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The Post-Recession Economy and the Fight for Public Water in the United States About & Water Watch

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Food & Water Watch 7:[5>:\P[L *HSPMVYUPH6MÄJL >HZOPUN[VU+* :[PSSTHU:[YLL[:\P[L [LS!  :HU-YHUJPZJV*(  MH_!  [LS!   PUMV'M^^H[JOVYN MH_!    ^^^MVVKHUK^H[LY^H[JOVYN PUMVJH'M^^H[JOVYN

*VW`YPNO[5V]LTILYI`-VVK >H[LY>H[JO(SSYPNO[ZYLZLY]LK;OPZYLWVY[JHUIL]PL^LKVYKV^USVHKLKH[ ^^^MVVKHUK^H[LY^H[JOVYN Trends in Water Privatization The Post-Recession Economy and the Fight for Public Water in the United States

,_LJ\[P]L:\TTHY`P] 0U[YVK\J[PVU ;YLUKZPU>H[LY7YP]H[PaH[PVU ;YLUK!4VYL3VJHS.V]LYUTLU[Z,_WSVYLK:LSSPUNVY3LHZPUN>H[LY:`Z[LTZ  5V[MVY7YVÄ[I\[5V[7\ISPJ!:LSSPUN>H[LY:`Z[LTZ[V5VUWYVÄ[<[PSP[PLZ ;YLUK!7YVZWLJ[P]L:HSLZHUK*VUJLZZPVUZ0M(J[\HSPaLK>V\SK(MMLJ[HUH[LY:`Z[LT:HSLZHUK*VUJLZZPVUZ ;YLUK!:HSLZHUK*VUJLZZPVUZVM>H[LY:`Z[LTZ(YL*VUJL[YH[LKPU[OL9\Z[)LS[ ;YLUK!7VZZPISL:HSLZHUK*VUJLZZPVUZ-HJL:[YVUN7\ISPJ6WWVZP[PVU ;OL*VUZLX\LUJLZVM:HSLZHUK*VUJLZZPVUZ (U0YYLZWVUZPISL-PZJHS(WWYVHJO :[PJRPUN*VUZ\TLYZ^P[OHU,_WLUZP]L3VHU /PNO9H[LZ >H[LY9H[LZ(YLH.YV^PUN7YVISLTPU*VH[LZ]PSSL7LUUZ`S]HUPH 3VZZVM3VJHS*VU[YVS 0U-VJ\Z!(:LYPLZVM-HPSLK7YP]H[PaH[PVU7SHUZPU:HU1VZL (UV[OLY5H[PVU^PKL7OLUVTLUVU!:H]PUN4VUL`^P[O7\ISPJ6WLYH[PVU *VUJS\ZPVUZ (WWLUKP_(!*VTWSL[LK:HSLZHUK*VUJLZZPVUZVM4\UPJPWHS>H[LY:`Z[LTZ (WWLUKP_)!7YVZWLJ[P]L:HSLZHUK*VUJLZZPVUZVM4\UPJPWHS>H[LY:`Z[LTZ (WWLUKP_*!(UHS`ZPZ!;OL0U[LYLZ[9H[LVUH3VHUMYVTH;`WPJHS0U]LZ[VY6^ULK>H[LY<[PSP[` (WWLUKP_+!(KKP[PVUHS0UMVYTH[PVU(IV\[[OL>H[LY9H[L:\Y]L` ,UKUV[LZ Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Executive Summary *VUMYVU[LK^P[OKH\U[PUNI\KNL[ZOVY[MHSSZMVSSV^PUN[OLYLJLU[LJVUVTPJKV^U[\YU]HYPV\ZJP[PLZHUK[V^UZHJYVZZ[OL JV\U[Y`OH]LJVUZPKLYLKJHZOPUNV\[[OLPY^H[LY\[PSP[PLZ[VNLULYH[LYL]LU\L)\[YH[OLY[OHULHZLÄZJHSWYLZZ\YLZ[OLZHSLVY SLHZLVM^H[LYHZZL[Z^V\SKSPRLS`M\Y[OLY^LHRLUHSVJHSP[`»ZSVUN[LYTÄUHUJPHSOLHS[OHUKZHKKSLJVUZ\TLYZ^P[OKLI[

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‹ Many cities and towns explored sales and long-term concessions of their water and sewer systems since 2008. ;OLYL^LYLÄ]L[PTLZHZTHU`WYVZWLJ[P]LKLHSZPUHZ[OLYL^LYLJVTWSL[LK[YHUZHJ[PVUZPUH[`WPJHS`LHYV]LY [OLWYL]PV\Z[^VKLJHKLZ

‹ Prospective , if actualized, would affect an unprecedented number of people.;OL[`WPJHS^H[LYZ`Z[LT W\[MVY^HYKMVYWYP]H[PaH[PVUPUZLY]LKHYV\UK[PTLZTVYLWLVWSL[OHU[OLH]LYHNLZ`Z[LTZVSKV]LY[OLSHZ[ [^VKLJHKLZ

‹ Budget constraints drove the surge in potential privatization deals7YL]PV\ZS`[OLULLKMVYL_WLUZP]LPTWYV]LTLU[Z [V^H[LYPUMYHZ[Y\J[\YL^HZ[OLTHPUMHJ[VYPUHT\UPJPWHSP[`»ZKLJPZPVU[VZLSSVYSLHZLP[Z^H[LYZ`Z[LT:PUJL  ZL]LYHSJP[PLZOH]LJVUZPKLYLKWYP]H[PaPUN^LSSTHPU[HPULK^H[LYZ`Z[LTZ[VZOVYL\W^LHRI\KNL[Z

‹ Possible sales and concessions were clustered around the Rust Belt(S[OV\NO[OLZ\YNLPUPU[LYLZ[^HZHUH[PVU^PKL WOLUVTLUVUWYVZWLJ[P]LKLHSZ^LYLJVUJLU[YH[LKPU[OL9\Z[)LS[^OLYLJP[PLZ^LYLOP[WHY[PJ\SHYS`OHYKI`[OL YLJLZZPVU

‹ Strong public opposition hindered privatization7\ISPJYLZPZ[HUJL[O^HY[LKH[SLHZ[WVZZPISLZHSLZHUKJVUJLZ ZPVUZMYVT [VHUKZLLTLKSPRLS`[VISVJRTHU`TVYLWYVZWLJ[P]LKLHSZ0UMHJ[KLZWP[LUL^H[[LU[PVUVU [OLPKLH[OLU\TILYVMZHSLZHUKJVUJLZZPVUZJVTWSL[LKLHJO`LHYYLTHPULKZTHSS

Problems with Sales and Concessions They saddle consumers with debt.;OLM\UKPUN[OH[HJP[`YLJLP]LZI`ZLSSPUNVYSLHZPUNP[Z^H[LYZ`Z[LTPZLMMLJ[P]LS`HU L_WLUZP]LSVHU[OH[H^H[LYJVTWHU`^PSSYLJV]LYMYVTJVUZ\TLYZ[OYV\NO^H[LYIPSSZ(-VVK >H[LY>H[JOHUHS`ZPZLZ[P TH[LK[OH[[OL[`WPJHSPU[LYLZ[YH[LVU[OPZSVHU^V\SKILWLYJLU[;OPZPZWLYJLU[TVYLL_WLUZP]L[OHUW\ISPJÄUHUJPUN [OYV\NOH[`WPJHST\UPJPWHSYL]LU\LIVUK

They result in high water rates.(YL]PL^VM[OLSHYNLZ[ZHSLZHUKJVUJLZZPVUZZ\Y]L`LKPU[OPZYLWVY[MV\UK[OH[^H[LYYH[LZ PUJYLHZLKVUH]LYHNLI`WLYJLU[H`LHYHM[LYWYP]H[PaH[PVU

Solutions Many communities have saved money with public operation.7\ISPJVWLYH[PVUVM^H[LYHUKZL^LYZLY]PJLZH]LYHNLKWLY JLU[JOLHWLY[OHUWYP]H[LVWLYH[PVUIHZLKVUH-VVK >H[LY>H[JOYL]PL^VM SVJHSNV]LYUTLU[Z[OH[Z[VWWLKJVU[YHJ[ PUNHUKIYV\NO[^H[LYZ`Z[LTZPUOV\ZL

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iv Introduction U[OL^HRLVM[OLYLJLU[LJVUVTPJKV^U[\YUTHU`SVJHSNV]LYUTLU[ZHJYVZZ[OL I

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1 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Trends in Water Privatization (ZVM6J[VILYH[SLHZ[ JVTT\UP[PLZ Trend 1: Many local governments explored selling or leasing water systems. ^LYLW\ISPJS`^LPNOPUN[OLWVZZPIPSP[`VM ;OLZHSLVYJVUJLZZPVUVMT\UPJPWHS^H[LYZ`Z[LTZ[VWYP]H[L ZLSSPUNVYSLHZPUN[OLPY^H[LYPUMYHZ[Y\J[\YL JVTWHUPLZPZUV[HUL^WOLUVTLUVUI\[VUS`HOHUKM\S ;OH[»ZTVYL[OHUÄ]L[PTLZHZTHU`Z`Z[LTZ VMKLHSZVJJ\YLHJO`LHY(S[OV\NOHJVTWYLOLUZP]LSPZ[VM [OLZL[YHUZHJ[PVUZKVLZUV[L_PZ[H-VVK >H[LY>H[JO HZ^LYLZVSKVYSLHZLKPUH[`WPJHS`LHYV]LY HUHS`ZPZYL]LHSZ[OH[MVYWYVÄ[^H[LY\[PSP[PLZIV\NO[VYSLHZLK [OLSHZ[[^VKLJHKLZ H[SLHZ[W\ISPJS`V^ULK^H[LYHUKZL^LYZ`Z[LTZV]LY [OL`LHYWLYPVKMYVT [VZLL;HISLHUK (WWLUKP_(;OLYL^LYLHIV\[ZL]LUKLHSZH`LHY

;OLU\TILYVMJVTWSL[LK[YHUZHJ[PVUZOHZUV[Z\YNLKZPUJL Not-for-Profit but Not Public: Selling Water [OLÄUHUJPHSTHYRL[ZJYHZOLKPU I\[HNYV^PUNU\TILY Systems to Nonprofit Utilities VMSVJHSNV]LYUTLU[ZOHZJVUZPKLYLKWYP]H[PaPUN[OLPY^H[LY This report focuses on sales and concessions of munici- HUKZL^LYZ`Z[LTZ-VVK >H[LY>H[JOMV\UK[OH[HZVM pal water systems to private, for-profit companies, but 6J[VILYH[SLHZ[ JVTT\UP[PLZ^LYLW\ISPJS`^LPNO several cities have proposed selling their water utilities to PUN[OLWVZZPIPSP[`VMZLSSPUNVYSLHZPUN[OLPY^H[LYPUMYHZ[Y\J independent nonprofit entities: [\YLZLL;HISLHUK(WWLUKP_);OH[»ZTVYL[OHUÄ]L[PTLZ HZTHU`Z`Z[LTZHZ^LYLZVSKVYSLHZLKPUH[`WPJHS`LHYV]LY s Indianapolis. In 2010, the mayor of Indianapolis [OLSHZ[[^VKLJHKLZ pushed through the sale of the city’s water and sewer systems to Citizens Group, a nonprofit public (ZVM6J[VILY[OLZLWVZZPISLKLHSZ^LYLPU]HYPV\Z trust, to generate $425 million in funds for other city Z[HNLZVM[OLWYP]H[PaH[PVUWYVJLZZ9PSL`0UKMVYL_HTWSL infrastructure improvements. Citizens Energy ex- OHKHSYLHK`ZPNULKHJVU[YHJ[[VZLSSP[Z^H[LYZ`Z[LT[V pected to eliminate two dozen or so customer-service (TLYPJHU>H[LYHUKH^HP[LKZ[H[LHWWYV]HS10^OPSL*OPJHNV jobs after the state approved the purchase.12 ^HZVUS`Y\TVYLK[VILJVUZPKLYPUNHSLHZL11 s Newark. In 2010, the city council dismissed the may- or’s plan to sell the city’s water system to an inde- Number of Publicly Owned Water and Sewer pendent municipal water authority and funnel funding System s Sold or Leased to Private Companies from the authority to balance the city’s budget. The (1991 to October 2010) city had considered several versions of this plan for 39 nearly a decade and public opposition stopped each 40 one in its tracks.13 Completed Privatizations 35 Prospective Privatizations (pending) s Cincinnati. In 2010, the city manager sought to con- vert the city’s water system into a new independent 30 regional water district to generate funding for other 25 infrastructure projects. Numerous community groups, including the local chapter of the NAACP, organized 20 19 to require public approval before any such transac- tion could occur.14 15 12 12 11 These arrangements avoid many of the financial pitfalls 10 9 9 10 8 8 involved in sales to private, for-profit companies because 6 6 5 5 5 5 6 nonprofit utilities can issue tax-exempt debt and do not 5 3 have to raise rates to make a profit for stockholders. 1 2 0 2 Nonetheless, the deals can result in a loss of local con- trol. Because the public often does not elect the board 000 001 002 003 004 005 006 007 008 009 010

1991 1992 1993 1994 1995 1996 1997 1998 1999 2 2 2 2 2 2 2 2 2 2 2 members that oversee the nonprofit operations, the board can be less accountable than a city council. 5V[L!5V[JVTWYLOLUZP]L"ZLL(WWLUKPJLZ(HUK)MVYTVYLPUMVYTH[PVU

