Bare Trustee Agreements Approved Fund Managers as of March 31, 2021 Fund Manager Region Type of Products Funds covered by agreement 1 1832 Asset Management L.P. (Dynamic Funds) Canada Mutual Funds / Hedge Funds / LSF's Includes Deposit accounts 2 3IQ CORP. Canada Pooled Fund 3IQ Corp. 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global II Funds Aberdeen Global Funds 4 Accilent Capital Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Capsure Hedged Oil and Gas Income & Growth Trust 5 Acker Finley Asset Management Inc. Canada Mutual Fund QSATM Funds 6 ACM Advisors Ltd. Canada Mortgage Investment Fund ACM Commercial Mortgage Fund 7 Addenda Capital Inc. Canada Pooled Fund Addenda Pooled Funds 8 ADS Canadian Bank Canada GIC's / Investment Savings Accounts
9 AGAWA Fund Management Inc. Canada Limited Partnership AGAWA Fund I Limited Partnership 10 AGF Investments Inc. Canada Mutual Fund / Pooled Fund Acuity Pooled funds Acuity family of mutual funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds 11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Inc. Canada Limited Partnership AIP Convertible Private Debt Fund LP 13 Aldergrove Credit Union Canada GIC's
14 Algonquin Capital Corporation Canada Limited Partnership
15 Alignvest Capital Management Inc. Canada Hedge Fund
16 Alignvest Investment Management Corporation Canada Pooled Fund
17 Alitis Investment Counsel Inc. Canada REIT
Listing of Approved Fund Managers by Name Page 1 of 23 Fund Manager Region Type of Products Funds covered by agreement Alitis Mortgage Plus Fund Alitis Private REIT 18 AlphaNorth Asset Management Canada Mutual Fund
19 Altema Asset Management Inc. Canada Hedge Fund Altema Diversified Equity Market Neutral Fund 20 Altervest Ltd. Canada Pooled Fund
21 Altrust Investment Solutions Inc. Canada Hedge Fund
22 Anson Funds Management LP Canada Pooled Fund Anson North Star Trust 23 Antares Investment Management, Inc. Canada Pooled Fund
24 Antrim Investments Ltd. Canada Mortgage Investment Fund Antrim Balanced Mortgage Fund Ltd. 25 Arrow Capital Management Inc. Canada Hedge Fund
26 Artemis Investment Management Limited Canada Mutual Fund / Limited Partnership Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 27 Aryeh Capital Management Ltd. Canada Limited Partnership Aryeh Capital Partners Canada, LP 28 ATB Investment Management Inc. Canada Mutual Fund
29 Auspice Capital Advisors Ltd. Canada Mutual Fund Trust Auspice Diversified Trust 30 Aventine Management Group Inc. Canada Mutual Fund BTH Tactical Growth Fund Aventine Canadian Equity Fund 31 Axess Capital Advisors Inc. Canada Pooled Fund Magna Life Settlement Fund Magna High Income Fund Magna Opportunity Fund Magna REIT 32 AYAL Capital Advisors Liited Canada Mutual Fund Trust AYAL Capital Advisors Trust Fund 33 B.E.S.T Investment Counsel Limited Canada Mutual Fund The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP 34 B2B Bank Canada GIC's / Investment Savings Accounts
35 Baker Gilmore & Associates Inc. Canada Pooled Fund Baker Gilmore & Associates Pooled Funds 36 Bank of America, National Association (Canada Branch) Canada GIC's
37 Bank of Canada Canada Other
Listing of Approved Fund Managers by Name Page 2 of 23 Fund Manager Region Type of Products Funds covered by agreement
38 Bank of Montreal Canada Investment Savings Account / GIC's
39 Bank of Montreal Mortgage Corp. Canada GIC's
40 Bank of Nova Scotia Canada GIC's Montreal Trust Company of Canada Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. Scotia Mortgage Corporation 41 Barometer Capital Management Inc. Canada Mutual Fund / Pooled Fund
42 Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's
43 Barrantagh Investment Management Inc. Canada Mutual Fund
44 BCV Asset Management Inc. Canada Pooled Fund
45 Bedford Park Capital Corporation Canada Limited Partnership Bedford Park Opportunities Fund 46 Belco Private Capital Inc. Canada Pooled Fund
47 Bellwether Investment Management Inc. Canada Pooled Fund Bellwether family of funds. 48 Beutel Goodman & Company Ltd Canada Mutual Fund/Pooled Fund/Seg Fund
49 BirchLeaf Investments Inc. Canada Pooled Fund BirchLeaf Growth Fund 50 Black Swan Dexteritas Inc. Canada Limited Partnership BSD Global Tech Hedge Fund LP 51 BlackBridge Capital Management Corp. Canada Mutual Fund
52 BlackRock (Luxembourg) SA Overseas Mutual Fund BlackRock Global Funds 53 BlackRock Asset Management Canada Limited Canada Mutual Fund BlackRock Asset Management Canada Limited 54 Bloom Burton Investment Group Inc. Canada Pooled Fund
55 Bloom Investment Counsel, Inc. Canada Mutual Fund
56 BloombergSen Inc. Canada Mutual Fund BloombergSen Partners RSP Fund 57 BMG Management Services Inc. Canada Mutual Fund
58 BMO Investments Inc. / BMO Investissements Inc. Canada Mutual Fund BMO Mutual Funds 59 BMO Life Assurance Company Canada Segregated Fund BMO Guaranteed Investment Funds
