06 April 2018
THE PHILIPPINE STOCK EXCHANGE, INC. 6F Philippine Stock Exchange Tower 5th Avenue corner 28th Street Bonifacio Global City, Taguig City
Attention: Mr. Jose Valeriano B. Zuño III OIC – Head, Disclosure Department
PHILIPPINE DEALING & EXCHANGE CORP. 37F Tower 1, The Enterprise Tower 6766, Ayala Ave. cor. Paseo de Roxas Makati City
Attention: Ms. Erika Grace C. Alulod Head – Issuer Compliance and Disclosure Department (ICDD)
Dear Mr. Zuño and Ms. Alulod:
Please find attached list of Top 100 Stockholders of East West Banking Corporation (EW) as of March 31, 2018.
Thank you.
Sincerely,
Vincent A. Villanueva Finance Officer
Stock Transfer Service Inc. Page No. 1 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 03/31/2018
Rank Name Holdings Rank ------1 FILINVEST DEVELOPMENT CORPORATION 600,090,678 40.01%
2 FILINVEST DEVELOPMENT CORPORATION FOREX 394,941,030 26.33%
3 PCD NOMINEE CORPORATION (FILIPINO 240,047,743 16.00%
4 FDC FOREX CORPORATION 162,780,346 10.85%
5 PCD NOMINEE CORPORATION (NON-FILIPINO) 99,045,065 06.60%
6 ALFONSO S. TEH 500,000 00.03%
7 TEAM GLADIOLA, INC. 497,287 00.03%
8 PHILIPPINE AIR FORCE EDUCATIONAL FUND, INC. 390,000 00.03%
9 WASHINGTON SYCIP 322,000 00.02%
10 GERARDO SUSMERANO 320,000 00.02%
11 MANUEL A. SANTIAGO &/OR ELLA C. SANTIAGO 220,400 00.01%
12 MIRIAM CHENG BONA ITF MARK JERICHO C. BONA 100,000 00.01%
13 JOSHUA CHENG 100,000 00.01%
14 QUIRINO CHEONG GOTAUCO 87,732 00.01%
15 IVY B. UY 75,000 00.01%
16 CATHERINE L TAN 60,000 00.00%
17 MIGUEL T TAN 60,000 00.00%
18 GURPREET SINGH GREWAL 40,500 00.00%
19 EDWIN U. LIM 40,500 00.00%
20 JACQUELINE S. FERNANDEZ 39,637 00.00%
21 DENNIS GRANADA BAGUYO 30,000 00.00%
22 PONCIANO V. CRUZ, JR. 20,000 00.00%
23 LUCIO W. YAN &/OR CLARA Y. YAN 13,293 00.00%
24 RODOLFO G. MENDOZA &/OR ALBINA M. MENDOZA 11,646 00.00%
25 CHRISTIAN ESCUTERIO MENDEZ 11,400 00.00%
26 MARICHU B. TENG 10,000 00.00%
Stock Transfer Service Inc. Page No. 2 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 03/31/2018
Rank Name Holdings Rank ------27 MARJORIE ANN LIM LEE OR PAULINE ANN LIM LEE 10,000 00.00%
28 EDWIN U. LIM OR GENEVIEVE LIM 10,000 00.00%
29 ERIC U. LIM OR CHRISTINE YAO LIM 10,000 00.00%
30 SIN HUA CHAN GAN 10,000 00.00%
31 WILSON L. SY 10,000 00.00%
32 JULIETA L. GO 8,146 00.00%
33 ROMEO B. MOLANO 6,964 00.00%
34 VICENTE R. RETUTA 5,900 00.00%
35 SYSMART CORP 5,000 00.00%
36 JOSELITO T BAYATAN 4,100 00.00%
37 MARIA ERNA C. BAYATAN 4,100 00.00%
