FRN Firm Name Status (Current) Dual Regulation Indicator Data Item Code

106052 MF Global UK Limited Authorised N FSA001 FSA002 110134 CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED Authorised N FSA001 FSA002 113942 Gain Capital UK Limited Authorised N FSA001 FSA002 113980 Kepler Cheuvreux UK Limited Authorised N FSA001 FSA002 114031 J.P. Morgan Markets Limited Authorised N FSA001 FSA002 114059 IG Index Limited Authorised N FSA001 FSA002 114097 Record Currency Management Limited Authorised N FSA001 FSA002 114120 R.J. O'Brien Limited Authorised N FSA001 FSA002 114159 Berkeley Futures Ltd Authorised N FSA001 FSA002 114233 Sabre Fund Management Ltd Authorised N FSA001 FSA002 114237 GF Financial Markets (UK) Limited Authorised N FSA001 FSA002 114239 Sucden Financial Limited Authorised N FSA001 FSA002 114265 Stockdale Securities Limited Authorised N FSA001 FSA002 114294 Man Investments Ltd Authorised N FSA001 FSA002 114318 Whitechurch Securities Limited Authorised N FSA001 FSA002 114324 Bordier & Cie (UK) PLC Authorised N FSA001 FSA002 114354 Thesis Asset Management Limited Authorised N FSA001 FSA002 114402 Wilfred T. Fry (Personal Financial Planning) Limited Authorised N FSA001 FSA002 114428 Maunby Ltd Authorised N FSA001 FSA002 114432 Investment Funds Direct Limited Authorised N FSA001 FSA002 114503 (UK) Ltd Authorised N FSA001 FSA002 114563 Richmond House Investment Management Limited Authorised N FSA001 FSA002 114617 Birchwood Investment Management Limited Authorised N FSA001 FSA002 114621 IFDC Ltd Authorised N FSA001 FSA002 114627 Asset Management Limited Authorised N FSA001 FSA002 114650 Lowes Financial Management Limited Authorised N FSA001 FSA002 114661 The Falcon Group Limited Authorised N FSA001 FSA002 114721 Putnam Investments Limited Authorised N FSA001 FSA002 114762 Cambridge Investments Limited Authorised N FSA001 FSA002 114952 Charteris Treasury Portfolio Managers Limited Authorised N FSA001 FSA002 115011 Arena Wealth Management Limited Authorised N FSA001 FSA002 115020 Lacomp Plc Authorised N FSA001 FSA002 115057 Buck Consultants (Administration & Investment) Limited Authorised N FSA001 FSA002 115126 Daiwa SB Investments (UK) Ltd Authorised N FSA001 FSA002 115231 Marlborough Investment Management Limited Authorised N FSA001 115231 Marlborough Investment Management Limited Authorised N FSA002 115235 Saunderson House Limited Authorised N FSA001 FSA002 115241 Miton Asset Management Limited Authorised N FSA001 FSA002 115248 Asset Management Limited Authorised N FSA001 FSA002 115308 Reyker Securities Plc Authorised N FSA001 FSA002 116252 Cavendish Asset Management Ltd Authorised N FSA001 FSA002 116310 GCA Altium Limited Authorised N FSA001 FSA002 116320 J. Edward Sellars & Partners Limited Authorised N FSA001 FSA002 116337 SDB Strategic Planners Limited Authorised N FSA001 FSA002 116362 J.P. Morgan Trustee & Administration Services Limited Authorised N FSA001 FSA002 116404 Waverton Investment Management Limited Authorised N FSA001 FSA002 116413 Jarvis Investment Management Limited Authorised N FSA001 FSA002 118061 Augustine Limited Authorised N FSA001 FSA002 119178 Aviva Investors Global Services Limited Authorised N FSA001 FSA002 119184 Zedra Trust Company (UK) Limited Authorised N FSA001 FSA002 119186 BlackRock Advisors (UK) Limited Authorised N FSA001 FSA002 119193 Capital International Limited Authorised N FSA001 FSA002 119196 BNY Mellon Investment Management EMEA Limited Authorised N FSA001 FSA002 119207 Crown Agents Investment Management Limited Authorised N FSA001 FSA002 119223 HBOS Investment Fund Managers Limited Authorised N FSA001 FSA002 119230 BMO Asset Management Limited Authorised N FSA001 FSA002 119235 GAM Sterling Management Limited Authorised N FSA001 FSA002 119270 Asset Value Investors Limited Authorised N FSA001 FSA002 119272 Legal & General Investment Management Ltd Authorised N FSA001 FSA002 119281 CCLA Investment Management Ltd Authorised N FSA001 FSA002 119283 BMO REP Asset Management plc Authorised N FSA001 FSA002 119289 Martin Currie Investment Management Ltd Authorised N FSA001 FSA002 119293 BlackRock Investment Management (UK) Limited Authorised N FSA001 FSA002 119304 AlphaGen Capital Limited Authorised N FSA001 FSA002 119308 Management (Global) Limited Authorised N FSA001 FSA002 119319 UBS Asset Management (UK) Ltd Authorised N FSA001 FSA002 119328 M&G Investment Management Limited Authorised N FSA001 FSA002 119329 Close Asset Management Limited Authorised N FSA001 FSA002 119331 Newton Investment Management Limited Authorised N FSA001 FSA002 119337 JPMorgan Asset Management (UK) Limited Authorised N FSA001 FSA002 119348 Schroder Investment Management Ltd Authorised N FSA001 FSA002 119367 First State Investment Management (UK) Limited Authorised N FSA001 FSA002 119368 AXA Investment Managers UK Ltd Authorised N FSA001 FSA002 120776 London and Capital Wealth Advisers Limited Authorised N FSA001 FSA002 121066 Evans Hart Limited Authorised N FSA001 FSA002 121779 Franklin Templeton Investment Management Limited Authorised N FSA001 FSA002 121816 Mitsubishi UFJ Asset Management (UK) Ltd Authorised N FSA001 FSA002 121818 Baillie Gifford Overseas Limited Authorised N FSA001 FSA002 121831 Legg Mason Investments (Europe) Limited Authorised N FSA001 FSA002 121839 Lazard Asset Management Limited Authorised N FSA001 FSA002 121857 Henderson Global Investors Limited Authorised N FSA001 FSA002 121891 Aberdeen Asset Managers Limited Authorised N FSA001 FSA002 121895 Ignis Investment Services Limited Authorised N FSA001 FSA002 121920 Morgan Stanley Investment Management Limited Authorised N FSA001 FSA002 121921 NFU Mutual Investment Services Ltd Authorised N FSA001 FSA002 121926 McInroy & Wood Ltd Authorised N FSA001 FSA002 121935 Mercer Limited Authorised N FSA001 FSA002 121980 BMO Managers Limited Authorised N FSA001 FSA002 122009 Silverfleet Capital Limited