Listing of Approved Fund Managers by Name Page 3 of 23 Fund Manager Region Type of Products Funds covered by agreement 60 BMO Nesbitt Burns Inc. Canada Mutual Fund / Linked Notes
61 BMO Private Investment Counsel Inc. Canada Mutual Fund
62 BMO Trust Company Canada GIC's / Investment Savings Accounts
63 BNP Paribas (Canada) Canada Linked Notes
64 BNY Mellon Global Management Ltd. Overseas Mutual Fund BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 65 Brandes Investment Partners & Co. Canada Mutual Fund
66 Brandywine Global Investment Management (Canada), ULC Canada Pooled Fund
67 Bridgeport Asset Management Inc. Canada Investment Funds Bridgeport High Income Fund Bridgeport US Equity Fund Bridgeport Cdn Equity Fund 68 Bridgewater Bank Canada GIC's
69 BridgingFinance Inc. Canada Pooled Fund
70 Bristol Gate Capital Partners Inc. Canada Mutual Fund / Limited Partnership Bristol Gate U.S. Equity Fund LP 71 Brompton Funds Limited Canada Mutual Fund
72 Brookfield Investment Management (Canada) Inc. Canada Pooled Fund
73 Brookfield Soundvest Capital Management Ltd. Canada Pooled Fund Soundvest North American Opportunity Pool 74 BT Global Growth Inc. Canada Hedge Fund BT Global Growth Fund L.P. 75 Bull Capital Management Inc. Canada Pooled Fund EFG Private Portfolio Series ING Global Equity Class Shares Canadian Equity Class Shares Balanced Class Shares 76 Burgundy Asset Management Ltd. Canada Mutual Fund
77 CADO Investment Fund Management Inc. Canada Mutual Fund Maple Leaf Resources Class Maple Leaf Income Class 78 Caldwell Investment Management Ltd. Canada Mutual Fund
79 Canada Life Assurance Company (The) Canada Segregated Fund
80 Canadian Tire Bank Canada GIC's
Listing of Approved Fund Managers by Name Page 4 of 23 Fund Manager Region Type of Products Funds covered by agreement Canadian Tire Bank 81 Canadian Western Bank Canada GIC's
82 Canadian Western Trust Canada Mutual Fund / GIC's
83 Canoe Financial LP Canada Investment Funds / Limited Partnership
84 Canso Fund Management Ltd. Canada Mutual Fund
85 Capital Direct I Income Trust Canada Mortgage Investment Fund Capital Direct I Income Trust 86 Capital International Asset Management Inc. (Canada) Inc. Canada Mutual Fund
87 Capstone Asset Management Inc. Canada Pooled Fund
88 Cardinal Capital Management Inc. Canada Pooled Fund Cardinal Canadian Equity Pool Cardinal Foreign Equity Pool 89 Castle Ridge Asset Management Limited Canada Limited Partnership Castle Ridge Market Neutral LP Castle Ridge LP 90 Celernus Investment Partners Inc. Canada Hedge Fund Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 91 Centurion Asset Management Inc. Canada REIT
92 CGOV Asset Management Canada Pooled Fund
93 Chou Associates Management Inc. Canada Mutual Fund
94 Christopher Ross Cunningham Investments Ltd. Canada Pooled Fund CIG Value Fund 95 CI Investments Inc. Canada Mutual Fund / Segregated Fund
96 CIBC Canada Mutual Fund / GIC's / Linked Notes
97 CIBC Asset Management Inc. Canada Mutual Fund / Segregated Fund
98 CIBC Investor Network Canada GIC's CIBC Trust Corporation CIBC Mortgages Inc. CIBC Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) 99 Cidel Asset Management Inc. Canada Pooled Fund
100 Coast Capital Savings Federal Credit Union Canada GIC's
Listing of Approved Fund Managers by Name Page 5 of 23 Fund Manager Region Type of Products Funds covered by agreement 101 Coastal Community Credit Union Canada GIC's
102 Community Trust Company Ltd. Canada GIC's
103 Concentra Bank Canada GIC's
104 Connor, Clark & Lunn Funds Inc. Canada Mutual Fund CC&L fund family 105 Connor, Clark & Lunn Private Capital Ltd. Canada Mutual Fund
106 Cornerstone Investment Counsel Ltd. Canada Pooled Fund Blueprint Global Strategies Pool Blueprint Enhanced Opportunities Pool 107 Cortland Credit Group Inc. Canada Limited Partnership Cortland Credit Strategies RRSP Fund Cortland Credit Strategies L.P. 108 Corton Capital Inc. Canada Limited Partnership Corton Global Timber Fund L.P. 109 Cote 100 Inc. Canada Mutual Fund
110 Counsel Portfolio Services Inc. Canada Mutual Fund
111 Covington Capital Corporation Canada Labor Sponsored Fund Covington Funds 112 Covista Capital Corp. Canada Unit Trust Covista Value Fund Trust 113 Cowan Asset Management Limited Canada Pooled Fund Cowan Absolute Return Fund 114 CQI Capital Management L.P. Canada Mutual Fund CQI Equity Opportunities Fund I Genesis Partners Fund LP CQI Equity Opportunities Fund II CQI Income Opportunities Fund 115 Credit Suisse AG Overseas Linked Notes
116 Crimson Asset Management Canada Limited Partnership Crimson Partners Small Cap Fund LP 117 Crystalline Mgt Inc. / Gestion Cristallin Inc. Canada Hedge Fund
118 CWB Wealth Management Ltd. Canada Mutual Fund CWB Onyx Portfolio Series 119 Cypress Capital Management Ltd. Canada Pooled Fund
