SMR: PRC: Shandong Hai River Basin Pollution Control Project

Home , Bincheng District, Binzhou, Gaotang County

Social Monitoring Report

Project Number: 36505 January 2011

PRC: Shandong Hai River Basin Pollution Control Project

Prepared by Shandong Construction Development Research Institute Shandong Province, PRC

For Shandong Provincial Project Management Office

This report has been submitted to ADB by the Shandong Provincial Government Project Management Office and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

ADB Loan Shandong Haihe River Basin Pollution Control Project

Completion Report of Resettlement

(Report No. 5)

January, 2011

Shandong Construction Development Research Institute

------Shandong Institute of Construction and Development Address：No.17 Sanlizhuang Jingliu road Jinan Shandong Province China TEL：0086-531-83180940 Fax：0086-531-83180915 E-mail：[email protected]

CONTENTS

FOREWORD ...... 1

1. MONITORING AND ASSESSMENT OVERVIEW ...... 3

1.1 PURPOSE OF MONITORING AND ASSESSMENT ...... 3

1.2 CONTENTS AND METHODS OF MONITORING AND ASSESSMENT ...... 3

1.3 BASIC CONTENTS AND IMPORTANT CONTENTS OF MONITORING AND ASSESSMENT ...... 4 1.3.1 Basic contents ...... 4 1.3.2 Important contents...... 7

1.4 ORGANIZATION AND IMPLEMENTATION OF MONITOR AND ASSESSMENT ...... 8

2. IMPLEMENTATION PROGRESS OF RESETTLEMENT MONITOR AND ASSESSMENT . 9

2.1 PROJECT PROGRESS AND PERMANENT LAND REQUISITION ...... 9 2.1.1 Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project...... 9 2.1.2 Shanghe Wastewater Treatment Plant Project ...... 10 2.1.3 Gaotang Wastewater Treatment Plant Phase 2 and Reclaimed Water Utilization Project .... 11 2.1.4 Linqing Municipal Wastes Treatment Plant Project ...... 12 2.1.5 Linyi County Waste Treatment Plant Project ...... 13 2.1.6 Zouping County Waste Treatment Plant Project ...... 14 2.1.7 Linqing City Sewage Treatment Project ...... 14

2.2 TEMPORARY LAND USE ...... 15 2.2.1 Projects under construction and completed ...... 16 2.2.2 Projects with no temporary land use ...... 16

2.3 LAND REQUISITION COMPENSATION RATES ...... 16

3. MONITOR AND ASSESSMENT OF LAND REQUISITION AND COMPENSATION PROGRESS ...... 19

4. MONITORING AND EVALUATION OF THE IMPLEMENTATION AND USE OF FUNDS 25

4.1MONITORING OF THE IMPLEMENTATION AND APPLICATION OF FUNDS ...... 25 4.1.1 Monitor implement and use of funds of Binzhou City the second sewage treatment plant and water reuse project ...... 25 4.1.2 Monitor implement and use of funds of Gaotang Sewage Treatment Plant Phase II and water reuse project ...... 25 4.1.3 Monitor implement and use of funds of Shanghe Sewage Treatment Plant Project ...... 26 4.1.4 Monitor implement and use of funds of Linqing City garbage disposal plant project ...... 26 4.1.5 Monitor implement and use of funds of Linyi County Waste Treatment Plant Project ...... 27 4.1.6 Monitor implement and use of funds of Zouping County Waste Treatment Plant Project ..... 27 4.1.7 Monitor implement and use of funds of Linqing City Sewage Treatment Project ...... 27

4.2 ASSESSMENT IMPLEMENT AND USE OF FUNDS ...... 28

5. MONITORING AND EVALUATION PRODUCTION AND LIVING CONDITIONS OF TYPICAL VILLAGES ...... 29

5.1 MONITORING PRODUCTION AND RESETTLEMENT OF AFFECTED VILLAGERS ...... 29

5.2 THE SITUATION OF VULNERABLE GROUPS IN AFFECTED VILLAGERS ...... 29

5.3 COMPENSATION PAYMENTS ...... 29

5.4 ASSESSMENT OF THE AFFECTED VILLAGERS’ LIVING STANDARDS ...... 29

5.5 MONITOR STATISTICS OF THE TYPICAL OF AFFECTED HOUSEHOLDS ...... 30 5.5.1 The basic situation of the typical immigrant household ...... 30 5.5.2 Assessment of the level of affected villagers’ income and expenditure ...... 31 5.5.3 Livelihood restoration ...... 38

6. MONITORING AND EVALUATION ON PUBLIC PARTICIPATION ...... 41

6.1 MONITORING THE SITUATIONG OF PUBLIC PARTICIPATION ...... 41

6.2 ASSESSMENT ON PUBLIC PARTICIPATION ...... 42

7. MONITORING AND EVALUATION ON IOM OPERATION AND EFFICIENCY ...... 49

8. CONCLUSIONS AND RECOMMENDATIONS ...... 50

8.1 CONCLUSIONS ...... 50

8.2 ASSESSMENT ...... 51

Foreword

In comparing the "Resettlement Action Plan", the land acquisition relocation and resettlement of each sub-projects of Asian Development

Bank loaned for Shandong Haihe River Basin pollution control projects has been completed. The "resettlement completion report" of each sub-project has been submitted to ADB in September 2009. According to

ADB's medium-term inspection team of the project (2009.05.18-27)

"Memorandum" requirements, two years external monitoring still be needed after the projects completed.Shandong Institute of Construction

Development as the independent external monitoring and evaluation agency hired by each sub-project, will continue tracking and monitoring affected people by the project and typical household. And worked out the

"Resettlement External Monitor and assessment Report on ADB Loan

Project: Shandong Haihe Basin Pollution Control Project" for Asian

Development Bank, Shandong Project Office and relevant project units.

From Octorber 15th to December 15th, 2010, based on resettlement baseline census and Report No. 1-4, the Resettlement External Monitor

Group of Shandong Institute of Construction Development (hereinafter referred to as Monitor Group) carried out project resettlement monitor for the above mentioned 7 sub-projects respectively, and, as requested by the

ADB policy guidance and memorandum of supervision group(Oct., 25th

to 29th), prepared the Completion and Assessment Report of Haihe Basin

Pollution Project Financed by ADB loan.

Thanks for the support of all the sub-project units.

Shandong Institute of Construction and Development

Resettlement External Monitoring and Assessment Group

January, 2011

1. Monitoring and assessment Overview

According to ADB policies, all resettlement of ADB loan projects should be regularly monitored by the resettlement external monitoring and assessment group during project implementation. And two years tracking and monitoring after the Resettlement Completion Report will be needed. The Shandong Institute of Construction Development Resettlement External Monitoring and Assessment Group constituted the implementation plan including monitoring and assessment purpose, method and contents, and implemented them in actual operation.

1.1 Purpose of monitoring and assessment

External monitoring and assessment are activities implemented by a third- party independent from project owners and immigration implementation agency. It is to provide objective and fair evaluation of the resettlement by carrying out field tracking investigation, periodic monitoring, and collecting related data and information, so as to locate existing or potential problems, put forward rational proposals, report the evaluation results and related proposals to ADB, PPMO, project owners and related authorities as an important basis of ADB loan project examination, in order to improve the implementation of resettlement.

