LEAGUE TABLES H1 2018 Preliminary As of 25 June 2018 H1 2018 PRELIMINARY AS of 25 JUNE 2018 MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS

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LEAGUE TABLES H1 2018 Preliminary As of 25 June 2018 H1 2018 PRELIMINARY AS of 25 JUNE 2018 MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS ASIA PACIFIC CAPITAL MARKETS LEAGUE TABLES H1 2018 Preliminary As of 25 June 2018 H1 2018 PRELIMINARY AS OF 25 JUNE 2018 MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards. LEAG<GO> for a full range of league tables MA<GO> for a full range of merger & acquisition tables NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email Equities Zhen Hao Toh +65 6499 2931 [email protected] Fixed Income Jennifer Passos +65 6231 9677 [email protected] Loans Colin Tang +65 6499 2949 [email protected] APAC League Xin Yu Chen +65 6212 1123 [email protected] © 2018 Bloomberg Finance L.P. All rights reserved. Bloomberg Preliminary APAC Capital Markets | H1 2018 Asia ex-Japan G3 Currency Bonds: Industry Breakdown Asia Pacific Fixed Income 13% 6% 6% Asia ex-Japan G3 Currency Bonds 7% 55% H1 2018 H1 2017 12% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) HSBC 1 7.327 10,159 126 1 9.020 -1.693 Citi 2 5.929 8,219 85 3 6.455 -0.526 Financials 55% Bank of China 3 5.352 7,421 115 4 5.037 0.315 Government 12% Standard Chartered Bank 4 4.355 6,038 76 2 6.640 -2.285 Technology 7% Bank of America Merrill Lynch 5 3.255 4,513 61 10 2.947 0.308 Materials 6% Deutsche Bank 6 3.218 4,461 51 5 4.246 -1.028 Utilities 6% JP Morgan 7 3.154 4,373 39 6 4.151 -0.997 Others 13% BNP Paribas 8 3.118 4,323 56 17 2.350 0.768 Credit Suisse 9 2.877 3,988 49 7 3.450 -0.573 Morgan Stanley 10 2.736 3,794 54 8 3.334 -0.598 Asia ex-Japan G3 Currency Bonds: Manager Rankings Industrial & Comm Bank of 11 2.595 3,597 66 13 2.619 -0.024 History China Goldman Sachs 12 2.588 3,588 36 16 2.369 0.219 2018 2017 2016 15 DBS Group 13 2.414 3,347 54 12 2.858 -0.444 UBS 14 2.408 3,339 48 9 3.231 -0.823 ) % 10 ( Haitong Securities Co Ltd 15 2.274 3,153 62 11 2.865 -0.591 e r a h Credit Agricole CIB 16 2.252 3,123 35 22 1.720 0.532 S t e k r Mizuho Financial 17 2.173 3,013 49 21 1.776 0.397 a 5 M Barclays 18 2.171 3,010 35 19 1.818 0.353 China Citic Bank 19 1.837 2,547 51 20 1.803 0.034 0 ti a k h k Bank of Communications 20 1.707 2,367 44 15 2.389 -0.682 C i n n c n B C i a n a S h y H C B L B f d l e o re il h k e rr c TOTAL 100% 138,642 325 100% n rt e ts a a M u B h e C a D ic rd r a e d m n A ta f S o k This table consists of debt & preferred securities issued by Asia excluding Japan issuers and denominated in USD, EUR or JPY. This excludes n a asset-backed securities, bonds with warrants, certificates of deposit, china commercial paper, convertible securities, credit-linked notes and B supranational issuers. There is a minimum threshold of 18 months for maturities and USD 100MM minimum amount. Please see League Table Standards and Guidelines for further details. Bloomberg