW1Y 5NQ

C121160 Somerset Capital Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 05 September 2014 t/a Somerset Capital Management LLP Services) 110 Buckingham Palace Road London SW1W 9SA

C121654 PGGM Vermogensbeheer BV EU AIFM FPS (Freedom to Provide Netherlands 30 May 2014 t/a PGGM Vermogensbeheer BV Services) Noordweg Noord 150 3704 JG Zeist

C121665 MacKay Shields UK LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 t/a MacKay Shields UK LLP Services) 200 Aldersgate Street 13th Floor London EC1A 4HD

C121670 Nevastar Finance (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 02 June 2015 t/a Nevastar Finance (Luxembourg) SA Services)

Run Date: 01 November 2018 Page 28 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C123246 Capricorn Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 25 July 2016 t/a Capricorn Fund Managers Limited Services) Second Floor Malta House 36-38 Piccadilly W1J 0DP

C123258 OCL Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 August 2015 t/a OCL Capital LLP Services) 1st Floor 126 Regent Street London W1B 5SE

C123883 First Trust Global Portfolios Ltd EU AIFM FPS (Freedom to Provide United Kingdom 04 August 2015 t/a First Trust Global Portfolios Ltd Services) 8 Angel Court London EC2R 7HJ

C124490 Horseman Capital Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 03 September 2014 t/a Horseman Capital Management Ltd Services) 9 Chester Close London SW1X 7BE

C125089 SL Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 July 2013 t/a SL Capital Partners LLP Services) 1 George Street Edinburgh EH2 2L

Run Date: 01 November 2018 Page 29 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C125093 Barings Global Advisers Limited EU AIFM FPS (Freedom to Provide United Kingdom 08 August 2013 t/a Babson Capital Global Advisors Limited Services) 61 Aldwych London WC2B 4AE

C125094 Grosvenor Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 05 November 2013 t/a Grosvenor Investment Management Limited Services) 70 Grosvenor Street London W1K 3JP

C125262 GMO Europe LLC Non-EU AIFM N/A United States of America 15 July 2014 t/a GMO Europe LLC 40 Rowes Wharf Boston MA 02110

C126007 KW Investment Management Limited Non-EU AIFM N/A 02 January 2014 t/a KW Investment Management Limited 47 Esplanade St Helier JE1 OBD

C126019 Duke Street LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 December 2013 t/a Duke Street LLP Services) Nations House 103 Wigmore Street London W1U 1QS

Run Date: 01 November 2018 Page 30 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C126206 Amundi Luxembourg SA EU AIFM FPS (Freedom to Provide Luxembourg 05 November 2013 t/a Pioneer Asset Management S.A. Services) 8-10 rue Jean Monnet L-2180

C126708 Hermes Alternative Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 20 January 2014 Limited Services) t/a Hermes Alternative Investment Management Limited Lloyds Chambers 1 Portsoken Street London E1 8HZ

C126778 Hastings Funds Management (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 04 November 2013 t/a Hastings Funds Management (UK) Limited Services) 50 St Mary Axe London EC3A 8FR

C127049 Doughty Hanson Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 13 February 2014 t/a Doughty Hanson Partners LLP Services) 45 Pall Mall London SW1Y 5JG

C127226 Lyxor Asset Management EU AIFM FPS (Freedom to Provide France 28 November 2013 t/a Lyxor Asset Management Services) Tours Société Générale 17 cours Valmy 92800 Puteaux

Run Date: 01 November 2018 Page 31 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C127402 Orion Capital Managers LLP EU AIFM FPS (Freedom to Provide United Kingdom 02 March 2017 t/a Orion Capital Managers LLP Services) 2 Cavendish Square London W1G 0PD

C127409 John Laing Environmental Assets Group Non-EU AIFM N/A Guernsey 27 February 2014 Limited t/a John Laing Environmental Assets Group Limited Sarnia House Le Truchot St Peter Port Guernsey Channel Islands

C127853 Mirabella Financial Services LLP EU AIFM FPS (Freedom to Provide United Kingdom 13 April 2016 t/a EG Capital Services) 130 Jermyn Street London SW1Y 4UR

C128065 NextEnergy Capital IM Limited Non-EU AIFM N/A Guernsey 20 March 2014 t/a NextEnergy Capital IM Limited 1 Royal Plaza St Peters Port Guernsey GY1 2HL

Run Date: 01 November 2018 Page 32 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C128076 Astellon Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 t/a Astellon Capital Partners LLP Services) 5th Floor 100 Brompton Road London SW3 1ER

C128267 Adams Street Partners LLC Non-EU AIFM N/A United States of America 24 March 2014 t/a Adams Street Partners LLC The Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmington Delaware 19801

C128270 AgFe LLP EU AIFM FPS (Freedom to Provide United Kingdom 25 March 2014 t/a AgFe LLP Services) 55 Baker Street 3rd Floor South London W1U 8EW

C128282 Hollbeach Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 27 March 2014 t/a Hollbeach Investment Management LLP Services) 125 Old Broad Street London EC2N 1AR

Run Date: 01 November 2018 Page 33 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C128455 Pantheon Ventures (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 18 February 2016 t/a Pantheon Ventures (UK) LLP Services) 10 Finsbury Square 4th Floor London EC2A 1AF

C128701 SOF General Partner (Guernsey) Limited Non-EU AIFM N/A Guernsey 11 April 2014 t/a SOF General Partner (Guernsey) Limited Trafalgar Port Les Banques St Peters Port Guernsey GY1 2JA

C128866 Kinnerton Credit Management A/S EU AIFM FPS (Freedom to Provide Denmark 16 April 2014 t/a Kinnerton Credit Management A/S Services) Norregade 45 1 Fl. 1165 Copenhagen K

C129044 ICG Alternative Investment Limited EU AIFM FPS (Freedom to Provide United Kingdom 25 April 2014 t/a ICG Alternative Investment Limited Services) Juxon House 100 St. Paul's Churchyard London EC4M 8BU

Run Date: 01 November 2018 Page 34 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C129249 Morgan Stanley Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 02 May 2014 (ACD) Limited Services) t/a Morgan Stanley Investment Management (ACD) Limited 25 Cobet Square Canary Wharf London E14 4QA

C129702 Deutsche Alternative Asset Management EU AIFM FPS (Freedom to Provide United Kingdom 14 May 2014 (Global) Limited Services) t/a Deutsche Alternative Asset Management (Global) Limited Winchester House, 1 Great Winchester St London EC2N 2DB

C129927 GSO Capital Partners LP Non-EU AIFM N/A United States of America 22 May 2014 t/a GSO Capital Partners LP c/o Intertrust Corporate Services Delaware Ltd 200 Bellevue Parkway Suite 210 Wilmington Delaware

C129972 Tages Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 t/a Tages Capital LLP Services) 39 St James Street London SW1A 1JD

Run Date: 01 November 2018 Page 35 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C130146 Franklin Templeton International Services EU AIFM FPS (Freedom to Provide Luxembourg 03 June 2014 S.A.R.L. Services) t/a Franklin Templeton International Services S.A.R.L. 8A rue Albert Borschette L-1246

C130150 Goldman Sachs Asset Management Global EU AIFM FPS (Freedom to Provide United Kingdom 30 May 2014 Services Limited Services) t/a Goldman Sachs Asset Management Global Services Limited Peterborough Court 133 Fleet Street London EC4A 2BB

C130164 Apollo Total Return Management LLC Non-EU AIFM N/A United States of America 30 May 2014 t/a Apollo Total Return Management LLC c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C130173 Kairos Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 21 January 2015 t/a Kairos Investment Management Limited Services)

C130304 City Financial Investment Company Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 February 2015 t/a City Financial Investment Company Limited Services)

Run Date: 01 November 2018 Page 36 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C130738 Barclays Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 18 June 2014 t/a Barclays Asset Management Limited Services) 1 Churchill Place London E14 5HP

C131012 Idinvest Partners EU AIFM FPS (Freedom to Provide France 25 June 2014 t/a Idinvest Partners Services) 117 Avenue des Champs Elysees 75008 Paris

C131256 Halcyon Loan Investment Management, LLC Non-EU AIFM N/A United States of America 31 July 2014 t/a Halcyon Loan Investment Management, LLC 477 Madison Avenue 8th Floor New York, New York 10022

C131515 Tristan Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 01 June 2018 8th Floor Services) Berkeley Square House Berkeley Square London W1J 6DB

C131524 Partners Group (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 03 July 2014 14th Floor Services) 110 Bishopsgate London EC2N 4AY

Run Date: 01 November 2018 Page 37 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C131530 Hines Luxembourg Investment Management EU AIFM FPS (Freedom to Provide Luxembourg 04 July 2014 S.A.R.L Services) 35F, Avenue John F. Kennedy L-1855

C131532 Altr Fund Manager AB EU AIFM FPS (Freedom to Provide Sweden 26 June 2014 Jakobsgatan 6 Services) 111 52 Stockholm

C131729 First State Investments (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 10 July 2014 t/a First State Investments (UK) Limited Services) Finsbury Circus House 15 Finsbury Circus London EC2M 7EB

C131766 Boussard & Gavaudan Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 15 July 2014 LLP Services) 4th Floor 1 Vine Street London W1J 0AH

C131907 Blackstone Alternative Solutions LLC Non-EU AIFM N/A United States of America 15 July 2014 345 Park Avenue New York NY 10154

Run Date: 01 November 2018 Page 38 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C131909 Balyasny Asset Management LP Non-EU AIFM N/A United States of America 15 July 2014 181 West Madison Street Suite 3600 Chicago Illinois

C131921 Activa Capital EU AIFM FPS (Freedom to Provide France 15 July 2014 203 Services) Rue du Fauborg St Honore 75008 Paris

C131923 InfraRed Capital Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 15 July 2014 12 Services) Charles II Street London SW1Y 4QU

C131925 Timberland Fund Management Limited EU AIFM FPS (Freedom to Provide Malta 15 July 2014 Aragon House Services) St George's Park St Julian's STJ 3140

C131933 Ignis Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 16 July 2014 50 Bothwell Street Services) Glasgow G2 6HR

Run Date: 01 November 2018 Page 39 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C131957 Angelo, Gordon & Co LP Non-EU AIFM N/A United States of America 30 January 2017 t/a Angelo, Gordon & Co.,L.P. 245 Park Avenue 26th Floor New York NY 10167

C131967 Blackstone Real Estate Special Situations Non-EU AIFM N/A United States of America 18 July 2014 Advisors LLC c/o Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmingtion Delaware 19801

C131969 Blackstone Property Advisors LP Non-EU AIFM N/A United States of America 18 July 2014

C131972 Blackstone Management Partners LLC Non-EU AIFM N/A United States of America 18 July 2014 c/o Intertrust Corporate Services Delaware Ltd. 200 Bellevue Parkway Suite 210 Wilmington Delaware

C131982 Persistent Asset Management Limited Non-EU AIFM N/A Cayman Islands 19 July 2014 P.O Box 309 Ugland House Grand Cayman KY1 - 1104

Run Date: 01 November 2018 Page 40 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132021 Lansdowne Partners (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 July 2015 15 Davies Street Services) London W1K 3AG

C132166 Lupus alpha Investment GmbH EU AIFM FPS (Freedom to Provide Germany 21 July 2014 SpeicherstraBe Services) 49-51 D-60327 Frankfurt

C132172 3i Investments plc EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 16 Palace Street Services) London SW1E 5JD

C132202 Pacific Alternative Asset Management CompanyNon-EU AIFM N/A United States of America 24 July 2014 LLC 19540 Jamboree Road Suite 400 Irvine California, 92612

C132206 UBS AgriVest LLC Non-EU AIFM N/A United States of America 01 August 2014 10 State house Square 15th Floor Hartford CT 06103-3604

Run Date: 01 November 2018 Page 41 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132400 M&G Alternatives Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 28 July 2014 Limited Services) Governors House 5 Laurence Pountney Hill London EC4R 0HH

C132415 Apollo ST Fund Management LLC Non-EU AIFM N/A United States of America 28 July 2014 c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808