2 Food & Water Watch

Table 1. Findings from Food & Water Watch’s Investigation into Possible Sales and Concessions of 200 Publicly Owned Water and Sewer System s in the United States Privatization Status 7YP]H[PaLK 7LUKPUN :[VWWLK9LQLJ[LK  6J[VILY 6J[VILY  6J[VILY ;V[HS 5\TILYVM:`Z[LTZ     (]LYHNL7VW\SH[PVU:LY]LK)`,HJO:`Z[LT        ;V[HS7VW\SH[PVU:LY]LK)`,]LY`:`Z[LT        9HUNLVM:`Z[LT:PaLZ7VW\SH[PVU:LY]LK  [V [V [V   [V :LL(WWLUKPJLZ(HUK)MVYTVYLPUMVYTH[PVU

Trend 2: Prospective sales and concessions, H]LYHNLZPaLVM[OL^H[LYZ`Z[LTZWVZLKMVYWYP]H[PaH[PVUPU if actualized, would affect an unprecedented  number of people. -VVK >H[LY>H[JO»ZHUHS`ZPZMV\UK[OH[HZVMJP[PLZ Trend 3: Budget shortfalls drove the surge in HUK[V^UZOHKJVUZPKLYLKZLSSPUNVYSLHZPUN^H[LYZ`Z[LTZ prospective water system sales and concessions. [OH[H]LYHNLK[PTLZSHYNLY[OHU[OL[`WPJHSZ`Z[LTZVSKVY -VY[OLSHZ[[^VKLJHKLZT\UPJPWHSP[PLZ\Z\HSS`ZVSK[OLPY SLHZLKV]LY[OLWYL]PV\Z[^VKLJHKLZ(S[OV\NOIV[OSHYNL ^H[LYZ`Z[LTZILJH\ZL[OL`JV\SKUV[HMMVYK[OLPTWYV]L JP[PLZHUKZTHSS[V^UZJVUZPKLYLK^H[LYWYP]H[PaH[PVU[OLH] TLU[ZULJLZZHY`[VJVTWS`^P[O^H[LYX\HSP[`YLN\SH[PVUZ15 LYHNLZ`Z[LTMHJPUN[OLH\J[PVUISVJRPUZLY]LKULHYS` ;OLÄZJHSJYPZPZHKKLKHUL^HUNSLVU[OPZ>OPSLPUMYHZ[Y\J  WLVWSLZLL;HISL [\YLULLKZZ[PSSWSH`LKHYVSLPUTHU`ZP[\H[PVUZZPUJL  I\KNL[KLÄJP[ZILJHTL[OLWYPTHY`YLHZVU[OH[THU`JP[PLZ 5VTHQVYJP[`OHZZVSKP[Z^H[LYZ`Z[LT[VHWYP]H[LJVTWHU` 16 PU[OLSHZ[[^VKLJHKLZ+\YPUN[OH[[PTLTVZ[ZHSLZHUK JVUZPKLYLKZLSSPUNVYSLHZPUN[OLPY^H[LYZ`Z[LTZ JVUJLZZPVUZPU]VS]LKZTHSS^H[LYZ`Z[LTZZLY]PUNHUH]LYHNL VMVUS` WLVWSL;OLSHYNLZ[KLHS^HZ[OLJVUJLZZPVU VM,SPaHIL[O51»Z^H[LYZ`Z[LT[V(TLYPJHU>H[LYPU  ;OH[Z`Z[LTZLY]LKWLVWSL;OH[»ZSLZZ[OHUOHSM[OL Average Population Size of Water Systems Facing Privatization, by Status

Total Population Served by Water and Sewer 282,779 Systems Facing Privatization, by Status 11,028,394

96,004

6,284 1,632,065 904,894 Completed Pending Stopped Privatizations Privatizations Privatizations (1991-Oct. 2010) (as of Oct. 2010) (2008-Oct. 2010) Completed Pending Stopped ;OLH]LYHNLWVW\SH[PVUZLY]LKI`W\ISPJS`V^ULK^H[LYHUKZL^LYZ`Z[LTZ[OH[ Privatizations Privatizations Privatizations ^LYLZVSKVYSLHZLK[VWYP]H[LJVTWHUPLZMYVT [VHUKI`W\ISPJS`V^ULK (1991-Oct. 2010) (as of Oct. 2010) (2008-Oct. 2010) Z`Z[LTZJVUZPKLYLKMVYZHSLVYSLHZLMYVT [V6J[VILY:LL(WWLUKPJLZ( HUK)MVYTVYLPUMVYTH[PVU

3 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

(-VVK >H[LY>H[JOYL]PL^VMÄ]LSHYNLJP[PLZZOV^LK[OH[ I\KNL[ZOVY[MHSSZ^LYL[OLWYPTHY`PTWL[\ZMVYWYP]H[PaH[PVU WSHUZ-YVT5HZZH\*V\U[`5@[V:HU1VZL*HSPMSVJHS NV]LYUTLU[ZZ\NNLZ[LKZLSSPUNVYSLHZPUN^H[LYHZZL[Z[VYHPZL TVUL`[VOLSWÄSST\S[PTPSSPVUKVSSHYOVSLZPU[OLPYI\KNL[ ZLL;HISL

:L]LYHSJP[PLZÅVH[LK[OLPKLHVMH\J[PVUPUNVMM[OLPY^H[LY Z`Z[LTZUV[ILJH\ZL[OLZ`Z[LTZ^LYLI\YKLUZVYSPHIPSP[PLZ I\[ILJH\ZL[OL`^LYL]HS\HISLHZZL[Z[OH[JV\SKML[JOHOPNO WYPJL)LJH\ZLVMÄZJHSJOHSSLUNLZL]LU^LSSY\UZ`Z[LTZPU L_JLSSLU[JVUKP[PVUMHJLKWVZZPISLWYP]H[PaH[PVU

Table 2: The Budget Deficits of Five Cities That Considered Selling or Leasing Their Water Systems Projected City Proposition )\KNL[+LÄJP[ 4PS^H\RLL *VUJLZZPVUVM4PS^H\RLL>H[LY  TPSSPVU >PZ >VYRZ[VNLULYH[L TPSSPVUH`LHY  5HZZH\ *VUJLZZPVUVM^HZ[L^H[LYZ`Z[LT[V  TPSSPVU *V\U[`5@ NLULYH[L TPSSPVUH`LHY  (ZHSLVYSLHZLVMH^H[LYZ`Z[LTOV^L]LY[YHUZMLYZLT :HSLVYJVUJLZZPVUVMT\UPJPWHS WSV`LLZ[V[OLWYP]H[LZLJ[VYHUKYLK\JLZ[OLU\TILYVM ^H[LYZ`Z[LT^OPJOJV\SK¸NLULYH[L TPSSPVUZVMKVSSHYZVMYL]LU\LMVY[OL LTWSV`LLZWH`PUNPU[VHW\ISPJYL[PYLTLU[WSHU(ZHYLZ\S[ :HU1VZL *P[`¹HJJVYKPUN[V[OLTH`VY»ZI\KNL[  TPSSPVU WYP]H[PaH[PVUJV\SK\UKLYTPULW\ISPJWLUZPVUZPU[OLSVUN *HSPM HKKYLZZ  [LYT;OPZ^HZHJVUJLYUPU*PUJPUUH[P^OLYL[OLJP[`JVU :HSLVM^H[LYHZZL[ZZLY]PUNV\[S`PUN  TPSSPVU ZPKLYLK[\YUPUNP[Z^H[LY\[PSP[`PU[VHUPUKLWLUKLU[YLNPVUHS ;YLU[VU51 JVTT\UP[PLZMVY TPSSPVU  KPZ[YPJ[26 *VUJLZZPVUVM^H[LYHUKZL^LY  TPSSPVU ;\SZH6RSH Z`Z[LTZ[VNLULYH[LYL]LU\L  Trend 4: Sales and concessions of water systems are concentrated in the Rust Belt. (S[OV\NOJP[PLZUH[PVU^PKLJVUZPKLYLKWYP]H[PaPUN[OLPY^H[LY 7LUZPVUM\UKZMHJ[VYPU7YP]H[PaH[PVUJV\SK^LHRLUWLUZPVU HUKZL^LYZ`Z[LTZTHU`WYVZWLJ[P]LKLHSZ^LYLMV\UKPU M\UKZ [OL9\Z[)LS[;OLZLJP[PLZ^LYLOP[OHYKI`[OLYLJLZZPVUHZ (ML^JP[PLZJVUZPKLYLKWYP]H[PaPUN[OLPY^H[LYZ`Z[LTZ[V WLUZPVUM\UKZKPTPUPZOLKPU]HS\L[H_YL]LU\LZMLSSHUKQVIZ VMMZL[SVZZLZ[V[OLPYWLUZPVUM\UKZJH\ZLKI`[OLYLJLZZPVU ^LYLSVZ[PU[OLHPSPUNTHU\MHJ[\YPUNHUKH\[VPUK\Z[YPLZ 7\ISPJWLUZPVUZOV^L]LY^LYLUV[HTHPUYLHZVUMVYSVJHS 3VJHSNV]LYUTLU[ZPU[OLYLNPVUHSZVYLJVNUPaLK[OL]HS\LVM I\KNL[KLÄJP[ZVU[OL^OVSL*VU[YPI\[PVUZ[VW\ISPJYL[PYL [OLPY^H[LYYLZV\YJLZ27>OPSLTHU`WHY[ZVM[OLJV\U[Y`^LYL TLU[WSHUZJVUZ[P[\[LKHTLYL WLYJLU[VMZ[H[LHUKSVJHS ^H[LYZ[YLZZLK[OL.YLH[3HRLZZ[H[LZ^LYL^H[LYYPJO=LVSPH I\KNL[ZPU HUK^LYLWYVQLJ[LK[VYLTHPUHYLSH[P]LS` ,U]PYVUULTLU[[OL^VYSK»ZSHYNLZ[^H[LYJVTWHU`YLSVJH[LK ZTHSSMYHJ[PVUVMSVJHSZWLUKPUN[OYV\NO24 P[Z5VY[O(TLYPJHUOLHKX\HY[LYZ[V*OPJHNVPU 28 It 5VUL[OLSLZZ\UKLYM\UKLKWLUZPVUZ^LYLHZLYPV\ZJVUJLYU TH`OH]LWVZP[PVULKP[ZLSMZ[YH[LNPJHSS`MVYJVUJLZZPVUZPU[OL MVYHJV\WSLVMSVJHSP[PLZPUJS\KPUN7P[[ZI\YNO0UHZ[\K` YLNPVU VMSHYNLJP[PLZUH[PVU^PKL[OL7OPSHKLSWOPH9LZLHYJO 7LUUZ`S]HUPHHUK5L^1LYZL`PUWHY[PJ\SHYOH]LZLLUTHU` 0UP[PH[P]LMV\UK[OH[7P[[ZI\YNO»ZWLUZPVUM\UK^HZPU[OL ZHSLZHUKJVUJLZZPVUZV]LY[OL`LHYZHUKTHU`WVZZPISL ^VYZ[JVUKP[PVU0[JV\SKM\UKVUS`HIV\[H[OPYKWLYJLU[ WYP]H[PaH[PVUZZPUJL ;OH[JV\SKILILJH\ZL[OYLLVM[OL VMP[ZJVTTP[TLU[Z0UMLHYPUNHZ[H[L[HRLV]LYVM[OL SHYNLZ[^H[LYJVTWHUPLZOH]L[OLPYOLHKX\HY[LYZ[OLYL!(X\H WLUZPVUZ`Z[LT[OLJP[`JVUZPKLYLKWYP]H[PaPUNP[Z^H[LYHUK (TLYPJHPU)`YU4H^Y7H"(TLYPJHU>H[LYPU=VVYOLLZ ZL^LYH\[OVYP[`HTVUNV[OLYPKLHZ25 51"HUKH[LYHZ\IZPKPHY`VM7HYPZIHZLK:\La ,U]PYVUULTLU[PU/HYYPUN[VU7HYR5129

4 Food & Water Watch

Possible Sales and Concessions of Publicly Owned Water and Sewer Systems to Private Companies from 2008 to 2010 (Status as of October 2010)

Map by Mary Grant, Food & Water Watch.

