China and Albert Einstein
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China and Albert Einstein China and Albert Einstein the reception of the physicist and his theory in china 1917–1979 Danian Hu harvard university press Cambridge, Massachusetts London, England 2005 Copyright © 2005 by the President and Fellows of Harvard College All rights reserved Printed in the United States of America Library of Congress Cataloging-in-Publication Data Hu, Danian, 1962– China and Albert Einstein : the reception of the physicist and his theory in China 1917–1979 / Danian Hu. p. cm. Includes bibliographical references and index. ISBN 0-674-01538-X (alk. paper) 1. Einstein, Albert, 1879–1955—Influence. 2. Einstein, Albert, 1879–1955—Travel—China. 3. Relativity (Physics) 4. China—History— May Fourth Movement, 1919. I. Title. QC16.E5H79 2005 530.11'0951—dc22 2004059690 To my mother and father and my wife Contents Acknowledgments ix Abbreviations xiii Prologue 1 1 Western Physics Comes to China 5 2 China Embraces the Theory of Relativity 47 3 Six Pioneers of Relativity 86 4 From Eminent Physicist to the “Poor Philosopher” 130 5 Einstein: A Hero Reborn from the Criticism 152 Epilogue 182 Notes 191 Index 247 Acknowledgments My interest in Albert Einstein began in 1979 when I was a student at Qinghua High School in Beijing. With the centennial anniversary of Einstein’s birth in that year, many commemorative publications ap- peared in China. One book, A Collection of Translated Papers in Com- memoration of Einstein, in particular deeply impressed me and kindled in me a passion to understand Einstein’s life and works. One of the two editors of the book was Professor Xu Liangying, with whom I had the good fortune of studying while a graduate student. I am deeply grateful to Professors Xu and Dong Guangbi at the Chinese Academy of Sci- ences for introducing me to the historical studies of modern physics and for their continuous direction since 1987. Carroll Pursell and Alan Rocke offered me an opportunity to study with them in 1989 at Case Western Reserve University, where I also learned much from Kenneth Ledford, Miriam Levin, and Katherine Lynch. It was under Alan’s direction that I began to explore Einstein and his relativity in China, a subject that was originally suggested to me by Professor Horst Melcher in Potsdam, Germany. I offer my deep gratitude to Alan for his inspiring advice and generous support, and to Professor Melcher for his stimulating suggestion. For many years it had been my dream to study with famous Einstein scholars in the United States. That dream came true when I became a graduate student of Professor Martin J. Klein, the senior editor of The x Acknowledgments Collected Papers of Albert Einstein and an internationally renowned histo- rian of science at Yale University. Martin’s comments and advice were very helpful at every stage of this book’s research and writing, for which I owe Martin the deepest gratitude. This work has demonstrated how much I have learned from two of the best Sinologists, Beatrice S. Bartlett and Jonathan D. Spence. I was originally trained as an engineer, and my knowledge of Chinese history had been superficial and scanty. It is from them that I have learned more about and understood more deeply my own motherland. At Yale, I benefited from numerous scholars’ generous advice and support. In particular, I wish to thank Frederic L. Holmes, Daniel Kevles, John L. Heilbron, William Summers, Henry Turner, John Warner, Alan Chodos, Jack Sandweiss, Charles Sommerfield, Helen Siu, and Maria Trumpler. It is indispensable to have the assistance from the following university staff: Pat Johnson, Gina Canali, Pat DeMeola, Joanna Gorman, Ramona Moore, Susan Smith-Kemp, and the staff at Yale’s libraries (especially Clara Chen, Calvin Hsu, and Mary Holder). I thank Professor Erwin Hiebert of Harvard University, Dr. Daniel J. Kennefick of Einstein Papers, and two anonymous referees for their comments on an early manuscript. I am deeply grateful to Brett Berliner, Liu Xiwen, Yang Jian, Zhang Baichun, Randy Kidd, Chen Shunle, Qu Jing-cheng, Zhu Yuelin, Hu Mingjie, Duan Zhiyong, Wang Qirong, and Dai Wusan for their in- valuable assistance. Wei Yiling, daughter of the mathematician Wei Siluan, granted me an interview in Chengdu, Sichuan, and provided me many invaluable materials. Professors Yao Zhijian and Bai Suhua, two colleagues of Wei Siluan, also accepted requests for interviews. Dr. Ru-Ling Chou, daughter of the theoretical physicist Peiyuan Chou, kindly answered questions and provided many materials. Professor Tsao Chang told me much of his personal experience during the Cultural Revolution. I also thank the following individuals for their generous assistance: Tu Ting- quan of Tongji University Archives in Shanghai; D. Seemel at the Uni- versity Archives, Humboldt–University of Berlin; Zhang Baosheng at Beijing University Library; Cui Zongfu in Chengdu; Wang Qian and Xu Zhengbang in Wuhan; and Yan Jiazhen, Wang Yuyao, Yin Yong- qing, Wang Bing and Liu Bing in Beijing. Acknowledgments xi I thank the following libraries and archives for making their materials available: in Israel, Albert Einstein Archives in the Hebrew University of Jerusalem; in China, National Beijing Library, Beijing University Libraries, the Library of the Chinese Academy of Sciences in Beijing, Shanghai Municipal Library, Tongji University Library and Archives in Shanghai, Sichuan University Library and Archives in Chengdu; in Germany, the University Archives, Humboldt–University of Berlin; in the United States, the Duplicated Einstein’s Archives in the Special Collections at Boston University, the Library of Congress, Niels Bohr Library at the American Institute of Physics, Yale Univer- sity Libraries and Archives, Harvard-Yenching Library at Harvard University, Cornell University Libraries and Archives, California Insti- tute of Technology Libraries and Archives, and the East-Asian Library at the University of California–Los Angeles. Financial support from the following enabled me to complete this project: John Clarke Slater Fellowship from American Philosophical Society, Enders Fellowship and Research Grant from the Graduate School, Cheng-Lee dissertation research fellowship and grant from the Council for East Asian Studies, Sigerist Funds from the Program of History of Medicine and Science, John Perry Miller Research Fund from the Graduate School, the University Dissertation Fellowship from Yale University, the Pacific Cultural Foundation, and the Center for History of Physics of American Institute of Physics. I am grateful to James F. Watts, Dean of the Division of Humanities and the Arts, and to the History Department and the Asian Studies Program at the City College of New York for reducing my teaching load so that I could finish revising the manuscript. I also acknowledge the warm interest and support of Michael Fisher and his assistant Sara Davis at Harvard University Press. Last, but not least, I thank Tonnya Norwood and Diane Riley for their careful and effective editorial work. I dedicate this book to my parents, Zou Wan and Hu Ding, whose love and support made this accomplishment possible. I thank my elder brother Dayuan for his dedicated support. I thank my parents-in-law, Ren Qiuping and Zou Pei, for their teaching and for their faith in me. I thank my children, Victor and Agnes, for the tremendous joy they gave me during the years working on this project. My wife, Ying Zou, has supported me in pursuing my personal inter- est in the history of science for nearly twenty years. We struggled to- xii Acknowledgments gether in Beijing, Cleveland, Los Angeles, New Haven, Baltimore, and now New York City. With heroic patience and resolution, she not only helped me make steady progress in my study, but also raised two won- derful children. No words can fully express my deep gratitude to her, to whom this book is dedicated as well. Abbreviations AEP Albert Einstein Papers, Special Collections, Mugar Library, Boston University. Photocopy BDRK Beijing daxue rikan (Peking University Daily), Beijing CB Chen bao (Chenbao Daily), Beijing CBFK Chen bao fukan (Chenbao Daily Supplement), Beijing CHOC The Cambridge History of China (Cambridge: Cambridge University Press, 1992) DFZZ Dongfang zazhi (The Eastern Miscellany) DSB Charles C. Gillispie, ed., The Dictionary of Scientific Biography, 15 vols. (New York: Charles Scribner’s Sons, 1970–1980) FDXB-ZKB Fudan xuebao: ziran kexue ban (Journal of Fudan: Natural Science Edition), Shanghai GZ Gaizao (La Rekonstruo), Beijing HSPS Historical Studies in the Physical Sciences HSPBS Historical Studies in the Physical and Biological Sciences KX Kexue (Science), Shanghai MGRB Minguo ribao (Republic of China Daily), Shanghai RMRB Renmin ribao (People’s Daily), Beijing SNZG Shaonian zhongguo (Young China), Shanghai Wuli Wuli (Physics), Beijing XY Xueyi (Science and Arts), Shanghai ZBTX Ziran bianzhengfa tongxun ( Journal of Dialectics of Nature), Beijing ZBYT Ziran bianzhengfa yanjiu tongxun (Bulletin for the Study of Natural Dialectics), Beijing ZBZZ Ziran bianzhengfa zazhi ( Journal of Natural Dialectics), Shanghai ZJXS Zhongguo jindai xuezhi shiliao (Historical Materials of Modern Chinese School System) xiv Abbreviations ZJKJS Dong Guangbi, ed., Zhongguo jinxiandai kexue jishu shi (A History of Modern Chinese Science and Technology) (Changsha, Hunan: Hunan Education Press, 1997) ZKS Zhongguo keji shiliao (China Historical Materials of Science and Tech- nology), Beijing ZKY Ziran kexueshi yanjiu (Studies in the History of Natural Sciences), Beijing ZXKZ Zhongguo xiandai kexuejia zhuanji (Biographies of Modern Chinese Scientists), 6 vols., ed. Zhongguo xiandai kexue jia zhuan ji bianji zu (Biographies of Modern Chinese Scientists Editorial Group) (Beijing: Kexue chubanshe [Science Press], 1991–94) Prologue It was one o’clock in the afternoon on August 18, 2002. Outside the Beijing International Conference Center, hundreds of fans were wait- ing in a line about three hundred meters long, so long that it snaked around the building. What were they waiting for? A popular concert? An exciting sports game? Neither. They were there two hours early to grab better seats for a scientific speech on the “M Theory,” a new space-time theory about the universe.