C132419 Nephila Capital Ltd Non-EU AIFM N/A Bermuda 07 August 2014 Claredon House 2 Church Street Hamilton HM 11

C132423 Citi Private Advisory, LLC Non-EU AIFM N/A United States of America 29 July 2014 480 Washington Boulevard 30th Floor Jersey City New Jersey 07310

C132429 Apollo Structured Credit Recovery Non-EU AIFM N/A 29 July 2014 Management III LLC c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808

Run Date: 01 November 2018 Page 42 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132440 Bridgewater Associates, LP Non-EU AIFM N/A United States of America 29 July 2014 One Glendinning Place Westport Connecticut 06880

C132442 Aurum Investor Dollar Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132448 Aurum Investor Euro Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132449 Aurum Investor Sterling Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132450 Aurum Isis Dollar Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132451 Aurum Isis Euro Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

Run Date: 01 November 2018 Page 43 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132452 Aurum Isis Institutional Dollar Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamlton HM 08

C132453 Aurum Isis Institutional Euro Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132454 Aurum Isis Institutional Sterling Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road hamilton HM 08

C132457 Aurum Isis Sterling Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132458 Aurum Isis Swiss Franc Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132459 Aurum Multi Strategy Dollar Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond House Hamilton HM 08

Run Date: 01 November 2018 Page 44 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132460 Aurum Multi Strategy Euro Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132463 Aurum Multi Strategy Sterling Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132464 Aurum Synchronicity Dollar Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132465 Aurum Synchronicity Euro Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132466 Aurum Synchronicity Sterling Fund Ltd Non-EU AIFM N/A Bermuda 29 July 2014 Aurum House 35 Richmond Road Hamilton HM 08

C132471 Taconic Capital Advisors LP Non-EU AIFM N/A United States of America 27 August 2014 5th Floor 280 Park Avenue New York NY 10017

Run Date: 01 November 2018 Page 45 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132472 Two Sigma Advisers LP Non-EU AIFM N/A United States of America 29 July 2014 100 Avenue of the Americas Floor 16 New York, New York 10013

C132514 Halcyon Asset-Backed Advisors LP Non-EU AIFM N/A United States of America 31 July 2014 477 Madison Avenue 8th Floor New York, New York 10022

C132518 UBS Realty Investors LLC Non-EU AIFM N/A United States of America 31 July 2014 10 State House Square 15th Floor Hartford CT 06103-3604

C132542 RK Capital Management LLC Non-EU AIFM N/A United States of America 01 August 2014 3033 E. 1st Avenue Suite 401 Denver CO 80206

C132570 Tilney Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 Towry House Services) Western Road Berkshire RG12 1TL

Run Date: 01 November 2018 Page 46 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132571 Rogge Alternative Investment Company EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 Limited Services) Sion Hall 56 Victoria Embankment London EC4Y 0DZ

C132675 Inflexion Partnership Capital Fund I General Non-EU AIFM N/A Guernsey 07 August 2014 Partner Guernsey Limited 3rd Floor, Tudor House Le Bordage St Peter Port Guernsey GY1 3PP

C132677 Inflexion Buyout Fund IV General Partner Non-EU AIFM N/A Guernsey 07 August 2014 Guernsey Limited PO Box 656 Third Floor, Tudor House Le Bordage St Peter Port, Guernsey GY1 3PP

C132679 MS Capital Partners VI GP LP Non-EU AIFM N/A Cayman Islands 07 August 2014 c/o Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman KY1-1104

Run Date: 01 November 2018 Page 47 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C132684 Davidson Kempner Capital Management LP Non-EU AIFM N/A United States of America 07 August 2014 c/o National Corporate Research, Ltd 850 New Burton Road, Suite 201 County of Kent, City of Dover, Delaware 19904

C132690 GCM Customized Fund Investment Group, L.P Non-EU AIFM N/A United States of America 07 August 2014 767 Fifth Avenue, 14th floor New York, NY 10153

C132712 Standard Life Investments (Mutual Funds) EU AIFM FPS (Freedom to Provide United Kingdom 08 August 2014 Limited Services) 1 George Street Edinburgh EH2 2LL

C132714 Blenheim Fund Management, LLC Non-EU AIFM N/A United States of America 08 August 2014 300 Connell Drive, Suite 5200 Berkeley Heights New Jersey 07922

C132900 Aviva Investors Jersey Unit Trusts Management Non-EU AIFM N/A Jersey 12 August 2014 Limited Lime Grove House Green Street St. Helier JE12ST

C133101 Hosking Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 August 2014 Services)

Run Date: 01 November 2018 Page 48 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133102 Japan Fund Management (Luxembourg) S.A EU AIFM FPS (Freedom to Provide Luxembourg 20 August 2014 1B Services) rue Gabriel Lippmann L-5365 Munsbach

C133104 ICE Canyon LLC Non-EU AIFM N/A United States of America 21 August 2014 t/a ICE Canyon LLC National Corporate Research Ltd. 615 South DuPont Highway DE 19901 Dover Delaware

C133147 Friedman Fleischer & Lowe, LLC Non-EU AIFM N/A United States of America 25 August 2014 One Maritime Plaza Suite 2200 San Francisco CA 94111

C133294 Henderson Investment Funds Limited EU AIFM FPS (Freedom to Provide United Kingdom 30 July 2014 201 Bishopgate Services) London EC2M 3AE

C133307 Ardian Investment UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 29 July 2014 1 Grafton Street Services) London W1SE 4FE

Run Date: 01 November 2018 Page 49 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133312 Ares Management UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 28 July 2014 6th Floor, Services) 10 New Burlington St, London W1S 3BE

C133316 Tritax Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 30 July 2014 17-18 Old Bond Street Services) London W1S 4PT

C133318 PAI Partners SAS EU AIFM FPS (Freedom to Provide France 25 August 2014 232 rue de Rivoli Services) 75054 Paris cedex 01

C133323 BNP Paribas Real Estate Investment EU AIFM FPS (Freedom to Provide Luxembourg 25 August 2014 Management Luxembourg S.A Services) 44 avenue J.-F. Kennedy L-1855

C133325 Access Capital Partners S.A EU AIFM FPS (Freedom to Provide France 25 August 2014 121 Services) Avenue des Champs Elysées F75008 Paris

Run Date: 01 November 2018 Page 50 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133327 JPMorgan Asset Management (Europe) S.A.R.LEU AIFM FPS (Freedom to Provide Luxembourg 25 August 2014 6 Services) route de Tréves L-2633 Senningerberg

C133359 Mulvaney Capital Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 5th Floor Services) Cannongate House 62-64 Cannon Street London SW11 6BP

C133367 AQR Capital Management (Europe) LLP EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 Charles House Services) 5-11 Regent Steet London SW1Y 4LR

C133368 H2O AM LLP EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 10 Old Burlington Street Services) Mayfair London W1S 3AG

C133369 GML Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 12th Floor Services) The Met Buliding 22 Percy Street London W1T 2BU

Run Date: 01 November 2018 Page 51 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133370 Robus Capital Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 28 August 2014 55 Bryanston Street Services) 5th Floor Marble Arch Tower London W1H 7AA

C133371 Capital Four AIFM A/S EU AIFM FPS (Freedom to Provide Denmark 25 May 2016 P. H Lings Alle 2 Services) 8th Floor DK 2100 Copenhagen

C133532 LGIM Corporate Director Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 One Coleman Street Services) London EC2R 5AA

C133566 Carne Global Fund Managers (Luxembourg) EU AIFM FPS (Freedom to Provide Luxembourg 18 August 2014 SA Services) 6B route de Tréves L-2633 Senningerberg

C133568 BNY Mellon Fund Management (Luxembourg) EU AIFM FPS (Freedom to Provide Luxembourg 29 August 2014 S.A Services) 2-4 rue Eugène Ruppert Vertigo Building - Polaris L-2453 Luxembourg

Run Date: 01 November 2018 Page 52 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133576 CIM Global, LLC Non-EU AIFM N/A United States of America 05 September 2014 c/o The Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmington Delaware 19801

C133601 AXA REIM SGP EU AIFM FPS (Freedom to Provide France 07 August 2014 Coeur Défense Tour B Services) La Défense 4 100 Esplanade du Géneral de Gaulie 92932 Paris la Défense Cedex

C133658 Invesco Management S.A EU AIFM FPS (Freedom to Provide Luxembourg 03 September 2014 37A Services) avenue J-F Kennedy L-1855

C133681 F&C Fund Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 29 July 2014 Exchange House Services) Primrose Street London EC2A 2NY

C133688 F&C Investment Business Ltd EU AIFM FPS (Freedom to Provide United Kingdom 28 July 2014 Exchange House Services) Primrose Street London EC2A 2NY

Run Date: 01 November 2018 Page 53 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133691 UBS Asset Management Funds Ltd EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2014 21 Lombard Street Services) London EC3V 9AH

C133694 JPMorgan Funds Limited EU AIFM FPS (Freedom to Provide United Kingdom 11 August 2014 60 Victoria Embankment Services) London EC4Y 0JP

C133697 Silverfleet Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 12 August 2014 5 Fleet Place Services) London EC4M 7RD

C133703 European Capital Debt Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 10 September 2014 5th Floor Services) 25 Bedford Street London WC2E 9ES

C133772 Insparo Asset Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 09 September 2014 Woolworth House Services) 242 Marelybone Road London NW1 6JQ

C133907 John Laing Infrastructure Fund Limited Non-EU AIFM N/A 16 September 2014

Run Date: 01 November 2018 Page 54 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C133946 Winton Fund Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 17 September 2014 Grove House Services) 27 Hammersmith Grove London W6 0NE

C133953 Renshaw Bay LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 September 2014 4th Floor Services) Reading Bridge House George Street Reading RG1 8 LS

C134034 Blackstone Tactical Opportunities Advisors Non-EU AIFM N/A United States of America 23 September 2014 L.L.C c/o The Corporation Trust Company 1209 Orange Street Wilmington Delaware 19801

C134056 Fortress Credit Opportunities IV Advisors LLC Non-EU AIFM N/A United States of America 25 September 2014 Corporation Trust Center 1209 Orange Street Wilmington Delaware 19801

C134065 Prestige Fund Management Limited Non-EU AIFM N/A Cayman Islands 25 September 2014 SH Corp Services Ltd. Box 61 3rd Floor Harbour Centre Grand Cayman KY1 - 1104

Run Date: 01 November 2018 Page 55 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C134067 IFM Investors Pty Limited Non-EU AIFM N/A Australia 28 August 2014 Level 29 Casselden 2 Lonsdale Street Melbourne Victoria 3000

C134072 Zafiro Capital Sarl Non-EU AIFM N/A Switzerland 21 November 2014 80-82 Rue de Rhone 1204 Geneva

C134218 Apollo Value Management, L.P. Non-EU AIFM N/A United States of America 25 September 2014 Corporation Service Company 2711 Centerville Road Suite 400 Wilmington Delaware 19808

C134288 Beach Horizon LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 July 2017 t/a Beach Horizon LLP Services) 5th Floor 4-7 Chiswell Street EC1Y 4UP

C134415 Partners Group Management XI Limited Non-EU AIFM N/A Guernsey 03 October 2014 Tudor House Le Bordage St. Peter Port Channel Islands GY1 6BD Guernsey

Run Date: 01 November 2018 Page 56 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C134423 Bainbridge Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 September 2014 Montpellier House Services) 106 Brompton Road London SW3 1JJ

C134424 Quadrature Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 30 September 2014 Warnford Court Services) 29 Throgmorton Street London EC2N 2AT

C134460 Aventicum Capital Management (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 10 October 2014 4 Sloan Terrace Services) London SW1X 9DQ

C134466 Partners Group Management V Limited Non-EU AIFM N/A 10 October 2014 Tudor House Le Bordage St. Peter Port Channel Islands GY1 6BD

C134468 Partners Group Management VII Limited Non-EU AIFM N/A Guernsey 10 October 2014 Tudor House Le Bordage St. Peter Port Channel Islands GY1 6BD