1.2 Contents and methods of monitoring and assessment

Methods of sociological documentation, typical survey, direct visit, discussion and field survey were used in the work of resettlement investigation and monitoring/assessment. 1) Land requisition progress;

2) Resettlement progress; 3) Fund provision and use; 4) Immigrant production and living arrangement and livelihood restoration; 5) Public participation; 6) Resettlement organs operation and efficiency. 7) Operation and efficientcy of resettlement organs

1.3 Basic contents and important contents of monitoring and assessment

This annual monitoring is based on that of 2010 (Monitoring Report No. 4). The "Resettlement Completion Report" of seven sub-projects has been submitted to the Asian Development Bank respectively by the end of September 2009, according to ADB's relevant requirements. This monitoring and assessment focused on livelihood restoration of affected households, besides resettlement and compensation. As the completion report, there are general assessments in it.

1.3.1 Basic contents According to the requirements of ADB project starting group, all the sub-project units made revision on RAP in 2007. According to investigations, among the seven sub-projects involving permanent land requisition and temporary land occupation: (1)The permanent land requisition for Linqing Comprehensive Wastewater Treatment Plant Project involves scrapped workshop buildings of Linqing Yinhe Paper Mill. The workshop buildings were in leasing status before land requisition, and the leasing has been expired, with no impacts on the land requisition. The "Resettlement Completion Report" was submitted to the Asian

Development Bank by project owner in September 2009. (2) Linqing Municipal Wastes Treatment Project involves a kiln that has been closed on expiration according to related state policies. Most labors of the kiln are seasonal workers from outside, and have left for other livelihoods after getting the compensations.The kiln owner is a contractor from Hebei Province and has been compensated according to the resettlement plan. The "Resettlement Completion Report" was submitted to the Asian Development Bank by project owner in September 2009. (3)Liny Municipal Wastes Treatment Project also involves a kiln that has been closed on expiration according to related state policies. Belonging to the county industrial company, the kiln had 13 regular employees and 33 seasonal labors. According to the resettlement plan, after closing the kiln, each seasonal labor is paid with additional two months wages for making other livelihood. All regular workers are re-arranged by the county industrial company. As we know in follow-up investigations, these workers have been re-arranged in three different ways: One, 8 regular workers close to the age of retirement were paid by the industrial company with endowment insurance fee and living allowance, including 96,000 yuan for endowment insurance fee and 240,000 yuan for living allowance, totaling 336,000 yuan. Two, for the other 5 regular workers, the industrial company entered a resettlement agreement with No. 1 Brick Kiln, so that the company will bear the endowment insurance fee of 300,000 yuan and the resettlement compensation of 100,000 yuan, totaling 400,000 yuan. Three, 33 seasonal labors were paid with two months wages and left for other jobs. This payment sums 52,800 yuan. This follow-up monitor found no change in the above aspects. The "Resettlement Completion Report" was submitted to the Asian

Development Bank by project owner in September 2009. (4)The land for Zouping Municipal Wastes Treatment Project is allocated as a whole from a state owned farm, involving 25 workers. The farm had stopped operation before the land requisition. According to resettlement plan, in the project construction period, a living subsidy of 180 yuan per person per month will be paid by Zouping Municipal Administration Bureau (baseline census found that, the municipal administration bureau increased the living subsidy from 180 yuan to 240 yuan after taking over the farm); As designed in the "Resettlement Plan", after completion of the municipal waste treatment plant, the 25 regular workers will be employed by the waste treatment plant after training. The follow-up monitoring in 2009 found that, the above mentioned persons were arranged for retirement, long term leave and work after training. Among the affected 25 persons: (1) 6 persons were retired; (2) 13 persons were on leave (retaining their position with salary suspended); (3) 6 persons had jobs after training (for details refer to the attached table 1). The original five farmers who rent land signed an agreement on the land change in June 2007. The "Resettlement Completion Report" was submitted to the Asian Development Bank by project owner in September 2009. (5)Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project made a requisition of land of two villages, namely, Lixiaohai Village of Dudian Community and Shaotouhanqian Village of Shangji Town, Bincheng District, 65.6 mu in total. It involves 62.2 mu in Lixiaohai Village with 24 affected households and 3.4 mu in Shaotouhanqian Village with 3 affected households. We selected Lixiaohai Village as the typical village for resettlement monitoring and assessment. The "Resettlement Completion Report" was submitted to the Asian

Development Bank by project owner in September 2009. (6)Shanghe County Urban Wastewater Treatment Plant took land of 65 mu, including 41 mu of Tongjiadaokou Village of Shanghe Town with 48 affected households and 24 mu of Zhanglaozhuang Village of Zhangfang Township with 7 affected households. We chose Tongjiadaokou Village as the typical village for resettlement monitoring and assessment. In addition, the project established two pumping stations with 2 acres of land acquisition which is urban state-owned land. So the land and items on the ground acquisition are not involved. The "Resettlement Completion Report" was submitted to the Asian Development Bank by project owner in September 2009. (7)Gaotang County Urban Wastewater Treatment Plant Phase II Project and Reclaimed Water Utilization Project took the farm land of 57.63 mu from teams 1, 2 and 3 of Xipu Village of Huixin Town as permanent land requisition, with 19 affected households. We chose the village as the typical village for resettlement monitoring and assessment. The "Resettlement Completion Report" was submitted to the Asian Development Bank by project owner in September 2009.

1.3.2 Important contents We took Lixiaohai Village of Binzhou, Tongjiadaokou Village of Shanghe and Xipu Village of Gaotang as keypoints for monitoring, because the three villages are very typical: First, the affected population is relatively high in the three villages (79 persons affected by Binzhou Project, 222 by Shanghe Project and 79 by Gaotang Project), representing the actual economic conditions of the project affecting area in different aspects. Secondly, most of the APs in the three villages are half farmers and

half industrial employees, showing certain comparability. According to the general sampling principle in social survey and our experience, we selected Lixiaohai Village of Dudian Community of Binzhou, Tongjiadaokou Village of Shanghe Town of Shanghe County and Xipu Village of Gaotang County as typical villages for resettlement monitoring and assessment, and selected Li Yanzhen, Li Pinggui and Li Dongling of Lixiaohai Village, Bian Faxiang, Wang Kede, Wang Shizhu and Wang Shizhen of Tongjiadaokou Village of Shanghe, and Zhang Jixiang, Zhao Chuantao and Zhao Chuanshen of Xipu Village of Gaotang (names of household heads) as typical households for follow-up monitoring and assessment (10 households in total). Continuous follow-up has been carried out to the above mentioned 10 typical households.

1.4 Organization and implementation of monitor and assessment

Resettlement External Monitor Group of Shandong Construction Development Research Institute (hereinafter referred to as Monitor Group) carried out resettlement monitoring to the above mentioned subprojects and follow-up survey to the typical households from Oct. 1st to December 15th, 2010. In the report, the personal information on APs are provided by the villagers themselves and the specific compensation amounts are confirmed against the compensation distribution sheets with respective personal signatures. Detailed data and information on land requisition progress, project progress, fund settlement and use, resettlement progress and immigration institution operation were obtained from project units and concerned authorities of district/town governments.

2. Implementation progress of resettlement monitor and assessment

2.1 Project progress and permanent land requisition

2.1.1 Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project Binzhou Sub-project finished the permanent land requisition of 65.6 mu (including 62.2 mu from Binzhou Economic Development Zone Dudian Community Lixiaohai Village and 3.4 mu from Bincheng District Shangji Town Shaogou hanqian Village), with all compensation settled. The civil work was commenced on June 25, 2007. The completion ceremony took place on October 18, 2008.