120 DaVinci Capital Partners Inc. Canada Pooled Fund DaVinci Alterntive Income Fund 121 Davis-Rea Ltd. / Davis-Rea Ltee. Canada Mutual Fund / Pooled Fund
122 Deans Knight Capital Management Ltd. Canada Pooled Fund / Segregated Funds
Listing of Approved Fund Managers by Name Page 6 of 23 Fund Manager Region Type of Products Funds covered by agreement Deans Knight Income Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund 123 Delbrook Capital Advisors Inc. Canada Mutual Fund Delbrook Resource Opportunities Fund 124 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada GIC's
125 Desjardins Financial Security Life Assurance Co. Canada Segregated Funds / GIC's / Other
126 Desjardins Global Asset Management Inc. Canada Mutual Fund / Segregated Fund / GIC's
127 Desjardins Société de placement inc. Canada Mutual Fund
128 Desjardins Trust Inc. Canada Mutual Fund / GIC's Maestral Funds GIC's - Formerly Zag Bank GIC 129 Dimensional Fund Advisors Canada ULC. Canada Mutual Fund
130 Discovery Capital Management Corp. Canada Mutual Fund
131 Dixon Mitchell Investment Counsel Inc. Canada Mutual Fund Dixon Mitchell Small Cap Fund 132 DMAT Capital Management Inc. Canada Limited Partnership DMAT Tactical Income Fund LP 133 Donville Kent Asset Management Inc. Canada Limited Partnership Donville Kent Asset Management 134 Duncan Ross Associates Ltd. Canada Mutual Fund
135 Duo Bank of Canada Canada GIC's XIB Fund 136 East Coast Fund Management Inc. Canada Pooled Fund
137 East West Investment Management Corporation Canada Limited Partnership East West Canada Fund LP 138 EdgeHill Partners Canada Hedge Fund EdgeHill family of funds. 139 EdgePoint Wealth Management Inc. Canada Mutual Fund Edgepoint family of mutual funds 140 Educators Financial Group Inc. Canada Mutual Fund
141 Effort Trust Company (The) Canada GIC's
142 Empire Life Insurance Company Canada Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 143 Empire Life Investments Inc. Canada Mutual Fund Empire Life
Listing of Approved Fund Managers by Name Page 7 of 23 Fund Manager Region Type of Products Funds covered by agreement 144 EnTrust Focus Partners LP Canada Unit Trust EnTrust 49 Focus Fund 145 Epic Capital Management Inc. Canada Pooled Fund
146 eQuaTe Asset Management Inc. Canada Mutual Fund
147 Equilibrium Capital Management Inc. Canada Mutual Fund
148 Equitable Bank Canada GIC's / Investment Savings Accounts
149 Equitable Trust Canada GIC's / Investment Savings Accounts
150 Equiton Capital Inc. Canada Pooled Fund Equiton Residential Income Fund Trust 151 Equium Capital Management Inc. Canada Mutual Fund
152 ETF Capital Management Canada Pooled Fund Quintessence Wealth Group of Funds 153 Evolve Funds Group Inc. Canada Mutual Fund
154 Ewing Morris & Co. Investment Partners Ltd. Canada Limited Partnership Ewing Morris Flexible Income Fund LP 155 Excalibur Capital Management Inc. Canada Hedge Fund / Limited Partnership Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 156 Excel Funds Management Inc. Canada Mutual Fund
157 Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund) 158 Federated Investors Canada ULC Canada Mutual Fund Federated Strategic Value U.S. Equity Dividend Fund 159 Fédération des caisses Desjardins due Quebec Canada Linked Notes
160 Fidelity Investments Canada ULC Canada Mutual Fund
161 Fiducie Desjardins Inc. Canada Mutual Fund
162 Fieldhouse Capital Management Inc. Canada Mutual Fund Fieldhouse Pro Funds Inc. 163 Fiera Capital Corporation Canada Mutual Fund/Hedge Fund/Pooled Fund
164 Fiera Investments LP Canada Mutual Fund
165 FIL Limited Overseas Mutual Fund
166 Financière des professionnels - Fonds d’investissement inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 8 of 23 Fund Manager Region Type of Products Funds covered by agreement 167 First Asset Investment Management Inc. Canada Mutual Fund
168 First Ontario Credit Union Canada GIC's
169 First Reliance Asset Management Canada REIT First Reliance Real Estate Investment Trust 170 First West Credit Union Ltd. Canada GIC's
171 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada Mutual Fund
172 Forge First Asset Management Inc. Canada Mutual Fund Forge First Long Short Alternative Fund Forge First Conservative Alternative Fund 173 Formula Growth Limited Canada Mutual Fund / Hedge Fund Formula Growth Hedge Funds Class A Formula Growth Fund Formula Growth Hedge Funds Class F 174 Forstrong Global Asset Management Inc. Canada Hedge Fund Forstrong Global Income Fund Forstrong Global Balanced Fund Forstrong Global Growth Fund 175 Fort LP U.S. Pooled Fund / Limited Partnership
176 Foyston, Gordon & Payne Inc. Canada Pooled Fund Family of Pooled Funds FGP Funds 177 Franklin Templeton International Services S.à.r.l. Overseas Mutual Fund Franklin Templeton Investment Funds 178 Franklin Templeton Investments Corp. Canada Mutual Fund/Pooled Fund/Seg Fund Bissett Mutual Funds Franklin Templeton Mutual Funds 179 FrontFour Capital Corp. Canada Mutual Fund FrontFour Opportunity Fund 180 Frontwater Capital Inc. Canada Mutual Fund