Run Date: 01 November 2018 Page 57 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C134619 CZ Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 October 2014 53/54 Grosvenor Street Services) London W1K 3HU United Kindgom

C134722 Bluefield Solar Income Fund Limited Non-EU AIFM N/A 20 October 2014

C134723 The Renewables Infrastructure Group Limited Non-EU AIFM N/A 20 October 2014

C134724 HICL Infrastructure Company Limited Non-EU AIFM N/A 20 October 2014 1 Le Truchot St Peter Port Guernsey GY1 1WD

C134833 Exponent Private Equity LLP EU AIFM FPS (Freedom to Provide United Kingdom 29 July 2014 30 Broadwick Street Services) London W1F 8JB

C134986 AnaCap Financial Partners GP III, L.P. Non-EU AIFM N/A 29 October 2014 PO Box 60 Carinthia House 9-12 The Grange St. Peter Port Guernsey GY1 4BF

Run Date: 01 November 2018 Page 58 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C135003 CBRE Global Collective Investors UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 27 October 2014 Third Floor Services) One New Change London EC4M 9AF

C135037 General Atlantic Service Company LLC Non-EU AIFM N/A United States of America 30 October 2014 850 New Burton Road Suite 201 Dover DE 19904

C135040 SSgA Funds Management, Inc. Non-EU AIFM N/A United States of America 29 June 2018 State Street Financial Center One Lincoln Street Boston MA 02111-2900

C135044 Everstone III Partners Ltd Non-EU AIFM N/A Cayman Islands 31 October 2014 c/o Maples and Calder Services Limited PO Box 309 Ugland House Grand Cayman KY1 1104

C135054 CVC Credit Partners LLC Non-EU AIFM N/A United States of America 05 March 2018 t/a CVC Credit Partners LLC

Run Date: 01 November 2018 Page 59 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C135455 Trium Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 11 November 2015 t/a Trium Investment Management LLP Services) 60 Gresham Street Level 4 EC2V 7BB

C135536 MSS Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 October 2014 Alder Castle House Services) 10 Noble street London EC2V 7JX

C135537 Mirabella Malta Limited EU AIFM FPS (Freedom to Provide Malta 23 October 2014 Block B Services) No. 34 Il-Piazzetta Tower Road Sliema SLM1605

C135550 Rockspring Property Investment Managers EU AIFM FPS (Freedom to Provide United Kingdom 30 September 2014 Limited Liability Partnership Services) 166 Sloane Street London SW1X 9QF

C135553 NPJ Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 04 December 2014 t/a NPJ Asset Management LLP Services) 2nd Floor 239 Kensington High Street London W8 6SN

Run Date: 01 November 2018 Page 60 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C136028 Equistone Partners Europe Limited EU AIFM FPS (Freedom to Provide United Kingdom 01 October 2014 Condor House Services) St. Paul's Churchyard London EC4M 8AL

C136071 PDR Services, LLC Non-EU AIFM N/A 21 November 2014 c/o NYSE Euronext Holdings LLC 11 Wall Street New York New York 10005

C136078 WyeTree Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 05 November 2014 Floor 6 Services) 1 Tudor Street London EC4Y 0AH

C136374 TPG VII Management LLC Non-EU AIFM N/A United States of America 02 December 2014 Corporation Trust Center 1209 Orange Street Wilmington Delaware

C136465 Abraaj Investment Management Limited Non-EU AIFM N/A Cayman Islands 08 December 2014 c/o Maples Corporate Services Limited Ugland House KY1 1104 Grand Cayman PO Box 309

Run Date: 01 November 2018 Page 61 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C136560 Harmonic Capital Partners LLP EU AIFM FPS (Freedom to Provide 27 November 2014 3 Lombard Street Services) London EC3V 9AA

C136561 Delcap Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 27 November 2014 2 Eaton Gate Services) London SW1W 9BJ

C137013 Phoenix Fund Services (UK) Ltd EU AIFM FPS (Freedom to Provide United Kingdom 05 January 2015 Springfiled Lodge Services) Colchester Road, Chelmsford, Essex CM2 5PW

C137025 Catalyst Capital Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 02 October 2014 33 Cavendish Square, Services) London W1G 0PW

C137032 Aviva Investors Luxembourg SA EU AIFM FPS (Freedom to Provide Luxembourg 31 December 2014 2, rue du Fort Bourbon Services) L-1249

Run Date: 01 November 2018 Page 62 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137477 Nordkinn Asset Management AB EU AIFM FPS (Freedom to Provide Sweden 09 January 2015 Nordkinn Asset Management Services) Attn. Erik Eidolf Kungsgatan 33, 6tr 111 56 Stockholm

C137493 Gravis Capital Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 06 October 2014 53 / 54 Grosvenor Street Services) London W1K 3HU

C137514 FIL Investment Management (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 09 October 2014 2a rue Albert Borschette Services) BP 2174 L 1021

C137519 M&G (Guernsey) Limited Non-EU AIFM N/A Guernsey 15 January 2015 Dorey Court Admiral Park St Peter Port GY1 2HT

C137522 Greencoat Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 13 October 2014 Level 3 Burdett House Services) 15-16 Buckingham Street London WC2N 6DU

Run Date: 01 November 2018 Page 63 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137528 BNP Paribas Capital Partners SAS EU AIFM FPS (Freedom to Provide France 16 October 2014 14 Rue Bergere Services) 75009 Paris

C137597 Aberdeen Global Services S.A EU AIFM FPS (Freedom to Provide Luxembourg 12 January 2015 35a, avenue John F. Kennedy Services) L-1855

C137599 BlackRock Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 12 January 2015 12 Throgmorton Avenue Services) London EC2N 2DL

C137602 Charterhouse GP LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 January 2015 Warwick Court Services) Paternoster Square London EC4M 7DX

C137605 Pollen Street Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 14 January 2015 8 Hanover Street Services) London W1S 1YF

C137608 Montagu Private Equity LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 January 2015 2 More London Riverside Services) London SE1 2AP

Run Date: 01 November 2018 Page 64 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137620 Global Advisors (Jersey) Limited Non-EU AIFM N/A Jersey 22 January 2015 First Island House Peter Street St Helier Jersey JE4 8SG

C137626 EQT Services (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 14 January 2015 15 Golden Square Services) 5th Floor London W1F 9JG

C137658 Coller Investment Management Limited Non-EU AIFM N/A Guernsey 26 January 2015 PO Box 255 Trafalgar Court Les Banques St Peter Port GY1 3QL

C137663 HarbourVest Partners (Europe) Limited EU AIFM FPS (Freedom to Provide United Kingdom 04 December 2014 3rd Floor Services) 33 Jermyn Street London SW1Y 6DN

C137770 Leeds Equity Management VI LLC Non-EU AIFM N/A United States of America 28 January 2015 2711 Centerville Road Suite 400 Wilmington New Castle Country Delaware 19808

Run Date: 01 November 2018 Page 65 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137772 Lone Star Global Acquisitions Ltd Non-EU AIFM N/A United States of America 24 May 2016 Washington Mall Suite 304 7 Reid Street HM11 Hamillton

C137777 International Fund Management Limited Non-EU AIFM N/A Guernsey 29 January 2015 Sarnia House Le Truchot St Peter Port GY1 1GR

C137790 PAI Partners S.A.R.L EU AIFM FPS (Freedom to Provide Luxembourg 01 December 2014 43-45 Allée Scheffer Services) L-2520

C137826 Dalmore Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 November 2014 200 Services) Aldersgate Street

C137833 RAM One AB EU AIFM FPS (Freedom to Provide Sweden 17 October 2014 Jakobsbergsgatan 13 Services) Box 1744 111 44 Stockholm

C137835 LBO France Gestion EU AIFM FPS (Freedom to Provide France 21 October 2014 148 rue de l'Université Services) 75007 Paris

Run Date: 01 November 2018 Page 66 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137843 APQ Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 30 January 2015 22-23 Old Burlington St Services) W1S2JJ London

C137850 Attestor Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 08 September 2014 20 Balderton Street Services) London W1K 6TL

C137870 Personal Assets Trust Administration Company EU AIFM FPS (Freedom to Provide United Kingdom 11 April 2014 Limited Services) 10 St Colme Street Edinburgh EH3 6AA

C137940 SLB Brazil Econonolgy Fund S.A. SICAR EU AIFM FPS (Freedom to Provide Luxembourg 17 November 2014 11 Services) rue Aldringen L-1118

C137942 PO Participations SA EU AIFM FPS (Freedom to Provide Luxembourg 18 November 2014 1 Services) place d'Armes L-1136

Run Date: 01 November 2018 Page 67 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C137968 Nuveen Management AIFM Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 December 2014 9th Floor Services) 201 Bishopgate London EC2M 3BN

C137972 Invesco Real Estate Management S.A.R.L. EU AIFM FPS (Freedom to Provide Luxembourg 24 November 2014 37A Services) avenue J-F Kennedy L-1855

C137976 Tishman Speyer Europe S.A.R.L. EU AIFM FPS (Freedom to Provide Luxembourg 24 December 2014 34-38 Services) avenue de la Liberté L-1930

C137993 Swancap Investment Management S.A. EU AIFM FPS (Freedom to Provide Luxembourg 25 November 2014 5 Services) Heienhaff L-1738 Senningberg

C137999 Goldman Sachs MB Services Limited EU AIFM FPS (Freedom to Provide United Kingdom 04 February 2015 Peterborough Court Services) 133 Fleet Street London EC4A 2BB

Run Date: 01 November 2018 Page 68 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C138019 LIB Management Limited Non-EU AIFM N/A VIRGIN ISLANDS (BRITISH) 06 February 2015 Appleby Corporate Services (BVI) Limited Jayla Place Wickhams Cay 1 PO Box 3190 ROAD Town, Tortola VG 1110

C138039 Gatemore Capital Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 January 2015 14 Cavendish Place Services) London W1G 9DJ

C138264 TPG Growth III Management LLC Non-EU AIFM N/A United States of America 10 February 2015 c/o Maples Fiduciary Services (Delaware) Inc. 4001 Kenneth Pike, Suite 302 Wilmington New Castle Delaware 19807

C138269 Apollo Energy Opportunity Management LLC Non-EU AIFM N/A United States of America 10 February 2015 c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C138274 Rockwood Capital Partners (X) LLC Non-EU AIFM N/A 10 February 2015 2711 Centerville Road Suite 400 Wilmington New Castle County Delaware 19808

Run Date: 01 November 2018 Page 69 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C138282 Cygnus Asset Management SGIIC S.A. EU AIFM FPS (Freedom to Provide 14 October 2016 c/ Suero de Quinones 34-36 Services) 3 planta 28002 Madrid

C138285 Nektar Asset Management AB EU AIFM FPS (Freedom to Provide Sweden 06 February 2015 Norrmalmstorg 14 Services) 103 86 Stockholm

C138290 Cordet Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 03 February 2015 100 Pall Mall Services) 4th Floor London Sw1Y 5NQ

C138484 Aalto Invest UK Ltd EU AIFM FPS (Freedom to Provide United Kingdom 17 December 2015 Mutual House Services) 70 Conduit Street W1S 2GF

C138487 Phoenix Spree Deutschland Limited Non-EU AIFM N/A 23 February 2015

C138488 Tishman Speyer Properties LP Non-EU AIFM N/A United States of America 23 February 2015 45 Rockefeller Plaza New York NY 10111

Run Date: 01 November 2018 Page 70 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C138491 Apollo Commodities Management LP with Non-EU AIFM N/A United States of America 23 February 2015 respect to Series IV c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C138546 Sciens Group Risk Services Limited EU AIFM FPS (Freedom to Provide United Kingdom 11 February 2015 4th Floor Services) 25 Berkeley Square London W1J 6HN

C138653 Burren Capital Advisors Limited EU AIFM FPS (Freedom to Provide 22 December 2015 Suite 741C Services) Europort

C138700 Omnes Capital EU AIFM FPS (Freedom to Provide France 17 February 2015 37-41 Services) rue du Rocher 75008 Paris

