Rising Powers and Foreign Intrastate Armed Conflicts : Trends and Patterns of Chinaâ•Žs Intervention in African Civil Wars

Total Page:16

File Type:pdf, Size:1020Kb

Rising Powers and Foreign Intrastate Armed Conflicts : Trends and Patterns of Chinaâ•Žs Intervention in African Civil Wars Lingnan University Digital Commons @ Lingnan University Theses & Dissertations Department of Political Sciences 8-17-2016 Rising powers and foreign intrastate armed conflicts : trends and patterns of China’s intervention in African civil wars Obert HODZI Follow this and additional works at: https://commons.ln.edu.hk/pol_etd Part of the Political Science Commons Recommended Citation Hodzi, O. (2016). Rising powers and foreign intrastate armed conflicts: rT ends and patterns of China’s intervention in African civil wars (Doctor's thesis, Lingnan University, Hong Kong). Retrieved from http://commons.ln.edu.hk/pol_etd/18 This Thesis is brought to you for free and open access by the Department of Political Sciences at Digital Commons @ Lingnan University. It has been accepted for inclusion in Theses & Dissertations by an authorized administrator of Digital Commons @ Lingnan University. Terms of Use The copyright of this thesis is owned by its author. Any reproduction, adaptation, distribution or dissemination of this thesis without express authorization is strictly prohibited. All rights reserved. RISING POWERS AND FOREIGN INTRASTATE ARMED CONFLICTS: TRENDS AND PATTERNS OF CHINA’S INTERVENTION IN AFRICAN CIVIL WARS HODZI OBERT PhD LINGNAN UNIVERSITY 2016 RISING POWERS AND FOREIGN INTRASTATE ARMED CONFLICTS: TRENDS AND PATTERNS OF CHINA’S INTERVENTION IN AFRICAN CIVIL WARS by HODZI Obert A thesis submitted in partial fulfillment of the requirements for the Degree of Doctor of Philosophy in Political Science Lingnan University 2016 ABSTRACT Rising Powers and Foreign Intrastate Armed Conflicts: Trends and Patterns of China’s Intervention in African Civil Wars by HODZI Obert Doctor of Philosophy What influences one state to intervene in another’s intrastate armed conflict? In answering this question, existing scholarship has tended to emphasise the position of the intervening state in the international system; suggesting that, that is the main determinant factor of a state’s external intervention behaviour. As a result, existing research on intervention in foreign intrastate armed conflicts is dominated by a focus on great powers and their intervention methods. Employing the neoclassical realist causal logic, this thesis argues, on the contrary, that whether a state intervenes in a foreign intrastate armed conflict is a factor of both systemic and state level factors. A state’s intervention behavior is therefore determined, first, by the increase in its relative economic power, then by its changing perception of threat to its interests abroad. What it means is that a state’s position in the international system, rising power, great power or small power, is not the only determinant factor in exploring its intervention behavior, unit level factors also matter. In advancing that argument, this thesis significantly challenges the prevailing assumption that intervention in foreign intrastate armed conflicts is a preserve of great powers, and an instrument of their foreign policy; and thus, broadens the intervention discourse to include the intervention behavior of rising powers. Yet, still there exist, in current literature, a lack of research which systematically connects the above neoclassical realist theoretical reasoning with empirical analysis of intervention in foreign conflicts by rising powers vis-à-vis the 21st century global order recalibrations. By exploring the intervention behaviour of China, a rising global power, in intrastate armed conflicts in three countries, Libya, Mali and South Sudan; and by using the comparative case study method to assess trends and patterns in its intervention behaviour, as its relative economic power increases and its perception of threat evolves, this thesis highlights a more systematic interlink between theoretical and empirical analysis that takes into consideration the changing status of rising powers in the global system and its effect on their intervention behaviour. It therefore makes a case for an empirical study of China’s intervention in intrastate armed conflicts in Africa that considers the interactive dynamics between systemic and domestic variables in its causal explanation of China’s foreign intervention behaviour. In doing that, it points out that understanding intervention in terms of great powers and military action limits our exploration of the emerging re-conceptualization of intervention, its practice and methods as employed by rising powers in foreign intrastate armed conflicts. The thesis therefore makes a case for an innovative (re-)definition of intervention that enables an analytical assessment of the emerging intervention practices. DECLARATION I declare that this is an original work based primarily on my own research, and I warrant that all citations of previous research, published or unpublished, have been duly acknowledged. ______________________ HODZI Obert Date: Table of Contents List of tables.................................................................................................................................. iv List of figures ................................................................................................................................. v List of abbreviations ..................................................................................................................... vi CHAPTER 1: Rising powers and intervention in foreign intrastate armed conflicts – Introduction to the study ..............................................................................................................1 1.1 Introduction .........................................................................................................................1 1.2 Theoretical and empirical research puzzle: Making sense of the intervention behaviour of rising powers ..............................................................................................................................5 1.3 Why China? ..........................................................................................................................7 1.4 Methodology ........................................................................................................................9 1.4.1 Selection of intrastate armed conflict cases for study .............................................. 