38 JAIME F. BORRES ITF JAMES RAFAEL DELA PASION BORRES 3,200 00.00%
39 ANNA LORAINE M. MENDOZA 3,000 00.00%
40 OSCAR T. PUNZALAN JR. 3,000 00.00%
41 WILLIAM CHUA N. CO KIONG 3,000 00.00%
42 RAYMOND ALVIN M. MENDOZA 3,000 00.00%
43 YVETTE Q. CHUA 2,400 00.00%
44 ELEANOR Q. CHUA 2,400 00.00%
45 ESTHER GAW GAN 2,000 00.00%
46 LEE CHI CHIAO 2,000 00.00%
47 DEPAYNOS,CRESENCIA H &/OR TEDLER D. 2,000 00.00%
48 MA. LOURDES JOSEFINA L. GAMBOA 1,400 00.00%
49 JOSELITO L. BARRERA,JR. 1,300 00.00%
50 GHANDIE A. MARTINEZ 1,300 00.00%
51 KATHLEEN V. CEBALLO &/OR ESTRELLA V. CEBALLO 1,300 00.00%
52 TRACY V. CEBALLO &/OR ESTRELLA V. CEBALLO 1,300 00.00%
Stock Transfer Service Inc. Page No. 3 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 03/31/2018
Rank Name Holdings Rank ------53 ORLY B. ACOSTA &/OR VICTORIA A. MARTINEZ 1,300 00.00%
54 TEO, STEPHEN T. AND/OR TERESITA R. 1,000 00.00%
55 MARGIE B. MERQUITA OR KEVIN MIKHAEL B. MERQUITA 1,000 00.00%
56 LEOPOLDO E. SAN BUENAVENTURA 1,000 00.00%
57 MYRA P. VILLANUEVA 1,000 00.00%
58 REMEDIOS TIU TAN 1,000 00.00%
59 NELSON J. HIPE 1,000 00.00%
60 NADEZHDA ISKRA F. HERRERA 930 00.00%
61 LEOPOLDO E. SAN BUENAVENTURA ITF MARGHELYC M. SAN BUENAVENTURA 900 00.00%
62 LEOPOLDO E. SAN BUENAVENTURA ITF CHARMELYN M. SAN BUENAVENTURA 800 00.00%
63 CHINO DE LUNA LAYLO 600 00.00%
64 RUEL ALFONSO BRODETH CHENG &/OR VANESSA CRISTINA VIAJAR CHENG 500 00.00%
65 STEPHEN G. SOLIVEN 500 00.00%
66 RIZAMARIE REYES ELUMBA 300 00.00%
67 DONDI RON R. LIMGENCO 111 00.00%
68 DALLA MAMAUAG SIMANGAN 100 00.00%
69 CARMELITA G. DESPABILADERAS 100 00.00%
70 CARMELITA GALIENDES DESPABILADERAS 100 00.00%
71 GUILLERMO F. GILI, JR. 100 00.00%
72 ANGELICA DIANE B. MONTEZA 100 00.00%
73 ANDREW L GOTIANUN SR 10 00.00%
74 ANTONIO C MONCUPA JR 10 00.00%
75 BENEDICTO M VALERIO JR 10 00.00%
76 CARLOS R ALINDADA 10 00.00%
77 OWEN NATHANIEL S AU ITF LI MARCUS AU 10 00.00%
78 JONATHAN T GOTIANUN 10 00.00%
Stock Transfer Service Inc. Page No. 4 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 03/31/2018
Rank Name Holdings Rank ------79 JOSE S SANDEJAS 10 00.00%
80 PAUL A AQUINO 10 00.00%
81 MERCEDES T. GOTIANUN 10 00.00%
82 LOURDES JOSEPHINE G YAP 10 00.00%
83 JOSELITO T BAUTISTA 1 00.00%
84 ALFRED REITERE 1 00.00%
------Total Top 100 Shareholders : 1,499,983,610 100.00% ======
------Total Outstanding Shares 1,499,983,610 ======
1 of 3
BENEFICIAL OWNER REPORT Company Code - EW000000000 & Company Name - EAST WEST BANKING CORP.
