Global Proxy Voting Records
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Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations Berkshire Hathaway Inc. Meeting Date: 05/01/2021 Country: USA Record Date: 03/03/2021 Meeting Type: Annual Ticker: BRK.B Primary ISIN: US0846707026 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Warren E. Buffett Mgmt For For 1.2 Elect Director Charles T. Munger Mgmt For For 1.3 Elect Director Gregory E. Abel Mgmt For For 1.4 Elect Director Howard G. Buffett Mgmt For For 1.5 Elect Director Stephen B. Burke Mgmt For For 1.6 Elect Director Kenneth I. Chenault Mgmt For For 1.7 Elect Director Susan L. Decker Mgmt For Withhold 1.8 Elect Director David S. Gottesman Mgmt For Withhold 1.9 Elect Director Charlotte Guyman Mgmt For For 1.10 Elect Director Ajit Jain Mgmt For For 1.11 Elect Director Thomas S. Murphy Mgmt For For 1.12 Elect Director Ronald L. Olson Mgmt For For 1.13 Elect Director Walter Scott, Jr. Mgmt For Withhold 1.14 Elect Director Meryl B. Witmer Mgmt For Withhold 2 Report on Climate-Related Risks and SH Against For Opportunities 3 Publish Annually a Report Assessing Diversity SH Against For and Inclusion Efforts Aflac Incorporated Meeting Date: 05/03/2021 Country: USA Record Date: 02/23/2021 Meeting Type: Annual Ticker: AFL Primary ISIN: US0010551028 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Daniel P. Amos Mgmt For For * Instances of "Do Not Vote" are normally owing to: - Share-blocking - temporary restriction of trading by the Sub-Custodian following vote submission - Client restrictions - Conflicts of Interest. For any queries, please contact [email protected] Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations Aflac Incorporated Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1b Elect Director W. Paul Bowers Mgmt For For 1c Elect Director Toshihiko Fukuzawa Mgmt For For 1d Elect Director Thomas J. Kenny Mgmt For For 1e Elect Director Georgette D. Kiser Mgmt For For 1f Elect Director Karole F. Lloyd Mgmt For For 1g Elect Director Nobuchika Mori Mgmt For For 1h Elect Director Joseph L. Moskowitz Mgmt For For 1i Elect Director Barbara K. Rimer Mgmt For For 1j Elect Director Katherine T. Rohrer Mgmt For For 1k Elect Director Melvin T. Stith Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify KPMG LLP as Auditors Mgmt For For Bank OZK Meeting Date: 05/03/2021 Country: USA Record Date: 02/25/2021 Meeting Type: Annual Ticker: OZK Primary ISIN: US06417N1037 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Nicholas Brown Mgmt For For 1.2 Elect Director Paula Cholmondeley Mgmt For For 1,3 Elect Director Beverly Cole Mgmt For For 1.4 Elect Director Robert East Mgmt For For 1.5 Elect Director Kathleen Franklin Mgmt For For 1.6 Elect Director Catherine B. Freedberg Mgmt For For 1.7 Elect Director Jeffrey Gearhart Mgmt For For 1.8 Elect Director George Gleason Mgmt For For 1.9 Elect Director Peter Kenny Mgmt For For 1.10 Elect Director William A. Koefoed, Jr. Mgmt For For * Instances of "Do Not Vote" are normally owing to: - Share-blocking - temporary restriction of trading by the Sub-Custodian following vote submission - Client restrictions - Conflicts of Interest. For any queries, please contact [email protected] Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations Bank OZK Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.11 Elect Director Christopher Orndorff Mgmt For For 1.12 Elect Director Steven Sadoff Mgmt For For 1.13 Elect Director Ross Whipple Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year Eli Lilly and Company Meeting Date: 05/03/2021 Country: USA Record Date: 02/22/2021 Meeting Type: Annual Ticker: LLY Primary ISIN: US5324571083 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Katherine Baicker Mgmt For For 1b Elect Director J. Erik Fyrwald Mgmt For For 1c Elect Director Jamere Jackson Mgmt For For 1d Elect Director Gabrielle Sulzberger Mgmt For For 1e Elect Director Jackson P. Tai Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Declassify