Fig. 1. Completed Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project

Fig. 2.Factory of Binzhou No. 2 Wastewater Treatment Plant

2.1.2 Shanghe Wastewater Treatment Plant Project Shanghe Subproject finished the permanent land requisition of 65 mu (including 41 mu from Shanghe Town Tongjiadaokou Village, 24 mu from Zhangfang Township Zhanglaozhuang Village and 2 mu of collective ditch land), with all compensation settled. Two pump stations took land of 2 mu which is the state-owned land. The civil work was commenced in November 2007 and completed in October 2008.

Fig. 3. Completed Shanghe Wastewater Treatment Plant

Fig. 4.Factory of Shanghe Wastewater Treatment Plant

2.1.3 Gaotang Wastewater Treatment Plant Phase 2 and Reclaimed Water Utilization Project Gaotang Sub-project finished the permanent land requisition of 81.54 mu (Xipu Village) with all compensation settled. The civil work was commenced in August 2007， completed in September 2008 and passed through the acceptance check of provincial environmental protection department in August 2009. The recycled water construction parts and equipment tender has been completed by the monitoring day and is expected to be operational in June 2010. The water quality of Phase II project has reached the national level B emission standards.

Fig.5. Gaotang Wastewater Treatment Plant Phase II Project

Fig.6. Operation of Phase II Project

2.1.4 Linqing Municipal Wastes Treatment Plant Project The land for Linqing Municipal Wastes Treatment Plant Project is used to be a kiln of Xianfeng Community. The kiln was closed by policy. The land is state owned. Land certificate has been obtained. The project was commenced in September 2007 and completed with civil work by the end of 2008. The project started running in April, 2009.

Fig.7. Linqing Municipal solid waste Co., Ltd.

Fig.8. landfill area protection

2.1.5 Linyi County Waste Treatment Plant Project The project covers an area of 306 acres, has completed land acquisition in June 2005 and start on March 21, 2008. According to the confirmation with the project, as of the date of this report has been completed, the total project amount of 98%, civil engineering, anti-seepage project has been completed. The project started test run in Jun., 2010.

Fig.9. Linyi Kangmin waste treatment Co., Ltd. completed

2.1.6 Zouping County Waste Treatment Plant Project The land for Zouping Wastes Treatment Plant is state owned with compensation. A land transfer fee of 5.477 million yuan was paid to Zouping County Financial Bureau on July 27, 2007, and land certificate obtained. The project was commenced in July 2007, completed with civil work in October 2008 and is operational now.

Fig.10. Zouping Waste Treatment Plant Co., Ltd. completed

Fig.11.Part of Zouping Waste Treatment Plant

2.1.7 Linqing City Sewage Treatment Project Linqing City Wastewater Treatment Project took the state-owned transfer land, and obtained the land use prmits on December 25, 2006. The bid opening of construction took place on August 20, 2009. The project started constrctuon in October 2009. The project was completed in

in Oct., 2010.

Fig.11.One part of seawage treatment plant in construction

Fig.12. Part of construction site

2.2 Temporary land use

Temporary land use mainly involves the spaces for sewage pipe line, temporary construction facilities and materials storage. Three types of temporary covers area of sub-project: ① projects have started construction and completion; ②projects do not have temporary land; ③ projects not yet started:

2.2.1 Projects under construction and completed According to investigation, up to January 2010, the land-taking works of Binzhou Project, Gaotang Project and Shanghe Project have been completed mostly.

2.2.2 Projects with no temporary land use Linqing Municipal Wastes Treatment Plant Project, Linyi County Wastes Treatment Plant and Zouping County Wastes Treatment Plant Project involve no temporary land use. For details of temporary land occupation, refer to the following table:

Temporary land use of subprojects RP Up to report Project Unit Remarks （mu or m2）（mu or m2） Binzhou No. 2 Wastewater 309 mu 206235 m2 completed Treatment Plant The edge of the Shanghe Wastewater narrow city roads 70323 ㎡ completed Treatment Plant with: 103 mu Sewage pipe: Gaotang Wastewater 54540 M, 87 mu Completed Treatment Plant effluent pipe: 5480 M Linqing Municipal Wastes No temporary 0 0 Treatment Plant land use Linyi County Waste No temporary 0 0 Treatment Plant Project land use Zouping County Waste No temporary 0 0 Treatment Plant land use Linqing City Sewage 59970 m2 0 Finished Treatment

2.3 Land requisition compensation rates

Standard of compensation for carrying out project monitoring process, we paid special attention to the "Resettlement Action Plan" to do set standards of compensation and the actual compensation standard monitoring, by comparison, in the land requisition compensation process has improved the standard of compensation for individual sub-projects

(such as sub-Gaotang project), there is no compensation for a lower standard. Overview of the project land requisition compensation standards for comparison in the table below:

Comparison of compensation rates for land requisition

RP rates Up to date of report Remarks Unit Contents Number of mu Rate Number of mu Rate

Permanent land 22400 Obtained relevant 92.4 mu 81.54 mu 25300 yuan/mu Gaotang Wastewater requisition yuan/mu certificate Treatment Plant Temporary land The edge of a narrow 0 0 0 0 occupation band for the urban road Permanent land 25600 Obtained relevant 65.6 mu 6506 mu 25600 yuan/mu Binzhou Wastewater requisition yuan/mu certificate Treatment Plant Temporary land Dev. Zone Const. 309 mu 35 yuan/ m2 206235m2 0 occupation Bureau bears the costs Permanent land 25200 Obtained relevant 65 mu 65 mu 25200 yuan/mu requisition yuan/mu certificate

Shanghe Wastewater 19 mu 500 yuan/mu 19 mu 500 yuan/mu Treatment Plant Temporary land Government bears the 70323 m2 35 yuan/ m2 45714 m2 35 yuan/ m2 occupation costs 72 mu 400 yuan/mu Permanent land 627 0 627 0 Government funding Zouping Waste requisition Treatment Plant Temporary land N/A N/A N/A N/A occupation Permanent land 40000 Obtained relevant 280 mu 280 mu 40000 yuan/mu Linqing Waste requisition yuan/mu certificate Treatment Plant Temporary land N/A N/A N/A N/A occupation Permanent land 40000 Obtained relevant 306 mu 306 mu 64000 yuan/mu Linyi Waste Treatment requisition yuan/mu certificate Plant Temporary land N/A N/A N/A N/A occupation Permanent land 11000 Obtained relevant 79.1 mu 39.92 mu 90000 yuan/mu Linqing Wastewater requisition yuan/mu certificate Treatment Plant Temporary land 59970 m2 35 yuan/ m2 N/A N/A occupation

3. Monitor and assessment of Land Requisition and Compensation Progress

All the sub-projects organized land requisition and house demolition and made compensation based on their own situation. Although there are defferences between the actual time and RAP, the work was done before the construction time. No sub-project was impacted by land requisition and resettlement. For the resettlement and implementation of the 7 subprojects, refer to the following table:

Schedule of resettlement and implementation Responsible Implementation Unit Activities RAP Schedule organ date Distribute the resettlement information booklets (containing PPMO, project Completed compensation rates) to all APs implementation April 15, 2005 March 13, 2005 and collect modification organs opinions Project construction Preliminary review of land use Completed unit, land and May for construction May 2005 resources authorities Local government establishes Completed County PMO April / July project resettlement organ April 2005 Provide resettlement training to PPMO, County September -

local government officials PMO November Approval of resettlement plan Completed Gaotang and management appraisal ADB December December 2005 meeting (MRM) WWTP County PMO, Completed Process land use formalities December - January construction unit April 2007 Consultation about formulation County PMO, Completed April - September of detailed resettlement plan construction unit May 2005 Determine detailed restoration County PMO, Completed October - December proposal of affected units construction unit July 2005 Conclude compensation County PMO, Completed October agreement with affected unit construction unit January 2007 Village committee, township Land readjustment government, November county agriculture bureau