League Table Reports Page 1 Bloomberg Preliminary APAC Capital Markets | H1 2018 Asia ex-Japan G3 Currency Bonds APAC ex-Japan G3 Currency Bonds H1 2018 H1 2017 H1 2018 H1 2017 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) HSBC 1 7.327 10,159 126 1 9.020 -1.693 HSBC 1 7.111 12,460 142 1 9.197 -2.086 Citi 2 5.929 8,219 85 3 6.455 -0.526 Citi 2 6.955 12,186 110 2 6.796 0.159 Bank of China 3 5.352 7,421 115 4 5.037 0.315 JP Morgan 3 4.798 8,406 64 3 5.883 -1.085 Standard Chartered Bank 4 4.355 6,038 76 2 6.640 -2.285 Bank of America Merrill Lynch 4 4.426 7,755 82 6 4.084 0.342 Bank of America Merrill Lynch 5 3.255 4,513 61 10 2.947 0.308 Bank of China 5 4.235 7,421 115 7 3.982 0.253 Deutsche Bank 6 3.218 4,461 51 5 4.246 -1.028 Goldman Sachs 6 3.785 6,632 48 11 2.807 0.978 JP Morgan 7 3.154 4,373 39 6 4.151 -0.997 BNP Paribas 7 3.564 6,245 65 12 2.502 1.062 BNP Paribas 8 3.118 4,323 56 17 2.350 0.768 Standard Chartered Bank 8 3.446 6,038 76 4 5.249 -1.803 Credit Suisse 9 2.877 3,988 49 7 3.450 -0.573 Deutsche Bank 9 3.404 5,964 59 8 3.742 -0.338 Morgan Stanley 10 2.736 3,794 54 8 3.334 -0.598 Morgan Stanley 10 3.151 5,521 64 5 4.649 -1.498 Industrial & Comm Bank of China 11 2.595 3,597 66 13 2.619 -0.024 Credit Suisse 11 3.138 5,498 60 9 3.293 -0.155 Goldman Sachs 12 2.588 3,588 36 16 2.369 0.219 UBS 12 2.504 4,387 53 10 3.100 -0.596 DBS Group 13 2.414 3,347 54 12 2.858 -0.444 ANZ Banking Group 13 2.128 3,728 43 15 2.198 -0.070 UBS 14 2.408 3,339 48 9 3.231 -0.823 Industrial & Comm Bank of China 14 2.053 3,597 66 16 2.070 -0.017 Haitong Securities Co Ltd 15 2.274 3,153 62 11 2.865 -0.591 Barclays 15 1.987 3,482 38 19 1.705 0.282 Credit Agricole CIB 16 2.252 3,123 35 22 1.720 0.532 DBS Group 16 1.910 3,347 54 14 2.260 -0.350 Mizuho Financial 17 2.173 3,013 49 21 1.776 0.397 Mizuho Financial 17 1.864 3,265 51 20 1.653 0.211 Barclays 18 2.171 3,010 35 19 1.818 0.353 Credit Agricole CIB 18 1.859 3,256 36 24 1.423 0.436 China Citic Bank 19 1.837 2,547 51 20 1.803 0.034 Haitong Securities Co Ltd 19 1.799 3,153 62 13 2.265 -0.466 Bank of Communications 20 1.707 2,367 44 15 2.389 -0.682 Commonwealth Bank Australia 20 1.616 2,832 24 29 0.832 0.784 TOTAL 100% 138,642 325 100% TOTAL 100% 175,209 392 100% Asia ex-Japan G3 Corporate High Yield Bonds Asia ex-Japan G3 Investment Grade Bonds H1 2018 H1 2017 H1 2018 H1 2017 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Haitong Securities Co Ltd 1 7.692 1,659 38 1 11.393 -3.701 HSBC 1 8.337 8,487 99 1 9.891 -1.554 Guotai Junan Securities 2 6.835 1,474 37 13 3.123 3.712 Citi 2 6.793 6,914 70 3 7.243 -0.450 Morgan Stanley 3 5.155 1,112 15 5 4.652 0.503 Bank of China 3 4.994 5,084 78 4 5.429 -0.435 Credit Suisse 4 4.940 1,065 18 2 9.434 -4.494 Bank of America Merrill Lynch 4 3.893 3,963 49 7 3.418 0.475 China Citic Bank 5 4.813 1,038 17 3 7.079 -2.266 Standard Chartered Bank 5 3.831 3,900 52 2 7.283 -3.452 Deutsche Bank 6 4.745 1,023 18 9 3.949 0.796 BNP Paribas 6 3.824 3,892 48 14 2.440 1.384 HSBC 7 3.825 825 18 4 6.029 -2.204 