Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1 of 1146 2Y7X JH Multifactor Developed International ETF INTERCONTINENTAL HOTELS GROUP PLC
Security: G4804L148 Agenda Number: 707951643 Ticker: Meeting Type: AGM ISIN: GB00BYXK6398 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 REPORT AND ACCOUNTS 2016 Mgmt For For
2 DIRECTORS REMUNERATION POLICY Mgmt For For
3 DIRECTORS REMUNERATION REPORT Mgmt For For 2016
4 DECLARATION OF FINAL DIVIDEND: 18 Mgmt For For 318/329 PENCE EACH
5.A ELECTION OF MALINA NGAI AS A Mgmt For For DIRECTOR
5.B RE-ELECTION OF ANNE BUSQUET AS A Mgmt For For DIRECTOR
5.C RE-ELECTION OF PATRICK CESCAU AS A Mgmt For For DIRECTOR
5.D RE-ELECTION OF IAN DYSON AS A Mgmt For For DIRECTOR
5.E RE-ELECTION OF PAUL EDGECLIFFE- Mgmt For For JOHNSON AS A DIRECTOR
5.F RE-ELECTION OF JO HARLOW AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 2 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.G RE-ELECTION OF LUKE MAYHEW AS A Mgmt For For DIRECTOR
5.H RE-ELECTION OF JILL MCDONALD AS A Mgmt For For DIRECTOR
5.I RE-ELECTION OF DALE MORRISON AS A Mgmt For For DIRECTOR
5.J RE-ELECTION OF RICHARD SOLOMONS Mgmt For For AS A DIRECTOR
6 REAPPOINTMENT OF AUDITOR: ERNST & Mgmt For For YOUNG LLP
7 REMUNERATION OF AUDITOR Mgmt For For
8 POLITICAL DONATIONS Mgmt For For
9 SHARE CONSOLIDATION Mgmt For For
10 ALLOTMENT OF SHARES Mgmt For For
11 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
12 FURTHER DISAPPLICATION OF PRE- Mgmt For For EMPTION RIGHTS
13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 3 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
14 NOTICE OF GENERAL MEETINGS: THAT A Mgmt For For GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE DURING THE PERIOD FROM THE DATE OF THE PASSING OF THIS RESOLUTION TO THE DATE UPON WHICH THE COMPANY'S ANNUAL GENERAL MEETING IN 2018 CONCLUDES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 4 of 1146 2Y7X JH Multifactor Developed International ETF 3I GROUP PLC, LONDON
Security: G88473148 Agenda Number: 708249099 Ticker: Meeting Type: AGM ISIN: GB00B1YW4409 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For COMPANY'S ACCOUNTS FOR THE YEAR TO 31 MARCH 2017 AND THE DIRECTORS' AND AUDITOR'S REPORTS
2 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT
3 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION POLICY
4 TO DECLARE A DIVIDEND Mgmt For For
5 TO REAPPOINT MR J P ASQUITH AS A Mgmt For For DIRECTOR
6 TO REAPPOINT MRS C J BANSZKY AS A Mgmt For For DIRECTOR
7 TO REAPPOINT MR S A BORROWS AS A Mgmt For For DIRECTOR
8 TO REAPPOINT MR S W DAINTITH AS A Mgmt For For DIRECTOR
9 TO REAPPOINT MR P GROSCH AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 5 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO REAPPOINT MR D A M HUTCHISON AS Mgmt For For A DIRECTOR
11 TO REAPPOINT MR S R THOMPSON AS A Mgmt For For DIRECTOR
12 TO REAPPOINT MRS J S WILSON AS A Mgmt For For DIRECTOR
13 TO REAPPOINT ERNST AND YOUNG LLP Mgmt For For AS AUDITOR
14 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For AUDITORS REMUNERATION
15 TO RENEW THE AUTHORITY TO INCUR Mgmt For For POLITICAL EXPENDITURE
16 TO INCREASE THE ANNUAL LIMIT ON Mgmt For For DIRECTORS FEES
17 TO RENEW THE AUTHORITY TO ALLOT Mgmt For For SHARES
18 TO RENEW THE SECTION 561 AUTHORITY Mgmt For For
19 TO GIVE ADDITIONAL AUTHORITY UNDER Mgmt For For SECTION 561
20 TO RENEW THE AUTHORITY TO Mgmt For For PURCHASE OWN ORDINARY SHARES
21 TO RESOLVE THAT GENERAL MEETINGS Mgmt For For (OTHER THAN AGMS) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 6 of 1146 2Y7X JH Multifactor Developed International ETF ABB LTD, ZUERICH
Security: H0010V101 Agenda Number: 707840814 Ticker: Meeting Type: AGM ISIN: CH0012221716 Meeting Date: 13-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT Mgmt For For REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2016
2 CONSULTATIVE VOTE ON THE 2016 Mgmt Against Against COMPENSATION REPORT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 7 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 DISCHARGE OF THE BOARD OF Mgmt Against Against DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: A Mgmt For For DIVIDEND OF CHF 0.76 GROSS PER REGISTERED SHARE
5 CAPITAL REDUCTION THROUGH Mgmt For For CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAM
6 RENEWAL OF AUTHORIZED SHARE Mgmt For For CAPITAL
7.1 BINDING VOTE ON THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING
7.2 BINDING VOTE ON THE MAXIMUM Mgmt Against Against AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2018
8.1 ELECTION OF MATTI ALAHUHTA AS Mgmt For For DIRECTOR
8.2 ELECTION OF DAVID CONSTABLE AS Mgmt For For DIRECTOR
8.3 ELECTION OF FREDERICO FLEURY Mgmt For For CURADO AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 8 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8.4 ELECTION OF LARS FOERBERG AS Mgmt For For DIRECTOR
8.5 ELECTION OF LOUIS R. HUGHES AS Mgmt For For DIRECTOR
8.6 ELECTION OF DAVID MELINE AS Mgmt For For DIRECTOR
8.7 ELECTION OF SATISH PAI AS DIRECTOR Mgmt For For
8.8 ELECTION OF JACOB WALLENBERG AS Mgmt For For DIRECTOR
8.9 ELECTION OF YING YEH AS DIRECTOR Mgmt For For
8.10 ELECTION OF PETER VOSER AS Mgmt For For DIRECTOR AND CHAIRMAN
9.1 ELECTIONS TO THE COMPENSATION Mgmt For For COMMITTEE: DAVID CONSTABLE
9.2 ELECTIONS TO THE COMPENSATION Mgmt For For COMMITTEE: FREDERICO FLEURY CURADO
9.3 ELECTIONS TO THE COMPENSATION Mgmt For For COMMITTEE: YING YEH
10 ELECTION OF THE INDEPENDENT PROXY: Mgmt For For DR. HANS ZEHNDER, BADEN
11 ELECTION OF THE AUDITORS: ERNST & Mgmt For For YOUNG AG Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 9 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 17 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 8.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 10 of 1146 2Y7X JH Multifactor Developed International ETF ABC-MART,INC.
Security: J00056101 Agenda Number: 708176210 Ticker: Meeting Type: AGM ISIN: JP3152740001 Meeting Date: 30-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Noguchi, Minoru
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Yoshida, Yukie
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Katsunuma, Kiyoshi
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Kojima, Jo
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Kikuchi, Takashi
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Hattori, Kiichiro
3.1 Appoint a Director as Supervisory Committee Mgmt For For Members Hayashi, Yutaka
3.2 Appoint a Director as Supervisory Committee Mgmt Against Against Members Matsuoka, Tadashi
3.3 Appoint a Director as Supervisory Committee Mgmt For For Members Sugahara, Taio Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 11 of 1146 2Y7X JH Multifactor Developed International ETF ABERTIS INFRAESTRUCTURAS SA, BARCELONA
Security: E0003D111 Agenda Number: 707807864 Ticker: Meeting Type: OGM ISIN: ES0111845014 Meeting Date: 02-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 03 APRIL 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
1 APPROVAL OF THE INDIVIDUAL AND Mgmt For For CONSOLIDATED ANNUAL ACCOUNTS AND THEIR RESPECTIVE MANAGEMENT REPORTS CORRESPONDING TO THE 2016 FINANCIAL YEAR
2 APPROVAL OF THE PROPOSED Mgmt For For APPLICATION OF PROFIT CORRESPONDING TO THE 2016 FINANCIAL YEAR
3 APPROVAL OF THE MANAGEMENT OF Mgmt For For THE BOARD OF DIRECTORS DURING THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 12 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1 AMENDMENT OF ARTICLES 21 Mgmt For For ("COMPOSITION OF THE BOARD") AND 23 ("CONVENING AND QUORUM OF BOARD MEETINGS. DELIBERATIONS AND ADOPTING OF RESOLUTIONS. BOARD COMMITTEES") OF THE CORPORATE BYLAWS WHICH RELATE TO THE COMPOSITION OF THE BOARD OF DIRECTORS AND TO THE FUNCTIONING OF ITS COMMITTEES WITH THE AIM: (I) TO ADAPT ITS WORDING TO THE AMENDMENTS MADE IN THE BOARD OF DIRECTORS' REGULATIONS APPROVED BY THE BOARD ON ITS MEETING HELD ON 15 DECEMBER 2015, WITH A VIEW TO ADAPT ITS CONTENT TO THE RECOMMENDATIONS OF THE CODE OF GOOD GOVERNANCE OF LISTED COMPANIES, (II) TO INCLUDE IN THE CORPORATE BYLAWS THE EXISTING PROVISION STATED IN THE BOARD OF DIRECTORS' REGULATIONS WHICH RELATES TO THE COMPOSITION AND FUNCTIONING OF THE CORPORATE SOCIAL RESPONSIBILITY COMMITTEE AND (III) TO INCLUDE IMPROVEMENTS IN ITS REGULATION IN THE LIGHT OF LEGISLATIVE DEVELOPMENTS, SPECIALLY, THE ONES INTRODUCED BY THE LAW 22/2015, DATED 20 JULY, ON THE ACCOUNTS AUDITING WHICH AMENDS THE LAW ON CAPITAL COMPANIES
4.2 AMENDMENT OF ARTICLE 29 Mgmt For For ("DISTRIBUTION OF PROFITS. PROVISION AND MATERIALISATION OF RESERVES") OF THE COMPANY BYLAWS TO INCLUDE THE POSSIBILITY TO PAY DIVIDENDS ENTIRELY OR PARTLY IN KIND TO THE SHAREHOLDERS
5 REMUNERATION TO SHAREHOLDERS BY Non-Voting MEANS OF DIVIDEND DISTRIBUTION IN CHARGE TO VOLUNTARY RESERVES, OFFERING THEM THE POSSIBILITY TO RECEIVE THE DIVIDEND IN CASH OR OPTING FOR THE AWARD OF ABERTIS INFRAESTRUCTURAS, S.A.'S SHARES COMING FROM TREASURY STOCK AND IN CASH. DELEGATION OF POWERS IN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 13 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
FAVOUR OF THE BOARD OF DIRECTORS TO SET OUT THE CONDITIONS OF THIS RESOLUTION IN THE ASPECTS WHICH HAVE NOT BEEN DEALT BY THIS GENERAL MEETING AND TO TAKE ANY ACTIONS AS MAY BE NECESSARY OR HELPFUL FOR EXECUTING AND FORMALISING THIS RESOLUTION
6.1 RATIFICATION AND APPOINTMENT OF Mgmt For For MRS MARINA SERRANO GONZALEZ, INDEPENDENT DIRECTOR
6.2 RATIFICATION AND APPOINTMENT OF Mgmt For For MRS SANDRINE LAGUMINA, INDEPENDENT DIRECTOR
6.3 RATIFICATION AND APPOINTMENT OF MR Mgmt For For ENRICO LETTA, INDEPENDENT DIRECTOR
6.4 RATIFICATION AND APPOINTMENT OF MR Mgmt For For LUIS G. FORTUNO, INDEPENDENT DIRECTOR
6.5 RATIFICATION AND APPOINTMENT OF MR Mgmt For For FRANCISCO JAVIER BROSSA GALOFRE, INDEPENDENT DIRECTOR
6.6 RATIFICATION AND APPOINTMENT OF Mgmt For For ANOTHER INDEPENDENT DIRECTOR: A SELECTION PROCESS IS CURRENTLY BEING CARRIED OUT: MR. ANTONIO VIANA BAPTISTA
6.7 RE-ELECTION OF G3T, S.L, PROPRIETARY Mgmt For For DIRECTOR
7 APPOINTMENT OF AUDITORS FOR THE Mgmt For For COMPANY AND ITS CONSOLIDATED GROUP: DELOITTE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 14 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 CONSULTATIVE VOTING ON THE ANNUAL Mgmt For For REPORT ABOUT DIRECTORS' REMUNERATIONS, CORRESPONDING TO 2016 FINANCIAL YEAR
9 APPROVAL OF THE DIRECTORS' Mgmt For For REMUNERATION POLICY 2018-2019-2020
10 DELEGATION OF POWERS TO Mgmt For For FORMALISE ALL THE RESOLUTIONS ADOPTED BY THE MEETING
CMMT 24 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF RESOLUTION 7 AND RECEIPT OF THE DIRECTOR NAME IN RESOLUTION 6.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 15 of 1146 2Y7X JH Multifactor Developed International ETF ACOM CO.,LTD.
Security: J00105106 Agenda Number: 708223968 Ticker: Meeting Type: AGM ISIN: JP3108600002 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt For For Directors Size to 15, Transition to a Company with Supervisory Committee
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Kinoshita, Shigeyoshi
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Kinoshita, Masataka
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Sagehashi, Teruyuki
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Murakami, Atsushi
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Wachi, Kaoru
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Watanabe, Noriyoshi
3.1 Appoint a Director as Supervisory Committee Mgmt For For Members Fukumoto, Kazuo
3.2 Appoint a Director as Supervisory Committee Mgmt For For Members Ito, Tatsuya Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 16 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.3 Appoint a Director as Supervisory Committee Mgmt For For Members Takada, Osamu
3.4 Appoint a Director as Supervisory Committee Mgmt For For Members Doi, Takashi
4 Amend the Compensation to be received by Mgmt For For Directors except as Supervisory Committee Members
5 Amend the Compensation to be received by Mgmt For For Directors as Supervisory Committee Members Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 17 of 1146 2Y7X JH Multifactor Developed International ETF ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A.
Security: E7813W163 Agenda Number: 707938796 Ticker: Meeting Type: OGM ISIN: ES0167050915 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 745714 DUE TO RECEIPT OF DIRECTOR NAMES AND SPLITTING OF RESOLUTIONS 1 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
1.1 APPROVE CONSOLIDATED AND Mgmt For For STANDALONE FINANCIAL STATEMENTS
1.2 APPROVE ALLOCATION OF INCOME Mgmt For For
2 RECEIVE CORPORATE SOCIAL Non-Voting RESPONSIBILITY REPORT
3 ADVISORY VOTE ON REMUNERATION Mgmt Against Against REPORT
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5.1 ELECT CARMEN FERNANDEZ ROZADO AS Mgmt For For DIRECTOR
5.2 ELECT JOSE ELADIO SECO DOMINGUEZ Mgmt For For AS DIRECTOR
5.3 ELECT MARCELINO FERNANDEZ VERDES Mgmt For For AS EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 18 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 RENEW APPOINTMENT OF DELOITTE AS Mgmt For For AUDITOR
7.1 AMEND ARTICLE 19 RE: BOARD Mgmt For For COMMITTEES
7.2 AMEND ARTICLE 22 RE: APPOINTMENTS Mgmt For For COMMITTEE
7.3 AMEND ARTICLE 23 RE: BOARD Mgmt For For COMMITTEES
7.4 ADD ARTICLE 22 BIS RE: REMUNERATION Mgmt For For COMMITTEE
8 AUTHORIZE CAPITALIZATION OF Mgmt For For RESERVES FOR SCRIP DIVIDENDS
9 AUTHORIZE SHARE REPURCHASE AND Mgmt For For CAPITAL REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
10 APPROVE STOCK OPTION PLAN Mgmt For For
11 AUTHORIZE BOARD TO RATIFY AND Mgmt For For EXECUTE APPROVED RESOLUTIONS
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "100" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 19 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 04 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 20 of 1146 2Y7X JH Multifactor Developed International ETF ADMIRAL GROUP PLC, CARDIFF
Security: G0110T106 Agenda Number: 707863696 Ticker: Meeting Type: AGM ISIN: GB00B02J6398 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE FINANCIAL Mgmt For For STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND ON THE Mgmt For For ORDINARY SHARES OF THE COMPANY: 51.5 PENCE PER ORDINARY SHARE
4 TO APPOINT JUSTINE ROBERTS (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
5 TO RE-ELECT ANNETTE COURT (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
6 TO RE-ELECT DAVID STEVENS Mgmt For For (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
7 TO RE-ELECT GERAINT JONES Mgmt For For (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
8 TO RE-ELECT COLIN HOLMES (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 21 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT JEAN PARK (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
10 TO RE-ELECT PENNY JAMES (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
11 TO RE-ELECT GEORGE MANNING Mgmt For For ROUNTREE (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
12 TO RE-ELECT OWEN CLARKE (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY
13 TO REAPPOINT DELOITTE LLP AS Mgmt For For AUDITORS OF THE COMPANY
14 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF DELOITTE LLP
15 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT RELEVANT SECURITIES
16 TO DIS-APPLY STATUTORY PRE-EMPTION Mgmt For For RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY
17 TO DIS-APPLY STATUTORY PRE-EMPTION Mgmt For For RIGHTS ON AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY
18 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 22 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
19 TO AUTHORISE THE DIRECTORS TO Mgmt For For CONVENE A GENERAL MEETING WITH NOT LESS THAN 14 DAYS CLEAR NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 23 of 1146 2Y7X JH Multifactor Developed International ETF AENA S.A, MADRID
Security: E526K0106 Agenda Number: 707861678 Ticker: Meeting Type: OGM ISIN: ES0105046009 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE INDIVIDUAL FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND INDIVIDUAL MANAGEMENT REPORT OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2016
2 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE CONSOLIDATED FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED 31 DECEMBER 2016
3 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE PROPOSED ALLOCATION OF EARNINGS AND DISTRIBUTION OF DIVIDENDS OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2016
4 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE CORPORATE MANAGEMENT FOR THE FISCAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 24 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.1 RATIFICATION OF THE APPOINTMENT BY Mgmt For For CO-OPTION OF MR. FRANCISCO JAVIER MARTIN RAMIRO, WITH THE CATEGORY OF PROPRIETARY DIRECTOR
5.2 APPOINTMENT WITH THE CATEGORY OF Mgmt For For PROPRIETARY DIRECTOR OF MRS. MARIA JESUS ROMERO DE AVILA TORRIJOS
5.3 APPOINTMENT WITH THE CATEGORY OF Mgmt For For PROPRIETARY DIRECTOR OF MRS. ALICIA SEGOVIA MARCO
6 AUTHORISATION OF THE BOARD OF Mgmt For For DIRECTORS, WITH POWERS OF SUBSTITUTION, FOR A MAXIMUM PERIOD OF FIVE YEARS SINCE THIS DATE, TO ISSUE ORDINARY DEBENTURES OR BONDS AND OTHER FIXED INCOME SECURITIES OF A SIMILAR NATURE, UP TO A MAXIMUM OF FIVE BILLION EUROS, OR ITS EQUIVALENT IN ANY OTHER CURRENCY, AND TO GUARANTEE THE ISSUES OF THOSE SECURITIES BY OTHER COMPANIES IN THE GROUP, AND TO INCORPORATE A COMPANY FOR THIS PURPOSE
7 AMENDMENT OF ARTICLES 1 (NAME AND Mgmt For For LEGAL REGIME), 2 (CORPORATE PURPOSE), 3 (NATIONALITY AND REGISTERED OFFICE) AND 51 (FISCAL YEAR. ANNUAL STATEMENTS, RESERVES AND DISTRIBUTION OF PROFITS) IN THE COMPANY BYLAWS, TO ADAPT THE NAME OF THE COMPANY TO THE STIPULATIONS OF ARTICLE 111.2 OF ACT 40/2015 OF 1 OCTOBER CONCERNING THE LEGAL REGIME FOR THE PUBLIC SECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 25 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 AMENDMENT OF ARTICLE 1 OF THE Mgmt For For REGULATION OF THE BOARD TO ADAPT THE NAME OF THE COMPANY TO THE STIPULATIONS OF ARTICLE 111 OF ACT 40/2015 OF 1 OCTOBER CONCERNING THE LEGAL REGIME FOR THE PUBLIC SECTOR
9 CONSULTATIVE VOTE REGARDING THE Mgmt For For ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE FISCAL YEAR 2016
10 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS TO FORMALISE AND EXECUTE ALL THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDER'S MEETING AS WELL AS TO SUB-DELEGATE THE POWERS CONFERRED ON IT BY THE MEETING, AND TO RECORD SUCH RESOLUTIONS IN A NOTARIAL INSTRUMENT AND INTERPRET, CURE A DEFECT IN, COMPLEMENT, DEVELOP AND REGISTER THEM
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 APR 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
CMMT 24 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT OF ALL THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 26 of 1146 2Y7X JH Multifactor Developed International ETF AEON CO.,LTD.
Security: J00288100 Agenda Number: 708064100 Ticker: Meeting Type: AGM ISIN: JP3388200002 Meeting Date: 24-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yokoo, Hiroshi Mgmt For For
1.2 Appoint a Director Okada, Motoya Mgmt For For
1.3 Appoint a Director Mori, Yoshiki Mgmt For For
1.4 Appoint a Director Yamashita, Akinori Mgmt For For
1.5 Appoint a Director Sato, Ken Mgmt For For
1.6 Appoint a Director Uchinaga, Yukako Mgmt For For
1.7 Appoint a Director Nagashima, Toru Mgmt For For
1.8 Appoint a Director Tsukamoto, Takashi Mgmt Against Against
1.9 Appoint a Director Ono, Kotaro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 27 of 1146 2Y7X JH Multifactor Developed International ETF AEON FINANCIAL SERVICE CO.,LTD.
Security: J0021H107 Agenda Number: 708270056 Ticker: Meeting Type: AGM ISIN: JP3131400008 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Suzuki, Masaki Mgmt For For
2.2 Appoint a Director Kawahara, Kenji Mgmt For For
2.3 Appoint a Director Mizuno, Masao Mgmt For For
2.4 Appoint a Director Wakabayashi, Hideki Mgmt For For
2.5 Appoint a Director Mangetsu, Masaaki Mgmt For For
2.6 Appoint a Director Yamada, Yoshitaka Mgmt For For
2.7 Appoint a Director Suzuki, Kazuyoshi Mgmt For For
2.8 Appoint a Director Arai, Naohiro Mgmt For For
2.9 Appoint a Director Ishizuka, Kazuo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 28 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Watanabe, Hiroyuki Mgmt For For
2.11 Appoint a Director Otsuru, Motonari Mgmt For For
2.12 Appoint a Director Hakoda, Junya Mgmt For For
2.13 Appoint a Director Nakajima, Yoshimi Mgmt For For
3.1 Appoint a Corporate Auditor Uchibori, Mgmt Against Against Hisanori
3.2 Appoint a Corporate Auditor Yamazawa, Mgmt For For Kotaro
3.3 Appoint a Corporate Auditor Sakaki, Takayuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 29 of 1146 2Y7X JH Multifactor Developed International ETF AIA COMPANY LTD
Security: Y002A1105 Agenda Number: 707862074 Ticker: Meeting Type: AGM ISIN: HK0000069689 Meeting Date: 12-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0323/LTN20170323460.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0323/LTN20170323439.pdf
1 TO RECEIVE THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 63.75 Mgmt For For HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER 2016
3 TO RE-ELECT MR. MOHAMED AZMAN Mgmt For For YAHYA AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. EDMUND SZE-WING Mgmt For For TSE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 30 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 TO RE-ELECT MR. JACK CHAK-KWONG Mgmt For For SO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION
7A TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE
7B TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION
7C TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 31 of 1146 2Y7X JH Multifactor Developed International ETF AIR LIQUIDE SA, PARIS
Security: F01764103 Agenda Number: 707774560 Ticker: Meeting Type: MIX ISIN: FR0000120073 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 23 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0217/201702171700 272.pdf; PLEASE NOTE THAT THIS IS A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 32 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR; SETTING OF THE DIVIDEND: EUR 2.60 PER SHARE AND AN EXTRA OF EUR 0.26 PER SHARE TO LONG TERM REGISTERED SHARES
O.4 18-MONTH AUTHORISATION GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES
O.5 RENEWAL OF THE TERM OF MR THIERRY Mgmt For For PEUGEOT AS DIRECTOR
O.6 APPOINTMENT OF MR. XAVIER HUILLARD Mgmt For For AS DIRECTOR
O.7 STATUTORY AUDITORS' SPECIAL REPORT Mgmt For For ON THE AGREEMENTS GOVERNED BY ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 33 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 ADVISORY REVIEW OF COMPENSATION Mgmt Against Against OWED OR PAID TO MR BENOIT POTIER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.9 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR PIERRE DUFOUR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.10 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR THE CHIEF EXECUTIVE OFFICER
O.11 APPROVAL OF THE REMUNERATION Mgmt Against Against POLICY FOR THE DEPUTY GENERAL MANAGER
E.12 24-MONTH AUTHORISATION GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES
E.13 26-MONTH DELEGATION OF AUTHORITY Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR DEFERRED ACCESS TO THE COMPANY'S CAPITAL WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR A MAXIMUM NOMINAL AMOUNT OF 530 MILLION EURO
E.14 26-MONTH AUTHORISATION GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE, IN THE EVENT OF OVER- SUBSCRIPTION, THE AMOUNT OF ISSUES OF SHARES OR TRANSFERABLE SECURITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 34 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.15 26-MONTH DELEGATION OF AUTHORITY Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO UNDERTAKE CAPITAL INCREASES WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHTS RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS SCHEME
E.16 18-MONTH DELEGATION OF AUTHORITY Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO UNDERTAKE CAPITAL INCREASES WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHTS RESERVED FOR A CATEGORY OF BENEFICIARIES
O.17 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 35 of 1146 2Y7X JH Multifactor Developed International ETF AIRBUS GROUP SE
Security: N0280E105 Agenda Number: 707832184 Ticker: Meeting Type: AGM ISIN: NL0000235190 Meeting Date: 12-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ADOPTION OF THE AUDITED ACCOUNTS Mgmt No vote FOR THE FINANCIAL YEAR 2016
2 APPROVE ALLOCATION OF INCOME AND Mgmt No vote DIVIDENDS OF EUR1.35 PER SHARE
3 RELEASE FROM LIABILITY OF THE NON- Mgmt No vote EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS
4 RELEASE FROM LIABILITY OF THE Mgmt No vote EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS
5 APPOINTMENT OF ERNST & YOUNG Mgmt No vote ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2017
6 RENEWAL OF THE APPOINTMENT OF MR. Mgmt No vote DENIS RANQUE AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS
7 RENEWAL OF THE APPOINTMENT OF MR. Mgmt No vote RALPH D. CROSBY, JR. AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 36 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 RENEWAL OF THE APPOINTMENT OF MR. Mgmt No vote HERMANN-JOSEF LAMBERTI AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS
9 APPOINTMENT OF LORD DRAYSON Mgmt No vote (PAUL) AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF MR. LAKSHMI N. MITTAL WHOSE MANDATE EXPIRES
10 AMENDMENT OF ARTICLE 2 PARAGRAPH Mgmt No vote 1 ("NAME") OF THE COMPANY'S ARTICLES OF ASSOCIATION
11 DELEGATION TO THE BOARD OF Mgmt No vote DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS
12 DELEGATION TO THE BOARD OF Mgmt No vote DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING THE COMPANY AND ITS GROUP COMPANIES
13 RENEWAL OF THE AUTHORISATION FOR Mgmt No vote THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 37 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
14 CANCELLATION OF SHARES Mgmt No vote REPURCHASED BY THE COMPANY
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 38 of 1146 2Y7X JH Multifactor Developed International ETF AISIN SEIKI CO., LTD.
Security: J00714105 Agenda Number: 708223792 Ticker: Meeting Type: AGM ISIN: JP3102000001 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Toyoda, Kanshiro Mgmt For For
2.2 Appoint a Director Ihara, Yasumori Mgmt For For
2.3 Appoint a Director Mitsuya, Makoto Mgmt For For
2.4 Appoint a Director Fujie, Naofumi Mgmt For For
2.5 Appoint a Director Okabe, Hitoshi Mgmt For For
2.6 Appoint a Director Usami, Kazumi Mgmt For For
2.7 Appoint a Director Ozaki, Kazuhisa Mgmt For For
2.8 Appoint a Director Kobayashi, Toshio Mgmt For For
2.9 Appoint a Director Haraguchi, Tsunekazu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 39 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Hamada, Michiyo Mgmt For For
2.11 Appoint a Director Nishikawa, Masahiro Mgmt For For
2.12 Appoint a Director Uenaka, Hiroshi Mgmt For For
2.13 Appoint a Director Ogiso, Satoshi Mgmt For For
2.14 Appoint a Director Shimizu, Kanichi Mgmt For For
3 Appoint a Corporate Auditor Kobayashi, Ryo Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 40 of 1146 2Y7X JH Multifactor Developed International ETF AJINOMOTO CO.,INC.
Security: J00882126 Agenda Number: 708237171 Ticker: Meeting Type: AGM ISIN: JP3119600009 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Use of Electronic Mgmt For For Systems for Public Notifications, Approve Minor Revisions
3.1 Appoint a Director Ito, Masatoshi Mgmt For For
3.2 Appoint a Director Nishii, Takaaki Mgmt For For
3.3 Appoint a Director Takato, Etsuhiro Mgmt For For
3.4 Appoint a Director Fukushi, Hiroshi Mgmt For For
3.5 Appoint a Director Tochio, Masaya Mgmt For For
3.6 Appoint a Director Kimura, Takeshi Mgmt For For
3.7 Appoint a Director Tachibana Fukushima, Mgmt For For Sakie Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 41 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Saito, Yasuo Mgmt For For
3.9 Appoint a Director Nawa, Takashi Mgmt For For
4 Approve Adoption of the Medium Term Mgmt For For Performance-based Stock Compensation to be received by Directors, Executive Officers and General Managers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 42 of 1146 2Y7X JH Multifactor Developed International ETF ALPS ELECTRIC CO.,LTD.
Security: J01176114 Agenda Number: 708257414 Ticker: Meeting Type: AGM ISIN: JP3126400005 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Kataoka, Masataka
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Kuriyama, Toshihiro
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Kimoto, Takashi
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Sasao, Yasuo
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Amagishi, Yoshitada
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Umehara, Junichi
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Edagawa, Hitoshi
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Daiomaru, Takeshi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 43 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Okayasu, Akihiko
2.10 Appoint a Director except as Supervisory Mgmt For For Committee Members Saeki, Tetsuhiro
2.11 Appoint a Director except as Supervisory Mgmt For For Committee Members Kega, Yoichiro
2.12 Appoint a Director except as Supervisory Mgmt For For Committee Members Sato, Hiroyuki Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 44 of 1146 2Y7X JH Multifactor Developed International ETF AMADEUS IT GROUP, S.A
Security: E04908112 Agenda Number: 708174038 Ticker: Meeting Type: OGM ISIN: ES0109067019 Meeting Date: 14-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 15 JUNE 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "300" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
1 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE ANNUAL ACCOUNTS - BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY IN THE PERIOD, CASH FLOW STATEMENT AND ANNUAL REPORT - AND DIRECTORS REPORT OF THE COMPANY, CONSOLIDATED ANNUAL ACCOUNTS AND CONSOLIDATED DIRECTORS REPORT OF ITS GROUP OF COMPANIES, ALL OF THEM RELATED TO THE FINANCIAL YEAR CLOSED AS OF 31 DECEMBER 2016
2 APPROVAL, IF APPLICABLE, OF THE Mgmt For For PROPOSAL ON THE ALLOCATION OF 2016 RESULTS OF THE COMPANY AND DISTRIBUTION OF DIVIDENDS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 45 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 EXAMINATION AND APPROVAL, IF Mgmt For For APPLICABLE, OF THE MANAGEMENT CARRIED OUT BY THE BOARD OF DIRECTORS FOR THE YEAR CLOSED AS OF 31 DECEMBER 2016
4 RENEWAL OF THE APPOINTMENT OF Mgmt For For AUDITORS FOR THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR TO BE CLOSED ON 31 DECEMBER 2017: DELOITTE
5.1 APPOINTMENT OF MR. NICOLAS HUSS, Mgmt For For AS INDEPENDENT DIRECTOR, FOR A TERM OF THREE YEARS
5.2 RE-ELECTION OF MR. JOSE ANTONIO Mgmt Against Against TAZON GARCIA, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR
5.3 RE-ELECTION OF MR. LUIS MAROTO Mgmt For For CAMINO, AS EXECUTIVE DIRECTOR, FOR A TERM OF ONE YEAR
5.4 RE-ELECTION OF MR. DAVID GORDON Mgmt For For COMYN WEBSTER, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR
5.5 RE-ELECTION OF MR. PIERRE-HENRI Mgmt For For GOURGEON, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR
5.6 RE-ELECTION OF MR. GUILLERMO DE LA Mgmt For For DEHESA ROMERO, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR
5.7 RE-ELECTION OF DAME CLARA FURSE, Mgmt For For AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 46 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.8 RE-ELECTION OF MR. FRANCESCO Mgmt Against Against LOREDAN, AS "OTHER EXTERNAL" DIRECTOR, FOR A TERM OF ONE YEAR
5.9 RE-ELECTION OF MR. STUART MCALPINE, Mgmt Against Against AS "OTHER EXTERNAL" DIRECTOR, FOR A TERM OF ONE YEAR
5.10 RE-ELECTION OF MR. MARC VERSPYCK, Mgmt Against Against AS "OTHER EXTERNAL" DIRECTOR, FOR A TERM OF ONE YEAR
5.11 RE-ELECTION OF DR. ROLAND BUSCH, Mgmt Against Against AS "OTHER EXTERNAL" DIRECTOR, FOR A TERM OF ONE YEAR
6 ANNUAL REPORT ON DIRECTORS Mgmt For For REMUNERATION, FOR AN ADVISORY VOTE THEREON, AS PER ARTICLE 541.4 OF THE SPANISH CAPITAL COMPANIES ACT
7 APPROVAL OF THE REMUNERATION OF Mgmt For For THE MEMBERS OF THE BOARD OF DIRECTORS, IN THEIR CAPACITY AS SUCH, FOR FINANCIAL YEAR 2017
8 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS, WITH POWER OF SUBSTITUTION, FOR THE FULL FORMALISATION, INTERPRETATION, REMEDY AND IMPLEMENTATION OF THE RESOLUTIONS TO BE ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 47 of 1146 2Y7X JH Multifactor Developed International ETF AMP LIMITED, PARRAMATTA
Security: Q0344G101 Agenda Number: 707874827 Ticker: Meeting Type: AGM ISIN: AU000000AMP6 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2.A TO RE-ELECT CATHERINE BRENNER AS A Mgmt For For DIRECTOR
2.B TO RE-ELECT PATTY AKOPIANTZ AS A Mgmt For For DIRECTOR
2.C TO RE-ELECT TREVOR MATTHEWS AS A Mgmt For For DIRECTOR
2.D TO ELECT GEOFF ROBERTS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 48 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.E TO ELECT PETER VARGHESE AS A Mgmt For For DIRECTOR
2.F TO ELECT MIKE WILKINS AS A DIRECTOR Mgmt For For
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
4 APPROVAL OF CHIEF EXECUTIVE Mgmt For For OFFICER'S LONG-TERM INCENTIVE FOR 2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 49 of 1146 2Y7X JH Multifactor Developed International ETF ANA HOLDINGS INC.