Trend 5: Possible sales and concessions face 0U*OPJHNVJVTT\UP[`NYV\WZILNHUVYNHUPaPUNW\ISPJ strong public opposition. MVY\TZHUKL]LU[Z[VWYL]LU[[OLWYP]H[PaH[PVUVM[OLPY^H[LY +LZWP[LPUJYLHZLKH[[LU[PVUVU^H[LYZ`Z[LTZHSLZHUKJVU Z`Z[LTZVVUHM[LY[OLY\TVYVMHWVZZPISLSLHZLÄYZ[Z\YMHJLK JLZZPVUZ[OLU\TILYVM[YHUZHJ[PVUZJVTWSL[LKLHJO`LHY PU7\ISPJ>VYRZ-PUHUJPUN;OPZLHYS`HJ[P]P[`TH`OH]L YLTHPULKZTHSSWYVIHIS`ILJH\ZLVMW\ISPJVWWVZP[PVU WYL]LU[LK[OLPKLHMYVTNHPUPUN[YHJ[PVUI\[[OLJVTT\UP[` -YVT [VJVUZ\TLYZHUKLSLJ[LKVMÄJPHSZZ[VWWLK YLTHPULK]PNPSHU[[OYV\NOV\[ILJH\ZL[OLJP[`OHK`L[ 31 H[SLHZ[WVZZPISLKLHSZ9LZPZ[HUJL^HZWYVUV\UJLKPUJP[ [VVMÄJPHSS`Y\SLV\[[OLPKLH 6[OLYJP[PLZZOV\SKL_WLJ[ PLZIV[OSHYNLHUKZTHSS ZPTPSHYS`HYKLU[W\ISPJWYV[LZ[[VNYLL[HU`WSHU[VZLSSVY SLHZL[OLPY^H[LYHUKZL^LYZ`Z[LTZ 7\ISPJVWWVZP[PVU[V^H[LYWYP]H[PaH[PVUZLLTLK\USPRLS`[V ^HULHUKHZHYLZ\S[P[ZOV\SKWYL]LU[THU`PMUV[TVZ[ WYVZWLJ[P]LZHSLZHUKJVUJLZZPVUZ0UHHY[PJSLPU7\ISPJ >VYRZ-PUHUJPUNH[YHKLW\ISPJH[PVUPUK\Z[Y`HUHS`Z[ZJHSSLK [OPZWVSP[PJHSYLZPZ[HUJL[VWYP]H[PaH[PVU¸WV[LU[¹HUKH¸MVYTP KHISLVIZ[HJSL[VT\UPJPWHSP[PLZSVVRPUN[VL_WSVYLHZHSLVM [OLPY^H[LYHZZL[Z[VHWYP]H[LJVTWHU`¹30

5 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

The Consequences of Sales and Change in Household Water Bills Following Concessions Privatization: The Typical Annual Residential Water Bill Before and After Privatization for the *VUZ\TLYZVWWVZLKZLSSPUNVMM[OLPY^H[LYHUKZL^LYZ`Z[LTZ 10 Largest Sales and Concessions Surveyed MVYNVVKYLHZVUZ7YP]H[PaH[PVUJVTLZH[HJVZ[HUKVM[LU YLZ\S[ZPUYH[LPUJYLHZLZ^OPJOJV\SKTHRL^H[LYZLY]PJL\U Bensalem, Pa. $104.76 HMMVYKHISLMVYTHU`JVTT\UP[`TLTILYZ-VYTHU`WLVWSL 1999-2010 $563.40 [OLSVZZVMSVJHSW\ISPJJVU[YVSV]LYZ\JOH]P[HSYLZV\YJLPZ HU\UZL[[SPUNWYVWVZP[PVU Bristol, Pa. $119.52 1996-2010 $644.67 Coatesville, Pa.* $480.08 An Irresponsible Fiscal Approach 2001-2010 $887.86 :LSSPUNH^H[LYZ`Z[LT[VIHSHUJL[OLI\KNL[MHPSZ[VHKKYLZZ East Palo Alto, Calif. $164.45 [OL\UKLYS`PUNÄZJHSWYVISLTZ[OH[JYLH[LK[OLKLÄJP[PU[OL 2001-2010 $317.21 ÄYZ[WSHJLHUKPUTHU`JHZLZP[JHUM\Y[OLY^LHRLUHJP[`»Z ÄZJHSZP[\H[PVUI`YLTV]PUNHZV\YJLVMYL]LU\L0U[OL Edison, N.J. $191.16 1997-2010 $506.90 ÄUHUJPHSYLJV]LY`WSHUMVY9LHKPUN7HÄUHUJPHSJVUZ\S [HU[ZL_WSHPULK¸;OPZL_JOHUNLVMHUU\HSYLJ\YYPUNYL]LU\L Elizabeth, N.J. $228.00 1998-2010 Z[YLHTZVYZPNUPÄJHU[JHWP[HSHZZL[ZMVYVUL[PTLVWLYH[PUN $506.90 I\KNL[ZVS\[PVUZPZHÄUHUJPHSº^VYZ[WYHJ[PJL»^OPJOPZPU Fairbanks, Alaska* $543.30 WHY[YLZWVUZPISLMVY[OL*P[`»ZJ\YYLU[ÄUHUJPHSZP[\H[PVU¹ 32 1997-2010 $1,197.08 Florissant, Mo. $183.62 :[LWOLU.VSKZTP[O[OLMVYTLYTH`VYVM0UKPHUHWVSPZHUK 2002-2010 $288.07 J\YYLU[KLW\[`TH`VYVM5L^@VYR*P[`PZHTHQVYWYP]H[P aH[PVUWYVWVULU[HUKOLYLQLJ[Z[OLPKLHVMSLHZPUNW\ISPJ Hawthorne, Calif. $323.52 1996-2010 HZZL[Z[VIHSHUJLI\KNL[Z¸4VUL[PaPUNHJHWP[HSPU]LZ[TLU[ $738.54 HZHVUL[PTL^H`[VJSVZLHI\KNL[KLÄJP[PZHIHKPKLH¹OL Media Borough, Pa. $232.00 ZHPKPU1\S`33 1995-2010 $772.14

;VTHRLTH[[LYZ^VYZLT\JOSPRL^OLUHWLYZVUZLSSZHU 0 $200 $400 $600 $800 $1000 $1200

P[LTH[HWH^UZOVWHJP[`PZ\USPRLS`[VILHISL[VJHZOV\[ *Includes water and sewer service [OLM\SS]HS\LVMP[Z^H[LYZ`Z[LT;OLJVUZ\S[HU[ZMVY9LHKPUN UV[LK[OPZHZ^LSS!¸;OLJ\YYLU[THYRL[MVY[YHUZMLYVMHZZL[ZPZ Before Privatization [OL^LHRLZ[PU`LHYZ"[OPZ^V\SKILHWHY[PJ\SHYS`IHK[PTL[V After Privatization (as of August 2010) ZLSS¹34;OLW\YJOHZLWYPJLVYJVUJLZZPVUMLLSPRLS`^V\SKIL T\JOSLZZ[OHU[OLHJ[\HS]HS\LVM[OLZ`Z[LT WH`TLU[ZI`\ZPUNT\UPJPWHSIVUKÄUHUJPUNPUZ[LHKVMWYP Sticking Consumers with an Expensive Loan ]H[LÄUHUJPUN[OYV\NOHZHSLVYJVUJLZZPVU 0UHZHSLVYJVUJLZZPVUKLHSHSVJHSNV]LYUTLU[»ZVIQLJ[P]L 5VLMÄJPLUJ`NHPUZ^P[OWYP]H[PaH[PVU0UNLULYHSWYP]H[PaH PZ\Z\HSS`[VVI[HPUHZPaHISL\WMYVU[WH`TLU[·LP[OLY[OL [PVUPZ\USPRLS`[VLUOHUJLLMÄJPLUJ`VYJ\[[OLJVZ[VMVWLY W\YJOHZLWYPJLVYJVUJLZZPVUMLL·MYVT[OLJVTWHU`[OH[ H[PUN^H[LYHUKZL^LYZ`Z[LTZ4VZ[WLLYYL]PL^LKZ[\KPLZ [HRLZV]LY[OL^H[LYVYZL^LYZ`Z[LT7\ISPJVMÄJPHSZ[V\[[OPZ OH]LMV\UK[OH[[OLYLPZUVZPNUPÄJHU[KPMMLYLUJLPULMÄJPLUJ` PUJVTL^OLU[Y`PUN[VZ^H`W\ISPJVWPUPVUI\[[OL`VM[LU IL[^LLUW\ISPJS`V^ULKHUKWYP]H[LS`V^ULK^H[LY\[PSP[PLZ MHPS[VW\ISPJPaL[OH[[OPZPUÅ\_VMJHZOPZUV[MYLLTVUL`0[PZ 9LZLHYJOLYZJVUQLJ[\YLK[OH[[OPZJV\SKILILJH\ZLVM[OL HSVHU35·HUKHUL_WLUZP]LVULH[[OH[ SHJRVMJVTWL[P[PVUPU[OL^H[LYZLJ[VY"HML^SHYNLJVTWH 37 (UHUHS`ZPZI`-VVK >H[LY>H[JOÄUKZ[OH[H[`WPJHS UPLZKVTPUH[L[OLTHYRL[ 9LNHYKSLZZVM[OLYLHZVU^P[O WYP]H[L^H[LY\[PSP[`^V\SKJOHYNLHUPU[LYLZ[YH[LVMHIV\[ LMÄJPLUJ`NHPUZ\USPRLS`H^H[LYJVTWHU`T\Z[YLJV]LYP[Z WLYJLU[VU[OPZSVHUZLL(WWLUKP_*4\UPJPWHSIVUKZ PU]LZ[TLU[HUKWYVÄ[I`J\[[PUNZLY]PJLZHUKOPRPUNYH[LZ HYLHT\JOJOLHWLY^H`[VÄUHUJLHWYVQLJ[0U[OLÄYZ[ OHSMVM[OLH]LYHNLT\UPJPWHSYL]LU\LIVUKOHKHU High Rates PU[LYLZ[YH[LVMHYV\UKWLYJLU[366]LYH`LHYSVHU[OL >H[LYJVTWHUPLZHYLHI\ZPULZZUV[HJOHYP[`"[OL`L_WLJ[ W\ISPJ[`WPJHSS`^V\SKZH]LJLU[ZVUL]LY`KVSSHYPUKLI[ [VYLJV]LY[OLPYPU]LZ[TLU[[OYV\NOYH[LPUJYLHZLZ(JVT WHU`VMÄJPHS[VSKZ[H[LYLN\SH[VYZHZT\JOH[H4PK(TLYPJH

6 Food & Water Watch

9LN\SH[VY`*VUMLYLUJL0UOPZWYLZLU[H[PVU4PRL/VMMTHU [OLZLUPVYTHUHNLYVMÄUHUJPHSL]HS\H[PVUHUKHUHS`ZPZH[ (TLYPJHU>H[LYL_WSHPULK[OH[HI\`LYVMH^H[LYZ`Z[LTPZ ¸UV[^PSSPUN[VTHRLBHUDPU]LZ[TLU[[OH[P[^PSSUV[ILHISL [VYLJV]LYPUYH[LZ¹38

-VVK >H[LY>H[JOYL]PL^LK[OLSHYNLZ[Z\Y]L`LKZHSLZ HUKJVUJLZZPVUZHUKMV\UK[OH[OV\ZLOVSK^H[LYYH[LZPU JYLHZLKI`HUH]LYHNLVMWLYJLU[H`LHYV]LYHUH]LYHNL VM`LHYZMVSSV^PUNWYP]H[PaH[PVU,HJO`LHY^H[LYJVT WHUPLZOPRLK[OL[`WPJHSHUU\HSOV\ZLOVSK^H[LYIPSSI`HU H]LYHNLVM VY HM[LYHKQ\Z[PUNMVYPUÅH[PVUZLL;HISL 

Water rates are a growing problem in Coatesville, Pa. 0U*VH[LZ]PSSLHZ[Y\NNSPUNZ[LLSJP[`PUZV\[OLHZ[LYU 7LUUZ`S]HUPHZVHYPUN^H[LYIPSSZOH]LSLM[YLZPKLU[ZX\LZ[PVU PUN[OLZV\UKULZZVM[OLZHSLVM[OLPYKYPURPUN^H[LY Q\TWLK WLYJLU[ZPUJL[OLZ`Z[LTZ^LYLZVSK;OL[`WPJHS HUK^HZ[L^H[LYZ`Z[LTZ[V(TLYPJHU>H[LY;OLJP[`ZH^[OL HUU\HSOV\ZLOVSK^H[LYHUKZL^LYIPSSOHZNYV^UMYVT   ZHSLHZH^H`[VNLULYH[LWLYWL[\HSM\UKPUNMVYJP[`ZLY]PJLZ   HKQ\Z[LKMVYPUÅH[PVUPU[V PU50 I`PU]LZ[PUN[OLWYVJLLKZVM[OLZHSLZVTL  TPSSPVU 0U(TLYPJHU>H[LYWYVWVZLKH WLYJLU[PUJYLHZL PU[VH[Y\Z[M\UK;V\NOLJVUVTPJ[PTLZHUKJP[`ZWLUKPUN PUZL^LYYH[LZ;OLJP[`ZH^[OPZHZL_JLZZP]LHUKI\KNL[LK OV^L]LYOH]LKYHPULK[OL[Y\Z[M\UKI`[^V[OPYKZSLH]PUN MVYSLNHSZ\WWVY[[VÄNO[P[51;OLJVTWHU`JSHPTLK VUS` TPSSPVUHZVM(\N\Z[49 [VULLK[OLOPRL[VYLJV\W[OLJVZ[VMI\PSKPUNHUL^^HZ[L (Z[OLJVTT\UP[`»ZÄUHUJPHSZP[\H[PVUKL[LYPVYH[LK[OL^H[LY ^H[LY[YLH[TLU[MHJPSP[`I\[JVUZ\TLYZHUKJVTT\UP[`VYNH Z`Z[LT»ZUL^WYP]H[LV^ULYW\YZ\LKHNNYLZZP]LYH[LPU UPaH[PVUZKPZHNYLLKHUKHJJ\ZLK[OLJVTWHU`VMV]LYI\PSK JYLHZLZ,]LU[OV\NO[OLJVTWHU`HNYLLK[VMYLLaLYH[LZMVY PUN[OLWSHU[PUVYKLY[VIVVZ[P[ZWYVÄ[Z52([[OL[PTL[OL [OLÄYZ[[OYLL`LHYZYLZPKLU[PHS^H[LYHUKZL^LYYH[LZOH]L WSHU[HSSLNLKS`^HZVWLYH[PUNH[VUS`OHSMP[ZJHWHJP[`

Table 3: Increase in the Annual Water Bill of a Typical Household after Privatization for the 10 Largest Sales and Concessions Surveyed (Including wastewater charges, where applicable)

