09 October 2017
THE PHILIPPINE STOCK EXCHANGE, INC. 3F Philippine Stock Exchange Plaza Ayala Triangle, Ayala Avenue Makati City
Attention: Mr. Jose Valeriano B. Zuño III OIC – Head, Disclosure Department
PHILIPPINE DEALING & EXCHANGE CORP. 37F Tower 1, The Enterprise Tower 6766, Ayala Ave. cor. Paseo de Roxas Makati City
Attention: Ms. Vina Vanessa S. Salonga Head – Issuer Compliance and Disclosure Department (ICDD)
Dear Mr. Zuño and Ms. Salonga:
Please find attached list of Top 100 Stockholders of East West Banking Corporation (EW) as of September 30, 2017.
Thank you.
Sincerely,
Vincent A. Villanueva Finance Officer
Stock Transfer Service Inc. Page No. 1 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 09/30/2017
Rank Sth. No. Name Citizenship Holdings Rank ------1 0000000001 FILINVEST DEVELOPMENT CORPORATION Filipino 600,090,678 40.01%
2 0000000002 FILINVEST DEVELOPMENT CORPORATION FOREX Filipino 394,941,030 26.33%
3 0000000014 PCD NOMINEE CORPORATION (FILIPINO Filipino 236,535,020 15.77%
4 0063181677 FDC FOREX CORPORATION Filipino 162,780,346 10.85%
5 0000000015 PCD NOMINEE CORPORATION (NON-FILIPINO) Foreign 102,517,814 06.83%
6 0000000030 ALFONSO S. TEH Filipino 500,000 00.03%
7 0063181692 TEAM GLADIOLA, INC. Filipino 497,287 00.03%
8 0000000049 PHILIPPINE AIR FORCE EDUCATIONAL FUND, INC. Filipino 390,000 00.03%
9 0000000042 WASHINGTON SYCIP American 322,000 00.02%
10 0000000038 GERARDO SUSMERANO Filipino 320,000 00.02%
11 0000000098 MANUEL A. SANTIAGO &/OR ELLA C. SANTIAGO Filipino 220,400 00.01%
12 0000000097 MIRIAM CHENG BONA ITF MARK JERICHO C. BONA Filipino 100,000 00.01%
13 0000000094 JOSHUA CHENG Filipino 100,000 00.01%
14 0000000046 QUIRINO CHEONG GOTAUCO Filipino 87,732 00.01%
15 0000000040 IVY B. UY Filipino 75,000 00.01%
16 0000000064 CHING BUN TENG Filipino 64,000 00.00%
17 0063181667 CATHERINE L TAN Filipino 60,000 00.00%
18 0063181668 MIGUEL T TAN Filipino 60,000 00.00%
19 0000000082 EDWIN U. LIM Filipino 40,500 00.00%
20 0063181687 JACQUELINE S. FERNANDEZ Filipino 39,637 00.00%
21 0000000034 DENNIS GRANADA BAGUYO Filipino 30,000 00.00%
22 0063181674 CHING BUN TENG &/OR GIOVANNA JOY TAN ONGKING Filipino 21,074 00.00%
23 0000000032 PONCIANO V. CRUZ, JR. Filipino 20,000 00.00%
24 0063181680 LUCIO W. YAN &/OR CLARA Y. YAN Filipino 13,293 00.00%
25 0063181685 RODOLFO G. MENDOZA &/OR ALBINA M. MENDOZA Filipino 11,646 00.00%
26 0000000025 CHRISTIAN ESCUTERIO MENDEZ Filipino 11,400 00.00%
Stock Transfer Service Inc. Page No. 2 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 09/30/2017
Rank Sth. No. Name Citizenship Holdings Rank ------27 0000000081 SIN HUA CHAN GAN Filipino 10,000 00.00%
28 0063181653 MARICHU B. TENG Filipino 10,000 00.00%
29 0063181684 WILSON L. SY Filipino 10,000 00.00%
30 0063181688 ERIC U. LIM OR CHRISTINE YAO LIM Filipino 10,000 00.00%
31 0063181689 EDWIN U. LIM OR GENEVIEVE LIM Filipino 10,000 00.00%
32 0063181690 MARJORIE ANN LIM LEE OR PAULINE ANN LIM LEE Filipino 10,000 00.00%
33 0000000063 JULIETA L. GO Filipino 8,146 00.00%