Security: J51914109 Agenda Number: 708233503 Ticker: Meeting Type: AGM ISIN: JP3429800000 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements
4.1 Appoint a Director Ito, Shinichiro Mgmt For For
4.2 Appoint a Director Shinobe, Osamu Mgmt For For
4.3 Appoint a Director Katanozaka, Shinya Mgmt For For
4.4 Appoint a Director Nagamine, Toyoyuki Mgmt For For
4.5 Appoint a Director Ishizaka, Naoto Mgmt For For
4.6 Appoint a Director Takada, Naoto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 50 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.7 Appoint a Director Hirako, Yuji Mgmt For For
4.8 Appoint a Director Mori, Shosuke Mgmt For For
4.9 Appoint a Director Yamamoto, Ado Mgmt For For
4.10 Appoint a Director Kobayashi, Izumi Mgmt For For
5.1 Appoint a Corporate Auditor Tonomoto, Mgmt For For Kiyoshi
5.2 Appoint a Corporate Auditor Hasegawa, Mgmt For For Akihiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 51 of 1146 2Y7X JH Multifactor Developed International ETF ANGLO AMERICAN PLC, LONDON
Security: G03764134 Agenda Number: 707832590 Ticker: Meeting Type: AGM ISIN: GB00B1XZS820 Meeting Date: 24-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORT AND Mgmt For For ACCOUNTS
2 TO ELECT STEPHEN PEARCE AS A Mgmt For For DIRECTOR OF THE COMPANY
3 TO ELECT NOLITHA FAKUDE AS A Mgmt For For DIRECTOR OF THE COMPANY
4 TO RE-ELECT MARK CUTIFANI AS A Mgmt For For DIRECTOR OF THE COMPANY
5 TO RE-ELECT BYRON GROTE AS A Mgmt For For DIRECTOR OF THE COMPANY
6 TO RE-ELECT SIR PHILIP HAMPTON AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO RE-ELECT TONY O'NEILL AS A Mgmt For For DIRECTOR OF THE COMPANY
8 TO RE-ELECT SIR JOHN PARKER AS A Mgmt For For DIRECTOR OF THE COMPANY
9 TO RE-ELECT MPHU RAMATLAPENG AS A Mgmt For For DIRECTOR OF THE COMPANY
10 TO RE-ELECT JIM RUTHERFORD AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 52 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT ANNE STEVENS AS A Mgmt For For DIRECTOR OF THE COMPANY
12 TO RE-ELECT JACK THOMPSON AS A Mgmt For For DIRECTOR OF THE COMPANY
13 TO RE-APPOINT DELOITTE LLP AS Mgmt For For AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
14 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF THE AUDITOR
15 TO APPROVE THE REMUNERATION Mgmt For For POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT
16 TO APPROVE THE IMPLEMENTATION Mgmt For For REPORT CONTAINED IN THE DIRECTORS REMUNERATION REPORT
17 TO APPROVE THAT THE MINIMUM Mgmt For For NUMBER OF DIRECTORS BE REDUCED FROM TEN TO FIVE
18 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
20 TO AUTHORISE THE PURCHASE OF OWN Mgmt For For SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 53 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO AUTHORISE THE DIRECTORS TO CALL Mgmt For For GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
CMMT 15 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 7 AND 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 54 of 1146 2Y7X JH Multifactor Developed International ETF ANTOFAGASTA PLC
Security: G0398N128 Agenda Number: 707995570 Ticker: Meeting Type: AGM ISIN: GB0000456144 Meeting Date: 24-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE ACCOUNTS Mgmt For For AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REPORT) FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE 2017 DIRECTORS' Mgmt For For REMUNERATION POLICY REPORT
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT JEAN-PAUL LUKSIC AS A Mgmt For For DIRECTOR
6 TO RE-ELECT OLLIE OLIVEIRA AS A Mgmt For For DIRECTOR
7 TO RE-ELECT GONZALO MENENDEZ AS A Mgmt For For DIRECTOR
8 TO RE-ELECT RAMON JARA AS A Mgmt For For DIRECTOR
9 TO RE-ELECT JUAN CLARO AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 55 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT WILLIAM HAYES AS A Mgmt Against Against DIRECTOR
11 TO RE-ELECT TIM BAKER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ANDRONICO LUKSIC AS A Mgmt For For DIRECTOR
13 TO RE-ELECT VIVIANNE BLANLOT AS A Mgmt For For DIRECTOR
14 TO RE-ELECT JORGE BANDE AS A Mgmt For For DIRECTOR
15 TO ELECT FRANCISCA CASTRO AS A Mgmt For For DIRECTOR
16 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY
17 TO AUTHORISE THE AUDIT AND RISK Mgmt For For COMMITTEE FOR AND ON BEHALF OF THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS
18 TO GRANT AUTHORITY TO THE Mgmt For For DIRECTORS TO ALLOT SECURITIES
19 TO GRANT POWER TO THE DIRECTORS Mgmt For For TO ALLOT SECURITIES OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS FOR CASH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 56 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 TO GRANT POWER TO THE DIRECTORS Mgmt For For TO ALLOT SECURITIES OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS FOR CASH FOR THE PURPOSES OF AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
21 TO GRANT THE COMPANY AUTHORITY TO Mgmt For For MAKE MARKET PURCHASES OF ORDINARY SHARES
22 TO PERMIT THE COMPANY TO CALL Mgmt For For GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
CMMT 12 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 9.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 57 of 1146 2Y7X JH Multifactor Developed International ETF AOZORA BANK,LTD.
Security: J0172K107 Agenda Number: 708244621 Ticker: Meeting Type: AGM ISIN: JP3711200000 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements
3.1 Appoint a Director Fukuda, Makoto Mgmt For For
3.2 Appoint a Director Baba, Shinsuke Mgmt For For
3.3 Appoint a Director Saito, Takeo Mgmt For For
3.4 Appoint a Director Takeda, Shunsuke Mgmt For For
3.5 Appoint a Director Mizuta, Hiroyuki Mgmt For For
3.6 Appoint a Director Murakami, Ippei Mgmt For For
3.7 Appoint a Director Ito, Tomonori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 58 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Sekizawa, Yukio Mgmt For For
4.1 Appoint a Substitute Corporate Auditor Mgmt For For Uchida, Keiichiro
4.2 Appoint a Substitute Corporate Auditor Mitch Mgmt For For R. Fulscher Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 59 of 1146 2Y7X JH Multifactor Developed International ETF ARISTOCRAT LEISURE LIMITED
Security: Q0521T108 Agenda Number: 707700921 Ticker: Meeting Type: AGM ISIN: AU000000ALL7 Meeting Date: 27-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 6, 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
CMMT IF A PROPORTIONAL TAKEOVER BID IS Non-Voting MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 60 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPOINTMENT OF DIRECTOR - MRS A Mgmt For For TANSEY
2 APPOINTMENT OF DIRECTOR - MRS S Mgmt For For SUMMERS COUDER
3 APPOINTMENT OF DIRECTOR - MR P Mgmt For For RAMSEY
4 RE-ELECTION OF DIRECTOR - MR DCP Mgmt For For BANKS
5 RE-ELECTION OF DIRECTOR - MS K Mgmt For For CONLON
6 APPROVAL FOR THE GRANT OF Mgmt For For PERFORMANCE SHARE RIGHTS TO THE INCOMING CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR UNDER THE LONG TERM INCENTIVE PLAN
7 ADOPTION OF THE REMUNERATION Mgmt For For REPORT
8 APPROVAL OF AMENDMENTS TO Mgmt For For CONSTITUTION
9 REINSERTION OF PROPORTIONAL Mgmt For For TAKEOVER APPROVAL PROVISIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 61 of 1146 2Y7X JH Multifactor Developed International ETF ASAHI GLASS COMPANY,LIMITED
Security: J02394120 Agenda Number: 707814009 Ticker: Meeting Type: AGM ISIN: JP3112000009 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Ishimura, Kazuhiko Mgmt For For
3.2 Appoint a Director Shimamura, Takuya Mgmt For For
3.3 Appoint a Director Hirai, Yoshinori Mgmt For For
3.4 Appoint a Director Miyaji, Shinji Mgmt For For
3.5 Appoint a Director Kimura, Hiroshi Mgmt For For
3.6 Appoint a Director Egawa, Masako Mgmt For For
3.7 Appoint a Director Hasegawa, Yasuchika Mgmt For For
4 Appoint a Corporate Auditor Tatsuno, Tetsuo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 62 of 1146 2Y7X JH Multifactor Developed International ETF ASAHI GROUP HOLDINGS,LTD.
Security: J02100113 Agenda Number: 707810215 Ticker: Meeting Type: AGM ISIN: JP3116000005 Meeting Date: 28-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Izumiya, Naoki Mgmt For For
2.2 Appoint a Director Koji, Akiyoshi Mgmt For For
2.3 Appoint a Director Takahashi, Katsutoshi Mgmt For For
2.4 Appoint a Director Okuda, Yoshihide Mgmt For For
2.5 Appoint a Director Kagami, Noboru Mgmt For For
2.6 Appoint a Director Hamada, Kenji Mgmt For For
2.7 Appoint a Director Bando, Mariko Mgmt For For
2.8 Appoint a Director Tanaka, Naoki Mgmt For For
2.9 Appoint a Director Kosaka, Tatsuro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 63 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Katsuki, Atsushi Mgmt For For
3 Appoint a Corporate Auditor Kawakami, Mgmt For For Yutaka
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 64 of 1146 2Y7X JH Multifactor Developed International ETF ASAHI KASEI CORPORATION
Security: J0242P110 Agenda Number: 708233729 Ticker: Meeting Type: AGM ISIN: JP3111200006 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ito, Ichiro Mgmt For For
1.2 Appoint a Director Kobori, Hideki Mgmt For For
1.3 Appoint a Director Nakao, Masafumi Mgmt For For
1.4 Appoint a Director Sakamoto, Shuichi Mgmt For For
1.5 Appoint a Director Kakizawa, Nobuyuki Mgmt For For
1.6 Appoint a Director Hashizume, Soichiro Mgmt For For
1.7 Appoint a Director Ichino, Norio Mgmt For For
1.8 Appoint a Director Shiraishi, Masumi Mgmt For For
1.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
2.1 Appoint a Corporate Auditor Kobayashi, Yuji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 65 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.2 Appoint a Corporate Auditor Konishi, Hikoe Mgmt For For
3 Approve Details of Stock Compensation to be Mgmt For For received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 66 of 1146 2Y7X JH Multifactor Developed International ETF ASCENDAS REAL ESTATE INVESTMENT TRUST
Security: Y0205X103 Agenda Number: 707687010 Ticker: Meeting Type: EGM ISIN: SG1M77906915 Meeting Date: 25-Jan-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO APPROVE THE PROPOSED Mgmt For For ACQUISITION
2 TO APPROVE THE PROPOSED ISSUANCE Mgmt For For OF THE CONSIDERATION UNITS (CONDITIONAL UPON RESOLUTION 1 BEING PASSED) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 67 of 1146 2Y7X JH Multifactor Developed International ETF ASCENDAS REAL ESTATE INVESTMENT TRUST
Security: Y0205X103 Agenda Number: 708284536 Ticker: Meeting Type: AGM ISIN: SG1M77906915 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.1 TO RECEIVE AND ADOPT THE REPORT OF Mgmt For For THE TRUSTEE OF ASCENDAS REIT ISSUED BY HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF ASCENDAS REIT) (THE "TRUSTEE"), THE STATEMENT BY THE MANAGER ISSUED BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF ASCENDAS REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF ASCENDAS REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017 AND THE AUDITORS' REPORT THEREON
O.2 TO RE-APPOINT ERNST & YOUNG LLP Mgmt For For ("E&Y") AS AUDITORS OF ASCENDAS REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION
O.3 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN ASCENDAS REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/ OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 68 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST (THE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 69 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
"LISTING MANUAL") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING ASCENDAS REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF ASCENDAS REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 70 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.4 THAT: (A) APPROVAL BE AND IS HEREBY Mgmt For For GIVEN TO SUPPLEMENT THE TRUST DEED WITH THE PROPOSED AMENDMENTS TO THE TRUST DEED SET OUT IN THE ANNEX (THE "TRUST DEED SUPPLEMENT") TO THE APPENDIX CIRCULATED TO UNITHOLDERS DATED 7 JUNE 2017 (THE "APPENDIX"); AND (B) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF ASCENDAS REIT TO GIVE EFFECT TO THIS RESOLUTION
O.5 THAT SUBJECT TO AND CONDITIONAL Mgmt For For UPON THE PASSING OF EXTRAORDINARY RESOLUTION 4: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF ASCENDAS REIT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX- ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (II) OFF- MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AS PROPOSED TO BE SUPPLEMENTED BY THE TRUST DEED SUPPLEMENT, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE LISTING MANUAL OF THE SGX-ST, OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 71 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY- BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT AGM OF ASCENDAS REIT IS HELD; (II) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; AND (III) THE DATE ON WHICH REPURCHASE OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE IS CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF-MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 72 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 5.0% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING TREASURY UNITS, IF ANY); AND "MAXIMUM PRICE" IN RELATION TO THE UNITS TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET REPURCHASE OF THE UNITS, 105.0% OF THE AVERAGE CLOSING PRICE; AND (II) IN THE CASE OF AN OFF-MARKET REPURCHASE OF THE UNITS, 110.0% OF THE AVERAGE CLOSING PRICE; AND (D) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF ASCENDAS REIT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 73 of 1146 2Y7X JH Multifactor Developed International ETF ASICS CORPORATION
Security: J03234150 Agenda Number: 707795970 Ticker: Meeting Type: AGM ISIN: JP3118000003 Meeting Date: 29-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oyama, Motoi Mgmt For For
2.2 Appoint a Director Kato, Katsumi Mgmt For For
2.3 Appoint a Director Kato, Isao Mgmt For For
2.4 Appoint a Director Nishimae, Manabu Mgmt For For
2.5 Appoint a Director Nishiwaki, Tsuyoshi Mgmt For For
2.6 Appoint a Director Tanaka, Katsuro Mgmt For For
2.7 Appoint a Director Kajiwara, Kenji Mgmt For For
2.8 Appoint a Director Hanai, Takeshi Mgmt For For
2.9 Appoint a Director Kashiwaki, Hitoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 74 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Substitute Corporate Auditor Mgmt For For Onishi, Hirofumi
4 Approve Partial Amendment and Continuance Mgmt Against Against of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 75 of 1146 2Y7X JH Multifactor Developed International ETF ASTELLAS PHARMA INC.
Security: J03393105 Agenda Number: 708233767 Ticker: Meeting Type: AGM ISIN: JP3942400007 Meeting Date: 19-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
2.2 Appoint a Director Yasukawa, Kenji Mgmt For For
2.3 Appoint a Director Okajima, Etsuko Mgmt For For
2.4 Appoint a Director Aizawa, Yoshiharu Mgmt For For
2.5 Appoint a Director Sekiyama, Mamoru Mgmt For For
2.6 Appoint a Director Yamagami, Keiko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 76 of 1146 2Y7X JH Multifactor Developed International ETF ASTRAZENECA PLC, LONDON
Security: G0593M107 Agenda Number: 707847286 Ticker: Meeting Type: AGM ISIN: GB0009895292 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S Mgmt For For ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO CONFIRM DIVIDENDS: TO CONFIRM Mgmt For For THE FIRST INTERIM DIVIDEND OF USD 0.90 (68.7 PENCE, SEK 7.81) PER ORDINARY SHARE AND TO CONFIRM AS THE FINAL DIVIDEND FOR 2016 THE SECOND INTERIM DIVIDEND OF USD 1.90 (150.2 PENCE, SEK 16.57) PER ORDINARY SHARE
3 TO APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR
4 TO AUTHORISE THE DIRECTORS TO Mgmt For For AGREE THE REMUNERATION OF THE AUDITOR
5.A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: LEIF JOHANSSON
5.B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PASCAL SORIOT
5.C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: MARC DUNOYER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 77 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: GENEVIEVE BERGER
5.E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PHILIP BROADLEY
5.F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: BRUCE BURLINGTON
5.G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: GRAHAM CHIPCHASE
5.H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: RUDY MARKHAM
5.I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: SHRITI VADERA
5.J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016
7 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
8 TO AUTHORISE LIMITED POLITICAL Mgmt For For DONATIONS
9 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
10 TO AUTHORISE THE DIRECTORS TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 78 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
12 TO REDUCE THE NOTICE PERIOD FOR Mgmt For For GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 79 of 1146 2Y7X JH Multifactor Developed International ETF AVIVA PLC, LONDON
Security: G0683Q109 Agenda Number: 707936639 Ticker: Meeting Type: AGM ISIN: GB0002162385 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3 FINAL DIVIDEND Mgmt For For
4 TO ELECT KEITH WILLIAMS Mgmt For For
5 TO RE-ELECT CLAUDIA ARNEY Mgmt For For
6 TO RE-ELECT GLYN BARKER Mgmt For For
7 TO RE-ELECT ANDY BRIGGS Mgmt For For
8 TO RE-ELECT PATRICIA CROSS Mgmt For For
9 TO RE-ELECT BELEN ROMANA GARCIA Mgmt For For
10 TO RE-ELECT MICHAEL HAWKER Mgmt For For
11 TO RE-ELECT MICHAEL MIRE Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 80 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 TO RE-ELECT SIR ADRIAN MONTAGUE Mgmt For For
13 TO RE-ELECT TOM STODDARD Mgmt For For
14 TO RE-ELECT MARK WILSON Mgmt For For
15 TO RE-APPOINT, AS Mgmt For For AUDITOR,PRICEWATERHOUSECOOPERS LLP
16 AUDITOR'S REMUNERATION Mgmt For For
17 POLITICAL DONATIONS Mgmt For For
18 AVIVA PLC SAVINGS RELATED SHARE Mgmt For For OPTION SCHEME 2017
19 AUTHORITY TO ALLOT ORDINARY Mgmt For For SHARES
20 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
21 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS - SPECIFIED CAPITAL PROJECTS
22 AUTHORITY TO PURCHASE ORDINARY Mgmt For For SHARES
23 AUTHORITY TO PURCHASE 8 3/4% Mgmt For For PREFERENCE SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 81 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
24 AUTHORITY TO PURCHASE 8 3/8% Mgmt For For PREFERENCE SHARES
25 14 DAYS' NOTICE FOR GENERAL Mgmt For For MEETINGS
26 AUTHORITY TO ALLOT SHARES- Mgmt For For SOLVENCY II INSTRUMENTS
27 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS SOLVENCY II INSTRUMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 82 of 1146 2Y7X JH Multifactor Developed International ETF AXA SA, PARIS
Security: F06106102 Agenda Number: 707791807 Ticker: Meeting Type: MIX ISIN: FR0000120628 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 83 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0224/201702241700 322.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND SETTING OF THE DIVIDEND TO 1.16 EURO PER SHARE
O.4 VOTE RELATING TO THE INDIVIDUAL Mgmt For For REMUNERATION OF MR HENRI DE CASTRIES, CHIEF EXECUTIVE OFFICER UP TO 31 AUGUST 2016
O.5 VOTE RELATING TO THE INDIVIDUAL Mgmt For For REMUNERATION OF MR DENIS DUVERNE, DEPUTY GENERAL MANAGER UP TO 31 AUGUST 2016
O.6 VOTE RELATING TO THE INDIVIDUAL Mgmt For For REMUNERATION OF MR DENIS DUVERNE, PRESIDENT OF THE BOARD OF DIRECTORS SINCE 1 SEPTEMBER 2016
O.7 VOTE RELATING TO THE REMUNERATION Mgmt For For OF MR THOMAS BUBERL, MANAGING DIRECTOR SINCE 1 SEPTEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 84 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPROVAL OF THE ELEMENTS OF THE Mgmt For For REMUNERATION POLICY THAT ARE APPLICABLE TO THE PRESIDENT OF THE BOARD OF DIRECTORS
O.9 APPROVAL OF THE ELEMENTS OF THE Mgmt For For REMUNERATION POLICY THAT ARE APPLICABLE TO THE MANAGING DIRECTOR
O.10 APPROVAL OF THE SPECIAL REPORT OF Mgmt For For THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS
O.11 APPROVAL OF REGULATED Mgmt For For COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR THOMAS BUBERL IN TERMS OF SOCIAL WELFARE
O.12 APPROVAL OF REGULATED Mgmt For For COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR THOMAS BUBERL IN THE EVENT OF THE TERMINATION OF HIS DUTIES, WITHIN THE CONTEXT OF THE COMPLIANCE OF THEIR SITUATION WITH THE RECOMMENDATIONS OF THE AFEP- MEDEF CODE
O.13 RENEWAL OF THE TERM OF MS DEANNA Mgmt For For OPPENHEIMER AS DIRECTOR
O.14 RENEWAL OF THE TERM OF MR RAMON Mgmt For For DE OLIVEIRA AS DIRECTOR
O.15 RATIFICATION OF THE CO-OPTATION OF Mgmt For For MR THOMAS BUBERL AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 85 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.16 RATIFICATION OF THE CO-OPTATION OF Mgmt For For MR ANDRE FRANCOIS-PONCET AS DIRECTOR
O.17 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO PURCHASE THE COMPANY'S COMMON SHARES
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS
E.19 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.20 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN THE CONTEXT OF PUBLIC OFFERS
E.21 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITHOUT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 86 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF PRIVATE PLACEMENTS PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE
E.22 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS, IN THE EVENT OF ISSUANCE, WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF PUBLIC OFFERS OR PRIVATE PLACEMENTS, TO SET THE ISSUE PRICE ACCORDING TO THE TERMS STIPULATED BY THE GENERAL MEETING, UP TO A LIMIT OF 10% OF THE SHARE CAPITAL
E.23 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.24 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY, AS REMUNERATION FOR CONTRIBUTIONS IN KIND UP TO A LIMIT OF 10% OF THE SHARE CAPITAL, OUTSIDE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 87 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.25 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMMON SHARES AS A RESULT OF THE ISSUANCE OF SECURITIES BY COMPANY SUBSIDIARIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY
E.26 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMMON SHARES AS A RESULT OF THE ISSUANCE OF SECURITIES BY COMPANY SUBSIDIARIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY
E.27 DELEGATION OF POWER GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY THAT ARE RESERVED FOR THOSE ADHERING TO A COMPANY SAVINGS SCHEME, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.28 DELEGATION OF POWER GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, FOR THE BENEFIT OF A DETERMINED CATEGORY OF BENEFICIARIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 88 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.29 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO GRANT SHARE PURCHASE OR SUBSCRIPTION OPTIONS TO ELIGIBLE EMPLOYEES AND EXECUTIVE OFFICERS OF THE AXA GROUP, INCLUDING THE WAIVER OF SHAREHOLDERS TO THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO SHARES TO BE ISSUED DUE TO THE EXERCISE OF THE SUBSCRIPTION OPTIONS
E.30 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMMON SHARES
E.31 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 89 of 1146 2Y7X JH Multifactor Developed International ETF AZRIELI GROUP LTD, TEL-AVIV
Security: M1571Q105 Agenda Number: 707956655 Ticker: Meeting Type: AGM ISIN: IL0011194789 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AS A CONDITION OF VOTING, ISRAELI Non-Voting MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY
1.A RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: DANNA AZRIELI (CHAIRWOMAN OF THE BOARD)
1.B RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: SHARON AZRIELI
1.C RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: NAOMI AZRIELI
1.D RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: MENACHEM EINAN
1.E RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: JOSEPH CIECHANOVER (UNAFFILIATED DIRECTOR) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 90 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.F RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: TZIPORA CARMON (UNAFFILIATED DIRECTOR)
1.G RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR: OREN DROR (UNAFFILIATED DIRECTOR)
2 RE-APPOINTMENT OF THE ACCOUNTANT- Mgmt Against Against AUDITOR UNTIL THE NEXT AGM
3 DISCUSSION OF THE COMPANY'S Non-Voting FINANCIAL STATEMENTS AND DIRECTORS' REPORT FOR THE YEAR 2015
4 DISCUSSION OF THE COMPANY'S Non-Voting FINANCIAL STATEMENTS AND DIRECTORS' REPORTS FOR THE YEAR 2016
5 AMENDMENT AND EXTENSION OF THE Mgmt For For LETTERS OF INDEMNITY FOR DANNA AZRIELI, SHARON AZRIELI, AND NAOMI AZRIELI, WHO ARE CONTROLLING SHAREHOLDERS, FOR A 3-YEAR PERIOD, AND GRANTING THEM EXEMPTION FROM LIABILITY FOR A 3-YEAR PERIOD
6 GRANTING UPDATED LETTERS OF Mgmt For For INDEMNITY AND EXEMPTION TO DIRECTORS EXCEPT FOR THOSE DIRECTORS WHO ARE CONTROLLING SHAREHOLDERS OF THE COMPANY OR THEIR RELATIVES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 91 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 13 APR 2017: PLEASE NOTE THAT THE Non-Voting MEETING TYPE WAS CHANGED FROM EGM TO AGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 92 of 1146 2Y7X JH Multifactor Developed International ETF BAE SYSTEMS PLC, LONDON
Security: G06940103 Agenda Number: 707937403 Ticker: Meeting Type: AGM ISIN: GB0002634946 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT SIR ROGER CARR AS Mgmt For For DIRECTOR
6 RE-ELECT ELIZABETH CORLEY AS Mgmt For For DIRECTOR
7 RE-ELECT JERRY DEMURO AS DIRECTOR Mgmt For For
8 RE-ELECT HARRIET GREEN AS Mgmt For For DIRECTOR
9 RE-ELECT CHRISTOPHER GRIGG AS Mgmt For For DIRECTOR
10 RE-ELECT IAN KING AS DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 93 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT PETER LYNAS AS DIRECTOR Mgmt For For
12 RE-ELECT PAULA REYNOLDS AS Mgmt For For DIRECTOR
13 RE-ELECT NICHOLAS ROSE AS Mgmt For For DIRECTOR
14 RE-ELECT IAN TYLER AS DIRECTOR Mgmt For For
15 ELECT CHARLES WOODBURN AS Mgmt For For DIRECTOR
16 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17 AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For FIX REMUNERATION OF AUDITORS
18 AUTHORISE EU POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
19 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES
22 AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETING WITH TWO WEEKS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 94 of 1146 2Y7X JH Multifactor Developed International ETF BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
Security: E11805103 Agenda Number: 707761385 Ticker: Meeting Type: OGM ISIN: ES0113211835 Meeting Date: 16-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 MAR 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1.1 EXAMINATION AND APPROVAL OF THE Mgmt For For ANNUAL ACCOUNTS AND THE MANAGEMENT REPORTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND OF ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016
1.2 APPROVAL OF THE ALLOCATION OF THE Mgmt For For RESULT OF THE 2016 FISCAL YEAR
1.3 APPROVAL OF THE CORPORATE Mgmt For For MANAGEMENT DURING THE 2016 FISCAL YEAR
2.1 ADOPTION OF THE FOLLOWING Mgmt For For RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. JOSE MANUEL GONZALEZ PARAMO MARTINEZ MURILLO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 95 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.2 ADOPTION OF THE FOLLOWING Mgmt For For RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. CARLOS LORING MARTINEZ DE IRUJO
2.3 ADOPTION OF THE FOLLOWING Mgmt For For RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MS. SUSANA RODRIGUEZ VIDARTE
2.4 ADOPTION OF THE FOLLOWING Mgmt For For RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. TOMAS ALFARO DRAKE
2.5 ADOPTION OF THE FOLLOWING Mgmt For For RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MS. LOURDES MAIZ CARRO
3 INCREASE OF THE SHARE CAPITAL BY Mgmt For For MEANS OF THE ISSUANCE OF NEW COMMON SHARES THAT HAVE A PAR VALUE OF EUR 0.49 EACH, WITH NO ISSUANCE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY IN CIRCULATION, WITH A CHARGE AGAINST THE VOLUNTAR RESERVES, IN ORDER TO BE ABLE TO IMPLEMENT THE SHAREHOLDER COMPENSATION SYSTEM THAT IS CALLED THE DIVIDEND OPTION AND TO ADAPT THE WORDING OF THE CORPORATE BYLAWS TO THE NEW SHARE CAPITAL AMOUNT THAT RESULTS. PROVISION FOR UNDER SUBSCRIPTION. COMMITMENT TO PURCHASE THE FREE ALLOCATION RIGHTS AT A FIXED, GUARANTEED PRICE. REQUEST FOR LISTING FOR TRADING. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 96 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 TO DELEGATE TO THE BOARD OF Mgmt For For DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE, THE AUTHORITY TO INCREASE THE SHARE CAPITAL, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT THAT CORRESPONDS TO 50 PERCENT OF THE SHARE CAPITAL, DELEGATING IN TUR THE POWER TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHT, WITH THIS AUTHORITY BEING LIMITED TO 20 PERCENT OF THE SHARE CAPITAL OF THE BANK UNDER THE TERMS THAT ARE DESCRIBED IN THE PROPOSED RESOLUTIONS, AS WELL AS THE POWER TO AMEND THE CORRESPONDING ARTICLE OF THE CORPORATE BYLAWS
5 TO DELEGATE TO THE BOARD OF Mgmt For For DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE, THE AUTHORITY TO ISSUE SECURITIES THAT ARE CONVERTIBLE INTO SHARES OF THE COMPANY, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM OF EUR 8 BILLION, DELEGATING IN TURN THE AUTHORITY TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHT ON SUCH SECURITIES ISSUANCES, WITH THIS AUTHORITY BEING LIMITED TO 20 PERCENT OF THE SHARE CAPITAL OF THE BANK UNDER THE TERMS THAT ARE DESCRIBED IN THE PROPOSED RESOLUTIONS, AS WELL AS THE POWER TO INCREASE THE SHARE CAPITAL BY THE AMOUNT THAT IS NECESSARY AND TO AMEND THE CORRESPONDING ARTICLE OF THE CORPORATE BYLAWS
6 APPROVAL OF THE COMPENSATION Mgmt For For POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A., WHICH INCLUDES THE MAXIMUM NUMBER OF SHARES TO DELIVER AS A CONSEQUENCE OF ITS EXECUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 97 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 APPROVAL OF THE GROUP OF Mgmt For For EMPLOYEES TO WHOM THE MAXIMUM LEVEL OF VARIABLE COMPENSATION UP TO 200 PERCENT OF THE FIXED COMPONENT OF THEIR TOTAL COMPENSATION IS APPLICABLE
8 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For ACCOUNTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND OF ITS CONSOLIDATED GROUP FOR THE 2017, 2018 AND 2019 FISCAL YEARS: KPMG
9 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE THEM, IN ORDER TO FORMALIZE, CORRECT, INTERPRET AND EXECUTE THE RESOLUTIONS THAT THE GENERAL MEETING PASSES
10 A CONSULTATIVE VOTE ON THE ANNUAL Mgmt For For REPORT ON THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECT OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A
CMMT 20 FEB 2017: SHAREHOLDERS HOLDING Non-Voting LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 98 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 20 FEB 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF RESOLUTION 8 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 99 of 1146 2Y7X JH Multifactor Developed International ETF BANCO SANTANDER SA, BOADILLA DEL MONTE
Security: E19790109 Agenda Number: 707811495 Ticker: Meeting Type: OGM ISIN: ES0113900J37 Meeting Date: 06-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 07 APR 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1.A ANNUAL ACCOUNTS AND CORPORATE Mgmt For For MANAGEMENT: EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS STATEMENT, STATEMENT OF RECOGNISED INCOME AND EXPENSE, STATEMENT OF CHANGES IN TOTAL EQUITY, CASH FLOW STATEMENT, AND NOTES) OF BANCO SANTANDER, S.A. AND ITS CONSOLIDATED GROUP, ALL WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
1.B ANNUAL ACCOUNTS AND CORPORATE Mgmt For For MANAGEMENT: EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CORPORATE MANAGEMENT FOR FINANCIAL YEAR 2016
2 APPLICATION OF RESULTS OBTAINED Mgmt For For DURING FINANCIAL YEAR 2016
3.A RATIFICATION OF THE APPOINTMENT OF Mgmt For For MS HOMAIRA AKBARI AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 100 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.B RE-ELECTION OF MR JOSE ANTONIO Mgmt For For ALVAREZ ALVAREZ AS DIRECTOR
3.C RE-ELECTION OF MS BELEN ROMANA Mgmt For For GARCIA AS DIRECTOR
3.D RE-ELECTION OF MS ANA PATRICIA Mgmt For For BOTIN-SANZ DE SAUTUOLA Y O'SHEA AS DIRECTOR
3.E RE-ELECTION OF MR RODRIGO Mgmt For For ECHENIQUE GORDILLO AS DIRECTOR
3.F RE-ELECTION OF MS ESTHER GIMENEZ- Mgmt For For SALINAS I COLOMER AS DIRECTOR
4 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS OF THE POWER TO CARRY OUT THE RESOLUTION TO BE ADOPTED BY THE SHAREHOLDERS AT THE MEETING TO INCREASE THE SHARE CAPITAL PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW
5 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS SUCH THAT, PURSUANT TO THE PROVISIONS OF SECTION 297.1.B) OF THE SPANISH CAPITAL CORPORATIONS LAW, IT MAY INCREASE THE SHARE CAPITAL ON ONE OR MORE OCCASIONS AND AT ANY TIME, WITHIN A PERIOD OF THREE YEARS, BY MEANS OF CASH CONTRIBUTIONS AND BY A MAXIMUM NOMINAL AMOUNT OF 3,645,585,175 EUROS, ALL UPON SUCH TERMS AND CONDITIONS AS IT DEEMS APPROPRIATE, DEPRIVING OF EFFECT, TO THE EXTENT OF THE UNUSED AMOUNT, THE AUTHORISATION GRANTED UNDER RESOLUTION EIGHT II) ADOPTED AT THE ORDINARY GENERAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 101 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SHAREHOLDERS' MEETING OF 27 MARCH 2015. DELEGATION OF THE POWER TO EXCLUDE PRE-EMPTIVE RIGHTS, AS PROVIDED BY SECTION 506 OF THE SPANISH CAPITAL CORPORATIONS LAW
6 INCREASE IN SHARE CAPITAL BY SUCH Mgmt For For AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.5) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A CHARGE TO RESERVES. OFFER TO ACQUIRE BONUS SHARE RIGHTS (DERECHOS DE ASIGNACION GRATUITA) AT A GUARANTEED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION THEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (MERCADO CONTINUO) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, WARSAW, BUENOS AIRES, MEXICO AND NEW YORK Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 102 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
THROUGH AMERICAN DEPOSITARY SHARES (ADSS), AND SAO PAULO THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS)) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES
7 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS OF THE POWER TO ISSUE NON-CONVERTIBLE FIXED-INCOME SECURITIES, PREFERRED INTERESTS OR DEBT INSTRUMENTS OF A SIMILAR NATURE (INCLUDING CERTIFICATES, PROMISSORY NOTES AND WARRANTS), RESCINDING TO THE EXTENT OF THE UNUSED AMOUNT THE DELEGATION IN SUCH RESPECT APPROVED BY RESOLUTION NINE II) OF THE SHAREHOLDERS ACTING AT THE ORDINARY GENERAL SHAREHOLDERS' MEETING OF 18 MARCH 2016
8 DIRECTOR REMUNERATION POLICY Mgmt For For
9 DIRECTOR REMUNERATION SYSTEM: Mgmt For For SETTING OF THE MAXIMUM AMOUNT OF TOTAL ANNUAL REMUNERATION OF DIRECTORS IN THEIR CAPACITY AS DIRECTORS
10 REMUNERATION SYSTEM: APPROVAL OF Mgmt For For MAXIMUM RATIO BETWEEN FIXED AND VARIABLE COMPONENTS OF TOTAL REMUNERATION OF EXECUTIVE DIRECTORS AND OTHER EMPLOYEES BELONGING TO CATEGORIES WHICH PROFESSIONAL ACTIVITIES IMPACT SIGNIFICANTLY ON THE RISK PROFILE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 103 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11.A APPROVAL OF THE APPLICATION OF Mgmt For For REMUNERATION PLANS WHICH ENTAIL THE DELIVERY OF SHARES OR OPTIONS ON SHARES: DEFERRED MULTIYEAR OBJECTIVES VARIABLE REMUNERATION PLAN
11.B APPROVAL OF THE APPLICATION OF Mgmt For For REMUNERATION PLANS WHICH ENTAIL THE DELIVERY OF SHARES OR OPTIONS ON SHARES: DEFERRED AND CONDITIONAL VARIABLE REMUNERATION PLAN
11.C APPROVAL OF THE APPLICATION OF Mgmt For For REMUNERATION PLANS WHICH ENTAIL THE DELIVERY OF SHARES OR OPTIONS ON SHARES: APPLICATION OF THE GROUP'S BUY-OUT POLICY
11.D APPROVAL OF THE APPLICATION OF Mgmt For For REMUNERATION PLANS WHICH ENTAIL THE DELIVERY OF SHARES OR OPTIONS ON SHARES: PLAN FOR EMPLOYEES OF SANTANDER UK PLC. AND OTHER COMPANIES OF THE GROUP IN THE UNITED KINGDOM BY MEANS OF OPTIONS ON SHARES OF THE BANK LINKED TO THE CONTRIBUTION OF PERIODIC MONETARY AMOUNTS AND TO CERTAIN CONTINUITY REQUIREMENTS
12 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO INTERPRET, REMEDY, SUPPLEMENT, IMPLEMENT AND DEVELOP THE RESOLUTIONS APPROVED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO DELEGATE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 104 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
13 ANNUAL DIRECTOR REMUNERATION Mgmt For For REPORT
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 105 of 1146 2Y7X JH Multifactor Developed International ETF BANDAI NAMCO HOLDINGS INC.
