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mathematics ISSN 2227-7390 www.mdpi.com/journal/mathematics
Article On the Duality of Regular and Local Functions
Jens V. Fischer
Institute of Mathematics, Ludwig Maximilians University Munich, 80333 Munich, Germany; E-Mail: jens.fi[email protected]; Tel.: +49-8196-934918
1 Abstract: In this paper, we relate Poisson’s summation formula to Heisenberg’s uncertainty
2 principle. They both express Fourier dualities within the space of tempered distributions and
3 these dualities are furthermore the inverses of one another. While Poisson’s summation
4 formula expresses a duality between discretization and periodization, Heisenberg’s
5 uncertainty principle expresses a duality between regularization and localization. We define
6 regularization and localization on generalized functions and show that the Fourier transform
7 of regular functions are local functions and, vice versa, the Fourier transform of local
8 functions are regular functions.
9 Keywords: generalized functions; tempered distributions; regular functions; local functions;
10 regularization-localization duality; regularity; Heisenberg’s uncertainty principle
11 Classification: MSC 42B05, 46F10, 46F12
1 21. Introduction
13 Regularization is a popular trick in applied mathematics, see [1] for example. It is the technique
14 ”to approximate functions by more differentiable ones” [2]. Its terminology coincides moreover with
15 the terminology used in generalized function spaces. They contain two kinds of functions, ”regular
16 functions” and ”generalized functions”. While regular functions are being functions in the ordinary
17 functions sense which are infinitely differentiable in the ordinary functions sense, all other functions
18 become ”infinitely differentiable” in the ”generalized functions sense” [3]. In this way, all functions
19 are being infinitely differentiable. Localization, in contrast to that, is another popular technique. It
20 allows for example to integrate functions which could not be integrated otherwise, if we think of ”locally
21 integrable” functions or if we think of the Short-Time Fourier Transform (STFT), capable to analyze
22 infinitely extended signals. Although, regularization and localization appear to be quite different, a
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23 connection between these operations is no surprise. It is ubiquitous in the literature. The theorem
24 below, however, appears in wider sense. It holds within the space of tempered distributions and is
25 directly related to Heisenberg’s uncertainty principle. It is moreover the inverse of an already known
26 discretization-periodization duality.
27 Section 2 provides an introduction to the notations used and previous results. Section 3 presents a
28 justification for Section 4 where regularization and localization within the space of tempered distributions
29 are defined. Section 5 provides symbolic calculation rules based on these definitions, needed to prove
30 the theorem in Section 6. Section 7 connects these results to results in a previous study and Section 8,
31 finally, concludes this study and provides an outlook.
32 2. Preliminaries
n n n Let δkT be the Dirac impulse shifted by k ∈ Z units of T ∈ R+ = {t ∈ R : 0 < tν < ∞, 1 6 ν 6 n}, kT being componentwise multiplication, within the space S′ ≡ S′(Rn) of tempered distributions (generalized functions that do not grow faster than polynomials) and let
IIIT := X δkT k∈Zn
′ ′ n 33 be the Dirac comb. Then δkT ∈ S and IIIT ∈ S for any T ∈ R+ are tempered distributions [4–6]. ′ 34 We shortly write δ instead of δkT if k = 0. The Fourier transform F in S is defined as usual and such
35 that F1 = δ and Fδ = 1 where 1 is the function being constantly one [3,4,7–12]. The Dirac comb
36 is moreover known for its excellent discretization (sampling) and periodization properties [7,11–13]. ′ ′ 37 While multiplication IIIT · f in S samples a function f ∈ S , the corresponding convolution product ′ 38 IIIT ∗ f periodizes f in S . ′ 39 The following two lemmas summarize the demands that must be put on f ∈ S such that f can ′ 40 be sampled or periodized in S . Recall that smoothness, i.e., infinite differentiability, is not a demand.