181 FT Portfolios Canada Co. Canada Mutual Fund
182 Fulcra Asset Management Inc. Canada Mutual Fund Fulcra Credit Opportunities Fund 183 Gabelli Funds (The) U.S. Mutual Fund
184 Galibier Capital Management Ltd. Canada Pooled Fund Galibier U.S. Equity Pool Galibier Canadian Global Equity Pool Galibier Opportunities Fund 185 Galileo Global Equity Advisors Inc. Canada Mutual Fund
186 Galliant Advisors LP Canada Investment Funds
Listing of Approved Fund Managers by Name Page 9 of 23 Fund Manager Region Type of Products Funds covered by agreement Galliant Equity Long/Short Fund LP 187 General Bank of Canada Canada GIC's
188 Genus Capital Management Canada Pooled Fund
189 Gestion Ferique Canada Mutual Fund
190 GFI Investment Counsel Ltd. Canada Hedge Fund Good Opportunities Fund 191 Global Growth Assets Inc. Canada Mutual Fund
192 Globevest Capital Ltee. Canada Mutual Fund / Pooled Fund
193 Goodman & Company, Investment Counsel, Inc. Canada Pooled Fund
194 Goodwood Inc. Canada Mutual Fund Goodwood Funds 195 Government of Quebec (for Placements Quebec) Canada Other
196 Grafton Asset Management Inc. Canada Unit Trust Global Energy Growth Fund 197 Gravitas Securities Inc. Canada Mutual Fund
198 Greenchip Financial Corp. Canada Pooled Fund
199 GreensKeeper Asset Management Inc. Canada Pooled Fund GreensKeeper Value Fund 200 Greystone Managed Investments Inc. Canada Pooled Fund Greystone Pooled Fund Trusts 201 Groundlayer Capital Inc. Canada Venture Capital Fund . 202 Growth Works Capital Ltd. Canada Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. GrowthWorks Atlantic Venture Fund Ltd. 203 Guardian Capital LP Canada Pooled Fund Vega Funds Vector Funds Guardian Funds 204 Hamilton Capital Partners Inc. Canada Limited Partnership
205 Hamilton Lane (Canada) LLC U.S. Mutual Fund Hamilton Lane Global Private Assets Canada (Feeder) Fund 206 Harvest Portfolios Group Inc. Canada Mutual Fund
207 Haventree Bank Canada GIC's
208 Hazelview Securities Inc. Canada Mutual Fund / Limited Partnership
Listing of Approved Fund Managers by Name Page 10 of 23 Fund Manager Region Type of Products Funds covered by agreement 209 Hemisphere Capital Management Inc. Canada Pooled Fund
210 HGC Investment Management Inc. Canada Limited Partnership HGC Arbitrage Fund LP 211 Highstreet Asset Management Inc. Canada Mutual Fund
212 Hillsdale Investment Management Inc. Canada Pooled Fund
213 Home Bank Canada GIC's / Investment Savings Accounts
214 Home Trust Company Canada GIC's / Investment Savings Accounts
215 HomEquity Bank Canada GIC's
216 Horizons ETFs Management (Canada) Inc. Canada Unit Trust
217 HSBC Bank Canada Canada Mutual Fund / GIC's Structured Alternative Investment Return Securities 218 HSBC Investment Funds (Canada) Inc. Canada Mutual Fund
219 Hymas Investment Management Inc. Canada Mutual Fund / Hedge Fund Malachite Aggressive Preferred Fund 220 I.A. Michael Investment Counsel Ltd. Canada Mutual Fund ABC Funds 221 I.G. Investment Management Ltd. Canada Mutual Fund
222 IA Clarington Investments Inc. Canada Mutual Fund
223 IBV Capital Ltd. Canada Limited Partnership IBV Capital Global Value Canadian Feeder Fund LP 224 ICICI Bank Canada Canada GIC's / Investment Savings Accounts
225 ICM Asset Management Inc. Canada Mutual Fund ICM (1X) Real Estate Trust 226 Industrial Alliance Pacific Insurance and Financial Services Inc. Canada Segregated Fund
227 Industrial Alliance Trust Inc. Canada GIC's
228 Industrial and Commercial Bank of China (Canada) Canada GIC's
229 Industrielle Alliance, Assurance et services financiers inc. Canada Segregated Fund
230 Inflection Management Inc. Canada Unit Trust Inflection Strategic Opportunity Fund 231 Innovation Credit Union Canada GIC's
232 Invesco Canada Ltd. Canada Investment Funds
Listing of Approved Fund Managers by Name Page 11 of 23 Fund Manager Region Type of Products Funds covered by agreement Investment Savings Accounts Segregated funds Investment funds The following investment products are covered: IncomeTrusts LP's GIC's Linked notes 233 Investec Asset Management Limited Overseas Mutual Fund
234 Invico Capital Corporation Canada Limited Partnership
235 Ivari Canada Mutual Fund / Segregated Fund
236 J. Zechner Associates Inc. Canada Pooled Fund
237 J.C. Clark Ltd. Canada Pooled Fund
238 Jarislowsky, Fraser Limited Canada Mutual Fund / Pooled Fund
239 JDM Investments Partners Ltd. Canada Pooled Fund Investment Partners Fund 240 Jemekk Capital Management (2017) Inc. Canada Mutual Fund / Pooled Fund
241 JM Fund Management Inc. Canada Hedge Fund JM Catalyst Fund 242 K J Harrison & Partners Inc. Canada Pooled Fund
