FOI5126 - Annex A FRN Firm Name Status (Current) Dual Regulation Indicator Data Item Code 106052 MF Global UK Limited Authorised N FSA001 106052 MF Global UK Limited Authorised N FSA002 106081 Landmark Mortgages Limited Authorised N FSA001 106081 Landmark Mortgages Limited Authorised N FSA002 106126 Bradford & Bingley Plc Authorised N FSA001 106126 Bradford & Bingley Plc Authorised N FSA002 106136 Edwards Securities Ltd Authorised N FSA001 106136 Edwards Securities Ltd Authorised N FSA002 110134 CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED Authorised N FSA001 110134 CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED Authorised N FSA002 112922 Michael J Field Consulting Actuaries Authorised N FSA001 112922 Michael J Field Consulting Actuaries Authorised N FSA002 113942 Gain Capital UK Limited Authorised N FSA001 113942 Gain Capital UK Limited Authorised N FSA002 113946 Amalgamated Metal Trading Ltd Authorised N FSA001 113946 Amalgamated Metal Trading Ltd Authorised N FSA002 113980 Cheuvreux International Limited Authorised N FSA001 113980 Cheuvreux International Limited Authorised N FSA002 114008 Cal Investments Ltd Authorised N FSA001 114008 Cal Investments Ltd Authorised N FSA002 114031 J.P. Morgan Markets Limited Authorised N FSA001 114031 J.P. Morgan Markets Limited Authorised N FSA002 114054 Lazard & Co Limited Authorised N FSA001 114054 Lazard & Co Limited Authorised N FSA002 114059 IG Index Limited Authorised N FSA001 114059 IG Index Limited Authorised N FSA002 114097 Record Currency Management Limited Authorised N FSA001 114097 Record Currency Management Limited Authorised N FSA002 114120 R.J. O'Brien Limited Authorised N FSA001 114120 R.J. O'Brien Limited Authorised N FSA002 114159 Berkeley Futures Ltd Authorised N FSA001 114159 Berkeley Futures Ltd Authorised N FSA002 114233 Sabre Fund Management Ltd Authorised N FSA001 114233 Sabre Fund Management Ltd Authorised N FSA002 114237 GF Financial Markets (UK) Limited Authorised N FSA001 114237 GF Financial Markets (UK) Limited Authorised N FSA002 114239 Sucden Financial Limited Authorised N FSA001 114239 Sucden Financial Limited Authorised N FSA002 114265 Stockdale Securities Limited Authorised N FSA001 114265 Stockdale Securities Limited Authorised N FSA002 114294 Man Investments Ltd Authorised N FSA001 114294 Man Investments Ltd Authorised N FSA002 114318 Whitechurch Securities Limited Authorised N FSA001 114318 Whitechurch Securities Limited Authorised N FSA002 114324 Bordier & Cie (UK) PLC Authorised N FSA001 114324 Bordier & Cie (UK) PLC Authorised N FSA002 114341 F H. Manning Financial Services Limited Authorised N FSA001 114341 F H. Manning Financial Services Limited Authorised N FSA002 114354 Thesis Asset Management Plc Authorised N FSA001 114354 Thesis Asset Management Plc Authorised N FSA002 114359 Duncan Lawrie Asset Management Limited Authorised N FSA001 114359 Duncan Lawrie Asset Management Limited Authorised N FSA002 114370 Portland Financial Management Limited Authorised N FSA001 114370 Portland Financial Management Limited Authorised N FSA002 114373 Solution Mortgages Limited Authorised N FSA001 114373 Solution Mortgages Limited Authorised N FSA002 114402 Wilfred T. Fry (Personal Financial Planning) Limited Authorised N FSA001 FOI5126 - Annex A 114402 Wilfred T. Fry (Personal Financial Planning) Limited Authorised N FSA002 114428 Maunby Investment Management Ltd Authorised N FSA001 114428 Maunby Investment Management Ltd Authorised N FSA002 114432 Investment Funds Direct Limited Authorised N FSA001 114432 Investment Funds Direct Limited Authorised N FSA002 114503 Amundi (UK) Ltd Authorised N FSA001 114503 Amundi (UK) Ltd Authorised N FSA002 114543 Finesco Financial Services Limited Authorised N FSA001 114543 Finesco Financial Services Limited Authorised N FSA002 114563 Richmond House Investment Services Limited Authorised N FSA001 114563 Richmond House Investment Services Limited Authorised N FSA002 114617 Birchwood Investment Management Limited Authorised N FSA001 114617 Birchwood Investment Management Limited Authorised N FSA002 114619 Taylor Patterson Associates Limited Authorised N FSA001 114619 Taylor Patterson Associates Limited Authorised N FSA002 114621 IFDC Ltd Authorised N FSA001 114621 IFDC Ltd Authorised N FSA002 114627 Credit Suisse Asset Management Limited Authorised N FSA001 114627 Credit Suisse Asset Management Limited Authorised N FSA002 114650 Lowes Financial Management Limited Authorised N FSA001 114650 Lowes Financial Management Limited Authorised N FSA002 114661 The Falcon Group Limited Authorised N FSA001 114661 The Falcon Group Limited Authorised N FSA002 114721 Putnam Investments Limited Authorised N FSA001 114721 Putnam Investments Limited Authorised N FSA002 114762 Cambridge Investments Limited Authorised N