41 It is a given fact for all functions in generalized function spaces. Also recall that OM is the space of ′ ′ ′ 42 multiplication operators in S and OC is the space of convolution operators in S according to Laurent
43 Schwartz’ theory of distributions [4,5,14–20].
′ ′ 44 Lemma 1 (Discretization). Generalized functions f ∈ S can be sampled in S if and only if f ∈ OM .
Proof. Any uniform discretization (sampling) in S′ corresponds to forming the product
′ IIIT · f in S
′ ′ 45 where IIIT ∈ S is the Dirac comb. Furthermore, IIIT is no regular function, i.e., IIIT ∈ S \OM . On ′ 46 the other hand, for any multiplication product in S , it is required that at least one of the two factors is in ′ 47 OM . Hence, f ∈ OM ⊂ S . Otherwise the product does not exist. Vice versa, if f ∈ OM then IIIT · f ′ ′ 48 exists due to S ·OM ⊂ S .
49 An equivalent statement is the following lemma.
′ ′ ′ 50 Lemma 2 (Periodization). Generalized functions f ∈ S can be periodized in S if and only if f ∈ OC . Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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Proof. Any periodization in S′ corresponds to forming the convolution product
′ IIIT ∗ f in S
′ ′ ′ 51 where IIIT ∈ S is the Dirac comb. Furthermore, IIIT is of no rapid descent, i.e., IIIT ∈ S \OC . On ′ 52 the other hand, for any convolution product in S , it is required that at least one of the two factors is in ′ ′ ′ ′ 53 OC . Hence, f ∈ OC ⊂ S . Otherwise the convolution product does not exist. Vice versa, if f ∈ OC ′ ′ ′ 54 then IIIT ∗ f exists due to S ∗ OC ⊂ S .
In a previous study [19], we used these insights in order to define operations of discretization ⊥⊥⊥T and ′ ′ periodization △△△T in S . While discretization is an operation ⊥⊥⊥T : OM → S , f 7→ ⊥⊥⊥T f := IIIT · f, ′ ′ periodization is an operation △△△T : OC → S , g 7→ △△△T g := IIIT ∗ g, respectively. Starting from these two definitions we proved that
F( ⊥⊥⊥f) = △△△(Ff) and (1) F( △△△g) = ⊥⊥⊥(Fg) (2)
′ 55 hold in S , both being expressions of Poisson’s Summation Formula. We shortly write ⊥⊥⊥ and △△△
56 instead of ⊥⊥⊥T and △△△T if Tν = 1 for all 1 6 ν 6 n. Recall moreover that these rules are a consequence of the Fourier duality
F(α · f) = Fα ∗ Ff and (3) F(g ∗ f) = Fg ·Ff in S′ (4)
′ ′ 57 for any α ∈ OM , g ∈ OC and f ∈ S which is, according to Laurent Schwartz’ theory of generalized
58 functions, the widest possible comprehension of both, multiplication and convolution within the space of ′ ′ 59 tempered distributions [4,14,18]. It lies at the very heart of S . Many calculation rules in S , including
60 Equations (1), (2), (7), (8), (11), (12) and Lemmas 1, 2, 3, 4 rely on it.
61 3. Feasibilities
62 The following two lemmas provide justifications for the way we will define regularizations and ′ ′ 63 localizations in S below. They will allow us to invert discretizations and periodizations in S .
′ 64 Lemma 3 (Regularization). Let ϕ ∈ S. Then for any f ∈ S , ϕ ∗ f can be sampled.
′ 65 Proof. This is a consequence of the fact that S ∗ S ⊂ OM [4,10,14,18] and Lemma 1.
66 An equivalent statement is the following lemma.
′ 67 Lemma 4 (Localization). Let ϕ ∈ S. Then for any f ∈ S , ϕ · f can be periodized.
′ ′ ′ 68 Proof. It follows from the fact that S·S ⊂ OC [4,18], which is the Fourier dual F(S ∗ S ) = F(OM ) ′ 69 of S ∗ S ⊂ OM , and Lemma 2. Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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′ 70 It is interesting to observe that ϕ ∗ and ϕ · stretch and compress f ∈ S , respectively. This property
71 is moreover independent of the actual choice of ϕ ∈ S. It can therefore be attributed to the operations of
72 convolution and multiplication themselves.
