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Taiwan Liposome Company, Ltd. Form SC 13D Filed 2021-07-15

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Taiwan Liposome Company, Ltd. Form SC 13D Filed 2021-07-15 SECURITIES AND EXCHANGE COMMISSION FORM SC 13D Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Filing Date: 2021-07-15 SEC Accession No. 0001564590-21-036733 (HTML Version on secdatabase.com) SUBJECT COMPANY Taiwan Liposome Company, Ltd. Mailing Address Business Address 2F, 3 YUANQU STREET 2F, 3 YUANQU STREET CIK:1722890| IRS No.: 000000000 | State of Incorp.:F5 | Fiscal Year End: 1231 NANGANG DISTRICT NANGANG DISTRICT Type: SC 13D | Act: 34 | File No.: 005-90905 | Film No.: 211092731 TAIPEI CITY F5 11503 TAIPEI CITY F5 11503 SIC: 2834 Pharmaceutical preparations 886 2 2655 7377 FILED BY Lin Chang-Hai Mailing Address 2F. NO. 3 CIK:1813691 YUANQU ST., NANGANG Type: SC 13D DIST. TAIPEI F5 105 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Taiwan Liposome Company, Ltd. (Name of Issuer) Common Shares, par value NT$10 per share American Depository Shares each representing Two Common Shares (Title of Class of Securities) 874038102** (CUSIP Number) Baker McKenzie LLP Attn: Roger Bivans 1900 North Pearl Suite 1500 Dallas, TX 75201 (214) 978-3000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 5, 2021 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☒ Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ** This CUSIP number applies to the Issuer’s American Depository Shares. Each American Depository Share represents two Common Shares. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE 13D CUSIP No.874038102 (1) Names of reporting persons Chang-Hai Lin (2) Check the appropriate box if a member of a group (see instructions) (a) ☒ (b) ☐ (3) SEC use only (4) Source of funds (see instructions) OO (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) (6) Citizenship or place of organization Republic of China (Taiwan) (7) Sole voting power Number of 5,302,946 Common Shares shares (8) Shared voting power beneficially owned by 23,893,657 Common Shares each (9) Sole dispositive power reporting person 5,302,946 Common Shares with: (10) Shared dispositive power 23,893,657 Common Shares (11) Aggregate amount beneficially owned by each reporting person 23,893,657 Common Shares (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ☐ (13) Percent of class represented by amount in Row (11) 28.39% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020. (14) Type of reporting person (see instructions) IN Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE 13D CUSIP No.874038102 (1) Names of reporting persons Yuhua Lin (2) Check the appropriate box if a member of a group (see instructions) (a) ☒ (b) ☐ (3) SEC use only (4) Source of funds (see instructions) PF (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) (6) Citizenship or place of organization Republic of China (Taiwan) (7) Sole voting power Number of 3,408,200 Common Shares shares (8) Shared voting power beneficially owned by 23,893,657 Common Shares each (9) Sole dispositive power reporting person 3,408,200 Common Shares with: (10) Shared dispositive power 23,893,657 Common Shares (11) Aggregate amount beneficially owned by each reporting person 23,893,657 Common Shares (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ☐ (13) Percent of class represented by amount in Row (11) 28.39% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020. (14) Type of reporting person (see instructions) IN Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE 13D CUSIP No.874038102 (1) Names of reporting persons Taiping Wu (2) Check the appropriate box if a member of a group (see instructions) (a) ☒ (b) ☐ (3) SEC use only (4) Source of funds (see instructions) PF (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) (6) Citizenship or place of organization Republic of China (Taiwan) (7) Sole voting power Number of 2,247,820 Common Shares shares (8) Shared voting power beneficially owned by 23,893,657 Common Shares each (9) Sole dispositive power reporting person 2,247,820 Common Shares with: (10) Shared dispositive power 23,893,657 Common Shares (11) Aggregate amount beneficially owned by each reporting person 23,893,657 Common Shares (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ☐ (13) Percent of class represented by amount in Row (11) 28.39% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020. (14) Type of reporting person (see instructions) IN Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE 13D CUSIP No.874038102 (1) Names of reporting persons Yanhui Lin (2) Check the appropriate box if a member of a group (see instructions) (a) ☒ (b) ☐ (3) SEC use only (4) Source of funds (see instructions) PF (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) (6) Citizenship or place of organization Republic of China (Taiwan) (7) Sole voting power Number of 884,130 Common Shares shares (8) Shared voting power beneficially owned by 23,893,657 Common Shares each (9) Sole dispositive power reporting person 884,130 Common Shares with: (10) Shared dispositive power 23,893,657 Common Shares (11) Aggregate amount beneficially owned by each reporting person 23,893,657 Common Shares (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ☐ (13) Percent of class represented by amount in Row (11) 28.39% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020. (14) Type of reporting person (see instructions) IN Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SCHEDULE 13D CUSIP No.874038102 (1) Names of reporting persons Chinnu Lin (2) Check the appropriate box if a member of a group (see instructions) (a) ☒ (b) ☐ (3) SEC use only (4) Source of funds (see instructions) PF (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) (6) Citizenship or place of organization Republic of China (Taiwan) (7) Sole voting power Number of 1,494,972 Common Shares shares (8) Shared voting power beneficially owned by 23,893,657 Common Shares each (9) Sole dispositive power reporting person 1,494,972 Common Shares with: (10) Shared dispositive power 23,893,657 Common Shares (11) Aggregate amount beneficially owned by each reporting person 23,893,657 Common Shares (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions) ☐ (13) Percent of class represented by amount in Row (11) 28.39% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as of December 31, 2020, based on information provided by the Issuer. Beneficial ownership information is presented as of December 31, 2020. (14) Type of reporting person (see instructions) IN Copyright © 2021 www.secdatabase.com.
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