13 1.4.2 Data collection and analysis ....................................................................................... 20 1.5 Definition of key terms ..................................................................................................... 22 1.5.1 Intervention ............................................................................................................... 22 1.5.2 Intrastate armed conflicts .......................................................................................... 23 1.6 Study outline ..................................................................................................................... 28 CHAPTER 2 - Bringing rising powers into the foreign intervention discourse – A review ....... 30 2.1 Introduction ...................................................................................................................... 30 2.2 International Relations and intervention in foreign intrastate conflicts by rising powers 31 2.3 Do existing empirical studies account for intervention in foreign conflicts by rising powers? ................................................................................................................................................ 41 2.4 China and Intervention in Intrastate Armed Conflicts in Africa ........................................ 45 2.5 Theoretical and empirical implications ............................................................................. 48 CHAPTER 3: Neoclassical realism: A foreign policy analysis framework for rising powers ..... 50 3.1 Introduction ...................................................................................................................... 50 3.2 Neoclassical realism and rising powers............................................................................. 52 3.2.1 Relative economic power, the independent variable ................................................ 55 3.2.2 Increases in perception of threat to interests abroad, the intervening variable ...... 62 3.3 Tying it together ................................................................................................................ 67 CHAPTER 4: Exploring effects of the increase in China’s relative economic power on its foreign intervention behavior: A historical analysis .............................................................................. 69 4.1 Introduction ...................................................................................................................... 69 4.2 Imperial China – From Pax Sinica to the Western international system of states ........... 70 i 4.3 Incorporation of imperial china into a truly international system of states ..................... 73 4.4 China, the international system, and intervention in Mao’s era ...................................... 76 4.5 Domestic economic development first, international affairs later: Deng’s China............ 85 4.6 21st Century China, increased relative economic power and intervention in Africa ........ 89 CHAPTER 5: China and the Libyan civil war: Case of ambivalent interventionism? ................ 97 5.1 Introduction .....................................................................................................................
Recommended publications
  • Space, Home and Racial Meaning Making in Post Independence Juba
    UNIVERSITY OF CALIFORNIA Los Angeles The Worldliness of South Sudan: Space, Home and Racial Meaning Making in Post Independence Juba A thesis submitted in partial satisfaction of the requirement for the degree of Master of Arts in Anthropology By Zachary Mondesire 2018 © Copyright by Zachary Mondesire 2018 ABSTRACT OF THE THESIS The Worldliness of South Sudan: Space, Home and Racial Meaning Making in Post Independence Juba By Zachary Mondesire Master of Art in Anthropology University of California, Los Angeles, 2017 Professor Hannah C. Appel, Chair The world’s newest state, South Sudan, became independent in July 2011. In 2013, after the outbreak of the still-ongoing South Sudanese civil war, the UNHCR declared a refugee crisis and continues to document the displacement of millions of South Sudanese citizens. In 2016, Crazy Fox, a popular South Sudanese musician, released a song entitled “Ana Gaid/I am staying.” His song compels us to pay attention to those in South Sudan who have chosen to stay, or to return and still other African regionals from neighboring countries to arrive. The goal of this thesis is to explore the “Crown Lodge,” a hotel in Juba, the capital city of South Sudan, as one such site of arrival, return, and staying put. Paying ethnographic attention to site enables us to think through forms of spatial belonging in and around the hotel that attached racial meaning to national origin and regional identity. ii The thesis of Zachary C. P. Mondesire is approved. Jemima Pierre Aomar Boum Hannah C. Appel, Committee Chair University
    [Show full text]
  • The Full Policy Paper Is Available for Download
    Table of Contents About the Authors ................................................................................................................................... 2 Acknowledgements ................................................................................................................................. 3 Executive Summary ................................................................................................................................ 4 Introduction ............................................................................................................................................. 8 Chapter 1. US Foreign Policy and Atrocity Prevention .......................................................................... 11 Chapter 2. Atrocity Prevention Policy Tools and Policy Advances from 2012 to 2016 ......................... 33 Chapter 3. Country Cases ..................................................................................................................... 44 Burundi .............................................................................................................................................. 44 Central African Republic .................................................................................................................... 55 Democratic Republic of the Congo .................................................................................................... 64 Iraq ...................................................................................................................................................