Years 5V[HKQ\Z[LKMVYPUÅH[PVUUVTPUHSKVSSHYZ 0UÅH[PVUHKQ\Z[LK(\N\Z[KVSSHYZ Elapsed (]N(UU\HS Since Total Increase in Total Percent (]N(UU\HS Total Increase in Percent Percent Municipality Sale (UU\HS)PSS Increase Percent Increase (UU\HS)PSS Increase Increase )LUZHSLT7H 11          )YPZ[VS7H           *VH[LZ]PSSL7H          ,HZ[7HSV(S[V*HSPM         ,KPZVU51           ,SPaHIL[O51            -HPYIHURZ(SHZRH           -SVYPZZHU[4V         /H^[OVYUL*HSPM          4LKPH)VYV\NO7H         (]LYHNL 12 $385.24 188% 15% $301.76 116% 10%

5V[LZ!;OLZLHYL[OLSHYNLZ[ZHSLZHUKJVUJLZZPVUZI`WVW\SH[PVUZLY]LKV\[VM[OLKLHSZJVTWPSLKI`-VVK >H[LY>H[JO;OLIPSSZHYLIHZLK VUYH[LZJOHYNLK[VNLULYHSZLY]PJLYLZPKLU[PHSJ\Z[VTLYZHZVM(\N\Z[HUKHYLJHSJ\SH[LK\ZPUN[OLZHTLOV\ZLOVSK]VS\TL[YPJ\ZHNL^P[OPU JVTT\UP[PLZV]LY[PTL0UÅH[PVUIHZLKVU*VUZ\TLY7YPJL0UKL_ZLHZVUHSS`HKQ\Z[LK(\N\Z[:LL(WWLUKPJLZ(HUK+MVYTVYLPUMVYTH[PVU

7 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

0U6J[VILY[OLJP[`ZL[[SLK^P[O[OLJVTWHU`ILNY\KN HYYHUNLTLU[ZJHUMHJPSP[H[LZWYH^S59-VYL_HTWSL[OL PUNS`HNYLLPUN[VHWYVWVZLKWOHZLKPUYH[LPUJYLHZL[OH[ )YHUK`^PUL*VUZLY]HUJ`ILSPL]LK[OH[(TLYPJHU>H[LY»ZL_ ^V\SKIYPUN[OL[`WPJHSHUU\HSZL^LYIPSSMYVT  PU WHUZPVUVMH[YLH[TLU[WSHU[PU*VH[LZ]PSSL7H^V\SKPUK\JL [V PU53>H[LYZLY]PJLPZILJVTPUN\UHMMVYKHISL \U^HU[LKKL]LSVWTLU[60)LJH\ZLSV^KLUZP[`KL]LSVWTLU[Z PU[OLHSYLHK`Z[Y\NNSPUN*VH[LZ]PSSL YLX\PYLNYLH[LYJHWP[HSPU]LZ[TLU[Z[OL`JHUILWYVÄ[HISLMVY WYP]H[L^H[LYJVTWHUPLZ610UJVU[YHZ[ZL]LYHSJP[PLZ\ZL[OL 62 Loss of Local Control WYV]PZPVUVM^H[LYZLY]PJLZ[VLUJV\YHNLZTHY[NYV^[O )`ZLSSPUNHUKSLHZPUN^H[LYZ`Z[LTZSVJHSNV]LYUTLU[ZHI >P[OJVUJLZZPVUZSVJHSNV]LYUTLU[ZHUKWYP]H[LJVTWHUPLZ KPJH[LJVU[YVSV]LYH]P[HSW\ISPJYLZV\YJL;OPZSPTP[ZW\ISPJ HYLIV\UK[V[OL[LYTZVMHZPUNSLJVU[YHJ[MVY[OLM\SSK\YH PUW\[PU[V[OLVWLYH[PVUVM^H[LYHUKZL^LYZ`Z[LTZ)LJH\ZL [PVUVM[OLKLHS0UÅL_PIPSP[`VMJVUJLZZPVUJVU[YHJ[ZYLZ[YPJ[Z ^H[LYZLY]PJLPZHUH[\YHSTVUVWVS`[OH[SHJRZH[Y\LTHYRL[ PUUV]H[PVUHUKYLZWVUZP]LULZZ[VJOHUNPUNJPYJ\TZ[HUJLZ JVUZ\TLYZJHUL_LYJPZLJOVPJLVUS`H[[OLIHSSV[IV_[OYV\NO )LJH\ZLUVVULJHUWYLKPJ[HSS[OLJOHUNLZ[OH[VJJ\YV]LY [OLLSLJ[PVUVM[OLW\ISPJVMÄJPHSZ^OVV]LYZLL[OLPY\[PSP[` KLJHKLZ[OLZLJVU[YHJ[ZPU]HYPHIS`HYLPUJVTWSL[LHUKJHU ;OL`KVU»[OH]LH]V[LPU[OLJVYWVYH[LIVHYKYVVT YLX\PYLJVZ[S`YLULNV[PH[PVUZ63;OPZJV\SKJH\ZLJVUÅPJ[

7YVISLTZ^P[OZ[H[LYLN\SH[PVU0UTVZ[Z[H[LZHYLN\SH[VY` ¸0M[OLNV]LYUTLU[L]LY^HU[LK[VJOHUNLZVTL[OPUN[OLSLZ HNLUJ`V]LYZLLZ[OLYH[LZHUKZLY]PJLZVMPU]LZ[VYV^ULK^H ZLLPZPUB[VVDZ[YVUNHWVZP[PVU¹(HYVU9LUUHU\YIHUHMMHPYZ [LY\[PSP[PLZ;OPZYLN\SH[PVU^OPSLPTWVY[HU[MHPSZ[VJVTWLU HUHS`Z[ZHPKPU[OL(TLYPJHU7SHUUPUN(ZZVJPH[PVU»Z7SHUUPUN ZH[LMVY[OLSVZZVMSVJHSJVU[YVS>P[OW\ISPJV^ULYZOPWYLZP KLU[ZJHU]PZP[[OLPYLSLJ[LKVMÄJPHSZHUKKPYLJ[S`L_WYLZZ[OLPY VWPUPVUZHIV\[[OLVWLYH[PVUVM[OLPY^H[LYZ`Z[LTZ0M[OL VMÄJPHSZMHPS[VYLZWVUK[OLJVTT\UP[`JHU]V[L[OLTV\[VM VMÄJL;OLW\ISPJSHJRZZPTPSHYTLJOHUPZTZ[VHKKYLZZ[OLPY JVUJLYUZ^P[OWYP]H[L\[PSP[PLZHUKHWWVPU[LKYLN\SH[VYZ54

:[H[LYLN\SH[PVUVM^H[LYYH[LZJHUHSZVOH]L\UPU[LUKLKJVU ZLX\LUJLZ0[VM[LUWYV]PKLZHÄUHUJPHSPUJLU[P]LMVY^H[LY JVTWHUPLZ[VV]LYPU]LZ[PU^H[LYZ`Z[LTZSLHKPUN[V\UULJ LZZHYPS`OPNO^H[LYYH[LZ)LJH\ZLYLN\SH[LKJVTWHUPLZLHYU HWYVÄ[IHZLKVU[OLZPaLVM[OLPYPUMYHZ[Y\J[\YLPU]LZ[TLU[ [OL`LHYUTVYLTVUL`I`I\PSKPUNJVZ[SPLYWYVQLJ[Z* 55 For L_HTWSLJVUZ\TLYZPU*VH[LZ]PSSL7HHJJ\ZLK(TLYPJHU >H[LYVMV]LYI\PSKPUN[OLPY^HZ[L^H[LYWSHU[0U[OL JVTWHU`ZV\NO[[V[YPWSLOV\ZLOVSKZL^LYIPSSZWYPTHYPS`[V YLJV]LY[OLJVZ[VML_WHUKPUN[OL[YLH[TLU[MHJPSP[`^OPJO THU`J\Z[VTLYZZHPK^HZVWLYH[PUNH[VUS`OHSMP[ZJHWHJP[`56

*VUÅPJ[PUNNVHSZ)LJH\ZLH^H[LYJVYWVYH[PVUOHZKPMMLYLU[ NVHSZ[OHUHJP[`KVLZP[^PSSTHRLP[ZKLJPZPVUZ\ZPUNHKPM MLYLU[ZL[VMJYP[LYPHVM[LUVUL[OH[LTWOHZPaLZWYVÄ[HIPSP[` ;OPZJHUJYLH[LJVUÅPJ[-VYL_HTWSLWYP]H[L^H[LYJVTWH UPLZHYL\USPRLS`[VHKVW[[OLZHTLJYP[LYPHHZT\UPJPWHSP[PLZ ^OLUKLJPKPUN^OLYL[VL_[LUKZLY]PJLZ;OL`HYLWYVUL[V JOLYY`WPJRPUNZLY]PJLHYLHZ[VH]VPKZLY]PUNSV^PUJVTL JVTT\UP[PLZ^OLYLSV^^H[LY\ZLHUKMYLX\LU[IPSSJVSSLJ [PVUWYVISLTZJV\SKO\Y[JVYWVYH[LWYVÄ[Z57

0UZ[LHKPU]LZ[VYV^ULK\[PSP[PLZVM[LULU[LYPU[VKLHSZ^P[O KL]LSVWLYZ[VWYV]PKL^H[LYZLY]PJL[VUL^Z\I\YIHUKL ]LSVWTLU[Z580UZVTLJHZLZ[OLPYWHY[PJPWH[PVUPU[OLZL

 >OLUYLN\SH[VYZHWWYV]L[OLYH[LZVMHWYP]H[L^H[LY\[PSP[`[OL`T\Z[LZ[PTH[L[OLJVTWHU`»ZJHWP[HSJVZ[ZPUVYKLY[VZL[HUHWWYVWYPH[LYH[LVMYL[\YU^OPJOJV] LYZKLI[L_WLUZLHUKJVYWVYH[LWYVÄ[Z)LJH\ZLVM[OLKPMÄJ\S[`PUKL[LYTPUPUNJHWP[HSJVZ[ZWHY[PJ\SHYS`[OLJVZ[VMLX\P[`[OLZLLZ[PTH[LZHYL\Z\HSS`VMM>OLU[OL YH[LVMYL[\YUPZNYLH[LY[OHU[OLJVZ[VMJHWP[HSJVTWHUPLZOH]LHÄUHUJPHSPUJLU[P]L[VV]LYPU]LZ[PUJHWP[HSPTWYV]LTLU[Z0U[OPZJHZL[OLPYWYVÄ[THYNPUHJ[\HSS` NYV^Z[OLTVYL[OL`PU]LZ[;OPZPZJHSSLK[OL(]LYJO1VOUZVU,MMLJ[UHTLKMVY[OLLJVUVTPZ[Z^OVKPZJV]LYLKP[