73 4. Definitions
74 ”One of the main applications of convolution is the regularization of a distribution” [14] or the
75 regularization of ordinary functions which are not being infinitely differentiable in the conventional
76 functions sense. Its actual importance lies furthermore in the fact that it is the reversal of discretization.
77 Regularization is usually understood as the approximation of generalized functions via approximate
78 identities [2,8–10,14,21–23]. In this paper, however, we extend this idea by allowing any ϕ ∈ S ′ ′ 79 and by allowing even ordinary functions f ∈ S to be used for regularizations in S . This approach
80 naturally includes the special case of choosing approximate identities without unnecessarily restricting
81 our theorem below. Lemmas 3 and 4 above justify the following two definitions.
Definition 5 (Regularization). Let ϕ ∈ S. Then for any tempered distribution f ∈ S′ we define another tempered distribution by
∩ ϕf := ϕ ∗ f (5)
′ 82 which is a regular, slowly growing function in OM ⊂ S . The operation ∩ ϕ is called regularization,
83 approximation, interpolation or smoothing of f by means of ϕ. It is a linear continuous operation ′ ′ 84 ∩ ϕ : S → OM , f 7→ ∩ ϕf. The result of ∩ ϕ is called regular function of f in S .
f ∩ ϕf
∩ ✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻ −−→ϕ ......
85
Figure 1. The regularization of generalized function f yields regular function ∩ ϕf.
86 Regular functions are functions in the ordinary functions sense which are infinitely differentiable
87 in the ordinary functions sense, a function property that is of immense value in many branches of ′ 88 mathematics. Regular functions belong to OM because S ∗ S ⊂ OM , see e.g. [4,10,18]. They maintain
89 the being ’tempered’ property, i.e., they do not grow faster than polynomials, which is common to all
90 tempered distributions but add the regularity of ϕ to f. It follows that regularized functions can always
91 be sampled according to Lemma 1.
92 Regularizations are treated in many mathematical textbooks [2,5,12,14,15,21] and scientific papers
93 [1,24–27]. They are also known in terms of ”regularizers” [1,25–27], ”smooth cutoff functions” [2,28]
94 and ”mollifiers” [16,29–33], a term that goes back (see [16], p.63) to K.O. Friedrichs [29]. Regularized
95 rect functions (characteristic functions of an interval) are known as ”mesa function”, ”tapered box” [12] ∞ 96 or ”tapered characteristic function” and ”taper function” [34] or as ”C bell” or ”smoothed top hat”
97 function in [35]. Mostly, regularizations are required ”to obtain regularized interpolating kernels” such
98 as in [27]. Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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99 Away from the generalized functions literature, we furthermore encounter regularizations in terms of
100 ”smoothings”, ”interpolations”, ”zero-paddings” or ”approximations” because they are not only applied
101 to generalized functions, they are also applied to ordinary functions, usually to obtain better ”regularity”
102 properties for functions, i.e. better differentiability. Regularity is also a topic discussed in [36], for
103 example. It is closely related to localization.
Definition 6 (Localization). Let ϕ ∈ S. Then for any tempered distribution f ∈ S′ we define another tempered distribution by
⊓ ϕf := ϕ · f (6)
′ ′ 104 which is a generalized function of rapid descent in OC ⊂ S . The operation ⊓ ϕ is called localization ′ ′ 105 or restriction of f by means of ϕ. It is a linear continuous operation ⊓ ϕ : S → OC , f 7→ ⊓ ϕf. If ′ 106 ϕ ∈ D ⊂ S, it is also called finitization. The result of ⊓ ϕ is called local function of f in S .
f ⊓ ϕf
⊓ ✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻✻ −−→ϕ ✻✻✻ ...... ✻ ✻ ✻ ✻ ✻ ✻ 107
Figure 2. The localization of generalized function f yields local function ⊓ ϕf.
