arXiv:1903.11814v2 [cs.NI] 21 Jan 2021 ajn,209,Cia n lowt h upeMuti La Mountain Purple the [email protected]). with (e-mail: also China 211111, and Nanjing Sou China, Engineering, 210096, and Science Nanjing, Information of School ratory, V A,UK emi:[email protected]). (e-mail: U.K. 7AL, CV4 est,Biig108,Cia .Wii lowt h Depar the Beijing fengwei@tsingh with S Center, also wei-t14@tsinghua.org.cn; [email protected]). Information Research [email protected]; is (e-mail: Tsi Beijing Wei for T. Huawei China Engineering, Center China. Development, Electronic WLAN Research 100084, of Beijing National Department versity, Technology, Beijing and the I Beijing with the Na and the Chip. 872172, JC2019115, Future Grant for Grant under the Center under project for Program TESTBED2 Cooper Funds RISE Technology Huawei H2020 Research the EU 2242020R30001, Fundamental the Grant the under 2020B01, Universities Innovation Grant Level Sout the Laboratory, under High Research Jiangsu, Communications in the Mobile Program National Jiangsu, Introduction u in Talent E China trepreneurial and Program Innovation of Team Level High Program Research the Security, Mob R&D for and Center Key Communication Science 61 Frontiers National 61941104, the 2018YFA0701601, 61771286, the Grant 61922049, 91638205), No. (Grant 61701457, China of dation delibrary. edge integra satellite-air-ground service, maritime channel, tt n topeecniin,t ul pa environment an we up satellite-air-gro as discussion, build integrated such to this and information, service-driven, conditions, on auxiliary aware, atmosphere Based external and of discussed. state use also the are development envision enhancin p Future issues aims: and services. open their coverage, maritime-specific on network visioning based extending enabling efficiency, types the transmission three categorize into We communications technologies (MCNs). satellite-terrestria maritime networks hybrid for communication state-of-the-art demand the by on enabled survey a this rigorouprovide Towards and applications. sites mission-critical (BS) from demands station base available characteristics limited geo unique ocean. cally environments, its propagation electromagnetic the tailore match dynamic be to as on to scenario need maritime directly methods this and used theories conventional are i Hence, inevitable technologies or often (5G) is communication fifth-generation loss b high- (4G), performance for fourth-generation has large existing demand It a growing communications. that a maritime reported to (Io ultra-reliable leads Things and This of speed Internet ocean. of the number on increasing devices an been has there .X agi ihteNtoa oieCmuiain Resea Communications Mobile National the with is Wang C.-X. .Ce swt h colo niern,Uiest fWarw of University Engineering, of School the are with is Chen Y. 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TABLE I COMPARISONBETWEENCELLULARANDMARITIMECOMMUNICATIONS.
Characteristics Cellular communications Maritime communications Small Wide 4G: 500–2000 m for a single cell in urban area Shore-based MCN: 10–100 km for a single BS Single BS coverage 5G: 100–300 m for a single cell in urban area MCN using ship-borne/UAV-enabled BSs: 1–50 km for a single BS (Achieved by building a large number of BSs) (Due to the limited number of geographically available BSs) Lower propagation loss Higher propagation loss (Due to small cell radius) (Due to long-distance transmission) Mainly affected by blocks and scatteres Mainly affected by sea surface conditions (such as tidal waves), and Wireless channel atmospheric conditions (such as temperature, humidity, and wind speed) Mostly multi-path channels Mostly Rician channels (with a direct path, a specularly reflected path, (Rician channels in open areas) several diffusely reflected paths, and several atmospheric scattering paths) Low High 4G: less than 10 ms Onshore BSs: Similar to 4G/5G One-way transmission delay 5G: less than 1 ms GEO: approx. 270 ms MEO: approx. 130 ms (e.g., for O3b) LEO: less than 40 ms (e.g., 10–30 ms for Globalstar) Mainly for mobile communications services Mainly for maritime affairs, fisheries, ports, shipping, and coastal defence Service E.g., accurate and intelligent navigational communications for all vessels, real-time operational data communications for offshore drilling platforms, high-throughput multimedia downloading services for passenger/crew in- fotainment, and emergency communications with low-latency and high- reliability for maritime rescue or Long Term Evolution (LTE) networks [15][16]. However, MCN is highly dynamic and irregular. Blind zones always the coverage of these systems is limited by the earth curvature exist in the planned coverage area. Additionally, if the BS and maritime environment. covers remote users using high power, it will generate strong To provide a practically affordable