C138704 BNP Paribas Asset Management Luxembourg EU AIFM FPS (Freedom to Provide Luxembourg 17 February 2015 33 rue de Gasperich Services) L-5826 Hesperange

Run Date: 01 November 2018 Page 71 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C138790 Whitewood Capital REIM Ltd Non-EU AIFM N/A Guernsey 02 March 2015 Regency Court Glategny Esplanade St Peter Port GY1 3RH

C138792 Investa Wholesale Funds Management Limited Non-EU AIFM N/A Australia 02 March 2015 Deutsche Bank Place Level 6 126 Phillip Street Sydney NSW 2000

C138794 SICP LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 February 2015 25 Hill Street Services) London W1J 5LW

C138803 Incentive AS Non-EU AIFM N/A Norway 23 February 2015 Filipstad Brygge 2 0252 Oslo

C138821 RPM Risk & Portfolio Management AB EU AIFM FPS (Freedom to Provide Sweden 19 February 2015 Norrmalmstorg 16 Services) SE-111 46 Stockholm

Run Date: 01 November 2018 Page 72 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C138999 Wellington Alternative Investments LLC Non-EU AIFM N/A United States of America 13 February 2015 280 Congress Street Boston Massachusetts 02210

C139007 Macquarie Infrastructure and Real Assets EU AIFM FPS (Freedom to Provide United Kingdom 20 February 2015 (Europe) Limited Services) Ropemaker Place 28 Ropemaker Street London EC2Y 9HD

C139328 AEW UK Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 February 2015 33 Jermyn Street Services) London SW1Y 6DN

C139357 Hamilton Lane AIFM Limited EU AIFM FPS (Freedom to Provide United Kingdom 04 March 2015 8-10 Great George Street Services) 3rd Floor London SW1P 3AE

C139390 RCP Advisors 2 LLC Non-EU AIFM N/A United States of America 26 March 2015 C/o Corporation Service Company Wilmington DE 19808

Run Date: 01 November 2018 Page 73 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C139402 MS Capital Partners Adviser Inc Non-EU AIFM N/A United States of America 27 March 2015 1585 Broadway Avenue New York NY 10036

C139407 JPMorgan Funds (Asia) Limited Non-EU AIFM N/A 27 March 2015 21st Floor Chater House 8 Connaught Road Central

C139505 JF India Management Limited Non-EU AIFM N/A VIRGIN ISLANDS (BRITISH) 30 March 2015 Palm Grove House PO Box 438 Road Town Tortola

C139532 RWC Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 April 2015 Services)

C139542 Fidelis Insurance Holdings Limited Non-EU AIFM N/A 31 March 2015 Clarendon House 2 Churhc Street Hamilton HM11

C139558 OP Fund Management Company Ltd EU AIFM FPS (Freedom to Provide Finland 27 March 2015 Etelaesplanadi 12 Services) 00100 Helsinki

Run Date: 01 November 2018 Page 74 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C139562 Wellington Management Funds LLC Non-EU AIFM N/A United States of America 12 March 2015 2711 Centerville Road Suite 400 Willington Delaware 19808

C140137 Apax Guernsey Managers Limited Non-EU AIFM N/A Guernsey 24 April 2015 Third Floor Royal Bank Place 1 Glategny Esplanade St Peter Port Guernsey GY1 2HJ

C140596 Ennismore Fund Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 February 2015 5 Kensington Church Street Services) London W8 4LD

C140599 Fulcrum Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 05 March 2015 Marble Arch House Services) 66 Seymour Street London W1H 5BT

C140612 Excalibur Asset Management AB EU AIFM FPS (Freedom to Provide Sweden 08 April 2015 Excalibur Asset Management AB Services) Birger Jarlsgatan 15, 2tr. 111 45 Stockholm

Run Date: 01 November 2018 Page 75 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C140615 AXA Real Estate Investment Managers SGP EU AIFM FPS (Freedom to Provide France 09 April 2015 Coeur Défense Services) Tour B La Défense 4 100 Esplanade du Général de Gaulle F-92400 Courbevoie

C140626 Lion Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 April 2015 21 Grosvenor Place Services) London SW1X 7HF

C140633 UK Green Investment Bank Financial Services EU AIFM FPS (Freedom to Provide United Kingdom 24 April 2015 Limited Services) 13th Floor 21-24 Millbank Tower London SW1P 4QP

C140814 Lutetia Capital SAS EU AIFM FPS (Freedom to Provide France 10 November 2017 Services)

C140966 Terra Firma Investments GP 6 Limited Non-EU AIFM N/A Guernsey 18 May 2015 Old Bank Chambers La Grande Rue St. Martin's GY4 6RT

C141012 Long Harbour Limited EU AIFM FPS (Freedom to Provide 13 May 2015 Services)

Run Date: 01 November 2018 Page 76 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C141029 Advicorp Public Limited Company EU AIFM FPS (Freedom to Provide United Kingdom 23 March 2015 St Bartholomew House Services) 90-94 Fleet Street London EC4Y 1DG

C141223 Warburg Pincus LLC Non-EU AIFM N/A United States of America 26 May 2015 450 Lexington Avenue New York NY 10017

C141233 Vinci Zafferano Capital (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 August 2014 Services)

C141240 Halcyon Credit Management LP Non-EU AIFM N/A 27 May 2015 477 Madison Avenue 8th Floor New York NY 10022

C141253 SW Mitchell Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 March 2016 Princes House Services) 38 Jermyn Street London SW1Y 6DN

Run Date: 01 November 2018 Page 77 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C141481 Permira Sigma IV GP Limited Non-EU AIFM N/A Guernsey 08 December 2016 PO Box 503 Trafalgar Court Les Banques St. Peter Port GY1 6DJ Channel Islands

C141585 Shard Capital AIFM LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 May 2015 23rd Floor Services) 20 Fenchurch Street London EC4Y 0AH

C141632 Lansdowne Partners Austria GmbH EU AIFM FPS (Freedom to Provide 10 June 2015 Wallnerstrasse 3/21 Services) Vienna 1010

C141766 CBRE Global Investors Luxembourg AIFM EU AIFM FPS (Freedom to Provide Luxembourg 27 April 2015 SARL Services) 26-28 rue Edward Steichen L-2540

C141773 Adrigo Asset Management AB EU AIFM FPS (Freedom to Provide Sweden 28 April 2015 PO Box 56045 Services) 102 17 Stockholm

Run Date: 01 November 2018 Page 78 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C141781 Pareto Asset Management AS Non-EU AIFM N/A Norway 18 August 2015 Dronning Mauds Gate 3 0250 Oslo

C141786 Montana Capital Partners Jersey OSP III (GP) Non-EU AIFM N/A Jersey 16 June 2015 Limited 3rd Floor South Tower 29/31 Esplanade St Helier JE2 3QA

C141793 Aquamarine Capital Management LLC Non-EU AIFM N/A United States of America 16 June 2015 1345 Avenue of the Americas 2nd Floor New York NY 10105

C142085 PrimeStone Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 22 June 2015 17A Curzon Street Services) London W1J 5HS

C142606 Frostrow Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 09 July 2015 25 Services) Southampton Buildings London WC2A 1AL

Run Date: 01 November 2018 Page 79 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C142621 The Children's Investment Fund Management EU AIFM FPS (Freedom to Provide United Kingdom 07 April 2015 (UK) LLP Services) 7 Cliford Street London W1S 2FT

C142847 Kingsway Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 29 December 2015 Eighth Floor Services) 6 New Street Square New Fetter Lane London EC4A 3AQ

C143303 CBRE Global Investors EMEA AIFM BV EU AIFM FPS (Freedom to Provide Netherlands 17 June 2015 Schiphol Boulevard 281 Services) 1118 BH Schiphol

C143324 Northlight Group LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 June 2015 20 Upper Grosvenor Street Services) London W1K 7PB

C143469 PEP Management (Jersey) Limited Non-EU AIFM N/A Jersey 12 August 2015 26 New Street St. Helier JE2 3RA

Run Date: 01 November 2018 Page 80 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C143476 OCP Asia (Singapore) Pte Limited Non-EU AIFM N/A 13 August 2015 350 Orchard Road 12-01/03 Shaw House 238868

C143493 Hayfin Management Limited Non-EU AIFM N/A Cayman Islands 17 August 2015 190 Elgin Avenue George Town Grand Cayman KY1-9005

C143631 Quadrature Capital Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 04 August 2015 Services)

C143650 Equitix Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 June 2015 Welken House Services) 10-11 Charterhouse Square London EC1M 6EH

C143673 CIAM EU AIFM FPS (Freedom to Provide France 02 June 2015 72 Bd Haussmann Services) 75008 Paris

C143679 Pemberton Asset Management SA EU AIFM FPS (Freedom to Provide Luxembourg 02 June 2015 1, rue Hildegard von Bingen Services) L-1282

Run Date: 01 November 2018 Page 81 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C143689 EQT Fund Management SARL EU AIFM FPS (Freedom to Provide Luxembourg 28 May 2015 26 A Boulevard Royal Services) L-2449

C144110 Apollo Emerging Markets Debt Management Non-EU AIFM N/A United States of America 07 September 2015 LLC c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C144114 Bain Capital Investments (Europe) Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 August 2015 Devonshire House Services) Mayfair Place London W1J 8AJ

C144119 Quilter Investors Limited EU AIFM FPS (Freedom to Provide United Kingdom 01 September 2015 t/a Quilter Investors Limited Services) 2 Lambeth Hill London EC4V 4GG

C144397 Stone Harbor Investment Partners (AIFM) LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 September 2015 48 Dover Street, Services) London, W1S 4FF

Run Date: 01 November 2018 Page 82 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C144398 SQN Capital Management LLC Non-EU AIFM N/A United States of America 24 September 2015 100 Wall Street NY 1005

C144407 Stonepeak Advisors II LLC Non-EU AIFM N/A United States of America 28 September 2015 c/o The Corporation Trust Company 1209 Orange Street New Castle County Wilmington Delaware 19801

C144501 Oaktree Capital Management (LUX) SARL EU AIFM FPS (Freedom to Provide Luxembourg 28 August 2015 26A, boulevard Royal Services) L-2449 Luxembourg

C144565 Aberdeen Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 24 September 2015 Bow Bells House Services) 1 Bread Street EC4M 9HH

C144649 PW Real Estate Fund III GP Limited Non-EU AIFM N/A Jersey 07 October 2015 1 Waverley Place Union Street St Helier Jersey JE1 1SG

Run Date: 01 November 2018 Page 83 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C144675 Tower Gate Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 October 2015 8 Old Jewry Services) London EC2R8DN

C144843 T. Rowe Price (Luxembourg) Management EU AIFM FPS (Freedom to Provide Luxembourg 15 October 2015 SARL Services) 6c route de Treves L-2633 Senningerberg

C144864 Edmond de Rothschild Asset Management EU AIFM FPS (Freedom to Provide Luxembourg 09 October 2015 (Luxembourg) Services) 20 boulevard Emmanuel Servais L- 2535 Luxembourg

C144911 International Housing Solutions (RF) Non-EU AIFM N/A 19 October 2015 Proprietary Limited Ground Floor Block G Glasgow House Peter Place Office Park 54 Peter Place, Bryanston 2191, Gauteng

C145763 Riverstone International Limited Non-EU AIFM N/A Cayman Islands 06 November 2015 Appleby Trust (Cayman) Ltd, Clifton House 75 Fort Street George Town Grand Cayman

Run Date: 01 November 2018 Page 84 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C145863 Privium Fund Management (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 May 2016 Golden Cross House Services) 8 Duncannon Street WC2N 4JF

C145909 MV Credit Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 October 2015 4th Floor Services) 100 Pall Mall London SW1Y 5NQ

C145917 TCI Fund Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 29 June 2015 7 Clifford Street Services) London W1S 2FT

C146810 Inverewe Capital London Limited EU AIFM FPS (Freedom to Provide United Kingdom 08 October 2015 120 Mount Street Services) No 2 LONDON W1K 3NN

