What Were They Thinking? Samuel A. Stouffer and the American Soldier
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WHAT WERE THEY THINKING? SAMUEL A. STOUFFER AND THE AMERICAN SOLDIER BY C2010 Joseph W. Ryan Submitted to the graduate degree program in History and the Graduate Faculty of the University of Kansas in partial fulfillment of the requirements for the degree of Doctor of Philosophy. ______________________ Chairperson Dr. Theodore A. Wilson Committee members ______________________ Dr. Victor Bailey ______________________ Dr. Jeffrey P. Moran ______________________ Dr. Janet Sharistanian ______________________ Dr. Roger J. Spiller Date defended: November 18, 2009 The Dissertation Committee for Joseph W. Ryan certifies that this is the approved version of the following dissertation: WHAT WERE THEY THINKING? SAMUEL A. STOUFFER AND THE AMERICAN SOLDIER Committee: ______________________ Chairperson Dr. Theodore A. Wilson ______________________ Dr. Victor Bailey ______________________ Dr. Jeffrey P. Moran ______________________ Dr. Janet Sharistanian ______________________ Dr. Roger J. Spiller Date approved: November 18, 2009 ii Abstract This study considers the life and career of Professor Samuel A. Stouffer (1900-1960) as it relates to the landmark sociological work Studies in Social Psychology in World War II, Volumes I and II, more commonly known as The American Soldier. During the Second World War, Dr. Stouffer served as an expert consultant to the Secretary of War in his capacity as chief social science analyst of the US Army‟s Research Branch, Information and Education Division. Stouffer and his colleagues surveyed approximately half a million soldiers to determine their attitudes, and the information Stouffer provided on attitudes had a profound effect on policy; influencing the content of the military newspaper Stars and Stripes, the awards system, demobilization plans, and scores of other aspects of personnel management, from race to the content of propaganda films. Although Stouffer‟s immediate task was one of social engineering, his study represented the largest sociological survey conducted up to that time, and business, science, government, and a host of other institutions and agencies were quick to recognize the value of both the information he presented and his survey research techniques. In addition to exploring the impulses which gave rise to The American Soldier, how was it perceived, planned, and executed, and how it affected institutions and disciplines, this study also tracks the trajectory of Stouffer‟s life and work and his effect on sociology, government policy, business, and the identity of American soldiers. Stouffer represents the rise of the expert and the growing importance of research over intuition as a basis of knowledge in both the American military and the United States as a whole in the twentieth century. He also represents what the United States was willing to bring to bear, in addition to traditional means, to ensure victory in World War II. iii TABLE OF CONTENTS Acceptance ii Abstract iii Table of Contents iv Acknowledgements v Samuel A. Stouffer Biographical Sketch vii Chapter 1 Introduction: Samuel A. Stouffer 1 Chapter 2 The American Soldier: Structure and Findings 27 Chapter 3 Impulses: World War I and the Interwar Years 71 Chapter 4 Stouffer in the Interwar Years 95 Chapter 5 Stouffer and Research Branch during World War II - Beginnings 117 Chapter 6 Stouffer and Research Branch during World War II - Refinement 150 Chapter 7 Postbellum: Legacy and Relevance of Research Branch and 188 The American Soldier Chapter 8 Reviews and Criticism of The American Soldier 233 Chapter 9 Epilogue 252 Appendix Et. Al: The Co-Authors of The American Soldier 262 Selected Bibliography 282 iv Acknowledgements As one reaches the end of an undertaking such as a dissertation, the vertical pronoun begins to slink unbidden into one‟s thoughts. The author becomes increasingly aware of the thousands of hours he has spent wandering in the wilderness, and a rather sickening element of self-pity sidles up to accompany pride in his brain. He forgets that he has been accompanied throughout his wanderings by scholars both living and dead, long-suffering administrators, patient archivists and librarians, bemused friends, curious students, harried professors, and a host of others who have cajoled, wheedled, directed, guided, listened, provided, suggested, encouraged, and inspired his work. Mesmerized by the sight of his name on the cover of his magnum opus, he is often too quick to pat himself on the back while forgetting those who have challenged and helped him. Before I too am tempted drink from the waters of the Lethe, there are dozens needing thanking. Primacy of place belongs to Professor Roger J. Spiller. When I taught in high school, one of my students defined a mentor as “the one who watches your brain.” That is precisely what Roger has done, lo these long years, with an elegance and skill that defines the words gentleman and scholar. Professor