solution for broad- co-channel interference to the users served by neighbouring band maritime communications, an efficient hybrid satellite- BSs. The coverage performance of MCNs is thus restricted terrestrial MCN is urgently required to combine the advantage by blind zones and areas with severe interference. of satellites’ wide coverage with shore-based systems’ high Service provisioning: Marine information network contains capacity. It is believed that an arm-hand-like network architec- several· industries, such as maritime affairs, fisheries, ports, ture is beneficial to cover the widely but sparsely distributed shipping, and coastal defence. Their maritime application maritime mobile terminals. In this framework, satellites and scenarios are also quite different with unique service require- shore-based systems provide backhauls for dynamic global ments. Providing reliable services for all of these maritime- coverage (like the arms), while ship-to-ship interconnections specific applications is a major challenge for the MCN. and unmanned aerial vehicles (UAVs) can be exploited for In Table I, we illustrate the difference between traditional enhancing local coverage (like the hands) [17]. However, cellular communications and relevant maritime communica- different from terrestrial cellular networks, the MCN still faces tions. To address the unique challenges in maritime communi- many challenges due to the complicated electromagnetic prop- cations, conventional communications and networking theories agation environment, network topology patterns, and service and methods need to be tailored for maritime scenarios, demands from mission-critical applications [18]–[25]: leading to an emerging area of communications. To date, Transmission efficiency: Compared with the terrestrial · a number of studies have been conducted on MCNs. To environment, the atmosphere over the sea surface is unevenly enhance the maritime transmission efficiency, various channel distributed due to the large amount of seawater evaporation. measurement and modelling projects have been performed to Shore-to-ship and ship-to-ship communications are very vul- analyse the impact of important system parameters (frequency, nerable to both sea surface conditions, such as tidal waves, and antenna height, etc.) and maritime environments (sea state, atmospheric conditions, such as temperature, humidity, and weather conditions, etc.) on the maritime channel. Moreover, wind speed. In addition, the height and the angle of ship-borne advanced resource allocation schemes, such as dynamical antennas vary greatly with the ocean waves. Thus, the fading beamforming and user scheduling techniques, have been stud- channel is particularly sensitive to parameters, such as antenna ied to adapt to the dynamic changes in maritime channels. height and angle, which may cause frequent link interruption. In addition, several studies have exploited the evaporation Therefore, the transmission efficiency in these applications is duct effect to improve the transmission efficiency, especially often low, due to these complicated time-varying factors. for remote ship-to-ship/shore transmissions. To expand the Coverage performance: In a terrestrial network, it is network coverage, various BSs have been utilized, including possible· to increase the broadband coverage by installing more onshore BSs, ship-borne BSs, aerial BSs, and satellites. For BSs. However, in an MCN, the available BS sites are very these BSs, advanced beamforming and microwave scattering limited. Due to the limited onshore BS sites and the strong techniques have been studied to reduce the signal attenuation mobility of the ship-borne BSs, aerial BSs, and low-earth orbit and extend the coverage. In addition, interference mitigation (LEO) satellites, the topology of the hybrid satellite-terrestrial and satellite-terrestrial coordination schemes have been studied 3
Fig. 1. The structure of this paper. to overcome the interference due to the irregular network surveys by addressing the unique features of MCNs and the topology. To satisfy the unique maritime service require- inner connections among the topics. ments, different systems and their transmission and resource allocation techniques have been studied for different service requirements, such as bandwidth, latency, and criticality. This paper provides a survey on the demand, state of the art, major challenges and key technical approaches in Although there have been a large number of works on the maritime communications. In particular, it focuses on the above topics, there are very few survey papers on MCNs. unique characteristics of maritime communications that are Additionally, most of them are focused on a specific issue, not seen in terrestrial or satellite communications. It discusses such as channel models [18]–[20], network management [21], the