Banking & Finance
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SIMON BURRELL Telephone: +353(0)87 6825248 Address: 14a Brookfield Terrace, Blackrock, County Dublin, Ireland e-mail: [email protected] web: www.simonburrellconsulting.co.uk Simon has a wealth of business change experience gained across blue chip companies in banking, mortgage lending and wealth management sectors. He turns business problems into high quality operational & technical solutions. PROFILE ➢ Comprehensive business analysis skills ➢ Domain expertise in financial services (mortgages, banking, wealth management) ➢ Strong verbal, written and presentational communication skills at all levels ➢ Significant team leadership and stakeholder management experience ➢ Clear commercial awareness combined with strong technical aptitude SKILLS SUMMARY Project Management Planning, RAID, reporting, risk/exception management, stakeholder engagement CBA, ToR, scoping, requirements gathering, “As Is” & “To Be” process mapping, Business Analysis functional design, TOM, workshop facilitation, presentations & proposals, UAT Systems Analysis Functional design, data modelling, data migration, logical/physical design, MI Leadership Line & team management, stakeholder management, reporting, communication Products Mortgage, secured loan, unsecured loan, current account, credit card, insurance FCA (EU MCD, MCOB, BSOCS, DISP, SYSC, BIPRU, GENPRU), ESIS KFI, Regulation TCF, CCA, AML/KYC, SoX, sanctions, PEPs, country prohibitions, LIBOR Banking Risk Credit scoring, lending policy, Basel 2, Liquidity 2, FTP, ALM, hedging, basis risk CONTRACT & EMPLOYMENT SUMMARY Company Brands Parent Period Until UBS Wealth Management UBS UBS Group 9+ yrs now Barclays Bank Various Barclays Group 5 mth 2011 Barclays Wealth Various Barclays Group 10 mth 2010 Nationwide Building Society Nationwide, TMW, UCB Nationwide Group 18 mth 2010 Royal Bank of Scotland Various RBS Group 4 mth 2008 Advantage Home Loans Advantage Morgan Stanley 3 mth 2007 Capstone Mortgage Services SPML, Preferred, LMC Lehman Brothers 3 yr 2007 GE Consumer Finance Igroup, First National General Electric 1 yr 2004 Britannic Money Mortgage Trust, First Active Britannic Group 6 yr 2003 Chubb Insurance Co. Europe Chubb Insurance Chubb & Sons Inc 1 yr 1997 Frizzell Bank Limited Frizzell, Liverpool Victoria Liverpool Victoria 10 yr 1996 Midland Bank / Bass / BUPA 3 yr 1986 CV - Simon Burrell (full - nb) Page: 1 of 6 CONTRACT HISTORY UBS Wealth Management Nov 2011 to present (9+ year contract) Global private banking and wealth management group. Senior Business Analyst and Project Manager delivering multiple core regulatory and business projects: ➢ LIBOR Migration – scoping, analysis and delivery to migrate LIBOR cash products to Risk Free Rates - Contractual update, client mailing and migration of asset backed loans and client cash accounts - Equivalent for mortgage loans, incorporating rundown/transition of origination pipeline ➢ Commercial Mortgage Lending – delivery of system/process change for new commercial products ➢ Mortgage Regulatory Reporting – review of full mortgage regulatory reporting suite: - Provide consultation feedback, design, test and implement new BoE/PRA Buy to Let flow report - Automate PSD Mortgage Performance stock report, first introduced to meet MMR requirements - Review and remediate complex technical issues with core MLAR and PSD regulatory reports ➢ Non-Domicile Reforms – initiative to help investment clients segregate pre and post reform income ➢ EU Mortgage Credit Directive – project to achieve regulatory compliance: - Upgrade to latest version of eFirst Origin mortgage application processing system - Review FCA handbook to clarify the impact of EU MCD regulation and design compliant solutions - Conduct detailed redesign and implementation of ESIS format Mortgage Illustration ➢ Mortgage Market Review – project to achieve revised regulatory compliance to MMR requirements ➢ Mortgage process and product review – products, processes, documentation and operating model: - Review front to back mortgage solutions and products, to propose incremental improvements - Plan and implement system, process, product and structural changes over three phases Barclays Bank Jun 2011 to Nov 2011 (5 month contract) Global retail and wholesale banking group. Senior Business Analyst supporting delivery of Barclays Group balance sheet modelling tool (QRM), to provide ALM, FTP and Liquidity forecasting: ➢ Define FTP and hedging process flows to transfer risk from business units to Group Treasury Barclays Wealth Mar 2010 to Dec 2010 (10 month contract) Global wealth management group. Workstream Lead managing relationship between Barclays Group and Wealth Management teams, to implement market leading (dn:Director) sanctions, PEPs and prohibitions