The Date and Cause of the First Schism
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Buddhist Studies Review 25(2) 2008, 210–31 ISSN (print): 0256–2897 doi: 10.1558/bsrv.v25i2.210 ISSN (online): 1747–9681 The Date and Cause of the First Schism Bhikkhu Sujato Santi Forest Monastery 100 Coalmines Road, (PO Box 132), Bundanoon, NSW 2578 Australia [email protected] ABSTRACT: The texts and inscriptions dating from the early period – roughly the fi rst 500 years after the Buddha’s passing away – do not support the conclusion that fully-fl edged sects existed at that time. Rather, we should think in terms of ‘sectar- ian tendencies’ that emerged as actual sects towards the end of the early period. The available sources that speak of the First Schism are best read as sectarian accounts de- picting the situation in the Buddhism of their own time – roughly 100–500 CE – rather than as historical records of the pre-Aśokan era. All of the Sthavira sources mention the so-called ‘fi ve theses’ of the Mahāsaṅghika (later ascribed to a certain ‘Mahādeva’) as either the cause of the First Schism or as important doctrinal issues. And a review of relevant Vinaya sources demonstrates that the ‘fi ve theses’ were probably accepted within the Mahāsaṅghika, which con- fi rms that this was likely the principal cause of the First Schism.1 INTRODUCTION Early Buddhist history pivots around the date of the First Schism, which forever divided the Buddhist community into separate schools. Virtually all our ancient accounts agree that this schism resulted in the formation of the Mahāsaṅghikas and the Sthaviras, which formed the basis for the subsequent emergence of the ‘18 schools’.2 But here the agreement ends. Both the date and the cause of the First Schism are presented in very diff erent ways in the ancient sources. Hence 1. This paper is essentially a summary of some of the main arguments in my Sects & Sectarianism. This book, together with several additional papers, is available at http://sectsandsectarianism. googlepages.com. 2. I use the Sanskrit form sthavira rather than the Pali theriya to avoid giving the unwarranted impression that this school is identical with the Theravāda of the present day, whose ances- tors I call the Mahāvihāravāsins. The Mahāvihāravāsins are of course just one of many schools descended from the Sthaviras. As has been often pointed out, the number ‘18’ is conventional, and does not represent the exact number of schools. © Equinox Publishing Ltd 2008, Unit 6, The Village, 101 Amies Street, London SW11 2JW SUJATO THE DATE AND CAUSE OF THE FIRST SCHISM 211 one of our tasks is to examine these sources to determine whether the diff erences may be reconciled. If they cannot, we must look to indirect evidence. In this paper, I fi rst consider the four main accounts of the First Schism, which are our direct evidence for its date. Then I briefl y survey the overall fi eld of indi- rect evidence. Finally I consider the likely cause of the schism. While my discus- sion of the date of the schism is largely based on a negative method – criticizing the sources that have been used to fi x the date – the discussion of the cause of the schism is based on a positive method, using sources that I believe have so far remained unnoticed. I think this evidence is suffi ciently compelling to make it unnecessary to discuss the various proposals that have been made in the past for the cause of the schism. For the purposes of this paper, I adopt a broad distinction between the ‘early period’ – roughly the 500 years from the Buddha’s birth until the start of the Common Era – and the ‘middle period’, ending around 500 CE. I try to avoid false precision by expressing dates in the most general way that is compatible with the context. While one aspect of historical inquiry must be to specify dates as closely as possible, such attempts in this fi eld are so tenuous that I prefer not to use them as the basis for further arguments.3 Nevertheless, for the purposes of clarity I accept the ‘median chronology’ for the Buddha: thus the Parinibbāna and the First Council were roughly 413 BCE, the Second Council was around 313 BCE, and Aśoka around 277–246 BCE (Cousins 1996, 109). Acceptance of a diff erent chronology for the Buddha would not aff ect my main arguments. For the most part I will express dates as ‘After Nibbāna’ (AN); thus, for example, 100 AN = 313 BCE. Bechert has established that the emergence of sects (nikāya-bheda) is not syn- onymous with a schism in the narrow legal sense of the word (saṅgha-bheda) (Bechert 1982). I agree with this aspect of his analysis,4 and further believe that there is no evidence that any of the sects emerged due to formal saṅgha-bheda. Throughout my article, therefore, I use ‘schism’ in the general sense of a division of groups of Saṅgha, without implying a formal saṅgha-bheda. PART 1: THE DATE The state of play Modern scholars typically place the First Schism between the Second Council and Aśoka. Thus Bechert refers to: ‘the fi rst schism, which must be placed before Aśoka’ (Bechert 2005b, 66). Prebish concurs: ‘Now we all know that a schism did take place around this time’ (Prebish 2005a, 237). Cousins lends his voice: ‘Even if 3. See my remarks at http://sectsandsectarianism.googlepages.com (12 May 2008) > Names & Dates at Vedisa: http://sectsandsectarianism.googlepages.com/names%26datesatvedisa. 