major challenges of MCNs due to unique meteorological or existing systems [22]–[25]. These issues are closely related conditions and geographical environments, as well as het- to the characteristics of MCNs, but they were addressed sep- erogeneous service requirements. Consequently, it illustrates arately without considering their interplays. For example, the the corresponding solutions from link-level, network-level, surveys on maritime channel models have pointed out the chal- and service-level perspectives. Finally, it makes recommenda- lenges faced by environment-sensitive maritime channels but tions on developing an environment-aware, service-driven and have not discussed any technologies to enhance transmission satellite-air-ground integrated MCN, which is smart enough efficiency in such maritime scenarios. Moreover, many other to utilize the external auxiliary information, e.g., the sea state important issues for MCNs, such as resource allocation, ser- conditions. The relevant open issues are also pointed out. vice provisioning and network integration, are not completely discussed by any of these surveys. Although the survey papers on some relevant topics, such as 5G channel measurements The remainder of this paper is organized as follows. Sec- and models [26], space-air-ground integrated networks [27], tion II briefly reviews the state-of-the-art MCNs, including and cognitive-radio-based IoT [28], could shed light on the satellite-based, shore-based, island-based, vessel-based, air- development of an efficient hybrid satellite-terrestrial MCN, based, and underwater MCNs. In Section III, we introduce the in general they have not specialized in maritime scenarios. To key technologies to enhance maritime transmission efficiency. the best of the authors’ knowledge, a survey paper dedicated Section IV introduces the key technologies to extend the cov- to hybrid satellite-terrestrial MCNs with a complete picture of erage of MCNs. The demand for maritime communications, maritime communications is not available in the literature but and key technologies for providing maritime-specific services is crucial to pave the way for the understanding of the unique such as low-power communications and cross-layer design, features of MCNs. To fill in the gap, this paper provides a are discussed in Section V. In Section VI, we suggest the survey on maritime communications, which not only includes architecture and features of future smart MCNs, as well as the topics that have not been previously covered, such as suggesting future research topics. Section VII concludes this maritime service provisioning, but also extends the existing paper. Figure 1 shows the outline of the paper. 4
II. STATE-OF-THE-ART MARITIME COMMUNICATIONS transponders rented from other companies and organizations, Maritime communications began at the turn of the 20th mainly providing analogue voice, fax, and low-speed data century, pioneered by Marconi’s work on long-distance radio services [42]. The second-generation system (Inmarsat-2) was transmissions. In 1897, Marconi established a 6-km commu- put into use in 1990. It has a total of four satellites, each of nication link across the Bristol Channel, which is the first which is equipped with a single global beam, providing digital wireless communication over open sea. In 1899, he initiated voice, fax, and low/medium-speed data services [43][44]. The the transmission across the English channel, from Wimereux, third-generation system (Inmarsat-3) was put into use in 1996. France to Dover, England, approximately 50 km away. In There are 5 satellites, and each satellite has 4–6 regional spot the same year, Marconi and his assistants installed wireless beams in addition to the global beam. Inmarsat-3 can support equipment on the Saint Paul, a trans-Atlantic passenger liner, mobile packet data service (MPDS), with a capacity 8 times and successfully received telegrams from the coast station that of Inmarsat-2 [45]–[47]. The state-of-the-art Inmarsat-4 122 km away. In 1901, Marconi achieved trans-Atlantic com- system consists of 3 satellites. Each satellite has a global beam, munications with a transmission distance of over 3000 km, 19 regional beams, and approximately 200 narrow spot beams. using a 20 kW high-power transmitter and a receiving antenna Inmarsat-4 can provide Internet services with a peak rate of with a height of 150 metres [29]–[31]. Marconi’s experiments 492 kbps [48][49]. The future Inmarsat-5 system, also known aroused great interest from the shipping industry in Europe as Global Xpress, aims to provide worldwide customers with and North America. From then on, many countries began to downlink services at 50 Mbps and uplink services at 5 Mbps install coast stations and ship-borne radio stations. Narrow- [50]. band communication services such as telegraph, telephone and O3b is the