Direct Democracy – Institutional Origins, Initiative Usage, and Policy Consequences
Direct Democracy { Institutional Origins, Initiative Usage, and Policy Consequences Lucas Leemann Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2014 c 2014 Lucas Leemann All Rights Reserved ABSTRACT Direct Democracy { Institutional Origins, Initiative Usage, and Policy Consequences Lucas Leemann This dissertation consist of three research papers on direct democracy. Each paper addresses a fundamental question about direct democracy. All three questions have a specific role in a larger research agenda on direct democratic institutions. To out rule any confusion up front I need to define direct democratic institutions. I refer to direct democratic institutions if they can be launched or triggered by citizens and political parties against the will of the executive and the legislature or if they are constitutionally required. The second qualification is that the outcome of the process or mechanism has to be binding. Direct democracy, according to this definition, exists on a national level in Australia, Austria, Denmark, Egypt, Ireland, Japan, Spain, Switzerland, USA (to change the constitution). In Italy, Liberia, Liechtenstein, the Philippines, and Switzerland the people can challenge government policies. Fi- nally, in the US states, Switzerland, Swiss cantons, and also most German L¨anderthere is a right to propose new laws (Hug, 2004). The purpose of limiting direct democracy to the most powerful subset of such institutions { the ones which can originate from the people and are binding for the government { provides us with specific enough set of institutions such that one can make meaningful statements about them.
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