243 K2 & Associates Investment Management Inc. Canada Mutual Fund Trust The K2 Principal Trust 244 KAI Asset Management Inc. Canada Pooled Fund KAI Core Equity Pool 245 Kawartha Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Kawartha High Conviction Resource Fund Kawartha Energy Opportunities Fund Inc. 246 KEB Hana Bank Canada Canada GIC's
247 Kensington Capital Advisors Inc. Canada Pooled Fund
248 Kilgour Williams Capital Incorporated Canada Unit Trust KiWi Private Credit Trust 249 Kingwest & Company Canada Mutual Fund / Pooled Fund
250 Landry Investment Management Inc. Canada Mutual Fund
251 Laurentian Bank of Canada Canada GIC's Includes B2B Trust term deposits 252 Laurentian Trust of Canada Inc. Canada GIC's
Listing of Approved Fund Managers by Name Page 12 of 23 Fund Manager Region Type of Products Funds covered by agreement
253 Laurus Investment Counsel Canada Pooled Fund
254 Lawrence Park Asset Management Ltd. Canada Hedge Fund
255 LBC Trust Canada GIC's
256 LDIC Inc. Canada Mutual Fund / Pooled Fund Includes LDIC Closed-End Funds 257 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Canada Mutual Fund
258 League Savings and Mortgage Company Canada GIC's
259 Legg Mason Global Funds PLC Overseas Mutual Fund
260 Leith Wheeler Investment Counsel Ltd. Canada Mutual Fund Leith Wheeler family of funds 261 Lester Asset Management Inc. Canada Mutual Fund
262 Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds Level 3 Total Return Opportunities Fund 263 Lightwater Partners Ltd. Canada Hedge Fund Lightwater Long/Short Funds 264 Lincluden Investment Management Limited Canada Mutual Fund / Pooled Fund
265 LionGuard Capital Management Inc. Canada Limited Partnership
266 Lionridge Capital Management Inc. Canada Pooled Fund Lionridge Total Equity Fund 267 Logiq Asset Management Ltd. Canada Mutual Fund
268 Longbow Capital Inc. Canada Mutual Fund
269 Lorica Investment Counsel Inc. Canada Mutual Fund Lorica Canadian Fixed Income Fund 270 Lorne Steinberg Wealth Management Inc. Canada Pooled Fund Steinberg High Yield Fund Steinberg Global Value Equity Fund 271 Lumen Asset Management Inc. Canada Limited Partnership Lumen Long Short Equity Fund LP 272 Lynwood Capital Management Inc. Canada Pooled Fund Lynwood family of funds 273 Lysander Funds Limited Canada Mutual Fund
274 Mackenzie Financial Corp. Canada Mutual Fund / Segregated Fund
275 Mackie Research Capital Corporation Canada Mutual Fund The Absolute Resource Company L.P.
Listing of Approved Fund Managers by Name Page 13 of 23 Fund Manager Region Type of Products Funds covered by agreement Grafton Energy Growth Fund 276 MacNicol & Associates Asset Management Inc. Canada Pooled Fund The Global Opportunities Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund 277 Majestic Asset Management LLC Canada Mutual Fund / Pooled Fund
278 Manufacturers Life Insurance Co. (The) Canada GIC's / Segregated Fund Deferred Annuities 279 Manulife Asset Management Limited Canada Mutual Fund/Pooled Fund/Seg Fund Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn 280 Manulife Bank of Canada Canada GIC's / Investment Savings Accounts
281 Manulife Trust Company Canada GIC's / Investment Savings Accounts
282 Marquest Asset Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
283 Marret Asset Management Inc. Canada Hedge Fund Marret 284 Marval Capital Ltd. Canada Mutual Fund
285 Matco Financial Inc. Canada Mutual Fund MFI series of funds 286 Mawer Investment Management Ltd. Canada Mutual Fund
287 Maxam Capital Management Ltd. Canada Mutual Fund
288 MCAN Mortgage Corporation Canada GIC's
289 McElvaine Investment Management Ltd. Canada Mutual Fund The McElvaine Investment Trust The Osler Fund 290 McLean Asset Management Ltd. Canada Mutual Fund ROMC Trust 291 MD Financial Management Inc. Canada Mutual Fund
292 Meckelborg Financial Group Ltd. Canada Mutual Fund Trust MFG Diversified Strategy Fund 293 Mercer Global Investments Canada Limited Canada Pooled Fund
294 Merrill Lynch Canada Inc. Canada Linked Notes
295 Metric Asset Management Limited Partnership Canada Pooled Fund / Hedge Funds
296 MFS Investment Management Canada Limited Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 14 of 23 Fund Manager Region Type of Products Funds covered by agreement
297 Middlefield Limited Canada Mutual Fund
298 Montrusco Bolton Investment Inc. Canada Mutual Fund Bolton Tremblay Funds inc. 299 Morgan Meighen & Associates Limited Canada Pooled Fund Smedley Fund Family 300 Natcan Trust Company Canada Mutual Fund / Pooled Fund
301 National Bank Investments Inc. Canada Mutual Funds / GIC's / Inv. Savings Acct Includes PPN's 302 National Bank of Canada Canada GIC's National Bank Trust GIC's Natcan Trust GIC's National Bank of Canada GIC's 303 National Bank Trust Inc. Canada Mutual Fund / Pooled Fund
304 National Trust Company Canada Mutual Fund Family of Funds Tourism & Entertainment Growth Fund Inc. 305 NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnership
306 NewGen Asset Management Limited Canada Unit Trust
307 Newport Private Wealth Inc. Canada Mutual Fund
308 Next Edge Capital Corp. Canada Hedge Fund
309 Niagara Capital Partners Ltd. Canada Mutual Fund Niagara Access Alpha Fund 310 Nicola Wealth Management Ltd. Canada Mutual Fund / Limited Partnership SPIRE LP's NWM family of funds 311 Ninepoint Partners LP Canada Mutual Fund/Pooled Fund/Ltd. Partnership
312 North Growth Management Ltd. Canada Mutual Fund
313 Northern Savings Credit Union Canada GIC's Terrace & District Credit Union 314 NorthStream Capital Inc. Canada Limited Partnership NorthStream Credit Strategies Fund LP 315 Northwest & Ethical Investments L.P. Canada Mutual Fund
316 Ocean Rock Investments Inc. Canada Mutual Fund
317 OCP Fund Management LP Canada Limited Partnership
318 OGAM Ltd. Canada Pooled Fund
Listing of Approved Fund Managers by Name Page 15 of 23 Fund Manager Region Type of Products Funds covered by agreement
319 Onex Credit Partners, LLC Canada Pooled Fund OCP Debt Opportunity Class Onex Credit Partners LLC 320 Optimize Inc. Canada Mutual Fund Trust Optimized Pooled Funds 321 Optimum Asset Management Inc. Canada Mutual Fund / Hedge Fund / GIC's
322 Outcome Wealth Management Canada Pooled Fund
323 Palette Investment Management Inc. Canada Limited Partnership First Canadian Securities 2017 324 Palisade Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
325 Palos Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 326 Pathfinder Asset Management Ltd. Canada Mutual Fund
327 Peace Hill Trust Company Canada GIC's
328 Pembroke Private Wealth Management Ltd. Canada Mutual Fund / Pooled Fund
329 PenderFund Capital Management Ltd. Canada Mutual Fund Pender Small Cap Opportunities Fund Pender Corporate Bond Fund Pender North American Small Cap Fund Pender Strategic Growth and Income Fund Pender Value Fund Pender US All Cap Equity Fund Pender Canadian Opportunities Fund 330 Peoples Trust Company Canada GIC's
331 Perennial Asset Management Corp. Canada Mutual Fund Perennial Fixed Income Portfolio Perennial Equity Portfolio 332 Performance Capital Ltd. Canada Hedge Fund
333 Periscope Capital Inc. Canada Pooled Fund / Limited Partnership
334 Perron & Partners Wealth Management Corp. Canada Pooled Fund Kipling Private Investment Portfolios 335 PFM Venture Capital Operations Inc. Canada Labor Sponsored Fund SaskWorks Venture Fund Inc. 336 Picton Mahoney Asset Management Canada Mutual Fund / Hedge Fund
337 Pier 21 Asset Management Inc. Canada Pooled Fund Pier 21
Listing of Approved Fund Managers by Name Page 16 of 23 Fund Manager Region Type of Products Funds covered by agreement 338 PIMCO Canada Corp. Canada Mutual Fund / Hedge Fund
339 PIMCO Global Advisors (Ireland) Limited Overseas Mutual Fund PIMCO Funds - Global Investor Services 340 Polar Asset Management Partners Inc. Canada Hedge Fund Polar Fund Management II Inc. Altairis 341 Pollitt Investment Counsel Inc.
342 Portland Investment Counsel Inc. Canada Investment Funds / Limited Partnership
343 Pratte Gestion de portfeuilles Canada Investment Funds
344 President's Choice Bank Canada GIC's
345 Primevest Capital Corp. Canada Mutual Fund
346 Prospera Credit Union Canada GIC's / Other
347 Provisus Wealth Management Limited Canada Pooled Fund
348 Purpose Investments Inc. Canada Mutual Fund
349 Pursuit Financial Management Corp. Canada Mutual Fund
350 Putnam Investment Inc. Canada Mutual Fund
351 Quadrant Asset Management Canada Pooled Fund QAM Tracking Pools 352 Quantum Leap Asset Management Limited Canada Mutual Fund Quantum Leap Mortgage Investment Fund 353 QV Investors Inc. Canada Pooled Fund QV Pooled Funds 354 Qwest Investment Fund Management Ltd. Canada Mutual Fund / Limited Partnership
355 R.E.G.A.R. Gestion Privée Inc. Canada Mutual Fund
356 R.N. Croft Financial Group Inc. Canada Mutual Fund
357 Radin Capital Partners Inc. Canada Pooled Fund Radin Capital Partners 358 Raintree Wealth Management Inc. Canada Unit Trust Raintree Tactical Fund Class A Raintree Absolute Fund Class A 359 Ravenstone Capital Management Inc. Canada Pooled Fund Ravenstone family of funds 360 Rayne Capital Management Inc. Canada Pooled Fund Rayne Capital Opportunities Trust
Listing of Approved Fund Managers by Name Page 17 of 23 Fund Manager Region Type of Products Funds covered by agreement Rayne Capital LP Rayne Capital Opportunities Fund LP 361 RBC Dominion Securities Inc. Canada Linked Notes
362 RBC Global Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund
363 RBC Life Insurance Company Canada Segregated Fund
364 Relevance Wealth Management Inc. Canada Mutual Fund Relevance Diversified Credit Fund 365 Resmor Trust Company Canada GIC's
366 Resolute Funds Ltd. Canada Mutual Fund
367 Resolve Asset Management Inc. Canada Hedge Fund
368 Return on Innovation Advisors Ltd. Canada Mutual Fund / Labor Sponsored Fund Pooled Funds 369 RFA Bank of Canada Canada GIC's