    [Show full text]
  • POLITICAL ECONOMY of REGIONAL INTEGRATION in AFRICA INTERGOVERNMENTAL AUTHORITY on DEVELOPMENT (IGAD) Bruce Byiers
    THE POLITICAL ECONOMY OF REGIONAL INTEGRATION IN AFRICA INTERGOVERNMENTAL AUTHORITY ON DEVELOPMENT (IGAD) Bruce Byiers The political economy of regional integration in Africa Intergovernmental Authority on Development (IGAD) Report Bruce Byiers January 2016 IGAD Study http://ecdpm.org/peria/igad MEMBER COUNTRIES: 8 Djibouti Eritrea Ethiopia Kenya Somalia Sudan South Sudan Uganda IGAD Member States IGAD Study http://ecdpm.org/peria/igad Table of Contents Acknowledgements .......................................................................................................................................... i Acronyms ........................................................................................................................................................ ii Executive Summary ....................................................................................................................................... iv 1. Introduction .............................................................................................................................................. 1 1.1. Why this study? .......................................................................................................................... 1 1.2. Why a political economy analysis? ............................................................................................ 2 1.3. Methodology of the study ........................................................................................................... 2 1.4. Scope and structure of the IGAD study
    [Show full text]
  • The Case of Sudan How the West Lost, and China Gained Influence
    The Case of Sudan How the West Lost, and China Gained Influence Peter Bang, Copenhagen Business School Date: 02.03.2015 Master of Science in International Business and Politics Supervisor: Anna Leander Number of Pages: 79 STU Count: 175,036 Table of Content List of figures .................................................................................................................................... 2 Abstract ............................................................................................................................................. 3 Acronyms .......................................................................................................................................... 4 Chapter 1: Introduction .................................................................................................................. 5 Current Literature ........................................................................................................................... 6 Research Question .......................................................................................................................... 8 Thesis Outline ................................................................................................................................. 9 Chapter 2: International Relations and the English School ...................................................... 10 The English School ........................................................................................................................ 10 International
    [Show full text]
  • East Africa Counterterrorism Operation North and West Africa Counterterrorism Operation Lead Inspector General Report to the United States Congress
    EAST AFRICA COUNTERTERRORISM OPERATION NORTH AND WEST AFRICA COUNTERTERRORISM OPERATION LEAD INSPECTOR GENERAL REPORT TO THE UNITED STATES CONGRESS JULY 1, 2020‒SEPTEMBER 30, 2020 ABOUT THIS REPORT A 2013 amendment to the Inspector General Act established the Lead Inspector General (Lead IG) framework for oversight of overseas contingency operations and requires that the Lead IG submit quarterly reports to Congress on each active operation. The Chair of the Council of Inspectors General for Integrity and Efficiency designated the DoD Inspector General (IG) as the Lead IG for the East Africa Counterterrorism Operation and the North and West Africa Counterterrorism Operation. The DoS IG is the Associate IG for the operations. The USAID IG participates in oversight of the operations. The Offices of Inspector General (OIG) of the DoD, the DoS, and USAID are referred to in this report as the Lead IG agencies. Other partner agencies also contribute to oversight of the operations. The Lead IG agencies collectively carry out the Lead IG statutory responsibilities to: • Develop a joint strategic plan to conduct comprehensive oversight of the operations. • Ensure independent and effective oversight of programs and operations of the U.S. Government in support of the operations through either joint or individual audits, inspections, investigations, and evaluations. • Report quarterly to Congress and the public on the operations and on activities of the Lead IG agencies. METHODOLOGY To produce this quarterly report, the Lead IG agencies submit requests for information to the DoD, the DoS, USAID, and other Federal agencies about the East Africa Counterterrorism Operation, the North and West Africa Counterterrorism Operation, and related programs.