first medium Earth orbit (MEO) satellite com- fax were provided using data transmissions via intermediate munications system that has been commercially used. It con- frequency (MF, 0.3–3 MHz), high frequency (HF, 3–30 MHz), sists of 16 active satellites, providing standard and limited very high frequency (VHF, 30–300 MHz), and ultra high services for areas within latitudes of 45 degrees and 62 frequency (UHF, 0.3–3 GHz) bands. Among them, VHF is degrees, respectively. At present, the O3b company is actively mostly used for radio and television broadcast. It is also a promoting maritime satellite communication services and has licensed band for aviation and navigation, which is important installed O3b satellite communication terminals on several for the safe navigation of ships within 25 nautical miles along Royal Caribbean cruise ships. The maximum data rate of a the coast. VHF terminals have been widely used on merchant single ship is 700 Mbps, while the delay is approximately ships, fishing boats, official ships, yachts, and lifeboats. It is 140 ms [51]. the most popular communication equipment for marine vessels Iridium is an LEO satellite communications system provid- [32]–[34]. ing voice and low-speed data services for users with satellite At present, several works have been conducted on broad- phones and pagers. The second generation of Iridium satellite band MCNs. Norway and Portugal launched the MARCOM constellations, Iridium Next, started in 2017. It consists of project and the BLUECOM+ project, respectively, to provide 66 active satellites, 9 in-orbit spare satellites, and 6 on-ground broadband communications for remote areas by using Wi- spare satellites. At present, Iridium Next provides data services Fi, General Packet Radio Service (GPRS), Universal Mobile of up to 128 kbps to mobile terminals and up to 1.5 Mbps to Telecommunications System (UMTS), LTE technologies or Iridium Pilot marine terminals. In the future, it will support their combination [35][36]. Singapore launched the TRITON more bandwidth and higher rate, reaching a transmission rate project, where a wireless multi-hop network is formed between of 1.4 Mbps for mobile terminals and up to 30 Mbps for high- adjacent vessels, maritime beacons, and buoys, to ensure speed data services when large user terminals are available wide-area coverage [37]. In addition, the authors in [38]– [52]. [40] discussed methods to achieve maritime communications Tiantong-1 is China’s first mobile satellite communications through collaborative heterogeneous wireless networks using system, which is also known as the Chinese “Inmarsat”. terrestrial networks, satellite networks, and other types of The system was launched into orbit in 2016 and put into wireless networks. commercial use in 2018. It mainly covers the Asia-Pacific The history of the development of MCNs is depicted in region, including most of the Pacific Ocean and the Indian Figure 2. Based on the network architecture, MCNs can Ocean. It provides voice, short message, and low-speed data be categorized into satellite-based, shore-based, island-based, services, with a peak rate of 9.6 kbps [53]. vessel-based, and air-based networks. They will be discussed The Shijian-13 communications satellite is China’s first in the following sections. high-throughput communication satellite. It is a multi-beam broadband communication system using the Ka-band, and its total communication capacity is more than 20 Gbps, approxi- A. Satellite-based Maritime Communications mately 10 times higher than before. The satellite is designed Inmarsat is an international geostationary Earth orbit (GEO) with 26 user spot beams, covering nearly 200 km of China’s satellite communications system. It aims to provide worldwide offshore areas [54]. voice and data services for various applications, such as ocean Another high-throughput satellite EchoStar-19 has a capac- transport, air traffic control, and emergency rescue [41]. The ity of more than 200 Gbps and is equipped with 138 customer first generation of Inmarsat systems (Inmarsat-1) was put into communications beams and 22 gateway beams. The satellite use in 1982. The system is composed of several satellites and provides users in North America with high-speed Internet 5