8 Food & Water Watch

THNHaPUL¸;OLSVUNLY[OLSLHZL[OLTVYLSPRLS`ZVTL[OPUN -VVK >H[LY>H[JOJHSJ\SH[LK[OH[ZLSSPUN[OL^H[LYZ`Z[LT SPRL[OPZBHJVUÅPJ[^P[OM\[\YLW\ISPJULLKZD^PSSOHWWLU¹64 ^V\SKOH]LJVZ[JP[`YLZPKLU[ZH[SLHZ[ TPSSPVUV]LY `LHYZZLL;HISL;OH[`LHY[OLJP[`JV\UJPSKL[LYTPULK[OH[ +PMÄJ\S[[VYL]LYZL;OLZLKLHSZHYLKPMÄJ\S[[V\UKV(M[LY HZHSLVM[OL^H[LYZ`Z[LT^HZUV[MLHZPISLHUKILNHUL_WSVY ZLSSPUNVYSLHZPUN[OLPY^H[LYZ`Z[LTZSVJHSNV]LYUTLU[ZHYL PUNV[OLYWYP]H[PaH[PVUVW[PVUZPUJS\KPUNHSVUN[LYTSLHZL72 NLULYHSS`Z[\JR^P[O[OLUL^VWLYH[VY7YP]H[L^H[LYJVTWH UPLZVM[LUYLM\ZL[VZLSS^H[LYZ`Z[LTZ[VT\UPJPWHSP[PLZHUK Table 4. Cost Implications of Selling the San PU[OLZLJHZLZSVJHSNV]LYUTLU[ZT\Z[W\YZ\LSLUN[O`LTP Jose Municipal Water System Based on a 1996 ULU[KVTHPUWYVJLLKPUNZ[VYLJSHPTW\ISPJJVU[YVSH[LY:`Z[LTZLY]LZHIV\[VULPU WLVWSLPU:HU1VZL*HSPM;OLJP[`JYLH[LK[OLT\UPJPWHSZ`Z Community cost of sale over 15 years [LTPU ^OLU[OL:HU1VZL>H[LY*VTWHU`[OLPU]LZ[VY 3VZ[YL]LU\L>P[OJVU[PU\LKW\ISPJVWLYH[PVU[OLJP[`   V^ULK\[PSP[`[OH[ZLY]LZTVZ[VM[OLJP[`KPKUV[^HU[[V WSHUULK[V\ZL TPSSPVUH`LHYPU^H[LYYL]LU\L[V I\PSKHWPWLSPUL[VHUV\[S`PUNHYLH0YVUPJHSS`[OLWYP]H[L WH`MVYNLULYHSJP[`ZLY]PJLZ)`ZLSSPUN[OLZ`Z[LT[OL JP[`^V\SKSVZL[OH[PUJVTL JVTWHU`OHZILLU[Y`PUN[V[HRLV]LY[OLT\UPJPWHSZ`Z[LT L]LYZPUJL6]LY[OLSHZ[`LHYZ[OLJVTWHU`OHZTHKL 0UJYLHZLKJVZ[VM^H[LYZLY]PJL7YP]H[LV^ULYZOPW   ^V\SKOH]LPUJYLHZLKZLY]PJLJVZ[ZI` TPSSPVU ZL]LYHSVMMLYZ[VW\YJOHZL[OLZ`Z[LTHUK[OLJP[`OHZ[HRLU WLYJLU[V]LY`LHYZL]LU[OV\NOH^H[LYJVTWHU` \W[OLPKLHHU\TILYVM[PTLZI\[L]LY`WYVWVZHSMHPSLK66 ^HZL_WLJ[LK[VJ\[SHIVYJVZ[Z·[OYV\NOKV^UZPaPUN HUKKLJYLHZPUNJVTWLUZH[PVUWHJRHNLZ·I`   ;OLJH[HUKTV\ZLNHTLJVU[PU\LKPU[V0U4HYJO TPSSPVU JVUMYVU[LK^P[OH TPSSPVUÄ]L`LHYZ[Y\J[\YHSI\KNL[ Total community cost - $48,950,000 KLÄJP[[OLTH`VYKPYLJ[LK[OLJP[`THUHNLYHUKLU]PYVUTLU [HSZLY]PJLZKLWHY[TLU[[VYLL]HS\H[LSLHZPUN[OLT\UPJPWHS Net community impact over 15 years - $21,930,000 ^H[LYZ`Z[LT67;OL:HU1VZL>H[LY*VTWHU`WYVTW[S`ZLU[ [OLTH`VYHSL[[LY[P[SLK¸)\KNL[+LÄJP[:VS\[PVU7YVWVZHS¹ 0U[OLJP[`THUHNLY»ZVMÄJLYLJVTTLUKLKJVU[PU\LK ZLLRPUN[VI\`[OLZ`Z[LTMVY TPSSPVUVYSLHZLP[MVY  W\ISPJVWLYH[PVUVMT\UPJPWHS^H[LYZ`Z[LTV]LYWYP]H[PaH TPSSPVU[V TPSSPVU680U:LW[LTILYHM[LYYLHKPUN [PVU;OL:HU1VZL>H[LY*VTWHU`^HZ[OLVUS`YLZWVU UL^ZYLWVY[ZHIV\[[OL:HU1VZL>H[LY*VTWHU`»Z\UZVSPJP[ KLU[^OLU[OLJP[`ZVSPJP[LKIPKZMVYH`LHYSLHZLVM[OL LKVMMLY=LVSPH>H[LYZLU[P[ZV^USL[[LY[V[OLJP[`L_WYLZZPUN T\UPJPWHS^H[LYZ`Z[LT;OLJVTWHU`WYVWVZLKH`LHY PU[LYLZ[PUSLHZPUN[OLZ`Z[LTMVY¸TVYL[OHU TPSSPVU¹69 SLHZL^P[OH TPSSPVU\WMYVU[WH`TLU[[V[OLJP[`I\[[OPZ WYVWVZHSKPKUV[JVTWS`^P[O[OLJP[`»ZZWLJPÄJH[PVUZZV[OL 6]LY[OLSHZ[KLJHKL[OLJP[`JVUK\J[LKZL]LYHSWYP]H[PaH[PVU JP[`L]HS\H[PVUJVTTP[[LLKLLTLKP[¸UVUYLZWVUZP]L¹78 Z[\KPLZ[OH[JHZ[KV\I[VU[OLSVNPJVM[OLSH[LZ[KPYLJ[P]L! 5VUL[OLSLZZ[OLJP[`L]HS\H[LK[OLVMMLYHUKMV\UK[OH[ 0U HM[LYHWYP]H[L^H[LYJVTWHU`VMMLYLK[VI\`[OL J\Z[VTLYYH[LZ^V\SKOH]LPUJYLHZLKI`HUH]LYHNLVM T\UPJPWHSZ`Z[LTHUV\[ZPKLÄYTJVUK\J[LKHULUNPULLYPUN WLYJLU[>OPSLJVZ[S`MVYJVUZ\TLYZ[OLSLHZL^V\SKOH]L HUKLJVUVTPJHUHS`ZPZVMHWVZZPISLZHSLHUKKL[LYTPULK[OH[ ILLUS\JYH[P]LMVY[OLJVTWHU`»ZV^ULYZ:HU1VZL>H[LY W\ISPJV^ULYZOPWOHKZPNUPÄJHU[S`TVYLHK]HU[HNLZ70 *VTWHU`^V\SKOH]LYLJV]LYLKP[Z TPSSPVUPU]LZ[TLU[ ^P[OPU`LHYZ^P[O[OLYLTHPUPUN`LHYZHZNYH]`HUKP[ 0U [OLJP[`H\KP[VY»ZVMÄJLYLHJOLKZPTPSHYJVUJS\ZPVUZ ^V\SKOH]LLHYULKHYL[\YUVU[OL\WMYVU[WH`TLU[VM HM[LYL]HS\H[PUNHWV[LU[PHSZHSLH[[OLYLX\LZ[VM[OLTH`VY»Z WLYJLU[[VWLYJLU[79 I\KNL[VMÄJL)HZLKVU[OLJVZ[LZ[PTH[LZPU[OH[YLWVY[

9 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

;OLJP[`HSZVJVTWHYLK[OLTHUHNLTLU[WSHUVM[OLJP[`»Z 7YP]H[PaH[PVU^HZU»[^VY[OP[0U5V]LTILY [OLJP[` ,U]PYVUTLU[HS:LY]PJLZ+LWHY[TLU[[V[OLJVTWHU`»Z[^V JV\UJPSY\SLKV\[H\J[PVUPUNVMM[OL^H[LYZ`Z[LTVW[PUN YLZWVUZP]LWYVWVZHSZ^OPJO^LYLMVY[OLTHUHNLTLU[I\[ PUZ[LHK[VW\YZ\L[YHUZMLYYPUN^H[LYYL]LU\LKPYLJ[S`[V[OL UV[[OLSLHZLVM[OLZ`Z[LT0[MV\UK[OH[WYP]H[LVWLYH[PVU JP[`»ZNLULYHSM\UK82 PUJS\KPUN[YHUZHJ[PVUJVZ[Z^V\SKOH]LJVZ[ TPSSPVU [V  TPSSPVUWLYJLU[[VWLYJLU[TVYL[OHUW\ISPJ VWLYH[PVUV]LY`LHYZ80 Another Nationwide Phenomenon: Saving Money with Public Operation ;OLJP[`OHKSP[[SLYLHZVU[VILSPL]L[OH[[OLLJVUVTPJZVM SLHZPUNP[Z^H[LYZ`Z[LTOHKJOHUNLKZ\IZ[HU[PHSS`V]LY[OL -VYZVTLJP[PLZ[OLÄZJHSJYPZPZ[YPNNLYLK[OLILNPUUPUNVM SHZ[KLJHKL-VYL_HTWSL[OL:HU1VZL>H[LY*VTWHU`HKTP[ ^H[LYWYP]H[PaH[PVUHUKMVYV[OLYZP[ZLUK-YVT,]HUZ]PSSL [LKPUP[ZSL[[LYVMPU[LYLZ[[OH[PMP[^LYL[VI\`[OLT\ 0UK[V*H]L*YLLR(YPaSVJHSNV]LYUTLU[ZHJYVZZ[OL UPJPWHS^H[LYZ`Z[LTP[^V\SKPUJYLHZL[OLJP[`»Z^H[LYYH[LZ JV\U[Y`L_P[LKWYP]H[LJVU[YHJ[ZHUKIYV\NO[^H[LYZLY]PJLZ V]LYZL]LYHS`LHYZ[V[OLSL]LSP[JOHYNLZP[ZV[OLYJ\Z[VTLYZ0U PUOV\ZL[VZH]LTPSSPVUZVMKVSSHYZ>P[OSVJHSÄUHUJLZPU [OLJVTWHU`JOHYNLK WLYJLU[TVYL[OHU[OLJP[`81 KPYLZ[YHP[Z[OLZLT\UPJPWHSP[PLZKLJPKLK[VJ\[V\[[OL^HZ[L M\SZWLUKPUNHZZVJPH[LK^P[OWYP]H[LS`Y\U^H[LYZ`Z[LTZ

Table 5. Cost Savings With Public Operation of Water and Sewer Systems: A Survey of 18 Local Governments

Years Last Private Operator Location Privatized 7HYLU[*VTWHU` System Private Cost Savings )PKKLMVYK4HPUL    640*/4/PSS >HZ[L^H[LY[YLH[TLU[WSHU[        *H]L*YLLR(YPa  a (TLYPJHU>H[LY >H[LYZ`Z[LT      +\YOHT*V\U[`5*    H[LY:\La :L^LYZ`Z[LT         ,4*(TLYPJHU>H[LY :L^LYZ`Z[LT ,]HUZ]PSSL0UK    (TLYPJHU>H[LY >H[LYZ`Z[LT

*VTIPULK^H[LYHUKZL^LYZ`Z[LTZ     -HPYÄLSK:\PZ\U:L^LY+PZ[YPJ[ *HSPM    H[LY:\La >HZ[L^H[LY[YLH[TLU[WSHU[       I .HY`0UK   H[LY:\La >HZ[L^H[LY[YLH[TLU[WSHU[      /VYU3HRL4PZZ   :V\[O^LZ[>H[LY >H[LYHUKZL^LYZ`Z[LTZ      c   (TLYPJHU>H[LY :V\[OLHZ[^H[LY[YLH[TLU[WSHU[ /V\Z[VU;L_HZ   4>/*VUZ[Y\J[VYZ 5VY[OLHZ[^H[LYW\YPÄJH[PVUWSHU[

*VTIPULKIV[O[YLH[TLU[WSHU[Z      3HTWHZHZ;L_HZ    640*/4/PSS >H[LYHUKZL^LYZ`Z[LTZ      

3LHUKLY;L_HZ    :V\[O^LZ[>H[LY >H[LYHUKZL^LYZ`Z[LTZ      3PILY[`4V   f 640*/4/PSS >H[LY[YLH[TLU[WSHU[        5VY[O(KHTZ4HZZ    H[LY:\La >H[LYÄS[YH[PVUWSHU[      

6»-HSSVU4V     (SSPHUJL>H[LY >H[LYHUKZL^LYZ`Z[LTZ      7L[HS\TH*HSPM     =LVSPH >H[LYYLJ`JSPUNWSHU[         d :PV\_*P[`0V^H    (TLYPJHU>H[LY >HZ[L^H[LY[YLH[TLU[WSHU[         :RHULH[LSLZ5@   :L]LYU;YLU[ >HZ[L^H[LY[YLH[TLU[WSHU[      :\YWYPZL(YPa   (TLYPJHU>H[LY >H[LYZ`Z[LT      e >LII*P[`4V  640*/4/PSS *LU[LY*YLLR^HZ[L^H[LY[YLH[TLU[WSHU[       (]LYHNL 21% 5V[LZ H;OLJP[`W\YJOHZLKH^H[LYZ`Z[LTMYVTHWYP]H[LJVTWHU`PUHUKHUV[OLYZ`Z[LTPU"[OLUP[JVU[YHJ[LKV\[[OLZLY]PJL[VHUV[OLYWYP]H[LJVTWHU` I:H]PUNZIHZLKVUL_WLJ[LKPUJYLHZLKWYP]H[LWYVÄ[SL]LSVMWLYJLU["ZH]PUNZV]LY JVU[YHJ[I\KNL[LZ[PTH[LK[VILWLYJLU[ J:H]PUNZLZ[PTH[LK[VILIL[^LLUWLYJLU[HUKWLYJLU[ H`LHY"JVUZLY]H[P]LLZ[PTH[L^HZ\ZLK K,Z[PTH[LKZH]PUNZV]LY[OLÄYZ[[OYLL`LHYZ L:H]PUNZV]LY[OLÄYZ[Ä]L`LHYZ M,_WLJ[LK[VLUKPU