Authorised N FSA001 FSA002 122013 Mr R Peter W Millar Authorised N FSA001 FSA002 122028 EFL Futures Limited Authorised N FSA001 FSA002 122058 M & G Financial Services Limited Authorised N FSA001 FSA002 122084 Nikko Asset Management Europe Ltd Authorised N FSA001 FSA002 122113 Daiwa Asset Management (Europe) Ltd Authorised N FSA001 FSA002 122126 Deutsche Trustee Company Ltd Authorised N FSA001 FSA002 122130 Aberdeen Investment Solutions Limited Authorised N FSA001 FSA002 122137 Pyrford International Limited Authorised N FSA001 FSA002 122140 Mirabaud Asset Management Limited Authorised N FSA001 FSA002 122169 Financial Administration Services Limited Authorised N FSA001 FSA002 122170 FIL Investments International Authorised N FSA001 FSA002 122194 Threadneedle Asset Management Limited Authorised N FSA001 FSA002 122222 Franklin Templeton Fund Management Limited Authorised N FSA001 FSA002 122229 RF Trustee Co. Limited Authorised N FSA001 FSA002 122282 Russell Investments Limited Authorised N FSA001 FSA002 122330 GAM London Limited Authorised N FSA001 FSA002 122331 GAM International Management Ltd Authorised N FSA001 FSA002 122335 HSBC Global Asset Management (UK) Limited Authorised N FSA001 122335 HSBC Global Asset Management (UK) Limited Authorised N FSA002 122351 Family Equity Plan Limited Authorised N FSA001 FSA002 122365 Innvotec Limited Authorised N FSA001 FSA002 122397 Consulta Ltd Authorised N FSA001 FSA002 122420 Investec Asset Management Limited Authorised N FSA001 FSA002 122428 Alder Investment Management Ltd Authorised N FSA001 FSA002 122429 Walter Scott & Partners Limited Authorised N FSA001 FSA002 122451 Vencap International Plc Authorised N FSA001 FSA002 122483 City Asset Management Plc Authorised N FSA001 FSA002 122491 Santander Asset Management UK Limited Authorised N FSA001 FSA002 122499 BRI Wealth Management PLC Authorised N FSA001 FSA002 122512 First State Investments International Limited Authorised N FSA001 FSA002 122528 Fabian J.A. Finlay M.C.S.I. Authorised N FSA001 FSA002 122531 PineBridge Investments Europe Limited Authorised N FSA001 FSA002 122566 SG Hambros Trust Company Limited Authorised N FSA001 FSA002 122588 Sanlam Private Investments (UK) Ltd Authorised N FSA001 FSA002 122589 OLIM Ltd Authorised N FSA001 FSA002 122627 UBS O'Connor Limited Authorised N FSA001 FSA002 122628 Baring International Investment Limited Authorised N FSA001 FSA002 122674 Asset Management Limited Authorised N FSA001 FSA002 122691 J. Rothschild Capital Management Limited Authorised N FSA001 FSA002 122703 Nomura Asset Management UK Ltd Authorised N FSA001 FSA002 124255 Tilney Investment Management Authorised N FSA001 FSA002 124257 Pritchard Limited Authorised N FSA001 FSA002 124259 Quilter Cheviot Limited Authorised N FSA001 FSA002 124279 Fiske Plc Authorised N FSA001 FSA002 124341 ICAP WCLK Limited Authorised N FSA001 FSA002 124345 SANLAM SECURITIES UK LIMITED Authorised N FSA001 FSA002 124394 First Equity Limited Authorised N FSA001 FSA002 124404 Paul E Schweder Miller & Co Authorised N FSA001 FSA002 124412 Charles Stanley & Co Ltd Authorised N FSA001 FSA002 124415 Pershing Limited Authorised N FSA001 FSA002 124444 Brewin Dolphin Limited Authorised N FSA001 FSA002 124490 Daiwa Capital Markets Europe Limited Authorised N FSA001 FSA002 124520 ICAP Securities Limited Authorised N FSA001 FSA002 124536 J.P. Morgan Limited Authorised N FSA001 FSA002 124537 Investec Wealth & Investment Limited Authorised N FSA001 FSA002 124546 Sumitomo Mitsui Trust International Limited Authorised N FSA001 FSA002 124580 AX Markets Limited Authorised N FSA001 FSA002 124588 Clearstream Funds Centre Limited Authorised N FSA001 FSA002 124624 Mitsubishi UFJ Trust International Limited Authorised N FSA001 FSA002 124658 Speirs & Jeffrey Ltd Authorised N FSA001 FSA002 124721 Monecor (London) Ltd Authorised N FSA001 FSA002 124784 Shore Capital Stockbrokers Ltd Authorised N FSA001 FSA002 124851 Cambridge Corporate Consultants Limited Authorised N FSA001 FSA002 124885 M D Barnard & Co Ltd Authorised N FSA001 FSA002 124899 DBS Vickers Securities UK Ltd Authorised N FSA001 FSA002 124995 Courtiers Investment Services Limited Authorised N FSA001 FSA002 125041 Philip T. English International Financial Services Limited Authorised N FSA001 FSA002 125116 Chalfont Investment Consultants Limited Authorised N FSA001 FSA002 125495 S.I.T. Savings Limited Authorised N FSA001 FSA002 131372 Financial Advisors to Consultants Engineers and Technologists Limited Authorised N FSA001 FSA002 131596 WM Thomson & Sons Authorised N FSA001 FSA002 135377 ISC Institutional Service Center Ltd Authorised N FSA001 FSA002 136684 Keith Montgomery Associates Limited Authorised N FSA001 FSA002 137569 Dart Capital Limited Authorised N FSA001 FSA002 137914 Chase de Vere Independent Financial Advisers limited Authorised N FSA001 FSA002 138124 NDF Administration Limited Authorised N FSA001 FSA002 138169 Pharon Independent Financial Advisers Limited Authorised N FSA001 FSA002 138889 FIM Services Limited Authorised N FSA001 FSA002 138941 Frank Corrigan & Company Limited Authorised N FSA001 FSA002 139100 Tufton Oceanic Ltd Authorised N FSA001 FSA002 139122 Investcorp Securities Limited Authorised N FSA001 FSA002 139179 Julius Baer International Limited Authorised N FSA001 FSA002 139200 Tradition (UK) Limited Authorised N FSA001 FSA002 139253 Jefferies International Ltd Authorised N FSA001 FSA002 139398 Scottish Widows Administration Services Limited Authorised N FSA001 FSA002 140773 W H Ireland Limited Authorised N FSA001 FSA002 140822 Instinet Europe Limited Authorised N FSA001 FSA002 140824 NCL Investments Limited Authorised N FSA001 FSA002 140828 James Sharp & Co Authorised N FSA001 FSA002 140836 CLSA (UK) Authorised N FSA001 140836 CLSA (UK) Authorised N FSA002 140851 Noble Grossart Ltd Authorised N FSA001 FSA002 140854 Jones Lang Lasalle Corporate