Security: Y0606D102 Agenda Number: 708216343 Ticker: Meeting Type: AGM ISIN: JP3778630008 Meeting Date: 19-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishikawa, Shukuo Mgmt For For
2.2 Appoint a Director Taguchi, Mitsuaki Mgmt For For
2.3 Appoint a Director Otsu, Shuji Mgmt For For
2.4 Appoint a Director Asako, Yuji Mgmt For For
2.5 Appoint a Director Kawaguchi, Masaru Mgmt For For
2.6 Appoint a Director Oshita, Satoshi Mgmt For For
2.7 Appoint a Director Kawashiro, Kazumi Mgmt For For
2.8 Appoint a Director Matsuda, Yuzuru Mgmt For For
2.9 Appoint a Director Kuwabara, Satoko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 106 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Noma, Mikiharu Mgmt For For
3 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 107 of 1146 2Y7X JH Multifactor Developed International ETF BANK HAPOALIM B.M., TEL AVIV-JAFFA
Security: M1586M115 Agenda Number: 707800581 Ticker: Meeting Type: EGM ISIN: IL0006625771 Meeting Date: 04-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AS A CONDITION OF VOTING, ISRAELI Non-Voting MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSSION OF THE BANK'S FINANCIAL Non-Voting STATEMENTS AND DIRECTORS' REPORT FOR THE YEAR 2015
2 RE-APPOINTMENT OF THE ACCOUNTANT- Mgmt For For AUDITOR
3 EXTENSION OF THE APPOINTMENT OF Mgmt For For MR. ODED ERAN AS A DIRECTOR OF THE BANK UNTIL DECEMBER 31, 2019. CURRENTLY, MR. ERAN'S TERM OF APPOINTMENT ENDS ON FEBRUARY 17, 2019 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 108 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 APPROVAL OF THE TERMS OF Mgmt For For APPOINTMENT AND EMPLOYMENT OF MR. ODED ERAN AS THE CHAIRMAN OF THE BANK FOR THE PERIOD FROM JANUARY 1, 2017 UNTIL DECEMBER 31, 2019, BEGINNING AT THE TIME OF THE APPROVAL OF THIS DECISION BY THE GENERAL MEETING. MR. ERAN WILL RECEIVE A MONTHLY SALARY IN THE SUM OF 162,637 NIS (ADJUSTED ACCORDING TO THE CPI), IN ADDITION TO THE BENEFITS USUALLY RECEIVED BY THE BANK CHAIRMAN, INCLUDING A CAR (WHICH WILL COME AT THE EXPENSE OF A PART OF HIS SALARY), A DRIVER, AND COMPENSATION FOR EXPENSES INCURRED AS PART OF HIS POSITION, INCLUDING TRIPS OVERSEAS. (REGARDING COMPENSATION FOR EXPENSES, THERE IS NO DEFINED UPPER LIMIT.) IN ADDITION, THE BANK WILL GRANT MR. ERAN EACH YEAR ORDINARY SHARES OF THE BANK WITH A PAR VALUE OF 1.00 NIS EACH, AT A TOTAL VALUE OF 503,052 NIS, BEGINNING AS OF JANUARY 1, 2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 109 of 1146 2Y7X JH Multifactor Developed International ETF BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE B
Security: G49374146 Agenda Number: 707845852 Ticker: Meeting Type: AGM ISIN: IE0030606259 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO CONSIDER THE REPORT OF THE Mgmt For For DIRECTORS, THE AUDITORS' REPORT AND THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO CONSIDER THE REPORT ON Mgmt For For DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016
3.A TO RE-ELECT THE FOLLOWING MEMBER Mgmt For For OF GROUP REMUNERATION COMMITTEE: KENT ATKINSON
3.B TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: RICHIE BOUCHER
3.C TO RE-ELECT THE FOLLOWING MEMBER Mgmt For For OF GROUP REMUNERATION COMMITTEE: PAT BUTLER
3.D TO RE-ELECT THE FOLLOWING MEMBER Mgmt For For OF GROUP REMUNERATION COMMITTEE: PATRICK HAREN
3.E TO RE-ELECT THE FOLLOWING MEMBER Mgmt For For OF GROUP REMUNERATION COMMITTEE: ARCHIE G KANE
3.F TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: ANDREW KEATING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 110 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.G TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PATRICK KENNEDY
3.H TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: DAVIDA MARSTON
3.I TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: FIONA MULDOON
3.J TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PATRICK MULVIHILL
4 TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE AUDITORS
5 TO AUTHORISE PURCHASES OF Mgmt For For ORDINARY STOCK BY THE BANK OR SUBSIDIARIES
6 TO DETERMINE THE RE-ISSUE PRICE Mgmt For For RANGE FOR TREASURY STOCK
7 TO AUTHORISE THE DIRECTORS TO Mgmt For For ISSUE STOCK
8 TO RENEW THE DIRECTORS AUTHORITY Mgmt For For TO ISSUE ORDINARY STOCK ON A NON- PRE-EMPTIVE BASIS FOR CASH
9 TO RENEW THE DIRECTORS' ADDITIONAL Mgmt For For AUTHORITY TO ISSUE ORDINARY STOCK ON A NON-PRE-EMPTIVE BASIS FOR CASH IN THE CASE OF AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 111 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO AUTHORISE THE DIRECTORS TO Mgmt For For ISSUE CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY STOCK ON THE CONVERSION OF SUCH NOTES
11 TO AUTHORISE THE DIRECTORS TO Mgmt For For ISSUE FOR CASH ON A NON-PRE- EMPTIVE BASIS, CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY STOCK ON THE CONVERSION OF SUCH NOTES
12 TO MAINTAIN THE EXISTING AUTHORITY Mgmt For For TO CONVENE AN EGC BY 14 DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 112 of 1146 2Y7X JH Multifactor Developed International ETF BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE B
Security: G49374146 Agenda Number: 707951631 Ticker: Meeting Type: EGM ISIN: IE0030606259 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO APPROVE THE SCHEME OF Mgmt For For ARRANGEMENT
2 TO APPROVE THE REDUCTION OF THE Mgmt For For ISSUED CAPITAL STOCK OF THE COMPANY PURSUANT TO THE SCHEME OF ARRANGEMENT
3 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT STOCK TO BANK OF IRELAND GROUP PLC IN CONNECTION WITH THE SCHEME OF ARRANGEMENT AND APPLY THE RESERVES OF THE COMPANY TO PAY UP SUCH STOCK
4 TO APPROVE AMENDMENTS TO THE BYE Mgmt For For LAWS
5 TO APPROVE ON AN ADVISORY BASIS Mgmt For For THE CREATION OF THE DISTRIBUTABLE RESERVES IN BANK OF IRELAND GROUP PLC FOLLOWING IMPLEMENTATION OF THE SCHEME OF ARRANGEMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 113 of 1146 2Y7X JH Multifactor Developed International ETF BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE B
Security: G49374146 Agenda Number: 707951629 Ticker: Meeting Type: CRT ISIN: IE0030606259 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO APPROVE THE SCHEME OF Mgmt For For ARRANGEMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 114 of 1146 2Y7X JH Multifactor Developed International ETF BANKIA S.A., SPAIN
Security: E2R23Z123 Agenda Number: 707824769 Ticker: Meeting Type: OGM ISIN: ES0113307021 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting 500 SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 733458 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 15. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 MAR 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1.1 APPROVAL OF THE ANNUAL ACCOUNTS Mgmt For For AND INDIVIDUAL MANAGEMENT REPORT OF BANKIA IN REFERENCE TO THE YEAR CLOSED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 115 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.2 APPROVAL OF THE ANNUAL ACCOUNTS Mgmt For For AND CONSOLIDATED MANAGEMENT REPORT OF THE BANKIA GROUP IN REFERENCE TO THE YEAR CLOSED 31 DECEMBER 2016
1.3 APPROVAL OF THE CORPORATE Mgmt For For MANAGEMENT BY THE BOARD OF THE COMPANY IN 2016 IN REFERENCE TO THE YEAR CLOSED 31 DECEMBER 2016
1.4 ALLOCATION OF RESULTS IN Mgmt For For REFERENCE TO THE YEAR CLOSED 31 DECEMBER 2016
2 REDUCTION OF CAPITAL TO ADAPT THE Mgmt For For COMPANY'S EQUITY STRUCTURE: REDUCTION OF SHARE CAPITAL BY AN AMOUNT OF 6,334,530,699.20 EUROS TO INCREASE THE VOLUNTARY RESERVES, BY REDUCING THE PAR VALUE OF ALL SHARES BY 0.55 EUROS TO 0.25 EUROS PER SHARE BASED ON THE BALANCE SHEET CLOSED AT 31 DECEMBER 2016. CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE COMPANY BYLAWS. DELEGATION OF AUTHORITY
3 REVERSE SPLIT TO REDUCE THE Mgmt For For NUMBER OF OUTSTANDING SHARES BY FOUR, THAT IS, IN THE PROPORTION OF ONE NEW SHARE FOR EVERY FOUR PRE- EXISTING SHARES OF THE COMPANY. CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE COMPANY BYLAWS. DELEGATION OF AUTHORITY
4.1 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF EXECUTIVE DIRECTOR, MR. JOSE IGNACIO GOIRIGOLZARRI TELLAECHE FOR THE BYLAWS MANDATED TERM OF FOUR YEARS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 116 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.2 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF EXECUTIVE DIRECTOR, MR. ANTONIO ORTEGA PARRA FOR THE BYLAWS MANDATED TERM OF FOUR YEARS
4.3 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF INDEPENDENT DIRECTOR, MR. JORGE COSMEN MENENDEZ- CASTANEDO FOR THE BYLAWS MANDATED TERM OF FOUR YEARS
4.4 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF INDEPENDENT DIRECTOR, MR. JOSE LUIS FEITO HIGUERUELA FOR THE BYLAWS MANDATED TERM OF FOUR YEARS
4.5 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF INDEPENDENT DIRECTOR, MR. FERNANDO FERNANDEZ MENDEZ DE ANDES FOR THE BYLAWS MANDATED TERM OF FOUR YEARS
4.6 REELECT AS DIRECTOR, IN THE Mgmt For For CATEGORY OF INDEPENDENT DIRECTOR, MR. ALVARO RENGIFO ABBAD FOR THE BYLAWS MANDATED TERM OF FOUR YEARS
5 REELECTION OF THE STATUTORY Mgmt For For AUDITOR OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR 2017: REELECT AS STATUTORY AUDITOR OF BANKIA S.A. AND ITS CONSOLIDATED GROUP FOR THE 2017 FINANCIAL YEAR THE FIRM OF ERNST & YOUNG, S.L., WITH REGISTERED OFFICE IN MADRID, AT TORRE PICASSO, PLAZA PABLO RUIZ PICASSO, NUMBER 1, HOLDING TAXPAYER IDENTIFICATION NUMBER B- 78970506, REGISTERED IN THE MERCANTILE REGISTER OF MADRID, PAGE M-23123, FOLIO 215, VOLUME 12749, BOOK 0, SECTION 8 AND REGISTERED IN THE OFFICIAL REGISTER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 117 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
OF AUDITORS OF ACCOUNTS (REGISTRO OFICIAL DE AUDITORES DE CUENTAS) UNDER NUMBER S0530, IN ACCORDANCE WITH THE PROPOSAL MADE BY THE AUDIT AND COMPLIANCE COMMITTEE TO THE BOARD OF DIRECTORS AND APPROVED BY THE LATTER
6 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS OF THE AUTHORITY TO INCREASE THE SHARE CAPITAL BY UP TO A MAXIMUM OF 50% OF THE SUBSCRIBED SHARE CAPITAL, BY MEANS OF ONE OR MORE INCREASES AND AT ANY TIME WITHIN A MAXIMUM OF FIVE YEARS, BY MEANS OF CASH CONTRIBUTIONS, WITH AUTHORITY, IF APPLICABLE, TO DISAPPLY PREFERENTIAL SUBSCRIPTION RIGHTS UP TO A MAXIMUM OF 20% OF SHARE CAPITAL, ANNULLING THE DELEGATION OF AUTHORITY CONFERRED AT THE PREVIOUS GENERAL MEETING
7 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS OF THE AUTHORITY TO ISSUE, WITHIN A MAXIMUM TERM OF FIVE YEARS, SECURITIES CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR SHARES OF THE COMPANY, AS WELL AS WARRANTS OR OTHER SIMILAR SECURITIES THAT MAY DIRECTLY OR INDIRECTLY ENTITLE THE HOLDER TO SUBSCRIBE FOR OR ACQUIRE SHARES OF THE COMPANY, FOR AN AGGREGATE AMOUNT OF UP TO ONE BILLION FIVE HUNDRED MILLION (1,500,000,000) EUROS; AS WELL AS THE AUTHORITY TO INCREASE THE SHARE CAPITAL IN THE REQUISITE AMOUNT, AND THE AUTHORITY, IF APPLICABLE, TO DISAPPLY PREFERENTIAL SUBSCRIPTION RIGHTS UP TO A MAXIMUM OF 20% OF SHARE CAPITAL, ANNULLING THE DELEGATION OF AUTHORITY CONFERRED AT THE PREVIOUS GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 118 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 AUTHORISATION ENABLING THE Mgmt For For DERIVATIVE ACQUISITION BY THE BOARD OF DIRECTORS OF OWN SHARES OF THE COMPANY SUBJECT TO THE LIMITS AND TO THE REQUIREMENTS ESTABLISHED BY THE CORPORATIONS ACT. DELEGATION WITHIN THE BOARD OF DIRECTORS OF THE AUTHORITY TO EXECUTE THIS RESOLUTION, ANNULLING THE AUTHORITY CONFERRED AT THE PREVIOUS GENERAL MEETING
9 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR BANKIA DIRECTORS
10 APPROVAL FOR PART OF THE 2016 Mgmt For For ANNUAL VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS TO BE PAID IN BANKIA SHARES
11 APPROVAL FOR PART OF THE 2017 Mgmt For For ANNUAL VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS TO BE PAID IN BANKIA SHARES
12 APPROVAL FOR INCLUDING EXECUTIVE Mgmt For For DIRECTORS IN THE BANKIA MULTI-YEAR- REFERENCED VARIABLE REMUNERATION PLAN
13 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS, WITH AUTHORITY TO SUBDELEGATE, FOR THE FORMAL EXECUTION, INTERPRETATION, CORRECTION AND IMPLEMENTATION OF THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING
14 SUBMISSION FOR CONSULTATIVE VOTE Mgmt For For OF THE ANNUAL REPORT ON REMUNERATION OF MEMBERS OF THE BANKIA BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 119 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 INFORMATION ON AMENDMENTS MADE Non-Voting TO THE BOARD OF DIRECTORS REGULATIONS, WHICH AFFECT ARTICLE 8 (QUALITATIVE COMPOSITION), WITH THE AIM OF INCLUDING A SHAREHOLDING REQUIREMENT FOR MEMBERS OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 120 of 1146 2Y7X JH Multifactor Developed International ETF BARCLAYS PLC, LONDON
Security: G08036124 Agenda Number: 707865020 Ticker: Meeting Type: AGM ISIN: GB0031348658 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORTS OF THE Mgmt For For DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO APPOINT MARY FRANCIS AS A Mgmt For For DIRECTOR OF THE COMPANY
5 TO APPOINT SIR IAN CHESHIRE AS A Mgmt For For DIRECTOR OF THE COMPANY
6 TO REAPPOINT MIKE ASHLEY AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO REAPPOINT TIM BREEDON AS A Mgmt For For DIRECTOR OF THE COMPANY
8 TO REAPPOINT CRAWFORD GILLIES AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 121 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO REAPPOINT SIR GERRY GRIMSTONE Mgmt For For AS A DIRECTOR OF THE COMPANY
10 TO REAPPOINT REUBEN JEFFERY III AS A Mgmt For For DIRECTOR OF THE COMPANY
11 TO REAPPOINT JOHN MCFARLANE AS A Mgmt For For DIRECTOR OF THE COMPANY
12 TO REAPPOINT TUSHAR MORZARIA AS A Mgmt For For DIRECTOR OF THE COMPANY
13 TO REAPPOINT DAMBISA MOYO AS A Mgmt For For DIRECTOR OF THE COMPANY
14 TO REAPPOINT DIANE SCHUENEMAN AS Mgmt For For A DIRECTOR OF THE COMPANY
15 TO REAPPOINT JAMES STALEY AS A Mgmt Abstain Against DIRECTOR OF THE COMPANY
16 TO APPOINT KPMG LLP AS AUDITORS OF Mgmt For For THE COMPANY
17 TO AUTHORISE THE BOARD AUDIT Mgmt For For COMMITTEE TO SET THE REMUNERATION OF THE AUDITORS
18 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
19 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES AND EQUITY SECURITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 122 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN 5 PER CENT OF ISC
21 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN AN ADD 5 PER CENT
22 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES
23 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO THE ISSUANCE OF CONTINGENT ECNS
24 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
25 TO AUTHORISE THE DIRECTORS TO CALL Mgmt For For GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE
26 TO APPROVE THE AMENDMENT OF THE Mgmt Against Against BARCLAYS LONG TERM INCENTIVE PLAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 123 of 1146 2Y7X JH Multifactor Developed International ETF BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Security: M2012Q100 Agenda Number: 707782985 Ticker: Meeting Type: EGM ISIN: IL0002300114 Meeting Date: 03-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AS A CONDITION OF VOTING, ISRAELI Non-Voting MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY
1 APPROVAL THAT THE COMPANY, AS A Mgmt For For SHAREHOLDER IN DBS SATELLITE SERVICES YES , SHOULD VOTE AT THE GENERAL MEETING OF YES IN FAVOR OF AMENDMENT OF THE AGREEMENT BETWEEN YES AND SPACE COMMUNICATION LTD. FOR THE LEASE BY YES FROM SPACE COMMUNICATION OF SATELLITE SLOTS FOR SATELLITE TV BROADCASTING, IN VIEW OF THE LOSS OF THE SATELLITE AMOS 6 AND THE END THE LIFE OF AMOS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 124 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 30 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO CHANGE IN MEETING DATE FROM 26 MAR 2017 TO 03 APR 2017.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 125 of 1146 2Y7X JH Multifactor Developed International ETF BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Security: M2012Q100 Agenda Number: 707811356 Ticker: Meeting Type: EGM ISIN: IL0002300114 Meeting Date: 05-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AS A CONDITION OF VOTING, ISRAELI Non-Voting MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY
1 APPROVAL OF THE COMPANY'S UPDATED Mgmt For For REMUNERATION POLICY, AS PER THE FORMULATION ATTACHED TO THE NOTICE OF THE MEETING OF SHAREHOLDERS, AND AS PER SECTION 267A OF THE ISRAEL COMPANIES LAW 5759-1999 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 126 of 1146 2Y7X JH Multifactor Developed International ETF BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Security: M2012Q100 Agenda Number: 707979425 Ticker: Meeting Type: EGM ISIN: IL0002300114 Meeting Date: 09-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT AS A CONDITION OF VOTING, ISRAELI Non-Voting MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSSION OF THE COMPANY'S Non-Voting FINANCIAL STATEMENTS AND DIRECTORS' REPORT FOR 2016
2 APPROVAL OF THE DISTRIBUTION OF Mgmt For For DIVIDENDS TO COMPANY SHAREHOLDERS
3.A RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR UNTIL THE NEXT AGM: SHAUL ELOVITCH
3.B RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR UNTIL THE NEXT AGM: OR ELOVITCH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 127 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR UNTIL THE NEXT AGM: ORNA ELOVITCH-PELED
3.D RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR UNTIL THE NEXT AGM: RAMI NOMKIN
3.E RE-APPOINTMENT OF THE FOLLOWING Mgmt For For DIRECTOR UNTIL THE NEXT AGM: DR. JOSHUA ROSENSWEIG
4 APPOINTMENT OF AN UNAFFILIATED Mgmt For For DIRECTOR, MR. DAVID GRANOT
5 PENDING THE APPROVAL OF SECTION 4, Mgmt Against Against ABOVE, APPROVAL TO GRANT A LETTER OF INDEMNITY AND EXEMPTION TO MR. DAVID GRANOT, IN HIS ROLE AS AN UNAFFILIATED DIRECTOR
6 APPOINTMENT OF THE ACCOUNTANT- Mgmt For For AUDITOR FOR THE YEAR 2017 AND UNTIL THE NEXT AGM, AND AUTHORIZATION OF THE BOARD TO DETERMINE THE ACCOUNTANT-AUDITOR'S REMUNERATION
7 UPDATE OF THE MONTHLY Mgmt For For COMPENSATION OF THE COMPANY'S CEO, MS. STELLA HANDLER, AS OF JANUARY 1, 2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 128 of 1146 2Y7X JH Multifactor Developed International ETF BNP PARIBAS SA
Security: F1058Q238 Agenda Number: 707813083 Ticker: Meeting Type: MIX ISIN: FR0000131104 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU.
CMMT 15 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0306/2017030617004 30.pdf ,https://balo.journal- Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 129 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
officiel.gouv.fr/pdf/2017/0315/2017031517005 50.pdf, PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND PAYMENT OF DIVIDEND: EUR 2.70 PER SHARE
O.4 APPROVAL OF THE STATUTORY Mgmt For For AUDITORS' SPECIAL REPORT ON THE AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLES L.225-38 AND FOLLOWING THE FRENCH COMMERCIAL CODE
O.5 AUTHORISATION FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
O.6 RENEWAL OF THE TERM OF MR JEAN Mgmt For For LEMIERRE AS A DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MONIQUE Mgmt For For COHEN AS A DIRECTOR
O.8 RENEWAL OF THE TERM OF MS DANIELA Mgmt For For SCHWARZER AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 130 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 RENEWAL OF THE TERM OF MS FIELDS Mgmt For For WICKER-MIURIN AS A DIRECTOR
O.10 APPOINTMENT OF MR JACQUES Mgmt For For ASCHENBROICH AS A DIRECTOR TO REPLACE MR JEAN-FRANCOIS LEPETIT
O.11 APPROVAL OF THE ELEMENTS OF THE Mgmt For For COMPENSATION POLICY THAT ARE APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE Mgmt For For COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR AND TO THE DEPUTY GENERAL MANAGER
O.13 ADVISORY VOTE ON THE Mgmt For For COMPENSATION OWED OR PAID TO MR JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR - RECOMMENDATION OF SECTION 26.2 OF THE FRENCH AFEP- MEDEF CODE
O.14 ADVISORY VOTE ON THE Mgmt For For COMPENSATION OWED OR PAID TO MR JEAN-LAURENT BONNAFE, MANAGING DIRECTOR, FOR THE 2016 FINANCIAL YEAR - RECOMMENDATION OF SECTION 26.2 OF THE FRENCH AFEP-MEDEF CODE
O.15 ADVISORY VOTE ON THE Mgmt For For COMPENSATION OWED OR PAID TO MR PHILIPPE BORDENAVE, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR - RECOMMENDATION OF SECTION 26.2 OF THE FRENCH AFEP- MEDEF CODE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 131 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.16 ADVISORY VOTE ON THE TOTAL Mgmt For For COMPENSATION OF ALL KINDS PAID DURING THE 2016 FINANCIAL YEAR TO THE EFFECTIVE DIRECTORS AND CERTAIN CATEGORIES OF EMPLOYEES - ARTICLE L.511-73 OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES
E.18 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 132 of 1146 2Y7X JH Multifactor Developed International ETF BOC HONG KONG (HOLDINGS) LTD, HONG KONG
Security: Y0920U103 Agenda Number: 708039246 Ticker: Meeting Type: AGM ISIN: HK2388011192 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0419/LTN20170419461.PDF , http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0419/LTN20170419437.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 0.625 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
3.A TO RE-ELECT MR TIAN GUOLI AS A Mgmt Against Against DIRECTOR OF THE COMPANY
3.B TO RE-ELECT MR CHEN SIQING AS A Mgmt Against Against DIRECTOR OF THE COMPANY
3.C TO RE-ELECT MR LI JIUZHONG AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 133 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.D TO RE-ELECT MDM CHENG EVA AS A Mgmt For For DIRECTOR OF THE COMPANY
3.E TO RE-ELECT DR CHOI KOON SHUM AS A Mgmt For For DIRECTOR OF THE COMPANY
4 TO FIX DIRECTORS' FEES AT HKD 400,000 Mgmt For For PER ANNUM TO EACH DIRECTOR
5 TO RE-APPOINT ERNST & YOUNG AS Mgmt For For AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 134 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 CONDITIONAL ON THE PASSING OF Mgmt Against Against RESOLUTIONS 6 AND 7, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 6 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 7 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 135 of 1146 2Y7X JH Multifactor Developed International ETF BOC HONG KONG (HOLDINGS) LTD, HONG KONG
Security: Y0920U103 Agenda Number: 708051735 Ticker: Meeting Type: EGM ISIN: HK2388011192 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0419/LTN20170419490.PDF , http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0419/LTN20170419481.PDF
1 THAT THE CONTINUING CONNECTED Mgmt For For TRANSACTIONS AND THE NEW CAPS, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 9 JANUARY 2017 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 136 of 1146 2Y7X JH Multifactor Developed International ETF BOUYGUES SA
Security: F11487125 Agenda Number: 707827373 Ticker: Meeting Type: MIX ISIN: FR0000120503 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 137 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS AND TRANSACTIONS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 1.60 PER SHARE
O.4 APPROVAL OF REGULATED Mgmt Against Against AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 APPROVAL OF A COMMITMENT RELATING Mgmt For For TO A DEFINED BENEFIT PENSION FOR MR OLIVIER BOUYGUES, DEPUTY GENERAL MANAGER
O.6 APPROVAL OF A COMMITMENT RELATING Mgmt Against Against TO A DEFINED BENEFIT PENSION FOR MR PHILIPPE MARIEN, DEPUTY GENERAL MANAGER
O.7 APPROVAL OF A COMMITMENT RELATING Mgmt Against Against TO A DEFINED BENEFIT PENSION FOR MR OLIVIER ROUSSAT, DEPUTY GENERAL MANAGER
O.8 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR MARTIN BOUYGUES, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR
O.9 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR OLIVIER BOUYGUES, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 138 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR PHILIPPE MARIEN, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR
O.11 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR OLIVIER ROUSSAT, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR
O.12 COMPENSATION POLICY REGARDING Mgmt Against Against THE CHIEF EXECUTIVE OFFICER AND DEPUTY GENERAL MANAGERS: APPROVAL OF PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS COMPRISING TOTAL COMPENSATION AND BENEFITS OF ALL KINDS WHICH MAY BE ALLOCATED TO THESE OFFICERS
O.13 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For ATTENDANCE ALLOWANCES
O.14 RENEWAL OF THE TERM OF MR HELMAN Mgmt For For LE PAS DE SECHEVAL AS DIRECTOR
O.15 APPOINTMENT OF MR ALEXANDRE DE Mgmt Against Against ROTHSCHILD AS DIRECTOR
O.16 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES
E.17 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF THE COMPANY'S TREASURY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 139 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFER, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR DEFERRED ACCESS TO THE SHARES OF THE COMPANY OR ONE IF ITS SUBSIDIARIES
E.19 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS
E.20 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFER, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR DEFERRED ACCESS TO THE SHARES OF THE COMPANY OR ONE IF ITS SUBSIDIARIES
E.21 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY MEANS OF PRIVATE PLACEMENT, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR DEFERRED ACCESS TO THE SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 140 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.22 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO SET, ACCORDING TO THE MODALITIES ESTABLISHED BY THE GENERAL MEETING, THE ISSUE PRICE WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY MEANS OF PUBLIC OFFER OR PRIVATE PLACEMENT, OF EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE
E.23 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.24 DELEGATION OF POWERS TO THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, WITH A VIEW TO REMUNERATING THE CONTRIBUTIONS- IN-KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF ANOTHER COMPANY, OUTSIDE OF A PUBLIC EXCHANGE OFFER
E.25 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, IN ORDER TO REMUNERATE THE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 141 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.26 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS A RESULT OF THE ISSUING, BY A SUBSIDIARY, OF TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARES OF THE COMPANY
E.27 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, FOR THE BENEFIT OF EMPLOYEES OR EXECUTIVE OFFICERS OF THE COMPANY OR OF ASSOCIATED COMPANIES, WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN
E.28 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES OR EXECUTIVE OFFICERS OF THE COMPANY OR ASSOCIATED COMPANIES
E.29 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO ISSUE SHARE SUBSCRIPTION WARRANTS DURING THE COMPANY'S PUBLIC OFFER PERIODS
E.30 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0310/201703101700 487.pdf Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 142 of 1146 2Y7X JH Multifactor Developed International ETF BP PLC, LONDON
Security: G12793108 Agenda Number: 708008051 Ticker: Meeting Type: AGM ISIN: GB0007980591 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3 DIRECTORS' REMUNERATION POLICY Mgmt For For
4 TO RE-ELECT MR R W DUDLEY AS A Mgmt For For DIRECTOR
5 TO RE-ELECT DR B GILVARY AS A Mgmt For For DIRECTOR
6 TO ELECT MR N S ANDERSEN AS A Mgmt For For DIRECTOR
7 TO RE-ELECT MR P M ANDERSON AS A Mgmt For For DIRECTOR
8 TO RE-ELECT MR A BOECKMANN AS A Mgmt For For DIRECTOR
9 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For DIRECTOR
10 TO RE-ELECT MR I E L DAVIS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 143 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT PROFESSOR DAME ANN Mgmt For For DOWLING AS A DIRECTOR
12 TO ELECT MS M B MEYER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR B R NELSON AS A Mgmt For For DIRECTOR
14 TO RE-ELECT MRS P R REYNOLDS AS A Mgmt For For DIRECTOR
15 TO RE-ELECT SIR JOHN SAWERS AS A Mgmt For For DIRECTOR
16 TO RE-ELECT MR C-H SVANBERG AS A Mgmt For For DIRECTOR
17 REAPPOINTMENT OF AUDITORS: ERNST Mgmt For For & YOUNG LLP
18 POLITICAL DONATIONS AND POLITICAL Mgmt For For EXPENDITURE
19 DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES (SECTION 551)
20 AUTHORITY FOR DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS (SECTION 561)
21 ADDITIONAL AUTHORITY FOR Mgmt For For DISAPPLICATION OF PRE-EMPTION RIGHTS (SECTION 561)
22 SHARE BUYBACK Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 144 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 NOTICE OF GENERAL MEETINGS: TO Mgmt For For AUTHORIZE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 145 of 1146 2Y7X JH Multifactor Developed International ETF BRIDGESTONE CORPORATION
Security: J04578126 Agenda Number: 707799625 Ticker: Meeting Type: AGM ISIN: JP3830800003 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tsuya, Masaaki Mgmt For For
2.2 Appoint a Director Nishigai, Kazuhisa Mgmt For For
2.3 Appoint a Director Zaitsu, Narumi Mgmt For For
2.4 Appoint a Director Togami, Kenichi Mgmt For For
2.5 Appoint a Director Tachibana Fukushima, Mgmt For For Sakie
2.6 Appoint a Director Scott Trevor Davis Mgmt For For
2.7 Appoint a Director Okina, Yuri Mgmt For For
2.8 Appoint a Director Masuda, Kenichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 146 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director Yamamoto, Kenzo Mgmt For For
2.10 Appoint a Director Terui, Keiko Mgmt For For
2.11 Appoint a Director Sasa, Seiichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 147 of 1146 2Y7X JH Multifactor Developed International ETF BRITISH AMERICAN TOBACCO PLC, LONDON
Security: G1510J102 Agenda Number: 707861844 Ticker: Meeting Type: AGM ISIN: GB0002875804 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIPT OF THE 2016 ANNUAL REPORT Mgmt For For AND ACCOUNTS
2 APPROVAL OF THE 2016 DIRECTORS' Mgmt For For REMUNERATION REPORT
3 DECLARATION OF THE FINAL DIVIDEND Mgmt For For FOR 2016: 118.1P PER ORDINARY SHARE
4 REAPPOINTMENT OF THE AUDITORS: Mgmt For For KPMG LLP
5 AUTHORITY FOR THE AUDIT COMMITTEE Mgmt For For TO AGREE THE AUDITORS' REMUNERATION
6 RE-ELECTION OF RICHARD BURROWS AS Mgmt For For A DIRECTOR
7 RE-ELECTION OF NICANDRO DURANTE Mgmt For For AS A DIRECTOR
8 RE-ELECTION OF SUE FARR AS A Mgmt For For DIRECTOR
9 RE-ELECTION OF ANN GODBEHERE AS A Mgmt For For DIRECTOR
10 RE-ELECTION OF SAVIO KWAN AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 148 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECTION OF DR PEDRO MALAN AS A Mgmt For For DIRECTOR
12 RE-ELECTION OF DIMITRI Mgmt For For PANAYOTOPOULOS AS A DIRECTOR
13 RE-ELECTION OF KIERAN POYNTER AS A Mgmt For For DIRECTOR
14 RE-ELECTION OF BEN STEVENS AS A Mgmt For For DIRECTOR
15 ELECTION OF DR MARION HELMES AS A Mgmt For For DIRECTOR WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' Mgmt For For AUTHORITY TO ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' Mgmt For For AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO Mgmt For For POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE
20 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 149 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 150 of 1146 2Y7X JH Multifactor Developed International ETF BROTHER INDUSTRIES,LTD.