Responsible Implementation Unit Activities RAP Schedule organ date Land requisition and October 2005 - County PMO resettlement process start January 2006 Carry out detailed measurement survey (DMS) and affected PMO, assets registration; publicize the environmental October - December

resettlement plan updated protection 2005 according to detailed survey bureau results Based on detailed measurement survey, submit updated report on Completed PMO January 2006 resettlement impacts and cost March 2007 changes to ADB Distribute the resettlement information booklets (containing PPMO, project Completed compensation rates) to all APs implementation August 2006 August 2006 and collect modification organs opinions Project construction Completed Preliminary review of land use unit, land and August September 2005 resources authorities Local government establishes Development Completed August project resettlement organ zone PMO August 2006 Provide resettlement training to PPMO, City Completed September local government officials PMO September 2006 ADB's approval of resettlement Completed plan and management appraisal ADB September September 2006 meeting (MRM) Binzhou PMO, Process land use formalities September Completed2006.9 construction unit WWTP Consultation about formulation Completed PMO August-September of detailed resettlement plan 2006.9 Determine detailed restoration PMO August-December Completed2006.12 proposal of affected units Conclude compensation PMO 10 月 Completed2006.11 agreement with affected unit Land requisition and October 06 - January PMO Completed2007.1 resettlement process start 07 Carry out detailed measurement survey (DMS) and affected assets registration; publicize the PMO November 2006 Completed2006.11 resettlement plan updated according to detailed survey results Based on detailed measurement survey, submit updated report on PMO December 2006 Completed2006.12 resettlement impacts and cost changes to ADB Distribute the resettlement information booklets (containing PPMO, project compensation rates) to all APs implementation April 15, 2005 2005.4.15 Shanghe and collect modification organs opinions

Responsible Implementation Unit Activities RAP Schedule organ date Project WWTP construction Preliminary review of land use unit, land and May 2007.9 resources authorities Local government establishes Shanghe County April / July 2005.4 project resettlement organ PMO Provide resettlement training to PPMO, County July-September 2005.7 local government officials PMO ADB's approval of resettlement plan and management appraisal ADB August meeting (MRM) PMO, Process land use formalities September 2007.6 construction unit County PMO, Consultation about formulation construction April - September of detailed resettlement plan bureau County PMO, Determine restoration plan of construction October - December affected units bureau Conclude compensation County PMO March 2007 2007.3 agreement with affected unit Land requisition and County PMO March - May 2007 2007.9 resettlement process start Carry out detailed measurement survey (DMS) and affected assets registration; publicize the County PMO May 2007 2007.3 resettlement plan updated according to detailed survey results Farm land readjustment June 2007 2007.7 Based on DMS, submit updated report on resettlement impacts County PMO August 2007 2007.8 and cost changes to ADB Distribute RIB (containing PPMO, project compensation rates) to all APs Completed implementation April 15, 2005 and collect modification 2005.4 organs opinions Project construction Preliminary review of Completed unit, land and May construction land use 2005.5 resources authorities Zouping Local government establishes Completed County PMO April / July project resettlement organ 2005.3 SWTP Provide resettlement training to PPMO, County Completed July-September local government officials PMO 2005.7 ADB's approval of RP and Completed management review meeting ADB August 2005.8 (MRM) Obtain land utilization County PMO, Completed September certificate construction unit 2005.8 Consultations for making County PMO, Completed April - September detailed RP construction unit 2005.6

Responsible Implementation Unit Activities RAP Schedule organ date Hand-over as a Determine restoration plan of County PMO, July-December whole, without affected units construction unit restoration Conclude resettlement County PMO, Completed October agreement with APs construction unit 2005.10 Land requisition and October 2005 to No AP, no County PMO resettlement process start January 2006 demolition Carry out DMS and affected assets registration; publicize RP November-December Completed PMO updated according to DMS 2006 2006.11 results Based on DMS, submit updated Completed report on resettlement impacts PMO March 2007 2007.3 and cost changes to ADB Distribute the draft of RP Completed, (containing compensation right) PPMO, IA April 15, 2005 discussed by 20 to all APs and collect persons modification opinions Project construction Preliminary review of Completed unit, land and May construction land use 2005.5 resources authorities Local government establishes City PMO April / July 已设立 project resettlement organ Provide resettlement training to PPMO, City Completed July-September local government officials PMO ADB's approval of RP and Completed management review meeting ADB September

(MRM) City PMO, Obtain land utilization construction September Obtained certificate unit Linqing City PMO, Consultations for preparing construction April - September Completed SWTP detailed RP unit City PMO, Determine arrangement of Completed construction October - December affected casual workers unit City PMO, Conclude resettlement construction October Concluded agreement with APs unit Land requisition and Completed City PMO February-May 2006 resettlement process start Carry out DMS and affected assets registration; publicize RP Completed PMO January 2006 updated according to DMS results Based on DMS, submit updated report on resettlement impacts PMO January 2006 and cost changes to ADB Distribute RIB (containing compensation rates) to all APs PPMO, IA April 15, 2005 Completed and collect modification

Responsible Implementation Unit Activities RAP Schedule organ date opinions Project construction Preliminary review of unit, land and May Completed construction land use resources authorities Local government establishes County PMO April / July Completed project resettlement organ Provide resettlement training to PPMO, County July-September Completed local government officials PMO ADB's approval of RP and management review meeting ADB August Completed (MRM) Obtain land utilization County PMO, September Completed certificate construction unit Consultations for preparing County PMO, Linyi April - September Completed detailed RP construction unit SWTP Determine restoration plan of County PMO, July-December Completed affected units construction unit Conclude resettlement County PMO, October Completed agreement with APs construction unit Land requisition and County PMO February-May 2007 Completed resettlement process start Carry out DMS and affected assets registration; publicize RP PMO January 2007 Completed updated according to DMS results Based on DMS, submit updated report on resettlement impacts PMO January 2007 Completed and cost changes to ADB Distribute RIB (containing PPMO, project compensation rates) to all APs Completed implementation April 15, 2005 and collect modification 2005.4 organs opinions Project construction Preliminary review of Completed unit, land and May construction land use 2005.5 resources authorities Completed Local government establishes City PMO April / July 2005.5 project resettlement organ

Provide resettlement training to PPMO, City July-September Completed2005.8 Linqing local government officials PMO ADB's approval of RP and WWTP Completed management review meeting ADB October 2005.4 (MRM) Obtain land utilization City PMO, Completed September certificate construction unit 2006.9 Consultations for preparing City PMO, Completed April - September detailed RP construction unit 2004.6 Determine restoration plan of City PMO, October - December affected units construction unit Conclude compensation City PMO, October Completed

Responsible Implementation Unit Activities RAP Schedule organ date agreement with affected unit construction unit 2006.8 Land clearing starts City PMO January-June 2006 Completed2006.3 Carry out DMS and affected PMO, assets registration; publicize RP environmental January 2006 updated according to DMS protection results bureau Based on DMS, submit updated Completed report on resettlement impacts PMO January 2006 2007.5 and cost changes to ADB

4. Monitoring and evaluation of the implementation and use of funds

4.1Monitoring of the implementation and application of funds

4.1.1 Monitor implement and use of funds of Binzhou City the second sewage treatment plant and water reuse project According to the survey, as of the date of this report (by the end of January 2010), the second sewage treatment plant of Binzhou City and water reuse project have spended resettlement costs a total of RMB 3,953,020 yuan, including compensation for Binzhou Economic Development Zone Du store neighborhood offices Li Xiaohai Village land compensation and resettlement of population count 1,592,320 yuan, young crops compensation fee of 140,400 yuan, total 1,732,720 yuan; compensation Binzhou City Bincheng zone Shangji Town Shaotouhanqian village land compensation and population resettlement total 87,040 yuan and young crops compensation fee of 8,840 yuan, totaling 95,880 yuan.