FSA001 114762 Cambridge Investments Limited Authorised N FSA002 114793 Central Investment Services (Scotland) Limited Authorised N FSA001 114793 Central Investment Services (Scotland) Limited Authorised N FSA002 114803 Edmond de Rothschild Securities (UK) Limited Authorised N FSA001 114803 Edmond de Rothschild Securities (UK) Limited Authorised N FSA002 114833 Rockwells Investment Advisers Limited Authorised N FSA001 114833 Rockwells Investment Advisers Limited Authorised N FSA002 114952 Charteris Treasury Portfolio Managers Limited Authorised N FSA001 114952 Charteris Treasury Portfolio Managers Limited Authorised N FSA002 114956 CHARLES STANLEY INVESTMENT CHOICES LIMITED Authorised N FSA001 114956 CHARLES STANLEY INVESTMENT CHOICES LIMITED Authorised N FSA002 115011 Arena Wealth Management Limited Authorised N FSA001 115011 Arena Wealth Management Limited Authorised N FSA002 115020 Lacomp Plc Authorised N FSA001 115020 Lacomp Plc Authorised N FSA002 115057 Buck Consultants (Administration & Investment) Limited Authorised N FSA001 115057 Buck Consultants (Administration & Investment) Limited Authorised N FSA002 115088 Michael Davey Financial Management Limited Authorised N FSA001 115088 Michael Davey Financial Management Limited Authorised N FSA002 115126 Daiwa SB Investments (UK) Ltd Authorised N FSA001 115126 Daiwa SB Investments (UK) Ltd Authorised N FSA002 115161 ROGGE GLOBAL PARTNERS LIMITED Authorised N FSA001 115161 ROGGE GLOBAL PARTNERS LIMITED Authorised N FSA002 115231 Marlborough Investment Management Limited Authorised N FSA001 115231 Marlborough Investment Management Limited Authorised N FSA002 115234 Agora Financial UK Limited Authorised N FSA001 115234 Agora Financial UK Limited Authorised N FSA002 115235 Saunderson House Limited Authorised N FSA001 115235 Saunderson House Limited Authorised N FSA002 115241 Miton Asset Management Limited Authorised N FSA001 115241 Miton Asset Management Limited Authorised N FSA002 115248 Hargreaves Lansdown Asset Management Limited Authorised N FSA001 FOI5126 - Annex A 115248 Hargreaves Lansdown Asset Management Limited Authorised N FSA002 115308 Reyker Securities Plc Authorised N FSA001 115308 Reyker Securities Plc Authorised N FSA002 116086 Capital & Counties Asset Management Ltd Authorised N FSA001 116086 Capital & Counties Asset Management Ltd Authorised N FSA002 116252 Cavendish Asset Management Ltd Authorised N FSA001 116252 Cavendish Asset Management Ltd Authorised N FSA002 116310 GCA Altium Limited Authorised N FSA001 116310 GCA Altium Limited Authorised N FSA002 116320 J. Edward Sellars & Partners Limited Authorised N FSA001 116320 J. Edward Sellars & Partners Limited Authorised N FSA002 116337 SDB Strategic Planners Limited Authorised N FSA001 116337 SDB Strategic Planners Limited Authorised N FSA002 116362 J.P. Morgan Trustee & Administration Services Limited Authorised N FSA001 116362 J.P. Morgan Trustee & Administration Services Limited Authorised N FSA002 116404 Waverton Investment Management Limited Authorised N FSA001 116404 Waverton Investment Management Limited Authorised N FSA002 116413 Jarvis Investment Management Limited Authorised N FSA001 116413 Jarvis Investment Management Limited Authorised N FSA002 116445 Streets Financial Consulting plc Authorised N FSA001 116445 Streets Financial Consulting plc Authorised N FSA002 118061 Augustine Limited Authorised N FSA001 118061 Augustine Limited Authorised N FSA002 119174 Threadneedle Portfolio Services Limited Authorised N FSA001 119174 Threadneedle Portfolio Services Limited Authorised N FSA002 119178 Aviva Investors Global Services Limited Authorised N FSA001 119178 Aviva Investors Global Services Limited Authorised N FSA002 119184 Zedra Trust Company (UK) Limited Authorised N FSA001 119184 Zedra Trust Company (UK) Limited Authorised N FSA002 119186 BlackRock Advisors (UK) Limited Authorised N FSA001 119186 BlackRock Advisors (UK) Limited Authorised N FSA002 119193 Capital International Limited Authorised N FSA001 119193 Capital International Limited Authorised N FSA002 119196 BNY Mellon Investment Management EMEA Limited Authorised N FSA001 119196 BNY Mellon Investment Management EMEA Limited Authorised N FSA002 119207 Crown Agents Investment Management Limited Authorised N FSA001 119207 Crown Agents Investment Management Limited Authorised N FSA002 119223 HBOS Investment Fund Managers Limited Authorised N FSA001 119223 HBOS Investment Fund Managers Limited Authorised N FSA002 119230 F & C Management Limited Authorised N FSA001 119230 F & C Management Limited Authorised N FSA002 119235 GAM Sterling Management Limited Authorised N FSA001 119235 GAM Sterling Management Limited Authorised N FSA002 119236 Gartmore Investment Limited Authorised N FSA001 119236 Gartmore Investment Limited Authorised N FSA002 119270