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2014 China – US Symposium Participant List SYMPOSIUM ON BUILDING THE FINANCIAL SYSTEM OF THE 21ST CENTURY: AN AGENDA FOR CHINA AND THE UNITED STATES SHENZHEN, CHINA • JUNE 5-7, 2014 U.S. PARTICIPANT LIST as of June 9, 2014 Xiaomin CHEN Alice Au Global Managing Partner, DeHeng Chen, LLC (Law Partner, Spencer Stuart Firm); General Counsel, China General Chamber of Commerce in USA Xiaochun BIAN Executive Deputy Director, Institute of World Youan CHEN Development, Development Research Center of the Chairman, China Galaxy Securities Co. Ltd State Council of China (DRC) Yinhua CAO Amy CHENG Partner, PricewaterhouseCoopers ZhongTian LLP Managing Director, Bank of China International Holdings Limited Steven Chan Vice President & Head of Regulatory, Industry and Guoqiang Cheng Government Affairs, Asia Pacific, State Street Director General, International Cooperation Department, Development Research Center of the Iris Chan State Council of China (DRC) Partner, The Angel’s Forum (TAF) Eugene Cheung James Chang Executive Director, Clearing Solutions, CME China Financial Service Consulting Leader, Pricewaterhouse Coopers Na CHEUNG Senior Manager, CITIC Securities International Co., Howard Chao Ltd. Of Counsel, O’Melveny & Myers LLP Rebecca Chua Liang CHEN Lippincott - Oliver Wyman Group Managing Partner & Hedge Fund Specialist, Humboldt Capital Co. Ltd David C. Donald Professor, Faculty of Law, The Chinese University of Fangfang Chen Hong Kong Senior Vice President of Strategy, State Street Asia Limited Jianjun FAN Research Fellow & Division Chief, General Office, Sam CHEN Development Research Center of the State Council of Executive Vice President, China International Fund China (DRC) Management Company Minfei FAN General Manager, Strategy Research Department, China Galaxy Securities Co. Ltd Jin FANG Fred He Deputy Secretary General, China Development Senior Research Fellow , Institute of Finance and Research Foundation (CDRF) Banking, Chinese Academy of Social Science Fabiana Fedeli Michael Hirson Portfolio Manager, Robeco US Attaché for Treasury, US Embassy Beijing Alicia Garcia Herrero Candy Ho Chief Economist, BBVA Managing Director, Global Head of RMB Business Development, HSBC Jun GE Austin HU Assistant President, China Europe International Partner, GL Capital Business School Jinhong JIAO Xiaobo GE Director-General, Shenzhen Bureau of China CFO, CITIC Securities Co., Ltd. (CITICS) Securities Regulatory Commission (CSRC) Yin Ge Ellen Jin Counsel, Clifford Chance LLP Partner, KPMG Simon Gleave Don Kanak Regional head of financial services, KPMG, Asia Chairman, Prudential Corporation Asia Pacific Brian Kelly Jinmei GONG Managing Director, Asian Century Quest Head of Asset Management, Teda International Holding Group Arthur Kroeber Head of Research, Gavekal Dragonomics Minghua GONG Deputy Director-General, Policy Research Donald Lacey Department, China Banking Regulatory Managing Director, Citigroup Global Markets Asia Commission (CBRC) Nicholas Lardy Bill Grimes Senior Fellow, Peterson Institute for International Professor of International Relations and Political Economics Science, Boston University Edan Lee Jose-Luis Guerrero Managing Director, Olympus Capital Holdings Asia Global Head of Markets, HSBC Larry LEE Fengcheng GUO CEO & Managing Director, DPY Capital Partners Vice Chairman and President, Shanghai Company Limited ZHONGDAO Investment Group Limited Julien LeNoble Jessie GUO Senior Managing Director, CME Managing Director, Jefferies Hong Kong Limited Jianbo LI William Hay Executive Director, JP Morgan Chase Bank General Counsel, Baring Private Equity Asia Limited Jiange LI Frank Newman Chairman, Shenyin & Wanguo Securities Co., Ltd. Vice Chairman-Greater Asia, Global Strategic (SWS) Associates and Chairman, China, Promontory Financial Ting Li Senior Managing Director and Head of Asia ex- Louis Ng Japan, State Street Global Advisors Partner, KPMG Wei LI Yigen Pei President (Minister), Development Research Center Managing Director & Country Head, Citi Treasury & of the State Council of China (DRC) ChinaTrade (DRC) Solutions Hong LIANG David PENG Managing Director, China International