Finance Limited Authorised N FSA001 FSA002 140948 BELLECAPITAL UK LIMITED Authorised N FSA001 FSA002 141274 Jupiter Asset Management Limited Authorised N FSA001 FSA002 141275 Larpent Newton & Co Ltd Authorised N FSA001 FSA002 141282 Services Limited Authorised N FSA001 FSA002 141296 Russell Wood Limited Authorised N FSA001 FSA002 141455 Winterflood Securities Ltd Authorised N FSA001 FSA002 141665 Royal London Asset Management Ltd Authorised N FSA001 FSA002 141668 Real Estate Management Limited Authorised N FSA001 FSA002 141829 Capital Dynamics Limited Authorised N FSA001 FSA002 141831 Adam & Company Investment Management Ltd Authorised N FSA001 FSA002 142402 Fyshe Horton Finney Ltd Authorised N FSA001 FSA002 142484 Capita Employee Benefits Limited Authorised N FSA001 FSA002 142499 Barons Financial Services (UK) Ltd Authorised N FSA001 FSA002 142597 Baillie Gifford & Co Authorised N FSA001 FSA002 142903 Swiss Finance Corporation Limited Authorised N FSA001 FSA002 142989 Tilney Discretionary Portfolio Management Limited Authorised N FSA001 FSA002 143014 Threadneedle International Limited Authorised N FSA001 FSA002 143020 Sumitomo Mitsui Asset Management (London) Limited Authorised N FSA001 FSA002 143097 Premier Fund Managers Ltd Authorised N FSA001 FSA002 143286 London and Capital Asset Management Limited Authorised N FSA001 FSA002 143340 Clarges Capital Limited Authorised N FSA001 FSA002 143390 Telford Mann Limited Authorised N FSA001 FSA002 143445 Standard Life Investments (Corporate Funds) Limited Authorised N FSA001 FSA002 143452 Cornelian Asset Managers Limited Authorised N FSA001 FSA002 143694 Blankstone Sington Limited Authorised N FSA001 FSA002 143715 Cave & Sons Limited Authorised N FSA001 FSA002 143893 International Asset Management Ltd Authorised N FSA001 FSA002 144038 Edmond de Rothschild Capital Holdings Limited Authorised N FSA001 FSA002 144197 IFPC Limited Authorised N FSA001 FSA002 144266 Rathbone Management Limited Authorised N FSA001 FSA002 144267 Kames Capital plc Authorised N FSA001 FSA002 144345 FIL Pensions Management Authorised N FSA001 FSA002 144543 Schroder Investment Management North America Limited Authorised N FSA001 FSA002 144822 Numis Securities Limited Authorised N FSA001 FSA002 144827 Seilern Investment Management Ltd Authorised N FSA001 FSA002 144849 Elevate Portfolio Services Limited Authorised N FSA001 FSA002 145007 Investec Fund Managers Limited Authorised N FSA001 FSA002 145024 Pinemont Securities Limited Authorised N FSA001 FSA002 145026 Daniel Stewart & Company Plc Authorised N FSA001 FSA002 145168 Valu-Trac Investment Management Ltd Authorised N FSA001 FSA002 145280 Theisen Securities Limited Authorised N FSA001 FSA002 145540 Capita Life & Pensions Regulated Services Limited Authorised N FSA001 FSA002 145930 Western Asset Management Company Limited Authorised N FSA001 FSA002 145958 Headstart Advisers Limited Authorised N FSA001 FSA002 146000 Deutsche Alternative Asset Management (UK) Limited Authorised N FSA001 FSA002 146002 R C Brown Investment Management Plc Authorised N FSA001 FSA002 146274 Dowgate Capital Limited Authorised N FSA001 FSA002 146287 David Booler & Company Authorised N FSA001 FSA002 146311 AMT Futures Limited Authorised N FSA001 FSA002 146504 Royal Bank of Canada Investment Management (UK) Ltd Authorised N FSA001 FSA002 146522 London Court Limited Authorised N FSA001 FSA002 146576 Pershing Securities Ltd Authorised N FSA001 FSA002 146629 Shore Capital and Corporate Limited Authorised N FSA001 FSA002 146665 State Street Global Advisors Limited Authorised N FSA001 FSA002 146768 The Share Centre Limited Authorised N FSA001 FSA002 146786 Legal & General (Portfolio Management Services) Ltd Authorised N FSA001 FSA002 146853 Resilient Fund Managers Ltd Authorised N FSA001 FSA002 146873 SVM Asset Management Limited Authorised N FSA001 FSA002 146880 Tullett Prebon (Europe) Limited Authorised N FSA001 FSA002 147083 Lake Asset Management Limited Authorised N FSA001 FSA002 147091 Tullett Prebon (Equities) Limited Authorised N FSA001 FSA002 147103 Tilney Discretionary Investment Management Limited Authorised N FSA001 FSA002 147209 Cambria Ltd Authorised N FSA001 FSA002 147212 Goldman Sachs Asset Management International Authorised N FSA001 FSA002 147392 Altorfer Financial Management Limited Authorised N FSA001 FSA002 147406 J O Hambro Capital Management Limited Authorised N FSA001 FSA002 147518 WDFS Limited Authorised N FSA001 FSA002 147543 Tradition Financial Services Limited Authorised N FSA001 FSA002 147956 AllianceBernstein Limited Authorised N FSA001 147956 AllianceBernstein Limited Authorised N FSA002 148002 SL Investment Management Limited Authorised N FSA001 FSA002 148021 Fieldstone Private Capital Group Ltd Authorised N FSA001 FSA002 148402 Pringles Financial Services Authorised N FSA001 FSA002 148462 Charles Taylor Investment Management Company Limited Authorised N FSA001 FSA002 148474 ADM Investor Services International Limited Authorised N FSA001 FSA002 148496 MM Wealth Ltd Authorised N FSA001 FSA002 148924 Klesch & Company Limited Authorised N FSA001 FSA002 148926 BMO Asset Managers Limited Authorised N FSA001 FSA002 148967 Shinkin International Ltd Authorised N FSA001 FSA002 149145 Queen Street Finance Ltd Authorised N FSA001 FSA002 149240 Mirae Asset Securities (UK) Ltd Authorised N FSA001 FSA002 149303 PIMCO Europe Ltd Authorised N FSA001 FSA002 149380 Cantor Fitzgerald Europe Authorised N FSA001 FSA002 149444 Ketton Securities Limited Authorised N FSA001 FSA002 149507 Mondrian Investment Partners Limited Authorised N FSA001 FSA002 149699 SUMITOMO MITSUI TRUST (UK) LIMITED Authorised N FSA001 FSA002 149789 Citicourt & Co Limited Authorised N FSA001 FSA002 149813 Middlefield International Ltd Authorised N FSA001 FSA002 150000 Hermes Investment Management Ltd Authorised N FSA001 FSA002 150100 Dimensional Fund Advisors Ltd Authorised