Fig. 2. The developing route of MCNs. services and emergency response. In addition, Ka-band-based tively, in order to improve the spectral efficiency [63]. The airborne broadband services will be available on the EchoStar- state-of-the-art PACTOR-IV system uses adaptive channel 19 satellite [55]. equalization, channel coding, and source compression tech- The satellite-based communication systems have wide cov- niques, and has proven to be suitable for channels with severe erage and can provide low-speed or high-speed data services multi-path. PACTOR-IV can provide text-only e-mail services depending the bandwidth. However, satellite-based communi- for ships thousands of kilometres away from the land with a cations are easily affected by climate and the marine environ- data rate of up to 10.5 kbps, using a bandwidth of 2.4 kHz ment, resulting in low reliability [56]–[59]. In addition, the [64]. Similar to NAVTEX, the PACTOR system cannot provide cost of ship-borne equipment and the communication charges real-time communication services due to a large transmission are also very high. For example, the cost of installing ship- delay. borne equipment for Inmarsat (Fleet 77) is approximately As wireless communications technologies advance, several $28000, including the antenna, terminal, handset, manuals, broadband MCNs have been constructed. The world’s first SIM card and power supply, and the data service costs $2.8 offshore LTE network was jointly developed by Tampnet per minute [60]. Data from the AIS show that there are nearly in Norway and Huawei in China. It covers the platforms, 80,000 ships sailing simultaneously around the world, less than tankers, and floating production storage and offloading (FPSO) 25,000 of which are high-end ships (with a load of more than facilities from 20 km to 50 km offshore on the North Sea, 10,000 tons) that may afford the ship-borne equipment for providing voice and data services of 1 Mbps uplink and high-throughput satellite communications. 2 Mbps downlink. It also supports video surveillance data uploading and wireless trunking services [65]. B. Shore-based Maritime Communications Ericsson has also been working on connecting vessels at The NAVTEX system is a narrow-band system with data sea with shore-based BSs. It aims to enable maritime ser- rates of 300 bps, providing direct-printing services for ships vices that facilitate crew infotainment, cargo monitoring, and within 200 nautical miles offshore. It operates at the MF band, shipping route optimization. Ericsson and China Mobile have using the 518 kHz band to broadcast international information constructed a TD-LTE trial network for maritime coverage and the 490 kHz band for local messages [61]. The NAV- in Qingdao, China. The network operates at the 2.6 GHz TEX system delivers navigational messages, meteorological band, covering areas up to 30 km offshore with a peak rate warnings and forecasts and emergency information to enhance of 7 Mbps. It can provide broadband services for offshore marine safety, but it cannot provide broadband communication applications, such as maritime transportation and offshore services or obtain real-time information from users [23]. fisheries [66]. The PACTOR system is also a narrow-band system, which The shore-based MCNs, as extensions of terrestrial net- operates at the HF band, using frequencies between 1 MHz works, can provide broadband communications services for and 30 MHz [62]. The first generation of PACTOR (PACTOR- offshore applications, such as multimedia file downloading I) was built to provide a combination of direct-printing and and video surveillance data uploading. However, the shore- packet radio services. Adaptive modulation methods and or- based MCNs have limited coverage compared with satellite thogonal frequency division multiplexing (OFDM) technolo- networks, and the coverage performance depends largely on gies were applied to PACTOR-II and PACTOR-III, respec- the geometrically available BS sites. Shore-based communi- 6 cations are suitable for maritime applications that are densely E. Air-based Maritime Communications clustered in a small area. The Internet.org project was launched by Facebook in 2013, aiming to provide free Internet access for users in remote areas, C. Island-based Maritime Communications including marine users. The project utilizes UAVs at altitudes For the remote islands on the sea, high-quality commu- of 55–82 km to serve as aerial BSs and form a network via nications can not only provide service for the islanders but laser communications. Until now, Facebook has teamed up also provide strong support for the timely communications with a set of mobile operators and handset manufactures and and interconnection of border information. In 2015, the U.S. has found a number of sites for deploying UAVs to cover wireless provider Verizon Communications enhanced 4G LTE impoverished areas in Latin America, Asia and Africa [70]. network coverage on Rhode Island. It can provide the islanders The Loon project was initiated by Google in 2013, aiming and nearby vessels with web browsing and file downloading to provide Internet access for users in the countryside and services [67]. In 2016, China Mobile set up a 4G BS on the remote areas. The project uses super-pressure balloons at an Yongshu Reef, which is more than 1,400 km from mainland altitude of 20 km to build a communication network. The China. By building satellite ground stations on the island, the