34 0000000052 ROMEO B. MOLANO Filipino 6,964 00.00%
35 0063181654 VICENTE R. RETUTA Foreign 5,900 00.00%
36 0063181665 SYSMART CORP Filipino 5,000 00.00%
37 0063181669 JOSELITO T BAYATAN Filipino 4,100 00.00%
38 0063181655 MARIA ERNA C. BAYATAN Filipino 4,100 00.00%
39 0000000048 WILLIAM CHUA N. CO KIONG Filipino 3,000 00.00%
40 0000000068 ANNA LORAINE M. MENDOZA Filipino 3,000 00.00%
41 0000000069 RAYMOND ALVIN M. MENDOZA Filipino 3,000 00.00%
42 0063181686 OSCAR T. PUNZALAN JR. Filipino 3,000 00.00%
43 0000000073 YVETTE Q. CHUA Filipino 2,400 00.00%
44 0000000079 ELEANOR Q. CHUA Filipino 2,400 00.00%
45 0000000080 ESTHER GAW GAN Filipino 2,000 00.00%
46 0000000099 DEPAYNOS,CRESENCIA H &/OR TEDLER D. Filipino 2,000 00.00%
47 0000000065 LEE CHI CHIAO Filipino 2,000 00.00%
48 0000000066 ORLY B. ACOSTA &/OR VICTORIA A. MARTINEZ Filipino 1,300 00.00%
49 0000000070 GHANDIE A. MARTINEZ Filipino 1,300 00.00%
50 0000000027 JOSELITO L. BARRERA,JR. Filipino 1,300 00.00%
51 0063181672 KATHLEEN V. CEBALLO &/OR ESTRELLA V. CEBALLO Filipino 1,300 00.00%
52 0063181673 TRACY V. CEBALLO &/OR ESTRELLA V. CEBALLO Filipino 1,300 00.00%
Stock Transfer Service Inc. Page No. 3 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 09/30/2017
Rank Sth. No. Name Citizenship Holdings Rank ------53 0000000086 LEOPOLDO E. SAN BUENAVENTURA Filipino 1,000 00.00%
54 0000000095 NELSON J. HIPE Filipino 1,000 00.00%
55 0000000077 MARGIE B. MERQUITA OR KEVIN MIKHAEL B. MERQUITA Filipino 1,000 00.00%
56 0000000054 REMEDIOS TIU TAN Filipino 1,000 00.00%
57 0000000061 TEO, STEPHEN T. AND/OR TERESITA R. Filipino 1,000 00.00%
58 0063181691 MYRA P. VILLANUEVA Filipino 1,000 00.00%
59 0063181682 LEOPOLDO E. SAN BUENAVENTURA ITF MARGHELYC M. SAN Filipino 900 00.00% BUENAVENTURA
60 0063181681 LEOPOLDO E. SAN BUENAVENTURA ITF CHARMELYN M. SAN Filipino 800 00.00% BUENAVENTURA
61 0000000017 NADEZHDA ISKRA F. HERRERA Filipino 730 00.00%
62 0063181679 CHINO DE LUNA LAYLO Filipino 600 00.00%
63 0000000026 STEPHEN G. SOLIVEN Filipino 500 00.00%
64 0000000067 RUEL ALFONSO BRODETH CHENG &/OR VANESSA CRISTINA VIAJAR Filipino 500 00.00% CHENG
65 0063181652 RIZAMARIE REYES ELUMBA Filipino 300 00.00%
66 0000000020 NADEZHDA ISKRA F. HERRERA Filipino 200 00.00%
67 0063181683 DONDI RON R. LIMGENCO Filipino 111 00.00%
68 0000000021 GUILLERMO F. GILI, JR. Filipino 100 00.00%
69 0000000029 CARMELITA G. DESPABILADERAS Filipino 100 00.00%
70 0063181671 ANGELICA DIANE B. MONTEZA Filipino 100 00.00%
71 0000000083 CARMELITA GALIENDES DESPABILADERAS Filipino 100 00.00%
72 0000000084 DALLA MAMAUAG SIMANGAN Filipino 100 00.00%
73 0063181656 PAUL A AQUINO Filipino 10 00.00%
74 0063181657 ANTONIO C MONCUPA JR Filipino 10 00.00%
75 0063181658 JONATHAN T GOTIANUN Filipino 10 00.00%
76 0063181659 JOSE S SANDEJAS Filipino 10 00.00%
Stock Transfer Service Inc. Page No. 4 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 09/30/2017
Rank Sth. No. Name Citizenship Holdings Rank ------77 0063181660 CARLOS R ALINDADA Filipino 10 00.00%