4.1.2 Monitor implement and use of funds of Gaotang Sewage Treatment Plant Phase II and water reuse project According to the survey, as of the date of this report (by the end of January 2010), the second sewage treatment plant of Gaotang and water reuse project have spended resettlement costs a total of RMB 2,186,962 yuan, mainly permanent land requisition, seedlings fees, Population emplacement and ground attachments compensation and release in

project-affected xipu village (Gao Tang Xi Pu limited liability company) Villagers hands.

4.1.3 Monitor implement and use of funds of Shanghe Sewage Treatment Plant Project According to the survey, as of the date of this report (by the end of January 2010), Shang River Sewage Treatment Plant Project have total spended the resettlement cost of RMB 4,542,200 yuan, including land compensation fee 1,638,000 yuan, compensation for young crops: 9 acres of cotton total 5,400 yuan (the rest of the land has not continued farming, because of the stop down notice since 2007), a total compensation of 1,643,400 yuan. According to investigation and verification, Shang River Sewage Treatment Plant project land compensation and young crops compensation standard was in accouding with the compensation standard in "Resettlement Action Plan".

4.1.4 Monitor implement and use of funds of Linqing City garbage disposal plant project According to the survey, as of the date of this report (by the end of January 2010), Linqing municipal solid waste plant costs the resettlement cost of RMB 13,271,800 yuan, of which according to a certificate of Linqing State-owned assets, Linqing municipal government allocate280 acres land to Linqing Environmental Management Division as an investment, valuation of 40,000 yuan per mu, land worth 11,200,000 yuan, resettlement compensation, relocation and temporary relocation costs 173.3 thousand yuan.

4.1.5 Monitor implement and use of funds of Linyi County Waste Treatment Plant Project According to the survey, as of the date of this report (by the end of January 2010), Linyi county solid waste plant costs the resettlement costs of RMB 22,481,200 yuan, including One project permanent covers land of 12.24 million yuan, relocation compensation for 840,000 yuan, 222,000 yuan of ground compensation.

4.1.6 Monitor implement and use of funds of Zouping County Waste Treatment Plant Project According to the survey, due to that state-owned land acquisition of the project, without compensation, therefore, a permanent land compensation funds does not require. The ground attachments 1800 trees belonged to state-owned assets on permanent land acquisition, therefore, without compensation. The owners of the 1835 cut trees have got 9175 yuan of compensation. The project did not cover temporary land, so it did not happen the temporary area of compensation.

4.1.7 Monitor implement and use of funds of Linqing City Sewage Treatment Project According to "Project Resettlement completion report", as of the date of this report (by the end of January 2010), Linqing municipal sewage treatment projects have been in accordance with the procedure to release land costs (39.92 mu×9 yuan / mu = 359.28 million yuan) and demolition compensation payments (2.629 million yuan) to the affected unit account.

4.2 Assessment implement and use of funds

From the implementation of the project plan and the availability of funds, we can see: First, the permanent land acquisition costs and related compensation costs have been fully in place before the commencement of the project, which meet the needs of the progress of the project construction.

Second, compared with the resettlement plan, the compensation standards is not reduced, and promptly distributed to the villages, so as to ensure the interests of the affected villages be compensated.

5. Monitoring and evaluation production and living conditions of typical villages

5.1 Monitoring production and resettlement of affected villagers

Affected villagers basically in a semi-agricultural and semi-industrial living conditions, so, after receiving compensation and resettlement does not require special production.

5.2 The situation of vulnerable groups in affected villagers

According to our survey, we found that in all sub-projects the affected villagers did not exist vulnerable groups (in Shang River Project "Resettlement Action Plan" referred to two vulnerable groups, concerned of women's labor force).

5.3 Compensation payments

In all sub-projects, the land compensation and ground attachments compensation payments, young crops compensation payments have been distributed to villagers.

5.4 Assessment of the affected villagers’ living standards

Because the project-affected villagers no one is entirely dependent on agriculture as the main source of income before land acquisition, and basically semi-agricultural and semi-industrial state, the main source of income rely on the income of part-time jobs. We understand that affected

illagers living standard is not adversely affected. The details are listed in comparasion table.

5.5 Monitor statistics of the typical of affected households

As all project-affected villagers little practical impacted by the project (per capita reduction of land about 0.1 acres), in accordance with the general social survey sample principles and our practices experience, we have chosen Xiaohai Village Dian Department Binzhou Du Li, Tongjia Daokou village shanghe Shanghe Town Shanghe County and xipucun village Gaotang as resettlement monitoring and evaluation typical village and choice Li-Yanzhen, Li Pinggui, Li Dongling Li Xiaohai village Binzhou, Bian Fa-xiang, Wang Kede, Wang Shizhen Tongjia Daokou village Shanghe and Zhang Jin-xiang, Zhao Chuantao, Zhao Chuanshen Gaotang Xipu village(The above-headed name) as tracking monitoring and evaluation typical household (total 10). In order to ensure the accuracy of tracking and monitoring, we used the basement survey form used in the investigation, the affected households’ agricultural income and non-agricultural incomes were investigated, and then consolidated into income statistics, on the family spending has also done a detailed survey and analyzed for a specific revenue and expenditure changes.

5.5.1 The basic situation of the typical immigrant household As previously reported, in the above-mentioned three typical households no one is entirely dependent on agriculture as the main economic resource and basically semi-agricultural and semi-industrial state, the main source of income for the family relies mainly on the income of part-time jobs.

For example, Binzhou Li Xiaohai village affected villagers mainly relied on Economic the labor market, day-work income can be RMB 40-50 yuan. Shang river Tong Daokou village affected villagers are based on the construction market, including long-term worker in construction team and temporary laborer. Gaotang Xipu villagers affected villagers mainly worked in Quan Lin Zhiye Company, and farm is essentially done by women.