N FSA001 FSA002 150101 Tortoise Advisors UK Limited Authorised N FSA001 FSA002 150142 C.Czarnikow Sugar Futures Ltd Authorised N FSA001 FSA002 150233 Baillie Gifford Savings Management Limited Authorised N FSA001 FSA002 150453 Heritage Capital Management Ltd Authorised N FSA001 FSA002 152753 Helm Godfrey Partners Ltd Authorised N FSA001 FSA002 152885 Murdoch Asset Management Limited Authorised N FSA001 FSA002 152998 GHC Capital Markets Ltd Authorised N FSA001 FSA002 153704 The ECU Group Public Limited Company Authorised N FSA001 FSA002 153730 Christchurch Investment Management Limited Authorised N FSA001 FSA002 153860 Blackfinch Investments Limited Authorised N FSA001 FSA002 153989 Laver Wealth Management Limited Authorised N FSA001 FSA002 154146 Capel Court Plc Authorised N FSA001 FSA002 154182 City & Merchant Limited Authorised N FSA001 FSA002 154210 Abbey Stockbrokers Limited Authorised N FSA001 FSA002 154234 Tullett Prebon (Securities) Limited Authorised N FSA001 FSA002 154371 A.J. Buckley Asset Management Ltd Authorised N FSA001 FSA002 154453 Crossborder Capital Limited Authorised N FSA001 FSA002 154925 Newton Investment Management (North America) Limited Authorised N FSA001 FSA002 154986 Mr S N Roditi Authorised N FSA001 FSA002 155051 City Equities Limited Authorised N FSA001 FSA002 155104 Beaufort Securities Limited Authorised N FSA001 FSA002 155200 Northland Capital Partners Limited Authorised N FSA001 FSA002 155201 Arundel Group Limited Authorised N FSA001 FSA002 155226 Marks and Spencer Savings and Investments Ltd Authorised N FSA001 FSA002 155241 Rowan Dartington & Co Ltd Authorised N FSA001 FSA002 155592 Culross Global Management Limited Authorised N FSA001 FSA002 155593 AJ Bell Securities Limited Authorised N FSA001 FSA002 155595 INVESTMENT SOLUTIONS LIMITED Authorised N FSA001 FSA002 158790 VSA Capital Limited Authorised N FSA001 FSA002 159360 FIL Investment Advisors (UK) Limited Authorised N FSA001 FSA002 159366 CBRE Global Investment Partners Limited Authorised N FSA001 FSA002 159367 CBRE Indirect Investment Services Limited Authorised N FSA001 FSA002 159466 Full Circle Asset Management Limited Authorised N FSA001 FSA002 161196 Icap Energy Limited Authorised N FSA001 FSA002 161197 BROKERTEC EUROPE LIMITED Authorised N FSA001 FSA002 161807 G H Financials Ltd Authorised N FSA001 FSA002 163037 CGS-CIMB Securities (UK) Limited Authorised N FSA001 FSA002 163241 Grosvenor Investment Management Ltd Authorised N FSA001 FSA002 163291 Skerritt Consultants Limited Authorised N FSA001 FSA002 163296 Thomas Grant & Co Ltd Authorised N FSA001 FSA002 163299 London and Oxford Capital Markets Limited Authorised N FSA001 FSA002 163504 Beckett Asset Management Limited Authorised N FSA001 FSA002 163584 Sarasin Asset Management Ltd Authorised N FSA001 FSA002 164380 PVM Oil Futures Ltd Authorised N FSA001 FSA002 164384 Pro Capital Ltd Authorised N FSA001 FSA002 164686 Clubb Capital Limited Authorised N FSA001 FSA002 164689 Swiss Investment Corporation Limited Authorised N FSA001 FSA002 165169 Tilney Investment Management Services Limited Authorised N FSA001 FSA002 165172 AMR Financial Management Limited Authorised N FSA001 FSA002 165328 Asset Management (Europe) Limited Authorised N FSA001 FSA002 165359 Old Mutual Wealth Limited Authorised N FSA001 165359 Old Mutual Wealth Limited Authorised N FSA002 165847 Bohler & Associates Ltd Authorised N FSA001 FSA002 165999 Slater Investments Ltd Authorised N FSA001 FSA002 166003 Savills Capital Advisors Limited Authorised N FSA001 FSA002 166062 Miller & Co Investment Management Ltd Authorised N FSA001 FSA002 166063 Kempen Capital Management (UK) Limited Authorised N FSA001 FSA002 166064 Herald Investment Management Limited Authorised N FSA001 FSA002 169586 Link Financial Investments Limited Authorised N FSA001 FSA002 169760 PhillipCapital UK Limited Authorised N FSA001 FSA002 169805 Finantia UK Limited Authorised N FSA001 FSA002 169910 City of London Investment Management Company Limited Authorised N FSA001 FSA002 170064 BNP Paribas Asset Management UK Limited Authorised N FSA001 FSA002 170423 HSBC Alternative Investments Limited Authorised N FSA002 170435 TT International Authorised N FSA001 FSA002 170443 Delmore Asset Management Ltd Authorised N FSA001 FSA002 170476 Guyon Capital Management Limited Authorised N FSA001 FSA002 170479 BB Securities Ltd Authorised N FSA001 FSA002 170601 Baring Asset Management Limited Authorised N FSA001 FSA002 170627 CMC Spreadbet Plc Authorised N FSA001 FSA002 170759 Gordian Knot Limited Authorised N FSA001 FSA002 170913 ALDBOURNE INVESTMENT ADVISORS LIMITED Authorised N FSA001 FSA002 170924 Investindustrial Advisors Limited Authorised N FSA001 FSA002 170937 BMO Capital Markets Limited Authorised N FSA001 FSA002 170942 Notz Stucki (London) Limited Authorised N FSA001 FSA002 171039 Millennium Global Investments Limited Authorised N FSA001 FSA002 171195 Blue Planet Investment Advisers Ltd Authorised N FSA001 FSA002 171200 Pacific Capital Partners Limited Authorised N FSA001 FSA002 171201 Industrial Common Ownership Finance Ltd Authorised N FSA001 FSA002 171279 Fieldings Investment Management Ltd Authorised N FSA001 FSA002 171447 Monument Asset Management Limited Authorised N FSA001 FSA002 171448 Santander ISA Managers Limited Authorised N FSA001 FSA002 171458 Partner Capital Limited Authorised N FSA001 FSA002 171459 MMC Securities (Europe) Limited Authorised N FSA001 FSA002 171480 CFS Management Ltd Authorised N FSA001 FSA002 171487 ITI Capital Limited Authorised N FSA001 FSA002 171646 Belgrave Capital Management Ltd Authorised N FSA001 FSA002 171837 Kotak Mahindra (UK) Limited Authorised N FSA001 171837 Kotak Mahindra (UK) Limited Authorised N FSA002 171847 Merian Global Investors (UK) Limited Authorised N FSA001 FSA002 171880 Family PEP Managers Limited Authorised N FSA001 FSA002 171935 SMBC Nikko Capital Markets