Capital Chief Representative, Representative Office of Corporation Ltd. (CICC) C.V.Starr & Co. in Beijing Bob LIAO Hal S. Scott Executive Director, China Investment Securities Nomura Professor and Director, Program on Company Limited (CISC) International Financial Systems, Harvard Law School Xiangmin LIU Henny Sender Deputy Director-General, Legal Affairs Department, Chief International Financial Correspondent, Financial The People’s Bank of China (PBC) Times Huijie LU Daniel Senger Deputy Secretary General, Yabuli China Partner, Wilton Partners Entrepreneurs Forum Amee SHAO Mai LU Executive Vice President, Bank of Langfang Secretary General, China Development Research Foundation Jianguang SHEN Chief Economist , Mizuho Securities Asia Limited Sizhong (Malone) Ma Global VP, MetLife James Shipton Executive Director, Securities and Futures Commission Yvonne Ma (SFC), Hong Kong Patrick Martino Catherine Simmons Senior Economic Officer, U.S. Consulate General, Head Government Affairs, Citi Guangzhou China Allan Smith Farid Moslehi Vice President and Assistant General Counsel, RGA Managing Director, KCG Asia Pacific Reinsurance Company Jack Murphy Anita SUEN Managing Director, Promontory Financial Group Executive Director, CITIC Securities International Co., LTD Yuyang SUN Chairman, Taijin Finance Group (China) Co., Ltd Ning TANG Chong - Fatt (C.F) Wong CEO, CreditEase Senior Advisor, CME Group Michael Taylor Doreen Woo Ho Managing Director, Credit Policy, Chief Credit Independent Director, US Bancorp Officer, Asia, Moody’s Mark Wu Tai TENG Assistant Professor, Harvard Law School Director of We Brothers Economic Research Institute, We Brothers Asset Management Co.,Ltd. Qing WU Research Fellow, Research Institute of Finance, Nicholas Topjian Development Research Center of the State Council of Director of Research, Asia, Elliott Advisors HK China (DRC) Marsha Vande Berg Zhiguo XIONG Director-General, Department of Policy Research, James Walsh China Insurance Regulatory Commission (CIRC) Managing Director, Walsh Advisors LLC Haifeng Xue Dongming WANG Vice President, Government and Public Affairs, Chairman, CITIC Securities Co., Ltd. (CITICS) Moody’s Yu Ye Jesse WANG Investment Director, Yuexiu Fund Director, China Development Research Foundation (CDRF); Member, External Audit Committee, Zongtang YE International Monetary Fund (IMF) Chairman, Shanghai ZHONGDAO Investment Group Limited Joanna Wang Managing Director, Asia, Global Strategic Associates Jeffrey Young Head of Research, Woodbine Capital Yao Wang Research Analyst, Fung Global Institute Qiao YU Professor, School of Public Policy & Management, Yinghua WANG Tsinghua University Chief Representative, The Cohen Group Tao Yu Gary WEI Researcher, Elliott Advisors HK Deputy General Manager, Beijing Branch, Swiss Reinsurance Company Ltd Yuyin ZHAN Director General, National Council for Social Oliver Weisberg Security Fund PRC Managing Director, Citadel Investment Group (HK) Ltd Chenghui ZHANG Chris Wells Director-General, Research Institute of Finance, Partner, Bingham McCutchen Murase LLP Development Research Center of the State Council of China (DRC) Yong WENG Managing Director, CITIC Securities International Co. Ltd. Hongjiu ZHANG Partner, Jingtian & Gongcheng (Law Firm) Liping ZHANG Deputy Director-General, Research Institute of Finance; Development Research Center of the State Council of China (DRC) Katherine ZHANG Chief Compliance Officer, Manulife Teda Fund Management Co.,Ltd Xiaojian ZHANG Chairman, HANHONG Private Equity Management Corporation Xiaoqing ZHANG Partner, Ernst & Young Jinping ZHAO Director-General, Research Department of Foreign Economic Relations, Development Research Center of the State Council of China (DRC) Mi Zhou Associate, Citadel Yunbo ZHOU Professor & Assistant Dean, The School of Economics, Nankai University Levin Zhu President & CEO, China International Capital Corporation Ltd. (CICC) Jianfang ZHU Chief Economist, CITIC Securities Co., Ltd. (CITICS) Roger ZHU Managing Director & Head of Greater China, Corporate & Investment Banking, Citigroup Global Markets Asia Ltd Shan ZHU President, BRIDGE CAPITAL .
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