network operates at the 2.4/5.8 GHz band and can provide signals from the island can be transmitted to the satellites, then communication services of 10 Mbps. Although the project is to the backbone gateway on the mainland. The transmission not commercial yet, it has provided emergency communication rate often reaches 10 Mbps on the island and 15 Mbps using services for several areas suffering from natural disasters [71]. nearby ship-borne communication equipment. In 2017, China The BLUECOM+ project also uses tethered balloons as Telecom set up four 4G BSs on the Nansha Islands, which routers to extend land-based communications to remote ocean were connected to the mainland using underwater cables. areas. It exploits the TV white spaces for long-range wireless The BSs provide coverage for the islands and reefs such as communications and uses multi-hop relaying techniques to Yongshu Reef, Qibi Reef, Meiji Reef and nearby sea areas, extend the coverage. Simulation results have shown that the enhancing broadband communication services [68]. BLUECOM+ solution can cover the ocean areas up to 150 km The construction of island-based BSs further expands the from shore, providing broadband communication services at 3 coverage of terrestrial mobile signals. Island-based MCNs Mbps [35][36]. can support clear voice and video calls from the coast to In general, the air-based MCNs can cover a wider area than the island and provide high-quality communication services the vessel-based MCNs, as the BSs are high above the ocean for the surrounding ships and fishermen. On the other hand, surface. They can provide remote users with high-rate and low- island-based BSs are more vulnerable to extreme climate reliability communication services. On the other hand, aerial events, such as typhoons and rainstorms. Their coverage is BSs, such as UAVs and balloons, are easily damaged by severe also limited. weather. D. Vessel-based Maritime Communications The Japanese Ministry of Internal Affairs and Commu- F. Sensing-Oriented Maritime IoT nications has developed a maritime mobile ad hoc network DARPA launched the Maritime IoT project in 2017, which (Maritime-MANET) to expand the coverage of shore/island- plans to deploy tens of thousands of small, low-cost smart based MCNs via ship-to-ship communications. The network floating objects to form a distributed sensor network to achieve uses 27 MHz and 40 MHz frequency bands, covering areas of continuous situational awareness of large areas of the sea. Each up to 70 km offshore. However, the supported rate is only 1.2 smart float will use a set of commercial sensors to collect kbps, supporting mainly narrowband communication services, environmental data such as sea temperature, sea conditions and such as the short message service (SMS) [69]. location in the area, as well as activity data for commercial Singapore has launched the TRITON project to develop a vessels, aircraft and even marine animals. These floats can wireless mesh network to expand the coverage area. In this periodically transmit data via satellite to the cloud for storage network, each vessel, maritime beacon, or buoy serves as a and real-time analysis. The first phase of the Maritime IoT mesh node, which can route traffic for other nearby nodes. mainly involves the initial designs and trials to verify concepts The network operates at the 5.8 GHz band, covering areas up [72]. to 27 km away from the shore, with a coverage of 98.91%. The key performance indicators of existing MCNs are It can provide broadband communication services of 6 Mbps compared in Table II. For satellite communications, narrow- for offshore applications but cannot cover the high seas [37]. band satellites mainly provide services, such as telephone, The vessel-based mesh or ad hoc networks can provide telegraph and fax, and the communication rate is low. The broadband communication services for most vessels and plat- newly launched high-throughput satellites enable broadband forms along the coast. However, the link stability of vessel- maritime coverage. However, the cost of ship-borne equipment based MCNs is restricted by the frequent change of the sea is very high. In addition to satellites, shore & island-based surface and marine weather conditions. In addition, the mesh BSs can be built to extend the maritime coverage of terrestrial architecture requires a high density of vessels, and each vessel networks. UAVs, high-end ships and offshore lighthouses needs to install expensive equipment. Therefore, more reliable can be exploited as well to extend the coverage further. The network protocols and more cost-effective ship-borne termi- coverage performance of the MCN depends largely on the nals are required for vessel-based maritime communications. abovementioned geometrically available BS sites, and the 7
TABLE II EXISTING MARITIME COMMUNICATION NETWORKS.