Security: 114813108 Agenda Number: 708216280 Ticker: Meeting Type: AGM ISIN: JP3830000000 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Koike, Toshikazu Mgmt For For
1.2 Appoint a Director Sasaki, Ichiro Mgmt For For
1.3 Appoint a Director Ishiguro, Tadashi Mgmt For For
1.4 Appoint a Director Kamiya, Jun Mgmt For For
1.5 Appoint a Director Kawanabe, Tasuku Mgmt For For
1.6 Appoint a Director Tada, Yuichi Mgmt For For
1.7 Appoint a Director Nishijo, Atsushi Mgmt For For
1.8 Appoint a Director Hattori, Shigehiko Mgmt For For
1.9 Appoint a Director Fukaya, Koichi Mgmt For For
1.10 Appoint a Director Matsuno, Soichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 151 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Takeuchi, Keisuke Mgmt For For
2 Approve Payment of Performance-based Mgmt For For Compensation to Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 152 of 1146 2Y7X JH Multifactor Developed International ETF BUNZL PLC, LONDON
Security: G16968110 Agenda Number: 707847868 Ticker: Meeting Type: AGM ISIN: GB00B0744B38 Meeting Date: 19-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND: 29.0P Mgmt For For PER ORDINARY SHARE
3 TO RE-APPOINT PHILIP ROGERSON AS A Mgmt For For DIRECTOR
4 TO RE-APPOINT FRANK VAN ZANTEN AS A Mgmt For For DIRECTOR
5 TO RE-APPOINT PATRICK LARMON AS A Mgmt For For DIRECTOR
6 TO RE-APPOINT BRIAN MAY AS A Mgmt For For DIRECTOR
7 TO RE-APPOINT EUGENIA ULASEWICZ AS Mgmt For For A DIRECTOR
8 TO RE-APPOINT JEAN-CHARLES PAUZE Mgmt For For AS A DIRECTOR
9 TO RE-APPOINT VANDA MURRAY AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 153 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-APPOINT LLOYD PITCHFORD AS A Mgmt For For DIRECTOR
11 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS YEAR'S AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
12 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF THE AUDITORS
13 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY AS SET OUT ON PAGES 62 TO 73 (INCLUSIVE) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
14 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT AS SET OUT ON PAGES 60 TO 87 (INCLUSIVE) (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 62 TO 73 (INCLUSIVE)) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
15 AUTHORITY TO ALLOT ORDINARY Mgmt For For SHARES
16 ALLOTMENT OF ORDINARY SHARES FOR Mgmt For For CASH
17 ALLOTMENT OF ORDINARY SHARES FOR Mgmt For For CASH IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 154 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
18 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
19 THAT A GENERAL MEETING OTHER THAN Mgmt For For AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 155 of 1146 2Y7X JH Multifactor Developed International ETF CAIXABANK S.A., BARCELONA
Security: E2427M123 Agenda Number: 707800012 Ticker: Meeting Type: OGM ISIN: ES0140609019 Meeting Date: 06-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting 1000 (ONE THOUSAND) SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 07 APR 2017, CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 APPROVAL OF THE INDIVIDUAL AND Mgmt For For CONSOLIDATED ANNUAL ACCOUNTS AND THE RESPECTIVE MANAGEMENT REPORTS FOR THE YEAR ENDING ON 31 DECEMBER 2016
2 APPROVAL OF THE BOARD OF Mgmt For For DIRECTORS' MANAGEMENT DURING THE FINANCIAL YEAR ENDING ON 31 DECEMBER 2016
3 APPROVAL OF THE PROPOSED Mgmt For For ALLOCATION OF PROFIT FOR THE YEAR ENDING ON 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 156 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 APPOINTMENT OF THE AUDITOR FOR Mgmt For For THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEARS 2018, 2019 AND 2020: PRICEWATERHOUSECOOPERS
5.1 RATIFICATION AND APPOINTMENT OF Mgmt Against Against BOARD MEMBER: MR. JORDI GUAL SOLE
5.2 RATIFICATION AND APPOINTMENT OF Mgmt Against Against BOARD MEMBER: MR. JOSE SERNA MASIA
5.3 RATIFICATION AND APPOINTMENT OF Mgmt For For BOARD MEMBER: MS. KORO USARRAGA UNSAIN
5.4 RATIFICATION AND APPOINTMENT OF Mgmt Against Against BOARD MEMBER: MR. ALEJANDRO GARCIA-BRAGADO DALMAU
5.5 RATIFICATION AND APPOINTMENT OF Mgmt Against Against BOARD MEMBER: FUNDACION BANCARIA CANARIA CAJA GENERAL DE AHORROS DE CANARIAS - FUNDACION CAJACANARIAS
5.6 APPOINTMENT OF BOARD MEMBER: MR. Mgmt Against Against IGNACIO GARRALDA RUIZ DE VELASCO
6 APPROVAL, IN SO FAR AS IT IS Mgmt Against Against NECESSARY, OF THE EXEMPTION FROM THE NON-COMPETITION OBLIGATION WITH REGARD TO THE COMPANY AS SET FORTH IN ARTICLE 230 OF THE CAPITAL COMPANIES ACT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 157 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7.1 AMENDMENT OF CERTAIN ARTICLES OF Mgmt For For THE COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE BOARD OF DIRECTORS' SCOPE OF ACTION WITH REGARD TO THE CAIXABANK GROUP COMPANIES; INCLUDE CERTAIN CORPORATE GOVERNANCE IMPROVEMENTS RELATING TO COMPLIANCE WITH THE CONDITIONS FOR THE PRUDENTIAL DECONSOLIDATION OF CRITERIA CAIXA, S.A.U. AS ESTABLISHED BY THE EUROPEAN CENTRAL BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE IMPROVEMENTS AND TECHNICAL IMPROVEMENTS: RATIFICATION OF THE WORDING OF ARTICLE 6 ("THE SHARES") OF THE BY- LAWS
7.2 AMENDMENT OF CERTAIN ARTICLES OF Mgmt For For THE COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE BOARD OF DIRECTORS' SCOPE OF ACTION WITH REGARD TO THE CAIXABANK GROUP COMPANIES; INCLUDE CERTAIN CORPORATE GOVERNANCE IMPROVEMENTS RELATING TO COMPLIANCE WITH THE CONDITIONS FOR THE PRUDENTIAL DECONSOLIDATION OF CRITERIA CAIXA, S.A.U. AS ESTABLISHED BY THE EUROPEAN CENTRAL BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE IMPROVEMENTS AND TECHNICAL IMPROVEMENTS: AMENDMENT OF THE FOLLOWING ARTICLES IN SECTION II ("THE BOARD OF DIRECTORS") OF TITLE V ("THE COMPANY'S GOVERNING BODIES") OF THE BY-LAWS: ARTICLE 30 ("BOARD OF DIRECTORS"), ARTICLE 31 ("DUTIES OF THE BOARD OF DIRECTORS"), ARTICLE 32 ("COMPOSITION OF THE BOARD OF DIRECTORS"), ARTICLE 35 ("APPOINTMENT TO POSTS ON THE BOARD OF DIRECTORS") AND ARTICLE 37 ("PROCEDURES FOR MEETINGS") Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 158 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7.3 AMENDMENT OF CERTAIN ARTICLES OF Mgmt For For THE COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE BOARD OF DIRECTORS' SCOPE OF ACTION WITH REGARD TO THE CAIXABANK GROUP COMPANIES; INCLUDE CERTAIN CORPORATE GOVERNANCE IMPROVEMENTS RELATING TO COMPLIANCE WITH THE CONDITIONS FOR THE PRUDENTIAL DECONSOLIDATION OF CRITERIA CAIXA, S.A.U. AS ESTABLISHED BY THE EUROPEAN CENTRAL BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE IMPROVEMENTS AND TECHNICAL IMPROVEMENTS: AMENDMENT OF ARTICLE 40 ("AUDIT AND CONTROL COMMITTEE, RISK COMMITTEE, APPOINTMENTS COMMITTEE AND REMUNERATION COMMITTEE") IN SECTION III ("DELEGATION OF POWERS. BOARD COMMITTEES") OF TITLE V ("THE COMPANY'S GOVERNING BODIES") OF THE BY-LAWS
7.4 AMENDMENT OF CERTAIN ARTICLES OF Mgmt For For THE COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE BOARD OF DIRECTORS' SCOPE OF ACTION WITH REGARD TO THE CAIXABANK GROUP COMPANIES; INCLUDE CERTAIN CORPORATE GOVERNANCE IMPROVEMENTS RELATING TO COMPLIANCE WITH THE CONDITIONS FOR THE PRUDENTIAL DECONSOLIDATION OF CRITERIA CAIXA, S.A.U. AS ESTABLISHED BY THE EUROPEAN CENTRAL BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE IMPROVEMENTS AND TECHNICAL IMPROVEMENTS: INSERTION OF A FINAL PROVISION IN THE BY-LAWS
8 APPROVAL OF THE DIRECTORS' Mgmt For For REMUNERATION POLICY
9 ESTABLISHMENT OF THE BOARD Mgmt For For MEMBERS' REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 159 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 DELIVERY OF SHARES TO THE Mgmt For For EXECUTIVE DIRECTORS AND SENIOR EXECUTIVES AS PART OF THE COMPANY'S VARIABLE REMUNERATION SCHEME
11 APPROVAL OF THE MAXIMUM LEVEL OF Mgmt For For VARIABLE REMUNERATION THAT MAY BE EARNED BY EMPLOYEES WHOSE WORK HAS A SIGNIFICANT IMPACT ON THE COMPANY'S RISK PROFILE
12 REDUCTION OF THE TERM FOR CALL OF Mgmt For For EXTRAORDINARY GENERAL MEETINGS AS PROVIDED IN ARTICLE 515 OF THE CORPORATE ENTERPRISES ACT
13 AUTHORISATION AND DELEGATION OF Mgmt For For POWERS TO INTERPRET, CORRECT, SUPPLEMENT, IMPLEMENT AND DEVELOP THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AND DELEGATION OF POWERS TO NOTARISE THOSE RESOLUTIONS IN PUBLIC DEEDS, REGISTER THEM AND, WHERE THE CASE MAY BE, CORRECT THEM
14 CONSULTATIVE VOTE ON THE ANNUAL Mgmt For For REPORT ON DIRECTORS' REMUNERATION FOR THE 2016 FINANCIAL YEAR
15 REPORTING ON THE AMENDMENT OF Non-Voting THE BOARD OF DIRECTORS INTERNAL REGULATIONS AGREED ON AT THE MEETING OF 23 FEBRUARY 2017 IN ORDER TO DELIMIT THE SCOPE OF ACTION OF THE BOARD OF DIRECTORS WITH REGARD TO THE CAIXABANK GROUP COMPANIES; INCLUSION OF CERTAIN CORPORATE GOVERNANCE IMPROVEMENTS RELATING TO COMPLIANCE WITH THE CONDITIONS FOR THE PRUDENTIAL DECONSOLIDATION OF CRITERIA CAIXA, S.A.U. ESTABLISHED BY THE EUROPEAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 160 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CENTRAL BANK; INCLUSION OF OTHER GOOD GOVERNANCE AND TECHNICAL IMPROVEMENTS, ADJUSTING THEIR WORDING TO THAT OF THE COMPANY BY- LAWS, THE AMENDMENT OF WHICH HAS BEEN PROPOSED UNDER POINT 7 ABOVE
16 COMMUNICATION OF THE AUDITED Non-Voting BALANCE SHEET SERVING AS THE BASIS FOR APPROVAL BY THE COMPANY'S BOARD OF DIRECTORS AT ITS MEETING OF 17 NOVEMBER 2016 OF THE TERMS AND IMPLEMENTATION OF THE RESOLUTION FOR A CAPITAL INCREASE AGAINST RESERVES APPROVED BY THE COMPANY'S GENERAL SHAREHOLDERS' MEETING OF 28 APRIL 2016, UNDER POINT 9 OF THE AGENDA, WITHIN THE FRAMEWORK OF THE SHAREHOLDER REMUNERATION SCHEME CALLED THE "DIVIDEND/SHARE PROGRAMME". TERMS FOR THE IMPLEMENTATION OF THE CAPITAL INCREASE
CMMT 02 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 161 of 1146 2Y7X JH Multifactor Developed International ETF CALBEE,INC.
Security: J05190103 Agenda Number: 708216064 Ticker: Meeting Type: AGM ISIN: JP3220580009 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Matsumoto, Akira Mgmt For For
2.2 Appoint a Director Ito, Shuji Mgmt For For
2.3 Appoint a Director Mogi, Yuzaburo Mgmt For For
2.4 Appoint a Director Takahara, Takahisa Mgmt For For
2.5 Appoint a Director Fukushima, Atsuko Mgmt For For
2.6 Appoint a Director Miyauchi, Yoshihiko Mgmt For For
2.7 Appoint a Director Weiwei Yao Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For Uchida, Kazunari Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 162 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors, Senior Executive Officers and Executive Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 163 of 1146 2Y7X JH Multifactor Developed International ETF CALTEX AUSTRALIA LTD, SYDNEY
Security: Q19884107 Agenda Number: 707932477 Ticker: Meeting Type: AGM ISIN: AU000000CTX1 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2.A RE-ELECTION OF GREIG GAILEY AS A Mgmt For For DIRECTOR
2.B RE-ELECTION OF BRUCE MORGAN AS A Mgmt For For DIRECTOR
2.C ELECTION OF MELINDA CONRAD AS A Mgmt For For DIRECTOR
3 ADOPT THE REMUNERATION REPORT Mgmt For For FOR THE YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 164 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 GRANT THE PERFORMANCE RIGHTS TO Mgmt For For THE MANAGING DIRECTOR & CEO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 165 of 1146 2Y7X JH Multifactor Developed International ETF CANON INC.
Security: J05124144 Agenda Number: 707810289 Ticker: Meeting Type: AGM ISIN: JP3242800005 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mitarai, Fujio Mgmt For For
2.2 Appoint a Director Maeda, Masaya Mgmt For For
2.3 Appoint a Director Tanaka, Toshizo Mgmt For For
2.4 Appoint a Director Matsumoto, Shigeyuki Mgmt For For
2.5 Appoint a Director Homma, Toshio Mgmt For For
2.6 Appoint a Director Saida, Kunitaro Mgmt For For
2.7 Appoint a Director Kato, Haruhiko Mgmt For For
3 Appoint a Corporate Auditor Yoshida, Hiroshi Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 166 of 1146 2Y7X JH Multifactor Developed International ETF CAP GEMINI SA, PARIS
Security: F13587120 Agenda Number: 707848442 Ticker: Meeting Type: MIX ISIN: FR0000125338 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 167 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0317/2017031717005 85.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 REGULATED AGREEMENTS AND Mgmt For For COMMITMENTS - SPECIAL REPORT FROM THE STATUTORY AUDITORS
O.4 ALLOCATION OF INCOME AND SETTING Mgmt For For OF THE DIVIDEND
O.5 APPROVAL OF THE PRINCIPLES AND Mgmt For For DETERMINING CRITERIA FOR DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ITEMS COMPRISING THE TOTAL REMUNERATION FOR, INCLUDING ANY BENEFITS OF ALL KINDS WHICH MAY BE ALLOCATED TO, THE CHIEF EXECUTIVE OFFICER
O.6 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID FOR THE 2016 FINANCIAL YEAR TO MR PAUL HERMELIN, CHIEF EXECUTIVE OFFICER
O.7 APPOINTMENT OF MR PATRICK Mgmt For For POUYANNE AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 168 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 RENEWAL OF THE TERM OF MR DANIEL Mgmt For For BERNARD AS DIRECTOR
O.9 RENEWAL OF THE TERM OF MS ANNE Mgmt For For BOUVEROT AS DIRECTOR
O.10 RENEWAL OF THE TERM OF MR PIERRE Mgmt For For PRINGUET AS DIRECTOR
O.11 AUTHORISATION OF A PROGRAMME FOR Mgmt For For THE COMPANY TO BUY BACK ITS OWN SHARES
E.12 CHANGE OF THE COMPANY'S LEGAL Mgmt For For NAME
E.13 APPROVAL OF THE CHANGES TO THE Mgmt For For CORPORATE FORM OF THE COMPANY BY ADOPTING THE FORM OF EUROPEAN COMPANY, AND TERMS OF THE CONVERSION PROJECT
E.14 AMENDMENTS TO THE COMPANY'S BY- Mgmt For For LAWS - EUROPEAN COMPANY
E.15 AMENDMENTS TO THE COMPANY'S BY- Mgmt For For LAWS - STATUTORY VOTING REQUIREMENTS
E.16 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO ALLOCATE EXISTING OR FUTURE PERFORMANCE SHARES TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND ITS FRENCH AND FOREIGN SUBSIDIARIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL (ENTAILING, Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 169 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
IN THE CASE OF FUTURE SHARES, THE WAIVER OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THOSE RECEIVING THE ALLOCATION
E.17 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO ISSUE COMMON SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF MEMBERS OF A CAPGEMINI GROUP EMPLOYEE SAVINGS SCHEME, FOR A MAXIMUM AMOUNT OF EUR 48 MILLION, AT A PRICE SET PURSUANT TO THE PROVISIONS OF THE FRENCH LABOUR CODE
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO ISSUE COMMON SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF EMPLOYEES OF CERTAIN FOREIGN SUBSIDIARIES, UNDER SIMILAR CONDITIONS TO THOSE THAT WOULD BE PROVIDED UNDER THE PREVIOUS RESOLUTION
E.19 POWERS TO CARRY OUT FORMALITIES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 170 of 1146 2Y7X JH Multifactor Developed International ETF CAPITALAND LIMITED
Security: Y10923103 Agenda Number: 707930803 Ticker: Meeting Type: AGM ISIN: SG1J27887962 Meeting Date: 24-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FIRST AND FINAL Mgmt For For DIVIDEND OF SGD 0.10 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE PAYMENT OF DIRECTORS' Mgmt For For FEES BY THE COMPANY TO THE NON- EXECUTIVE DIRECTORS OF SGD 2,127,700 FOR THE YEAR ENDED 31 DECEMBER 2016 (2015: SGD 2,319,916) COMPRISING: (A) SGD 1,567,360 TO BE PAID IN CASH (2015: SGD 1,707,138.10); AND (B) SGD 560,340 TO BE PAID IN THE FORM OF SHARE AWARDS UNDER THE CAPITALAND RESTRICTED SHARE PLAN 2010, WITH ANY RESIDUAL BALANCE TO BE PAID IN CASH (2015: SGD 612,777.90)
4.A TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MS EULEEN GOH YIU KIANG Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 171 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.B TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR PHILIP NALLIAH PILLAI
5 TO RE-ELECT MR CHALY MAH CHEE Mgmt For For KHEONG, A DIRECTOR WHO IS RETIRING PURSUANT TO ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION
6 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
7 THAT PURSUANT TO SECTION 161 OF Mgmt For For THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE AND RULE 806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST"), AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 172 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
(NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50%) OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TEN PER CENT. (10%) OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SGX-ST) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) ANY NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 173 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, OR (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER
8 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE CAPITALAND PERFORMANCE SHARE PLAN 2010 (THE "PSP") AND/OR THE CAPITALAND RESTRICTED SHARE PLAN 2010 (THE "RSP"); AND (B) ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS GRANTED OR TO BE GRANTED UNDER THE PSP AND/OR THE RSP, PROVIDED THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED, WHEN AGGREGATED WITH EXISTING SHARES (INCLUDING TREASURY SHARES AND CASH EQUIVALENTS) DELIVERED AND/OR TO BE DELIVERED PURSUANT TO THE PSP, THE RSP AND ALL SHARES, OPTIONS OR AWARDS GRANTED UNDER ANY OTHER SHARE SCHEMES OF THE COMPANY THEN IN FORCE, SHALL NOT EXCEED FIVE PER CENT. (5%) OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 174 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 THAT: (A) FOR THE PURPOSES OF Mgmt For For SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE SHARES OF THE COMPANY NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ("MARKET PURCHASE(S)") ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") AND/OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED (THE "OTHER EXCHANGE"); AND/OR (II) IN THE CASE OF AN OFF-MARKET PURCHASE, THE AVERAGE OF THE LAST DEALT PRICES OF A SHARE FOR THE FIVE CONSECUTIVE MARKET DAYS ON WHICH THE SHARES ARE TRANSACTED ON THE SGX-ST, OR, AS THE CASE MAY BE, THE OTHER EXCHANGE, IMMEDIATELY PRECEDING THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF- MARKET PURCHASE, AND DEEMED TO BE ADJUSTED IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST FOR ANY CORPORATE ACTION WHICH OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY MAKES AN OFFER FOR AN OFF-MARKET PURCHASE, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF-MARKET PURCHASE) FOR EACH SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET PURCHASE; "MAXIMUM LIMIT" MEANS THAT NUMBER OF SHARES REPRESENTING TWO PER CENT. (2%) OF THE ISSUED SHARES AS AT THE DATE OF THE PASSING OF THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 175 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
(EXCLUDING TREASURY SHARES); AND "MAXIMUM PRICE" IN RELATION TO A SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE, ONE HUNDRED AND FIVE PER CENT. (105%) OF THE AVERAGE CLOSING PRICE OF THE SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE PURSUANT TO AN EQUAL ACCESS SCHEME, ONE HUNDRED AND TEN PER CENT. (110%) OF THE AVERAGE CLOSING PRICE OF THE SHARES; AND (D) THE DIRECTORS AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 176 of 1146 2Y7X JH Multifactor Developed International ETF CAPITALAND MALL TRUST, SINGAPORE
Security: Y1100L160 Agenda Number: 707838833 Ticker: Meeting Type: AGM ISIN: SG1M51904654 Meeting Date: 13-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE REPORT OF Mgmt For For HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF CMT (THE "TRUSTEE"), THE STATEMENT BY CAPITALAND MALL TRUST MANAGEMENT LIMITED, AS MANAGER OF CMT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF CMT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND THE AUDITORS' REPORT THEREON
2 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF CMT AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION
3 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE MANAGER TO: (A) (I) ISSUE UNITS IN CMT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 177 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PER CENT. (20.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED UNITS AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR OPTIONS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED DATED 29 OCTOBER 2001 CONSTITUTING CMT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 178 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF CMT OR (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD, WHICHEVER IS THE EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION
4 THAT: (A) THE EXERCISE OF ALL THE Mgmt For For POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF CMT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX- ST AND/OR, AS THE CASE MAY BE, SUCH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 179 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (II) OFF- MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE RULES OF THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY- BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; OR (III) THE DATE ON WHICH REPURCHASES OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 180 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF-MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 1.5% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION; AND "MAXIMUM PRICE" IN RELATION TO A UNIT TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET REPURCHASE OF A UNIT, 105.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (II) IN THE CASE OF AN OFF-MARKET REPURCHASE OF A UNIT, 110.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (D) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 181 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 182 of 1146 2Y7X JH Multifactor Developed International ETF CARNIVAL PLC, SOUTHAMPTON
Security: G19081101 Agenda Number: 707800062 Ticker: Meeting Type: AGM ISIN: GB0031215220 Meeting Date: 05-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RE-ELECT MICKY ARISON AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
2 TO RE-ELECT SIR JONATHON BAND AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
3 TO ELECT HELEN DEEBLE AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
4 TO RE-ELECT ARNOLD W. DONALD AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
5 TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
6 TO RE-ELECT DEBRA KELLY-ENNIS AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
7 TO RE-ELECT SIR JOHN PARKER AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
8 TO RE-ELECT STUART SUBOTNICK AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 183 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT LAURA WEIL AS A Mgmt For For DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
10 TO RE-ELECT RANDALL J. Mgmt For For WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC
11 TO HOLD A (NON-BINDING) ADVISORY Mgmt For For VOTE TO APPROVE EXECUTIVE COMPENSATION
CMMT 09 MAR 2017: PLEASE NOTE YOU CAN Non-Voting EITHER VOTE 'FOR' OR 'ABSTAIN' ONE YEAR, TWO YEARS, OR THREE YEARS AND 'CLEAR' ON THE REST. PLEASE SELECT 'FOR' ON ONE OF THE FOLLOWING THREE ANNUAL OPTIONS TO CHOOSE THE FREQUENCY OF YOUR CHOICE. IF YOU VOTE 'ABSTAIN' OR 'AGAINST' IN ANY OF THE 'YEAR' OPTIONS WE WILL REGISTER A VOTE OF ABSTAIN ON YOUR BEHALF. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE FOR 1 YEAR
12.1 TO HOLD A (NON-BINDING) ADVISORY Mgmt For For VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION: PLEASE VOTE 'FOR' ON THIS RESOLUTION TO APPROVE 1 YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 184 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12.2 TO HOLD A (NON-BINDING) ADVISORY Shr No vote VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION: PLEASE VOTE 'FOR' ON THIS RESOLUTION TO APPROVE 2 YEARS
12.3 TO HOLD A (NON-BINDING) ADVISORY Shr No vote VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION: PLEASE VOTE 'FOR' ON THIS RESOLUTION TO APPROVE 3 YEARS
12.4 TO HOLD A (NON-BINDING) ADVISORY Shr No vote VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION: PLEASE VOTE 'FOR' ON THIS RESOLUTION TO APPROVE ABSTAIN
13 TO APPROVE THE CARNIVAL PLC Mgmt For For DIRECTORS' REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT)
14 TO APPROVE THE CARNIVAL PLC Mgmt For For DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 185 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 TO RE-APPOINT THE UK FIRM OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
16 TO AUTHORIZE THE AUDIT COMMITTEE Mgmt For For OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC
17 TO RECEIVE THE UK ACCOUNTS AND Mgmt For For REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016
18 TO APPROVE THE GIVING OF AUTHORITY Mgmt For For FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC
19 TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC
20 TO APPROVE A GENERAL AUTHORITY Mgmt For For FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET
CMMT 09 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 186 of 1146 2Y7X JH Multifactor Developed International ETF CARREFOUR SA, BOULOGNE-BILLANCOURT
Security: F13923119 Agenda Number: 708174747 Ticker: Meeting Type: MIX ISIN: FR0000120172 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 187 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0510/2017051017017 33.pdf
O.1 APPROVAL OF THE ANNUAL FINANCIAL Mgmt For For STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME; SETTING OF Mgmt For For DIVIDEND; OPTION FOR PAYMENT OF DIVIDEND IN SHARES
O.4 RENEWAL OF MR BERNARD ARNAULT'S Mgmt Against Against TERM AS A DIRECTOR
O.5 RENEWAL OF MR JEAN-LAURENT Mgmt Against Against BONNAFE'S TERM AS A DIRECTOR
O.6 RATIFICATION OF THE CO-OPTING OF MS Mgmt Against Against FLAVIA BUARQUE DE ALMEIDA AS A DIRECTOR
O.7 APPOINTMENT OF MS MARIE-LAURE Mgmt Against Against SAUTY DE CHALON AS A DIRECTOR
O.8 APPOINTMENT OF MS LAN YAN AS A Mgmt For For DIRECTOR
O.9 SETTING OF THE ANNUAL BUDGET FOR Mgmt For For ATTENDANCE FEES TO BE ALLOCATED TO DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 188 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 RENEWAL OF THE TERM OF THE Mgmt For For COMPANY MAZARS AS STATUTORY AUDITOR
O.11 APPROVAL OF THE REGULATED Mgmt Against Against AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.12 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER DURING THE 2016 FINANCIAL YEAR
O.13 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS OF FULL REMUNERATION AND BENEFITS OF EVERY KIND PAYABLE TO COMPANY EXECUTIVE OFFICERS
O.14 AUTHORISATION GRANTED, FOR A Mgmt For For PERIOD OF 18 MONTHS, TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
E.15 AMENDMENT OF ARTICLE 11 OF THE BY- Mgmt For For LAWS TO DEFINE THE PROCEDURE FOR APPOINTING DIRECTORS TO REPRESENT EMPLOYEES, IN ACCORDANCE WITH ARTICLE L.225-27 OF THE FRENCH COMMERCIAL CODE
E.16 AMENDMENTS TO ARTICLES 11 AND 12 Mgmt For For OF THE BY-LAWS TO AMEND THE AGE LIMIT OF THE DIRECTORS AND OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 189 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES THAT GRANT ACCESS TO OTHER EQUITY SECURITIES OR THAT GRANT THE RIGHT TO THE ALLOCATION OF DEBT INSTRUMENTS, AS WELL AS SECURITIES THAT GRANT ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR A MAXIMUM NOMINAL AMOUNT OF 500 MILLION EUROS
E.18 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES THAT GRANT ACCESS TO OTHER EQUITY SECURITIES OR THAT GRANT THE RIGHT TO THE ALLOCATION OF DEBT INSTRUMENTS, AS WELL AS SECURITIES THAT GRANT ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH WITHDRAWAL OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS PART OF A PUBLIC OFFERING OR IN ORDER TO REMUNERATE SECURITIES CONTRIBUTED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF 175 MILLION EUROS
E.19 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES THAT GRANT ACCESS TO OTHER EQUITY SECURITIES OR THAT GRANT THE RIGHT TO THE ALLOCATION OF DEBT INSTRUMENTS, AS WELL AS SECURITIES THAT GRANT ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH WITHDRAWAL OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 190 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 175 MILLION EUROS
E.20 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY UP TO 15% OF THE INITIAL CAPITAL INCREASE
E.21 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND/OR EQUITY SECURITIES, BY UP TO 10% OF THE CAPITAL, THAT GRANT ACCESS TO OTHER EQUITY SECURITIES AND/OR THAT GRANT THE RIGHT TO THE ALLOCATION OF DEBT INSTRUMENTS, AS WELL AS SECURITIES THAT GRANT ACCESS TO EQUITY SECURITIES TO BE ISSUED, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
E.22 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE CAPITAL BY INCORPORATING PREMIUMS, RESERVES OR PROFITS, FOR A MAXIMUM NOMINAL AMOUNT OF 500 MILLION EUROS
E.23 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS, FOR A MAXIMUM PERIOD OF 26 MONTHS, TO INCREASE THE SHARE CAPITAL, WITH WITHDRAWAL OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS SCHEME, FOR A MAXIMUM NOMINAL AMOUNT OF 35 MILLION EUROS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 191 of 1146 2Y7X JH Multifactor Developed International ETF CASIO COMPUTER CO.,LTD.
Security: J05250139 Agenda Number: 708274410 Ticker: Meeting Type: AGM ISIN: JP3209000003 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kashio, Kazuo Mgmt For For
2.2 Appoint a Director Kashio, Kazuhiro Mgmt For For
2.3 Appoint a Director Nakamura, Hiroshi Mgmt For For
2.4 Appoint a Director Takagi, Akinori Mgmt For For
2.5 Appoint a Director Masuda, Yuichi Mgmt For For
2.6 Appoint a Director Ito, Shigenori Mgmt For For
2.7 Appoint a Director Yamagishi, Toshiyuki Mgmt For For
2.8 Appoint a Director Takano, Shin Mgmt For For
2.9 Appoint a Director Saito, Harumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 192 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Ishikawa, Hirokazu Mgmt For For
2.11 Appoint a Director Kotani, Makoto Mgmt For For
3 Appoint a Corporate Auditor Uchiyama, Mgmt For For Tomoyuki Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 193 of 1146 2Y7X JH Multifactor Developed International ETF CATHAY PACIFIC AIRWAYS LTD, HONG KONG
Security: Y11757104 Agenda Number: 707948937 Ticker: Meeting Type: AGM ISIN: HK0293001514 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN20170405901.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN20170405865.pdf
1.A TO RE-ELECT CHU KWOK LEUNG IVAN AS Mgmt Against Against A DIRECTOR
1.B TO RE-ELECT RUPERT BRUCE Mgmt For For GRANTHAM TROWER HOGG AS A DIRECTOR
1.C TO RE-ELECT JOHN ROBERT SLOSAR AS Mgmt For For A DIRECTOR
1.D TO RE-ELECT SONG ZHIYONG AS A Mgmt Against Against DIRECTOR
1.E TO RE-ELECT MERLIN BINGHAM SWIRE Mgmt Against Against AS A DIRECTOR
1.F TO ELECT XIAO FENG AS A DIRECTOR Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 194 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 TO RE-APPOINT KPMG AS AUDITORS AND Mgmt For For TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
3 TO GRANT A GENERAL MANDATE FOR Mgmt For For SHARE BUY-BACK
4 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 195 of 1146 2Y7X JH Multifactor Developed International ETF CENTRAL JAPAN RAILWAY COMPANY
Security: J05523105 Agenda Number: 708244809 Ticker: Meeting Type: AGM ISIN: JP3566800003 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 196 of 1146 2Y7X JH Multifactor Developed International ETF CENTRICA PLC
Security: G2018Z143 Agenda Number: 707861173 Ticker: Meeting Type: AGM ISIN: GB00B033F229 Meeting Date: 08-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORTS AND Mgmt For For ACCOUNTS
2 TO APPROVE THE DIRECTORS' ANNUAL Mgmt For For REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND Mgmt For For
4 TO ELECT JOAN GILLMAN Mgmt For For
5 TO ELECT STEPHEN HESTER Mgmt For For
6 TO ELECT SCOTT WHEWAY Mgmt For For
7 TO RE-ELECT RICK HAYTHORNTHWAITE Mgmt For For
8 TO RE-ELECT IAIN CONN Mgmt For For
9 TO RE-ELECT JEFF BELL Mgmt For For
10 TO RE-ELECT MARGHERITA DELLA VALLE Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 197 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT MARK HANAFIN Mgmt For For
12 TO RE-ELECT MARK HODGES Mgmt For For
13 TO RE-ELECT LESLEY KNOX Mgmt For For
14 TO RE-ELECT CARLOS PASCUAL Mgmt For For
15 TO RE-ELECT STEVE PUSEY Mgmt For For
16 TO APPOINT DELOITTE LLP AS AUDITORS Mgmt For For OF THE COMPANY
17 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITORS' REMUNERATION
18 AUTHORITY FOR POLITICAL DONATIONS Mgmt For For AND POLITICAL EXPENDITURE IN THE EUROPEAN UNION
19 AUTHORITY TO ALLOT SHARES Mgmt For For
20 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS
22 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 198 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 NOTICE OF GENERAL MEETINGS Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 199 of 1146 2Y7X JH Multifactor Developed International ETF CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED
Security: G2098R102 Agenda Number: 707784181 Ticker: Meeting Type: SGM ISIN: BMG2098R1025 Meeting Date: 14-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0221/LTN20170221261.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0221/LTN20170221248.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO APPROVE THE CONNECTED Mgmt For For TRANSACTION THAT IS CONTEMPLATED BETWEEN CHEUNG KONG PROPERTY HOLDINGS LIMITED AND THE COMPANY PURSUANT TO, OR IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT, INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTIUM BETWEEN CHEUNG KONG PROPERTY HOLDINGS LIMITED, THE COMPANY AND (IF APPLICABLE) POWER ASSETS HOLDINGS LIMITED IN RELATION TO THE JOINT VENTURE TRANSACTION AS MORE PARTICULARLY SET OUT IN THE NOTICE OF SPECIAL GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 200 of 1146 2Y7X JH Multifactor Developed International ETF CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED
Security: G2098R102 Agenda Number: 708063576 Ticker: Meeting Type: AGM ISIN: BMG2098R1025 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 744136 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 3.7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0421/LTN20170421493.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0331/LTN201703311225.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0421/LTN20170421279.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 201 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.1 TO ELECT MR. CHAN LOI SHUN AS Mgmt Against Against DIRECTOR
3.2 TO ELECT MS. CHEN TSIEN HUA AS Mgmt Against Against DIRECTOR
3.3 TO ELECT MRS. SNG SOW-MEI ALIAS Mgmt Against Against POON SOW MEI AS DIRECTOR
3.4 TO ELECT MR. COLIN STEVENS RUSSEL Mgmt Against Against AS DIRECTOR
3.5 TO ELECT MR. LAN HONG TSUNG AS Mgmt Against Against DIRECTOR
3.6 TO ELECT MR. GEORGE COLIN MAGNUS Mgmt For For AS DIRECTOR
3.7 TO ELECT MR. PAUL JOSEPH TIGHE AS Mgmt For For DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE Mgmt Against Against TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 202 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.3 TO EXTEND THE GENERAL MANDATE Mgmt Against Against GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY
6 TO APPROVE THE CHANGE OF COMPANY Mgmt For For NAME: CK INFRASTRUCTURE HOLDINGS LIMITED
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 15 MAY 2017 AT 09:00 HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 203 of 1146 2Y7X JH Multifactor Developed International ETF CHEUNG KONG PROPERTY HOLDINGS LTD, GRAND CAYMAN
Security: G2103F101 Agenda Number: 707784511 Ticker: Meeting Type: EGM ISIN: KYG2103F1019 Meeting Date: 14-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0221/ltn20170221273.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0221/LTN20170221291.pdf
1 TO APPROVE THE CONNECTED Mgmt For For TRANSACTION THAT IS CONTEMPLATED BETWEEN THE COMPANY AND CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED PURSUANT TO, OR IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTIUM BETWEEN THE COMPANY, CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED AND (IF APPLICABLE) POWER ASSETS HOLDINGS LIMITED IN RELATION TO THE JOINT VENTURE TRANSACTION AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 204 of 1146 2Y7X JH Multifactor Developed International ETF CHEUNG KONG PROPERTY HOLDINGS LTD, GRAND CAYMAN
Security: G2103F101 Agenda Number: 707949078 Ticker: Meeting Type: AGM ISIN: KYG2103F1019 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN201704051671.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN201704051520.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI TZAR KUOI, VICTOR AS Mgmt For For DIRECTOR
3.2 TO ELECT MR. KAM HING LAM AS Mgmt Against Against DIRECTOR
3.3 TO ELECT MR. CHUNG SUN KEUNG, DAVY Mgmt Against Against AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 205 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.4 TO ELECT MR. CHEONG YING CHEW, Mgmt Against Against HENRY AS DIRECTOR
3.5 TO ELECT MR. COLIN STEVENS RUSSEL Mgmt For For AS DIRECTOR
3.6 TO ELECT MR. DONALD JEFFREY Mgmt For For ROBERTS AS DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE Mgmt Against Against GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 206 of 1146 2Y7X JH Multifactor Developed International ETF CHRISTIAN DIOR SE, PARIS
Security: F26334106 Agenda Number: 707813033 Ticker: Meeting Type: MIX ISIN: FR0000130403 Meeting Date: 13-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 17 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0306/2017030617004 42.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT AND MODIFICATION OF TEXT IN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 207 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
RESOLUTION E.12 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS
O.3 APPROVAL OF THE REGULATED Mgmt Against Against AGREEMENTS
O.4 ALLOCATION OF INCOME - SETTING OF Mgmt For For THE DIVIDEND: EUR 1.40 PER SHARE
O.5 RENEWAL OF THE TERM OF MR Mgmt Against Against BERNARD ARNAULT AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MR SIDNEY Mgmt For For TOLEDANO AS DIRECTOR
O.7 APPOINTMENT OF MRS LUISA LORO Mgmt Against Against PIANA AS DIRECTOR
O.8 APPOINTMENT OF MR PIERRE GODE AS Mgmt Against Against OBSERVER
O.9 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR BERNARD ARNAULT, CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 208 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR SIDNEY TOLEDANO, MANAGING DIRECTOR
O.11 APPROVAL OF THE ELEMENTS OF THE Mgmt Against Against REMUNERATION POLICY FOR THE EXECUTIVE DIRECTORS
E.12 HARMONISATION OF BY-LAWS: ARTICLE Mgmt Against Against 4,17 AND 21
E.13 DELEGATION GRANTED TO THE BOARD Mgmt Against Against OF DIRECTORS TO MAKE THE BY-LAWS COMPLIANT WITH THE NEW LEGAL AND REGULATORY PROVISIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 209 of 1146 2Y7X JH Multifactor Developed International ETF CHUBU ELECTRIC POWER COMPANY,INCORPORATED
Security: J06510101 Agenda Number: 708237602 Ticker: Meeting Type: AGM ISIN: JP3526600006 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mizuno, Akihisa Mgmt For For
2.2 Appoint a Director Katsuno, Satoru Mgmt For For
2.3 Appoint a Director Masuda, Yoshinori Mgmt For For
2.4 Appoint a Director Matsuura, Masanori Mgmt For For
2.5 Appoint a Director Kataoka, Akinori Mgmt For For
2.6 Appoint a Director Kurata, Chiyoji Mgmt For For
2.7 Appoint a Director Ban, Kozo Mgmt For For
2.8 Appoint a Director Shimizu, Shigenobu Mgmt For For
2.9 Appoint a Director Masuda, Hiromu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 210 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Misawa, Taisuke Mgmt For For
2.11 Appoint a Director Nemoto, Naoko Mgmt For For
2.12 Appoint a Director Hashimoto, Takayuki Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 211 of 1146 2Y7X JH Multifactor Developed International ETF CHUGAI PHARMACEUTICAL CO.,LTD.