Limited Authorised N FSA001 FSA002 172071 PRICOA Capital Group Limited Authorised N FSA001 FSA002 172073 SMBC Products Limited Authorised N FSA001 FSA002 172074 Korea Investment & Securities Europe Ltd. Authorised N FSA001 FSA002 172140 J & E Davy (UK) Limited Authorised N FSA001 FSA002 172327 Nacional Financiera SNC Authorised N FSA002 172337 Arlington Group Asset Management Limited Authorised N FSA001 FSA002 172801 Parallel Investment Management Ltd Authorised N FSA001 FSA002 172999 Fiera Capital (UK) Limited Authorised N FSA001 FSA002 173030 TD Securities Limited Authorised N FSA001 FSA002 173730 CMC Markets UK plc Authorised N FSA001 FSA002 174730 Investment Services UK Limited Authorised N FSA001 FSA002 174863 Kyte Broking Limited Authorised N FSA001 FSA002 175451 Epworth Investment Management Limited Authorised N FSA001 FSA002 175524 Caerus Portfolio Management Limited Authorised N FSA001 FSA002 175591 Capital Ventures Limited Authorised N FSA001 FSA002 176483 Exane Limited Authorised N FSA001 FSA002 176484 Quality Capital Management Limited Authorised N FSA001 FSA002 176498 Capital Trust Financial Management LTD Authorised N FSA001 FSA002 176507 Investment & Portfolio Consultants Limited Authorised N FSA001 FSA002 176508 CROWD FOR ANGELS (UK) LIMITED Authorised N FSA001 FSA002 176763 LGM Investments Limited Authorised N FSA001 FSA002 176984 KW Trading Services Limited Authorised N FSA001 FSA002 177030 Sand Aire Limited Authorised N FSA001 FSA002 178638 BlackRock International, Limited Authorised N FSA001 FSA002 178723 Management Limited Authorised N FSA001 FSA002 178733 Bryan Garnier & Co Limited Authorised N FSA001 FSA002 178744 BASF Metal Forwards Limited Authorised N FSA001 FSA002 179213 King & Shaxson Limited Authorised N FSA001 FSA002 179271 Virgin Money Personal Financial Service Ltd Authorised N FSA001 FSA002 179391 Clarksons Platou Futures Limited Authorised N FSA001 FSA002 179392 Emergent Asset Management Limited Authorised N FSA001 FSA002 179466 LaSalle Investment Management Authorised N FSA001 FSA002 179506 Samsung Securities (Europe) Limited Authorised N FSA001 179506 Samsung Securities (Europe) Limited Authorised N FSA002 179712 CBRE Global Investors (UK Funds) Limited Authorised N FSA001 FSA002 180309 MPL Wealth Management Limited Authorised N FSA001 FSA002 180462 Hydra Capital Management Limited Authorised N FSA001 FSA002 180563 Smith & Williamson Financial Services Limited Authorised N FSA001 FSA002 180892 Blackfriars Asset Management Limited Authorised N FSA001 FSA002 181136 MFS International (UK) Limited Authorised N FSA001 FSA002 181192 Optiva Securities Limited Authorised N FSA001 FSA002 181768 Philip J Milton & Company Plc Authorised N FSA001 FSA002 181966 Pictet Asset Management Limited Authorised N FSA001 FSA002 182008 Willis Towers Watson Securities Europe Limited Authorised N FSA001 FSA002 182011 Canaccord Genuity Limited Authorised N FSA001 FSA002 182064 Bank of China International (UK) Ltd Authorised N FSA001 FSA002 182109 Currency Insight Limited Authorised N FSA001 FSA002 182110 London Capital Group Ltd Authorised N FSA001 FSA002 182644 Mazars Financial Planning Limited Authorised N FSA001 FSA002 183210 Dewhurst Torevell & Co Limited Authorised N FSA001 FSA002 183211 Montanaro Asset Management Limited Authorised N FSA001 FSA002 183239 Alta Advisers Limited Authorised N FSA001 FSA002 183332 Share Dealing Limited Authorised N FSA001 FSA002 183641 Delcap Asset Management Limited Authorised N FSA001 FSA002 183732 NCM Fund Services Limited Authorised N FSA001 FSA002 183924 Financial Risk Management Limited Authorised N FSA001 FSA002 184113 Link Market Services Trustees Limited Authorised N FSA001 FSA002 184116 COVESTIUM LTD Authorised N FSA001 FSA002 184256 Britannic Energy Trading Limited Authorised N FSA001 FSA002 184258 Winton Capital Management Limited Authorised N FSA001 FSA002 184330 Hermes Management Limited Authorised N FSA001 FSA002 184333 Ayondo Markets Limited Authorised N FSA001 FSA002 184658 McCarthy Taylor Limited Authorised N FSA001 FSA002 184761 Peterhouse Capital limited Authorised N FSA001 FSA002 184786 GFI Limited Authorised N FSA001 FSA002 184801 GFI Securities Limited Authorised N FSA001 FSA002 184882 Koch Metals Trading Limited Authorised N FSA001 FSA002 184918 Brooks Macdonald Asset Management Limited Authorised N FSA001 FSA002 184919 Hasan Financial Corporation Limited Authorised N FSA001 FSA002 185178 Knox D'Arcy Investment Management Limited Authorised N FSA001 FSA002 185223 Goldenway Global Investments (UK) Limited Authorised N FSA001 FSA002 185343 Kennet Partners Limited Authorised N FSA001 FSA002 185402 Ashmore Investment Management Limited Authorised N FSA001 FSA002 185621 Man Group Investments Limited Authorised N FSA001 FSA002 185637 Man Solutions Limited Authorised N FSA001 FSA002 185917 Chelverton Asset Management Limited Authorised N FSA001 FSA002 186033 Traderight Limited Authorised N FSA001 FSA002 186093 GLG Partners LP Authorised N FSA001 FSA002 186147 International Ltd. Authorised N FSA001 FSA002 186171 Henyep Capital Markets (UK) Limited Authorised N FSA001 FSA002 186616 Smith & Pinching Financial Services Ltd Authorised N FSA001 FSA002 186618 Royal Bank of Canada Investment Management (USA) Limited Authorised N FSA001 FSA002 186740 Pictet Global Markets (UK) Limited Authorised N FSA001 FSA002 186745 Securities International Limited Authorised N FSA001 FSA002 186761 Doherty Pension & Investment Consultancy Limited Authorised N FSA001 FSA002 186764 The Link Asset and Securities Company Limited Authorised N FSA001 FSA002 186814 Aon Securities Limited Authorised N FSA001 FSA002 186871 Phoenix Asset Management Partners Limited Authorised N FSA001 FSA002 186882 THESIS Unit Trust Management Limited Authorised N FSA001 FSA002 186883 Windmill Hill Asset Management Limited Authorised N FSA001 FSA002 186891 Renaissance