4. But see http://sectsandsectarianism.googlepages.com (12 May 2008) > Sanghabheda vs. Nikay- abheda: http://sectsandsectarianism.googlepages.com/sanghabhedavs.nikayabheda. © Equinox Publishing Ltd 2008 212 BUDDHIST STUDIES REVIEW it is now clear that the schism between the Mahāsaṅghikas and the Sthaviravāda is not connected with the Second Council, it cannot have been long after’ (Cousins 2005a, 104). Nakamura, citing Midzuno, Gokhale, Basham, and Ingalls, also agrees: ‘Diff erent sects were already in existence during the reign of King Aśoka’ (Nakamura 1996, 100). Lamotte is more cautious, saying: ‘The date of the schism has not been precisely established, but everything leads to the belief that it had been prepared over a long period and only came to a head in Aśoka’s era’ (Lamotte 1976, 292). Despite this mass of authority, I think the First Schism must be placed after Aśoka. If I am correct, a major redraft of our map of early Buddhist history is needed. We cannot cast away such a consensus of authority lightly, and so I would like to start by explaining in detail exactly why our authorities believe the fi rst schism must have been before Aśoka. But unfortunately I have yet to discover explicit and detailed justifi cation for this view. Every account I have read, dating back to Oldenberg in 1879 (Oldenberg 1879, xxxii), assumes this is the case, with sketchy if any attempt at justifi cation. But such a conclusion must be based on the direct accounts of the schisms, so we should briefl y survey these fi rst. There are, of course, many other sources that we might refer to, but four in particular are central to any account. This is because, while the traditions speak of ‘18’ early schools, in fact there were four major groups of schools, which I refer to as Mahāsaṅghika, Vibhajjavāda,5 Sarvāstivāda, and Puggalavāda. The goddess Lakṣmī has seen fi t to bestow one of her rare graces upon us by making available at least one source representing each of these four major groups of schools. The Pali Dīpavaṁsa represents the Mahāvihāra (Theravāda/Vibhajjavāda); the Sarvāstivādin Vasumitra’s6 Samayabhedoparacanacakra is available in three Chinese translations (T no. 2031, T no. 2032, T no. 2033) and one Tibetan (see Lamotte 1976, 529–31 for details); the third list of Bhavya’s Tarkajvala (‘Bhavya III’), preserved in Tibetan, stems from the Puggalavādins (trans. Rockhill, pp. 186ff . See Lamotte 1976, 535); and the Mahāsaṅghika Śāriputraparipṛcchā survives in Chinese (T no. 1465). Each of these sources contains two parts: a ‘head’ (detailing the First Schism, when, where, why, who, etc.); and a ‘tail’ (describing the subsequent evolution of the ‘18 schools’). In each case the ‘tail’ is fairly similar, allowing for a few sectarian adjustments and the odd confusion, while the ‘heads’ are for the most part radically diff erent. Now, an obvious initial historical thesis would be that the ‘tails’ record the sectarian situation at the period the texts were composed, while the ‘heads’ record the attempts by the sects to authorize their own school within this context. Later on I will try to show how the texts confi rm this, but fi rst we must examine the 5. See Cousins (2001). I use this as a convenient term for the schools closely related to the Mahāvihāravāsins, but it should be noted that there is no evidence that the Mahāvihāravāsins themselves used this term to denote a group of schools. The Dīpavaṁsa shows their sense of radical isolation, and by ‘Vibhajjavāda’ they meant themselves alone (as shown in the texts quoted at Cousins (2001, 134–5, 136, 139, 141, etc.)). See Sects & Sectarianism, chapters 6 & 7. 6. Cousins (2005b, 53) is too sceptical in dismissing Vasumitra’s authorship. © Equinox Publishing Ltd 2008 SUJATO THE DATE AND CAUSE OF THE FIRST SCHISM 213 opposite thesis, upon which our authorities apparently rely: that the ‘heads’ sup- ply genuine historical information regarding the date of the First Schism. Since I can’t fi nd any serious argument in favour of the pre-Aśokan dating of the First Schism, it seems I must play Māra’s advocate and try to imagine what such an argument might look like.