Security: J06930101 Agenda Number: 707782745 Ticker: Meeting Type: AGM ISIN: JP3519400000 Meeting Date: 23-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oku, Masayuki Mgmt For For
2.2 Appoint a Director Ichimaru, Yoichiro Mgmt For For
2.3 Appoint a Director Christoph Franz Mgmt For For
2.4 Appoint a Director Daniel O'Day Mgmt For For
3 Appoint a Corporate Auditor Togashi, Mamoru Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 212 of 1146 2Y7X JH Multifactor Developed International ETF CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM
Security: F61824144 Agenda Number: 707825886 Ticker: Meeting Type: MIX ISIN: FR0000121261 Meeting Date: 19-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 213 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0310/2017031017004 75.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.2 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR 2016 AND SETTING OF THE DIVIDEND
O.3 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.4 REGULATED AGREEMENTS Mgmt For For
O.5 AUTHORISATION TO BE GRANTED TO Mgmt For For THE MANAGING DIRECTOR TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, EXCEPT DURING A PUBLIC OFFER, AS PART OF A SHARE BUY-BACK PROGRAMME, WITH A MAXIMUM PURCHASE PRICE OF EUR 160 PER SHARE
O.6 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO THE MANAGING DIRECTOR, MR JEAN- DOMINIQUE SENARD, FOR THE 2016 FINANCIAL YEAR
O.7 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO FOR THE 2016 FINANCIAL YEAR TO MR MICHEL ROLLIER, CHAIRMAN OF THE SUPERVISORY BOARD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 214 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPOINTMENT OF MR MICHEL ROLLIER Mgmt For For AS MEMBER OF THE SUPERVISORY BOARD
O.9 APPOINTMENT OF MR OLIVIER BAZIL AS Mgmt For For MEMBER OF THE SUPERVISORY BOARD
E.10 AUTHORISATION GRANTED TO THE Mgmt For For MANAGING DIRECTOR TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES
E.11 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 215 of 1146 2Y7X JH Multifactor Developed International ETF CIMIC GROUP LTD, SAINT LEONARDS
Security: Q2424E105 Agenda Number: 707836194 Ticker: Meeting Type: AGM ISIN: AU000000CIM7 Meeting Date: 13-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt Against Against
3.1 TO RE-ELECT MR MARCELINO Mgmt Against Against FERNANDEZ VERDES AS A DIRECTOR
3.2 TO RE-ELECT MR JOSE-LUIS DEL VALLE Mgmt Against Against PEREZ AS A DIRECTOR
3.3 TO RE-ELECT MR PEDRO LOPEZ JIMENEZ Mgmt Against Against AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 216 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 ADOPTION OF NEW CONSTITUTION Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 217 of 1146 2Y7X JH Multifactor Developed International ETF CITY DEVELOPMENTS LTD, SINGAPORE
Security: V23130111 Agenda Number: 707876592 Ticker: Meeting Type: AGM ISIN: SG1R89002252 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ADOPTION OF THE DIRECTORS' Mgmt For For STATEMENT AND AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE AUDITORS' REPORT THEREON
2 DECLARATION OF A FINAL ORDINARY Mgmt For For DIVIDEND AND A SPECIAL FINAL ORDINARY DIVIDEND: TO DECLARE A FINAL ONE-TIER TAX-EXEMPT ORDINARY DIVIDEND OF 8.0 CENTS PER ORDINARY SHARE ("FINAL ORDINARY DIVIDEND") AND A SPECIAL FINAL ONE-TIER TAX- EXEMPT ORDINARY DIVIDEND OF 4.0 CENTS PER ORDINARY SHARE ("SPECIAL FINAL ORDINARY DIVIDEND") FOR FY 2016
3 APPROVAL OF DIRECTORS' FEES AND Mgmt For For AUDIT & RISK COMMITTEE FEES
4.A ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For MR PHILIP YEO LIAT KOK
4.B ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For MR TAN POAY SENG
4.C ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For MS TAN YEE PENG
4.D ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For MR KOH THIAM HOCK Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 218 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS
6 AUTHORITY FOR DIRECTORS TO ISSUE Mgmt For For ORDINARY SHARES AND/OR MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE AND THE LISTING MANUAL OF SINGAPORE EXCHANGE SECURITIES TRADING LIMITED
7 RENEWAL OF SHARE PURCHASE Mgmt For For MANDATE
8 RENEWAL OF IPT MANDATE FOR Mgmt For For INTERESTED PERSON TRANSACTIONS
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 219 of 1146 2Y7X JH Multifactor Developed International ETF CK HUTCHISON HOLDINGS LIMITED
Security: G21765105 Agenda Number: 707949080 Ticker: Meeting Type: AGM ISIN: KYG217651051 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN201704051401.pdf AND http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0405/LTN201704051407.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR KAM HING LAM AS Mgmt Against Against DIRECTOR
3.B TO RE-ELECT MS EDITH SHIH AS Mgmt Against Against DIRECTOR
3.C TO RE-ELECT MR CHOW KUN CHEE, Mgmt Against Against ROLAND AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 220 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.D TO RE-ELECT MRS CHOW WOO MO Mgmt Against Against FONG, SUSAN AS DIRECTOR
3.E TO RE-ELECT MR CHENG HOI CHUEN, Mgmt Against Against VINCENT AS DIRECTOR
3.F TO RE-ELECT MS LEE WAI MUN, ROSE AS Mgmt Against Against DIRECTOR
3.G TO RE-ELECT MR WILLIAM SHURNIAK AS Mgmt For For DIRECTOR
3.H TO RE-ELECT MR WONG CHUNG HIN AS Mgmt For For DIRECTOR
4 TO APPOINT AUDITOR AND AUTHORISE Mgmt For For THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES
5.2 TO APPROVE THE REPURCHASE BY THE Mgmt For For COMPANY OF ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN Mgmt Against Against ORDINARY RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 MAY 2017 AT 09:00 HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 221 of 1146 2Y7X JH Multifactor Developed International ETF CLP HOLDINGS LTD, HONG KONG
Security: Y1660Q104 Agenda Number: 707875211 Ticker: Meeting Type: AGM ISIN: HK0002007356 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0327/LTN20170327319.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0327/LTN20170327309.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON
2.A TO RE-ELECT SIR RODERICK IAN Mgmt For For EDDINGTON AS DIRECTOR
2.B TO RE-ELECT DR LEE YUI BOR AS Mgmt For For DIRECTOR
2.C TO RE-ELECT MR WILLIAM ELKIN Mgmt For For MOCATTA AS DIRECTOR
2.D TO RE-ELECT MR VERNON FRANCIS Mgmt For For MOORE AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 222 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.E TO RE-ELECT MR CHENG HOI CHUEN, Mgmt Against Against VINCENT AS DIRECTOR
3 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2017
4 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING FIVE PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION AND SUCH SHARES SHALL NOT BE ISSUED AT A DISCOUNT OF MORE THAN TEN PER CENT TO THE BENCHMARKED PRICE OF SUCH SHARES
5 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 223 of 1146 2Y7X JH Multifactor Developed International ETF COCA-COLA AMATIL LTD
Security: Q2594P146 Agenda Number: 707997360 Ticker: Meeting Type: AGM ISIN: AU000000CCL2 Meeting Date: 16-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF MR KRISHNAKUMAR Mgmt For For THIRUMALAI AS A DIRECTOR
2.B ELECTION OF MR MARK JOHNSON AS A Mgmt For For DIRECTOR
2.C ELECTION OF MR PAUL O'SULLIVAN AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 224 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 PARTICIPATION BY EXECUTIVE Mgmt For For DIRECTOR IN THE 2017-2019 LONG TERM INCENTIVE PLAN (LTIP) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 225 of 1146 2Y7X JH Multifactor Developed International ETF COCA-COLA HBC AG, STEINHAUSEN
Security: H1512E100 Agenda Number: 708203699 Ticker: Meeting Type: AGM ISIN: CH0198251305 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IF YOU HOLD CDI Non-Voting SHARES AND PARTICIPATE AT THIS MEETING, YOUR GLOBAL CUSTODIAN WILL BE REQUIRED TO TRANSFER YOUR SHARES TO AN ESCROW ACCOUNT. SHARES MAY BE BLOCKED DURING THIS TIME. IF THE VOTED POSITION IS NOT TRANSFERRED TO THE REQUIRED ESCROW ACCOUNT IN CREST, THE SUBMITTED VOTE TO BROADRIDGE WILL BE REJECTED BY THE REGISTRAR. PLEASE CONTACT YOUR CUSTODIAN DIRECTLY TO FACILITATE THE REQUIRED TRANSFER
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 226 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 RECEIPT OF THE 2016 INTEGRATED Mgmt For For ANNUAL REPORT, AS WELL AS APPROVAL OF THE ANNUAL MANAGEMENT REPORT, THE STAND-ALONE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
2.1 APPROPRIATION OF AVAILABLE Mgmt For For EARNINGS
2.2 DECLARATION OF A DIVIDEND FROM Mgmt For For RESERVES: DIVIDEND OF EUR 0.44 ON EACH ORDINARY REGISTERED SHARE
3 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE MEMBERS OF THE OPERATING COMMITTEE
4.1.1 RE-ELECTION OF ANASTASSIS G. DAVID Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS AND AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF DIMITRIS LOIS AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF ALEXANDRA Mgmt For For PAPALEXOPOULOU AS A MEMBER OF THE BOARD OF DIRECTORS AND AS A MEMBER OF THE REMUNERATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 227 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1.4 RE-ELECTION OF RETO FRANCIONI AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS AND AS A MEMBER OF THE REMUNERATION COMMITTEE
4.1.5 RE-ELECTION OF AHMET C. BOZER AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF OLUSOLA (SOLA) Mgmt For For DAVID-BORHA AS A MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF WILLIAM W. DOUGLAS Mgmt For For III AS A MEMBER OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF ANASTASIOS I. Mgmt For For LEVENTIS AS A MEMBER OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF CHRISTODOULOS Mgmt For For LEVENTIS AS A MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JOSE OCTAVIO REYES Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF ROBERT RYAN Mgmt For For RUDOLPH AS A MEMBER OF THE BOARD OF DIRECTORS
4.112 RE-ELECTION OF JOHN P. SECHI AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.2 ELECTION OF CHARLOTTE J. BOYLE AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS AND AS A MEMBER OF THE REMUNERATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 228 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 ELECTION OF THE INDEPENDENT PROXY: Mgmt For For INES POESCHEL
6.1 RE-ELECTION OF THE STATUTORY Mgmt For For AUDITOR: PRICEWATERHOUSECOOPERS AG
6.2 ADVISORY VOTE ON RE-APPOINTMENT Mgmt For For OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR UK PURPOSES: PRICEWATERHOUSECOOPERS SA
7 ADVISORY VOTE ON THE UK Mgmt For For REMUNERATION REPORT
8 ADVISORY VOTE ON THE Mgmt For For REMUNERATION POLICY
9 ADVISORY VOTE ON THE SWISS Mgmt For For REMUNERATION REPORT
10.1 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF REMUNERATION FOR THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING
10.2 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF REMUNERATION FOR THE OPERATING COMMITTEE FOR THE NEXT FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 229 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION IN RESPECT OF THE DETERMINATION OF THE REMUNERATION OF THE CHIEF EXECUTIVE OFFICER AND THE NON- EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS
CMMT 02 JUN 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4.110, RECEIPT OF AUDITOR NAME IN RESOLUTIONS 6.1 AND 6.2 AND MODIFICATION OF THE TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 230 of 1146 2Y7X JH Multifactor Developed International ETF COMFORTDELGRO CORPORATION LTD
Security: Y1690R106 Agenda Number: 707886961 Ticker: Meeting Type: AGM ISIN: SG1N31909426 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE AUDITORS' REPORT THEREON
2 TO DECLARE A TAX-EXEMPT ONE-TIER Mgmt For For FINAL DIVIDEND OF 6.05 CENTS PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE PAYMENT OF Mgmt For For DIRECTORS' FEES OF SGD729,334 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016. (FY2015: SGD705,200)
4 TO RE-ELECT MR LIM JIT POH, A Mgmt For For DIRECTOR RETIRING PURSUANT TO ARTICLE 91 OF THE COMPANY'S ARTICLES OF ASSOCIATION
5 TO RE-ELECT DR WANG KAI YUEN, A Mgmt For For DIRECTOR RETIRING PURSUANT TO ARTICLE 91 OF THE COMPANY'S ARTICLES OF ASSOCIATION
6 TO RE-APPOINT MESSRS DELOITTE & Mgmt For For TOUCHE LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 231 of 1146 2Y7X JH Multifactor Developed International ETF COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE
Security: F80343100 Agenda Number: 707922349 Ticker: Meeting Type: MIX ISIN: FR0000125007 Meeting Date: 08-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 05 MAY 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0329/2017032917007 70.pdf AND https://balo.journal- Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 232 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
officiel.gouv.fr/pdf/2017/0505/2017050517016 05.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN COMMENT AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING Mgmt For For OF THE DIVIDEND
O.4 APPROVAL OF AGREEMENTS AND Mgmt For For COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE - AGREEMENT CONCLUDED BETWEEN THE SAINT- GOBAIN COMPANY AND WENDEL
O.5 RENEWAL OF THE TERM OF MS PAMELA Mgmt For For KNAPP AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MS AGNES Mgmt For For LEMARCHAND AS DIRECTOR
O.7 RENEWAL OF TERM OF MR GILLES Mgmt For For SCHNEPP AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MR PHILIPPE Mgmt For For VARIN AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 233 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 VOTE BY THE GENERAL MEETING ON Mgmt For For THE COMPENSATION OWED OR PAID TO MR PIERRE-ANDRE DE CHALENDAR, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR
O.10 APPROVAL OF THE ELEMENTS OF THE Mgmt For For COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER
O.11 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.12 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, VIA THE ISSUANCE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY SHARES OR OF SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES BY ISSUING NEW SHARES, FOR A NOMINAL AMOUNT NOT EXCEEDING FOUR HUNDRED AND FORTY-FOUR MILLIONS EUROS (SHARES) EXCLUDING POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 20% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH, FOURTEENTH, FIFTEENTH AND SIXTEENTH RESOLUTIONS, AND OF ONE- AND-A-HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES), WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH AND FOURTEENTH RESOLUTIONS FOR THE ISSUANCE OF SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 234 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.13 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT BUT WITH A COMPULSORY PRIORITY PERIOD FOR SHAREHOLDERS, VIA PUBLIC OFFER, WITH THE ISSUE OF COMPANY SHARES OR SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES VIA THE ISSUANCE OF NEW SHARES, OR NEW SHARES OF THE COMPANY GRANTING THE RIGHT TO SECURITIES TO BE ISSUED WHERE NECESSARY BY SUBSIDIARIES, FOR A NOMINAL AMOUNT NOT EXCEEDING TWO HUNDRED AND TWENTY-TWO MILLION EUROS (SHARES) EXCLUDING ANY POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 10% OF THE SHARE CAPITAL, AND ONE-AND- A-HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES), WITH THE AMOUNTS OF THE INCREASE IN CAPITAL AND OF THE ISSUANCE OF DEBT SECURITIES BEING OFFSET AGAINST THE CORRESPONDING CEILINGS SET OUT IN THE TWELFTH RESOLUTION
E.14 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESSIVE DEMAND AS PART OF THE ISSUANCE, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL, SUBJECT TO LEGAL AND REGULATORY LIMITS (15% OF THE INITIAL ISSUANCE) AND WITHIN THE LIMITS OF THE CORRESPONDING CEILINGS SET BY THE RESOLUTIONS THAT DETERMINED THE INITIAL ISSUANCE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 235 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.15 POSSIBILITY TO PROCEED, WITH Mgmt For For CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH AN INCREASE IN SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL EXCLUDING POSSIBLE ADJUSTMENTS, AS COMPENSATION FOR CONTRIBUTIONS IN KIND MADE UP OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THE CEILING SET DOWN IN THE THIRTEENTH RESOLUTION
E.16 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS, FOR A NOMINAL AMOUNT NOT EXCEEDING ONE HUNDRED AND ELEVEN MILLION EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 5% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THE CEILING SET DOWN IN THE TWELFTH RESOLUTION.
E.17 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR MEMBERS OF A GROUP PEG COMPANY SAVINGS PLAN FOR A NOMINAL AMOUNT NOT EXCEEDING FORTY-EIGHT MILLION NINE HUNDRED THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 2,2% OF THE SHARE CAPITAL
E.18 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR CERTAIN CATEGORIES OF BENEFICIARIES FOR A NOMINAL AMOUNT NOT EXCEEDING EIGHT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 236 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
HUNDRED AND EIGHTY THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 0, 04% OF THE SHARE CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THAT SET OUT IN THE SEVENTEENTH RESOLUTION
E.19 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMPANY SHARES REPRESENTING UP TO 10% OF THE COMPANY'S CAPITAL PER 24-MONTH PERIOD
E.20 STATUTORY AMENDMENTS RELATING TO Mgmt For For THE SENIOR DIRECTOR
E.21 POWERS TO EXECUTE THE DECISIONS Mgmt For For OF THE MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 237 of 1146 2Y7X JH Multifactor Developed International ETF COMPASS GROUP PLC, CHERTSEY SURREY
Security: G23296190 Agenda Number: 707651685 Ticker: Meeting Type: AGM ISIN: GB00BLNN3L44 Meeting Date: 02-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR'S REPORT THEREON
2 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 DECLARE A FINAL DIVIDEND ON THE Mgmt For For ORDINARY SHARES
4 ELECT STEFAN BOMHARD AS A Mgmt For For DIRECTOR
5 RE-ELECT DOMINIC BLAKEMORE AS A Mgmt For For DIRECTOR
6 RE-ELECT RICHARD COUSINS AS A Mgmt For For DIRECTOR
7 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
8 RE-ELECT JOHNNY THOMSON AS A Mgmt For For DIRECTOR
9 RE-ELECT CAROL ARROWSMITH AS A Mgmt For For DIRECTOR
10 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 238 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
12 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
13 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt Against Against
14 RE-ELECT PAUL WALSH AS A DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For AGREE THE AUDITOR'S REMUNERATION
17 INCREASE ARTICLE 138 AUTHORITY Mgmt For For
18 DONATIONS TO EU POLITICAL Mgmt For For ORGANISATIONS
19 AUTHORITY TO ALLOT SHARES (S.551) Mgmt For For
20 AUTHORITY TO ALLOT SHARES FOR Mgmt For For CASH (S.561)
21 AUTHORITY TO ALLOT SHARES FOR Mgmt For For CASH (S.561) IN LIMITED CIRCUMSTANCES
22 AUTHORITY TO PURCHASE SHARES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 239 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 REDUCE GENERAL MEETING NOTICE Mgmt For For PERIODS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 240 of 1146 2Y7X JH Multifactor Developed International ETF COMPASS GROUP PLC, CHERTSEY SURREY
Security: G23296190 Agenda Number: 708198761 Ticker: Meeting Type: OGM ISIN: GB00BLNN3L44 Meeting Date: 07-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPROVE SPECIAL DIVIDEND AND Mgmt For For APPROVE CONSOLIDATION OF THE ENTIRE SHARE CAPITAL
2 AUTHORITY TO ALLOT SHARES (S.551) Mgmt For For
3 AUTHORITY TO ALLOT SHARES FOR Mgmt For For CASH (S.561)
4 AUTHORITY TO ALLOT SHARES FOR Mgmt For For CASH IN LIMITED CIRCUMSTANCES (S.561)
5 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 241 of 1146 2Y7X JH Multifactor Developed International ETF CONCORDIA FINANCIAL GROUP,LTD.
Security: J08613101 Agenda Number: 708216331 Ticker: Meeting Type: AGM ISIN: JP3305990008 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines, Mgmt For For Revise Convenors and Chairpersons of a Board of Directors Meeting
2.1 Appoint a Director Terazawa, Tatsumaro Mgmt For For
2.2 Appoint a Director Ishii, Michitoo Mgmt For For
2.3 Appoint a Director Oya, Yasuyoshi Mgmt For For
2.4 Appoint a Director Kawamura, Kenichi Mgmt For For
2.5 Appoint a Director Morio, Minoru Mgmt For For
2.6 Appoint a Director Inoue, Ken Mgmt For For
2.7 Appoint a Director Takagi, Yuzo Mgmt For For
3 Amend the Compensation to be received by Mgmt For For Corporate Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 242 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Details of Stock Compensation to be Mgmt For For received by Directors and Executive officers of the Company and the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 243 of 1146 2Y7X JH Multifactor Developed International ETF CREDIT AGRICOLE SA, MONTROUGE
Security: F22797108 Agenda Number: 707932706 Ticker: Meeting Type: MIX ISIN: FR0000045072 Meeting Date: 24-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 244 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0331/2017033117007 98.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND PAYMENT OF DIVIDEND
O.4 SIGNING OF THE PROTOCOL TO THE Mgmt For For AGREEMENT REGARDING THE RECLASSIFICATION OF INTERESTS HELD BY CREDIT AGRICOLE S.A IN THE REGIONAL BRANCHES OF THE COMPANY SACAM MUTUALISATION
O.5 SIGNING OF THE DISPOSAL AGREEMENT Mgmt For For FOR COOPERATIVE PARTNER CERTIFICATES AND COOPERATIVE INVESTMENT CERTIFICATES BETWEEN CREDIT AGRICOLE S. A. AND THE COMPANY SACAM MUTUALISATION
O.6 SIGNING OF THE ADDENDUM TO THE Mgmt For For PROTOCOL OF THE AGREEMENT CONCLUDED ON 22 NOVEMBER 2001 BETWEEN CREDIT AGRICOLE S.A. AND THE REGIONAL BANKS
O.7 APPROVAL OF ADDENDUM NO.3 TO THE Mgmt For For GARANTIE SWITCH AGREEMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 245 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 SIGNING OF THE ADDENDUM TO THE TAX Mgmt Against Against CONSOLIDATION AGREEMENT CONCLUDED ON 17 DECEMBER 2015 BETWEEN CREDIT AGRICOLE S.A. AND THE REGIONAL BANKS
O.9 SIGNING OF THE TAX CONSOLIDATION Mgmt Against Against AGREEMENT BETWEEN CREDIT AGRICOLE S.A. AND THE COMPANY SACAM MUTUALISATION
O.10 SIGNING OF THE LOAN AGREEMENTS Mgmt For For BETWEEN CREDIT AGRICOLE S.A. AND THE REGIONAL BANKS
O.11 SIGNING OF THE ADDENDUM TO THE TAX Mgmt Against Against CONSOLIDATION AGREEMENT BETWEEN CREDIT AGRICOLE S.A., THE COMPANIES SAS RUE LA BOETIE, SEGUR, MIROMESNIL AND THE FEDERAL HOLDINGS
O.12 SIGNING OF THE AMENDMENT TO THE Mgmt For For TAX CONSOLIDATION AGREEMENT BETWEEN CREDIT AGRICOLE S.A. AND CREDIT AGRICOLE CIB
O.13 APPOINTMENT OF MS CATHERINE Mgmt For For POURRE, REPLACING MR FRANCOIS VEVERKA, AS DIRECTOR
O.14 APPOINTMENT OF MR JEAN-PIERRE Mgmt Against Against PAVIET, REPLACING MR JEAN-LOUIS ROVEYAZ, AS DIRECTOR
O.15 APPOINTMENT OF MR LOUIS TERCINIER, Mgmt Against Against REPLACING MR ROGER ANDRIEU, AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 246 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.16 RENEWAL OF THE TERM OF MS Mgmt For For CAROLINE CATOIRE AS DIRECTOR
O.17 RENEWAL OF THE TERM OF MS Mgmt For For LAURENCE DORS AS DIRECTOR
O.18 RENEWAL OF THE TERM OF MS Mgmt For For FRANCOISE GRI AS DIRECTOR
O.19 RENEWAL OF THE TERM OF MR DANIEL Mgmt Against Against EPRON AS DIRECTOR
O.20 RENEWAL OF THE TERM OF MR GERARD Mgmt Against Against OUVRIER-BUFFET AS DIRECTOR
O.21 RENEWAL OF THE TERM OF MR Mgmt For For CHRISTIAN STREIFF AS DIRECTOR
O.22 RENEWAL OF THE TERM OF MR Mgmt Against Against FRANCOIS THIBAULT AS DIRECTOR
O.23 REVIEW OF THE COMPENSATION PAID TO Mgmt For For MR DOMINIQUE LEFEBVRE, PRESIDENT OF THE BOARD OF DIRECTORS FOR THE 2016 FINANCIAL YEAR
O.24 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR PHILIPPE BRASSAC, GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR
O.25 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID, TO MR XAVIER MUSCA, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 247 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.26 REVIEW OF THE OVERALL AMOUNT OF Mgmt For For COMPENSATION PAID, IN THE LAST FINANCIAL YEAR, TO THE EXECUTIVE OFFICERS UNDER ARTICLE L.511-13 OF THE FRENCH MONETARY AND FINANCIAL CODE AND TO THE CATEGORIES OF STAFF MEMBERS IDENTIFIED UNDER ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE
O.27 APPROVAL OF THE LIMIT FOR THE Mgmt For For VARIABLE PART OF THE TOTAL COMPENSATION FOR EXECUTIVE OFFICERS UNDER ARTICLE L.511-13 OF THE FRENCH MONETARY AND FINANCIAL CODE AND TO THE CATEGORIES OF STAFF MEMBERS IDENTIFIED UNDER ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE
O.28 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR THE DETERMINATION, DISTRIBUTION AND ALLOCATION OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO MR DOMINIQUE LEFEBVRE, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE 2017 FINANCIAL YEAR
O.29 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR THE DETERMINATION, DISTRIBUTION AND ALLOCATION OF FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO MR PHILIPPE BRASSAC, GENERAL MANAGER, FOR THE 2017 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 248 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.30 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR THE DETERMINATION, DISTRIBUTION AND ALLOCATION OF FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO MR XAVIER MUSCA, DEPUTY GENERAL MANAGER, FOR THE 2017 FINANCIAL YEAR
O.31 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO PURCHASE COMMON COMPANY SHARES
E.32 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMMON SHARES
E.33 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 249 of 1146 2Y7X JH Multifactor Developed International ETF CREDIT SUISSE GROUP AG, ZUERICH
Security: H3698D419 Agenda Number: 707883561 Ticker: Meeting Type: AGM ISIN: CH0012138530 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2016 ANNUAL Non-Voting REPORT, THE PARENT COMPANY'S 2016 FINANCIAL STATEMENTS, THE GROUP'S 2016 CONSOLIDATED FINANCIAL STATEMENTS, THE 2016 COMPENSATION REPORT AND THE CORRESPONDING AUDITORS' REPORTS
1.2 CONSULTATIVE VOTE ON THE 2016 Mgmt Against Against COMPENSATION REPORT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 250 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.3 APPROVAL OF THE 2016 ANNUAL Mgmt For For REPORT, THE PARENT COMPANY'S 2016 FINANCIAL STATEMENTS, AND THE GROUP'S 2016 CONSOLIDATED FINANCIAL STATEMENTS
2 DISCHARGE OF THE ACTS OF THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
3.1 APPROPRIATION OF RETAINED Mgmt For For EARNINGS
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt For For CONTRIBUTION RESERVES
4.1 APPROVAL OF THE COMPENSATION OF Mgmt For For THE BOARD OF DIRECTORS
4.2.1 APPROVAL OF THE COMPENSATION OF Mgmt Against Against THE EXECUTIVE BOARD: SHORT-TERM VARIABLE INCENTIVE COMPENSATION (STI)
4.2.2 APPROVAL OF THE COMPENSATION OF Mgmt For For THE EXECUTIVE BOARD: FIXED COMPENSATION
4.2.3 APPROVAL OF THE COMPENSATION OF Mgmt For For THE EXECUTIVE BOARD: LONG-TERM VARIABLE INCENTIVE COMPENSATION (LTI)
5 INCREASE AND EXTENSION OF Mgmt For For AUTHORIZED CAPITAL FOR STOCK OR SCRIP DIVIDEND Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 251 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.1.1 RE-ELECTION OF URS ROHNER AS Mgmt For For MEMBER AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF IRIS BOHNET AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF ALEXANDER GUT AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF ANDREAS KOOPMANN Mgmt For For AS A MEMBER TO THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF SERAINA (MAAG) MACIA Mgmt For For AS A MEMBER TO THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF KAI NARGOLWALA AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JOAQUIN J. RIBEIRO AS Mgmt For For A MEMBER TO THE BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF SEVERIN SCHWAN AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF RICHARD E. Mgmt For For THORNBURGH AS A MEMBER TO THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF JOHN TINER AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.111 ELECTION OF ANDREAS GOTTSCHLING Mgmt For For AS A MEMBER TO THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 252 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.112 ELECTION OF ALEXANDRE ZELLER AS A Mgmt For For MEMBER TO THE BOARD OF DIRECTORS
6.2.1 RE-ELECTION OF IRIS BOHNET AS A Mgmt For For MEMBER TO THE COMPENSATION COMMITTEE
6.2.2 RE-ELECTION OF ANDREAS KOOPMANN Mgmt For For AS A MEMBER TO THE COMPENSATION COMMITTEE
6.2.3 RE-ELECTION OF KAI NARGOLWALA AS A Mgmt For For MEMBER TO THE COMPENSATION COMMITTEE
6.2.4 ELECTION OF ALEXANDRE ZELLER AS A Mgmt For For MEMBER TO THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT Mgmt For For AUDITORS: KPMG AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: Mgmt For For BDO AG, ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: Mgmt For For ATTORNEY-AT-LAW LIC. IUR. ANDREAS G. KELLER
II IF, AT THE ANNUAL GENERAL MEETING, Non-Voting SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS: Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 253 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 PROPOSALS OF SHAREHOLDERS Shr Against For
8 PROPOSALS OF THE BOARD OF Mgmt Against Against DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 254 of 1146 2Y7X JH Multifactor Developed International ETF CREDIT SUISSE GROUP AG, ZUERICH
Security: H3698D419 Agenda Number: 708104118 Ticker: Meeting Type: EGM ISIN: CH0012138530 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 ORDINARY SHARE CAPITAL INCREASE Mgmt For For WITH PREEMPTIVE RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 255 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
II IF, AT THE EXTRAORDINARY GENERAL Non-Voting MEETING, SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO THE PROPOSAL ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS:
2 PROPOSALS OF SHAREHOLDERS Shr Against For
3 PROPOSALS OF THE BOARD OF Mgmt Against Against DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 256 of 1146 2Y7X JH Multifactor Developed International ETF CRH PLC, DUBLIN
Security: G25508105 Agenda Number: 707836687 Ticker: Meeting Type: AGM ISIN: IE0001827041 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4A RE-ELECT ERNST BARTSCHI AS Mgmt For For DIRECTOR
4B RE-ELECT MAEVE CARTON AS DIRECTOR Mgmt For For
4C RE-ELECT NICKY HARTERY AS DIRECTOR Mgmt For For
4D RE-ELECT PATRICK KENNEDY AS Mgmt For For DIRECTOR
4E RE-ELECT DONALD MCGOVERN JR. AS Mgmt For For DIRECTOR
4F RE-ELECT HEATHER ANN MCSHARRY AS Mgmt For For DIRECTOR
4G RE-ELECT ALBERT MANIFOLD AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 257 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4H RE-ELECT SENAN MURPHY AS DIRECTOR Mgmt For For
4I ELECT GILLIAN PLATT AS DIRECTOR Mgmt For For
4J RE-ELECT LUCINDA RICHES AS Mgmt For For DIRECTOR
4K RE-ELECT HENK ROTTINGHUIS AS Mgmt For For DIRECTOR
4L RE-ELECT WILLIAM TEUBER JR. AS Mgmt For For DIRECTOR
5 AUTHORISE BOARD TO FIX Mgmt For For REMUNERATION OF AUDITORS
6 REAPPOINT ERNST YOUNG AS AUDITORS Mgmt For For
7 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT
10 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES
11 AUTHORISE REISSUANCE OF TREASURY Mgmt For For SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 258 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 APPROVE SCRIP DIVIDEND Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 259 of 1146 2Y7X JH Multifactor Developed International ETF DAI NIPPON PRINTING CO.,LTD.
Security: J10584100 Agenda Number: 708234036 Ticker: Meeting Type: AGM ISIN: JP3493800001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Kitajima, Yoshitoshi Mgmt For For
3.2 Appoint a Director Takanami, Koichi Mgmt For For
3.3 Appoint a Director Yamada, Masayoshi Mgmt For For
3.4 Appoint a Director Kitajima, Yoshinari Mgmt For For
3.5 Appoint a Director Wada, Masahiko Mgmt For For
3.6 Appoint a Director Morino, Tetsuji Mgmt For For
3.7 Appoint a Director Kanda, Tokuji Mgmt For For
3.8 Appoint a Director Kitajima, Motoharu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 260 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Saito, Takashi Mgmt For For
3.10 Appoint a Director Inoue, Satoru Mgmt For For
3.11 Appoint a Director Tsukada, Tadao Mgmt For For
3.12 Appoint a Director Miyajima, Tsukasa Mgmt For For
4 Appoint a Corporate Auditor Nomura, Kuniaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 261 of 1146 2Y7X JH Multifactor Developed International ETF DAI-ICHI LIFE HOLDINGS,INC.
Security: J09748112 Agenda Number: 708200934 Ticker: Meeting Type: AGM ISIN: JP3476480003 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Watanabe, Koichiro
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsuyuki, Shigeo
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Inagaki, Seiji
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsutsumi, Satoru
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Ishii, Kazuma
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Taketomi, Masao
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Teramoto, Hideo
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Kawashima, Takashi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 262 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members George Olcott
2.10 Appoint a Director except as Supervisory Mgmt For For Committee Members Maeda, Koichi
3 Appoint Accounting Auditors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 263 of 1146 2Y7X JH Multifactor Developed International ETF DAICEL CORPORATION
Security: J08484149 Agenda Number: 708232979 Ticker: Meeting Type: AGM ISIN: JP3485800001 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Lines, Mgmt For For Revise Convenors and Chairpersons of a Shareholders Meeting, Approve Minor Revisions
3.1 Appoint a Director Fudaba, Misao Mgmt For For
3.2 Appoint a Director Fukuda, Masumi Mgmt For For
3.3 Appoint a Director Ogawa, Yoshimi Mgmt For For
3.4 Appoint a Director Nishimura, Hisao Mgmt For For
3.5 Appoint a Director Okada, Akishige Mgmt For For
3.6 Appoint a Director Kondo, Tadao Mgmt For For
3.7 Appoint a Director Shimozaki, Chiyoko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 264 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Nogimori, Masafumi Mgmt For For
4 Approve Continuance of Policy regarding Mgmt Against Against Large-scale Purchases of Company Shares Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 265 of 1146 2Y7X JH Multifactor Developed International ETF DAIICHI SANKYO COMPANY,LIMITED
Security: J11257102 Agenda Number: 708212446 Ticker: Meeting Type: AGM ISIN: JP3475350009 Meeting Date: 19-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For Corporate Auditors Size to 5
3.1 Appoint a Director Nakayama, Joji Mgmt For For
3.2 Appoint a Director Manabe, Sunao Mgmt For For
3.3 Appoint a Director Hirokawa, Kazunori Mgmt For For
3.4 Appoint a Director Sai, Toshiaki Mgmt For For
3.5 Appoint a Director Fujimoto, Katsumi Mgmt For For
3.6 Appoint a Director Tojo, Toshiaki Mgmt For For
3.7 Appoint a Director Uji, Noritaka Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 266 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Toda, Hiroshi Mgmt For For
3.9 Appoint a Director Adachi, Naoki Mgmt For For
3.10 Appoint a Director Fukui, Tsuguya Mgmt For For
4 Appoint a Corporate Auditor Izumoto, Sayoko Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 267 of 1146 2Y7X JH Multifactor Developed International ETF DAIKIN INDUSTRIES,LTD.
Security: J10038115 Agenda Number: 708233135 Ticker: Meeting Type: AGM ISIN: JP3481800005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Yano, Ryu Mgmt For For
2.2 Appoint a Corporate Auditor Fukunaga, Kenji Mgmt For For
3 Appoint a Substitute Corporate Auditor Ono, Mgmt For For Ichiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 268 of 1146 2Y7X JH Multifactor Developed International ETF DAIRY FARM INTERNATIONAL HOLDINGS LTD (BERMUDAS)
Security: G2624N153 Agenda Number: 707948747 Ticker: Meeting Type: AGM ISIN: BMG2624N1535 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE FINANCIAL Mgmt For For STATEMENTS FOR 2016 AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT NEIL GALLOWAY AS A Mgmt Abstain Against DIRECTOR
3 TO RE-ELECT SIR HENRY KESWICK AS A Mgmt Against Against DIRECTOR
4 TO RE-ELECT SIMON KESWICK AS A Mgmt Against Against DIRECTOR
5 TO RE-ELECT DR GEORGE C.G. KOO AS A Mgmt Against Against DIRECTOR
6 TO RE-ELECT Y.K. PANG AS A DIRECTOR Mgmt Against Against
7 TO FIX THE DIRECTORS' FEES Mgmt For For
8 TO RE-APPOINT THE AUDITORS AND TO Mgmt For For AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
9 TO RENEW THE GENERAL MANDATE TO Mgmt For For THE DIRECTORS TO ISSUE NEW SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 269 of 1146 2Y7X JH Multifactor Developed International ETF DAITO TRUST CONSTRUCTION CO.,LTD.