78 0063181661 ANDREW L GOTIANUN SR Filipino 10 00.00%
79 0063181662 LOURDES JOSEPHINE G YAP Filipino 10 00.00%
80 0063181663 BENEDICTO M VALERIO JR Filipino 10 00.00%
81 0063181676 MERCEDES T. GOTIANUN Filipino 10 00.00%
82 0000000024 OWEN NATHANIEL S AU ITF LI MARCUS AU Filipino 10 00.00%
83 0063181666 JOSELITO T BAUTISTA Filipino 1 00.00%
84 0000000100 ALFRED REITERE Foreign 1 00.00%
------Total Top 100 Shareholders : 1,499,983,610 100.00% ======
------Total Outstanding Shares 1,499,983,610 ======
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BENEFICIAL OWNER REPORT Company Code - EW0000000000 & Company Name - EAST WEST BANKING CORPORATION
Business Date: September 30, 2017 BPNAME HOLDINGS UPCC SECURITIES CORP. 2,279,535 A & A SECURITIES, INC. 483,696 ABACUS SECURITIES CORPORATION 10,010,019 PHILSTOCKS FINANCIAL INC 1,269,475 A. T. DE CASTRO SECURITIES CORP. 473,060 ALPHA SECURITIES CORP. 145,426 BA SECURITIES, INC. 33,861 AP SECURITIES INCORPORATED 1,502,943 ANSALDO, GODINEZ & CO., INC. 733,419 AB CAPITAL SECURITIES, INC. 969,597 SARANGANI SECURITIES, INC. 29 SB EQUITIES,INC. 3,090,890 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 41,244 ASIASEC EQUITIES, INC. 125,708 ASTRA SECURITIES CORPORATION 176,585 ATC SECURITIES, INC. 2,000 MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. 22 BELSON SECURITIES, INC. 364,690 BENJAMIN CO CA & CO., INC. 478,756 B. H. CHUA SECURITIES CORPORATION 417,190 JAKA SECURITIES CORP. 141,097 BPI SECURITIES CORPORATION 4,039,830 CAMPOS, LANUZA & COMPANY, INC. 410,170 SINCERE SECURITIES CORPORATION 22,634 CENTURY SECURITIES CORPORATION 328,000 BDO NOMURA SECURITIES INC 146,217 CITISECURITIES, INC. 69,444 VSEC.COM, INC. 11,046 TRITON SECURITIES CORP. 784,454 IGC SECURITIES INC. 2,020,995 CUALOPING SECURITIES CORPORATION 50,878 DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 35,410 DAVID GO SECURITIES CORP. 236,034 DIVERSIFIED SECURITIES, INC. 30,229 E. CHUA CHIACO SECURITIES, INC. 743,517 EAST WEST CAPITAL CORPORATION 13,975 EASTERN SECURITIES DEVELOPMENT CORPORATION 1,490,109 EQUITIWORLD SECURITIES, INC. 65,546 EVERGREEN STOCK BROKERAGE & SEC., INC. 1,461,806 FIRST ORIENT SECURITIES, INC. 106,647 FIRST INTEGRATED CAPITAL SECURITIES, INC. 26,585 F. YAP SECURITIES, INC. 636,258 AURORA SECURITIES, INC. 157,744 GLOBALINKS SECURITIES & STOCKS, INC. 197,725 JSG SECURITIES, INC. 719,575 GOLDSTAR SECURITIES, INC. 505,988 GUILD SECURITIES, INC. 227,044 2 of 3
BPNAME HOLDINGS HDI SECURITIES, INC. 1,111,671 H. E. BENNETT SECURITIES, INC. 817,460 I. ACKERMAN & CO., INC. 5,428 I. B. GIMENEZ SECURITIES, INC. 256,658 INVESTORS SECURITIES, INC, 417,969 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 41,300 INTRA-INVEST SECURITIES, INC. 51,136 J.M. BARCELON & CO., INC. 60,236 VALUE QUEST SECURITIES CORPORATION 8,081,284 STRATEGIC EQUITIES CORP. 495,210 LITONJUA SECURITIES, INC. 182,063 LOPEZ, LOCSIN, LEDESMA & CO., INC. 86,200 LUCKY SECURITIES, INC. 677,052 LUYS SECURITIES COMPANY, INC. 258,791 MANDARIN SECURITIES CORPORATION 