Capital Limited Authorised N FSA001 FSA002 187358 State Street Europe Limited Authorised N FSA001 FSA002 187359 Falcon Private Wealth Limited Authorised N FSA001 FSA002 187419 Pavilion Alternatives Group Limited Authorised N FSA001 FSA002 187492 Bloomberg Tradebook Europe Limited Authorised N FSA001 FSA002 187498 Strenuus Capital Ltd Authorised N FSA001 FSA002 187629 EC Hambro Rabben & Partners Ltd Authorised N FSA001 FSA002 187846 Ibex Commodities Limited Authorised N FSA001 FSA002 187863 Swiss Re Capital Markets Limited Authorised N FSA001 FSA002 188130 Amius Limited Authorised N FSA001 FSA002 188139 Advicorp Public Limited Company Authorised N FSA001 FSA002 188146 K & R Partners Limited Authorised N FSA001 FSA002 188244 Raymond James Financial International Limited Authorised N FSA001 FSA002 188391 RL Marketing (CIS) Limited Authorised N FSA001 FSA002 188395 Aspect Capital Limited Authorised N FSA001 188395 Aspect Capital Limited Authorised N FSA002 188406 Standard Life Investments Limited Authorised N FSA001 FSA002 188523 AXA Investment Managers GS Limited Authorised N FSA001 FSA002 188534 Computershare Investor Services Plc Authorised N FSA001 FSA002 188536 Saracen Fund Managers Limited Authorised N FSA001 FSA002 188574 Ennismore Fund Management Limited Authorised N FSA001 FSA002 188586 MICL Limited Authorised N FSA001 FSA002 188594 Future Value Consultants Limited Authorised N FSA001 FSA002 188624 XBZ Limited Authorised N FSA001 FSA002 188741 Arcus Investment Limited Authorised N FSA001 FSA002 188753 Direct Sharedeal Ltd Authorised N FSA001 FSA002 188757 Rometsch & Moor Limited Authorised N FSA001 FSA002 188796 Standard Life Savings Limited Authorised N FSA001 FSA002 188821 Kinmont Limited Authorised N FSA001 FSA002 188832 Scottish Friendly Asset Managers Limited Authorised N FSA001 FSA002 188889 Threadneedle Navigator ISA Manager Limited Authorised N FSA001 FSA002 188924 EuroMTS Limited Authorised N FSA001 FSA002 188984 ICAP Europe Limited Authorised N FSA001 FSA002 188997 Nippon Life Asset Management Europe Limited Authorised N FSA001 FSA002 189068 William Blair International Limited Authorised N FSA001 FSA002 189090 KCG Europe Limited Authorised N FSA001 FSA002 189093 Prospect Investment Management Limited Authorised N FSA001 FSA002 189154 RBC Global Asset Management (UK) Limited Authorised N FSA001 FSA002 189170 GATE CAPITAL GROUP LTD Authorised N FSA001 FSA002 189174 Lord North Street Limited Authorised N FSA001 FSA002 189175 Wilmington Capital Limited Authorised N FSA001 FSA002 189219 James Brearley & Sons Limited Authorised N FSA001 FSA002 189221 Shackleton Finance Limited Authorised N FSA001 FSA002 189302 City Financial Investment Company Limited Authorised N FSA001 FSA002 189316 Conning Asset Management Limited Authorised N FSA001 FSA002 189330 Entrustpermal Ltd. Authorised N FSA001 FSA002 189419 Morant Wright Management Limited Authorised N FSA001 FSA002 189436 Kairos Investment Management Limited Authorised N FSA001 FSA002 189560 Arkonis Capital Limited Authorised N FSA001 FSA002 189570 Black Kettle International Limited Authorised N FSA001 FSA002 189829 Thomas Miller Investment Ltd Authorised N FSA001 FSA002 189905 Citco REIF Services UK Limited Authorised N FSA001 FSA002 189955 Intermediate Capital Managers Limited Authorised N FSA001 FSA002 189997 Tilney Asset Management Services Limited Authorised N FSA001 FSA002 189998 Janus Capital International Limited Authorised N FSA001 FSA002 190011 Wallwood Capital Management Limited Authorised N FSA001 FSA002 190012 Arbor Research & Trading UK Limited Authorised N FSA001 FSA002 190064 Schroder Real Estate Investment Management Limited Authorised N FSA001 FSA002 190249 Starmark Investment Management Limited Authorised N FSA001 FSA002 190256 Midtown Investments Limited Authorised N FSA001 FSA002 190258 Natixis Investment Managers UK Limited Authorised N FSA001 FSA002 190266 Brown Brothers Harriman Investor Services Ltd Authorised N FSA001 FSA002 190267 Payden & Rygel Global Limited Authorised N FSA001 FSA002 190291 T. Bailey Asset Management Limited Authorised N FSA001 FSA002 190412 Stifel Nicolaus Europe Limited Authorised N FSA001 FSA002 190548 Church House Investments Limited Authorised N FSA001 FSA002 190608 ECM Asset Management Limited Authorised N FSA001 FSA002 190632 Tradition London Clearing Ltd Authorised N FSA001 FSA002 190653 WeatherXchange Limited Authorised N FSA001 FSA002 190662 Och-Ziff Management Europe Limited Authorised N FSA001 FSA002 190748 Stenham Asset Management (UK) Plc Authorised N FSA001 FSA002 190780 First Global (UK) Limited Authorised N FSA001 FSA002 190782 Spinnaker Capital Limited Authorised N FSA001 FSA002 190828 Platinum Capital Management Limited Authorised N FSA001 FSA002 190856 Integrated Financial Arrangements LTD Authorised N FSA001 FSA002 190911 Guy Butler Limited Authorised N FSA001 FSA002 190941 Spreadex Limited Authorised N FSA001 FSA002 190987 Jesus J Mora Del Rio Authorised N FSA001 FSA002 191005 Colchester Global Investors Limited Authorised N FSA001 FSA002 191074 Avior Capital Markets International Limited Authorised N FSA001 FSA002 191115 Sanford C. Bernstein Limited Authorised N FSA001 FSA002 191120 Principal Global Investors (Europe) Limited Authorised N FSA001 FSA002 191123 N W Brown & Company Limited Authorised N FSA001 FSA002 191237 Royal London Savings Limited Authorised N FSA001 FSA002 191261 SinoPac Securities (Europe) Limited Authorised N FSA001 FSA002 191278 Sterling ISA Managers Limited Authorised N FSA001 FSA002 191383 Harrington Wood Bath Limited Authorised N FSA001 191383 Harrington Wood Bath Limited Authorised N FSA002 191521 Integral Asset Management Ltd Authorised N FSA001 FSA002 191609 Fisher Investments Europe Limited Authorised N FSA001 FSA002 191660 Idealing.com Limited Authorised N FSA001 FSA002 191713 SEI Investments (Europe) Limited Authorised N FSA001 