Project/System Sponsor Frequency Maximum rate Coverage Feature WISEPORT Singapore 5.8 GHz 5 Mbps 15 km WiMAX TRITON Singapore 5.8 GHz 6 Mbps 27 km mesh Maritime-MANET Japan 27/40 MHz 1.2 kbps 70 km Ad Hoc BLUECOM+ Portugal 500/800 MHz 3 Mbps 100 km balloons, 2-hop Digital VHF TMR Norway 87.5-108/174-240 MHz 21/133 kbps 130 km broadcasting Qingdao TD-LTE Trial Network China Mobile & Ericsson 2.6 GHz 7 Mbps 30 km LTE Norwagian Offshore LTE Network Tampnet & Huawei 1785-1805 MHz 2 Mbps 50 km LTE Internet.org Facebook laser unknown wide UAVs & laser Loon Google 2.4 GHz 10 Mbps wide balloons Inmarsat-4 Inmarsat L/S band 492 kbps wide GEO Iridium NEXT Iridium & Motorola L band 30 Mbps wide LEO Tiantong-1 China S band 9.6 kbps wide GEO transmission efficiency of a single BS is affected by maritime weather conditions, e.g., wave fluctuations. The link stability is generally poorer than terrestrial networks. From the above, it is necessary to enhance the transmission efficiency in the complex and dynamical maritime environment, to extend the coverage by taking advantage of different methods, and to develop service-oriented transmission and coverage techniques to meet the unique service requirements from maritime applications. We begin with the key technologies for Fig. 3. Illustration of typical shore-to-ship propagation rays, which are transmission efficiency enhancement in the following section. affected by sea state and atmosphere conditions.
III. ENHANCING MARITIME TRANSMISSION EFFICIENCY models for maritime channels. Compared with the terrestrial environment, the atmosphere over the sea surface is unevenly distributed due to seawater evaporation. Thus, the electromagnetic propagation over sea A. Characteristics and Models of Maritime Channels is susceptible to sea surface conditions (tidal waves, etc.) and Various channel measurements and modelling works have atmospheric conditions (temperature, humidity, wind speed, been conducted to analyse the impact of system parameters etc.), as depicted in Figure 3. In addition, the height and (frequency, antenna height, etc.) and maritime environments angle of ship-borne antennas can change rapidly with the (sea state, weather conditions, etc.) on maritime channel fading fluctuation of the sea surface. A representative insight on this [74]-[104]. According to the rate of change of these parameters issue can be found in [73], where the impact of sea waves over time, maritime channel fading can be classified as large- to radio propagation and the communications link quality scale fading and small-scale fading. The large-scale fading has been comprehensively discussed. Hence, maritime channel varies slowly on the same order as the user location change. fading is particularly sensitive to parameters such as antenna The small-scale fading is much faster due to the rapid fluctu- height and angle, which may cause frequent link interruption. ations in signal amplitude, phase, or multi-path delay over a These complex time-varying factors reduce the transmission signal wavelength. efficiency in maritime scenarios. For the large-scale fading, Y. Bai et al. studied the influence To enhance the transmission efficiency, it is necessary to of ground curvature on the signal propagation characteristics understand and take advantage of the characteristics of the of the maritime environment and calculated the link budget for wireless propagation environments over sea. Compared with Wideband Code Division Multiple Access (WCDMA) systems terrestrial scenarios, electromagnetic propagation over sea is [74]. K. Yang et al. studied the possibility of adapting several affected by various weather conditions, such as sea surface terrestrial channel models to the maritime environment in the conditions and atmospheric conditions. These are unique for 2 GHz band and found that the model from the International maritime channels. Therefore, the measurement and modelling Telecommunication Union Radiocommunication Group (ITU- of the maritime channel is very important for the design of R) agrees well with the measurement results [75]. However, MCNs [18]. On the other hand, advanced resource allocation the ITU-R model uses simple corrections for different terrains schemes, such as dynamic beamforming and user scheduling and therefore does not truly reflect the complex maritime techniques, need to be studied to utilize the dynamic changes variations such as sea reflections and evaporation ducts. of maritime channels. In addition, evaporation ducts may Considering the impact of sea surface reflections, some exist due to uneven atmospheric humidity above the sea recent works [76]–[79] studied the two-ray channel model and surface, which can trap the signal inside and greatly reduce proposed several modified models. Among them, Y. Zhao et al. the transmission loss. It is possible to exploit the evaporation considered factors, such as sea surface reflection and antenna duct effect to improve the transmission efficiency, especially height, and proposed a two-ray model suitable for maritime for remote transmissions. We start with the characteristics and channels [76]. The model assumes that the maritime channel 8