5.5.2 Assessment of the level of affected villagers’ income and expenditure The details are shown in the subtracking table of baselin, 2008 and 2010:

Tracking and monitoring the income of a typical household

Village Nam Population Family income 10,000 yuan No. Project rs e Land occupation Agricultural income Noe-agricultural Total Remarks unit commit income tee Basel Follo Fefore After Basel Follo Follo Basel Follo Follo Basel Follo Follo ine w-up land land ine w-up w-up ine w-up w-up ine w-up w-up in requisit requisit in in in in in in 2010 ion ion 2008 2010 2008 2010 2008 2010 （mu）（mu） 1 Shanghe Tongdaok Wang 3 5400 6500 25000 35000 8000 30400 41500 Resons for the 6 5．6 4 8000 0 waste ou Village Kede increase or 2 Water Wang 5 8000 8700 42000 60000 17200 50000 68700 decrease of Treatment Shizhe 5 7．2 5．1 7200 10000 income：

Plant n 1 、 The APs 3 Wang 6 7500 8200 30000 50000 10600 37500 58200 have spare 4 5．6 5．1 5600 5000 Shigui time to work 4 Bian 6 14500 11000 25000 30000 17500 39500 41000 in other Pengsh 7 6．5 9．5 7500 10000 industry

an 2Members of 5 Gaotang Xipu Zhao 5 7000 5000 28000 40000 14800 35000 45000 the affected waste village Chuant 5 6．5 4 5200 9600 families

Water ao changed 6 Treatment Zhang 5 5 6．5 4 8450 7100 7500 0 32600 40000 8450 39700 47500

Plant Jinxian

(Phase II) g 7 Zhao 2 2850 3000 9600 10000 6240 12450 13000 Chuans 2 4．8 2．4 6240 0

hen 8 Binzhou Lixiaohai Li 3 7400 6000 12400 31000 19700 19800 37000 No. 2 Village Dongli 3 7 6 700 19000

waste ng 9 Water Li 5 23200 6000 9900 45000 31000 38300 51000 Treatment Yanzhe 3 11 4 16000 15000

Plant n 10 Li 5 7900 6500 5700 45000 10700 13600 51500 4 7 5 700 10000 Pinggui

合计 44 45 65.7 49.1 65590 90850 68400 78600 220200 386000 144190 311050 454400 备注 1、 Average land area reduced 0.37mu 2、 The non-agricultural income is far more than agricultural income 3、The income of APs increase year by year, so the land requisition did not affect the APs’ income

Follow-up survey of expenditure of typical households Villag Name Population Family expenditure （yuan） N Proj ers Produciton Education Medical care Food, fuel, water and Clothes, electric appliance Total o. ect commi electricity, communication Rema

unit ttee Basel Follo Baseli Follo Follo Basel Follo Follo Basel Follo Follo Basel Follo Follo Basel Follo Follo Basel Follo Follo rks

ine w-up ne w-up w-up ine w-up w-up ine w-up w-up ine w-up w-up ine w-up w-up ine w-up w-up

in in in in in in in in in in in in in

2010 2008 2010 2008 2010 2008 2010 2008 2010 2008 2010 2008 2010

1 Shang Tongdao 6 3 Calcul 1860 2100 5000 500 0 1000 300 200 6500 5400 6600 0 0 2000 125 8060 1090

he kou ated at 00 0 1、 Wang waste Village the CPI Kede Water end of incre

Treat 2008 ase

2 ment 5 5 Calcul 2200 2700 1000 0 1000 1000 200 400 7600 4650 8500 0 0 1000 850 7550 1360 by

Plant Wang ated at 0 0 5.9%

Shi the in

zhen end of 2008

2008 2、

3 4 6 Calcul 2200 2500 0 0 0 1000 200 1000 6500 4500 8700 0 0 2000 750 6900 1420 CPI

ated at 0 0 incre Wang the ase Shigui end of by

2008 5.1%

4 Bian 7 6 Calcul 2880 3000 1000 0 1000 1500 300 400 9500 5700 8900 0 2100 2000 120 8880 1530 in

Peng ated at 00 0 2010

shan the

end of

2008

5 Gaota Xipu Zhao 5 5 800 1520 1850 1020 700 2000 300 70 250 4564 4060 4950 0 180 4000 668 6530 1305

ng village Chuan 4 0

waste tao

6 Water Zhang 5 5 900 1630 2080 300 350 400 100 80 220 2764 4240 4050 0 200 6000 406 6500 1275

Treat Jin 4 0

ment xiang

7 Plant Zhao 2 2 700 1080 1230 0 0 0 200 20 300 1884 2070 3100 0 100 4000 278 3270 8630

(Phase Chuan 4

II) shen

8 Binzh Lixiaohai Li 3 3 10000 1670 0 2000 1000 300 1200 900 500 6100 2800 9100 0 2000 13000 193 8370 2290

ou Village Dong 00 0

No. 2 ling

9 waste 3 5 14000 1670 0 0 500 200 1000 900 1000 5700 3530 9800 0 1500 7000 207 6430 1800

Water 00 0 Li Yan Treat zhen ment

Plant

Comparative table of the baseline and follow-up survey of a typical household economic situation

No Location Total income (yuan) Total expenditure（yuan） Name Baselin Follow-up Follow-up Difference Difference Baselin Follow-up Follow-up Difference Difference Remarks survey survery in survery in 2008:2006 2010:2006 survey survery in survery in 2008:2006 2010:2006 in 2006 2008 2010 in 2006 2008 2010 1 Shanhe Wang Kede 8000 30400 41500 +22400 +33500 12500 8060 10900 -4440 -1600 Resons for the increase or 2 Wang 50000 68700 +32800 +51500 7550 13600 -2050 +4000 17200 9600 decrease of Shizhen income：、 3 Wangshizhu 10600 37500 58200 +26900 +47600 7500 6900 14200 -600 +4600 1 The APs have spare 4 Bian 39500 41000 +22000 +23500 8880 15300 -3120 +3300 time to work in 17500 12000 Pengshan other industry 2Members of 5 Gaotang Zhao 35000 45000 +20200 +30200 6684 6530 13050 -154 +6366 the affected 14800 families Chuantao changed 6 Zhang 39700 47500 +31250 +39050 4064 6500 12750 +2436 +8686 8450 Jinxiang 7 Zhao 12450 13000 +6210 +6760 2784 3270 8630 +486 +5846 6240 Chuanshen 8 Binzhou Li Dongling 19700 19800 37000 +100 +17300 9300 8370 22900 -930 +13600 9 Li Yanzhen 31000 38300 51000 +7300 +20000 6700 6430 18000 -270 +11300 10 Li Pinggui 10700 13600 51500 +2900 +40800 8900 7770 22000 -1130 +13100 Total 144190 316250 454400 172060 310210 80032 70260 151330 -9772 69198 Increasing rate +119% +215% -12.2% +86..5% Remarks 1、CPI increase by 5.9% in 2008 2、CPI increase by 5.1% in 2010

Compared with 2006, the income increased by 119% and 215% in 2008 and 2010. The expenditure decreased by 12.2% in 2008 and increased by 85.5% in 2010. CPI increase by 5.9% and 5.1%in 2008 and in 2010. A typical household Wang Kezhen of the land survey in 2007, the basement before the 7.2 acres of land, of which the individual contracting of collective land 1.6 acres, has been in the second half of 2007 to adjust land to recover, so the land prior to the actual 5.6 acres of farmland, this survey to be corrected. The population changed (Birth and death) in some families. The main reason for changing in income and expenditure has been written in the former reports. From the big side, the increase in income is mainly because of the affected villagers have more the time to do business or labor with the arable land reduced. With the increasing in the number of migrant workers, the household monthly incomes rise, thereby household income increase. The villagers dependent on land as the main resource of life, way of life and the concept of survival fundamental changes and no longer rely on farming as the sole source of livelihood. The number of land acquisition is not much and the affected villagers would have little impact. Expenditure is more than CPI. it mainly dues to building newly houses, children, marriage or a patient at home, purchase a new home appliance, furniture and other household items. For example, Shang River Project Tong Daokou village the affected households Bian Pengshan’ were because a patient at home for two consecutive years with two elderly people died. Wang Shizhu’ built newly house, Wang Shizhu’ added a new appliances, Thus resulting in increased expenditure.

