Calendar Year 2010 Annual Report of the Iowa Utilities Board
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2010 ANNUAL REPORT Iowa Utilities Board 1375 E. Court Avenue, Rm. 69 Des Moines, Iowa 50319-0069 1.515.725.7321 http://iub.iowa.gov [email protected] TABLE OF CONTENTS THE BOARD ......................................................................................................... 4 History.............................................................................................................................................7 Jurisdiction .................................................................................................................................... 12 Vision ............................................................................................................................................ 14 Mission .......................................................................................................................................... 14 ORGANIZATION ................................................................................................. 15 Executive Secretary ...................................................................................................................... 16 Deputy Executive Secretary .......................................................................................................... 17 General Counsel ............................................................................................................................ 20 Customer Service .......................................................................................................................... 21 Energy ........................................................................................................................................... 24 Policy Development ...................................................................................................................... 27 Safety and Engineering ................................................................................................................. 31 Telecommunications ..................................................................................................................... 34 UTILITY PROCEEDINGS ...................................................................................... 40 Competitive Natural Gas Provider Certificates ............................................................................ 40 Electric Franchises ........................................................................................................................ 42 Energy Efficiency Plans ................................................................................................................ 46 Emissions Plans and Budgets........................................................................................................ 49 Formal Complaints........................................................................................................................ 50 Negotiated Interconnection Agreements ....................................................................................... 57 Notices of Inquiry ......................................................................................................................... 61 Pipeline Dockets ........................................................................................................................... 64 Refunds ......................................................................................................................................... 65 Iowa Utilities Board Page 2 UTILITY PROCEEDINGS (CONT …) Rate Proceedings ........................................................................................................................... 66 Rule Makings ................................................................................................................................ 68 Service Proceedings ...................................................................................................................... 71 Telephone Certificates .................................................................................................................. 78 Waivers of Rules ........................................................................................................................... 83 FEDERAL PROCEEDINGS ..................................................................................... 90 COURT CASES ................................................................................................... 91 ASSESSMENTS ................................................................................................... 94 Assessments Overview ................................................................................................................. 94 Direct Assessments ....................................................................................................................... 96 Remainder Assessments (All Utilities)………………………………………………………......98 Dual Party Assessments………………………………………………………………………...111 Funding for Energy Centers……………………………………………………………………120 Iowa Utilities Board Budget…………………………………………………………………...127 Iowa Utilities Board Page 3 THE BOARD ROB BERNTSEN, CHAIR On March 5, 2009, Governor Chet Culver appointed Rob Berntsen to serve as a Board Member and the Chair of the Iowa Utilities Board. On May 1, 2009, Berntsen began a term that runs through April 30, 2015. Berntsen is a member of the National Association of Regulatory Utility Commissioners (NARUC) Electricity Committee, Secretary of the Organization of MISO States (OMS) Board of Directors, at-large member for the OMS Executive Committee, and Advisory Council member of the New Mexico State University Center for Public Utilities. A native of Marion, Iowa, Berntsen started working for the State of Iowa in 1999 in the Iowa Secretary of State’s Office where he eventually became Deputy Secretary of State. In 2003 he became the state director of the John Edwards for President Iowa caucus campaign. Berntsen is also a Captain in the U.S. Army Reserves JAG Corps and in 2005 was deployed to Iraq where he served as Chief of Administrative Law for the 3rd COSCOM. Berntsen completed his service in Iraq in 2006. Since that time and prior to joining the IUB, Berntsen served as corporate counsel for an energy utility holding company based in Evansville, Indiana. He is licensed to practice law in Iowa and practiced law in Indiana through a business counsel license. Berntsen graduated with distinction from the University of Iowa’s College of Law in 1998. He received a B.S. from Georgetown University in Washington, D.C. in 1992. Iowa Utilities Board Page 4 THE BOARD DARRELL HANSON, BOARD MEMBER Darrell Hanson was appointed by Governor Chet Culver on November 9, 2007 to fill an unexpired term on the Iowa Utilities Board. His term runs until April 30, 2013. Hanson is a National Association of Regulatory Utility Commissioners (NARUC) member and serves on the NARUC Committee on Energy Resources and the Environment. Hanson serves as the Board’s representative to the Advisory Council of the Iowa Energy Center. He also serves on the Advisory Board of the Financial Research Institute. Hanson graduated with High Distinction from the University of Iowa in 1976. He received a Masters Degree in political science from the University of Northern Iowa in 1991, with additional graduate study in economics. A native of northeast Iowa, Hanson represented Delaware County and surrounding areas in the State Legislature for eight terms from 1979 through 1994. While serving in the Legislature he also taught economics and American history at Upper Iowa University and political science at the University of Northern Iowa. In 1995 he served as Senior Director of Transportation and Economic Development for the Iowa Northland Regional Council of Governments based in Waterloo. From 1996 to 2007 he was the County Extension Education Director for the Iowa State University Extension office in Delaware County. Hanson has been a member of the Manchester City Council, Manchester Area Chamber of Commerce Board of Directors, Delaware County Economic Development Commission, and Manchester Board of Adjustment. He chaired the Manchester Enterprise Zone Commission from 2001 to 2007 and chaired the Manchester Local Access Cable Television Committee from 1997 to 2007. He has received Manchester’s Distinguished Service Award and the Delaware County Friend of Agriculture award. Hanson was a member of the Iowa Environmental Council (IEC) Board of Directors from 1994 to 2004 and IEC Vice President in 1997 and 1998. He served as a member of the Iowa Environmental Protection Commission from 2000 to 2007 including three terms as commission chair. Iowa Utilities Board Page 5 THE BOARD KRISTA TANNER, BOARD MEMBER Krista Tanner of Clive began serving as a member of the Iowa Utilities Board on April 16, 2007. She was reappointed by Governor Chet Culver to fill an unexpired term that runs through April 2011. Tanner is a National Association of Regulatory Utility Commissioners (NARUC) member and serves on the NARUC Committee on Telecommunications. She is also a member of the Federal- State Joint Conference on Advanced Services. Board Member Tanner is a member of the Mid-American Regulatory Conference (MARC) and serves as its vice-president. Tanner is the chair of the Iowa Broadband Deployment Governance Board. She is also the Board representative on the Iowa Climate Change Advisory Council and serves on the Center for Global and Regional Environmental Research (CGRER) Advisory Board. Tanner is a 2000 graduate of