370 Ridgewood Capital Asset Management Canada Mutual Fund Ridgewood Mutual 371 Roadmap Capital Inc. Canada Pooled Fund
372 Robson Capital Management Inc. Canada Hedge Fund
373 Rosalind Advisors, Inc. Canada Limited Partnership Rosalind Capital Partners L.P. 374 Ross Smith Asset Management ULC Canada Mutual Fund / Limited Partnership Ross Smith Capital Investment Fund Ross Smith Opportunity Fund Ross Smith Cryptocurrency Investment Fund LP 375 Roundtable Capital Partners Inc. Canada Pooled Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund Roundtable Dividend & Income Fund 376 Royal & Sun Alliance Life Insurance Co. (Canada) Canada Segregated Fund
377 Royal Bank of Canada Canada GIC's / Investment Savings Accounts Royal Trust Company (The) Royal Trust Corp. Merchant Private Trust Connor Clark Private Royal Bank of Canada Royal Bank Mortgage Corp. 378 Royal Trust Company (The) Canada Mutual Fund RT Capital Inc. Classified Investment Trusts
Listing of Approved Fund Managers by Name Page 18 of 23 Fund Manager Region Type of Products Funds covered by agreement T.A.L. Investment Pooled Funds T.A.L. Private Management Pooled Funds The First American Fund The Protected American Fund First Trust Canada Funds 379 RP Investment Advisors LP Canada Mutual Fund / Hedge Fund
380 Russell Investments Canada Limited Canada Mutual Fund Life Points mutual funds Russel Group mutual funds Soverign mutual funds 381 Saguenay Strathmore Capital, L.P. Canada Limited Partnership Titan Masters Canada, L.P. 382 Sanford C. Bernstein & Co. LLC U.S. Mutual Fund
383 Scotia Capital Inc. Canada Mutual Fund Scotia Capital family of funds Cassels Blaikie Canadian Fund (U.S.) The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Pinnacle family of funds - May 7-07 384 Scotia Securities Inc. Canada Mutual Fund
385 Seamark Asset Management Ltd. Canada Mutual Fund / Pooled Fund
386 SEI Investment Canada Company Canada Mutual Fund
387 Seymour Investment Management Ltd. Canada Pooled Fund Family of funds managed by Seymour Investment Management Ltd. . 388 Sherpa Asset Management Inc. Canada Mutual Fund
389 Shinhan Bank Canada Canada GIC's
390 SIA Wealth Management Inc. Canada Pooled Fund SIA Wealth Management Private Investment Pools 391 Silvercreek Management Inc. Canada Limited Partnership Silvercreek family of funds 392 Slate Securities L.P. Canada Pooled Fund
393 Spartan Fund Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 394 Standard Life Assurance Company of Canada (The) Canada GIC's / Segregated Fund Guaranteed Interest Rate Contracts Ideal Segregated Funds 395 Standard Life Mutual Funds Ltd. Canada Mutual Fund
396 Standard Life Trust Company Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 19 of 23 Fund Manager Region Type of Products Funds covered by agreement 397 Stanton Asset Management Inc. Canada Hedge Fund
398 Starlight Investments Capital LP Canada Mutual Fund Starlight group of funds 399 State Bank of India (Canada) Canada GIC's
400 Steadyhand Investment Management Ltd. Canada Mutual Fund Steadyhand Savings Fund Steadyhand Small Cap Equity Fund Steadyhand Equity Fund Steadyhand Global Equity Fund Steadyhand Income Fund 401 Steepe & Co. Ltd. Canada Mutual Fund Trust US Bridge Loan Fund Trust 402 Steinbach Credit Union Limited Canada GIC's GICs 403 Stone Asset Management Limited Canada Mutual Fund
404 Strathbridge Asset Management Inc. Canada Mutual Fund
405 Stratigis Capital Advisors Inc. Canada Limited Partnership Uber Strategies LP Goforth Technical Fund LP 406 Successful Investor Wealth Management Inc. Canada Pooled Fund
407 Sun Life Assurance Co. (Canada) Canada Segregated Fund Individual Variable Insurance Contracts 408 Sun Life Financial Trust Inc. Canada GIC's
409 Sun Life Global Investments (Canada) Inc./Placements mondiau Canada Investment Funds
410 Sunshine Coast Credit Union Canada GIC's
411 T.I.P. Wealth Manager Inc. Canada Mutual Fund / Pooled Fund
412 Tactex Asset Management Canada Investment Funds x x x 413 Tangerine Bank Canada GIC's / Investment Savings Accounts
414 Taylor Asset Management Inc. Canada Pooled Fund Taylor Partners Fund 415 TD Asset Management Inc. Canada Mutual Fund / Inv. Savings Account
416 TD Bank Financial Group Canada GIC's / Linked Notes TD Bank - GIC's & Linked Notes The Canada Trust Compay - GIC's
Listing of Approved Fund Managers by Name Page 20 of 23 Fund Manager Region Type of Products Funds covered by agreement TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's 417 TD Securities Inc. Canada Linked Notes
418 Tempered Investment Management Ltd. Canada Pooled Fund Tempered Global Value Fund 419 Terra Fund Management Ltd. Canada Mutual Fund / Limited Partnership
420 Third Eye Capital Management Inc. Canada Pooled Fund Third Eye Capital Alternative Credit Trust 421 Thornmark Asset Management Inc. Canada Pooled Fund Thornmark Investment Funds 422 Timbercreek Investment Management Inc. Canada Mutual Fund / Limited Partnership
