Social Monitoring Report Project Number: 36505 January 2011 PRC: Shandong Hai River Basin Pollution Control Project Prepared by Shandong Construction Development Research Institute Shandong Province, PRC For Shandong Provincial Project Management Office This report has been submitted to ADB by the Shandong Provincial Government Project Management Office and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB. ADB Loan Shandong Haihe River Basin Pollution Control Project Completion Report of Resettlement (Report No. 5) January, 2011 Shandong Construction Development Research Institute ------------------------------------------------------------------------------------------------------------------------------------------ Shandong Institute of Construction and Development Address：No.17 Sanlizhuang Jingliu road Jinan Shandong Province China TEL：0086-531-83180940 Fax：0086-531-83180915 E-mail：[email protected] CONTENTS FOREWORD .................................................................................................................................................. 1 1. MONITORING AND ASSESSMENT OVERVIEW ...................................................................... 3 1.1 PURPOSE OF MONITORING AND ASSESSMENT ............................................................................... 3 1.2 CONTENTS AND METHODS OF MONITORING AND ASSESSMENT .................................................... 3 1.3 BASIC CONTENTS AND IMPORTANT CONTENTS OF MONITORING AND ASSESSMENT ...................... 4 1.3.1 Basic contents .......................................................................................................................... 4 1.3.2 Important contents................................................................................................................... 7 1.4 ORGANIZATION AND IMPLEMENTATION OF MONITOR AND ASSESSMENT ...................................... 8 2. IMPLEMENTATION PROGRESS OF RESETTLEMENT MONITOR AND ASSESSMENT . 9 2.1 PROJECT PROGRESS AND PERMANENT LAND REQUISITION ........................................................... 9 2.1.1 Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project................................ 9 2.1.2 Shanghe Wastewater Treatment Plant Project ....................................................................... 10 2.1.3 Gaotang Wastewater Treatment Plant Phase 2 and Reclaimed Water Utilization Project .... 11 2.1.4 Linqing Municipal Wastes Treatment Plant Project .............................................................. 12 2.1.5 Linyi County Waste Treatment Plant Project ......................................................................... 13 2.1.6 Zouping County Waste Treatment Plant Project .................................................................... 14 2.1.7 Linqing City Sewage Treatment Project ................................................................................ 14 2.2 TEMPORARY LAND USE .............................................................................................................. 15 2.2.1 Projects under construction and completed .......................................................................... 16 2.2.2 Projects with no temporary land use ..................................................................................... 16 2.3 LAND REQUISITION COMPENSATION RATES ................................................................................ 16 3. MONITOR AND ASSESSMENT OF LAND REQUISITION AND COMPENSATION PROGRESS .......................................................................................................................................... 19 4. MONITORING AND EVALUATION OF THE IMPLEMENTATION AND USE OF FUNDS 25 4.1MONITORING OF THE IMPLEMENTATION AND APPLICATION OF FUNDS ........................................ 25 4.1.1 Monitor implement and use of funds of Binzhou City the second sewage treatment plant and water reuse project ......................................................................................................................... 25 4.1.2 Monitor implement and use of funds of Gaotang Sewage Treatment Plant Phase II and water reuse project ................................................................................................................................... 25 4.1.3 Monitor implement and use of funds of Shanghe Sewage Treatment Plant Project .............. 26 4.1.4 Monitor implement and use of funds of Linqing City garbage disposal plant project .......... 26 4.1.5 Monitor implement and use of funds of Linyi County Waste Treatment Plant Project .......... 27 4.1.6 Monitor implement and use of funds of Zouping County Waste Treatment Plant Project ..... 27 4.1.7 Monitor implement and use of funds of Linqing City Sewage Treatment Project .................. 27 4.2 ASSESSMENT IMPLEMENT AND USE OF FUNDS ............................................................................ 28 5. MONITORING AND EVALUATION PRODUCTION AND LIVING CONDITIONS OF TYPICAL VILLAGES ......................................................................................................................... 29 5.1 MONITORING PRODUCTION AND RESETTLEMENT OF AFFECTED VILLAGERS .............................. 29 5.2 THE SITUATION OF VULNERABLE GROUPS IN AFFECTED VILLAGERS .......................................... 29 5.3 COMPENSATION PAYMENTS ........................................................................................................ 29 5.4 ASSESSMENT OF THE AFFECTED VILLAGERS’ LIVING STANDARDS .............................................. 29 5.5 MONITOR STATISTICS OF THE TYPICAL OF AFFECTED HOUSEHOLDS ........................................... 30 5.5.1 The basic situation of the typical immigrant household ........................................................ 30 5.5.2 Assessment of the level of affected villagers’ income and expenditure .................................. 31 5.5.3 Livelihood restoration ........................................................................................................... 38 6. MONITORING AND EVALUATION ON PUBLIC PARTICIPATION ..................................... 41 6.1 MONITORING THE SITUATIONG OF PUBLIC PARTICIPATION ......................................................... 41 6.2 ASSESSMENT ON PUBLIC PARTICIPATION ................................................................................... 42 7. MONITORING AND EVALUATION ON IOM OPERATION AND EFFICIENCY ................ 49 8. CONCLUSIONS AND RECOMMENDATIONS .......................................................................... 50 8.1 CONCLUSIONS ............................................................................................................................ 50 8.2 ASSESSMENT .............................................................................................................................. 51 Foreword In comparing the "Resettlement Action Plan", the land acquisition relocation and resettlement of each sub-projects of Asian Development Bank loaned for Shandong Haihe River Basin pollution control projects has been completed. The "resettlement completion report" of each sub-project has been submitted to ADB in September 2009. According to ADB's medium-term inspection team of the project (2009.05.18-27) "Memorandum" requirements, two years external monitoring still be needed after the projects completed.Shandong Institute of Construction Development as the independent external monitoring and evaluation agency hired by each sub-project, will continue tracking and monitoring affected people by the project and typical household. And worked out the "Resettlement External Monitor and assessment Report on ADB Loan Project: Shandong Haihe Basin Pollution Control Project" for Asian Development Bank, Shandong Project Office and relevant project units. From Octorber 15th to December 15th, 2010, based on resettlement baseline census and Report No. 1-4, the Resettlement External Monitor Group of Shandong Institute of Construction Development (hereinafter referred to as Monitor Group) carried out project resettlement monitor for the above mentioned 7 sub-projects respectively, and, as requested by the th ADB policy guidance and memorandum of supervision group(Oct., 25 1 to 29th), prepared the Completion and Assessment Report of Haihe Basin Pollution Project Financed by ADB loan. Thanks for the support of all the sub-project units. Shandong Institute of Construction and Development Resettlement External Monitoring and Assessment Group January, 2011 2 1. Monitoring and assessment Overview According to ADB policies, all resettlement of ADB loan projects should be regularly monitored by the resettlement external monitoring and assessment group during project implementation. And two years tracking and monitoring after the Resettlement Completion Report will be needed. The Shandong Institute of Construction Development Resettlement External Monitoring and Assessment Group constituted the implementation plan including monitoring and assessment purpose, method and contents, and implemented them in actual operation. 1.1 Purpose of monitoring and assessment External monitoring and assessment are activities implemented by a third- party independent from project owners and immigration implementation agency. It is to provide objective and fair evaluation of the resettlement by carrying out field tracking investigation, periodic monitoring, and collecting related data and information,