C146818 Schroder Unit Trusts Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 September 2015 31 Gresham Street Services) London EC2V 7QA

C146822 Mercer Private Markets (Luxembourg) SARL EU AIFM FPS (Freedom to Provide Luxembourg 29 September 2015 2 Place Francois-Joseph Dargent Services) L-1413 Luxembourg

Run Date: 01 November 2018 Page 85 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C146839 Securis Investment Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 12 April 2016 12th Floor Services) 110 Bishopsgate EC2N 4AY

C147055 Genstar Capital VII LP Non-EU AIFM N/A United States of America 01 December 2015 C/O Corporation Trust Center 1209 Orange Street Wilmington DE 19808

C148150 NTR Investments Europe Limited Non-EU AIFM N/A Jersey 07 December 2015 12 Castle Street St Helier JE2 3RT

C148202 Madrague Capital Partners AB EU AIFM FPS (Freedom to Provide Sweden 06 November 2015 Norrlandsgatan 18 Services) 111 43 Stockholm

C148212 Zadig Gestion (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 08 December 2015 70C Services) route d'Arlon L-8008 Strassen

Run Date: 01 November 2018 Page 86 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C148376 York Capital Management Global Advisors LLCNon-EU AIFM N/A United States of America 11 December 2015 York Capital Management 767 Fifth Avenue 17th Floor New York 10153

C148593 Financial Credit Investment III Manager LLC Non-EU AIFM N/A United States of America 17 December 2015 c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C148612 Permira VI G.P. Limited Non-EU AIFM N/A Guernsey 18 December 2015 PO Box 503 Trafalgar Court Les Banques St Peter Port GY1 6DJ

C148965 Apax IX GP Co. Limited Non-EU AIFM N/A Guernsey 04 January 2016 Third Floor Royal Bank Place 1 Glategny Esplanade St Peter Port GY1 2HJ

Run Date: 01 November 2018 Page 87 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C149140 Cinven Capital Management (VI) Limited Non-EU AIFM N/A Guernsey 06 January 2016 Partnership Incorporated 3rd Floor East Wing Trafalgar Court Les Banques St Peter Port GY1 3PP

C149144 Star Fund Managers LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 December 2015 2nd Floor (East) Services) 21 Knightsbridge London SW1X 7LY

C149156 Halcyon Long Duration Recoveries Non-EU AIFM N/A United States of America 06 January 2016 Management LP t/a Halcyon Long Duration Recoveries Management LP 477 Madison Avenue 8th Floor New York 10022

C149170 FSN Capital GP V Limited Non-EU AIFM N/A Jersey 08 January 2016 11-15 Seaton Place St Helier JE4 0QH

Run Date: 01 November 2018 Page 88 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C149576 Apollo Total Return Enhanced Management Non-EU AIFM N/A United States of America 26 January 2016 LLC c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle County

C149592 Gateway V GP Ltd Non-EU AIFM N/A 27 January 2016 c/o Mourant Ozannes Corporate Services (Cayman) Limited 94 Solaris Avenue Camana Bay, PO Box 1348 Grand Cayman KY1-1108

C149647 Notz Stucki Europe SA EU AIFM FPS (Freedom to Provide Luxembourg 28 January 2016 11 Boulevard de la Foire Services) L-1528 Luxembourg

C150775 ARECA SICAV SIF EU AIFM FPS (Freedom to Provide 15 May 2015 Services)

C150781 Park Lane Capital SICAV plc EU AIFM FPS (Freedom to Provide 03 August 2015 Services)

C150789 Brightwood US Middle Market Credit Fund Non-EU AIFM N/A 03 November 2015 Limited

Run Date: 01 November 2018 Page 89 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C150790 International Public Partnerships Limited Non-EU AIFM N/A 14 October 2015

C152112 Warburg Invest Luxembourg SA EU AIFM FPS (Freedom to Provide Luxembourg 15 December 2015 2, Place Dargent Services) L-1413

C152484 HPS Investment Partners, LLC Non-EU AIFM N/A United States of America 18 May 2017 t/a HPS Investment Partners, LLC 40 West 57th Street 33rd Floor New York 10019

C152873 MC Feeder Limited Non-EU AIFM N/A 03 March 2016

C152889 Saemor Capital BV EU AIFM FPS (Freedom to Provide Netherlands 04 April 2017 t/a Saemor Capital BV Services) WTC E-Tower 7th Floor Prinses Margrietplantsoen 44 The Hague

C153043 Selwood Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 May 2018 t/a Selwood Asset Management LLP Services)

Run Date: 01 November 2018 Page 90 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C153091 SilverStreet Management II Limited Non-EU AIFM N/A Guernsey 22 March 2016 PO Box 60 Carinthia House 9-12 The Grange St Peter Port GY1 4BF

C153256 Segetia (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 17 March 2016 23 Upper Wimpole Street Services) W1G 6ND

C153275 Altiq LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 March 2016 29 Farm Street Services) London W1J 5RL

C153551 Blackrock Realty Advisors Inc Non-EU AIFM N/A United States of America 04 April 2016 40 East 52nd Street New York NY 10022

C153613 Breae AIFM LLP EU AIFM FPS (Freedom to Provide United Kingdom 24 March 2016 Southwest House Services) 11A Regent Street London SW1Y 4LR

C153631 Aegon Investment Management B.V. EU AIFM FPS (Freedom to Provide Netherlands 13 April 2016 Aegonplein 6 Services) 2591 TV The Hague

Run Date: 01 November 2018 Page 91 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C153812 Impax Asset Management (AIFM) Ltd EU AIFM FPS (Freedom to Provide United Kingdom 09 March 2016 Norfolk House Services) 31 St James's Street London SW1Y 4JR

C153820 Target Advisers LLP EU AIFM FPS (Freedom to Provide 14 April 2016 Old Glassingall Services) Dunblane Perthshire Scotland FK15 OJG

C153867 Scottish Equity Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 February 2016 17 Blythswood Square Services) Glasgow G2 4AD

C153886 Eaglewood Europe LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 February 2016 The Adelphi Services) 13th Floor 1/11 John Adam Street London WC2N 6HT

C153997 PIMCO Global Advisors (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 26 February 2016 80 Services) route d'Esch L-1470

Run Date: 01 November 2018 Page 92 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C154173 Inflexion Enterprise Fund IV Guernsey Limited Non-EU AIFM N/A Guernsey 26 April 2016 c/o Sanne Group (Guernsey) Limited Third Floor, La Plaiderie Chambers, La Plaiderie St Peter Port GY1 1WG

C154201 M&G Luxembourg SA EU AIFM FPS (Freedom to Provide Luxembourg 19 April 2016 34-38 Services) avenue de la Liberté L-1930

C154257 Gamma Capital Markets Limited EU AIFM FPS (Freedom to Provide Malta 24 October 2016 259 Saint Paul Street Services) Valletta VLT1213

C154259 Keyhaven Capital Partners Ltd EU AIFM FPS (Freedom to Provide United Kingdom 24 February 2016 1 Maple Place Services) London WIT 4BB

C154391 Unigestion Asset Management (France) EU AIFM FPS (Freedom to Provide France 04 December 2015 12, avenue de Matignon Services) F-75008 Paris

C154508 Northern Trust Luxembourg Management EU AIFM FPS (Freedom to Provide Luxembourg 23 October 2015 Company SA Services) 6, rue Lou Hemmer L-1748 Senningerberg

Run Date: 01 November 2018 Page 93 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C154532 Pramerica Fund Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 November 2015 Grand Buildings, Services) 1-3 Strand, Trafalgar Square, London, WC2N 5HR

C154876 Adams Street Credit Advisors LP Non-EU AIFM N/A United States of America 17 May 2016 The Corporation Trust Company Corporation Trust Centre 1209 Orange Street, City of Wilmington County of New Castle Delaware 19801

C155289 Apollo EPF Management III LLC Non-EU AIFM N/A United States of America 02 June 2016 c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808 New Castle Countty

C155842 Flexagon Capital Management Ltd EU AIFM FPS (Freedom to Provide Malta 22 June 2016 171 Old Bakery Street Services) Valletta VLT 1455

C155915 ARDIAN France EU AIFM FPS (Freedom to Provide France 24 June 2016 20, place Vendôme Services) 75001 Paris

Run Date: 01 November 2018 Page 94 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C156199 Antarctica Asset Management (Europe) Limited EU AIFM FPS (Freedom to Provide United Kingdom 01 July 2016 1st Floor Services) Alfred House 23-24 Cromwell Place SW7 2LD

C156209 Capital Dynamics Limited EU AIFM FPS (Freedom to Provide United Kingdom 05 July 2016 9th Floor Services) 9 Colmore Row Birmingham West Midlands B3 2BJ

C156248 VER Limited Non-EU AIFM N/A Australia 07 July 2016 Level 16 720 Bourke Street Docklands VIC 3008

C156429 TriSpan LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 May 2016 39 Sloane Street Services) SW1X 9LP

C156438 City Financial Investment Company Pte Ltd Non-EU AIFM N/A 13 July 2016 2 Shenton Way 15-05, SGX Centre 068804

Run Date: 01 November 2018 Page 95 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C156442 Smart Lenders Asset Management Limited EU AIFM FPS (Freedom to Provide 13 July 2016 Stag House, Services) Old London Road, Hertford SG13 7LA

C156445 Andurand Capital Management Limited EU AIFM FPS (Freedom to Provide Malta 07 July 2016 The Hedge Business Centre Services) Level 2 Triq Ir- Rampa ta' San Giljan Balluta Bay St.Julian's

C156619 Neuberger Berman AIFM Limited EU AIFM FPS (Freedom to Provide United Kingdom 20 July 2016 4th Floor, Lansdowne House Services) 57, Berkeley Square London W1J 6ER

C156909 Halcyon Capital Management LP Non-EU AIFM N/A United States of America 27 July 2016 477 Madison Avenue 8th Floor New York 10022

C156914 EQT Netherlands Management BV EU AIFM FPS (Freedom to Provide Netherlands 27 July 2016 Schiphol Boulevard 355 Services) H-Tower, 4th Floor 1118 BJ Schiphol

Run Date: 01 November 2018 Page 96 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C156917 Antin Infrastructure Partners SAS EU AIFM FPS (Freedom to Provide France 18 July 2016 374 Rue Saint-Honoré Services) 75001 Paris

C156919 Brookfield Real Estate Finance Fund V GP LP Non-EU AIFM N/A United States of America 28 July 2016 c/o Corporation Service Company 2711 Centerville Rd Suite 400 Wilmington New Castle Delaware 19808

C156927 Vendian Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 23 February 2016 100 Gloucester Place Services) W1U 6HT

C156933 Duet Private Equity Limited EU AIFM FPS (Freedom to Provide United Kingdom 15 February 2016 27 Hill Street Services) W1J 5LP

C156935 Sofinnova Partners EU AIFM FPS (Freedom to Provide France 25 July 2016 16-18, rue du 4 Septembre Services) Immeuble Le Centorial 75002 Paris

C156938 Kinnerton Credit Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 17 March 2016 50 Grosvenor Hill Services) W1K 3QT

Run Date: 01 November 2018 Page 97 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C156939 Hellebore Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 17 May 2016 Michelin House Services) suite 212 81 Fulham Road SW3 6RD

C157008 17 Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 02 August 2016 32 Grosvenor Gardens Services) London SW1W 0DH

C157015 Clayton Dubilier & Rice LLC Non-EU AIFM N/A United States of America 03 August 2016 Corporation Trust Center 1209 Orange Street Wilmington New Castle County Delaware 19801

C157172 J. Safra Sarasin Asset Management (Europe) EU AIFM FPS (Freedom to Provide United Kingdom 08 July 2016 Ltd Services) 4th Floor 47 Berkeley Square W1J 5AU

C157173 Banor Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 July 2016 16 Berkeley Street Services) W1J 8DZ