423 Timelo Investment Management Inc. Canada Limited Partnership Timelo Strategic Opportunities Fund 424 TIS Preservation & Growth Fund/Accilent Capital Management. Canada Mutual Fund TIS Preservation & Growth Fund Class A and Class F Units 425 Tonus Capital Inc. Canada Mutual Fund Tonus Partners Fund 426 Toronto Trust Management Ltd. Canada Hedge Fund Friedberg Mercantile Group family of funds 427 Tradex Management Inc. Canada Mutual Fund
428 Tralucent Asset Management Inc. Canada Pooled Fund Tralucent Global Equity Fund 429 Trapeze Asset Management Inc. Canada Pooled Fund
430 Trez Capital Corporation Canada Income Trust
431 Tri Delta Investment Counsel Inc. Canada Pooled Fund
432 Triumph Asset Management Inc. Canada Limited Partnership Triumph Capital Appreciation Fund LP 433 Trivest Wealth Counsel Ltd. Canada Pooled Fund
434 Turtle Creek Asset Management Inc. Canada Pooled Fund
435 UBS Global Asset Management (Canada) Co. Canada Pooled Fund UBS (Canada) Balanced Fund A 436 Ullman Wealth Management Inc. Canada Mutual Fund Ullman Wealth Management Fund Family 437 Value Partners Investment Inc. Canada Mutual Fund
438 Value-Contrarian Asset Management Inc. Canada Mutual Fund
439 Vancity Investment Management Ltd. Canada Pooled Fund VCIM Short Duration Bond Fund
Listing of Approved Fund Managers by Name Page 21 of 23 Fund Manager Region Type of Products Funds covered by agreement VCIM Income Fund VCIM Global Equity Fund VCIM Bond Fund VCIM Canadian Equity Fund 440 Vancouver City Savings Credit Union Canada GIC's
441 Vanguard Investment Canada Inc. Canada Mutual Fund / Pooled Fund
442 Vantage Asset Management Inc. Canada Pooled Fund Vantage Protected Performance Fund 443 Vantage Point Investment Management Inc. Canada Mutual Fund The Vantage Point Funds 444 Venator Capital Management Ltd. Canada Hedge Fund Venator family of mutual funds 445 Veritas Asset Management Inc. Canada Pooled Fund VAM V List Plus Fund Veritas Long Short Fund VAM Signature Fund 446 VersaBank Canada GIC's / Other
447 Vertex One Asset Management Inc. Canada Mutual Fund
448 Vesta Wealth Partners Ltd. Canada Mutual Fund Cerulean Private Equity Access Fund 449 Viewpoint Investment Partners Corporation Canada Pooled Fund Viewpoint Global Fund Trust 450 Vision Capital Corporation Canada Hedge Fund
451 VL Advisors Inc. Canada Mutual Fund / Labor Sponsored Fund
452 W.A. Robinson & Associates Ltd. Canada Mortgage Investment Fund Frontenac Mortgage Investment Corp. 453 WARATAH Capital Advisors Ltd. Canada Mutual Fund / Limited Partnership Waratah fund family 454 WaveFront Global Asset Management Corp. Canada Pooled Fund / Limited Partnership WaveFront All-Weather Fund, LP 455 Waypoint Investment Partners Inc. Canada Pooled Fund
456 Wealhouse Capital Limited Partnership Canada Mutual Fund / Pooled Fund Panorama Fund Panorama Private Client Fund 457 Wealth One Bank of Canada Canada GIC's / Investment Savings Accounts
458 WealthCo Asset Management Inc. Canada Pooled Fund WealthCo Pooled Funds WealthCo Asset Management Inc. 459 Wells Asset Management System Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 22 of 23 Fund Manager Region Type of Products Funds covered by agreement 460 West Face Capital Inc. Canada Mutual Fund WFC Opportunities Trust 461 Westcap Mgt. Ltd. Canada Mutual Fund Golden Opportunities Fund Inc. 462 Westminster Savings Credit Union Canada Mutual Fund / Segregated Fund / GIC's
463 Williams Lake & District Credit Union Canada GIC's
464 Windsor Family Credit Union Canada GIC's
465 XIB Asset Management Inc. Canada Unit Trust XIB Fund 466 Yorkville Asset Management Inc. Canada Mutual Fund Southbridge Health Care Fund Heritage Yorkville Mutual Funds 467 YTM Capital Asset Management Ltd. Canada Mutual Fund
468 Zag Bank Canada GIC's / Investment Savings Accounts
Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Listing of Approved Fund Managers by Name Page 23 of 23 Bare Trustee Agreements Additions to List Since January 1, 2021 Fund Manager Region Type of Products Date Approved Funds covered by agreement WaveFront Global Asset Management Corp. Canada Pooled Fund / Limited Partnership 2/17/2021 WaveFront All-Weather Fund, LP
Listing of Additions to List Page 1 of 1 Bare Trustee Agreements Deletions from List since January 1, 2021 Fund Manager Region Type of Products Date Removed Reason of Removal Funds covered by agreement
Listing of Deletions from List Page 1 of 1 Bare Trustee Agreements Name Changes and Mergers since January 1, 2021 Fund Manager Region Type of Product Date Comments Funds covered by agreement
Timbercreek Investment Canada Mutual Fund / Limited 3/24/2021 Name changed to Hazelview Management Inc. Partnership Securities Inc.
Listing of Name Changes and Mergers Page 1 of 1