    [Show full text]
  • Red Lines: Upheaval and Containment in the Horn of Africa
    Red Lines: Upheaval and Containment in the Horn of Africa This is the final part in a series of three analysis features covering unrest in Sudan. The first in the series — Riders on the Storm — explored the dynamics and agendas which resulted in the Juba Peace ​ Agreement. The second — Danse Macabre — examined the origins of the uprising in Sudan and its ​ trajectory following the coup of April 2019. This final analysis situates Sudan’s current upheaval in the context of the Horn of Africa, and extends the scope of analysis to encompass conflict in Ethiopia and the region. Introduction Since 2018, the Horn of Africa has made headlines for a series of dramatic developments. Following years of protests in the restive Oromia region, a power transition took place in Ethiopia in April 2018.In December of that year, anti-government demonstrations began. This culminated in a coup in April 2019 which was greenlit by Egypt, Saudi Arabia, and the United Arab Emirates (UAE) (Gallopin, 2020). A dubious peace deal was reached in South Sudan in September of 2018 at the ​ ​ insistence of Sudan and Uganda, months after Saudi Arabia and the UAE brokered a peace agreement in Ethiopia and Eritrea in July (see Woldemariam, 2018; Watson, 2019). ​ ​ ​ ​ Events in the Horn have not proceeded entirely smoothly since these changes, despite initial optimism that a more pluralistic form of politics led by civilians would take root in Sudan and Ethiopia. Sudan’s military and paramilitary forces have cast an increasingly long shadow over the supposed transition underway in the country, while growing tensions between Ethiopia’s new administration and its former rulers — the Tigray People’s Liberation Front (TPLF) — led to fears of civil war, as disorder spread to several parts of the country (see International Crisis Group, ​ 2020a).
    [Show full text]
  • A Case Study of Igad in South Sudan
    UNIVERSITY OF NAIROBI INSTITUTE OF DIPLOMACY AND INTERNATIONAL STUDIES ROLE OF AFRICAN UNION IN PROMOTING SUSTAINABLE PEACE AND SECURITY IN AFRICA: A CASE STUDY OF IGAD IN SOUTH SUDAN BY THURANIRA CAROLEAN KARIMI A RESEARCH PROJECT SUBMITTED IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE AWARD OF MASTER OF ARTS DEGREE IN INTERNATIONAL STUDIES DECEMBER 2019 i DECLARATION This research project has not been presented to any other University and is my original work. Signature: ____________________________ Date: _________________________ Thuranira Carolean Karimi R50/7925/2017 Supervisor This research project has been submitted for examination with my approval as the University of Nairobi Supervisor. Signature: ____________________________ Date: _________________________ Prof. Maria Nzomo University of Nairobi College of Humanities and Social Sciences Institute of Diplomacy and International Studies ii DEDICATION Many thanks to my parents Peter & Sabina, children; Tania, Curtis & Kyle and husband Frank for their unwavering love and support. This study is dedicated directly to each one of them for the sacrifices made for me to achieve this important academic milestone. iii ACKNOWLEDGMENTS I give thanks to God for the gift of life, grace and abundant blessings. To my Supervisor, Prof. Maria Nzomo for giving me guidance and mentorship in carrying out this study. It was a great honor. iv OFFICIAL MAP OF IGAD MEMBER STATES1 1 Strategic Intelligence Service. 2018. https://intelligencebriefs.com/. v DEFINITION OF TERMS Collective Security – refers to states sharing a general agreement on sharing common objectives of balancing existing power and aggregating their combined military strength against any threats to peace. Conflict – is a disagreement between people with different needs, thoughts, opinions, values or goals.