FSA002 191714 Duet Asset Management Limited Authorised N FSA001 FSA002 191751 Hathaway Investment Management Limited Authorised N FSA001 FSA002 191757 ICAP Global Derivatives Limited Authorised N FSA001 FSA002 191857 Euro-IB Limited Authorised N FSA001 FSA002 191914 Progressive Value Management Limited Authorised N FSA001 FSA002 191916 Global Investments Limited Authorised N FSA001 FSA002 191919 Star Capital Partners Limited Authorised N FSA001 FSA002 192017 Mulvaney Capital Management Limited Authorised N FSA001 FSA002 192141 Unigestion (UK) Limited Authorised N FSA001 FSA002 192163 Black Diamond Capital Management Limited Authorised N FSA001 FSA002 192164 Unicorn Asset Management Limited Authorised N FSA001 FSA002 192203 Committed Capital Financial Services Limited Authorised N FSA001 FSA002 192204 Credo Capital Plc Authorised N FSA001 FSA002 192261 Muzinich & Co. Limited Authorised N FSA001 FSA002 192403 ACPI Investments Limited Authorised N FSA001 FSA002 192676 RWC Partners Limited Authorised N FSA001 FSA002 192798 Centaurus Capital Limited Authorised N FSA001 FSA002 192799 Highbridge Capital Management (UK) Limited Authorised N FSA001 FSA002 192815 Hartmann Capital Limited Authorised N FSA001 FSA002 192936 Algo Capital Management Limited Authorised N FSA001 FSA002 193023 Eastwood Anglo Corporate Finance Limited Authorised N FSA001 FSA002 193027 Marex Spectron International Limited Authorised N FSA001 FSA002 193030 Kerford Investments (UK) Limited Authorised N FSA001 FSA002 193171 MJ Hudson Fund Management Limited Authorised N FSA001 FSA002 193418 PGIM LIMITED Authorised N FSA001 FSA002 193700 Newscape Capital Group Limited Authorised N FSA001 FSA002 193704 MMC Ventures Limited Authorised N FSA001 FSA002 193705 Tradeweb Europe Limited Authorised N FSA001 FSA002 193707 Aberdeen Asset Investments Limited Authorised N FSA001 FSA002 193905 Macquarie Capital (Europe) Limited Authorised N FSA001 FSA002 194126 Pareto Securities Limited Authorised N FSA001 FSA002 194229 Lindsell Train Limited Authorised N FSA001 FSA002 194231 Coronation International Limited Authorised N FSA001 FSA002 194240 Horseman Capital Management Limited Authorised N FSA001 FSA002 194382 Stonehage Fleming Investment Management Limited Authorised N FSA001 FSA002 194525 State Street Global Markets International Limited Authorised N FSA001 FSA002 194570 Canada Life Asset Management Limited Authorised N FSA001 FSA002 194662 BARINGS (U.K.) LIMITED Authorised N FSA001 FSA002 194667 T. Rowe Price International Ltd Authorised N FSA001 FSA002 194713 Raymond James Investment Services Ltd Authorised N FSA001 FSA002 194722 HFMC Asset Management Limited Authorised N FSA001 FSA002 194731 Apax Partners Europe Managers Ltd Authorised N FSA001 FSA002 194734 Cofunds Limited Authorised N FSA001 FSA002 194768 Montage Portfolio Management Ltd Authorised N FSA001 FSA002 194779 Octopus Investments Limited Authorised N FSA001 FSA002 194783 Ludgate Investments Limited Authorised N FSA001 FSA002 194795 Devon Capital Advisors Limited Authorised N FSA001 FSA002 194926 E D & F Man Capital Markets Limited Authorised N FSA001 FSA002 194927 Canaccord Genuity Wealth Limited Authorised N FSA001 FSA002 194929 Stonehage Fleming Advisory Limited Authorised N FSA001 FSA002 195028 River and Mercantile Investments Limited Authorised N FSA001 FSA002 195086 Leo Fund Managers Limited Authorised N FSA001 FSA002 195262 3i Investments Plc Authorised N FSA001 FSA002 195277 Otus Capital Management Limited 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FSA001 FSA002 195997 Argo Capital Management Limited Authorised N FSA001 FSA002 196001 S G Wealth Management Limited Authorised N FSA001 FSA002 196333 Nextam Partners Limited Authorised N FSA001 FSA002 196334 Moorfield Investment Management Limited Authorised N FSA001 FSA002 196447 Sandell Asset Management Europe Limited Authorised N FSA001 FSA002 196460 Praefinium Partners Ltd Authorised N FSA001 FSA002 196482 Haitong International (UK) Limited Authorised N FSA001 FSA002 196601 MarketAxess Europe Limited Authorised N FSA001 FSA002 196845 Alcentra Limited Authorised N FSA001 FSA002 197007 MSS Capital Limited Authorised N FSA001 FSA002 197008 Impax Asset Management Limited Authorised N FSA001 FSA002 197097 South River Asset Management Limited Authorised N FSA001 FSA002 197099 Lothbury Investment Management Limited Authorised N FSA001 FSA002 197186 Mazars Corporate Finance Limited Authorised N FSA001 FSA002 197236 Agincourt Financial Limited Authorised N FSA001 FSA002 197244 TFS 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FSA002 198041 JLT Investment Management Limited Authorised N FSA001 FSA002 198042 Devonshire Corporate Finance Limited Authorised N FSA001 FSA002 206017 Reuters Transaction Services Limited Authorised N FSA001 FSA002 206018 TFS-ICAP Limited Authorised N FSA001 FSA002 207821 Arkios Limited Authorised N FSA001 FSA002 207972 Resolution Partners Limited Authorised N FSA001 FSA002 208116 DC Dwek Corporate Finance Limited Authorised N FSA001 FSA002 208120 EEP Advisers Limited Authorised N FSA001 FSA002 208159 (UK) Ltd Authorised N FSA001 FSA002 208161 Duet Limited Authorised N FSA001 FSA002 208165 JonesTrading International Limited Authorised N FSA001 FSA002 208243 TAM Asset Management Ltd Authorised N FSA001 FSA002 208247 Schneider Trading Associates Limited Authorised N FSA001 FSA002 208253 ScottishPower Energy Management (Agency) Limited Authorised N FSA001 FSA002 208259 Silverbrook Capital Management Limited Authorised N FSA001 FSA002 208265 Sunrise Brokers LLP Authorised N FSA001 FSA002 208317 Baker Steel Capital Managers LLP Authorised N FSA001 FSA002 208565 Margetts Fund Management Limited Authorised N FSA001 FSA002 208566 Oxeye Capital Management Limited Authorised N FSA001 FSA002 208573 Wellington Management International Limited Authorised N FSA001 FSA002 208628 Gulf Merchant