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SFG2640 REV Public Disclosure Authorized Hunan Integrated Management of Contaminated Agricultural Land with World Bank Loan Public Disclosure Authorized Public Disclosure Authorized Environmental and Social Management Framework Foreign Economic and Technical Cooperation Center, Agriculture Commission of Public Disclosure Authorized Hunan Province January 11, 2017 1 Project name: Hunan Integrated Management of Contaminated Agricultural Land with World Bank Loan Client: Foreign Economic and Technical Cooperation Center, Agriculture Commission of Hunan Province EA presiding unit: Hunan Research Institute for Nonferrous Metals EA Project leader: Ouyang Kun EA Technical directors: Wang Wei, Wang Ying EA Project compilers: Yuan Cuiyu, Huang Shunhong, Xiang Qiulai, Liu Jun, Yaohui, Xun Zhou, Wu Huan, Tang Jinyao Presiding unit of social assessment: Department of Sociology, School of Public Administration, Hunan Normal University Project director of social assessment: Chen Chengwen Social assessment project compilers: Chen Yunfan, Chen Haiping, and Guo Qing Contents Contents.................................................................................................................................... 3 1. Project profile ........................................................................................................................ 1 1.1 Project background ................................................... 1 1.2 Similar project experience ............................................. 1 1.3 Purpose to prepare the framework ....................................... 2 1.4 Framework contents .................................................. 3 1.5 Environmental and social safeguard process ............................... 3 2. Project profile ........................................................................................................................ 4 2.1 Project Objectives ................................................... 4 2.2 Project Descriptions .................................................. 4 3. Framework of laws and regulations .................................................................................... 11 3.1 Legal and regulatory framework ....................................... 11 3.2 World Bank's safeguard policies and World Bank Group EHS Guidelines ....... 20 3.2.1 World Bank's safeguard policies and compliance analysis .............................. 20 3.2.2 Analysis of project’s compliance with World Bank Group's EHS Guidelines . 23 3.3 Analysis of difference of China's national and local laws and regulations with World Bank’s safeguard policies ..................................................... 24 4. Environmental and social safeguard procedures ................................................................. 30 4.1 Selection of sub-project counties ....................................... 31 4.2 Selection of project areas ............................................. 33 4.3 Screening for potential environmental and social impacts .................... 34 4.4 Preparation of environmental and social assessment Outline ................. 36 4.5 Review of the Environmental and Social Assessment Outline by World Bank .... 37 4.6 Preparation of the environmental and social safeguard documents ............. 37 4.7 Review and approval of the safeguard documents by Government and World Bank38 4.8 Implement, supervision, and reporting ................................... 38 5. Project ESIA ........................................................................................................................ 40 5.1 Work objective ..................................................... 40 5.2 Working procedure .................................................. 40 5.2.1 Determine the project area to be selected ......................................................... 40 5.2.2 Compare alternative solutions .......................................................................... 40 5.2.3 Determine the assessment scope ...................................................................... 44 5.2.4 Project area investigation ................................................................................. 44 5.2.5 Additional monitoring ...................................................................................... 45 5.2.6 Due diligence .................................................................................................... 49 5.2.7 Farmland soil assessment ................................................................................. 50 5.2.8 Farmland Risk Comprehensive Management and Control Measures .............. 56 5.2.9 Potential environmental and social impacts and mitigation measures ............. 69 5.2.10 Make the ESMP ............................................................................................. 95 5.2.11 Make pest control management plan ............................................................ 116 5.2.12 Public participation and information disclosure ........................................... 116 6. Social assessment .............................................................................................................. 120 6.1 Purpose to prepare the social assessment ................................ 120 6.2 SA Preparation .................................................... 120 6.3 Working procedure ................................................. 122 7. Resettlement policy framework ..................................................................................... 124 7.1 Project Overview and Description of Objectives .......................... 124 7.2 Objectives of Resettlement, Definitions and Key Principles ................. 126 7.3 Legal and Policy Framework for Resettlement ........................... 128 7.4. Preparation and Approval of the Resettlement Action Plan ................. 138 7.5 Entitlements to Compensation and Resettlement .......................... 140 7.5.1 Eligibility for compensation ........................................................................... 140 7.5.2 Provisions on compensation measures ........................................................... 141 7.6 Implementation Procedures .......................................... 144 7.6.1 General procedures of land acquisition and property demolition on collective land ..................................................................................................................................... 144 7.6.2 General procedure of property acquisition on state-owned land .................... 146 7.6.3 General procedure of land acquisition ........................................................... 146 7.6.4 Arrangement of organizational structure ........................................................ 147 7.7 Resettlement Budget and Arrangements ................................ 148 7.8 Information Disclosure and Public Participation .......................... 148 7.9 Grievance Redress Procedure ......................................... 150 7.10 Monitoring and Evaluation .......................................... 151 7.10.1 Basis of Monitoring and Evaluation: ........................................................... 151 7.10.2 Principles of Monitoring and Evaluation: .................................................... 151 7.10.3 Monitoring and Evaluation institutional arrangements ................................ 152 7.10.4 Contents of Monitoring and Evaluation: ...................................................... 152 8. Employee resettlement plan framework ............................................................................ 154 8.1 Purpose for preparing employee resettlement plan framework ............... 154 8.2 Preparation of employee resettlement plan .............................. 154 8.3 Regulations and Laws Frameworks .................................... 155 8.4 Implementation process ............................................. 160 8.5 Main resettlement measures .......................................... 160 8.6 Verification/Approval of employee resettlement plan ...................... 162 8.7 Resettlement fund and resource ....................................... 163 9. Ethnic minority plan Framework ...................................................................................... 163 9.1 Main purpose, overall objective and specific objective ..................... 163 9.2 Procedures ....................................................... 164 9.3 Law and policy framework .......................................... 165 9.4 Basic contents of EMDP ............................................ 166 9.4.1 Basic outline ................................................................................................... 166 9.4.2 Main measures to mitigate the negative impacts ........................................... 167 9.4.3 Financing arrangement ................................................................................... 167 9.5 Public participation and information disclosure ........................... 168 9.6 Organization ...................................................... 169 9.7 Grievance redress mechanism ........................................ 169 9.8 Monitoring and evaluation ........................................... 169 9.8.1 Monitoring and evaluation method ................................................................ 170 9.8.2 Monitoring and evaluation indicators ............................................................ 170 9.8.3 Monitoring and evaluation organization .......................................................