At the same time, due to price rises, some families also increased spending. A typical household Wang Kede’ spending decrease due to government fees and education costs were reduced. These parts of the students become migrant workers, which become a factor of household income increase. 5.5.3 Livelihood restoration In the development of "Resettlement Scheme", the subprojects would put the livelihood restoration as a focus program In addition to the relevant "re-adjustment of land", "cash compensation", "Education and skills training", the subprojects referred to "During the project construction period, the affected villagers can go to projects to participate in the work of some non-skilled, at the same time, for the construction team provide food, vegetables and other services, which can increase the income of the affected farmers. "We have also made tracking and monitoring. As follows: 1. Labor resettlement measures of Binzhou sub-project: In the implementation process, the affected villagers were provided a temporary workforce of approximately 90 jobs, mainly engaged in unskilled work. After sewage plant completed, the affected people will be recruited two long-term workers, engaged in waste water treatment plants greening, cleaning and security work. 2. Labor resettlement measures of Gaotang sub-project: To help affected families by the project to create a self-reliant and self-development environment as far as possible to restore or improve the living standards, county project office arranged for the affected people to participate in technical and skills training, specifically including the strengthening of training in agricultural technology, combined with agricultural structural adjustment implementation of the project, invited

experts with experience farming and breeding industry training, organizing the agricultural sector with the relevant professional and technical personnel to the scene to guide the improvement of agricultural technology, greenhouse vegetable cultivation techniques and poultry, livestock breeding technologies. In addition to the promised training in the implementation process, sludge sinotrans will be contracted to the affected villages, thus increasing the income of the affected villages. 3. Labor resettlement measures of Shanghe sub-project: According to the project unit's internal monitoring reports, we know that "Project Unit provided opportunities for villagers to participate in project construction and the villagers got the direct benefits from the project construction. Job opportunities the villagers afforing were goven to affected villagers, so that the affected villagers got the direct benefits of the project construction. Meanwhile, in the construction process, the part of the transportation, food service, etc. also goven to the villagers, so they raise the level of income. " Learned through the investigation, Shang River Project Office respectively in March 29, 2008 and May 9 at Xushang offices have organized with 58 (first 26, second 32) to participate in skills training, training content are transportation, construction and other non-agricultural re-employment basic skills and technical training and intensive vegetable production technology, agricultural processing and technical training. 5.6 Assessment The land requisition and resettlement of ADB loan projct has been finished. The project owners made land requisition, seedling and above-gound attachments compensation according to RAP. The living standards of APs are not decreased due to land requisition. The project

owners keep eyes on living restoration during land requisition. Besides normal compensation, they also hired temporary workers and other ways to increase APs’ income.

6. Monitoring and evaluation on public participation

6.1 Monitoring the situationg of public participation

According to the survey, during the process of the sub-project implementation using of Asian Development Bank loans Shandong Haihe River Basin pollution control, the attention to immigration (the affected people) participation and consultation, on immigration and the affected villagers a wide range of public mobilization. Embodied in the following aspects: The first aspect: the affected villagers 1 / Affected villagers investigated were basic understanding of the contents of the project. 2 / Affected villagers investigated were basic understanding of the project's relevant policies, regulations, compensation standards, resettlement programs. 3 / Affected villagers investigated were basic understanding that when they are doubt and dissatisfaction in the relevant policies, regulations, compensation standards and so, it is necessary through the village to the town and district government departments to concern consult or complaint. The second aspect: the implementation of various subprojects 1 / Convened the forum participated in by the affected villagers, village cadres, vulnerable groups (women) representatives, focus on intrucduct the progress of works and seek and carefully listen to their views and suggestions. 2 / Organized a working group with the village committee in-depth

to the affected villages to talk the policies, regulations, compensation standards, resettlement programs. 3 / During the process of resettlement and land acquisition of all subprojects, the municipal / county leaders (Mayor / vice mayor, Construction Committee Officer in charge of Deputy) were as the leader of resettlement leading group, chaired the resettlement meeting to discuss and consultation issues existing in construction and reply, explain and resolve on the practical problems raised by the village cadres. 4 / Shanghe County sewage treatment project Office prepared and produced contact cards in order to more widely listene to the project resettlement aspects of feedback.

6.2 Assessment on Public Participation

Through visiting to a typical household, we found that all the villagers surveyed have a basic understanding of this project scope, compensation standards and relevant policies and regulations, etc., and were satisfactory with the compensation standard, compensation program and resettlement program. Up to the end of Dec., 2010, there are not appearing affected households/ persons dissatisfy or appeal for compensation standards, compensation package. This shows that sub-projects has done a great deal of fruitful work on public participation, meet the requirements and the basic desire of affected villagers, basically achieved its expected goals, which made migration, resettlement, the approach of compensation implementation, the implementation of scheme carring out normally.

List of Public Participation unit location date person Theme Content and problems Questions and answers We convened With the local Gaotang sewage Farmers, village For a feasibility study, we government and the relevant treatment plant on the leaders, local 2004．5 did the project compared departments to introduce the third floor conference government and on-site survey main technical standards, room officials meaning the affected Gaotang sewage the socio-economic Support the project and assist farmers, county and treatment plant on the adjustmentduring in the investigation, the 2004．8 township third floor conference resettlement plans village farmers support the government room prepared project officials Gaoting The meaning, the advantages County Gaotang sewage County officials, and disadvantages of Sewage treatment plant on the Survey on the preparation 2005．3 the affected different method of Treatme second floor of resettlement plans companies compensation / land nt Plant conference room adjustment were discussed Project Gaotang sewage implementation Generally agreed resettlement treatment plant on the Information Disclosure 2005．5 agencies / plan and compensation second floor and comments departments standards (draft) conference room concerned Gaotang sewage Resettlement planning treatment plant on the and implementation and 2005．7 project officer signing the resettlement plans second floor signing the Resettlement conference room report District Project Bingzho Officer, Dudian The project site is transferred u County officers, Li Xiaohai Specific location and from road east to road wes, Development Project Views of the project site Sewage 2006.7 Village, the adjustment reasons of the reduced the affected Office adjustion Treatme committee and project adjusted populations and benefit of land nt Plant village utilization. representatives of

unit location date person Theme Content and problems Questions and answers Shaotou Hanqian village District Project Officer, Li Xiaohai Calculating according to Village, the national standards, the Development Project committee and Compensation protocol Compensation standard and 2006.10 compensation method t Office village negotiation compensation methods decided by he village representatives of committee Shaotou Hanqian village District Project Officer, Li Xiaohai Village, the Li Xiaohai Village committee and Determine compensation Release time of After signing the agreement, 2006.11 Committee village method compensation payed in December 2006 representatives of Shaotou Hanqian village District Project Officer, Li Xiaohai Accordance with the relevant Village, the provisions of the development Li Xiaohai Village committee and Clean-up manner and timing zone, the compensation is in 2006.12 Clean ground fixtures Committee village of the ground attachments place, there are village representatives of organizations to clean up Shaotou Hanqian during the period 7. village District Project During construction of sewage Officer, Li Xiaohai During the construction of treatment plant, construction Village, the impact on environment sewage treatment plant, and projects related strictly abide Li Xiaohai Village 2007.3 committee and after sewage treatment whether or had impact of the state regulations, Committee village plant under construction noise and wastewater develop plans and take representatives of emissions measures to strictly control the Shaotou Hanqian noise, dust and other domestic