Group LLP Authorised N FSA001 FSA002 208634 Eaton Vance Management (International) Limited Authorised N FSA001 FSA002 208689 Seneca Investment Managers Limited Authorised N FSA001 FSA002 208692 Method Investments & Advisory Ltd Authorised N FSA001 FSA002 208725 BNP Paribas Real Estate Investment Management (UK) Limited Authorised N FSA001 FSA002 208737 Hottinger Investment Management Limited Authorised N FSA001 FSA002 209530 D B Wood Limited Authorised N FSA001 FSA002 209741 Hargreave Hale Limited Authorised N FSA001 FSA002 209819 RFC AMBRIAN LIMITED Authorised N FSA001 FSA002 209967 FINANCIAL EXPRESS INVESTMENTS LTD Authorised N FSA001 FSA002 210208 Joseph R Lamb Independent Financial 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N FSA001 FSA002 217109 Cedar Rock Capital Limited Authorised N FSA001 FSA002 217329 Majedie Asset Management Limited Authorised N FSA001 FSA002 217457 EPIC Private Equity Limited Authorised N FSA001 FSA002 217689 Forex Capital Markets Limited Authorised N FSA001 FSA002 217759 SSE Trading Limited Authorised N FSA001 FSA002 218270 Leucadia Investment Management Limited Authorised N FSA001 FSA002 218549 Prodigy Capital Partners LLP Authorised N FSA001 FSA002 218613 Rothschild & Co Wealth Management UK Limited Authorised N FSA001 FSA002 218745 Acumen Financial Planning Limited Authorised N FSA001 FSA002 218913 DG Partners LLP Authorised N FSA001 FSA002 219017 Abraxas Capital Management Limited Authorised N FSA001 FSA002 219473 Intelligent Money Ltd Authorised N FSA001 FSA002 219655 AE Global Investment Solutions Limited Authorised N FSA001 FSA002 219706 RIA Capital Markets Limited Authorised N FSA001 FSA002 219755 Matterhorn Investment Management LLP Authorised N FSA001 FSA002 219900 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623197 Praxis Partners LLP Authorised N FSA001 FSA002 623509 CMC Capital Limited Authorised N FSA001 FSA002 623511 CORDET Capital Partners LLP Authorised N FSA001 FSA002 623682 Cumberland Place Financial Management Limited Authorised N FSA001 FSA002 623683 Crowd2Fund Limited Authorised N FSA001 FSA002 623757 Crux Asset Management Limited Authorised N FSA001 FSA002 623761 MetLife Investment Management Limited (MIML) Authorised N FSA001 FSA002 623765 Realworld Capital Management Ltd Authorised N FSA001 FSA002 623842 Working Capital Advisors (UK) Limited Authorised N FSA001 FSA002 624042 Leo Alexander Wealth & Financial Management Limited Authorised N FSA001 FSA002 624184 HCAM INVESTMENT MANAGEMENT UK LIMITED Authorised N FSA001 FSA002 624196 Activus Wealth Limited Authorised N FSA001 FSA002 624225 Formax Prime Capital (UK) Limited Authorised N FSA001 FSA002 624278 Intermede Investment Partners Limited Authorised N FSA001 624278 Intermede Investment Partners Limited Authorised N FSA002 624429 Caygan Capital Ltd Authorised N FSA001 FSA002 624445 Castlebay Investment Partners LLP Authorised N FSA001 FSA002 624475 Ellington Management Group (UK) LLP Authorised N FSA001 FSA002 624555 Eureeca Limited Authorised N FSA001 FSA002 624569 Eleva Capital LLP Authorised N FSA001 FSA002 624580 Cadence Investment Partners LLP Authorised N FSA001 FSA002 624586 Park Street Advisors Limited Authorised N FSA001 FSA002 624588 Five Rings Capital LLP Authorised N FSA001 FSA002 624898 Ash Park Capital LLP Authorised N FSA001 FSA002 624899 Bunhill Partners LLP Authorised N FSA001 FSA002 624990 Westgrove Partners Limited Authorised N FSA001 FSA002 625054 Makor Securities London Limited Authorised N FSA001 FSA002 625263 ALLX Ltd Authorised N FSA001 FSA002 625554 SICP LLP Authorised N FSA001 FSA002 625562 Square Mile Investment Services Limited Authorised N FSA001 FSA002 626356 Graticule Asset Management Asia (UK) Limited Authorised N FSA001 FSA002 626359 Bartholomew Hawkins Asset Management 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Authorised N FSA001 FSA002 629431 Cardano Risk Management Limited Authorised N FSA001 FSA002 629485 Bloomberg Trading Facility Limited Authorised N FSA001 FSA002 629539 MFM Investment Ltd Authorised N FSA001 FSA002 629586 IS Prime Limited Authorised N FSA001 FSA002 629591 Cadogan Securities UK Limited Authorised N FSA001 FSA002 629623 Price Value Partners Limited Authorised N FSA001 FSA002 629628 TF Global Markets (UK) Limited Authorised N FSA001 FSA002 629630 Alken Asset Management Ltd Authorised N FSA001 FSA002 629950 Monarch Alternative Capital (Europe) Ltd Authorised N FSA001 FSA002 630094 ICM Investment Management Limited Authorised N FSA001 FSA002 630271 Bluebell Capital Limited Authorised N FSA001 FSA002 630532 Kintbury Capital LLP Authorised N FSA001 FSA002 630761 Westray Capital Management LLP Authorised N FSA001 FSA002 630801 Alva Capital LLP Authorised N FSA001 FSA002 631128 Monterone Partners LLP Authorised N FSA001 FSA002 631382 House of Borse Ltd Authorised N FSA001 FSA002 631384 Amakor Capital Management LLP Authorised N FSA001 FSA002 631464 Rondine Capital LLP Authorised N FSA001 FSA002 631780 Altaone Capital LLP Authorised N FSA001 FSA002 631987 MS AMLIN INVESTMENT MANAGEMENT LIMITED Authorised N FSA001 FSA002 632007 Millennium Europe Limited Authorised N FSA001 FSA002 632048 Igloo Investment Management Limited Authorised N FSA001 FSA002 646917 Marshall Sterling Investment Management Limited Authorised N FSA001 FSA002 646952 Man Global Private Markets (UK) Limited Authorised N FSA001 FSA002 647003 GP Bullhound Asset Management Limited Authorised N FSA001 FSA002 647066 Fincorp Capital Limited Authorised N FSA001 FSA002 647067 Cove Investment Partners LLP Authorised N FSA001 FSA002 647131 Parvus Asset Management Europe Limited Authorised N FSA001 FSA002 647919 Tikehau Capital Europe Limited Authorised N FSA001 FSA002 647928 Praxis Capital Limited Authorised N FSA001 FSA002 648742 Crowdstacker Limited Authorised N FSA001 FSA002 648953 G10 Capital 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