10 Food & Water Watch

7\ISPJVWLYH[PVUVM^H[LYHUKZL^LYZ`Z[LTZH]LYHNLK Conclusions WLYJLU[JOLHWLY[OHUWYP]H[LVWLYH[PVUHJJVYKPUN[VH-VVK >H[LY>H[JOYL]PL^VM SVJHSNV]LYUTLU[Z[OH[LUKLK +LZWP[LYLJLU[H[[LU[PVUZHSLZHUKJVUJLZZPVUZVMT\UPJP JVU[YHJ[Z^P[OWYP]H[LVWLYH[VYZZPUJLZLL[HISL WHS^H[LYHUKZL^LYZ`Z[LTZ[VWYP]H[LJVTWHUPLZYLTHPU -VY:PV\_*P[`6»-HSSVU7L[HS\THHUK-HPYÄLSK:\PZ\U[OL PUMYLX\LU[PU[OLP[O^H[LYZ`Z[LTZHNPUNOV^L]LYJVTT\UP [PLZUH[PVU^PKLT\Z[THRL[OLL_WLUZP]LPTWYV]LTLU[Z >P[OLMMLJ[P]LSVJHSV]LYZPNO[HUKW\ISPJPU]VS]LTLU[W\I [VWYV[LJ[^H[LYYLZV\YJLZ,]LU[OLILZ[THUHNLK\[PSP[PLZ SPJS`Y\U^H[LYZ`Z[LTZJHUHJOPL]LJVZ[ZH]PUNZUV[WVZZPISL TH`YLX\PYLHKKP[PVUHSM\UKPUN[VYLWSHJL^H[LYTHPUZHUK \UKLYWYP]H[LVWLYH[PVU7\ISPJJVU[YVSLSPTPUH[LZV]LYOLHK \WNYHKL[YLH[TLU[[LJOUVSVN` L_WLUZLZHZZVJPH[LK^P[OWYVÄ[ZHUK[H_LZHUKP[LUZ\YLZ [OH[M\UKPUNZWLU[VU^H[LYPUMYHZ[Y\J[\YLPZYLPU]LZ[LK ;OLJV\U[Y`ULLKZHKLKPJH[LKZV\YJLVMMLKLYHSM\UKPUN PU[V[OLJVTT\UP[`HUKZ\WWVY[ZNVVKQVIZMVYYLZPKLU[Z [VOLSWT\UPJPWHSP[PLZYLUV]H[L[OLPY^H[LYPUMYHZ[Y\J[\YL 4\UPJPWHSPaH[PVUVM^H[LYHUKZL^LYZLY]PJLZJHUWYV]PKLH (YLUL^LKMLKLYHSJVTTP[TLU[JHUOLSWLUZ\YL[OH[L]LY` ZPTWSL^H`[VJOPWH^H`H[[OLI\KNL[ZOVY[MHSSZMHJPUN[VV JVTT\UP[`OHZZHMLJSLHUHUKHMMVYKHISL^H[LYZLY]PJLMVY THU`VMV\YUH[PVU»ZJP[PLZHUK[V^UZ NLULYH[PVUZ[VJVTL

11 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Appendix A: Completed Sales and Concessions of Municipal Water Systems

-VVK >H[LY>H[JOJVTWPSLKKH[HHIV\[ZHSLZHUKJVUJLZ 5V[LZHIV\[[OLWVW\SH[PVUÄN\YLZ ZPVUZVMW\ISPJS`V^ULK^H[LYHUKZL^LYZ`Z[LTZ[VWYP]H[L ;OLWVW\SH[PVUZLY]LK^HZ[OL[V[HSU\TILYVMWLVWSLZLY]LK MVYWYVÄ[JVTWHUPLZ(S[OV\NOJVTWYLOLUZP]LPUMVYTH[PVUPZ I`[OL^H[LYZ`Z[LTH[[OL[PTLVMWYP]H[PaH[PVUL_JLW[^OLU UV[H]HPSHISL[OPZSPZ[HPTLK[VILL_[LUZP]L0[PUJS\KLZZHSLZ JVU[LTWVYHULV\ZÄN\YLZ^LYL\UH]HPSHISL-VVK >H[LY MYVT[V^UZJP[PLZJV\U[PLZHUKW\ISPJ^H[LYKPZ[YPJ[Z >H[JO\ZLK[OL,U]PYVUTLU[HS7YV[LJ[PVU(NLUJ`»Z:HML +YPURPUN>H[LY0UMVYTH[PVU:`Z[LT[VÄUK[OLWVW\SH[PVU 0UMVYTH[PVU^HZJVTWPSLKWYPTHYPS`MYVT[OLZLZV\YJLZ! ZPaLVMHU\TILYVMKYPURPUN^H[LYZ`Z[LTZ

Municipal Water and Sewer Systems Sold or Leased to Private Companies from 1991 to 2010 Most Recenta Private 6^ULYWHYLU[ Population Year Seller State System JVTWHU` Type Served   (ILYKLLU 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  )\JOHUHU*V\U[`7\ISPJ>H[LY   :\WWS`+PZ[YPJ[5V 46 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL     4LUKOHT 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    H[LY:`Z[LT (TLYPJHU>H[LY :HSL    <^JOSHU;V^UZOPW 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL    >LZ[>OP[LSHUK;V^UZOPW 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL    (SSLUO\YZ[)VYV\NO 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    4HS]LYU)VYV\NO 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  :\TTP[;V^UZOPW4\UPJPWHS(\[OVYP[`^H[LY   :\TTP[;V^UZOPW111 7( Z`Z[LT (TLYPJHU>H[LY :HSL    >HZOPUN[VU7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LTPU;VYUHKV (TLYPJHU>H[LY :HSL  >LZ[-VYR9P]LY7\ISPJ:LY]PJL   +PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    *OLZ[LY[VU 05 *OLZ[LY[VU<[PSP[PLZ^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   4\UPJPWHS(\[OVYP[`VM.YLNN;V^UZOPW^H[LY   .YLNN;V^UZOPW 7( Z`Z[LT (TLYPJHU>H[LY :HSL    /PNOSHUKZ)VYV\NO116 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  9HSWOV;V^UZOPW4\UPJPWHS(\[OVYP[`>H[LY   9HSWOV;V^UZOPW 7( :`Z[LT (X\H(TLYPJH :HSL     :L]LU=HSSL`Z)VYV\NO 7( :L]LU=HSSL`Z4\UPJPWHS>H[LY:`Z[LT @VYR>H[LY*VTWHU` :HSL  :V\[OLHZ[4VYYPZ*V\U[`4\UPJPWHS   <[PSP[PLZ(\[OVYP[` 51 )YVVRZPKL^H[LYZ`Z[LTPU4LUKOHT;V^UZOPW (TLYPJHU>H[LY :HSL    ,HZ[7YVZWLJ[ 7( ,HZ[7YVZWLJ[>H[LY(\[OVYP[`^H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL    4LKPH)VYV\NO 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL    4PHTP*VUZLY]HUJ`+PZ[YPJ[ 6/ -YHURSPU(YLH>HZ[L^H[LY;YLH[TLU[-HJPSP[` =LVSPH :HSL    7OVLUP_]PSSL)VYV\NO 7( :JO\`SRPSS;V^UZOPW^H[LYZ`Z[LT (X\H(TLYPJH :HSL  

12 Food & Water Watch

Municipal Water and Sewer Systems Sold or Leased to Private Companies from 1991 to 2010 Most Recenta Private 6^ULYWHYLU[ Population Year Seller State System JVTWHU` Type Served   ;V^UZLUK;V^UVM +, >H[LYZ`Z[LT (Y[LZPHU9LZV\YJLZ :HSL    >PUÄLSK;V^UVM >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    (UZ[LK;V^UVM >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL     )YPZ[VS)VYV\NO 7( )YPZ[VS)VYV\NO(\[OVYP[`^H[LYZ`Z[LT (X\H(TLYPJH :HSL    )\MMHSV >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    /H[IVYV)VYV\NO 7( /H[IVYV)VYV\NO(\[OVYP[`^H[LYZ`Z[LT (X\H(TLYPJH :HSL  *HSPMVYUPH>H[LY   /H^[OVYUL *( >H[LYZ`Z[LT :LY]PJL.YV\W *VUJLZZPVU    /V^LSS;V^UZOPW 51 /V^LSS;V^UZOPW4\UPJPWHS>H[LY:`Z[LT (TLYPJHU>H[LY :HSL     1LMMLYZVU)VYV\NO 7( 1LMMLYZVU)VYV\NO>H[LY>VYRZ^H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL  4VYYPZ;V^UZOPW4\UPJPWHS>H[LY(\[OVYP[`^H[LY   4VYYPZ;V^UZOPW 7( Z`Z[LT (TLYPJHU>H[LY :HSL    7PUJO7\ISPJ:LY]PJL+PZ[YPJ[ >= 7PUJO7\ISPJ:LY]PJL+PZ[YPJ[^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    )HUJYVM[;V^UVM >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    *\SSVKLU7\ISPJ:LY]PJL+PZ[YPJ[ >= *\SSVKLU7:+^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  :HU1VZL>H[LY   *\WLY[PUV *( >H[LYZ`Z[LT *VTWHU` *VUJLZZPVU    ,KPZVU 51 >H[LYZ`Z[LT (TLYPJHU>H[LY *VUJLZZPVU  -HPYIHURZ4\UPJPWHS<[PSP[PLZ:`Z[LT^H[LYHUK   -HPYIHURZ1 (2 ZL^LYZ`Z[LTZ *VYP_ :HSL    4VZZ`7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    7LYRPVTLU;V^UZOPW 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  7\[UHT= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    *SHYPVU;V^UZOPW 7( *SHYPVU;V^UZOPW.LULYHS(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   ,SPaHIL[O 51 >H[LYZ`Z[LT (TLYPJHU>H[LY *VUJLZZPVU   -HYTLYZI\YN 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    3HZOTLL[7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   4LX\VU WI 4LX\VU>H[LY<[PSP[`^H[LYZ`Z[LT >PZJVUZPU.HZa :HSL   4V\U[]PSSL)VYV\NO 7( >H[LYZ`Z[LT *VS\TIPH>H[LY*V :HSL   :OPSVO=PSSHNL 03 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   ;H`SVY;V^UZOPW 7( ;H`SVY;V^UZOPW4\UPJPWHS(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  >LZ[*OLZ[LY(YLH4\UPJPWHS(\[OVYP[`^H[LY  >LZ[*OLZ[LY)VYV\NO 7( Z`Z[LT (X\H(TLYPJH :HSL   (WWSL^VSK)VYV\NO 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    )LUZHSLT;V^UZOPW 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  )PN:HUK`>H[LY7\ISPJ:LY]PJL  +PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   )YHKSL`=PSSHNL 03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   *LU[LY;V^UZOPW 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  )VVUL*V\U[`7\ISPJ:LY]PJL  +PZ[YPJ[ >= *VHS9P]LY7\ISPJ:LY]PJL+PZ[YPJ[^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  )VVUL*V\U[`7\ISPJ:LY]PJL  +PZ[YPJ[ >= :WY\JL-VYR7\ISPJ:LY]PJL+PZ[YPJ[^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  )VVUL*V\U[`7\ISPJ:LY]PJL  +PZ[YPJ[ >= =HU7\ISPJ:LY]PJL+PZ[YPJ[^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   *OLZ[LY)VYV\NO 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   ,HZ[4HYSIVYV\NO;V^UZOPW161 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  ,SR;^V4PSL7\ISPJ:LY]PJL+PZ[YPJ[   >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   .\[OYPL7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL 

13 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Municipal Water and Sewer Systems Sold or Leased to Private Companies from 1991 to 2010 Most Recenta Private 6^ULYWHYLU[ Population Year Seller State System JVTWHU` Type Served 0UKLWLUKLUJL;V^UZOPW4\UPJPWHS(\[OVYP[`  0UKLWLUKLUJL;V^UZOPW 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  1\TWPUN)YHUJO5PTP[a7\ISPJ  :LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   2VWWLS)VYV\NO166 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  5L^>PSTPUN[VU4\UPJPWHS(\[OVYP[`HUK  5L^>PSTPUN[VU)VYV\NO 7( >PSTPUN[VU)VYV\NOQVPU[S`V^ULK^H[LYZ`Z[LT (X\H(TLYPJH :HSL   9HPSYVHK)VYV\NO 7( >H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL   9P]LYZPKL7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  :HS[9VJR>H[LY7\ISPJ:LY]PJL  +PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   -YHURSPU;V^UZOPW 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  :HSLT.H[L^VVK7\ISPJ:LY]PJL  +PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    :[YH[[HU]PSSL)VYV\NO 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :\TTP[*V\U[` 6/ .YLLU*P[`^H[LYZ`Z[LT (X\H(TLYPJH :HSL   >LZ[*V]PUH *( >H[LYZ`Z[LT :V\[O^LZ[>H[LY :HSL   (YVTH7HYR 03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL  )\[SLY;V^UZOPW(YLH>H[LYHUK:L^LY(\[OVYP[`  )\[SLY;V^UZOPW 7( ^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   *OHSMVU[)VYV\NO 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  *P[`VM*VH[LZ]PSSL(\[OVYP[`^H[LYHUKZL^LY  *VH[LZ]PSSL 7( Z`Z[LTZ (TLYPJHU>H[LY :HSL   ,HZ[7HSV(S[V  *( >H[LYZ`Z[LT (TLYPJHU>H[LY *VUJLZZPVU    ,SLHUVY;V^U  >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   2PSSPUNS`0UK\Z[YPHS7HYR  *; 2PSSPUNS`0UK\Z[YPHS7HYR4\UPJPWHS>H[LY:`Z[LT *VUULJ[PJ\[>H[LY :HSL   4HOVUPUN;V^UZOPW  7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL   4HU]PSSL)VYV\NO  51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   4LKPH)VYV\NO  7( :L^LYZ`Z[LT (X\H(TLYPJH :HSL   =HSSL`7HYR  46 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   )VSPUNIYVVR=PSSHNL  03 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   -SVYPZZHU[ 46 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    4PKKSLI\Y`;V^U *; >H[LYZ`Z[LT *VUULJ[PJ\[>H[LY :HSL   >LIZ[LY.YV]LZ  46 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    >OP[L/H]LU4\UPJPWHS(\[OVYP[`  7( >H[LYHUKZL^LYZ`Z[LTZ (X\H(TLYPJH :HSL  *HSPMVYUPH>H[LY  *VTTLYJL*P[`  *( >H[LYZ`Z[LT :LY]PJL.YV\W *VUJLZZPVU   *VUUVX\LULZZPUN)VYV\NO  7( *VUUVX\LULZZPUN)VYV\NO(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   .YHU[7HYR=PSSHNL  03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   0UKPHUVSH=PSSHNL  03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   3L*SHPYL  0( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   3VNHU*V\U[`7\ISPJ:LY]PJL  +PZ[YPJ[  >= :OHYWSLZ^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  3HZ7HSTHZ9HUJO4VU[LYL`*V\U[`:LY]PJL(YLH  4VU[LYL`*V\U[` *( ZL^LYZ`Z[LT (TLYPJHU>H[LY :HSL  *HYTLS=HSSL`*V\U[`:HUP[H[PVU+PZ[YPJ[ZL^LY  4VU[LYL`*V\U[` *( Z`Z[LT (TLYPJHU>H[LY :HSL  *O\HSHY>H[LY*V\U[`ZLY]PJLHYLH^H[LY  4VU[LYL`*V\U[` *( Z`Z[LT (TLYPJHU>H[LY :HSL  3HN\UH:LJH9HUJO7HZHKLYH*V\U[`ZLY]PJLHYLH  4VU[LYL`*V\U[` *( ZL^LYZ`Z[LT (TLYPJHU>H[LY :HSL 