Run Date: 01 November 2018 Page 98 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C157176 Edmond de Rothschild Investment Partners EU AIFM FPS (Freedom to Provide France 25 July 2016 47 rue du Faubourg Saint-Honore Services) 75008 Paris

C158657 NSSK II (INTL) GenPar Co Non-EU AIFM N/A Cayman Islands 16 August 2016 89 Nexus Way Camana Bay Grand Cayman KY1-9007

C158666 MoMa Advisors A/S EU AIFM FPS (Freedom to Provide Denmark 18 August 2016 Flæsketorvet 68-1 Services) DK-1711 Copenhagen V

C158709 IWC Investment Partners A/S EU AIFM FPS (Freedom to Provide Denmark 11 May 2016 Amalievej 20 Services) 1875 Frederiksberg C

C160014 BIL Manage Invest SA EU AIFM FPS (Freedom to Provide Luxembourg 31 August 2016 42, rue de la Vallée Services) L-2661

C160056 Riverstone Investment Group LLC Non-EU AIFM N/A United States of America 05 September 2016 712 Fifth Avenue 36th Floor New York NY 10019

Run Date: 01 November 2018 Page 99 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C160255 Latour Capital Management SAS EU AIFM FPS (Freedom to Provide France 02 October 2015 4 Rue de Marignan Services) F-75008 Paris

C160380 Vitruvian Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 18 September 2016 105 Wigmore Street Services) London W1U 1QY

C160410 Brookfield Asset Management Private Non-EU AIFM N/A 20 September 2016 Institutional Capital Adviser (Canada) LP Brookfield Place Suite 300 181 Bay Street Toronto M5J 2T3, Ontario

C160419 Stafford Capital Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 17 November 2015 4th Floor Services) 24 Old Bond Street London W1S4AW

C160425 Cromwell Investment Services Limited EU AIFM FPS (Freedom to Provide United Kingdom 15 September 2016 64 North Row Services) London W1K 7DA

Run Date: 01 November 2018 Page 100 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C160480 Siguler Guff Advisers LLC Non-EU AIFM N/A United States of America 23 September 2016 825 Third Avenue, 10th Floor, New York, NY 10022

C160482 LGK Advisors LP Non-EU AIFM N/A United States of America 23 September 2016 540 Madison Avenue 33rd Floor New York 10022

C160512 Mandatum Life Fund Management SA EU AIFM FPS (Freedom to Provide Luxembourg 26 September 2016 26-28, rue Edward Steichen Services) L-2540

C160595 Investcorp Investment Advisers LLC Non-EU AIFM N/A United States of America 27 September 2016 t/a Investcorp Investment Advisers LLC 280 Park Avenue New York NY 10017

C160611 Siguler Guff UK LLP EU AIFM FPS (Freedom to Provide United Kingdom 28 September 2016 Brookfield House Services) 4th Floor 44 Davies Street London W1K 5JA

Run Date: 01 November 2018 Page 101 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C160617 GAM (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 29 September 2016 25 Grand-Rue Services) L-1661

C160621 AlpInvest Partners BV EU AIFM FPS (Freedom to Provide Netherlands 29 September 2016 Jachthavenweg 118 Services) 1081 KJ Amsterdam

C163405 Aberdeen Capital Management LLC Non-EU AIFM N/A United States of America 25 October 2016 1266 East Main Street Soundview Plaza 5th Floor Stamford CT 06902

C163439 Actis GP LLP EU AIFM FPS (Freedom to Provide United Kingdom 21 April 2016 8th Floor Services) 2 More London Riverside London SE1 2JT

C163469 Claros REIT Management LP Non-EU AIFM N/A United States of America 01 November 2016 c/o Corporation Services Company 2711 Centerville Road Suite 400 DE 19808 Wilmington

Run Date: 01 November 2018 Page 102 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C163606 Bastion Wealth Limited EU AIFM FPS (Freedom to Provide Malta 02 November 2016 Alpine House Services) Naxxar Road San Gwann SGN 9032

C163618 Pharmakon Advisors LP Non-EU AIFM N/A United States of America 03 November 2016 110 East 59th Street 33rd Floor New York NY 10022

C163622 La Francaise Investment Solutions EU AIFM FPS (Freedom to Provide France 03 November 2016 128 boulevard Raspail Services) F 75006 Paris

C164028 Brookfield Premier Real Estate Partners GP LP Non-EU AIFM N/A United States of America 15 November 2016 c/o Corporation Service Company 2711 Centerville Rd Suite 400 Wilmington New Castle Delaware 19808

C164030 Carne Global AIFM Solutions (C.I.) Limited Non-EU AIFM N/A Jersey 15 November 2016 8th Floor Union House Union Street St Helier JE2 3RF

Run Date: 01 November 2018 Page 103 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C164160 Investment Fund Services Ltd EU AIFM FPS (Freedom to Provide United Kingdom 21 November 2016 Marlborough House Services) 59 Chorley New Road Bolton BL1 4QP

C164189 Blackstone Core Equity Advisors LLC Non-EU AIFM N/A United States of America 23 November 2016 c/o Intertrust Corporate Services Delaware Ltd 200 Bellevue Parkway Suite 210 Wilmington Delaware 19809

C164207 Lendlease Real Estate Investments Limited Non-EU AIFM N/A Australia 24 November 2016 Level 14, Tower Three International Towers Sydney Exchange Place 300 Barangaroo Avenue Barangaroo NSW 2000

C164213 CVC Capital Partners VII Limited Non-EU AIFM N/A Jersey 24 November 2016 1 Waverly Place Union Street St. Helier JE1 1SG Channel Islands

C164425 Invesco Credit Partners, LLC Non-EU AIFM N/A United States of America 02 December 2016 c/o The Corporation Trust Center 1209 Orange Street Wilmington New Castle DE 19801

Run Date: 01 November 2018 Page 104 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C164694 NREP AB EU AIFM FPS (Freedom to Provide Sweden 09 December 2016 Kungsgatan 44 Services) 6tr SE-111 35 Stockholm

C164697 Algebris (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 23 December 2016 1 St. James's Market Services) London SW1Y 4AH

C164782 Townsend Holdings LLC Non-EU AIFM N/A United States of America 13 December 2016 c/o The Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmington New Castle DE 19801

C164791 Wellington Luxembourg SARL EU AIFM FPS (Freedom to Provide Luxembourg 13 December 2016 33, avenue de la Liberte Services) L-1931

C164980 Tikehau Investment Management S.A.S EU AIFM FPS (Freedom to Provide France 15 December 2016 32, rue de Monceau Services) 75008 Paris

C164984 Arcus European Infrastructure Fund GP LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 December 2016 2nd Floor 6-16 St. Andrew Street Services) EC4A 3AE

Run Date: 01 November 2018 Page 105 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C164999 Orion Global Advisors UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 15 December 2016 Juxon House Services) St. Paul's Churchyard EC4M 8BU

C165146 Sustainable Development Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 21 December 2016 Foxglove House Services) 166 Piccadilly W1J 9EF

C165213 Comgest SA EU AIFM FPS (Freedom to Provide France 27 December 2016 17 square Edouard VII Services) 75009 Paris

C165479 Equinox AIFM SA EU AIFM FPS (Freedom to Provide Luxembourg 17 January 2017 9-11 Grand-Rue Services) L-1661

C165519 BrickVest IM Ltd EU AIFM FPS (Freedom to Provide United Kingdom 18 January 2017 74 Rivington Street Services) EC2A 3AY

C165559 Volt Capital Management AB EU AIFM FPS (Freedom to Provide Sweden 01 December 2016 Strandvägen 7A Services) 11456 Stockholm

Run Date: 01 November 2018 Page 106 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C165586 Bridges Fund Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 20 January 2017 38 Seymour Street Services) London W1H 7BP

C165807 Apollo Investment Management Europe LLP EU AIFM FPS (Freedom to Provide United Kingdom 24 January 2017 25 St George Street Services) London W1S 1FS

C166280 Pharma Management (Cayman) Ltd Non-EU AIFM N/A Cayman Islands 08 February 2017 Walker House PO Box 908GT Mary Street George Town Grand Cayman

C166290 UBS Fund Management (Luxembourg) SA EU AIFM FPS (Freedom to Provide Luxembourg 09 February 2017 33A Services) Avenue J.F. Kennedy L-1855

C166380 The Rise Fund Management LLC Non-EU AIFM N/A United States of America 20 February 2017 Suite 302 4001 Kennett Pike Wilmington County of New Castle Delaware 19807

Run Date: 01 November 2018 Page 107 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C166394 Widecast Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 17 February 2017 24 Berkeley Square Services) London W1J 6EJ

C166400 Duff & Phelps (Luxembourg) Management EU AIFM FPS (Freedom to Provide Luxembourg 17 February 2017 Company SARL Services) Air Building 1, Rue Jean Piret L- 2350

C166705 IPF Management EU AIFM FPS (Freedom to Provide Luxembourg 01 March 2017 16A avenue de la Liberte Services) L- 1930

C166895 Portsea AIFM Malta Ltd EU AIFM FPS (Freedom to Provide Malta 07 March 2017 161D Tower Road Services) Sliema SLM 1603

C166946 Metori Capital Management EU AIFM FPS (Freedom to Provide France 17 February 2017 9 rue de la Paix Services) 75002 Paris

C167068 Omega Gestión de Inversiones SGIIC SAU EU AIFM FPS (Freedom to Provide 14 October 2016 Paseo de la Castellana, 28 Services) 28046 Madrid

Run Date: 01 November 2018 Page 108 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C167223 Sterlite Investment Managers Limited Non-EU AIFM N/A 20 March 2017 Malco Industries Limited Sipcot Industrial Complex Madurai Bye Pass Road Tuticorin Thoothukudi Tn 628002

C167227 Genstar Capital VIII LP Non-EU AIFM N/A United States of America 20 March 2017 c/o Corporation Trust Center 1209 Orange Street Wilmington DE 19801

C167255 Belgrave Capital Management Ltd EU AIFM FPS (Freedom to Provide United Kingdom 21 March 2017 21 Palmer St Services) SW1H 0AD

C167451 Global Funds Management SA EU AIFM FPS (Freedom to Provide Luxembourg 22 March 2017 33, rue de Gasperich Services) L-5826 Hesperange

C167469 G10 Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 02 March 2017 136 Buckingham Palace Road Services) SW1W 9SA

Run Date: 01 November 2018 Page 109 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C167872 EJF Investments Manager LLC Non-EU AIFM N/A 10 April 2017 The Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmington DE 19801-1120

C167883 Agilis Investment Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 31 March 2017 20 Eastbourne Terrace Services) W2 6LG

C168075 GELF Management (Lux) SARL EU AIFM FPS (Freedom to Provide Luxembourg 07 April 2017 28, boulevard d'Avranches Services) L-1160

C168083 EJF Capital LLC Non-EU AIFM N/A United States of America 11 October 2017 t/a EJF Capital LLC The Corporation Trust Company Corporation Trust Center 1209 Orange Street Wilmington DE 19801-1120

C168113 Talomon Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 24 April 2017 33 St James's Square Services) London SW1U 4JS

Run Date: 01 November 2018 Page 110 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C168141 Jupiter Unit Trust Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 April 2017 The Zig Zag Building Services) 70 Victoria Street London SW1E 6SQ

C168347 IRB Infrastructure Private Limited Non-EU AIFM N/A 28 April 2017 IRB Complex Chandivali Farm Chandivali Village Andheri (E) Mumbai

C168369 Stonepeak Advisors III LLC Non-EU AIFM N/A United States of America 28 April 2017 c/o The Corporation Trust Company 1209 Orange Street New Castle County Wilmington Delaware 19801

C168592 Circuitus Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 October 2015 154 Brompton Road Services) London SW3 1HX

C168689 Goodhart Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 09 February 2017 Queensland House Services) 393 Strand London

WC2R 0LT

Run Date: 01 November 2018 Page 111 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C168692 LJ Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 07 February 2017 9 Clifford Street Services) London

W1S 2FT

C168809 Cibus Investments Limited Non-EU AIFM N/A Guernsey 11 May 2017 c/o Vistra (Guernsey) Limited 11 New Street St Peter Port GY1 3EG