Security: J11151107 Agenda Number: 708237145 Ticker: Meeting Type: AGM ISIN: JP3486800000 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kumakiri, Naomi Mgmt For For
2.2 Appoint a Director Kobayashi, Katsuma Mgmt For For
2.3 Appoint a Director Kawai, Shuji Mgmt For For
2.4 Appoint a Director Uchida, Kanitsu Mgmt For For
2.5 Appoint a Director Takeuchi, Kei Mgmt For For
2.6 Appoint a Director Saito, Kazuhiko Mgmt For For
2.7 Appoint a Director Nakagawa, Takeshi Mgmt For For
2.8 Appoint a Director Sato, Koji Mgmt For For
2.9 Appoint a Director Yamaguchi, Toshiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 270 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Sasaki, Mami Mgmt For For
2.11 Appoint a Director Shoda, Takashi Mgmt For For
3.1 Appoint a Corporate Auditor Uno, Masayasu Mgmt For For
3.2 Appoint a Corporate Auditor Hachiya, Hideo Mgmt For For
3.3 Appoint a Corporate Auditor Fujimaki, Kazuo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 271 of 1146 2Y7X JH Multifactor Developed International ETF DAIWA HOUSE INDUSTRY CO.,LTD.
Security: J11508124 Agenda Number: 708269611 Ticker: Meeting Type: AGM ISIN: JP3505000004 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Higuchi, Takeo Mgmt For For
2.2 Appoint a Director Ono, Naotake Mgmt For For
2.3 Appoint a Director Ishibashi, Tamio Mgmt For For
2.4 Appoint a Director Kawai, Katsutomo Mgmt For For
2.5 Appoint a Director Kosokabe, Takeshi Mgmt For For
2.6 Appoint a Director Fujitani, Osamu Mgmt For For
2.7 Appoint a Director Tsuchida, Kazuto Mgmt For For
2.8 Appoint a Director Hori, Fukujiro Mgmt For For
2.9 Appoint a Director Yoshii, Keiichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 272 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Hama, Takashi Mgmt For For
2.11 Appoint a Director Yamamoto, Makoto Mgmt For For
2.12 Appoint a Director Tanabe, Yoshiaki Mgmt For For
2.13 Appoint a Director Otomo, Hirotsugu Mgmt For For
2.14 Appoint a Director Urakawa, Tatsuya Mgmt For For
2.15 Appoint a Director Dekura, Kazuhito Mgmt For For
2.16 Appoint a Director Ariyoshi, Yoshinori Mgmt For For
2.17 Appoint a Director Kimura, Kazuyoshi Mgmt For For
2.18 Appoint a Director Shigemori, Yutaka Mgmt For For
2.19 Appoint a Director Yabu, Yukiko Mgmt For For
3.1 Appoint a Corporate Auditor Hirata, Kenji Mgmt For For
3.2 Appoint a Corporate Auditor Iida, Kazuhiro Mgmt For For
3.3 Appoint a Corporate Auditor Nishimura, Mgmt For For Tatsushi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 273 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Payment of Bonuses to Corporate Mgmt For For Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 274 of 1146 2Y7X JH Multifactor Developed International ETF DAIWA SECURITIES GROUP INC.
Security: J11718111 Agenda Number: 708212890 Ticker: Meeting Type: AGM ISIN: JP3502200003 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hibino, Takashi Mgmt For For
1.2 Appoint a Director Nakata, Seiji Mgmt For For
1.3 Appoint a Director Nishio, Shinya Mgmt For For
1.4 Appoint a Director Takahashi, Kazuo Mgmt For For
1.5 Appoint a Director Matsui, Toshihiro Mgmt For For
1.6 Appoint a Director Tashiro, Keiko Mgmt For For
1.7 Appoint a Director Komatsu, Mikita Mgmt For For
1.8 Appoint a Director Matsuda, Morimasa Mgmt For For
1.9 Appoint a Director Matsubara, Nobuko Mgmt For For
1.10 Appoint a Director Tadaki, Keiichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 275 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Onodera, Tadashi Mgmt For For
1.12 Appoint a Director Ogasawara, Michiaki Mgmt Against Against
1.13 Appoint a Director Takeuchi, Hirotaka Mgmt For For
1.14 Appoint a Director Nishikawa, Ikuo Mgmt For For
2 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Directors, Executive Officers and Employees of the Company, the Company's Subsidiaries and the Affiliated Companies Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 276 of 1146 2Y7X JH Multifactor Developed International ETF DANONE SA, PARIS
Security: F12033134 Agenda Number: 707794839 Ticker: Meeting Type: MIX ISIN: FR0000120644 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 277 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0227/2017022717003 67.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF DIVIDEND AT 1.70 EUROS PER SHARE
O.4 OPTION FOR PAYMENT OF DIVIDEND IN Mgmt For For SHARES
O.5 RENEWAL OF THE TERM OF MS GAELLE Mgmt For For OLIVIER AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MS ISABELLE Mgmt For For SEILLIER AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MR JEAN- Mgmt For For MICHEL SEVERINO AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MR LIONEL Mgmt Against Against ZINSOU-DERLIN AS DIRECTOR
O.9 APPOINTMENT OF MR GREGG L. ENGLES Mgmt For For AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 278 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 APPROVAL OF AGREEMENTS SUBJECT Mgmt Against Against TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE ENTERED INTO BY THE COMPANY AND THE J.P. MORGAN GROUP
O.11 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.13 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR THE PRESIDENT OF THE BOARD OF DIRECTORS
O.14 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR THE EXECUTIVE OFFICERS
O.15 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER THE COMPANY'S SHARES
E.16 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 279 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BUT WITH AN OBLIGATION TO GRANT A RIGHT OF PRIORITY
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.19 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.20 DELEGATION OF POWERS GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITH A VIEW TO REMUNERATING CONTRIBUTIONS-IN- KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO THE CAPITAL
E.21 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY THE INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALISATION WOULD BE PERMITTED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 280 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.22 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES RESERVED FOR EMPLOYEES PARTICIPATING IN A COMPANY SAVINGS SCHEME AND/OR RESERVED SALES OF SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.23 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOCATE EXISTING COMPANY SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.24 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY THE CANCELLATION OF SHARES
E.25 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 281 of 1146 2Y7X JH Multifactor Developed International ETF DASSAULT SYSTEMES SA, VELIZY VILLACOUBLAY
Security: F2457H472 Agenda Number: 707936261 Ticker: Meeting Type: MIX ISIN: FR0000130650 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0331/201703311700 733.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 282 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 OPTION FOR PAYMENT OF DIVIDEND IN Mgmt For For SHARES
O.5 REGULATED AGREEMENTS Mgmt For For
O.6 PRINCIPLES AND CRITERIA FOR Mgmt For For DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND DUE TO THE PRESIDENT OF THE BOARD OF DIRECTORS
O.7 PRINCIPLES AND CRITERIA FOR Mgmt Against Against DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND DUE TO THE VICE-PRESIDENT OF THE BOARD OF DIRECTORS AND GENERAL MANAGER
O.8 COMPENSATION OWED OR PAID TO MR Mgmt For For CHARLES EDELSTENNE, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.9 COMPENSATION OWED OR ALLOCATED Mgmt For For TO MR BERNARD CHARLES; VICE- PRESIDENT AND GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 283 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 RENEWAL OF THE TERM OF MS ODILE Mgmt For For DESFORGES
O.11 RATIFICATION OF THE CO-OPTING OF MS Mgmt Against Against CATHERINE DASSAULT AS DIRECTOR
O.12 APPOINTMENT OF SOUMITRA DUTTA AS A Mgmt For For NEW DIRECTOR
O.13 SETTING OF THE AMOUNT OF Mgmt For For ATTENDANCE FEES
O.14 RENEWAL OF THE TERM OF Mgmt For For PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR
O.15 AUTHORISATION TO ACQUIRE SHARES IN Mgmt Against Against DASSAULT SYSTEMES
E.16 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO DECREASE THE SHARE CAPITAL BY CANCELLING SHARES PREVIOUSLY ACQUIRED THROUGH A SHARE BUYBACK PROGRAMME
E.17 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS, TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER COMPANY EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 284 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO ALLOCATE DEBT INSTRUMENTS, AND TO ISSUE TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS BY MEANS OF PUBLIC OFFERING
E.19 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO ALLOCATE DEBT SECURITIES, AND TO ISSUE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS PART OF A PRIVATE PLACEMENT OFFER, PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE
E.20 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS
E.21 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO ALLOCATE DEBT INSTRUMENTS AS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 285 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
WELL AS SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, UP TO A LIMIT OF 10% AS COMPENSATION FOR CONTRIBUTIONS- IN-KIND
E.22 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
OE.23 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 286 of 1146 2Y7X JH Multifactor Developed International ETF DBS GROUP HOLDINGS LTD, SINGAPORE
Security: Y20246107 Agenda Number: 707923240 Ticker: Meeting Type: AGM ISIN: SG1L01001701 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE AUDITOR'S REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT Mgmt For For FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2016. [2015: FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT]
3 TO APPROVE THE AMOUNT OF SGD Mgmt For For 3,588,490 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016. [2015: SGD 3,688,541]
4 TO RE-APPOINT MESSRS Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION
5 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE- ELECTION: DR BART BROADMAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 287 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE- ELECTION: MR HO TIAN YEE
7 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE- ELECTION: MRS OW FOONG PHENG
8 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS OF THE COMPANY TO OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("DBSH ORDINARY SHARES") AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (A) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES (I) ISSUED AND/OR TO BE ISSUED PURSUANT TO THE DBSH SHARE PLAN; AND (II) ISSUED PURSUANT TO THE DBSH SHARE OPTION PLAN, SHALL NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME; AND (B) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE DBSH SHARE PLAN DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 288 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 2% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME
9 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL BE LESS THAN 10% OF THE TOTAL NUMBER OF ISSUED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 289 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AND ADJUSTMENTS AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX- ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 290 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE APPLICATION OF THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
11 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS OF THE COMPANY TO APPLY THE DBSH SCRIP DIVIDEND SCHEME TO ANY DIVIDEND(S) WHICH MAY BE DECLARED FOR THE YEAR ENDING 31 DECEMBER 2017 AND TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT THERETO
12 THAT: (A) FOR THE PURPOSES OF Mgmt For For SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY ("ORDINARY SHARES") NOT EXCEEDING IN AGGREGATE THE MAXIMUM PERCENTAGE (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") AND/OR ANY OTHER SECURITIES EXCHANGE ON WHICH THE ORDINARY SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE"); AND/OR (II) OFF- MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 291 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
EXCHANGE) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (B) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (III) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF ORDINARY SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF AN ORDINARY SHARE OVER THE LAST FIVE MARKET DAYS ON WHICH TRANSACTIONS IN THE ORDINARY SHARES ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED, IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST, FOR ANY CORPORATE ACTION THAT OCCURS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 292 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR THE PURCHASE OR ACQUISITION OF ORDINARY SHARES FROM SHAREHOLDERS, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE BASIS SET OUT BELOW) FOR EACH ORDINARY SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET PURCHASE; "MAXIMUM PERCENTAGE" MEANS THAT NUMBER OF ISSUED ORDINARY SHARES REPRESENTING 1% OF THE ISSUED ORDINARY SHARES OF THE COMPANY AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING ANY ORDINARY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO AN ORDINARY SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING RELATED BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX, STAMP DUTIES, CLEARANCE FEES AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (D) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 293 of 1146 2Y7X JH Multifactor Developed International ETF DENSO CORPORATION
Security: J12075107 Agenda Number: 708216305 Ticker: Meeting Type: AGM ISIN: JP3551500006 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kato, Nobuaki Mgmt For For
1.2 Appoint a Director Kobayashi, Koji Mgmt For For
1.3 Appoint a Director Arima, Koji Mgmt For For
1.4 Appoint a Director Maruyama, Haruya Mgmt For For
1.5 Appoint a Director Yamanaka, Yasushi Mgmt For For
1.6 Appoint a Director Wakabayashi, Hiroyuki Mgmt For For
1.7 Appoint a Director Makino, Yoshikazu Mgmt For For
1.8 Appoint a Director George Olcott Mgmt For For
1.9 Appoint a Director Nawa, Takashi Mgmt For For
2.1 Appoint a Corporate Auditor Iwase, Masato Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 294 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.2 Appoint a Corporate Auditor Matsushima, Mgmt For For Noriyuki
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 295 of 1146 2Y7X JH Multifactor Developed International ETF DENTSU INC.
Security: J1207N108 Agenda Number: 707813944 Ticker: Meeting Type: AGM ISIN: JP3551520004 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Yamamoto, Toshihiro
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakamoto, Shoichi
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Takada, Yoshio
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Timothy Andree
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Mochizuki, Wataru
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Sengoku, Yoshiharu
1.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Soga, Arinobu
1.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsubara, Nobuko
2 Appoint Accounting Auditors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 296 of 1146 2Y7X JH Multifactor Developed International ETF DIRECT LINE INSURANCE GROUP PLC
Security: G2871V114 Agenda Number: 707926638 Ticker: Meeting Type: AGM ISIN: GB00BY9D0Y18 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
4 TO DECLARE A FINAL DIVIDEND OF 9.7 Mgmt For For PENCE PER SHARE
5 TO RE-ELECT MIKE BIGGS AS A Mgmt For For DIRECTOR
6 TO RE-ELECT PAUL GEDDES AS A Mgmt For For DIRECTOR
7 TO ELECT DANUTA GRAY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JANE HANSON AS A Mgmt For For DIRECTOR
9 TO ELECT MIKE HOLLIDAY-WILLIAMS AS A Mgmt For For DIRECTOR
10 TO RE-ELECT SEBASTIAN JAMES AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 297 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT ANDREW PALMER AS A Mgmt For For DIRECTOR
12 TO RE-ELECT JOHN REIZENSTEIN AS A Mgmt For For DIRECTOR
13 TO RE-ELECT CLARE THOMPSON AS A Mgmt For For DIRECTOR
14 TO RE-ELECT RICHARD WARD AS A Mgmt For For DIRECTOR
15 TO APPROVE THE RE-APPOINTMENT OF Mgmt For For THE COMPANY'S AUDITORS
16 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO AGREE THE AUDITOR'S REMUNERATION
17 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
18 TO APPROVE THE DIRECTORS' Mgmt For For AUTHORITY TO ALLOT NEW SHARES
19 TO APPROVE THE DIRECTORS' GENERAL Mgmt For For AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS
20 TO APPROVE THE DIRECTORS' Mgmt For For ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS
21 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 298 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 TO AUTHORISE THE DIRECTORS' TO Mgmt For For ALLOT NEW SHARES IN RELATION TO AN ISSUE OF SOLVENCY II COMPLIANT RESTRICTED TIER 1 CAPITAL INSTRUMENTS
23 TO AUTHORISE THE DIRECTORS' TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO AN ISSUE OF SOLVENCY II COMPLIANT RESTRICTED TIER 1 CAPITAL INSTRUMENTS
24 TO AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 299 of 1146 2Y7X JH Multifactor Developed International ETF EAST JAPAN RAILWAY COMPANY
Security: J1257M109 Agenda Number: 708219957 Ticker: Meeting Type: AGM ISIN: JP3783600004 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ota, Tomomichi Mgmt For For
2.2 Appoint a Director Arai, Kenichiro Mgmt For For
2.3 Appoint a Director Matsuki, Shigeru Mgmt For For
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 300 of 1146 2Y7X JH Multifactor Developed International ETF EISAI CO.,LTD.
Security: J12852117 Agenda Number: 708191969 Ticker: Meeting Type: AGM ISIN: JP3160400002 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Naito, Haruo Mgmt Against Against
1.2 Appoint a Director Yamashita, Toru Mgmt For For
1.3 Appoint a Director Nishikawa, Ikuo Mgmt For For
1.4 Appoint a Director Naoe, Noboru Mgmt For For
1.5 Appoint a Director Suhara, Eiichiro Mgmt For For
1.6 Appoint a Director Kato, Yasuhiko Mgmt For For
1.7 Appoint a Director Kanai, Hirokazu Mgmt For For
1.8 Appoint a Director Kakizaki, Tamaki Mgmt For For
1.9 Appoint a Director Tsunoda, Daiken Mgmt For For
1.10 Appoint a Director Bruce Aronson Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 301 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Tsuchiya, Yutaka Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 302 of 1146 2Y7X JH Multifactor Developed International ETF ELECTRIC POWER DEVELOPMENT CO.,LTD.
Security: J12915104 Agenda Number: 708212939 Ticker: Meeting Type: AGM ISIN: JP3551200003 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kitamura, Masayoshi Mgmt For For
2.2 Appoint a Director Watanabe, Toshifumi Mgmt For For
2.3 Appoint a Director Murayama, Hitoshi Mgmt For For
2.4 Appoint a Director Uchiyama, Masato Mgmt For For
2.5 Appoint a Director Eto, Shuji Mgmt For For
2.6 Appoint a Director Urashima, Akihito Mgmt For For
2.7 Appoint a Director Onoi, Yoshiki Mgmt For For
2.8 Appoint a Director Minaminosono, Hiromi Mgmt For For
2.9 Appoint a Director Sugiyama, Hiroyasu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 303 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Tsukuda, Hideki Mgmt For For
2.11 Appoint a Director Honda, Makoto Mgmt For For
2.12 Appoint a Director Kajitani, Go Mgmt For For
2.13 Appoint a Director Ito, Tomonori Mgmt For For
2.14 Appoint a Director John Buchanan Mgmt For For
3 Appoint a Corporate Auditor Kawatani, Mgmt For For Shinichi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 304 of 1146 2Y7X JH Multifactor Developed International ETF ELECTRICITE DE FRANCE SA, PARIS
Security: F2940H113 Agenda Number: 708068449 Ticker: Meeting Type: MIX ISIN: FR0010242511 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 305 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 740769 DUE TO RECEIPT OF SHAREHOLDER PROPOSED RESOLUTION A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0424/201704241701 269.pdf , http://www.journal- officiel.gouv.fr//pdf/2017/0424/201704241701 269.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND
A PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND - RESOLUTION PROPOSED BY THE SUPERVISORY BOARD OF THE FCPE SHARES EDF AND EXAMINED BY THE BOARD OF DIRECTORS OF EDF IN ITS MEETING ON 6 APRIL 2017, WHO DID NOT APPROVE IT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 306 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.4 PAYMENT IN SHARES OF INTERIM Mgmt For For DIVIDEND PAYMENTS - DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS
O.5 APPROVAL OF A REGULATED Mgmt For For AGREEMENT - COMPANY'S CAPITAL INCREASE: AUTHORITY GRANTED BY THE COMPANY TO BNP PARIBAS AS "GLOBAL DEPUTY COORDINATOR"
O.6 APPROVAL OF A REGULATED Mgmt For For AGREEMENT - COMPANY'S CAPITAL INCREASE: AUTHORITY GRANTED BY THE COMPANY TO SOCIETE GENERALE AS "GLOBAL DEPUTY COORDINATOR"
O.7 APPROVAL OF REGULATED Mgmt Against Against AGREEMENTS - PURCHASE BACK BY THE COMPANY OF THE EXCLUSIVE CONTROL OF AREVA NP'S ACTIVITIES: SHARE TRANSFER AGREEMENT AND SHAREHOLDERS' AGREEMENT ON THE NEW NP COMPANY GOVERNANCE
O.8 APPROVAL OF REGULATED Mgmt Against Against AGREEMENTS - RTE PARTIAL CAPITAL TRANSFER: INVESTMENT AGREEMENT AND SHAREHOLDERS' AGREEMENT
O.9 APPROVAL OF A REGULATED Mgmt Against Against AGREEMENT - AGREEMENT CONCLUDED BETWEEN THE GOVERNMENT, THE COMPANY, CAISSE DES DEPOTS ET CONSIGNATIONS, CNP AND THE JOINT VENTURE AS PART OF THE RTE PARTIAL CAPITAL TRANSFER REGARDING RTE'S GOVERNANCE
O.10 APPROVAL OF THE SPECIAL REPORT OF Mgmt For For THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 307 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.11 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR JEAN-BERNARD LEVY, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR
O.12 2017 COMPENSATION POLICY OF THE Mgmt For For COMPANY'S CHIEF EXECUTIVE OFFICER
O.13 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
O.14 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against MS MICHELE ROUSSEAU AS DIRECTOR
O.15 ATTENDANCE FEES ALLOCATED TO THE Mgmt For For BOARD OF DIRECTORS
E.16 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED TO CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.17 AMENDMENT OF ARTICLE 19 OF THE BY- Mgmt For For LAWS
O.18 RENEWAL OF THE TERM OF DELOITTE ET Mgmt For For ASSOCIES AS STATUTORY AUDITOR
O.19 RENEWAL OF THE TERM OF KPMG SA AS Mgmt For For STATUTORY AUDITOR
OE.20 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 308 of 1146 2Y7X JH Multifactor Developed International ETF ENDESA SA, MADRID
Security: E41222113 Agenda Number: 707860525 Ticker: Meeting Type: OGM ISIN: ES0130670112 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPROVAL OF THE INDIVIDUAL ANNUAL Mgmt For For FINANCIAL STATEMENTS OF ENDESA, S.A. (BALANCE SHEET; INCOME STATEMENT; STATEMENT OF CHANGES IN NET EQUITY: STATEMENT OF RECOGNIZED INCOME AND EXPENSES & STATEMENT OF TOTAL CHANGES IN NET EQUITY; CASH-FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS), AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN NET EQUITY, CONSOLIDATED CASH-FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS), FOR FISCAL YEAR ENDING DECEMBER 31, 2016
2 APPROVAL OF THE INDIVIDUAL Mgmt For For MANAGEMENT REPORT OF ENDESA S.A. AND THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING DECEMBER 31, 2016
3 APPROVAL OF CORPORATE Mgmt For For MANAGEMENT FOR FISCAL YEAR ENDING DECEMBER 31, 2016
4 APPROVAL OF THE APPLICATION OF Mgmt For For EARNINGS FOR FISCAL YEAR ENDING DECEMBER 31, 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 309 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 REAPPOINTMENT OF "ERNST & YOUNG, Mgmt For For S.L." AS THE STATUTORY AUDITOR FOR ENDESA, S.A.'S INDIVIDUAL AND CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND TO COMPLETE THE LIMITED SEMIANNUAL REVIEW FOR 2017- 2019
6 REAPPOINTMENT OF MIQUEL ROCA Mgmt For For JUNYENT AS AN INDEPENDENT DIRECTOR OF THE COMPANY, AT THE PROPOSAL OF THE APPOINTMENTS AND COMPENSATION COMMITTEE
7 REAPPOINTMENT OF ALEJANDRO Mgmt For For ECHEVARRIA BUSQUET AS AN INDEPENDENT DIRECTOR OF THE COMPANY, AT THE PROPOSAL OF THE APPOINTMENTS AND COMPENSATION COMMITTEE
8 HOLD A BINDING VOTE ON THE ANNUAL Mgmt For For REPORT ON DIRECTORS' COMPENSATION
9 APPROVAL OF THE LOYALTY PLAN FOR Mgmt For For 2017-2019 (INCLUDING AMOUNTS LINKED TO THE COMPANY'S SHARE VALUE), INSOFAR AS ENDESA, S.A.'S EXECUTIVE DIRECTORS ARE INCLUDED AMONG ITS BENEFICIARIES
10 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER AND, AS THE CASE MAY BE, CORRECT SUCH RESOLUTIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 310 of 1146 2Y7X JH Multifactor Developed International ETF ENGIE SA, COURBEVOIE
Security: F7629A107 Agenda Number: 707848478 Ticker: Meeting Type: MIX ISIN: FR0010208488 Meeting Date: 12-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 311 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0317/201703171700 568.pdf
O.1 APPROVAL OF THE TRANSACTIONS AND Mgmt For For ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING Mgmt For For OF THE DIVIDEND FOR THE 2016 FINANCIAL YEAR
O.4 APPROVAL OF THE REGULATED Mgmt For For AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE
O.5 APPROVAL OF AN AGREEMENT RELATING Mgmt For For TO THE RETIREMENT OF MS. ISABELLE KOCHER, GENERAL MANAGER, PURSUANT TO ARTICLE L.225-42- 1 OF THE FRENCH COMMERCIAL CODE
O.6 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DEAL IN COMPANY SHARES
O.7 RATIFICATION OF THE PROVISIONAL Mgmt For For APPOINTMENT OF MR PATRICE DURAND AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 312 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPOINTMENT OF A DIRECTOR Mgmt For For REPRESENTING EMPLOYEE SHAREHOLDERS (MR CHRISTOPHE AUBERT)
O.9 APPOINTMENT OF A DIRECTOR Mgmt Against Against REPRESENTING EMPLOYEE SHAREHOLDERS (MR TON WILLEMS)
O.10 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR GERARD MESTRALLET, CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 1 JANUARY TO 3 MAY 2016
O.11 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MS. ISABELLE KOCHER, DEPUTY GENERAL MANAGER OF TRANSACTIONS, FOR THE PERIOD FROM 1 JANUARY TO 3 MAY 2016
O.12 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MS. ISABELLE KOCHER, GENERAL MANAGER, FOR THE PERIOD FROM 3 MAY TO 31 DECEMBER 2016
O.13 APPROVAL, PURSUANT TO ARTICLE Mgmt For For L.225-37-2 OF THE FRENCH COMMERCIAL CODE, OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND AWARDING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS FORMING THE GLOBAL COMPENSATIONS AND THE BENEFITS OF ALL KINDS TO BE AWARDED TO THE MANAGEMENT EXECUTIVE OFFICERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 313 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.14 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN CAPITAL THROUGH THE ISSUANCE OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF EMPLOYEES ADHERING TO THE ENGIE GROUP COMPANY SAVINGS SCHEME
E.15 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN THE CAPITAL THROUGH THE ISSUANCE OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF ANY ENTITY INCLUDED WITHIN THE CONTEXT OF IMPLEMENTING THE ENGIE GROUP INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN
E.16 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES, IN FAVOUR OF, ON THE ONE HAND, ALL EMPLOYEES AND EXECUTIVE OFFICERS OF THE ENGIE GROUP (WITH THE EXCEPTION OF ENGIE COMPANY EXECUTIVE OFFICERS) OR, ON THE OTHER HAND, EMPLOYEES PARTICIPATING IN THE ENGIE GROUP INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN
E.17 AUTHORISATION TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES IN FAVOUR OF CERTAIN ENGIE GROUP EMPLOYEES AND EXECUTIVE OFFICERS (WITH THE EXCEPTION OF ENGIE COMPANY EXECUTIVE OFFICERS) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 314 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 POWERS TO EXECUTE THE DECISIONS Mgmt For For OF THE GENERAL MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 315 of 1146 2Y7X JH Multifactor Developed International ETF ESSILOR INTERNATIONAL SA, CHARENTON LE PONT
Security: F31668100 Agenda Number: 707922402 Ticker: Meeting Type: MIX ISIN: FR0000121667 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 316 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0329/2017032917007 66.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME AND SETTING Mgmt For For OF THE DIVIDEND
O.4 AGREEMENTS PURSUANT TO ARTICLE Mgmt Against Against L.225-38 OF THE FRENCH COMMERCIAL CODE
O.5 RATIFICATION OF THE CO-OPTATION OF Mgmt For For MS JEANETTE WONG AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MR PHILIPPE Mgmt For For ALFROID AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS JULIETTE Mgmt For For FAVRE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MR YI HE AS Mgmt For For DIRECTOR
O.9 RENEWAL OF THE TERM OF MR HUBERT Mgmt For For SAGNIERES AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 317 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 APPOINTMENT OF MR LAURENT Mgmt For For VACHEROT AS DIRECTOR
O.11 APPROVAL OF THE COMMITMENTS Mgmt Against Against REFERRED TO IN ARTICLES L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE SEVERANCE PAY FOR MR HUBERT SAGNIERES, CHIEF EXECUTIVE OFFICER, IN SOME CASES OF BREACH OF HIS EMPLOYMENT CONTRACT
O.12 APPROVAL OF THE COMMITMENTS Mgmt Against Against PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE SEVERANCE PAY FOR MR LAURENT VACHEROT, DEPUTY GENERAL MANAGER, IN SOME CASES OF TERMINATION OF HIS CONTRACT OF EMPLOYMENT
O.13 REVIEW OF THE COMPENSATION DUE OR Mgmt For For ALLOCATED TO MR HUBERT SAGNIERES, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR
O.14 REVIEW OF THE COMPENSATION DUE OR Mgmt For For ALLOCATED TO MR LAURENT VACHEROT, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR
O.15 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR THE EXECUTIVE OFFICERS
O.16 INCREASE IN THE OVERALL BUDGET FOR Mgmt For For ATTENDANCE FEES
O.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 318 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO DECIDE UPON A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES AND CATEGORIES OF EMPLOYEES OF FOREIGN AFFILIATES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS PART OF A SHAREHOLDING INITIATIVE OF EMPLOYEES
E.20 AMENDMENTS TO ARTICLES 12 AND 14 Mgmt For For OF THE BY-LAWS ON THE TERMS OF APPOINTMENT OF DIRECTORS REPRESENTING THE EMPLOYEES AND DURATION OF DIRECTORS' TERM OF OFFICE
E.21 REVISION OF THE BY-LAWS AS FROM THE Mgmt For For FINAL COMPLETION OF THE PARTIAL CONTRIBUTION OF ALL LUXOTTICA SECURITIES HELD BY DELFIN TO ESSILOR INTERNATIONAL
E.22 APPROVAL OF A PARTIAL CONTRIBUTION Mgmt For For GOVERNED BY THE LEGAL REGIME OF SPINOFFS GRANTED BY DELFIN FOR THE BENEFIT OF ESSILOR INTERNATIONAL (HEREAFTER 'THE COMPANY) AND DELEGATION OF POWERS CONFERRED TO THE BOARD OF DIRECTORS OF THE COMPANY TO THE IMPLEMENTATION OF SAID CONTRIBUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 319 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.23 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON AN INCREASE IN CAPITAL OF ESSILOR INTERNATIONAL BY ISSUING SHARES, WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHT, WITH A VIEW TO REMUNERATING THE SECURITIES MADE AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY ESSILOR INTERNATIONAL
E.24 APPROVAL OF THE PARTIAL Mgmt For For CONTRIBUTION OF ASSETS GOVERNED BY THE LEGAL REGIME OF SPINOFFS GRANTED BY ESSILOR INTERNATIONAL TO THE COMPANY DELAMARE SOVRA, 100% SUBSIDIARY, OF ALL (OR SUBSTANTIALLY ALL) ITS TRANSACTIONS AND HOLDINGS AND DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS FOR THE IMPLEMENTATION OF SAID CONTRIBUTION
E.25 AMENDMENT OF ARTICLE 2 OF THE BY- Mgmt For For LAWS OF THE COMPANY REGARDING ITS CORPORATE PURPOSE (EXPANSION TO THE ACTIVITIES OF HOLDING COMPANIES)
O.26 APPOINTMENT OF MR LEONARDO DEL Mgmt For For VECCHIO AS DIRECTOR
O.27 APPOINTMENT OF MR ROMOLO BARDIN Mgmt For For AS DIRECTOR
O.28 APPOINTMENT OF MR GIOVANNI Mgmt For For GIALLOMBARDO AS DIRECTOR
O.29 APPOINTMENT OF MS RAFAELLA Mgmt For For MAZZOLI AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 320 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.30 APPOINTMENT OF MR FRANCESCO Mgmt For For MILLERI AS DIRECTOR
O.31 APPOINTMENT OF MR GIANNI MION AS Mgmt For For DIRECTOR
O.32 APPOINTMENT OF MS LUCIA MORSELLI Mgmt For For AS DIRECTOR
O.33 APPOINTMENT OF MS CHRISTINA Mgmt For For SCOCCHIA AS DIRECTOR
O.34 APPOINTMENT OF MR HUBERT Mgmt For For SAGNIERES AS DIRECTOR
O.35 APPOINTMENT OF MS JULIETTE FAVRE Mgmt For For AS DIRECTOR
O.36 APPOINTMENT OF MS HENRIETTA FORE Mgmt For For AS DIRECTOR
O.37 APPOINTMENT OF MR BERNARD HOURS Mgmt For For AS DIRECTOR
O.38 APPOINTMENT OF MS ANNETTE Mgmt For For MESSEMER AS DIRECTOR
O.39 APPOINTMENT OF MR OLIVER PECOUX Mgmt For For AS DIRECTOR
O.40 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 321 of 1146 2Y7X JH Multifactor Developed International ETF ESSILOR INTERNATIONAL SA, CHARENTON LE PONT
Security: F31668100 Agenda Number: 707925422 Ticker: Meeting Type: SGM ISIN: FR0000121667 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU.
CMMT 03 APR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0329/201703291700 776.pdf; http://www.journal- officiel.gouv.fr//pdf/2017/0403/201704031700 912.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 CANCELLATION OF THE DOUBLE VOTING Non-Voting RIGHTS AND CORRESPONDING AMENDMENT TO THE BY-LAWS
2 POWERS TO CARRY OUT ALL LEGAL Non-Voting FORMALITIES
CMMT PLEASE NOTE THAT THIS MEETING IS Non-Voting FOR HOLDERS OF DOUBLE VOTING RIGHTS ONLY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 322 of 1146 2Y7X JH Multifactor Developed International ETF FAMILYMART UNY HOLDINGS CO.,LTD.
Security: J13398102 Agenda Number: 708105386 Ticker: Meeting Type: AGM ISIN: JP3802600001 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Nakayama, Isamu Mgmt Against Against
2.2 Appoint a Director Sako, Norio Mgmt Against Against
2.3 Appoint a Director Kato, Toshio Mgmt Against Against
2.4 Appoint a Director Koshida, Jiro Mgmt Against Against
2.5 Appoint a Director Nakade, Kunihiro Mgmt Against Against
2.6 Appoint a Director Takahashi, Jun Mgmt Against Against
2.7 Appoint a Director Takayanagi, Koji Mgmt For For
2.8 Appoint a Director Sawada, Takashi Mgmt For For
2.9 Appoint a Director Takeuchi, Shuichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 323 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Watanabe, Akihiro Mgmt Against Against
2.11 Appoint a Director Saeki, Takashi Mgmt Against Against
3 Appoint a Corporate Auditor Iwamura, Shuji Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 324 of 1146 2Y7X JH Multifactor Developed International ETF FANUC CORPORATION
Security: J13440102 Agenda Number: 708257438 Ticker: Meeting Type: AGM ISIN: JP3802400006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
3.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
3.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
3.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
3.5 Appoint a Director Inaba, Kiyonori Mgmt For For
3.6 Appoint a Director Noda, Hiroshi Mgmt For For
3.7 Appoint a Director Kohari, Katsuo Mgmt For For
3.8 Appoint a Director Matsubara, Shunsuke Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 325 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Okada, Toshiya Mgmt For For
3.10 Appoint a Director Richard E. Schneider Mgmt For For
3.11 Appoint a Director Tsukuda, Kazuo Mgmt For For
3.12 Appoint a Director Imai, Yasuo Mgmt For For
3.13 Appoint a Director Ono, Masato Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 326 of 1146 2Y7X JH Multifactor Developed International ETF FERROVIAL SA, MADRID
Security: E49512119 Agenda Number: 707809654 Ticker: Meeting Type: OGM ISIN: ES0118900010 Meeting Date: 04-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 735076 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 APR 2017 AT 12:30 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU'
1 APPROVAL OF INDIVIDUAL AND Mgmt For For CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 ALLOCATION OF RESULTS Mgmt For For
3 APPROVAL OF THE MANAGEMENT OF Mgmt For For THE BOARD OF DIRECTORS
4 REELECTION OF AUDITOR: DELOITTE Mgmt For For
5.1 APPOINTMENT OF MR PHILIP BOWMAN Mgmt For For AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 327 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.2 APPOINTMENT OF MS HANNE BIRGITE Mgmt For For BREINBJERB SORENSEN AS DIRECTOR
6 FIRST CAPITAL INCREASE CHARGED TO Mgmt For For RESERVES. DELEGATION OF POWERS TO FIX THE DATE FOR THE CAPITAL INCREASE
7 SECOND CAPITAL INCREASE CHARGED Mgmt For For TO RESERVES. DELEGATION OF POWERS TO FIX THE DATE AND DETAILS FOR THE CAPITAL INCREASE
8 APPROVAL OF A DECREASE IN CAPITAL Mgmt For For BY REDEMPTION OF OWN SHARES
9.1 AMENDMENT OF ARTICLE 46 OF THE Mgmt For For BYLAWS
9.2 DELETE OF CHAPTER VII OF THE Mgmt For For BYLAWS ART 72
10 AUTHORIZATION TO THE BOARD OF Mgmt For For DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES
11 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING
12 CONSULTATIVE VOTE REGARDING THE Mgmt For For ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS
13 INFORMATION ABOUT AMENDMENTS OF Non-Voting THE REGULATION OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 328 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "100" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
CMMT 06 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 329 of 1146 2Y7X JH Multifactor Developed International ETF FRESNILLO PLC, LONDON
Security: G371E2108 Agenda Number: 708067322 Ticker: Meeting Type: AGM ISIN: GB00B2QPKJ12 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIVING THE 2016 REPORT AND Mgmt For For ACCOUNTS
2 APPROVAL OF THE FINAL DIVIDEND:21.5 Mgmt For For US CENTS PER ORDINARY SHARE
3 APPROVAL OF THE REMUNERATION Mgmt For For POLICY
4 APPROVAL OF THE ANNUAL REPORT ON Mgmt For For REMUNERATION
5 RE-ELECTION OF MR ALBERTO Mgmt Abstain Against BAILLERES AS A NON-INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 RE-ELECTION OF MR JUAN BORDES AS A Mgmt For For NON-INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 RE-ELECTION OF MR ARTURO Mgmt For For FERNANDEZ AS A NON-INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 RE-ELECTION OF MR JAIME LOMELIN AS Mgmt For For A NON-INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 330 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 RE-ELECTION OF MR ALEJANDRO Mgmt For For BAILLERES AS A NON-INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
10 RE-ELECTION OF MR FERNANDO RUIZ AS Mgmt Abstain Against A INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
11 RE-ELECTION OF MR CHARLES JACOBS Mgmt For For AS A INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
12 RE-ELECTION OF MR GUY WILSON AS A Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
13 RE-ELECTION OF MS BARBARA GARZA Mgmt For For LAGUERA AS A INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
14 RE-ELECTION OF MR JAIME SERRA AS A Mgmt Abstain Against INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
15 ELECTION OF MR ALBERTO TIBURCIO AS Mgmt For For A INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
16 ELECTION OF DAME JUDITH Mgmt For For MACGREGOR AS A INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
17 RE-APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS AUDITORS
18 AUTHORITY TO SET THE REMUNERATION Mgmt For For OF THE AUDITORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 331 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
19 DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES
20 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH
21 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS FOR SHARE ISSUES WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS
22 AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
23 NOTICE PERIOD FOR A GENERAL Mgmt For For MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 332 of 1146 2Y7X JH Multifactor Developed International ETF FUJI HEAVY INDUSTRIES LTD.