14 Food & Water Watch

Municipal Water and Sewer Systems Sold or Leased to Private Companies from 1991 to 2010 Most Recenta Private 6^ULYWHYLU[ Population Year Seller State System JVTWHU` Type Served 9HSWO3HUL>H[LY"*V\U[`ZLY]PJLHYLH ^H[LY  4VU[LYL`*V\U[` *( Z`Z[LT (TLYPJHU>H[LY :HSL 66  :HUK`9PKNL 7( :HUK`9PKNL>H[LY(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    >LZ[+LJH[\Y 7( >LZ[+LJH[\Y(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   +\UL(JYLZ;V^U 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :H\ULTPU=PSSHNL 03 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :SPNV)VYV\NO 7( :SPNV)VYV\NO(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   ,HZ[-HSSV^ÄLSK;V^UZOPW 7( >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   /HUV]LY=PSSHNL 51 >H[LYHUKZL^LYZ`Z[LTZ (X\H(TLYPJH :HSL  *HSPMVYUPH>H[LY  3VZ;YHUJVZ*V\U[`>H[LY+PZ[YPJ[ *( 3VZ;YHUJVZ>H[LY+PZ[YPJ[ :LY]PJL.YV\W :HSL   6^LU[VU 2@ >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   7OPSV=PSSHNL 03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   :OLSI`*V\U[` (3 :L^LYZ`Z[LT :V\[O^LZ[>H[LY :HSL   :OPWWLU]PSSL)VYV\NO 7( :OPWWLU]PSSL)VYV\NO(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :WYPUN.YV]L)VYV\NO 7( >H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL   4HYPVU*V\U[` ;5 :\JR*YLLR<[PSP[`+PZ[YPJ[^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   (IIV[[Z[V^U)VYV\NO 7( (IIV[[Z[V^U4\UPJPWHS(\[OVYP[`^H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL   *LYLKV;V^UVM >= >H[LYZ`Z[LTLHZ[VM;^LS]LWVSL*YLLR (TLYPJHU>H[LY :HSL   *SLUKLUPU >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    4HU[LUV=PSSHNL 03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   4PS[VU;V^UVM +, :L^LYZ`Z[LT 4PKKSLZL_>H[LY :HSL   4V\U[,WOYHPT 51 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    7LZV[\T=PSSHNL 03 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :LHZPKL/LPNO[Z)VYV\NO 51 7LSPJHU0ZSHUK^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  )HSK^PU*V\U[`  :\TTLYKHSL;V^U (3 :L^LYZ`Z[LT :L^LY:LY]PJL33* :HSL   :\U9P]LY;LYYHJL=PSSHNL 03 >H[LYZ`Z[LT (X\H(TLYPJH :HSL   *SHYPVU)VYV\NO 7( *SHYPVU(YLH(\[OVYP[`ZL^LYZ`Z[LT (TLYPJHU>H[LY :HSL  *SH`Z]PSSL+VULNHS1VPU[4\UPJPWHS  (\[OVYP[` 7( >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   -H`L[[L]PSSL >= >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   1LMMLYZVU*P[` 46 5VY[O1LMMLYZVU^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  :OLSI`*V\U[`.V]LYUTLU[HS<[PSP[`  :LY]PJLZ*VYWVYH[PVU (3 9P]LY]PL^ZL^LYZ`Z[LT :V\[O^LZ[>H[LY :HSL   :V\[O=PULTVU[ (3 :L^LYZ`Z[LT 0U[LNYH>H[LY :HSL   (T^LSS;V^UZOPW 7( (T^LSS;V^UZOPW>H[LY(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   (YI\JRSL7\ISPJ:LY]PJL+PZ[YPJ[ >= >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   ([OLUZ;V^UZOPW 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL   )VNNZ;V^UZOPW 7( )VNNZ;V^UZOPWT\UPJPWHSH\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   2YH[aLY]PSSL 7( 2YH[aLY]PSSL4\UPJPWHS(\[OVYP[`^H[LYZ`Z[LT (X\H(TLYPJH :HSL   3V^LY*VSVYHKV9P]LY(\[OVYP[` ;? /HYWLY>H[LY:`Z[LTPU.PSSLZWPL*V\U[` (X\H(TLYPJH :HSL   3V^LY*VSVYHKV9P]LY(\[OVYP[` ;? 3VUKVU>H[LY:`Z[LTPU2PTISL*V\U[` (X\H(TLYPJH :HSL   :H_VUI\YN)VYV\NO 7( :H_VUI\YN(YLH(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   :L^LYHNL+PZ[YPJ[5V 3( :L^LYZ`Z[LTPU:[;HTTHU`7HYPZO <[PSP[PLZ0UJ :HSL    >HSSHJL[VU 7( >HSSJL[VU4\UPJPWHS(\[OVYP[`^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   >H]LSHUK;V^U 05 >H]LSHUK>H[LY<[PSP[` (TLYPJHU>H[LY :HSL   >LZ[4HUOLPT;V^UZOPW 7( >H[LYZ`Z[LT @VYR>H[LY*VTWHU` :HSL    )SVVTZI\Y` 51 >H[LYZ`Z[LT (X\H(TLYPJH :HSL  4HYPVU/LPNO[Z*VUZLY]HUJ`  +PZ[YPJ[ 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  a 4LX\VUIV\NO[IHJRP[Z^H[LYZ`Z[LTPU 

15 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Appendix B: Prospective Sales and Concessions of Municipal Water Systems ;OLILSV^SPZ[PUJS\KLZWVZZPISLZHSLZHUKJVUJLZZPVUZVM YLQLJ[LKVYPUKLÄUP[LS`[HISLKWYP]H[PaH[PVUWSHUZHZVM W\ISPJS`V^ULK^H[LYVYZL^LYZ`Z[LTZMYVT [V0[ 6J[VILY7YVZWLJ[P]LKLHSZHYLSPZ[LKHZ¸HJ[P]L¹PM ^HZJVTWPSLKMYVTUL^ZYLWVY[ZJVYWVYH[LÄSPUNZHUKSVJHS [OL`^LYLUV[JVTWSL[LK[OL[YHUZHJ[PVUOHKUV[JSVZLKVY NV]LYUTLU[^LIZP[LZ0[WYLKVTPUH[LS`PUJS\KLZW\ISPJPaLK L_WYLZZS`Z[VWWLKILMVYL[OLLUKVM6J[VILY WYVWVZHSZVMMLYZZ\NNLZ[PVUZHUKZWLJ\SH[PVUZI`JVTT\ UP[`TLTILYZT\UPJPWHSP[PLZHUKJVYWVYH[PVUZ ;OLSPZ[PZUV[JVTWYLOLUZP]L-VYL_HTWSLPU (TLYPJHU>H[LYJSHPTLK[VILPU[HSRZ^P[OKPMMLYLU[T\ ;OLSPZ[JVU[HPUZWVZZPISLWYP]H[PaH[PVUZ VM^OPJO UPJPWHSP[PLZHUKV[OLYLU[P[PLZHUK(X\H(TLYPJHJSHPTLK[V HYLWLUKPUNM\Y[OLYHJ[PVUHUKVM^OPJO^LYLZ[VWWLK ILPU[HSRZ[VI\`Z`Z[LTZ247 7YVZWLJ[P]LKLHSZHYLSPZ[LKHZ¸Z[VWWLK¹PM[OLT\UPJPWHSP[`

7VZZPISL:HSLZHUK*VUJLZZPVUZVM4\UPJPWHS>H[LYHUK:L^LY:`Z[LTZHZVM6J[VILY Status Possible Buyer/ Year Status Seller State System Lessee, If Named Type Population  (J[P]L (ILYKLLU 6/ >H[LYZ`Z[LT :HSL   :[VWWLK (RYVU 6/ :L^LYZ`Z[LT *VUJLZZPVU   (J[P]L (\_]HZZL 46 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  

)L_HY4L[YVWVSP[HU :HU1VZL>H[LY  (J[P]L >H[LY+PZ[YPJ[ ;? >H[LYZ`Z[LTZPU*VTHS*V\U[` *VTWHU` :HSL   :[VWWLK *HYIVUKHSL 03 >H[LYHUKZL^LYZ`Z[LTZ :HSL   4LHKV^]PL^7PUL/PSSZ/HIV\Y]PL^9V\[L ^H[LYZ`Z[LTZ"4LHKV^]PL^/PNOSHUKZ*OLYY`/PSS  (J[P]L *LJPS*V\U[` 4+ /HIV\Y]PL^ZL^LYZ`Z[LTZ (Y[LZPHU>H[LY :HSL    (J[P]L *OPJHNV 03 >H[LYHUKZL^LYZ`Z[LTZ *VUJLZZPVU   (X\H>HZ[L^H[LY 4HUHNLTLU[ (TLYPJHU>H[LY  (J[P]L *VUZOVOVJRLU 7( :L^LYZ`Z[LT Works :HSL   (J[P]L *YV[OLYZ]PSSL 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    (J[P]L +L[YVP[ 40 >H[LYHUKZL^LYZ`Z[LTZ ,P[OLY   :[VWWLK ,HZ[/LTWÄLSK 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL   :[VWWLK -HYTPUN[VU 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL    (J[P]L -HPYÄLSK 51 :L^LYZ`Z[LT (X\H(TLYPJH :HSL   *HSPMVYUPH>H[LY  (J[P]L -YLZUV*V\U[` *( 8\HPS3HRL*V\U[`:LY]PJL(YLH^H[LYZ`Z[LT :LY]PJL*VTWHU` :HSL   :[VWWLK .SV\JLZ[LY 4( >H[LYZ`Z[LT H[LY :HSL   (J[P]L /HYYPZI\YN 7( >H[LYHUKZL^LYZ`Z[LTZ H[LY ,P[OLY   :[VWWLK /HaSL[VU 7( >H[LYZ`Z[LT :HSL   :[VWWLK /V\[aKHSL 7( >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   (J[P]L 2HUZHZ*P[` 46 :L^LYZ`Z[LT *VUJLZZPVU   (J[P]L 2LUUL[[:X\HYL 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL    :[VWWLK 2UVI5VZ[LY 46 >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   :[VWWLK 3L*SHPYL 0( :L^LYZ`Z[LT (TLYPJHU>H[LY :HSL   (J[P]L 3LTV`UL 7( :L^LYZ`Z[LT (TLYPJHU>H[LY :HSL   :[VWWLK 3V^LY4HRLÄLSK 7( :L^LYZ`Z[LT (X\H(TLYPJH :HSL  (TLYPJHU>H[LY (X\H(TLYPJHHUK  :[VWWLK 4HYPVU 05 >H[LYHUKZL^LYZ`Z[LTZ H[LY :HSL    (J[P]L 4HY[PUZ]PSSL 05 >H[LYZ`Z[LT :HSL   :[VWWLK 4PS^H\RLL WI >H[LYZ`Z[LT *VUJLZZPVU  