′ ′ ′ 108 Local functions belong to OC because S · S ⊂ OC [4,14]. They add the ’rapid descent’ property ′ 109 of Schwartz functions ϕ ∈ S to f ∈ S . It follows that localized functions can always be periodized
110 according to Lemma 2.
111 The term ”local” and the treatment of localizations have a long history in mathematics. It culminated,
112 however, in the term ”localization operator”. It appears 1988 for the first time (see [37], p.133 in
113 [38]) in Daubechies’ article [39] and later in Daubechies’ 1992 standard textbook [36]. Meanwhile,
114 ”localizations” occur in many textbooks [2,36,38–47], amongst others as ”localized trigonometric
115 functions” or ”localized sine basis” [36,41,48], as ”localized frames” [49], ”local trigonometric bases”,
116 as ”local representations” [9] or simply in terms of ”locally integrable” functions.
117 5. Calculation Rules
118 ”One of the basic principles in classical Fourier analysis is the impossibility to find a function f being
119 arbitrarily well localized together with its Fourier transform Ff”[50]. This, in particular, can easily be
120 seen if one tries to localize the function that is constantly 1.
Lemma 7 (Localization Balance). Let ϕ ∈ S and let ϕˆ := Fϕ. Then
′ F( ∩ ϕδ) = ⊓ ϕˆ1 ∈ OC and (7) ′ F( ⊓ ϕˆ1) = ∩ ϕδ ∈ OM in S . (8)
121 In (8) we see that by localizing 1, we delocalize δ, i.e., 1 and its Fourier transform δ cannot be both
122 arbitrarily well localized. This phenomenon is known as Heisenberg’s uncertainty principle [9,10,12,
123 50–52]. Vice versa, in (7) we see that by regularizing δ we increasingly deregularize 1. The entity ∩ ϕδ Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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124 is also known as an ”approximate identity” of δ, usually denoted as δǫ where ǫ is a parameter describing ′ 125 the proximity to δ (see e.g. [14] p.316, p.401 or [21] p.5). Convolving any f ∈ S with δǫ, it creates an
126 approximate identity fǫ of f which is a function in the ordinary sense being infinitely differentiable.
′ ′ Proof. According to (4O), δ ∈ C can be convolved with ϕ ∈ S ⊂ S and, equivalently, 1 ∈ OM can be multiplied with ψ ∈ S ⊂ S′, hence
F( ∩ ϕδ) = F(ϕ ∗ δ) = Fϕ ·Fδ =ϕ ˆ · 1 = ⊓ ϕˆ1
′ 127 holds in S . The second formula is shown in an analogous manner. It is moreover interesting to observe that in analogy to the Dirac comb identity [19]
△△△δ ≡ III ≡ ⊥⊥⊥1
the following identity, let’s say a ”localization balance”
∩ ϕδ ≡ Ω ≡ ⊓ ϕ1
′ 128 holds a balance in S if ϕ ≡ ϕˆ is satisfied for ϕ ∈ S, which obviously is the best achievable compromise −πt2 129 in localizing 1 and thereby delocalizing δ. It is true for the Gaussian Ω(t) ≡ e and herewith expresses t −t 130 Hardy’s uncertainty principle [53]. But it is also true for the Hyperbolic secant Ω(t) ≡ 2/(e + e ), see
131 e.g. [12], and for every fourth Hermite function H, i.e., all H satisfying FH ≡ H. A connection between
132 Gaussians and Hyperbolic Secants is that both belong to a class of ”Polya´ frequency functions” [54,55].
133 Gaussians, Hyperbolic Secants and Hermite functions are treated in [56,57] for example. Hyperbolic
134 Secants may also replace Gaussians in Gabor systems, see e.g. Janssen and Strohmer [58]. A link
135 between Gaussians and Hyperbolic Secants is furthermore known in soliton physics where the ”initial
136 Gaussian beam reshapes to a squared hyperbolic secant profile” [59]. Studying fixpoints Ω of the Fourier
137 transform in S is therefore worthwhile goal.
138 Another calculation rule we need to prove the theorem below is the following. It holds in analogy to
139 already shown properties of discretizations and periodizations [19].