Security: J14406136 Agenda Number: 708219868 Ticker: Meeting Type: AGM ISIN: JP3814800003 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Revise Convenors and Mgmt For For Chairpersons of a Board of Directors Meeting, Revise Directors with Title, Approve Minor Revisions
3.1 Appoint a Director Yoshinaga, Yasuyuki Mgmt For For
3.2 Appoint a Director Kondo, Jun Mgmt For For
3.3 Appoint a Director Tachimori, Takeshi Mgmt For For
3.4 Appoint a Director Kasai, Masahiro Mgmt For For
3.5 Appoint a Director Okada, Toshiaki Mgmt For For
3.6 Appoint a Director Kato, Yoichi Mgmt For For
3.7 Appoint a Director Komamura, Yoshinori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 333 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Aoyama, Shigehiro Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Tamazawa, Kenji
5 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 334 of 1146 2Y7X JH Multifactor Developed International ETF FUJIFILM HOLDINGS CORPORATION
Security: J14208102 Agenda Number: 708298105 Ticker: Meeting Type: AGM ISIN: JP3814000000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Komori, Shigetaka Mgmt For For
2.2 Appoint a Director Sukeno, Kenji Mgmt For For
2.3 Appoint a Director Tamai, Koichi Mgmt For For
2.4 Appoint a Director Toda, Yuzo Mgmt For For
2.5 Appoint a Director Shibata, Norio Mgmt For For
2.6 Appoint a Director Yoshizawa, Masaru Mgmt For For
2.7 Appoint a Director Kawada, Tatsuo Mgmt For For
2.8 Appoint a Director Kaiami, Makoto Mgmt For For
2.9 Appoint a Director Kitamura, Kunitaro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 335 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Mishima, Kazuya Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 336 of 1146 2Y7X JH Multifactor Developed International ETF FUJITSU LIMITED
Security: J15708159 Agenda Number: 708233933 Ticker: Meeting Type: AGM ISIN: JP3818000006 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamamoto, Masami Mgmt For For
1.2 Appoint a Director Tanaka, Tatsuya Mgmt For For
1.3 Appoint a Director Taniguchi, Norihiko Mgmt For For
1.4 Appoint a Director Tsukano, Hidehiro Mgmt For For
1.5 Appoint a Director Duncan Tait Mgmt For For
1.6 Appoint a Director Furukawa, Tatsuzumi Mgmt For For
1.7 Appoint a Director Suda, Miyako Mgmt For For
1.8 Appoint a Director Yokota, Jun Mgmt For For
1.9 Appoint a Director Mukai, Chiaki Mgmt For For
1.10 Appoint a Director Abe, Atsushi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 337 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt For For
3 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 338 of 1146 2Y7X JH Multifactor Developed International ETF GALAXY ENTERTAINMENT GROUP LTD
Security: Y2679D118 Agenda Number: 707871403 Ticker: Meeting Type: AGM ISIN: HK0027032686 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0324/LTN20170324379.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0324/LTN20170324393.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016
2.1 TO RE-ELECT MS. PADDY TANG LUI WAI Mgmt For For YU AS A DIRECTOR
2.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM Mgmt For For AS A DIRECTOR
2.3 TO FIX THE DIRECTORS' REMUNERATION Mgmt For For
3 TO RE-APPOINT AUDITOR AND Mgmt For For AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 339 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS Mgmt Against Against APPROVED UNDER 4.2 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 340 of 1146 2Y7X JH Multifactor Developed International ETF GAS NATURAL SDG SA, BARCELONA
Security: E5499B123 Agenda Number: 707848733 Ticker: Meeting Type: OGM ISIN: ES0116870314 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "100" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 21 APR 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 REVIEW AND APPROVAL, AS THE CASE Mgmt For For MAY BE, OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF GAS NATURAL SDG, S.A. FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016
2 REVIEW AND APPROVAL, AS THE CASE Mgmt For For MAY BE, OF THE CONSOLIDATED ANNUAL ACCOUNTS AND THE MANAGEMENT REPORT OF THE CONSOLIDATED GROUP OF GAS NATURAL SDG, S.A. FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 341 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 REVIEW AND APPROVAL, AS THE CASE Mgmt For For MAY BE, OF THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF THE FINANCIAL YEAR 2016
4 TRANSFER TO THE VOLUNTARY Mgmt For For RESERVES ACCOUNT THE SUM OF EUR 305,065,499.63.- FROM THE GOODWILL RESERVE ACCOUNT TOGETHER WITH THE AMOUNT OF EUR 224,641,287.42. FROM THE REVALUATION RESERVE ROYAL DECREE 796 ACCOUNT
5 REVIEW AND APPROVAL, AS THE CASE Mgmt For For MAY BE, OF THE MANAGEMENT ACTIVITIES OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2016
6 RE-ELECTION OF THE ACCOUNTS Mgmt For For AUDITOR OF THE COMPANY AND OF THE CONSOLIDATED GROUP FOR THE FINANCIAL YEAR 2017: PRICEWATERHOUSECOOPERS
7 APPOINTMENT OF THE ACCOUNTS Mgmt For For AUDITOR OF THE COMPANY AND OF THE CONSOLIDATED GROUP FOR THE FINANCIAL YEARS 2018, 2019 AND 2020: ERNST YOUNG
8.1 REELECTION OF MR ENRIQUE Mgmt Against Against ALCANTARA- GARCIA IRAZOQUI, AS A BOARD MEMBER
8.2 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against MARCELINO ARMENTER VIDAL, AS A BOARD MEMBER
8.3 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against MARIO ARMERO MONTES, AS A BOARD MEMBER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 342 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8.4 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against ALEJANDRO GARCIA-BRAGADO DALMAU, AS A BOARD MEMBER
8.5 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against JOSU JON IMAZ SAN MIGUEL, AS A BOARD MEMBER
8.6 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against RAJARAM RAO, AS A BOARD MEMBER
8.7 REELECTION OF MR LUIS SUAREZ DE Mgmt Against Against LEZ O MANTILLA, AS A BOARD MEMBER
8.8 RATIFICATION AND APPOINTMENT OF MR Mgmt Against Against WILLIAM ALAN WOODBURN, AS A BOARD MEMBER
9.1 MODIFICATION OF ARTICLE 44: Mgmt For For REMUNERATION, OF ASSOCIATION
9.2 MODIFICATION OF ADDITIONAL Mgmt For For PROVISION, OF ASSOCIATION
10 CONSULTATIVE VOTE IN RELATION TO Mgmt Against Against THE ANNUAL REPORT REGARDING THE REMUNERATIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS
11 REMUNERATION POLICY FOR BOARD Mgmt Against Against MEMBERS OF GAS NATURAL SDG, S.A. FOR THE FINANCIAL YEARS 2018, 2019 AND 2020
12 SHARE ACQUISITION PLAN 2017-2018- Mgmt For For 2019 FOR THE PROVISION THEREOF TO CERTAIN STAFF MEMBERS OF THE GAS NATURAL FENOSA GROUP Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 343 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
13 INFORMATION REGARDING THE Non-Voting MODIFICATION OF THE REGULATIONS REGARDING THE ORGANISATION AND FUNCTIONING OF THE BOARD OF DIRECTORS OF GAS NATURAL SDG, S.A. AND ITS COMMITTEES, FORMALISED AT THE MEETING OF THE BOARD OF DIRECTORS OF 21 SEPTEMBER 2016
14 AUTHORISATION FOR THE BOARD OF Mgmt For For DIRECTORS, WITH POWERS TO DELEGATE SAID AUTHORISATION UPON THE EXECUTIVE COMMITTEE, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 297.1B, OF THE CORPORATE ENTERPRISES ACT, IN ORDER THAT, WITHIN THE MAXIMUM PERIOD OF FIVE YEARS, IF DEEMED NECESSARY, THE SHARE CAPITAL MAY BE INCREASED UP TO A MAXIMUM AMOUNT EQUIVALENT TO HALF OF THE SHARE CAPITAL AT THE TIME OF THE AUTHORISATION, WITH PROVISION FOR INCOMPLETE SHARE SUBSCRIPTION, BY WAY OF THE ISSUE OF ORDINARY, PREFERENTIAL OR REDEEMABLE SHARES, WITH OR WITHOUT VOTING RIGHTS, WITH OR WITHOUT SHARE ISSUE PREMIUMS, BY ONE OR MORE SHARE CAPITAL INCREASE PROCEDURES AND WHEN AND IN THE AMOUNT THAT IS DEEMED NECESSARY, INCLUDING THE POWER TO WAIVE, AS THE CASE MAY BE, THE PREFERENTIAL SHARE SUBSCRIPTION RIGHTS TO THE LIMIT OF 20 PCT OF THE SHARE CAPITAL AT THE TIME OF THIS AUTHORIZATION, AND TO REDRAFT THE CORRESPONDING ARTICLES OF THE ARTICLES OF ASSOCIATION AND TO REVOKE THE AUTHORISATION PROVIDED BY THE ORDINARY SHAREHOLDERS MEETING OF 20 APRIL 2012 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 344 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 DELEGATION OF POWERS FOR THE Mgmt For For COMPLETION, CARRYING OUT, EXECUTION, INTERPRETATION, CORRECTION AND FORMALISATION OF THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 345 of 1146 2Y7X JH Multifactor Developed International ETF GENTING SINGAPORE PLC
Security: G3825Q102 Agenda Number: 707884195 Ticker: Meeting Type: AGM ISIN: GB0043620292 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO DECLARE A FINAL TAX EXEMPT (ONE- Mgmt For For TIER) DIVIDEND OF SGD0.015 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 TO RE-ELECT THE FOLLOWING PERSON Mgmt For For AS DIRECTORS OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: TAN SRI LIM KOK THAY
3 TO RE-ELECT THE FOLLOWING PERSON Mgmt For For AS DIRECTORS OF THE COMPANY PURSUANT TO ARTICLE 16.6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR TJONG YIK MIN
4 TO APPROVE THE PAYMENT OF Mgmt For For DIRECTORS' FEES IN ARREARS ON QUARTERLY BASIS, FOR A TOTAL AMOUNT OF UP TO SGD1,385,000 (2016: UP TO SGD915,500) FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2017
5 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP, SINGAPORE AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
6 PROPOSED SHARE ISSUE MANDATE Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 346 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 PROPOSED MODIFICATIONS TO, AND Mgmt For For RENEWAL OF, THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS
8 PROPOSED RENEWAL OF THE SHARE Mgmt For For BUY-BACK MANDATE
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 1 AND 4 IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 347 of 1146 2Y7X JH Multifactor Developed International ETF GIVAUDAN SA, VERNIER
Security: H3238Q102 Agenda Number: 707795069 Ticker: Meeting Type: AGM ISIN: CH0010645932 Meeting Date: 23-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2016
2 CONSULTATIVE VOTE ON THE Mgmt For For COMPENSATION REPORT 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 348 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 APPROPRIATION OF AVAILABLE Mgmt For For EARNINGS AND DISTRIBUTION: ORDINARY DIVIDEND OF CHF 56.00 PER SHARE
4 DISCHARGE OF THE BOARD OF Mgmt For For DIRECTORS
5.1.1 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MR VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: PROF DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MS LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MR MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MS INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MR CALVIN GRIEDER
5.1.7 RE-ELECTION OF EXISTING BOARD Mgmt For For MEMBER: MR THOMAS RUFER
5.2 ELECTION OF MR CALVIN GRIEDER AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS
5.3.1 ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: PROF DR WERNER BAUER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 349 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.3.2 ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MS INGRID DELTENRE
5.3.3 ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MR VICTOR BALLI
5.4 RE-ELECTION OF THE INDEPENDENT Mgmt For For VOTING RIGHTS REPRESENTATIVE, MR. MANUEL ISLER, ATTORNEY-AT-LAW
5.5 RE-ELECTION OF THE STATUTORY Mgmt For For AUDITORS, DELOITTE SA
6.1 COMPENSATION OF THE BOARD OF Mgmt For For DIRECTORS
6.2.1 COMPENSATION OF THE MEMBERS OF Mgmt For For THE EXECUTIVE COMMITTEE: SHORT TERM VARIABLE COMPENSATION (2016 ANNUAL INCENTIVE PLAN)
6.2.2 COMPENSATION OF THE MEMBERS OF Mgmt For For THE EXECUTIVE COMMITTEE: FIXED AND LONG TERM VARIABLE COMPENSATION (2017 PERFORMANCE SHARE PLAN - "PSP")
CMMT 14 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 5.3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 350 of 1146 2Y7X JH Multifactor Developed International ETF GKN PLC, REDDITCH
Security: G39004232 Agenda Number: 707927755 Ticker: Meeting Type: AGM ISIN: GB0030646508 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT AS A DIRECTOR MR M J Mgmt For For TURNER
4 TO RE-ELECT AS A DIRECTOR MR N M Mgmt For For STEIN
5 TO RE-ELECT AS A DIRECTOR MR A C Mgmt For For WALKER
6 TO RE-ELECT AS A DIRECTOR MR K L Mgmt For For CUMMINGS
7 TO RE-ELECT AS A DIRECTOR MR P A Mgmt For For SWASH
8 TO RE-ELECT AS A DIRECTOR MR A G Mgmt For For COCKBURN
9 TO RE-ELECT AS A DIRECTOR MR T Mgmt For For ERGINBILGIC
10 TO RE-ELECT AS A DIRECTOR MRS S C R Mgmt For For JEMMETT-PAGE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 351 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT AS A DIRECTOR PROF R Mgmt For For PARRY-JONES
12 TO ELECT AS A DIRECTOR MRS A Mgmt For For STEVENS
13 TO REAPPOINT THE AUDITORS: Mgmt For For DELOITTE LLP
14 TO AUTHORISE THE AUDIT AND RISK Mgmt For For COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION
15 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION POLICY
16 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT
17 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
18 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES IN THE COMPANY
19 TO AUTHORISE THE DIRECTORS TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS
20 TO AUTHORISE THE DIRECTORS TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS
21 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 352 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 TO RETAIN A NOTICE PERIOD OF NOT Mgmt For For LESS THAN 14 DAYS IN RESPECT OF GENERAL MEETINGS OTHER THAN AGMS
23 TO APPROVE AN AMENDMENT TO THE Mgmt For For GKN SUSTAINABLE EARNINGS PLAN 2012
24 TO APPROVE THE GKN 2017 SHARE SAVE Mgmt For For PLAN
25 TO APPROVE THE GKN 2017 SHARE Mgmt For For INCENTIVE PLAN
26 TO AUTHORISE THE COMPANY TO Mgmt For For ESTABLISH INTERNATIONAL SHARE PLANS
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 353 of 1146 2Y7X JH Multifactor Developed International ETF GLANBIA PLC
Security: G39021103 Agenda Number: 707840662 Ticker: Meeting Type: AGM ISIN: IE0000669501 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO REVIEW THE COMPANY'S AFFAIRS Mgmt For For AND RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE A FINAL DIVIDEND OF 7.94 Mgmt For For CENT PER SHARE ON THE ORDINARY SHARES FOR THE YEAR ENDED 31 DECEMBER 2016
3.A TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: PATSY AHERN
3.B TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: HENRY CORBALLY
3.C TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: JER DOHENY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 354 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.D TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MARK GARVEY
3.E TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: VINCENT GORMAN
3.F TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MARTIN KEANE
3.G TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MICHAEL KEANE
3.H TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: HUGH MCGUIRE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 355 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.I TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: JOHN MURPHY
3.J TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: PATRICK MURPHY
3.K TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: BRIAN PHELAN
3.L TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: SIOBHAN TALBOT
3.M TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: PATRICK COVENEY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 356 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.N TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DONARD GAYNOR
3.O TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: PAUL HARAN
3.P TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR WHO, IN ACCORDANCE WITH THE PROVISIONS OF THE UK CORPORATE GOVERNANCE CODE, RETIRE AND, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DAN O'CONNOR
4 TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE AUDITORS FOR THE 2017 FINANCIAL YEAR
5 TO RECEIVE AND CONSIDER THE Mgmt For For REMUNERATION COMMITTEE REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 (EXCLUDING THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY)
6 AUTHORISATION TO ALLOT RELEVANT Mgmt For For SECURITIES
7 ROUTINE DIS-APPLICATION OF PRE- Mgmt For For EMPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 357 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 DIS-APPLICATION OF PRE-EMPTION Mgmt For For RIGHTS FOR AN ADDITIONAL 5% FOR SPECIFIC TRANSACTIONS
9 APPROVAL TO CALL EXTRAORDINARY Mgmt For For GENERAL MEETINGS ON 14 DAYS' NOTICE: ARTICLE 54(A) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 358 of 1146 2Y7X JH Multifactor Developed International ETF GLANBIA PLC
Security: G39021103 Agenda Number: 708150925 Ticker: Meeting Type: EGM ISIN: IE0000669501 Meeting Date: 22-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO APPROVE THE DISPOSAL OF 60% OF Mgmt For For DAIRY IRELAND TO GLANBIA CO- OPERATIVE SOCIETY LIMITED AND EXPANSION OF EXISTING STRATEGIC JOINT VENTURE TO BE KNOWN AS GLANBIA IRELAND AND AUTHORISE THE DIRECTORS TO CARRY IT INTO EFFECT
CMMT 09 MAY 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 359 of 1146 2Y7X JH Multifactor Developed International ETF GLAXOSMITHKLINE PLC, BRENTFORD
Security: G3910J112 Agenda Number: 707933253 Ticker: Meeting Type: AGM ISIN: GB0009252882 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE 2016 Mgmt For For ANNUAL REPORT
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION
3 TO APPROVE THE REMUNERATION Mgmt For For POLICY
4 TO ELECT EMMA WALMSLEY AS A Mgmt For For DIRECTOR
5 TO ELECT DR VIVIENNE COX AS A Mgmt For For DIRECTOR
6 TO ELECT DR PATRICK VALLANCE AS A Mgmt For For DIRECTOR
7 TO RE-ELECT PHILIP HAMPTON AS A Mgmt For For DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY Mgmt For For ANDERSON AS A DIRECTOR
9 TO RE-ELECT VINDI BANGA AS A Mgmt For For DIRECTOR
10 TO RE-ELECT SIMON DINGEMANS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 360 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT LYNN ELSENHANS AS A Mgmt For For DIRECTOR
12 TO RE-ELECT DR JESSE GOODMAN AS A Mgmt For For DIRECTOR
13 TO RE-ELECT JUDY LEWENT AS A Mgmt For For DIRECTOR
14 TO RE-ELECT URS ROHNER AS A Mgmt For For DIRECTOR
15 TO RE-APPOINT AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
16 TO DETERMINE REMUNERATION OF Mgmt For For AUDITORS
17 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
18 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For GENERAL POWER
20 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
21 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 361 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 TO AUTHORISE EXEMPTION FROM Mgmt For For STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
23 TO AUTHORISE REDUCED NOTICE OF A Mgmt For For GENERAL MEETING OTHER THAN AN AGM
24 TO APPROVE THE GLAXOSMITHKLINE Mgmt For For 2017 PERFORMANCE SHARE PLAN
25 TO APPROVE THE GLAXOSMITHKLINE Mgmt For For 2017 DEFERRED ANNUAL BONUS PLAN
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 362 of 1146 2Y7X JH Multifactor Developed International ETF GLENCORE PLC, ST HELIER
Security: G39420107 Agenda Number: 707978740 Ticker: Meeting Type: AGM ISIN: JE00B4T3BW64 Meeting Date: 24-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S ACCOUNTS Mgmt For For AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE COMPANY'S CAPITAL Mgmt For For CONTRIBUTION RESERVES (FORMING PART OF ITS SHARE PREMIUM ACCOUNT) BE REDUCED BY USD 1,010,000,000 (THE REDUCTION SUM) AND BE REPAID TO SHAREHOLDERS AS SET OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD Mgmt For For (CHAIRMAN) AS A DIRECTOR
4 TO RE-ELECT LEONHARD FISCHER Mgmt For For (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
5 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For EXECUTIVE OFFICER) AS A DIRECTOR
6 TO RE-ELECT PETER COATES (NON- Mgmt For For EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT JOHN MACK Mgmt For For (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 363 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO RE-ELECT PETER GRAUER Mgmt For For (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT PATRICE MERRIN Mgmt For For (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
10 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT IN THE 2016 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT)
11 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY AS SET OUT IN PART A OF DIRECTORS' REMUNERATION REPORT IN THE 2016 ANNUAL REPORT
12 TO REAPPOINT DELOITTE LLP AS THE Mgmt For For COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
13 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO FIX THE REMUNERATION OF THE AUDITORS
14 TO RENEW THE AUTHORITY CONFERRED Mgmt For For ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 364 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 SUBJECT TO AND CONDITIONALLY UPON Mgmt For For THE PASSING OF RESOLUTION 14, TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD
16 SUBJECT TO AND CONDITIONALLY UPON Mgmt For For THE PASSING OF RESOLUTION 14, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD
17 THAT THE COMPANY BE AND HEREBY Mgmt For For GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING
CMMT 11 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 8.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 365 of 1146 2Y7X JH Multifactor Developed International ETF GPT GROUP
Security: Q4252X155 Agenda Number: 707929949 Ticker: Meeting Type: AGM ISIN: AU000000GPT8 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 2, 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTION 1, 2 Non-Voting ARE FOR COMPANY GPT MANAGEMENT HOLDINGS LIMITED AND RESOLUTIONS 3, 4 ARE FOR COMPANY GPT MANAGEMENT HOLDINGS LIMITED AND TRUST THE GENERAL PROPERTY TRUST. THANK YOU
1 RE-ELECTION OF MR GENE TILBROOK AS Mgmt For For A DIRECTOR
2 ADOPTION OF REMUNERATION REPORT Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 366 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 GRANT OF PERFORMANCE RIGHTS TO Mgmt For For THE COMPANY'S CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, ROBERT JOHNSTON (2017 DEFERRED SHORT TERM INCENTIVE)
4 GRANT OF PERFORMANCE RIGHTS TO Mgmt For For THE COMPANY'S CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, ROBERT JOHNSTON (LONG TERM INCENTIVE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 367 of 1146 2Y7X JH Multifactor Developed International ETF GRIFOLS, SA, BARCELONA
Security: E5706X215 Agenda Number: 708077993 Ticker: Meeting Type: OGM ISIN: ES0171996087 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 APPROVAL OF INDIVIDUAL ANNUAL Mgmt For For ACCOUNTS AND MANAGEMENT REPORTS. ALLOCATION OF RESULTS
2 APPROVAL OF CONSOLIDATED ANNUAL Mgmt For For ACCOUNTS AND MANAGEMENT REPORT
3 APPROVAL OF THE MANAGEMENT OF Mgmt For For THE BOARD OF DIRECTORS
4 APPOINTMENT OF AUDITORS FOR Mgmt For For INDIVIDUAL ACCOUNTS: KPMG AUDITORES AS AUDITOR OF STANDALONE FINANCIAL STATEMENTS AND APPOINT GRANT THORNTON AS CO- AUDITOR
5 APPOINTMENT OF AUDITORS FOR Mgmt For For CONSOLIDATED ACCOUNTS: KPMG AUDITORS
6.1 REELECTION OF MR VICTOR GRIFOLS Mgmt For For ROURA AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 368 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.2 REELECTION OF MR RAMON RIERA ROCA Mgmt For For AS DIRECTOR
7 CONSULTATIVE VOTE REGARDING THE Mgmt Against Against ANNUAL REMUNERATION REPORT
8 APPROVAL OF THE REMUNERATION Mgmt Against Against POLICY
9 AMENDMENT OF THE ARTICLE 7 OF THE Mgmt Against Against REGULATION OF THE GENERAL MEETING
10 AMENDMENT OF THE ARTICLE 24 TER OF Mgmt For For THE BYLAWS
11 INFORMATION ABOUT THE AMENDMENT Non-Voting OF THE REGULATION OF THE BOARD OF DIRECTORS
12 RENOVATION OF THE DELEGATION OF Mgmt For For POWERS TO REQUEST ADMISSION TO TRADE AT NASDAQ FOR CLASS A SHARES
13 DELEGATION OF POWERS Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 369 of 1146 2Y7X JH Multifactor Developed International ETF HANG LUNG PROPERTIES LTD, CENTRAL DISTRICT
Security: Y30166105 Agenda Number: 707858429 Ticker: Meeting Type: AGM ISIN: HK0101000591 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0322/LTN20170322500.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0322/LTN20170322510.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR. NELSON WAI LEUNG Mgmt Against Against YUEN AS A DIRECTOR
3.B TO RE-ELECT DR. ANDREW KA CHING Mgmt For For CHAN AS A DIRECTOR
3.C TO RE-ELECT PROF. HSIN KANG CHANG Mgmt For For AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 370 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.D TO RE-ELECT MR. ADRIEL WENBWO Mgmt For For CHAN AS A DIRECTOR
3.E TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS TO FIX DIRECTORS' FEES
4 TO RE-APPOINT KPMG AS AUDITOR OF Mgmt For For THE COMPANY AND AUTHORIZE THE DIRECTORS TO FIX AUDITOR'S REMUNERATION
5 TO GIVE GENERAL MANDATE TO Mgmt For For DIRECTORS TO BUY BACK SHARES OF THE COMPANY
6 TO GIVE GENERAL MANDATE TO Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY
7 TO APPROVE THE ADDITION OF SHARES Mgmt Against Against OF THE COMPANY BOUGHT BACK TO BE INCLUDED UNDER THE GENERAL MANDATE IN RESOLUTION 6 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 371 of 1146 2Y7X JH Multifactor Developed International ETF HANG SENG BANK LTD, HONG KONG
Security: Y30327103 Agenda Number: 707875285 Ticker: Meeting Type: AGM ISIN: HK0011000095 Meeting Date: 12-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0327/LTN20170327303.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0327/LTN20170327285.pdf
1 TO ADOPT THE REPORTS AND AUDITED Mgmt For For FINANCIAL STATEMENTS FOR 2016
2.A TO RE-ELECT DR RAYMOND K F CH'IEN Mgmt For For AS DIRECTOR
2.B TO RE-ELECT MR NIXON L S CHAN AS Mgmt For For DIRECTOR
2.C TO RE-ELECT MS L Y CHIANG AS Mgmt For For DIRECTOR
2.D TO RE-ELECT MS SARAH C LEGG AS Mgmt For For DIRECTOR
2.E TO RE-ELECT MR KENNETH S Y NG AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 372 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.F TO RE-ELECT MR MICHAEL W K WU AS Mgmt For For DIRECTOR
3 TO FIX THE REMUNERATION OF THE Mgmt For For NON-EXECUTIVE DIRECTORS
4 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE NUMBER OF SHARES IN ISSUE
6 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES WHICH SHALL NOT IN AGGREGATE EXCEED, EXCEPT IN CERTAIN SPECIFIC CIRCUMSTANCES SUCH AS PURSUANT TO A RIGHTS ISSUE OR ANY SCRIP DIVIDEND SCHEME, 20%, OR 5% WHERE THE SHARES ARE TO BE ALLOTTED WHOLLY FOR CASH, OF THE NUMBER OF SHARES IN ISSUE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 373 of 1146 2Y7X JH Multifactor Developed International ETF HANKYU HANSHIN HOLDINGS,INC.
Security: J18439109 Agenda Number: 708212535 Ticker: Meeting Type: AGM ISIN: JP3774200004 Meeting Date: 13-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Revise Convenors and Mgmt For For Chairpersons of a Shareholders Meeting, Eliminate the Articles Related to Allowing the Board of Directors to Appoint an Advisor
3.1 Appoint a Director Sumi, Kazuo Mgmt For For
3.2 Appoint a Director Sugiyama, Takehiro Mgmt For For
3.3 Appoint a Director Inoue, Noriyuki Mgmt For For
3.4 Appoint a Director Mori, Shosuke Mgmt For For
3.5 Appoint a Director Shimatani, Yoshishige Mgmt For For
3.6 Appoint a Director Fujiwara, Takaoki Mgmt For For
3.7 Appoint a Director Nakagawa, Yoshihiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 374 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Shin, Masao Mgmt For For
3.9 Appoint a Director Araki, Naoya Mgmt For For
4.1 Appoint a Corporate Auditor Ishibashi, Mgmt For For Masayoshi
4.2 Appoint a Corporate Auditor Komiyama, Mgmt For For Michiari Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 375 of 1146 2Y7X JH Multifactor Developed International ETF HARGREAVES LANSDOWN PLC, BRISTOL
Security: G43940108 Agenda Number: 707757502 Ticker: Meeting Type: OGM ISIN: GB00B1VZ0M25 Meeting Date: 07-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THE RATIFICATION OF THE PAYMENT OF Mgmt For For UNLAWFUL DIVIDENDS AND APPROPRIATION OF DISTRIBUTABLE PROFITS IN FINANCIAL YEARS ENDED 30 JUNE 2008, 30 JUNE 2009, 30 JUNE 2010, 30 JUNE2011, 30 JUNE2012, JUNE 2013, 30 JUNE 2014, 30 JUNE2015 AND 30 JUNE 2016 AND AUTHORISE THE DIRECTORS OF THE COMPANY TO EXECUTE THE SHAREHOLDERS' DEED OF RELEASE AND DIRECTORS' DEED OF RELEASE
CMMT 17 FEB 2017:PLEASE NOTE THAT THE Non-Voting BOARD DOES NOT MAKE ANY RECOMMENDATION FOR RESOLUTION 1.THANK YOU.
CMMT 17 FEB 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 376 of 1146 2Y7X JH Multifactor Developed International ETF HENDERSON LAND DEVELOPMENT CO LTD, HONG KONG
Security: Y31476107 Agenda Number: 708075367 Ticker: Meeting Type: AGM ISIN: HK0012000102 Meeting Date: 05-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0425/LTN20170425119.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0425/LTN20170425115.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A.I TO RE-ELECT DR LEE KA KIT AS Mgmt Against Against DIRECTOR
3.AII TO RE-ELECT MR LEE KA SHING AS Mgmt Against Against DIRECTOR
3AIII TO RE-ELECT MR SUEN KWOK LAM AS Mgmt Against Against DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 377 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.AIV TO RE-ELECT MADAM FUNG LEE WOON Mgmt Against Against KING AS DIRECTOR
3.A.V TO RE-ELECT MR LAU YUM CHUEN, Mgmt Against Against EDDIE AS DIRECTOR
3.AVI TO RE-ELECT MRS LEE PUI LING, Mgmt Against Against ANGELINA AS DIRECTOR
3AVII TO RE-ELECT MR WU KING CHEONG AS Mgmt For For DIRECTOR
3.B TO APPROVE THE DIRECTORS' FEES AND Mgmt For For THE REMUNERATIONS OF THE MEMBERS OF EACH OF THE REMUNERATION COMMITTEE AND NOMINATION COMMITTEE
4 TO RE-APPOINT AUDITOR AND Mgmt For For AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.A TO APPROVE THE ISSUE OF BONUS Mgmt For For SHARES
5.B TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES
5.C TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ALLOT NEW SHARES
5.D TO AUTHORISE THE DIRECTORS TO Mgmt Against Against ALLOT NEW SHARES EQUAL TO THE TOTAL NUMBER OF SHARES BOUGHT BACK BY THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 378 of 1146 2Y7X JH Multifactor Developed International ETF HERMES INTERNATIONAL SA, PARIS
Security: F48051100 Agenda Number: 708081651 Ticker: Meeting Type: MIX ISIN: FR0000052292 Meeting Date: 06-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 379 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0426/2017042617013 23.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS
O.3 GRANT OF DISCHARGE TO THE Mgmt For For MANAGEMENT
O.4 ALLOCATION OF INCOME - DISTRIBUTION Mgmt For For OF THE ORDINARY DIVIDEND
O.5 APPROVAL OF THE REGULATED Mgmt Against Against AGREEMENTS AND COMMITMENTS
O.6 AUTHORISATION GRANTED TO Mgmt Against Against MANAGEMENT TO TRADE IN COMPANY SHARES
O.7 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR AXEL DUMAS, MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.8 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO THE COMPANY EMILE HERMES, SARL, MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 380 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 RENEWAL OF THE TERM OF MS MONIQUE Mgmt For For COHEN AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS
O.10 RENEWAL OF THE TERM OF MR RENAUD Mgmt Against Against MOMMEJA AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS
O.11 RENEWAL OF THE TERM OF MR ERIC DE Mgmt Against Against SEYNES AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS
O.12 APPOINTMENT OF MS DOROTHEE Mgmt Against Against ALTMAYER AS A NEW MEMBER OF THE SUPERVISORY BOARD FOR A THREE- YEAR TERM
O.13 APPOINTMENT OF MS OLYMPIA Mgmt Against Against GUERRAND AS NEW MEMBER OF THE SUPERVISORY BOARD FOR A ONE-YEAR TERM
O.14 INCREASING THE OVERALL AMOUNT OF Mgmt For For ATTENDANCE FEES AND REMUNERATIONS TO THE SUPERVISORY BOARD
O.15 RENEWAL OF Mgmt For For PRICEWATERHOUSECOOPERS AUDIT'S TERM AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF SIX FINANCIAL YEARS, AND END OF MR ETIENNE BORIS' TERM AS DEPUTY STATUTORY AUDITOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 381 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.16 RENEWAL OF CABINET DIDIER KLING & Mgmt For For ASSOCIES' TERM AS STATUTORY AUDITOR FOR A PERIOD OF SIX FINANCIAL YEARS, AND END OF MS. DOMINIQUE MAHIAS' TERM AS DEPUTY STATUTORY AUDITOR
E.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAMME
E.18 DELEGATION OF AUTHORITY FOR THE Mgmt Against Against MANAGEMENT TO INCREASE THE CAPITAL BY INCORPORATING RESERVES, PROFITS AND/OR PREMIUMS AND BY FREELY ALLOCATING SHARES AND/OR INCREASING THE NOMINAL VALUE OF EXISTING SHARES
E.19 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE AUTHORITY TO GRANT A PRIORITY PERIOD, THROUGH A PUBLIC OFFER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 382 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.21 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE MANAGEMENT TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES THAT GRANT ACCESS TO CAPITAL RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT
E.22 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH A PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE
E.23 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATED TO EQUITY SECURITIES OR SECURITIES THAT GRANT ACCESS TO THE CAPITAL
E.24 DELEGATION OF POWERS TO CARRY Mgmt For For OUT ALL LEGAL FORMALITIES RELATED TO THE GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 383 of 1146 2Y7X JH Multifactor Developed International ETF HIKMA PHARMACEUTICALS PLC, LONDON
Security: G4576K104 Agenda Number: 707983424 Ticker: Meeting Type: AGM ISIN: GB00B0LCW083 Meeting Date: 19-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31- DEC-2016
2 TO DECLARE A FINAL DIVIDEND OF 22 Mgmt For For CENTS PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2016
3 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY
4 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO DETERMINE THE AUDITORS' REMUNERATION
5 TO ELECT NINA HENDERSON AS A Mgmt For For DIRECTOR OF THE COMPANY
6 TO RE-ELECT SAID DARWAZAH AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO RE-ELECT MAZEN DARWAZAH AS A Mgmt For For DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROBERT PICKERING AS A Mgmt For For DIRECTOR OF THE COMPANY
9 TO RE-ELECT ALI AL-HUSRY AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 384 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT DR. RONALD GOODE AS A Mgmt For For DIRECTOR OF THE COMPANY
11 TO RE-ELECT PATRICK BUTLER AS A Mgmt For For DIRECTOR OF THE COMPANY
12 TO RE-ELECT DR. JOCHEN GANN AS A Mgmt For For DIRECTOR OF THE COMPANY
13 TO RE-ELECT JOHN CASTELLANI AS A Mgmt For For DIRECTOR OF THE COMPANY
14 TO RE-ELECT DR. PAMELA KIRBY AS A Mgmt For For DIRECTOR OF THE COMPANY
15 TO APPROVE THE DIRECTORS Mgmt Against Against REMUNERATION POLICY
16 TO APPROVE THE REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
17 TO APPROVE THE EXTENSION OF THE Mgmt Against Against EFFECTIVE PERIOD OF THE EXECUTIVE INCENTIVE PLAN, FROM 5 YEARS TO 10 YEARS
18 TO APPROVE THE INCREASE OF THE Mgmt For For AGGREGATE DIRECTORS' FEE LIMIT FROM 1,000,000 GBP TO 1,500,000 GBP PER ANNUM
19 AUTHORITY TO ALLOT SHARES UP TO AN Mgmt For For AGGREGATE NOMINAL AMOUNT OF 7,999,293 GBP Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 385 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 THAT THE DIRECTORS BE EMPOWERED Mgmt For For TO ALLOT EQUITY SECURITIES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL AMOUNT OF 1,199,894 GBP
21 THAT AN AGGREGATE NOMINAL AMOUNT Mgmt For For OF 1,199,894 GBP TO BE USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION (FOR FULL TEXT PLEASE REFER TO THE NOTICE OF MEETING)
22 AUTHORITY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES, UP TO 2,399,788 GBP REPRESENTING 10 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY
23 THAT A GENERAL MEETING OF Mgmt For For SHAREHOLDERS OF THE COMPANY, OTHER THAN AN AGM, MAY BE CALLED ON 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 386 of 1146 2Y7X JH Multifactor Developed International ETF HINO MOTORS,LTD.