C168811 Rockspring Hanover Real Estate Investment Non-EU AIFM N/A Jersey 11 May 2017 Management Limited 1 Waverley Place Union Street St Helier JE1 1SG

C168825 Blackrock Fund Advisors Non-EU AIFM N/A United States of America 15 May 2017 400 Howard Street San Francisco California

C169149 JTC Global AIFM Solutions Limited Non-EU AIFM N/A Guernsey 24 May 2017 Ground Floor Dorey Court Admiral Park St Peter Port GY1 2HT

Run Date: 01 November 2018 Page 112 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C169205 Blackstone Europe Fund Management SARL EU AIFM FPS (Freedom to Provide Luxembourg 24 May 2017 2-4 rue Eugene Ruppert Services) L-2453

C169247 MULTICONCEPT FUND MANAGEMENT EU AIFM FPS (Freedom to Provide Luxembourg 28 September 2018 SA Services) 5 rue Jean Monnet L-2180

C169280 Svenska Bostadsfonden Management AB EU AIFM FPS (Freedom to Provide Sweden 11 May 2017 Birger Jarlsgatan 41 A Services) 111 45 Stockholm

C169286 Amagis Capital Management Ltd EU AIFM FPS (Freedom to Provide Malta 31 May 2017 184 St Lucia Street Services) Valetta VLT 1189

C169299 Royal London Unit Trust Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 02 June 2017 55 Gracechurch Street Services) EC3V 0RL

C170012 Anavio Capital Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 24 April 2018 t/a Anavio Capital Partners LLP Services) Southwest House 11A Regent Street London SW1Y 4LR

Run Date: 01 November 2018 Page 113 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C170184 EIG Management Company LLC Non-EU AIFM N/A United States of America 14 June 2017 c/o The Corporation Trust Company 1209 Orange Street Wilmington Delaware 19801

C170321 Z Investment Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 19 June 2017 First Floor, Thavies Inn House Services) 3-4 Holborn Circus London EC1N 2HA

C170725 CVC Credit Partners European Opportunities Non-EU AIFM N/A 16 June 2017 Limited t/a CVC Credit Partners European Opportunities Limited

C171464 Rothschild Asset Management EU AIFM FPS (Freedom to Provide France 19 September 2017 t/a Rothschild Asset Management Services)

C171469 TPG Asia VII Management LLC Non-EU AIFM N/A United States of America 30 June 2017 301 Commerce Street Suite 3300 Forth Worth Texas 76102

Run Date: 01 November 2018 Page 114 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C171529 Orchard Global Asset Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 June 2017 103 Canon Street First Floor Services) EC4N 5AG

C171538 Bain Capital Investments (Europe) Limited EU AIFM FPS (Freedom to Provide United Kingdom 05 April 2017 Devonshire House Services) 1 Mayfair Place London W1J 8AJ

C171681 Aberforth Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 05 June 2017 14 Melville Street Services) EH3 7NS

C171688 Resi Capital Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 June 2017 21 Great Winchester Street, Services) London EC2N 2JA

C171700 J. Safra Sarasin Fund Management EU AIFM FPS (Freedom to Provide Luxembourg 19 June 2017 (Luxembourg) SA Services) 11-13, Boulevard de la Foire L-1528

C172031 Argan Capital Advisors LLP EU AIFM FPS (Freedom to Provide United Kingdom 06 July 2017 Office 21, Nova South, Services) 160 Victoria Street, London SW1E 5LB

Run Date: 01 November 2018 Page 115 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C172059 Plurimi Investment Managers LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 October 2016 Trafalgar House Services) 11 Waterloo Place SW1Y 4AU

C172249 Quilvest Asset Management SA EU AIFM FPS (Freedom to Provide Luxembourg 17 July 2017 48 rue Charles Martel Services) L-2134

C172282 Vinci Capital Partners Fund III GP Limited Non-EU AIFM N/A Cayman Islands 24 July 2017 Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue George Town Grand Cayman KY1-9005

C172534 RCP Advisors 3 LLC Non-EU AIFM N/A United States of America 27 July 2017 353 N.Clark Street Suite 3500 Chicago IL 60654

C172724 Carmignac Gestion Luxembourg S.A. EU AIFM FPS (Freedom to Provide Luxembourg 20 July 2017 7 Rue De La Chapelle Services) L- 1325

Run Date: 01 November 2018 Page 116 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C173104 NovaQuest Capital Management, L.L.C. Non-EU AIFM N/A United States of America 21 September 2017 t/a NovaQuest Capital Management, L.L.C. 160 Mine Lake Ct Ste 200 Raleigh North Carolina 27615

C173131 Kedaara Capital II Limited Non-EU AIFM N/A 11 August 2017 t/a Kedaara Capital II Limited

C173310 Brookfield Strategic Real Estate Partners III GP Non-EU AIFM N/A United States of America 28 August 2017 LP c/o Corporation Service Company 251 Little Falls Drive Wilmington DE 19808

C173435 CdR Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 16 June 2017 11 Charles II Street Services) SW1Y 4QU

C173457 Boston and Alexander LLP EU AIFM FPS (Freedom to Provide United Kingdom 31 August 2017 Salisbury House Services) 6th Floor 837-839 London Wall EC2M 5QQ

Run Date: 01 November 2018 Page 117 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C173616 Brookfield Senior Mezzanine Real Estate Non-EU AIFM N/A United States of America 05 September 2017 Finance Fund GP LP c/o Corporation Service Company 251 Little Falls Drive Wilmington

C173619 Park Square Capital Credit Opportunities III Non-EU AIFM N/A Guernsey 06 September 2017 (EUR) General Partner Limited Old Bank Chambers La Grande Rue St Martin's GY4 6RT

C173621 Park Square Capital Credit Opportunities III Non-EU AIFM N/A Guernsey 06 September 2017 (GBP) General Partner Limited Old Bank Chambers La Grande Rue St Martin GY4 6RT

C173625 Park Square Capital European Loan Partners Non-EU AIFM N/A Guernsey 06 September 2017 General Partner Limited Old Bank Chambers La Grande Rue St Martin's GY4 6RT

C173635 Cromwell EREIT Management Pte Ltd Non-EU AIFM N/A 07 September 2017 50 Collyer Quay #07-02 OUE Bayfront 049321

Run Date: 01 November 2018 Page 118 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C173824 Rampart Capital (Jersey) Limited Non-EU AIFM N/A Jersey 18 September 2017 4th Floor, St Pauls Gate 22-24 New Street St Helier JE1 4TR

C173835 Motive Capital Management LLC Non-EU AIFM N/A United States of America 19 September 2017 7 World Trade Center 250 Greenwich St 47th Floor New York NY 10007

C173853 Venn Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 20 September 2017 13 George Street Services) W1U 3QJ

C173857 Tudor Capital Europe LLP EU AIFM FPS (Freedom to Provide United Kingdom 21 September 2017 10 New Burlington Street Services) London W1S 3BH

C174021 8F Asset Management Pte. Ltd Non-EU AIFM N/A 02 October 2017 No. 160 Robinson Road #24-01, #24-02, #24-03 SBF Center 068914

Run Date: 01 November 2018 Page 119 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C174159 Permira Asia I GP Limited Non-EU AIFM N/A Guernsey 06 October 2017 PO Box 503 Trafalgar Court Les Banques St Peter Port GY1 6DJ

C174294 Capvis General Partner V Limited Non-EU AIFM N/A Jersey 12 October 2017 28 New Street St Helier Jersey JE2 3TE Channel Islands

C174299 Baillie Gifford & Co Limited EU AIFM FPS (Freedom to Provide United Kingdom 18 September 2017 Calton Square Services) 1 Greenside Row Edinburgh EH1 3AN United Kingdom

C174390 Corsair Investments LP Non-EU AIFM N/A United States of America 18 October 2017 c/o Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman KY1-1104

C174419 Henderson Park Real Estate Management Ltd Non-EU AIFM N/A Jersey 20 October 2017 11-15 Seaton Place St Helier JE4 0QH

Run Date: 01 November 2018 Page 120 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C174491 Tetragon Credit Income Partners III Ltd Non-EU AIFM N/A Cayman Islands 25 October 2017 c/o Maples Corporate Services Limited Ugland House KYI- 1104 Grand Cayman

C174581 Permira Growth Opportunities I GP Limited Non-EU AIFM N/A Guernsey 27 October 2017 PO Box 503 Trafalgar Court Les Banques St Peter Port GY1 6DJ

C174791 Permira Sigma V GP Limited Non-EU AIFM N/A Guernsey 01 November 2017 PO Box 503 Trafalgar Court Les Banques St Peter Port GY1 6DJ

C174819 Square Mile Capital Management Credit II LLCNon-EU AIFM N/A United States of America 03 November 2017 Corporation Trust Center 1209 Orange Street Wilmington New Castle County Delaware 19801

C175083 Schroder Real Estate Investment Management EU AIFM FPS (Freedom to Provide United Kingdom 09 November 2017 Limited Services) 31 Gresham Street London EC2V 7QA

Run Date: 01 November 2018 Page 121 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C175125 M7 Real Estate Financial Services Limited EU AIFM FPS (Freedom to Provide 11 October 2017 The Monument Building Services) 11 Monument Street London EC3R 8AF

C175128 Energy Capital Partners Management LP Non-EU AIFM N/A United States of America 13 November 2017 51 John F. Kennedy Parkway Suite 200 Short Hills New Jersey 07078

C175277 Cabot Square Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 September 2017 One Connaught Place Services) London United Kingdom W2 2E

C175292 Stanhope Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 November 2017 35 Portman Square Services) W1H 6LR

C175307 Euroknights Asset Management VII Ltd Non-EU AIFM N/A Jersey 16 November 2017 37 Esplanade St Helier Jersey Channel Islands JE2 3QA

Run Date: 01 November 2018 Page 122 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C175315 TPG Growth IV Management LLC Non-EU AIFM N/A United States of America 16 November 2017 Suite 302 4001 Kennett Pike Wilmington County of New Castle Delaware 19807

C175552 NextEnergy Capital Limited EU AIFM FPS (Freedom to Provide United Kingdom 24 November 2017 5th Floor Office Services) North Side 7-10 Chandos Street Cavendish Square London W1G 9DQ

C175671 OHA (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 19 October 2017 4th Floor Services) 45 Pall Mall SW1Y 5JG

C175737 Fundsmith LLP EU AIFM FPS (Freedom to Provide United Kingdom 03 February 2017 33 Cavendish Square Services) London W1G 0PW

C175864 Centre Partners VII LP Non-EU AIFM N/A United States of America 05 December 2017 c/o Corporation Service Company 251 Little Falls Drive Wilmington New Castle DE 19808

Run Date: 01 November 2018 Page 123 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C175881 Tri-Pillar Infrastructure Fund Limited Non-EU AIFM N/A 06 December 2017 t/a Tri-Pillar Infrastructure Fund Limited

C176253 CVC Capital Partners Strategic Opportunities II Non-EU AIFM N/A Jersey 02 January 2018 Limited 1 Waverley Place Union Street St Helier JE1 1SG

C176602 Marble Point Credit Management LLC Non-EU AIFM N/A United States of America 11 January 2018 20 Horseneck Lane Greenwich Connecticut 06830

C176607 Quay Partners Investments (UK) LLP EU AIFM FPS (Freedom to Provide United Kingdom 16 April 2018 t/a Quay Partners Investments (UK) LLP Services)

C176633 Columbus Point LLP EU AIFM FPS (Freedom to Provide United Kingdom 08 January 2018 64 Knightsbridge Services) London SX1X 7JF

C176701 GEC EcoEnterprises Management LLC Non-EU AIFM N/A 16 January 2018 5614 Connecticut Avenue NW #135 Washington DC 20015

Run Date: 01 November 2018 Page 124 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C176867 Corum Asset Management EU AIFM FPS (Freedom to Provide France 18 January 2018 1 Rue Euler Services) 75008 Paris