    [Show full text]
  • Sources of Resilience in the Lord's Resistance Army
    Sources of Resilience in the Lord’s Resistance Army Pamela Faber April 2017 Select a caveat DISTRIBUTION STATEMENT A. Approved for public release: distribution unlimited. CNA’s Occasional Paper series is published by CNA, but the opinions expressed are those of the author(s) and do not necessarily reflect the views of CNA or the Department of the Navy. Distribution DISTRIBUTION STATEMENT A. Approved for public release: distribution unlimited. PUBLIC RELEASE. 4/10/2017 Other requests for this document shall be referred to CNA Document Center at [email protected]. Photography Credit: Flag of the Lord’s Resistance Army led by Joseph Kony. https://en.wikipedia.org/wiki/Lord%27s_Resistance_Army#/media/File:Flag_of_Lord%27s _Resistance_Army.svg Approved by: April 2017 Dr. Jonathan Schroden, Director Center for Stability and Development Center for Strategic Studies This work was performed under Federal Government Contract No. N00014-16-D-5003. Copyright © 2017 CNA Abstract The Lord’s Resistance Army (LRA), led by Ugandan national Joseph Kony, has survived for over three decades despite a concerted effort to defeat it. The LRA was formed in the late 1980s in response to the historic marginalization of the Acholi people, inequitable treatment by the Ugandan government and uneven development across the country. The LRA became a powerfully destructive force in northern Uganda, with thousands of combatants killing over 100,000 people. Since 2006, the group has been largely degraded to less than 150 core combatants, and is currently in survival mode on the borders of the Central African Republic, Democratic Republic of Congo, Sudan, and South Sudan.
    [Show full text]
  • The Nuer White Army in South Sudan's Civil
    41 Popular Struggles and Elite Co-optation: The Nuer White Army in South Sudan’s Civil War By John Young Copyright Published in Switzerland by the Small Arms Survey © Small Arms Survey, Graduate Institute of International and Development Studies, Geneva 2016 First published in July 2016 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without prior permission in writing of the Small Arms Survey, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organi- zation. Enquiries concerning reproduction outside the scope of the above should be sent to the Publications Manager, Small Arms Survey, at the address below. Small Arms Survey Graduate Institute of International and Development Studies Maison de la Paix, Chemin Eugène-Rigot 2E, 1202 Geneva, Switzerland Series editor: Emile LeBrun Copy-edited by Alex Potter ([email protected]) Proofread by Donald Strachan ([email protected]) Typeset in Optima and Palatino by Rick Jones ([email protected]) Printed by nbmedia in Geneva, Switzerland ISBN 978-2-940548-27-9 2 Small Arms Survey HSBA Working Paper 41 Contents About the Small Arms Survey .................................................................................................................................................... 4 Human Security Baseline Assessment .........................................................................................................................
    [Show full text]
  • Conditions Affecting the Outcome of Peace Operations in Post-Cold War Africa" (2019)
    University of Denver Digital Commons @ DU Electronic Theses and Dissertations Graduate Studies 1-1-2019 Conditions Affecting the Outcome of Peace Operations in Post- Cold War Africa Aaron Kyle Smith University of Denver Follow this and additional works at: https://digitalcommons.du.edu/etd Part of the Military, War, and Peace Commons, and the Peace and Conflict Studies Commons Recommended Citation Smith, Aaron Kyle, "Conditions Affecting the Outcome of Peace Operations in Post-Cold War Africa" (2019). Electronic Theses and Dissertations. 1621. https://digitalcommons.du.edu/etd/1621 This Thesis is brought to you for free and open access by the Graduate Studies at Digital Commons @ DU. It has been accepted for inclusion in Electronic Theses and Dissertations by an authorized administrator of Digital Commons @ DU. For more information, please contact [email protected],[email protected]. CONDITIONS AFFECTING THE OUTCOME OF PEACE OPERATIONS IN POST-COLD WAR AFRICA __________ The Faculty of the Josef Korbel School of International Studies University of Denver __________ In Partial Fulfillment of the Requirements for the Degree Master of Arts __________ by Aaron K. Smith June 2019 Advisor: Dr. Karen Feste © Copyright by Aaron K. Smith 2019 All Rights Reserved Author: Aaron K. Smith Title: CONDITIONS AFFECTING THE OUTCOME OF PEACE OPERATIONS IN POST-COLD WAR AFRICA Advisor: Dr. Karen Feste Degree Date: June 2019 Abstract What factors have led to successful outcomes in international peace operations conducted in Sub Saharan African countries? What factors explain mission failure? I proposed a basic theory of peace operations that linked conflict conditions to mandate design to the capability of an intervening force deployed for mission implementation developed from arguments and empirical results of previous research.