Industrial & Comm Bank of China 7 3.246 3,304 59 9 3.325 -0.079 UBS 8 3.822 824 19 15 2.710 1.112 Credit Agricole CIB 8 2.939 2,991 32 16 2.238 0.701 Bank of China 9 3.518 759 14 16 2.258 1.260 JP Morgan 9 2.925 2,978 29 6 4.095 -1.170 Barclays 10 3.362 725 5 10 3.826 -0.464 Goldman Sachs 10 2.798 2,848 28 13 2.609 0.189 Standard Chartered Bank 11 3.320 716 13 12 3.178 0.142 Deutsche Bank 11 2.780 2,830 29 5 4.390 -1.610 JP Morgan 12 3.223 695 7 7 4.447 -1.224 Mizuho Financial 12 2.701 2,750 43 15 2.381 0.320 Goldman Sachs 13 2.967 640 6 14 2.883 0.084 Morgan Stanley 13 2.527 2,572 35 10 3.302 -0.775 Orient Securities Co Ltd 14 2.950 636 15 51 0.122 2.828 Bank of Communications 14 2.200 2,239 40 12 2.848 -0.648 CITIC Securities Co Ltd 15 2.635 568 9 26 0.837 1.798 UBS 15 2.133 2,171 24 8 3.361 -1.228 Bank of America Merrill Lynch 16 2.550 550 12 17 2.161 0.389 DBS Group 16 1.976 2,011 29 18 1.932 0.044 Industrial Securities Co Ltd 17 2.487 536 15 51 0.122 2.365 Mitsubishi UFJ Financial Group Inc 17 1.948 1,982 25 19 1.726 0.222 VTB Capital 18 2.448 528 9 22 1.019 1.429 Credit Suisse 18 1.903 1,937 23 20 1.578 0.325 DBS Group 19 2.301 496 8 11 3.330 -1.029 Barclays 19 1.894 1,928 24 22 1.489 0.405 Citi 20 1.779 384 7 6 4.647 -2.868 Societe Generale 20 1.560 1,588 22 25 1.005 0.555 TOTAL 100% 21,563 77 100% TOTAL 100% 101,789 201 100% Bloomberg League Table Reports Page 2 Bloomberg Preliminary APAC Capital Markets | H1 2018 APAC USD & EUR Currency Bonds Asia Bonds H1 2018 H1 2017 H1 2018 H1 2017 Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Citi 1 7.933 15,868 128 2 7.324 0.609 Bank of China 1 4.222 26,157 217 5 2.986 1.236 HSBC 2 6.291 12,585 143 1 8.698 -2.407 CITIC Securities Co Ltd 2 3.910 24,226 146 6 2.913 0.997 JP Morgan 3 5.492 10,987 77 3 7.115 -1.623 Industrial & Comm Bank of China 3 3.775 23,388 170 9 2.472 1.303 Bank of America Merrill Lynch 4 4.970 9,942 95 4 4.671 0.299 Morgan Stanley 4 3.120 19,331 282 1 3.706 -0.586 Goldman Sachs 5 4.342 8,685 55 7 4.188 0.154 China Securities Co Ltd 5 3.055 18,929 165 14 2.150 0.905 Morgan Stanley 6 4.163 8,326 76 6 4.598 -0.435 China Construction Bank 6 2.803 17,367 159 7 2.756 0.047 Bank of China 7 3.679 7,358 113 8 3.522 0.157 Mizuho Financial 7 2.792 17,297 296 2 3.411 -0.619 Deutsche Bank 8 3.487 6,975 65 9 3.421 0.066 HSBC 8 2.703 16,748 197 3 3.199 -0.496 BNP Paribas 9 3.245 6,491 67 12 2.622 0.623 Agricultural Bank of China 9 2.702 16,741 118 18 1.797 0.905 Standard Chartered Bank 10 3.019 6,038 76 5 4.643 -1.624 Citi 10 2.471 15,307 140 4 3.011 -0.540 Credit Suisse 11 2.748 5,498 60 10 2.912 -0.164 Sumitomo Mitsui Financial 11 2.217 13,733 212 10 2.418 -0.201 Mizuho Financial 12 2.484 4,968 61 13 2.332 0.152 Nomura 12 2.092 12,964 213 8 2.594 -0.502 UBS 13 2.316 4,633 55 11 2.742 -0.426 China Merchants Bank 13 2.091 12,956 132 19 1.678 0.413 Mitsubishi UFJ Financial Group Inc 14 2.219 4,438 40 21 1.597 0.622 Industrial Bank 14 2.079 12,883 139 29 1.168
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