Business Date: March 28, 2018 BPNAME HOLDINGS UPCC SECURITIES CORP. 2,210,461 A & A SECURITIES, INC. 255,357 ABACUS SECURITIES CORPORATION 11,717,732 PHILSTOCKS FINANCIAL INC 1,462,610 A. T. DE CASTRO SECURITIES CORP. 378,465 ALPHA SECURITIES CORP. 220,426 BA SECURITIES, INC. 24,000 AP SECURITIES INCORPORATED 2,062,387 ANSALDO, GODINEZ & CO., INC. 683,704 AB CAPITAL SECURITIES, INC. 1,294,987 SARANGANI SECURITIES, INC. 29 SB EQUITIES,INC. 2,085,421 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 37,344 ASIASEC EQUITIES, INC. 364,708 ASTRA SECURITIES CORPORATION 237,585 CHINA BANK SECURITIES CORPORATION 1,000 BELSON SECURITIES, INC. 464,144 BENJAMIN CO CA & CO., INC. 442,756 B. H. CHUA SECURITIES CORPORATION 427,090 JAKA SECURITIES CORP. 142,897 BPI SECURITIES CORPORATION 5,515,513 CAMPOS, LANUZA & COMPANY, INC. 1,895,895 SINCERE SECURITIES CORPORATION 8,988 CENTURY SECURITIES CORPORATION 328,000 BDO NOMURA SECURITIES INC 599,504 CITISECURITIES, INC. 193,014 VSEC.COM, INC. 11,046 TRITON SECURITIES CORP. 1,494,985 IGC SECURITIES INC. 2,497,795 CUALOPING SECURITIES CORPORATION 50,878 DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 38,364 DAVID GO SECURITIES CORP. 432,517 DIVERSIFIED SECURITIES, INC. 36,929 E. CHUA CHIACO SECURITIES, INC. 649,217 EAST WEST CAPITAL CORPORATION 79,975 EASTERN SECURITIES DEVELOPMENT CORPORATION 1,375,263 EQUITIWORLD SECURITIES, INC. 74,346 EVERGREEN STOCK BROKERAGE & SEC., INC. 1,776,569 FIRST ORIENT SECURITIES, INC. 189,247 FIRST INTEGRATED CAPITAL SECURITIES, INC. 42,585 F. YAP SECURITIES, INC. 2,717,458 AURORA SECURITIES, INC. 165,044 GLOBALINKS SECURITIES & STOCKS, INC. 180,308 JSG SECURITIES, INC. 782,753 GOLDSTAR SECURITIES, INC. 485,740 GUILD SECURITIES, INC. 296,644 HDI SECURITIES, INC. 1,196,871 2 of 3
BPNAME HOLDINGS H. E. BENNETT SECURITIES, INC. 832,930 I. ACKERMAN & CO., INC. 5,428 I. B. GIMENEZ SECURITIES, INC. 3,658 INVESTORS SECURITIES, INC, 370,669 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 38,400 INTRA-INVEST SECURITIES, INC. 52,541 J.M. BARCELON & CO., INC. 59,736 VALUE QUEST SECURITIES CORPORATION 8,342,884 STRATEGIC EQUITIES CORP. 563,137 LITONJUA SECURITIES, INC. 162,063 LOPEZ, LOCSIN, LEDESMA & CO., INC. 86,540 LUCKY SECURITIES, INC. 83,652 LUYS SECURITIES COMPANY, INC. 136,413 MANDARIN SECURITIES CORPORATION 731,619 COL Financial Group, Inc. 18,590,757 DA MARKET SECURITIES, INC. 80,414 MERCANTILE SECURITIES CORP. 698,210 MERIDIAN SECURITIES, INC. 228,200 MDR SECURITIES, INC. 186,663 DEUTSCHE REGIS PARTNERS, INC. 1,849 MOUNT PEAK SECURITIES, INC. 24,283 NEW WORLD SECURITIES CO., INC. 46,548 NIEVES SECURITIES, INC. 29,376 OPTIMUM SECURITIES CORPORATION 265,610 RCBC SECURITIES, INC. 542,302 PAN ASIA SECURITIES CORP. 156,832 PAPA SECURITIES CORPORATION 1,475,970 MAYBANK ATR