′ ′ ′ Lemma 8. Let ϕ ∈ S, α ∈ OM , g ∈ OC and f ∈ S . Then αf and g∗f exist in S and
′ α · ( ⊓ ϕf) = ⊓ ϕ(αf) = ( ⊓ ϕα) · f ∈ OC and (9) ′ g ∗ ( ∩ ϕf) = ∩ ϕ(g∗f) = ( ∩ ϕg) ∗ f ∈ OM in S . (10)
′ Proof. We may allow that at most one of the operands in ϕ ∗ g ∗ f is no element in OC . This is indeed ′ ′ ′ ′ true as ϕ ∈ S ⊂ OC , g ∈ OC and f is an arbitrary element in S . It follows that ϕ ∗ g ∗ f exists in S ′ ′ ′ and, hence, operands may be interchanged arbitrarily. Using OC ∗ S ⊂ S twice and (5), we obtain
g ∗ ( ∩ ϕf) = g ∗ (ϕ ∗ f) = ϕ ∗ g ∗ f = ∩ ϕ(g ∗ f)
′ 140 in S . The other half of this equation results from the fact that the roles of f and g can be exchanged due
141 to commutativity. The second formula is then shown in an analogous manner. Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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1 426. A Regularization-Localization Duality
143 The interaction between regularizations and localizations is ubiquitous in the literature today, for
144 example as ”regularization” and multiplication with smooth ”cutoff functions” in Hormander¨ [2], as ′ 145 ”two components of the approximation procedure” in S , see Strichartz [6], or as ”approximation by
146 cutting and regularizing” in Treves` [15], p.302, or in terms of ”cutting out” one period of f and
147 applying ”(quasi-)interpolation” [47]. Detailed studies of the interaction of both, regularizations and
148 localizations, can be found for example in [34,37,38,60] and in engineering literature, we encounter
149 these interactions in terms of the interplay between ”windowing” on one hand and ”interpolation” on the
150 other. Another equivalent is the so-called ”zero-padding” technique found in engineering textbooks as a
151 way to implement interpolations. It corresponds to the regularization of a discrete function by embedding
152 it into a higher-dimensional space where it is smooth.
153 However, we may summarize this regularization-localization duality in the following way.
Theorem 9 (Regularization vs. Localization). Let ϕ ∈ S, f ∈ S′ and let ϕˆ := Fϕ. Then
′ F( ∩ ϕf) = ⊓ ϕˆ(Ff) ∈ OC and (11) ′ F( ⊓ ϕˆf) = ∩ ϕ(Ff) ∈ OM in S . (12)
154 So, this duality asserts that regularizing a function means to localize its Fourier transform and, vice
155 versa, localizing a function means to regularize its Fourier transform. It is the one-to-one counterpart of ′ 156 a discretization-periodization duality in S , given in (1) and (2). Proof. Formally, according to the calculation rules shown above the following equalities hold
F( ∩ ϕf) = F ∩ ϕ(δ∗f) = F( ∩ ϕδ ∗ f) = F( ∩ ϕδ) ·Ff
= ⊓ ϕˆ1 ·Ff = ⊓ ϕˆ(1·Ff) = ⊓ ϕˆ(Ff)
′ ′ ′ 157 in S . We start using f = δ ∗ f where δ ∈ OC ⊂ S is the identity element with respect to convolution ′ ′ 158 in S . Then we apply Equations (10), (4), (7) and (9), in this order. Finally, with Ff = g ∈ S we use ′ ′ 159 g = 1 · g where 1 ∈ OM ⊂ S is the identity element with respect to multiplication in S . The second
160 formula is now shown in an analogous manner.