Theodore A. Wilson also had enough faith in me to take me on as a graduate student at the University of Kansas and give me the opportunity to complete this work, and I am in his debt for the many hours he has spent guiding me through the maze of academia. In that maze I met Professors Karl Boyd Brooks, Jonathan Earle, Steven A. Epstein, Sheyda Jahanbani, Paul Kelton, Bill Tuttle, Leslie Tuttle, Jennifer Weber, and others, all of whom deserve my thanks for their wisdom and guidance. I also had the unflagging support of the administrative team in the history department, chief among whom are Ellen Garber and Sandee Kennedy, without whom nothing gets done, and who had more faith in me than I did in myself. While Professors Spiller and Wilson sat on my committee, so too did Professors Victor Bailey, Jeffrey P. Moran, and Janet Sharistanian. I had the privilege of taking several classes with Professor Bailey, who tirelessly and patiently demanded academic rigor, thoughtful analysis, and through his own writings and teachings demonstrated clearly and elegantly what a historian does, and how to do it exceedingly well. Professor Moran, through his sense of humor and gentle guidance helped me to put my work in context and opened up the world of the intellectual historian, and Professor Sharistanian provided additional insight and encouragement. I was also fortunate to have the advice and support of several eminent sociologists - Andrew Abbott, James A. Davis, Otis Dudley Duncan, Tom Pettigrew, Lester J. Perlman, Jennifer Platt, Howard Schuman, Ethel Shanas, Jackson Toby, and Robin M. Williams, Jr. - many of whom are of Samuel Stouffer‟s generation and worked with him. Their help was invaluable. I am also indebted to all the scholars I have read but not met, and a special thank you to Jean M. Converse for her masterful work Survey Research in the United States: Roots and Emergence, 1890-1960. Also critical to this study were Jackson Toby‟s “Samuel A. Stouffer: Research as a Calling,” in Robert K. Merton and Matilda White Riley‟s Sociological Traditions from Generation to Generation: Glimpses of the American Experience, and Herbert Hyman‟s Taking Society‟s Measure: A Personal History of Survey Research. A very special boon was the willingness of Samuel Stouffer‟s daughters - Ann Stouffer Bisconti Dyke, and Jane Williams - to be interviewed for this project. Their insights into their father‟s life and work could have come from nowhere else. Also deserving of my thanks are my graduate student colleagues, all of whom helped make an already great place to work better. Of course I am also indebted to the outstanding v archivists at Harvard (Timothy Driscoll & co.), Princeton (Daniel J. Linke & co.), and the National Archives (Rich Boylan & co.), and to Sara E. Morris and the ever-helpful reference librarians here at the University of Kansas, as well as to the muses, Professors Sam Lewis and Mike Pearlman. And to my other friends - thanks for your patience and understanding during my sojourn in the Ivory Tower. “If the heavens were all parchment, and the trees of the forest all pens, and every human being were a scribe, it would still be impossible for me to record all that I have learned from my teachers.” - Yohanan Ben Zakkai vi Samuel Andrew Stouffer (1900-1960) Photo Courtesy of the American Sociological Association Sociologist Samuel A. Stouffer was born on June 6, 1900 in Sac City, Iowa. The son of Samuel Marcellus Stouffer, a Sac City newspaper owner and editor, Stouffer took his B.A in Latin at Morningside College (1921), followed by an M.A. in English at Harvard (1923). He returned to Sac City from Cambridge to manage and edit his father‟s newspaper until 1926, when he entered the University of Chicago to study sociology. Completing his PhD in 1930, he spent the following year as an instructor of statistics at Chicago and at the University of Wisconsin, and then departed for a postdoctoral year at the University of London for additional study of statistics. Upon his return to the United States in 1932, Stouffer served as a professor of social statistics at the University of Wisconsin. In 1935 he accepted a sociology professorship at the University of Chicago, where he remained until 1946. During the Second World War, Stouffer served as the senior sociologist of the U.S Army‟s Research Branch, Information and Education Division, whose job it was to survey soldiers and recommend personnel policies based on their findings. In 1946, Stouffer became the founding director of the Laboratory of Social Relations at Harvard, where he remained until his death on August 24, 1960. During these years he produced two of the most influential works in American sociology - The American Soldier (1949), a two volume summary of the survey work of the Research Branch during the war, and Communism, Conformity, and Civil Liberties (1955), a study of American attitudes towards communism in the McCarthy era. Stouffer also served as the 42nd president of the American Sociological Association (1953).