581,590 COL Financial Group, Inc. 17,646,243 DA MARKET SECURITIES, INC. 34,114 MERCANTILE SECURITIES CORP. 990,035 MERIDIAN SECURITIES, INC. 153,200 MDR SECURITIES, INC. 267,663 DEUTSCHE REGIS PARTNERS, INC. 2,137 MOUNT PEAK SECURITIES, INC. 64,283 NEW WORLD SECURITIES CO., INC. 105,882 NIEVES SECURITIES, INC. 29,376 OPTIMUM SECURITIES CORPORATION 349,510 RCBC SECURITIES, INC. 881,630 PAN ASIA SECURITIES CORP. 175,232 PAPA SECURITIES CORPORATION 923,091 MAYBANK ATR KIM ENG SECURITIES, INC. 1,090,630 PLATINUM SECURITIES, INC. 26,585 PNB SECURITIES, INC. 125,929 PREMIUM SECURITIES, INC. 169,026 SALISBURY BKT SECURITIES CORPORATION 78,223 QUALITY INVESTMENTS & SECURITIES CORPORATION 1,283,969 R & L INVESTMENTS, INC. 209,458 ALAKOR SECURITIES CORPORATION 46,292 R. COYIUTO SECURITIES, INC. 1,592,085 REGINA CAPITAL DEVELOPMENT CORPORATION 847,273 R. NUBLA SECURITIES, INC. 4,561,148 AAA SOUTHEAST EQUITIES, INCORPORATED 39,907 R. S. LIM & CO., INC. 606,088 RTG & COMPANY, INC. 47,998 S.J. ROXAS & CO., INC. 34,385 SECURITIES SPECIALISTS, INC. 110,753 FIDELITY SECURITIES, INC. 123,344 SUMMIT SECURITIES, INC. 525,610 STANDARD SECURITIES CORPORATION 985,415 TANSENGCO & CO., INC. 128,093 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 1,253,352 TOWER SECURITIES, INC. 1,407,857 APEX PHILIPPINES EQUITIES CORPORATION 1,000 TRI-STATE SECURITIES, INC. 77,829 UCPB SECURITIES, INC. 606,559 3 of 3
BPNAME HOLDINGS VENTURE SECURITIES, INC. 28,200 VICSAL SECURITIES & STOCK BROKERAGE, INC. 5,317 FIRST METRO SECURITIES BROKERAGE CORP. 3,247,757 WEALTH SECURITIES, INC. 60,359,950 WESTLINK GLOBAL EQUITIES, INC. 66,400 BERNAD SECURITIES, INC. 339,878 WONG SECURITIES CORPORATION 39,960 YAO & ZIALCITA, INC. 348,546 YU & COMPANY, INC. 1,301,013 BDO SECURITIES CORPORATION 5,162,203 PCCI SECURITIES BROKERS CORP. 421,146 EAGLE EQUITIES, INC. 470,934 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 100,946 SOLAR SECURITIES, INC. 2,700,091 G.D. TAN & COMPANY, INC. 318,890 DW CAPITAL INC. 13,300 PHILIPPINE EQUITY PARTNERS, INC. 102 UNICAPITAL SECURITIES INC. 5,736,641 SunSecurities, Inc. 184,236 KING'S POWER SECURITIES, INC. 91,196 TIMSON SECURITIES, INC. 15,300 STAR ALLIANCE SECURITIES CORP. 3,109,100 BANCO DE ORO - TRUST BANKING GROUP 2,877,900 BANK OF COMMERCE - TRUST SERVICES GROUP 466,200 CITIBANK N.A. 33,900,074 DEUTSCHE BANK MANILA-CLIENTS A/C 28,373,143 DEUTSCHE BANK MANILA-CLIENTS A/C 481,200 GOVERNMENT SERVICE INSURANCE SYSTEM 11,160,665 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 34,489,036 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 9,177,437 UCPB GENERAL INSURANCE CO., INC. 67,681 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 160,000 UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 275,000 EASTWEST BANKING CORPORATION - TRUST DIVISION 25,863,796 RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 14,622 STANDARD CHARTERED BANK 15,656,021 MBTC - TRUST BANKING GROUP 4,026,599
TOTAL 339,052,834
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