F◦ ∩ = F reg = ⊓ ◦ F ✻✻✻ ...... −−−−−−−−−−−−−→ ✻ ✻ F of regular functions ✻ ✻ ✻ ✻
F◦ ⊓ = Floc = ∩ ◦ F ✻✻✻ −−−−−−−−−−−−→ ✻ ✻ F of local functions ...... ✻ ✻ ✻ ✻
161 Figure 3. The Regularization-Localization Theorem.
162 An immediate consequence of the theorem is that f and its Fourier transform Ff cannot be both
163 arbitrarily well localized, a fact that is known as Heisenberg’s uncertainty principle. Also note that Floc , Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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164 see figure above, is the Short-Time Fourier Transform (STFT) with window function ϕ ∈ S and it is the
165 Gabor transform if ϕ is a Gaussian. Consequently, the result of Gabor transforms will be smooth, i.e.,
166 they cannot be discrete for example. Its Fourier dual, the Fourier transform of regular functions F reg in
167 contrast to that, see figure above, corresponds to first regularizing functions before Fourier transforming
168 them. Consequently, the result of such transforms will be local, i.e., they cannot be periodic for example.
169 Obviously, by looking at these interactions, one may think of discrete functions as the ’opposite’
170 of regular functions and, equivalently, one may think of periodic functions as the ’opposite’ of local
171 functions. This is examined more closely in the next section.
172 7. Four Subspaces
′ 173 Let ∁ OM be the complement of regular functions OM in S . It is the space of all ordinary or ′ 174 generalized functions in S which are not infinitely differentiable in the ordinary functions sense. Let, ′ ′ ′ 175 furthermore, ∁ OC be the complement of local functions OC in S . It consists of all ordinary or ′ 176 generalized functions in S which do either not fade to zero as |t| increases (periodic functions for
177 example) or they fall to zero but too slowly (with polynomial decay rather than with exponential decay). ′ 178 Then, the following diagram holds in S .
△△△
′ ❄ ′
OM ∩ OC ✻ OM ∩ ∁ OC ⊓ ϕ ⊥⊥⊥ ∩
✻ ϕ ✻ ϕ ∩ ⊥⊥⊥ ❄ ❄
⊓ ϕ
′ ✻ ′
∁ OM ∩ OC ❄ ∁ OM ∩ ∁ OC △△△
′ Figure 4. Four subspaces in S , linked via operations ⊥⊥⊥, △△△, ∩ ϕ, ⊓ ϕˆ.
local global functions functions
△✲△△ ✛
regular periodic functions ⊓ ϕˆ ⊥⊥⊥ ϕ ∩ ∩ ✻ ϕ ✻
⊥⊥⊥ ❄ ❄
⊓ ✛ϕˆ ✲ discrete discrete functions
generalized △△△ periodic
Figure 5. Same as above, drawn in another fashion. Preprints (www.preprints.org) | NOT PEER-REVIEWED | Posted: 24 May 2017 doi:10.20944/preprints201705.0175.v1
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′ 179 Apparently, the Schwartz space S ≡ OM ∩ OC , the ”smooth world”, in some sense, is the ’opposite’ ′ 180 of ∁ OM ∩ ∁ OC , the ”discrete world”. One may also note that no additional information is used yet
181 beside pure operator definitions. There is also no statement yet on the reversibility of our operations ⊥⊥⊥ ′ 182 and △△△ and ∩ ϕ and ⊓ ϕ in S . Such inversions will be treated in a follow-on study.
183 8. Conclusions and Outlook
′ 184 It is shown that in analogy to a discretization-periodization duality in S there is also a ′ 185 regularization-localization duality in S . Proving these dualities even follows the same pattern. In
186 addition, the two dualities are inverses of each other in the sense that the first one maps towards
187 discreteness and the latter one maps towards smoothness. A more detailed statement on the reversibility ′ 188 of discreteness in S will be given in a next study.
189 Acknowledgements
190 This paper is primarily based on studies conducted in the years 1995-1997 at the Institute of
191 Mathematics, Ludwig Maximilians University (LMU), Munich. The author is in particular very grateful
192 to Professor Otto Forster. The author would also like to thank his colleagues at the Microwaves and
193 Radar Institute, German Aerospace Center (DLR), for deep insights into signal processing and a great
194 cooperation for many years.
195 Conflicts of Interest
196 The author declares no conflicts of interest.
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