mainly consists of a direct path and a reflection path, and its concept of effective reflection area was proposed [83]. M. path loss can be expressed as Dong et al. used the Rayleigh roughness decision criterion 2 2 to prove that the diffuse reflection from the sea surface is λ 2πH1H2 L − = 10log 2 sin (1) negligible when the wave height is less than 4 metres and the 2 ray − 10 4πd λd ( ) grazing angle is less than 5 degrees [84]. K. Haspert et al. where λ is the carrier wavelength, d is the distance between proposed a theoretical approximation modelling method that the transmitting antenna and the receiving antenna, H and can be applied to multi-path channels containing specular and 1 diffuse reflection components [85]. K. Yang et al. measured H2 represent the heights of the transmitter antenna and the receiver antenna, respectively. the channel between the transmitting antenna on the far Additionally, J. C. Reyes-Guerrero et al. measured the sea and the receiving antenna on the shore, and analysed maritime channel in non-line-of-sight (NLOS) scenarios and the important influence of the antenna position on signal proposed a simplified two-path model by using a geometrical propagation based on the received signal level (RSL) and the approximation method. Compared with the free-space model power delay profile (PDP) [86]. J. Lee et al. analysed the and the two-ray model, this model is only appropriate for probability density function (PDF) of the small-scale fading transmission over a short distance [77]. N. Mehrnia et al. and pointed out that the PDF is more approximate to the introduced the index correction coefficient in the two-ray Rice distribution than the Nakagami-m distribution and the et al. model formula and obtained better channel prediction in the 5 Rayleigh distribution [87]. K. Yang analysed the Doppler GHz band [78]. Jae-Hyun Lee et al. studied large-scale fading shift [88]. F. Huang et al. considered the smooth sea surface characteristics and small-scale fading characteristics in the 2.4 and the rough sea surface. The impulse response of a multi- GHz band and found that the two-ray model considering the path channel, composed of the direct path, reflected paths, wave height is more consistent with the experimental data and scattering paths, was obtained. The model is suitable in general [79]. This modified two-ray model can achieve for different carrier frequencies, transmission distances, and good accuracy under certain scenarios but is only applicable sea states [89]. More recently, in [90], the authors performed to offshore areas within a short distance. ship-to-shore propagation measurements at the 1.39 GHz band and the 4.5 GHz band, and proposed a model to capture the In the marine atmosphere, special atmospheric refractive behaviour of small-scale fading at different frequency bands. index structures easily form evaporation ducts, so that the elec- Focusing on the influence of various factors such as waves, tromagnetic wave has an extra scattering energy gain, enabling tides, and evaporating ducts on the maritime channel, we it to propagate to more distant areas. The evaporation duct conducted a maritime channel measurement experiment at the effect is necessary for communications at a longer distance. 5.8 GHz band on the East Sea of China. The bandwidth of the Y. H. Lee et al. measured the near-shore channel in the line- measured signal is 20 MHz and the maximum distance is 33 of-sight (LOS) scenario. The analysis shows that, when the km. The transmitter is set at the top of the teachers’ apartment distance between the transmitter and receiver exceeds a certain of the Qidong Campus of Nantong University, and the height threshold (relative to the antenna heights), the presence of the is approximately 22 m. The receiver is arranged on the top of evaporation duct will affect the path loss. In addition, Y. H. Lee the fishing boat cabin and the height is approximately 4 m. et al. proposed a three-ray path loss model, which is closely The vessel travels in a straight line in the East China Sea to related to the heights of the evaporation duct and the transmit- the east at a constant speed of 10 knots. Parameters that affect ting and receiving antennas [80]. The height of the evaporation the large-scale channel fading include the carrier frequency, duct can be estimated using the Paulus-Jeske empirical model the antenna heights, and the distance between the transmit- (P-J model). A. Coker et al. simulated and analysed the effect ting antenna and the receiving antenna. In particular, in the of evaporation duct height on signal attenuation and diversity maritime environment, the height of the wave changes slowly [81]. More recently, in [82], the authors proposed a way to due to the tide phenomenon, which changes the height of the estimate the evaporation duct height using a novel refractivity ship-borne antennas consequently [91]. It affects the received profile model. Under proper sea conditions, the 3-ray model signal strength in duplicate measurements according to the considering the evaporation duct has considerable advantages two-ray model, as shown in Figure 4. The small-scale fading over the 2-ray model, and its path loss can be expressed as characteristics of the channel can be observed by deriving the λ 2 2πH1H2 2 break probability density distribution from the measurement data of 10log10 4πd 2 sin λd ,d