the Board of Directors Mgmt For For 5 Eliminate Supermajority Vote Requirement Mgmt For For 6 Report on Lobbying Payments and Policy SH Against For 7 Require Independent Board Chair SH Against For 8 Adopt Policy on Bonus Banking SH Against For 9 Clawback Disclosure of Recoupment Activity SH Against For from Senior Officers * Instances of "Do Not Vote" are normally owing to: - Share-blocking - temporary restriction of trading by the Sub-Custodian following vote submission - Client restrictions - Conflicts of Interest. For any queries, please contact [email protected] Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations Air Liquide SA Meeting Date: 05/04/2021 Country: France Record Date: 04/30/2021 Meeting Type: Annual/Special Ticker: AI Primary ISIN: FR0000120073 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 Percent of Mgmt For For Issued Share Capital 5 Reelect Xavier Huillard as Director Mgmt For For 6 Elect Pierre Breber as Director Mgmt For For 7 Elect Aiman Ezzat as Director Mgmt For For 8 Elect Bertrand Dumazy as Director Mgmt For For 9 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of the New Transactions 10 Approve Compensation of Benoit Potier Mgmt For For 11 Approve Compensation Report of Corporate Mgmt For For Officers 12 Approve Remuneration Policy of Corporate Mgmt For For Officers 13 Approve Remuneration Policy of Directors Mgmt For For Extraordinary Business Mgmt 14 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million 16 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above * Instances of "Do Not Vote" are normally owing to: - Share-blocking - temporary restriction of trading by the Sub-Custodian following vote submission - Client restrictions - Conflicts of Interest. For any queries, please contact [email protected] Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations Air Liquide SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 17 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries Ordinary Business Mgmt 19 Authorize Filing of Required Documents/Other Mgmt For For Formalities Albemarle Corporation Meeting Date: 05/04/2021 Country: USA Record Date: 03/08/2021 Meeting Type: Annual Ticker: ALB Primary ISIN: US0126531013 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 2a Elect Director Mary Lauren Brlas Mgmt For For 2b Elect Director J. Kent Masters, Jr. Mgmt For For 2c Elect Director Glenda J. Minor Mgmt For For 2d Elect Director James J. O'Brien Mgmt For For 2e Elect Director Diarmuid B. O'Connell Mgmt For For 2f Elect Director Dean L. Seavers Mgmt For For 2g Elect Director Gerald A. Steiner Mgmt For For 2h Elect Director Holly A. Van Deursen Mgmt For For 2i Elect Director Alejandro D. Wolff Mgmt For For 3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors American Express Company Meeting Date: 05/04/2021 Country: USA Record Date: 03/08/2021 Meeting Type: Annual Ticker: AXP Primary ISIN: US0258161092 * Instances of "Do Not Vote" are normally owing to: - Share-blocking - temporary restriction of trading by the Sub-Custodian following vote submission - Client restrictions - Conflicts of Interest. For any queries, please contact [email protected] Global Proxy Voting Records Vote Summary Report Date range covered: 05/01/2021 to 05/31/2021 Location(s): All Locations American Express Company Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Thomas J. Baltimore Mgmt For For 1b Elect Director Charlene Barshefsky Mgmt For For 1c Elect Director John J. Brennan Mgmt For For 1d Elect Director Peter Chernin Mgmt For For 1e Elect Director Ralph de la Vega Mgmt For For 1f Elect Director Michael O. Leavitt Mgmt For For 1g Elect Director Theodore J. Leonsis Mgmt For For 1h Elect Director Karen L. Parkhill Mgmt For For 1i Elect Director Charles E. Phillips Mgmt For For 1j Elect Director Lynn A. Pike Mgmt For For 1k Elect Director Stephen J. Squeri Mgmt For For 1l Elect Director Daniel L. Vasella Mgmt For For 1m Elect Director Lisa W.