C176913 Kingsway Capital Partners Limited EU AIFM FPS (Freedom to Provide United Kingdom 26 January 2018 t/a Kingsway Capital Partners Limited Services) Eighth Floor 6 New Street Square New Fetter Lane London EC4A 3AQ

C177284 Luxembourg Fund Partners SA EU AIFM FPS (Freedom to Provide Luxembourg 17 January 2018 2 Boulevard de la Foire Services) L-1528 Luxembourg

C178426 Target Fund Managers Limited EU AIFM FPS (Freedom to Provide United Kingdom 05 February 2018 Laurel House Services) Laurel Hill Business Park Laurel Hill Stirling FK79JQ Scotland

C178499 Maitland Institutional Services Ltd EU AIFM FPS (Freedom to Provide United Kingdom 31 October 2018 2nd Floor Services) Springfield Lodge Colchester Road CM2 5PW

Run Date: 01 November 2018 Page 125 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C178601 Novus TAF II GP Limited Non-EU AIFM N/A Cayman Islands 13 February 2018 c/o Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman KY1-1104

C178615 CVP European Credit Opportunity Fund Non-EU AIFM N/A 14 February 2018 Limited t/a CVP European Credit Opportunity Fund Limited

C178619 Habrok Capital Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 15 February 2018 4th Floor Services) Reading Bridge House George Street Reading RG1 8LS

C178698 China Ireland Growth Technology Fund II GP Non-EU AIFM N/A 22 February 2018 LP Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman KY1-1104

C178743 CIM Europe SARL EU AIFM FPS (Freedom to Provide Luxembourg 26 February 2018 2, Avenue Charles de Gaulle Services) L-1653

Run Date: 01 November 2018 Page 126 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C179926 PATRIZIA Real Estate Investment Management EU AIFM FPS (Freedom to Provide Luxembourg 13 March 2018 Sarl Services) 2-4 Rue Beck L-1222

C180022 Hauck & Aufhauser Fund Services SA EU AIFM FPS (Freedom to Provide Luxembourg 14 March 2018 1c rue Gabriel Lippmann Services) L-5365 Munsbach

C180025 Triton Investment Management Limited Non-EU AIFM N/A Jersey 14 March 2018 Charter Place (1st Floor) 23-27 Seaton Place St Helier Jersey JE2 3QL

C180172 Standard Life Investments (Private Capital) EU AIFM FPS (Freedom to Provide United Kingdom 22 February 2018 Limited Services)

C180212 KSL Advisors LLC Non-EU AIFM N/A United States of America 21 March 2018 c/o Corporation Service Company 251 Little Falls Drive Wilmington DE19808

C180216 Compagnie Benjamin de Rothschild EU AIFM FPS (Freedom to Provide Luxembourg 21 March 2018 Management (Luxembourg) SA Services) 11-13 rue Jean Fischbach L-3372 Leudelange

Run Date: 01 November 2018 Page 127 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C180218 Revelstoke Capital Management LLC Non-EU AIFM N/A United States of America 21 March 2018 The Corporation Trust Company 1209 Orange Street Wilmington Delaware 19801

C180469 Vistra Fund Management SA EU AIFM FPS (Freedom to Provide Luxembourg 04 April 2018 14 rue Edward Steichen Services) L-2540

C180678 Aermont Capital Management SARL EU AIFM FPS (Freedom to Provide Luxembourg 12 April 2018 22 Grand Rue Services) L-1660

C180723 DH Private Equity Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 26 March 2018 45 Pall Mall Services) London SW1Y 5JG

C180837 Octopus AIF Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 21 December 2017 33 Holborn Services) London EC1N 2HT

C180842 ICM Investment Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 23 February 2018 Suite 29 Forum House Services) Stirling Road Chichester West Sussex PO19 7DN

Run Date: 01 November 2018 Page 128 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C180854 ICG Luxembourg SARL EU AIFM FPS (Freedom to Provide Luxembourg 10 April 2018 32-36 Services) Boulevard d'Avranches L-1160 Luxembourg

C180856 PATAC Limited EU AIFM FPS (Freedom to Provide United Kingdom 22 March 2018 21 Walker Street Services) Edinburgh EH3 7HX

C180861 Palamon Capital Partners LP EU AIFM FPS (Freedom to Provide United Kingdom 19 April 2018 Cleveland House Services) 33 King Street London SW1Y 6RJ

C180875 Glendower Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 09 April 2018 16 Berkeley Street Services) London W1J 8DZ

C180876 ISAM Funds (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 19 March 2018 55 Baker Street Services) London W1U 8EW

C180891 Lendix Factory EU AIFM FPS (Freedom to Provide France 26 January 2018 94 rue de la Victoire, Services) 75009 Paris

Run Date: 01 November 2018 Page 129 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C180900 Langham Hall Fund Management LLP EU AIFM FPS (Freedom to Provide United Kingdom 08 March 2018 5 Services) Old Bailey London EC4M 7BA

C180916 Astra Asset Management UK Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 April 2018 35 King Street Services) London EC2V 8EH

C180937 WMQS Global Management LLC Non-EU AIFM N/A United States of America 01 May 2018 251 Little Falls Drive, Wilmington DE 19808

C180966 Fiera Comox Partners Inc. Non-EU AIFM N/A 26 April 2018 1501 McGill College Avenue Suite 800 Montreal Quebec H3A 3M8

C181253 Glennmont Asset Management Limited EU AIFM FPS (Freedom to Provide United Kingdom 09 May 2018 4th Floor Reading Bridge House Services) Reading RG1 8LS

Run Date: 01 November 2018 Page 130 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C181390 GCM Investments UK LLP EU AIFM FPS (Freedom to Provide United Kingdom 29 January 2018 33 Jermyn Street Level Seven Services) SW1Y 6DN

C181399 GSO Asset Management LLC Non-EU AIFM N/A United States of America 11 May 2018 345 Park Avenue New York NY 10154

C181438 Eleuthera Capital AG Non-EU AIFM N/A 15 May 2018 Seedamm Plaza First Floor Seedammstrasse 3 8808 Pfafffikon

C181448 Schroder AIDA EU AIFM FPS (Freedom to Provide France 25 April 2018 Services)

C181493 Navis Asia Fund VIII GP Ltd Non-EU AIFM N/A Cayman Islands 16 May 2018 c/o Maples Corporate Services Limited PO Box 309 Ugland House Grand Cayman KY1-1104

C181639 Prestige Capital Management Limited EU AIFM FPS (Freedom to Provide Malta 29 March 2018 Services)

Run Date: 01 November 2018 Page 131 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C182007 8c Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 08 June 2018 7th Floor Services) 17 Old Park Lane London WIK 1QT

C182013 Ambienta SGR SpA EU AIFM FPS (Freedom to Provide 07 June 2018 Piazza Fontana, n.6 Services) 20122 Milano

C182298 Acorn Asset Management Ltd Non-EU AIFM N/A 05 June 2018 4th Floor 19 Bank Street Cybercity Ebene 72201

C182328 Proventus Capital Management AB EU AIFM FPS (Freedom to Provide Sweden 15 June 2018 Katarinavagen 15 Services) 111 87 Stockholm

C182409 SV Health Managers LLP EU AIFM FPS (Freedom to Provide United Kingdom 14 June 2018 1st Floor Services) 71 Kingsway London WC2B 6ST

C182414 NN Investment Partners BV EU AIFM FPS (Freedom to Provide 19 February 2018 Services)

Run Date: 01 November 2018 Page 132 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C182424 Capital Four AIFM A/S EU AIFM FPS (Freedom to Provide Denmark 05 July 2018 Per Henrik Lings Allé 2 Services) 2100 Copenhagen

C182426 Alter Domus Management Company SA EU AIFM FPS (Freedom to Provide Luxembourg 29 June 2018 2 Boulevard de la Foire Services) L-1528

C182983 Funding Circle SME Income Fund Limited Non-EU AIFM N/A 12 July 2018 t/a Funding Circle SME Income Fund Limited

C183026 Armadillo Financial Partners LLC Non-EU AIFM N/A 16 July 2018 The Corporation Trust Company 1209 Orange Street Wilmington DE 19801-1120

C183030 France Titrisation EU AIFM FPS (Freedom to Provide France 04 July 2018 9 Rue débarcadere Services) 93500 Grand Moulin de Pantin

C183038 Ancala Partners LLP EU AIFM FPS (Freedom to Provide United Kingdom 12 July 2018 40 Gracechurch Street Services) London EC3V OBT

Run Date: 01 November 2018 Page 133 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C183047 LJ Administration (UK) Limited EU AIFM FPS (Freedom to Provide United Kingdom 11 June 2018 9 Clifford Street, Services) London, W1S 2FT

C183061 Engadine Partners LLP EU AIFM FPS (Freedom to Provide 19 July 2018 3 St. James's Square Services) London SW1Y 4AU

C183069 Fortress Lending Advisors LLC Non-EU AIFM N/A United States of America 19 July 2018 c/o The Corporation Trust Company Corporation Trust Centre 1209 Orange Street Wilmington. DE 19801

C184262 WRIF Trustee Limited Non-EU AIFM N/A Jersey 22 August 2018

C184301 Vannin Capital Holdings Limited Non-EU AIFM N/A 28 August 2018 t/a Vannin Capital Holdings Limited

C184990 Fortress Credit ABI Advisors LLC Non-EU AIFM N/A United States of America 13 September 2018 Corporation Trust Center 1209 Orange Street Wilmington Delaware 19801

Run Date: 01 November 2018 Page 134 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C185018 Fortress Credit Opportunities V-C Advisors Non-EU AIFM N/A United States of America 17 September 2018 LLC

C185024 Astorg Asset Management EU AIFM FPS (Freedom to Provide Luxembourg 23 August 2018 Services)

C185043 CVC Capital Partners Asia V Limited Non-EU AIFM N/A Jersey 18 September 2018

C185078 CapMan AIFM OY Ltd EU AIFM FPS (Freedom to Provide Finland 12 September 2018 Ludviginkatu 6 Services) 00130 Helsinki

C185636 Royalton Partners EU AIFM FPS (Freedom to Provide Luxembourg 25 September 2018 3 Avenue Monterey Services) L-2163

C185657 Bowmark Capital LLP EU AIFM FPS (Freedom to Provide United Kingdom 25 September 2018 One Eagle Place Services)

London SW1Y 6AF

Run Date: 01 November 2018 Page 135 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement C185686 Wellington Funds (US) LLC Non-EU AIFM N/A United States of America 16 October 2018 280 Congress Street Boston Massachusetts 02210

C185754 Pine Brook Road Advisors, L.P., Non-EU AIFM N/A United States of America 22 October 2018 60 East 42nd Street 5th Floor New York NY 10165

C185762 Intertrust Fund Management (Luxembourg) EU AIFM FPS (Freedom to Provide Luxembourg 03 October 2018 S.A.R.L. Services) 6 rue Eugéne Ruppert L-2453 Luxembourg

C185823 Swiss Life Fund Management (LUX) S.A EU AIFM FPS (Freedom to Provide Luxembourg 08 October 2018 4a Rue Albert Borschette Services) L-1246 Luxembourg

C185844 Genstar Capital IX, L.P. Non-EU AIFM N/A United States of America 25 October 2018 c/o Corporation Trust Centre 1209 Orange Street Wilmington DE 19808

C185956 MS Management Services S.A. EU AIFM FPS (Freedom to Provide Luxembourg 12 October 2018 58 Rue Charles Martel Services) L-2134 Luxembourg

Run Date: 01 November 2018 Page 136 of 137 Reference Number Name and Address of AIFM Entity Status Entity Sub Status Country of Authorisation Date of Commencement Total number of Alternative Investment Fund Manager Branches operating in Ireland and Alternative Investment Fund Managers providing services & activities in Ireland on a cross-border basis in accordance with the provisions of the European Union (Alternative Investment Fund Managers) Regulations 2013: 706

Run Date: 01 November 2018 Page 137 of 137