16 Food & Water Watch

7VZZPISL:HSLZHUK*VUJLZZPVUZVM4\UPJPWHS>H[LYHUK:L^LY:`Z[LTZHZVM6J[VILY Status Possible Buyer/ Year Status Seller State System Lessee, If Named Type Population (TLYPJHU>H[LY  :[VWWLK 4V\U[1L^L[[ 7( >H[LYZ`Z[LT (X\H(TLYPJH :HSL  H[LY  (J[P]L 4V\U[6SP]L 51 >H[LYZ`Z[LT (TLYPJHU>H[LY ,P[OLY   (J[P]L 5HZZH\*V\U[` 5@ :L^LYZ`Z[LT *VUJLZZPVU  5L^  (J[P]L *\TILYSHUK 7( :L^LYZ`Z[LT (TLYPJHU>H[LY :HSL    (J[P]L 5L^4HYRL[ 05 >H[LYHUKZL^LYZ`Z[LTZ (TLYPJHU>H[LY :HSL   (J[P]L 5L^>OP[LSHUK  05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    (J[P]L 7P[[ZI\YNO  7( >H[LYHUKZL^LYZ`Z[LTZ ,P[OLY   (J[P]La 7VY[+LWVZP[  4+ >H[LYZ`Z[LT (Y[LZPHU>H[LY :HSL   (J[P]L Pottstown  7( >H[LY[YLH[TLU[WSHU[ (X\H(TLYPJH :HSL   (J[P]L 7YV]PKLUJL  90 >H[LYHUKZL^LYZ`Z[LTZ :HSL   (J[P]L 9LHKPUN  7( >H[LYZ`Z[LT :HSL   9LUV:WHYRZHUK  :[VWWLK >HZOVL*V\U[`  5= ;Y\JRLL4LHKV^Z>H[LY(\[OVYP[`^H[LYZ`Z[LT .VSKTHU:HJOZ *VUJLZZPVU   (TLYPJHU>H[LY  (J[P]L 9PHS[V  *( >H[LYZL^LYHUKYLJ`JSLK^H[LYZ`Z[LTZ ;HISL9VJR*HWP[HS *VUJLZZPVU   (J[P]L 9PSL` 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL  :HU1VZL>H[LY  (J[P]LI :HU1VZL *( >H[LYZ`Z[LT *VTWHU`=LVSPH ,P[OLY   (J[P]L :LSSLYZ]PSSL  7( >H[LYZ`Z[LT :HSL   :SPWWLY`9VJR  (J[P]L )VYV\NO  7( :SPWWLY`9VJR4\UPJPWHS(\[OVYP[`^H[LYZ`Z[LT :HSL    (J[P]L :WV[Z^VVK  51 >H[LYZ`Z[LT H[LY :HSL    (J[P]L :\ZZL_  51 >H[LYZ`Z[LT H[LY :HSL   (J[P]L ;HTHX\H  7( >H[LYHUKZL^LYZ`Z[LTZ :HSL    :[VWWLK ;LTWSL  .( >H[LYHUKZL^LYZ`Z[LTZ 0U[LNYH>H[LY *VUJLZZPVU   (J[P]L ;VSLKV  6/ :L^LYZ`Z[LT :HSL  ,^PUN/HTPS[VU3H^YLUJLHUK/VWL;V^UZOPWZ  :[VWWLK ;YLU[VU  51 ^H[LYZ`Z[LT (TLYPJHU>H[LY :HSL   (J[P]L ;\SZH 62 >H[LYHUKZL^LYZ`Z[LTZ *VUJLZZPVU  >LZ[;LYYL  (J[P]L /H\[L 05 >H[LYZ`Z[LT (TLYPJHU>H[LY :HSL    :[VWWLK >PUZSV^ 51 >H[LYHUKZL^LYZ`Z[LTZ :HSL   (J[P]L >VSJV[[]PSSL 05 :L^LYZ`Z[LT :HSL   (J[P]L Worcester 4( >H[LYZ`Z[LT ,P[OLY   @VYR>H[LY  (J[P]L @VYR:WYPUNZ 7( >H[LYZ`Z[LT *VTWHU` :HSL   a(JX\PZP[PVUVM7VY[+LWVZP[»Z^H[LYZ`Z[LT^HZJVTWSL[LK5V]LTILY I:HU1VZL»ZJP[`JV\UJPSKLJPKLKHNHPUZ[W\YZ\PUNHSLHZLVYZHSLVM[OL^H[LYZ`Z[LTVU5V]LTILY 

17 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

Appendix C: The Interest Rate on a Loan from a Typical Investor-Owned Water Utility

0U[OPZHUHS`ZPZ-VVK >H[JOKL[LYTPULK[OH[H[`WPJHS ;OLJVZ[VMÄUHUJPUNHU`WYVQLJ[RUV^UHZ[OLJVZ[VM PU]LZ[VYV^ULK^H[LY\[PSP[`^V\SKJOHYNLHIV\[WLYJLU[ JHWP[HSPZ[OLJVZ[VM[OLKLI[WS\Z[OLYL[\YUVU[OLLX\P[`304 PU[LYLZ[VUP[ZWH`TLU[[VHSVJHSNV]LYUTLU[;OPZPU[LYLZ[ ;OLYLPZUVZPUNSLJVYYLJ[^H`[VKL[LYTPULJHWP[HSJVZ[ZWHY YH[LYLÅLJ[Z[OLJVTWHU`»ZVWWVY[\UP[`JVZ[VMW\[[PUNJHWP[HS [PJ\SHYS`[OLYL[\YUVULX\P[`305I\[[OPZHUHS`ZPZ\ZLZPUK\Z[Y` PU[V[OL\WMYVU[WH`TLU[PUZ[LHKVMHUV[OLYWYVQLJ[-VYH H]LYHNLZ[VLZ[PTH[LH[`WPJHSZJLUHYPV+L[HPSLKKLZJYPW[PVUZ WYVQLJ[[VTHRLZLUZL[OLJVTWHU`»ZJVZ[VMJHWP[HST\Z[UV[ VM[OLZLLZ[PTH[LZHYLPUJS\KLKPU[OLILSV^[HISL L_JLLKP[ZYL[\YUVUJHWP[HS

Estimated Cost of Capital of Private Water Utilities in the United States 3VUN;LYT+LI[  KLI[! LX\P[` ;OLJHWP[HSZ[Y\J[\YLYLWYLZLU[Z[OLZOHYLVM[OLWYVQLJ[[OH[PZKLI[IVUKZHUKV[OLYSVHUZVYLX\P[`Z[VJR [V,X\P[`9H[PV HUKYL[HPULKLHYUPUNZ;OLH]LYHNLJHWP[HSZ[Y\J[\YLPU[OL<:PU]LZ[VYV^ULK^H[LY\[PSP[`PUK\Z[Y`PZHIV\[ WLYJLU[KLI[HUKWLYJLU[LX\P[` *VZ[VMKLI[  ;OLJVZ[VMKLI[PZ[OLH]LYHNLPU[LYLZ[YH[LVUHJVTWHU`»ZV\[Z[HUKPUNIVUKZHUKSVHUZ;OLKHPS`H]LYHNL PU[LYLZ[YH[LVUHWYP]H[L\[PSP[`IVUK^HZWLYJLU[PU  ;OLUL^KLI[PZZ\HUJLYH[LZVM(TLYPJHU >H[LY[OLSHYNLZ[<:^H[LY\[PSP[`^LYLWLYJLU[[V WLYJLU[PU  9L[\YUVULX\P[`  ;OLYL[\YUVULX\P[`PZ[OLWYVÄ[[OH[[OLV^ULYZVM[OLJVTWHU`YLJLP]L;OL^H[LY\[PSP[`PUK\Z[Y`»ZKLZPYLK ILUJOTHYRYL[\YUVULX\P[`HUKP[ZH]LYHNLYL[\YUHYLHYV\UKWLYJLU[ 0UJVTL[H_LZ  ;OLJVZ[VMWYP]H[LÄUHUJPUNPUJS\KLZ[OLHKKLKJVZ[VM[H_LZ[OH[H^H[LYJVYWVYH[PVUOHZ[VWH`VUP[Z LHYUPUNZ[OLYL[\YUVULX\P[`HUKWHZZLZVU[V^H[LY\ZLYZ;OLJVTWVZP[LMLKLYHSHUKZ[H[LPUJVTL [H_YH[LPZ WLYJLU[:[H[LZVUH]LYHNLSL]`HUPUJVTL[H_VMWLYJLU[VUJVYWVYH[PVUZPU[OLOPNOLZ[ PUJVTLIYHJRL[HUK[OLMLKLYHSPUJVTL[H_YH[LPZWLYJLU[MVYSHYNLJVYWVYH[PVUZ

Calculation of the Typical Private Water Utility’s Financing Costs Calculation of Corporate Income Tax Factor Capital Structure Ratio Cost Wgt’d Cost >OVSL0UJVTL  H,X\P[`  x  =  :[H[L[H_YH[L  I+LI[  x  =  0UJVTL[H_HISLI`MLKLYHSNV]LYUTLU[  J;V[HSPU]LZ[TLU[SPULZHI 8% _-LKLYHS[H_YH[L _ K0UJVTL[H_LZ[H_MHJ[VY  ,MMLJ[P]LMLKLYHS[H_YH[L   ?SPULH :[H[L[H_YH[L  L*VZ[VMJHWP[HSSPULZJK 11% *VTWVZP[L[H_YH[L    ;H_-HJ[VY$BJVTWVZP[L[H_YH[LD 1.6472

;V[HS*VZ[VMH@LHY 4PSSPVU3VHU 0UW\[Z 3VHU]HS\LTPSSPVUZ  ;LYT`LHYZ  Public Water Revenue Bond Private Fee or Purchase Payment 0U[LYLZ[YH[L   (UU\HSWH`TLU[      ;V[HSJVZ[VMSVHUHUU\HSWH`TLU[_[LYT      +PMMLYLUJL    7LYJLU[[OH[[OLW\ISPJJVZ[PZSLZZ  7LYJLU[[OH[[OLWYP]H[LJVZ[PZNYLH[LY  (ZZ\TPUNÄ_LKHUU\HSWH`TLU[Z

9LNHYKSLZZVM[OLPUP[PHSSVHU]HS\LWYP]H[LÄUHUJPUN[OYV\NOWYP]H[PaH[PVUPZWYLKPJ[LK[VILWLYJLU[TVYLL_WLUZP]L[OHU H[`WPJHSW\ISPJ^H[LYYL]LU\LIVUKV]LYH`LHYWLYPVKH[[OLPUKPJH[LKPU[LYLZ[YH[LZ

18 Food & Water Watch

Appendix D: Additional Information About the Rate Increase Survey -VVK >H[LY>H[JOJVTWPSLKZHSLZHUKJVUJLZZPVUZ HUKUVYH[LZJOLK\SLJV\SKILSVJH[LK-VY[OH[YLHZVU[OL VMT\UPJPWHS^H[LYHUKZL^LYZ`Z[LTZZPUJL :LL ZHTL]VS\TL[YPJ\ZHNL^HZUV[\ZLKMVYHSS[OLJP[PLZ (WWLUKP_(;OLZLHYL[OLSHYNLZ[I`WVW\SH[PVUZLY]LK (UU\HSOV\ZLOVSKIPSSZ^LYLJHSJ\SH[LKIHZLKVUZHTL ;OL[`WPJHSHUU\HSOV\ZLOVSKIPSS^HZJHSJ\SH[LKIHZLK HUU\HS]VS\TL[YPJ\ZHNL^P[OPUJVTT\UP[PLZV]LY[PTL0U VUHUHZZ\TLKHUU\HS\ZHNLVMNHSSVUZ\USLZZ[OL [OPZ^H`[OLJOHUNLPUOV\ZLOVSKIPSSZPZK\L[VJOHUNLZPU ZV\YJLKVJ\TLU[ZZWLJPÄLKHKPMMLYLU[H]LYHNL]VS\TL[YPJ WYPJLZYH[OLY[OHUJOHUNLZPUOV\ZLOVSK^H[LY\ZL \ZHNL0UZVTLJHZLZUL^ZYLWVY[ZWYV]PKLK[OL[`WPJHSIPSS

Ten Largest Known Sales and Concessions from 1991 to October 2010, by Population Type of Year Typical annual household City State Current Parent Company :`Z[LTZ7YP]H[PaLK Privatization Privatized \ZHNLNHSSVUZ )LUZHSLT 7LUUZ`S]HUPH (X\H(TLYPJH +YPURPUN>H[LY :HSL   )YPZ[VS 7LUUZ`S]HUPH (X\H(TLYPJH +YPURPUN>H[LY :HSL    +YPURPUN>H[LYHUK *VH[LZ]PSSL 7LUUZ`S]HUPH (TLYPJHU>H[LY :L^LY :HSL   ,HZ[7HSV(S[V *HSPMVYUPH (TLYPJHU>H[LY +YPURPUN>H[LY *VUJLZZPVU   ,KPZVU 5L^1LYZL` (TLYPJHU>H[LY +YPURPUN>H[LY *VUJLZZPVU    ,SPaHIL[O 5L^1LYZL` (TLYPJHU>H[LY +YPURPUN>H[LY *VUJLZZPVU   +YPURPUN>H[LYHUK -HPYIHURZ (SHZRH *690? :L^LY :HSL    -SVYPZZHU[ 4PZZV\YP (TLYPJHU>H[LY +YPURPUN>H[LY :HSL   /H^[OVYUL *HSPMVYUPH *HSPMVYUPH>H[LY +YPURPUN>H[LY *VUJLZZPVU    4LKPH)VYV\NO 7LUUZ`S]HUPH (X\H(TLYPJH +YPURPUN>H[LY :HSL    

;OLJP[`JSLYRVMÄJLZVM,KPZVUHUK,SPaHIL[O51KPKUV[RUV^[OLJ\YYLU[^H[LYYH[LZJOHYNLKPU[OLPYYLZWLJ[P]LJP[PLZ^OLUHZRLKI`-VVK >H[LY >H[JO(J\Z[VTLYZLY]PJLYLWYLZLU[H[P]LMVY(TLYPJHU>H[LYZHPK[OH[[OLJVUZ\TLYZPU[OVZLJP[PLZ^LYLJOHYNLK[OLYH[LZMVY[OLJVTWHU`»ZZLY]PJLHYLH )LJH\ZL,KPZVU>H[LY*VTWHU`[OLSVJHS(TLYPJHU>H[LYZ\IZPKPHY`PU,KPZVUHUK3PILY[`>H[LY*VTWHU`[OLSVJHS(TLYPJHU>H[LYZ\IZPKPHY`PU ,SPaHIL[OHYLSPZ[LKHZYLZHSLJ\Z[VTLYZVU[OLJVTWHU`»Z[HYPMMZOLL[[OLYLZHSLYH[LZ^LYL\ZLKPU[OLHIV]LJHSJ\SH[PVU;OLZLYH[LZ^LYLSV^LY[OHU[OL NLULYHSZLY]PJLJOHYNLZMVYUVUYLZHSLJ\Z[VTLYZ

19 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

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20 Food & Water Watch

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21 Trends in Water Privatization: The Post-Recession Economy and the Fight for Public Water in the United States

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22 Food & Water Watch

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