unit location date person Theme Content and problems Questions and answers village wastewater When Program choicing, Village cadres, Comparison program for Describes the main technical Tong Daokou village 2004.5 trying to occupy fewer villagers, a total 20 a feasibility study standards, meaning cultivated land and farmland discussing the meaning, In the information manual, Village cadres, Shanghe Zhang Laozhuang Survey on Readiness of advantages and disadvantages prepared a summary report on 2005.3 villagers, a total County village resettlement plans of the different compensation resettlement, social issues to 150 Sewage and land adjust ways widely distribute Treatme held discussions with Township, nt Plant Zhang Laozhuang Amendment township, village 2007.1 12village village "Resettlement Plan" representatives about the representatives situation of affected staff we must pay close attention Tong Daokou village 2007.5 10 villagers Discussion Tendering to start the construction After completed Zouping County Domestic Waste The basic situation of Treatment Plant, the farm Urban Management 2003.8. project and the next steps After land acquisition, the 732 farm workers permanent staff is 25 people Board Meeting Room 16 related personnel works on farm how to place? and trained to enter the dump, placement briefings the other five farmer will lease their land exchange. After completed Zouping Zouping County Domestic Waste Sewage Treatment Plant, this plant can Treatme Asian Development consume garbage 400 tons and nt Plant Bank officials, The first public After the Project completion, 2004.12 guarantee Zouping County Daixi Villa county leaders, participation in forum on the county town living .15 15-year, while the project representatives of environmental impact conditions how to improve? adopts the most advanced the masses sanitary landfill technology, so that minimize the pollution risk. 2005.4. Asian Development The second public Project construction had any Zouping County Domestic Daixi Villa 20 Bank officials, participation in forum on effect onthe surroundind Waste Treatment Plant carried

unit location date person Theme Content and problems Questions and answers county leaders, environmental impact residents? out in strict according with representatives of state regulations and avoid all the masses kinds of impact to the surrounding residents. In waste disposal plant the employees were strictly 732 staff Working in the garbage according with the provisions The basic situation of Project site 2006.8 representatives and disposal plant, if there are any of labor induction and all project villagers harmful pollution? kinds of protective measures was in place according with regulations. City functional Relocation and Strongly supports the Municipal Meeting departments and resettlement construction of new landfills, Ensure compensation in place 2004.5 Room representatives of compensation and land the request for compensation and timely Guan Xin village acquisition in place in time. Unanimously supported the Municipal functions construction of garbage Carried out a 2004.7. departments and the dumps, in line with the As soon as possible to Shicheng district questionnaire on the 16 brick factory principle of what one is improve sanitation standards residents workers willing to pay for municipal Linqing solid waste fees Sewage Municipal functions Agreed compensation Treatme 2004.11 departments and the Announcement No comment immediately Project site standard to get funding as nt Plant .10 brick factory compensation standard implementation soon as possible workers City functional departments and Gaotang Quanlin 2004.12 Ideas and suggestions on project Strong support, no comments Hotel .16 theproject in-sitesrepresentativ es City functional 2005.4. Public participation in the Zouping daixi Hotel departments and Strong support, no comments 20 forum project

unit location date person Theme Content and problems Questions and answers in-sitesrepresentativ es City functional departments and Set up an office telephone, The establishment of City municipal government 2005.1 project the complainant Tel: Project Office in-sitesrepresentativ 06,352,511,626 es

The villagers had mainly in Project Office made clear project officers, the surrounding villages after attitude, after the project project affected the completion of the project completed, it will operate in Linyi persons and the Learn more about the some concerns about strict accordance with waste 2007.10 Sewage Linyi project office surrounding public attitude towards environmental issues, feared disposal process to meticulous .18 Treatme masses, a total of the project that contamination will affect disinfection, kill flies, dust, nt Plant 17 the normal life and and other work to ensure less production. interfere around people.

unit location date person Theme Content and problems Questions and answers 1, The construction started as soon as possible and put into operation to benefit local people. Before the pipe network 2, we must carefully select leaders of Linqing construction, notice the the sewage pipe network Municipal People's detailed implementation plan, construction units and Government, Linyi including project overview, supervision units, and City Development construction plans, strengthen on-site Planning Bureau, construction units, supervision management. The project Linqing Municipal Understand the affected units. Reducing the impact on Linqing must take seriously measures Environmental villagers’ ideas and affected shops by engineering Sewage to abate various pollutions. Linqing 2006.8 Protection Bureau, requirements, collection and environmental protection Treatme 3, we must carefully select Linqing Municipal advice and measures, complaints and nt Plant the pipe material, thoroughly Authority, the recommendations. suggestions were bulit. During to prevent counterfeiting design units and 40 construction, the construction 4, before construction, the representatives is strictly according with the project informed the shops from various construction program and in advance participants, a total strengthen on-site 5, it is recommended of 65. managementand minimize the sub-construction, try to impact on shop. shorten the construction time. 6, After completed pipe laying, the road must be recoveried as soon as possible

7. Monitoring and evaluation on IOM operation and efficiency

According to the survey, in accordance with ADB's relevant requirements and "Resettlement Action Plan" arrangement, under the guidance and supervision of PMO in Shandong Province, all of seven subprojects set up the resettlement agency, which was component by the relevant government departments , Planning Bureau, Construction Bureau, Land Bureau, Finance Bureau, the Home and Social Security Bureau, the project office, the project is located office / township government and the administrative villages affected by the project. Land requisition was implied by the Land and Resources Branch of the specific and the implementation and resettlement team monitored. Seeing from the resettlement agencies, we knew that the setting is reasonable and responsibilities are clear. Seeing from the staffing of placement agency, we knew that the personnel’s engaged in the work culture was high-quality, in addition to the village committee members, most of the staff have a college degree or above and have some work experience, who can be able to meet the the actual job requirements. Since the resettlement organizations to be set up, everything is running normally, higher efficiency, in the land acquisition, compensation, resettlement, personnel training, public participation, financial management, etc. played an important role.

8. Conclusions and Recommendations

8.1 Conclusions

(1) Each project is clearly responsibilities, operate better-performing, can seriously fulfill their respective responsibilities and tasks. (2) Permanent land requisition imply the relevant policies of"Resettlement Action Plan", the procedures of land requisition compensation were legal, norms, methods correctly; embodiment of justice, fairness and openness; compensation funds in place was in time, to meet the capital requirements of land acquisition and resettlement. (3) As of January 2010, the permanent land requisition of all sub-projects has been fully completed, compensation has been paid; affected villagers in general satisfied, psychological relatively stable, family life has not been affected by land acquisition. Subproject units have submitted"Resettlement Completion Report." to the Asian Development Bank in September 2009. (4) The completion of sub-project temporary covers an area compensation and rehabilitation was although not the same, but through on-site survey, the temporary use of land pipeline network in sub-projects was compensaed and recoveried in accordance with the relevant design in "Resettlement Plan". (5) Affected villagers knew the channel of appeal when their rights have been violated, a channel for complaints and appeals were smooth, and project units set up a complaints hotline and released the numbers, designated personnel to answer the call of the relevant. (6) The end of this reporting period, all sub-projects have not occurred complaints because of land acquisition relocation and compensation.

8.2 Assessment

During implementation, the resettlement organ actively carried out public participation, consulting compensation standard, coordinating works and monitoring the payment of compensation fees. All the sub-project units finished their resettlement work, which apply with the requirements of ADB.