KIM ENG SECURITIES, INC. 1,278,284 PLATINUM SECURITIES, INC. 26,585 PNB SECURITIES, INC. 135,765 PREMIUM SECURITIES, INC. 186,526 SALISBURY BKT SECURITIES CORPORATION 31,565 QUALITY INVESTMENTS & SECURITIES CORPORATION 1,553,255 R & L INVESTMENTS, INC. 107,458 ALAKOR SECURITIES CORPORATION 34,292 R. COYIUTO SECURITIES, INC. 1,479,720 REGINA CAPITAL DEVELOPMENT CORPORATION 1,366,581 R. NUBLA SECURITIES, INC. 7,668,408 AAA SOUTHEAST EQUITIES, INCORPORATED 38,607 R. S. LIM & CO., INC. 588,588 RTG & COMPANY, INC. 105,891 S.J. ROXAS & CO., INC. 47,185 SECURITIES SPECIALISTS, INC. 211,053 FIDELITY SECURITIES, INC. 127,744 SUMMIT SECURITIES, INC. 1,162,152 STANDARD SECURITIES CORPORATION 861,255 SUPREME STOCKBROKERS, INC 47,000 TANSENGCO & CO., INC. 165,593 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 628,101 TOWER SECURITIES, INC. 1,554,640 APEX PHILIPPINES EQUITIES CORPORATION 1,000 TRI-STATE SECURITIES, INC. 92,329 UCPB SECURITIES, INC. 688,359 3 of 3
BPNAME HOLDINGS VENTURE SECURITIES, INC. 50,500 FIRST METRO SECURITIES BROKERAGE CORP. 4,840,349 WEALTH SECURITIES, INC. 36,837,301 WESTLINK GLOBAL EQUITIES, INC. 54,600 BERNAD SECURITIES, INC. 443,678 WONG SECURITIES CORPORATION 34,960 YAO & ZIALCITA, INC. 1,765,700 YU & COMPANY, INC. 1,241,413 BDO SECURITIES CORPORATION 8,018,873 PCCI SECURITIES BROKERS CORP. 480,498 EAGLE EQUITIES, INC. 512,688 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 464,446 SOLAR SECURITIES, INC. 2,981,365 G.D. TAN & COMPANY, INC. 347,890 CLSA PHILIPPINES, INC. 100,000 PHILIPPINE EQUITY PARTNERS, INC. 33,452 UNICAPITAL SECURITIES INC. 3,565,762 SunSecurities, Inc. 260,809 ARMSTRONG SECURITIES, INC. 4,500 KING'S POWER SECURITIES, INC. 376,296 TIMSON SECURITIES, INC. 131,300 BANCO DE ORO - TRUST BANKING GROUP 1,687,600 BANK OF COMMERCE - TRUST SERVICES GROUP 562,600 CHINA BANKING CORPORATION - TRUST GROUP 1,000 CITIBANK N.A. 28,819,082 DEUTSCHE BANK MANILA-CLIENTS A/C 21,830,244 DEUTSCHE BANK MANILA-CLIENTS A/C 400,000 GOVERNMENT SERVICE INSURANCE SYSTEM 11,928,065 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 44,084,858 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 10,335,800 UCPB GENERAL INSURANCE CO., INC. 121,681 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 212,500 UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 425,000 PNB TRUST BANKING GROUP 31,400 EASTWEST BANKING CORPORATION - TRUST DIVISION 27,754,996 SAN MIGUEL CORPORATION RETIREMENT PLAN-STP 245,000 RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 14,622 STANDARD CHARTERED BANK 22,851,860 MBTC - TRUST BANKING GROUP 3,304,849 UNITED COCONUT PLANTERS BANK-TRUST BANKING 322,100
TOTAL 339,092,808 If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report. This document is computer generated and requires no signature.