    [Show full text]
  • Conflict Trends (No
    CONFLICT TRENDS (NO. 33) REAL-TIME ANALYSIS OF AFRICAN POLITICAL VIOLENCE, JANUARY 2015 Welcome to the January issue of the Armed Conflict Loca- rates in Egypt, Al Shabaab activity in Kenya, Boko Haram tion & Event Data Project’s (ACLED) Conflict Trends report. violence in North-East Nigeria, escalating factional conflict Each month, ACLED researchers gather, analyse and pub- in Libya, service delivery protests in South Africa, govern- lish data on political violence in Africa in realtime. Weekly ment and rebel clashes in South Sudan, geographically- updates to realtime conflict event data are published concentrated violence in Sudan’s Darfur region and a spe- through our research partners at Climate Change and Afri- cial report on Remote Violence and Political Militias in can Political Stability (CCAPS) and also on the ACLED web- 2014. Elsewhere on the continent, conflict levels dropped site. in Mali, Angola and Kenya throughout 2014 with persis- This month, ACLED launched Version 5: a fully revised and tent levels of violence experienced in Algeria, Somalia and updated conflict event dataset containing records of all Niger. political violence in Africa from 1997 through 2014 inclu- In 2014, ACLED recorded 15,513 violent conflict events on sive. This month’s report is an overview of conflict in 2014 the African continent, an increase of 12.9% compared and profiles on-going violence in Central African Republic, with 2013. As many as 20 African states witnessed an in- civilian-directed violence by political and communal mili- crease in violence over the previous year, highlighting that tias in Democratic Republic of Congo, declining protest violent conflict is not limited to a few warring regions on Figure 1: Conflict Increase, Decrease and No Change across Africa from 2013-2014.
    [Show full text]
  • Crossing the Wilderness
    REPORT — SPRING 2021 Crossing the wilderness Europe and the Sahel This report is part of Friends of Europe’s Peace, Security and Defence programme. Written by Paul Taylor, it brings together the views of scholars, policymakers and senior defence and security stakeholders. Unless otherwise indicated, this report reflects the writer’s understanding of the views expressed by the interviewees and participants of survey. The author and the participants contributed in their personal capacities, and their views do not necessarily reflect those of the institutions they represent, or of Friends of Europe and its board of trustees, members or partners. Reproduction in whole or in part is permitted, provided that full credit is given to Friends of Europe and that any such reproduction, whether in whole or in part, is not sold unless incorporated in other works. The Peace, Security and Defence programme is supported by the United States government. This report is produced in partnership with Publisher: Geert Cami Author: Paul Taylor Publication Director: Dharmendra Kanani Programme Manager: Elena Saenz-Feehan Programme Executive: Alex O’Mahony Programme Assistant: Krystal Gaillard Editors: Anna Muizniece, Angela Pauly, Teresa Carvalho & Daniel Pietikainen Design: Matjaž Krmelj © Friends of Europe - April 2021 Table of contents Foreword 6 Methodology and Acknowledgments 10 Executive summary 14 No promised land 14 Crisis of legitimacy 16 Instability and intervention 17 Containment, not victory 18 No proxy war, french lead 20 Widening coalitions, endless
    [Show full text]