customer screening solution: ➢ Manage working relationship between Group, Wealth Management and vendor stakeholders ➢ Tailor functional design of data preparation, screening and alert workflow solutions for business needs Nationwide Building Society Aug 2008 to Mar 2010 (18 month contract) UK’s largest building society, offering current accounts, savings, mortgages, loans and credit cards. Senior Business Analyst and Workstream Lead supporting delivery of regulatory projects: ➢ Tactical and Strategic Complaints Management – bespoke and tailored package software solutions: - Manage testing & deployment of tactical solution to fixed deadline with zero post-launch defects - Manage for solution roll out to 15,000 UK-wide users (10,000 training days and training simulator) ➢ Net Interest Income Modelling – package AML solution (SYSC, GENPRU, BIPRU, BSOCS): - Review potential regulatory material (PS09/16, 09/20, CP09/17 – liquidity, stress testing, risk) - Define scope and document “As Is” Net Interest Income / Interest Rate Risk solution Royal Bank of Scotland Apr 2008 to Aug 2008 (4 month contract) Global retail and wholesale banking group. Business/Systems Analyst helping integrate ABN Amro into Basel 2 capital adequacy reporting/regime: ➢ Work with Group Credit Risk & IT to confirm requirements and define data feed solutions Advantage Home Loans (Morgan Stanley) Oct 2007 to Dec 2007 (3 month contract) Specialist mortgage lender, offering prime, sub-prime, buy to let and shared ownership products. Consultant advising on decision automation to deliver on-line POS instant offer solution, including: ➢ Liaise with Credit/Project teams to redefine lending policy and identify business/system change CV - Simon Burrell (full - nb) Page: 2 of 6 EMPLOYMENT HISTORY SPML, Preferred, LMC (Lehman Brothers) 2004 to 2007 (3 years) Specialist mortgage and second charge lender operating through SPML, Preferred and LMC brands. Senior Business Analyst and Workstream Lead delivering projects to: ➢ Manage testing and deployment of online Key Facts Illustration (KFI) for FSA MCOB regulation ➢ Oversee design and delivery of online mortgage Decision in Principle (DIP) solution ➢ Support introduction of RUP and UML into change management teams (via external consultants) ➢ Manage vendor selection of POS/originations platform (directing Business, IT and Procurement) ➢ Design industry leading mortgage online instant offer solution (managing team of 2) Igroup, First National (GE Consumer Finance) 2003 to 2004 (1 year) Specialist mortgage and second charge lender operating through igroup and First National brands. Project Lead and Senior Analyst, liaising with IT and business teams, delivering projects to: ➢ Launch Northern Irish mortgage products (origination / servicing – system & process changes) ➢ Refresh core igroup mortgage products (working with senior team and Product Development) ➢ Migrate First National brand new business processing onto igroup POS and origination systems Mortgage Trust, First Active (Britannic Money) 1997 to 2003 (6 years) Mortgage lender, offering flexible, self-cert and BTL products via Mortgage Trust and First Active brands. Senior Business Analyst and Project Leader, managing teams delivering projects to: ➢ Implement ADDACS/AUDDIS direct debit interfaces ➢ Drive through combined technical and business initiatives to enable record lending targets (£1bn) ➢ Introduce credit scoring to automate mortgage lending decisions (online and back-office) ➢ Integrate products and accounts for two lenders to single servicing system (2000 man-days) ➢ Design sections of Britannic Money Internet CRM site (membership and interfaces to core systems) Project Delivery Manager, supervising team of 4, delivering 20 business initiatives (20-300 man-days): ➢ Achieve FSA compliance for complaints, approved persons and AML (DISP, APER, SYSC) ➢ Resolve third party system reconciliation issues (retrieving £200k of erroneous transactions) ➢ Automate decision making and application processing for further advance lending Chubb Insurance Co. of Europe 1996 to 1997 (1 year) Pan-European insurance underwriter. Business Analyst, analysing requirements and designing insurance solutions for pan-European rollout. Frizzell Bank (Liverpool Victoria) 1987 to 1996 (10 years) Centralised retail bank, specialising in lending and banking for affinity group retail customers. Systems Administrator and Business Analyst, maintaining systems and delivering projects to: ➢ Deploy a series of functional enhancements to core lending and banking systems ➢ Introduce credit scoring and develop PC based credit scoring and referral system (dBase/SQL) ➢ Migrate loan books onto new systems by designing and implementing data conversions ➢ Develop and maintain central MIS reporting suite using IBM