Security: 433406105 Agenda Number: 708269863 Ticker: Meeting Type: AGM ISIN: JP3792600003 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ichihashi, Yasuhiko Mgmt Against Against
2.2 Appoint a Director Shimo, Yoshio Mgmt Against Against
2.3 Appoint a Director Mori, Satoru Mgmt For For
2.4 Appoint a Director Kokaji, Hiroshi Mgmt For For
2.5 Appoint a Director Muta, Hirofumi Mgmt For For
2.6 Appoint a Director Endo, Shin Mgmt For For
2.7 Appoint a Director Kajikawa, Hiroshi Mgmt For For
2.8 Appoint a Director Nakane, Taketo Mgmt For For
2.9 Appoint a Director Hagiwara, Toshitaka Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 387 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Yoshida, Motokazu Mgmt For For
2.11 Appoint a Director Terashi, Shigeki Mgmt For For
3.1 Appoint a Corporate Auditor Kitamura, Keiko Mgmt For For
3.2 Appoint a Corporate Auditor Nakajima, Mgmt For For Masahiro
4 Appoint a Substitute Corporate Auditor Mgmt Against Against Kitahara, Yoshiaki
5 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 388 of 1146 2Y7X JH Multifactor Developed International ETF HIROSE ELECTRIC CO.,LTD.
Security: J19782101 Agenda Number: 708269825 Ticker: Meeting Type: AGM ISIN: JP3799000009 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For Directors to One Year
3.1 Appoint a Director Ishii, Kazunori Mgmt For For
3.2 Appoint a Director Nakamura, Mitsuo Mgmt For For
3.3 Appoint a Director Kondo, Makoto Mgmt For For
3.4 Appoint a Director Iizuka, Kazuyuki Mgmt For For
3.5 Appoint a Director Okano, Hiroaki Mgmt For For
3.6 Appoint a Director Kiriya, Yukio Mgmt For For
3.7 Appoint a Director Hotta, Kensuke Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 389 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Motonaga, Tetsuji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 390 of 1146 2Y7X JH Multifactor Developed International ETF HITACHI CHEMICAL COMPANY,LTD.
Security: J20160107 Agenda Number: 708232993 Ticker: Meeting Type: AGM ISIN: JP3785000005 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tanaka, Kazuyuki Mgmt For For
1.2 Appoint a Director Oto, Takemoto Mgmt For For
1.3 Appoint a Director George Olcott Mgmt For For
1.4 Appoint a Director Richard Dyck Mgmt For For
1.5 Appoint a Director Matsuda, Chieko Mgmt For For
1.6 Appoint a Director Azuhata, Shigeru Mgmt For For
1.7 Appoint a Director Nomura, Yoshihiro Mgmt For For
1.8 Appoint a Director Maruyama, Hisashi Mgmt For For
1.9 Appoint a Director Sarumaru, Masayuki Mgmt For For
1.10 Appoint a Director Omori, Shinichiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 391 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Kitamatsu, Yoshihito Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 392 of 1146 2Y7X JH Multifactor Developed International ETF HITACHI CONSTRUCTION MACHINERY CO.,LTD.
Security: J20244109 Agenda Number: 708237311 Ticker: Meeting Type: AGM ISIN: JP3787000003 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Okuhara, Kazushige Mgmt For For
1.2 Appoint a Director Toyama, Haruyuki Mgmt For For
1.3 Appoint a Director Hirakawa, Junko Mgmt For For
1.4 Appoint a Director Ishizuka, Tatsuro Mgmt For For
1.5 Appoint a Director Okada, Osamu Mgmt For For
1.6 Appoint a Director Katsurayama, Tetsuo Mgmt For For
1.7 Appoint a Director Saito, Yutaka Mgmt For For
1.8 Appoint a Director Sumioka, Koji Mgmt For For
1.9 Appoint a Director Hirano, Kotaro Mgmt For For
1.10 Appoint a Director Fujii, Hirotoyo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 393 of 1146 2Y7X JH Multifactor Developed International ETF HITACHI HIGH-TECHNOLOGIES CORPORATION
Security: J20416103 Agenda Number: 708234050 Ticker: Meeting Type: AGM ISIN: JP3678800008 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nakamura, Toyoaki Mgmt Against Against
1.2 Appoint a Director Miyazaki, Masahiro Mgmt Against Against
1.3 Appoint a Director Nakashima, Ryuichi Mgmt For For
1.4 Appoint a Director Kitayama, Ryuichi Mgmt For For
1.5 Appoint a Director Hayakawa, Hideyo Mgmt Against Against
1.6 Appoint a Director Toda, Hiromichi Mgmt Against Against
1.7 Appoint a Director Nishimi, Yuji Mgmt Against Against
1.8 Appoint a Director Tamura, Mayumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 394 of 1146 2Y7X JH Multifactor Developed International ETF HITACHI METALS,LTD.
Security: J20538112 Agenda Number: 708269700 Ticker: Meeting Type: AGM ISIN: JP3786200000 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Takahashi, Hideaki Mgmt For For
1.2 Appoint a Director Igarashi, Masaru Mgmt Against Against
1.3 Appoint a Director Oka, Toshiko Mgmt For For
1.4 Appoint a Director Shimada, Takashi Mgmt For For
1.5 Appoint a Director Kamata, Junichi Mgmt For For
1.6 Appoint a Director Nakamura, Toyoaki Mgmt For For
1.7 Appoint a Director Hasunuma, Toshitake Mgmt For For
1.8 Appoint a Director Hiraki, Akitoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 395 of 1146 2Y7X JH Multifactor Developed International ETF HITACHI,LTD.
Security: J20454112 Agenda Number: 708216292 Ticker: Meeting Type: AGM ISIN: JP3788600009 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Baba Kalyani Mgmt For For
1.2 Appoint a Director Cynthia Carroll Mgmt For For
1.3 Appoint a Director Sakakibara, Sadayuki Mgmt For For
1.4 Appoint a Director George Buckley Mgmt For For
1.5 Appoint a Director Louise Pentland Mgmt For For
1.6 Appoint a Director Mochizuki, Harufumi Mgmt For For
1.7 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.8 Appoint a Director Philip Yeo Mgmt For For
1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.10 Appoint a Director Tanaka, Kazuyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 396 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Nakanishi, Hiroaki Mgmt For For
1.12 Appoint a Director Nakamura, Toyoaki Mgmt For For
1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 397 of 1146 2Y7X JH Multifactor Developed International ETF HK ELECTRIC INVESTMENTS AND HK ELECTRIC INVESTMENT
Security: Y32359104 Agenda Number: 707926169 Ticker: Meeting Type: AGM ISIN: HK0000179108 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330407.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330399.pdf
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF THE TRUST AND THE COMPANY AND OF THE TRUSTEE- MANAGER, THE COMBINED REPORT OF THE DIRECTORS, AND THE INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
2.A TO ELECT MR. RONALD JOSEPH ARCULLI Mgmt Against Against AS A DIRECTOR
2.B TO ELECT MR. CHENG CHO YING, Mgmt Against Against FRANCIS AS A DIRECTOR
2.C TO ELECT MR. FONG CHI WAI, ALEX AS A Mgmt For For DIRECTOR
2.D TO ELECT MR. LEE LAN YEE, FRANCIS AS Mgmt Against Against A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 398 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.E TO ELECT MR. GEORGE COLIN MAGNUS Mgmt For For AS A DIRECTOR
2.F TO ELECT MR. DONALD JEFFREY Mgmt Against Against ROBERTS AS A DIRECTOR
3 TO APPOINT KPMG AS AUDITOR OF THE Mgmt For For TRUST, THE TRUSTEE-MANAGER AND THE COMPANY, AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER AND THE COMPANY TO FIX THE AUDITOR'S REMUNERATION
4 TO PASS RESOLUTION 4 OF THE NOTICE Mgmt Against Against OF ANNUAL GENERAL MEETING - TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE TRUSTEE-MANAGER AND THE COMPANY TO ISSUE AND DEAL WITH ADDITIONAL SHARE STAPLED UNITS NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARE STAPLED UNITS IN ISSUE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 399 of 1146 2Y7X JH Multifactor Developed International ETF HKT TRUST AND HKT LTD, HONG KONG
Security: Y3R29Z107 Agenda Number: 707764494 Ticker: Meeting Type: AGM ISIN: HK0000093390 Meeting Date: 17-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0214/LTN20170214233.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0214/LTN20170214228.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE HKT TRUST AND THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016, THE AUDITED FINANCIAL STATEMENTS OF THE TRUSTEE- MANAGER FOR THE YEAR ENDED DECEMBER 31, 2016, THE COMBINED REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORTS
2 TO DECLARE A FINAL DISTRIBUTION BY Mgmt For For THE HKT TRUST IN RESPECT OF THE SHARE STAPLED UNITS, OF 34.76 HK CENTS PER SHARE STAPLED UNIT (AFTER DEDUCTION OF ANY OPERATING EXPENSES PERMISSIBLE UNDER THE TRUST DEED), IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2016 (AND IN ORDER TO ENABLE THE HKT TRUST TO PAY THAT DISTRIBUTION, TO DECLARE A FINAL DIVIDEND BY THE COMPANY IN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 400 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
RESPECT OF THE ORDINARY SHARES IN THE COMPANY HELD BY THE TRUSTEE- MANAGER, OF 34.76 HK CENTS PER ORDINARY SHARE, IN RESPECT OF THE SAME PERIOD)
3.A TO RE-ELECT MR ALEXANDER ANTHONY Mgmt For For ARENA AS A DIRECTOR OF THE COMPANY AND THE TRUSTEE-MANAGER
3.B TO RE-ELECT MR CHUNG CHO YEE, MICO Mgmt Against Against AS A DIRECTOR OF THE COMPANY AND THE TRUSTEE-MANAGER
3.C TO RE-ELECT MR SRINIVAS BANGALORE Mgmt Against Against GANGAIAH AS A DIRECTOR OF THE COMPANY AND THE TRUSTEE-MANAGER
3.D TO RE-ELECT MR AMAN MEHTA AS A Mgmt Against Against DIRECTOR OF THE COMPANY AND THE TRUSTEE-MANAGER
3.E TO AUTHORIZE THE DIRECTORS OF THE Mgmt For For COMPANY AND THE TRUSTEE-MANAGER TO FIX THEIR REMUNERATION
4 TO RE-APPOINT MESSRS Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR OF THE HKT TRUST, THE COMPANY AND THE TRUSTEE-MANAGER AND AUTHORIZE THE DIRECTORS OF THE COMPANY AND THE TRUSTEE- MANAGER TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS OF THE COMPANY AND THE TRUSTEE-MANAGER TO ISSUE NEW SHARE STAPLED UNITS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 401 of 1146 2Y7X JH Multifactor Developed International ETF HONDA MOTOR CO.,LTD.
Security: J22302111 Agenda Number: 708223805 Ticker: Meeting Type: AGM ISIN: JP3854600008 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For Directors Size to 20, Transition to a Company with Supervisory Committee
3.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Hachigo, Takahiro
3.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Kuraishi, Seiji
3.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsumoto, Yoshiyuki
3.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Mikoshiba, Toshiaki
3.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Yamane, Yoshi
3.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Takeuchi, Kohei
3.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Kunii, Hideko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 402 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Ozaki, Motoki
3.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Ito, Takanobu
4.1 Appoint a Director as Supervisory Committee Mgmt For For Members Yoshida, Masahiro
4.2 Appoint a Director as Supervisory Committee Mgmt For For Members Suzuki, Masafumi
4.3 Appoint a Director as Supervisory Committee Mgmt For For Members Hiwatari, Toshiaki
4.4 Appoint a Director as Supervisory Committee Mgmt For For Members Takaura, Hideo
4.5 Appoint a Director as Supervisory Committee Mgmt For For Members Tamura, Mayumi
5 Amend the Compensation to be received by Mgmt For For Directors except as Supervisory Committee Members
6 Amend the Compensation to be received by Mgmt For For Directors as Supervisory Committee Members Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 403 of 1146 2Y7X JH Multifactor Developed International ETF HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG
Security: Y3506N139 Agenda Number: 707855055 Ticker: Meeting Type: AGM ISIN: HK0388045442 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0321/LTN20170321227.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0321/LTN20170321231.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 2.04 PER SHARE
3.A TO ELECT CHEAH CHENG HYE AS A Mgmt For For DIRECTOR
3.B TO ELECT LEUNG PAK HON, HUGO AS A Mgmt For For DIRECTOR
4 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 404 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10%
7 TO APPROVE, IN ADDITION TO THE Mgmt For For ATTENDANCE FEE OF HKD 3,000 PER MEETING, THE REMUNERATION OF HKD 180,000 PER ANNUM AND HKD 120,000 PER ANNUM RESPECTIVELY BE PAYABLE TO THE CHAIRMAN AND EACH OF THE OTHER MEMBERS (EXCLUDING EXECUTIVE DIRECTOR, IF ANY) OF THE PROJECT OVERSIGHT COMMITTEE OF HKEX Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 405 of 1146 2Y7X JH Multifactor Developed International ETF HONGKONG LAND HOLDINGS LTD, HAMILTON
Security: G4587L109 Agenda Number: 707948759 Ticker: Meeting Type: AGM ISIN: BMG4587L1090 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2016, AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT CHARLES ALLEN-JONES AS Mgmt Against Against A DIRECTOR
3 TO RE-ELECT SIR HENRY KESWICK AS A Mgmt Against Against DIRECTOR
4 TO RE-ELECT SIMON KESWICK AS A Mgmt Against Against DIRECTOR
5 TO RE-ELECT Y.K. PANG AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT ROBERT WONG AS A Mgmt Abstain Against DIRECTOR
7 TO FIX THE DIRECTORS' FEES Mgmt For For
8 TO RE-APPOINT THE AUDITORS AND TO Mgmt For For AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 406 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO CONSIDER AND, IF THOUGHT FIT, Mgmt For For ADOPT WITH OR WITHOUT AMENDMENTS THE FOLLOWING ORDINARY RESOLUTION: THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD78.4 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 407 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), SHALL NOT EXCEED USD 11.8 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 408 of 1146 2Y7X JH Multifactor Developed International ETF HOSHIZAKI CORPORATION
Security: J23254105 Agenda Number: 707821547 Ticker: Meeting Type: AGM ISIN: JP3845770001 Meeting Date: 29-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Sakamoto, Seishi
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Hongo, Masami
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Kawai, Hideki
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Maruyama, Satoru
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Kobayashi, Yasuhiro
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Ogura, Daizo
1.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Ozaki, Tsukasa
1.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsunematsu, Koichi
1.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Ochiai, Shinichi
1.10 Appoint a Director except as Supervisory Mgmt For For Committee Members Furukawa, Yoshio Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 409 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director except as Supervisory Mgmt For For Committee Members Seko, Yoshihiko
2 Appoint a Director as Supervisory Committee Mgmt For For Members Tsuge, Satoe
3 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 410 of 1146 2Y7X JH Multifactor Developed International ETF HOYA CORPORATION
Security: J22848105 Agenda Number: 708219870 Ticker: Meeting Type: AGM ISIN: JP3837800006 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Koeda, Itaru Mgmt For For
1.2 Appoint a Director Uchinaga, Yukako Mgmt For For
1.3 Appoint a Director Urano, Mitsudo Mgmt For For
1.4 Appoint a Director Takasu, Takeo Mgmt For For
1.5 Appoint a Director Kaihori, Shuzo Mgmt For For
1.6 Appoint a Director Suzuki, Hiroshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 411 of 1146 2Y7X JH Multifactor Developed International ETF HSBC HOLDINGS PLC
Security: G4634U169 Agenda Number: 707838100 Ticker: Meeting Type: EGM ISIN: GB0005405286 Meeting Date: 24-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 412 of 1146 2Y7X JH Multifactor Developed International ETF HSBC HOLDINGS PLC
Security: G4634U169 Agenda Number: 707819299 Ticker: Meeting Type: AGM ISIN: GB0005405286 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT & Mgmt For For ACCOUNTS 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3A TO ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3B TO ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3C TO RE-ELECT PHILLIP AMEEN AS A Mgmt For For DIRECTOR
3D TO RE-ELECT KATHLEEN CASEY AS A Mgmt For For DIRECTOR
3E TO RE-ELECT LAURA CHA AS A DIRECTOR Mgmt For For
3F TO RE-ELECT HENRI DE CASTRIES AS A Mgmt For For DIRECTOR
3G TO RE-ELECT LORD EVANS OF Mgmt For For WEARDALE AS A DIRECTOR
3H TO RE-ELECT JOACHIM FABER AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 413 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3I TO RE-ELECT DOUGLAS FLINT AS A Mgmt For For DIRECTOR
3J TO RE-ELECT STUART GULLIVER AS A Mgmt For For DIRECTOR
3K TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt Against Against
3L TO RE-ELECT JOHN LIPSKY AS A Mgmt For For DIRECTOR
3M TO RE-ELECT IAIN MACKAY AS A Mgmt For For DIRECTOR
3N TO RE-ELECT HEIDI MILLER AS A Mgmt For For DIRECTOR
3O TO RE-ELECT MARC MOSES AS A Mgmt For For DIRECTOR
3P TO RE-ELECT JONATHAN SYMONDS AS A Mgmt For For DIRECTOR
3Q TO RE-ELECT PAULINE VAN DER MEER Mgmt For For MOHR AS A DIRECTOR
3R TO RE-ELECT PAUL WALSH AS A Mgmt Against Against DIRECTOR
4 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT Mgmt For For COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 414 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
7 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION Mgmt For For RIGHTS FOR ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT ANY REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT EQUITY SECURITIES IN RELATION TO CONTINGENT CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For RELATION TO THE ISSUE OF CONTINGENT CONVERTIBLE SECURITIES
14 TO APPROVE GENERAL MEETINGS Mgmt For For (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 415 of 1146 2Y7X JH Multifactor Developed International ETF HULIC CO.,LTD.
Security: J23594112 Agenda Number: 707806634 Ticker: Meeting Type: AGM ISIN: JP3360800001 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 416 of 1146 2Y7X JH Multifactor Developed International ETF HUTCHISON PORT HOLDINGS TRUST, SINGAPORE
Security: Y3780D104 Agenda Number: 707955045 Ticker: Meeting Type: AGM ISIN: SG2D00968206 Meeting Date: 24-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE REPORT OF Mgmt For For THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF HPH TRUST FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE INDEPENDENT AUDITOR'S REPORT THEREON
2 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF HPH TRUST AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX ITS REMUNERATION
3 GENERAL MANDATE TO ISSUE UNITS IN Mgmt For For HPH TRUST ("UNITS") Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 417 of 1146 2Y7X JH Multifactor Developed International ETF IBERDROLA, S.A.
Security: E6165F166 Agenda Number: 707804414 Ticker: Meeting Type: OGM ISIN: ES0144580Y14 Meeting Date: 31-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPROVAL OF THE INDIVIDUAL AND Mgmt For For CONSOLIDATED ANNUAL ACCOUNTS FOR FINANCIAL YEAR 2016
2 APPROVAL OF THE INDIVIDUAL AND Mgmt For For CONSOLIDATED MANAGEMENT REPORTS FOR FINANCIAL YEAR 2016
3 APPROVAL OF THE MANAGEMENT AND Mgmt For For ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2016
4 APPOINTMENT OF KPMG AUDITORES, Mgmt For For S.L. AS NEW AUDITOR OF THE COMPANY AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEARS 2017, 2018, AND 2019
5 APPROVAL OF THE PREAMBLE TO THE Mgmt For For BY-LAWS
6 AMENDMENT OF ARTICLES 7 AND 8 OF Mgmt For For THE BY-LAWS TO REFLECT THE COMPANY'S COMMITMENT TO MAXIMISATION OF THE SOCIAL DIVIDEND AND TO THE MISSION, VISION, AND VALUES OF THE IBERDROLA GROUP
7 AMENDMENT OF ARTICLE 14 OF THE Mgmt For For REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING TO STRENGTHEN THE RIGHT TO RECEIVE INFORMATION AND TO MAKE TECHNICAL IMPROVEMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 418 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 AMENDMENT OF ARTICLES 19 AND 39 OF Mgmt For For THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING TO EXPAND THE CHANNELS FOR PARTICIPATION IN THE GENERAL SHAREHOLDERS' MEETING
9 APPOINTMENT OF MR JUAN MANUEL Mgmt For For GONZALEZ SERNA AS INDEPENDENT DIRECTOR
10 APPOINTMENT OF MR FRANCISCO Mgmt For For MARTINEZ CORCOLES AS EXECUTIVE DIRECTOR
11 APPROVAL OF THE PROPOSED Mgmt For For ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2016
12 APPROVAL OF AN INCREASE IN CAPITAL Mgmt For For BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,032 MILLION EUROS
13 APPROVAL OF AN INCREASE IN CAPITAL Mgmt For For BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,168 MILLION EUROS. AS REGARDS EACH OF THE INCREASES, WHICH IMPLEMENT THE "IBERDROLA FLEXIBLE DIVIDEND" SYSTEM, IT IS PROPOSED TO: (I) OFFER THAT THE COMPANY ACQUIRE THE FREE-OF-CHARGE ALLOCATION RIGHTS OF THE SHAREHOLDERS AT A GUARANTEED FIXED PRICE; AND (II) DELEGATE POWERS FOR THE IMPLEMENTATION THEREOF Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 419 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
14 APPROVAL OF A REDUCTION IN SHARE Mgmt For For CAPITAL BY MEANS OF THE RETIREMENT OF 219,990,000 OWN SHARES (3.41% OF THE SHARE CAPITAL). DELEGATION OF POWERS FOR THE IMPLEMENTATION THEREOF
15 APPROVAL OF A STRATEGIC BONUS FOR Mgmt For For THE EXECUTIVE DIRECTORS AND MANAGEMENT PERSONNEL LINKED TO THE COMPANY'S PERFORMANCE FOR THE 2017-2019 PERIOD, TO BE PAID THROUGH THE DELIVERY OF SHARES. DELEGATION OF POWERS FOR THE FURTHER DEVELOPMENT AND IMPLEMENTATION THEREOF
16 CONSULTATIVE VOTE REGARDING THE Mgmt For For ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2016
17 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO ISSUE SIMPLE DEBENTURES AND OTHER FIXED- INCOME SECURITIES THAT ARE NEITHER EXCHANGEABLE FOR NOR CONVERTIBLE INTO SHARES, AS WELL AS TO GUARANTEE THE ISSUE OF SECURITIES BY THE COMPANY'S SUBSIDIARIES, WITH A LIMIT OF 6,000 MILLION EUROS FOR NOTES AND OF 20,000 MILLION EUROS FOR OTHER FIXED-INCOME SECURITIES
18 DELEGATION OF POWERS FOR THE Mgmt For For FORMALISATION AND CONVERSION INTO A PUBLIC INSTRUMENT OF THE RESOLUTIONS ADOPTED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 420 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 01 APR 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU
CMMT 13 MAR 2017: PLEASE NOTE THAT IF YOU Non-Voting HOLD CDI SHARES AND PARTICIPATE AT THIS MEETING, YOUR GLOBAL CUSTODIAN WILL BE REQUIRED TO TRANSFER YOUR SHARES TO AN ESCROW ACCOUNT. SHARES MAY BE BLOCKED DURING THIS TIME. IF THE VOTED POSITION IS NOT TRANSFERRED TO THE REQUIRED ESCROW ACCOUNT IN CREST, THE SUBMITTED VOTE TO BROADRIDGE WILL BE REJECTED BY THE REGISTRAR. BY VOTING ON THIS MEETING YOUR CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. HOWEVER, THIS MAY DIFFER FROM CUSTODIAN TO CUSTODIAN. FOR FULL UNDERSTANDING OF THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU, PLEASE CONTACT YOUR CUSTODIAN DIRECTLY. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 421 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 13 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 422 of 1146 2Y7X JH Multifactor Developed International ETF IDEMITSU KOSAN CO.,LTD.
Security: J2388K103 Agenda Number: 708244330 Ticker: Meeting Type: AGM ISIN: JP3142500002 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsukioka, Takashi Mgmt For For
1.2 Appoint a Director Seki, Daisuke Mgmt For For
1.3 Appoint a Director Matsushita, Takashi Mgmt For For
1.4 Appoint a Director Kito, Shunichi Mgmt For For
1.5 Appoint a Director Nibuya, Susumu Mgmt For For
1.6 Appoint a Director Maruyama, Kazuo Mgmt For For
1.7 Appoint a Director Sagishima, Toshiaki Mgmt For For
1.8 Appoint a Director Homma, Kiyoshi Mgmt For For
1.9 Appoint a Director Yokota, Eri Mgmt For For
1.10 Appoint a Director Ito, Ryosuke Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 423 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Kikkawa, Takeo Mgmt For For
1.12 Appoint a Director Mackenzie Clugston Mgmt For For
2 Appoint a Substitute Corporate Auditor Kai, Mgmt For For Junko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 424 of 1146 2Y7X JH Multifactor Developed International ETF IIDA GROUP HOLDINGS CO.,LTD.
Security: J23426109 Agenda Number: 708292115 Ticker: Meeting Type: AGM ISIN: JP3131090007 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mori, Kazuhiko Mgmt For For
2.2 Appoint a Director Nishikawa, Yoichi Mgmt For For
2.3 Appoint a Director Yamamoto, Shigeo Mgmt For For
2.4 Appoint a Director Hisabayashi, Yoshinari Mgmt For For
2.5 Appoint a Director Horiguchi, Tadayoshi Mgmt For For
2.6 Appoint a Director Kanei, Masashi Mgmt For For
2.7 Appoint a Director Nishino, Hiroshi Mgmt For For
2.8 Appoint a Director Matsubayashi, Shigeyuki Mgmt For For
2.9 Appoint a Director Kodera, Kazuhiro Mgmt For For
2.10 Appoint a Director Asano, Masahiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 425 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.11 Appoint a Director Sasaki, Toshihiko Mgmt For For
3.1 Appoint a Corporate Auditor Ishimaru, Ikuko Mgmt For For
3.2 Appoint a Corporate Auditor Hayashi, Chiharu Mgmt For For
3.3 Appoint a Corporate Auditor Tanaka, Chikara Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 426 of 1146 2Y7X JH Multifactor Developed International ETF ILIAD SA
Security: F4958P102 Agenda Number: 707982701 Ticker: Meeting Type: MIX ISIN: FR0004035913 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 427 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0410/2017041017010 24.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE YEAR Mgmt For For ENDED 31 DECEMBER 2016 (AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS) AND SETTING OF THE DIVIDEND
O.4 APPROVAL OF AGREEMENTS PURSUANT Mgmt Against Against TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 APPOINTMENT OF MS BERTILLE BUREL Mgmt For For AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MR XAVIER Mgmt For For NIEL AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS VIRGINIE Mgmt For For CALMELS AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MS ORLA Mgmt For For NOONAN AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 428 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 RENEWAL OF THE TERM OF MR PIERRE Mgmt For For PRINGUET AS DIRECTOR
O.10 SETTING THE AMOUNT OF ATTENDANCE Mgmt For For FEES ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS
O.11 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS DUE TO THE CHIEF EXECUTIVE OFFICER, TO THE GENERAL MANAGER AND TO DEPUTY GENERAL MANAGERS
O.12 REVIEW OF THE COMPENSATION DUE OR Mgmt For For PAID TO MR CYRIL POIDATZ, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.13 REVIEW OF THE COMPENSATION DUE OR Mgmt For For PAID TO MR MAXIME LOMBARDINI, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.14 REVIEW OF THE COMPENSATION DUE OR Mgmt For For PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR RANI ASSAF, MR ANTOINE LEVAVASSEUR, MR XAVIER NIEL, MR THOMAS REYNAUD, DEPUTY GENERAL MANAGERS
O.15 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 429 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.16 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS FOR THE ISSUANCE, MAINTAINING THE PRE- EMPTIVE SUBSCRIPTION RIGHT, (I) OF SHARES, OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, (II) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF A COMPANY CONTROLLED BY THE COMPANY OR WHICH DOES NOT CONTROL THE COMPANY (III) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OF A COMPANY NOT CONTROLLED BY THE COMPANY OR WHICH DOES NOT CONTROL THE COMPANY
E.17 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS FOR THE ISSUANCE, WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFER, (I) OF SHARES, OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, (II) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF A COMPANY CONTROLLED BY THE COMPANY OR A COMPANY WHICH DOES NOT CONTROL THE COMPANY (III) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 430 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OF A COMPANY NOT CONTROLLED BY THE COMPANY OR WHICH DOES NOT CONTROL THE COMPANY
E.18 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS FOR THE ISSUANCE, WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHT, BY PRIVATE PLACEMENT, (I) OF SHARES, OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, (II) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF A COMPANY CONTROLLED OF THE COMPANY OR A COMPANY WHICH DOES NOT CONTROL THE COMPANY AND (III) OF EQUITY SECURITIES GRANTING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OF A COMPANY NOT CONTROLLED BY THE COMPANY OR WHICH DOES NOT CONTROL THE COMPANY
E.19 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS, IN THE EVENT OF THE ISSUANCE, BY PUBLIC OFFER OR PRIVATE PLACEMENT, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 431 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
COMPANY, TO FREELY SET THE ISSUE PRICE ACCORDING TO THE TERMS STIPULATED BY THE GENERAL MEETING WITHIN THE LIMIT OF 10% OF THE COMPANY'S SHARE CAPITAL
E.20 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT
E.21 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES TO BE ISSUED, WITH A VIEW TO REMUNERATING CONTRIBUTIONS-IN- KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO THE CAPITAL
E.22 DELEGATION OF POWERS TO THE Mgmt Against Against BOARD OF DIRECTORS FOR THE ISSUANCE OF SHARES, EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES TO BE ISSUED BY THE COMPANY, WITH A VIEW TO REMUNERATING CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY BY THE SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY FREE MOBILE AND CONSISTING OF EQUITY SECURITIES OR OF SECURITIES GRANTING ACCESS TO CAPITAL
E.23 DELEGATION OF AUTHORITY THE BOARD Mgmt Against Against OF DIRECTORS FOR THE ISSUANCE OF SHARES, EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES OR SECURITIES GRANTING ACCESS TO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 432 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, IN THE EVENT OF A PUBLIC OFFER HAVING A COMPONENT OF EXCHANGE INITIATED BY THE COMPANY
E.24 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS, PREMIUMS OR OTHERS
E.25 AUTHORISATION GRANTED TO THE Mgmt Against Against BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE OFFICERS OF THE GROUP OR FOR SOME OF THE LATTER
E.26 DELEGATION OF AUTHORITY TO THE Mgmt For For BOARD OF DIRECTORS FOR THE ISSUANCE OF COMPANY SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.27 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES
E.28 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 433 of 1146 2Y7X JH Multifactor Developed International ETF IMPERIAL BRANDS PLC, BRISTOL
Security: G4721W102 Agenda Number: 707643878 Ticker: Meeting Type: AGM ISIN: GB0004544929 Meeting Date: 01-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS REMUNERATION REPORT Mgmt For For
3 DIRECTORS REMUNERATION POLICY Mgmt Against Against
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MRS A J COOPER Mgmt For For
6 TO ELECT MRS T M ESPERDY Mgmt For For
7 TO RE-ELECT MR D J HAINES Mgmt For For
8 TO RE-ELECT MR M R PHILLIPS Mgmt For For
9 TO ELECT MR S P STANBROOK Mgmt For For
10 TO RE-ELECT MR O R TANT Mgmt For For
11 TO RE-ELECT MR M D WILLIAMSON Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 434 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 TO RE-ELECT MRS K WITTS Mgmt For For
13 TO RE-ELECT MR M I WYMAN Mgmt For For
14 REAPPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITORS Mgmt For For
16 POLITICAL DONATIONS EXPENDITURE Mgmt For For
17 AUTHORITY TO ALLOT SECURITIES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
19 PURCHASE OF OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS
21 ADOPTION OF NEW ARTICLES OF Mgmt For For ASSOCIATION
CMMT 19DEC2017: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 435 of 1146 2Y7X JH Multifactor Developed International ETF INPEX CORPORATION
Security: J2467E101 Agenda Number: 708233630 Ticker: Meeting Type: AGM ISIN: JP3294460005 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kitamura, Toshiaki Mgmt For For
2.2 Appoint a Director Sano, Masaharu Mgmt For For
2.3 Appoint a Director Murayama, Masahiro Mgmt For For
2.4 Appoint a Director Ito, Seiya Mgmt For For
2.5 Appoint a Director Sugaya, Shunichiro Mgmt For For
2.6 Appoint a Director Ikeda, Takahiko Mgmt For For
2.7 Appoint a Director Kurasawa, Yoshikazu Mgmt For For
2.8 Appoint a Director Kittaka, Kimihisa Mgmt For For
2.9 Appoint a Director Sase, Nobuharu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 436 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Okada, Yasuhiko Mgmt For For
2.11 Appoint a Director Sato, Hiroshi Mgmt For For
2.12 Appoint a Director Matsushita, Isao Mgmt For For
2.13 Appoint a Director Yanai, Jun Mgmt For For
2.14 Appoint a Director Iio, Norinao Mgmt For For
2.15 Appoint a Director Nishimura, Atsuko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Outside Directors and Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 437 of 1146 2Y7X JH Multifactor Developed International ETF INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA, MADR
Security: E67674106 Agenda Number: 708169001 Ticker: Meeting Type: OGM ISIN: ES0177542018 Meeting Date: 14-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 15 JUN 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 APPROVAL OF THE 2016 FINANCIAL Mgmt For For STATEMENTS AND MANAGEMENT REPORTS OF THE COMPANY AND OF ITS CONSOLIDATED GROUP
2.A APPROVAL OF THE PROPOSAL FOR THE Mgmt For For ALLOCATION OF 2016 RESULTS AND OFFSET OF PRIOR YEARS' LOSSES AGAINST THE SHARE PREMIUM RESERVE
2.B REMUNERATION TO SHAREHOLDERS: Mgmt For For FINAL DIVIDEND APPROVAL
3 APPROVAL OF THE MANAGEMENT OF Mgmt For For THE BOARD OF DIRECTORS DURING THE 2016 FINANCIAL YEAR
4.A RE-ELECTION OF ERNST & YOUNG, S.L. Mgmt For For AS AUDITOR FOR THE 2017 FINANCIAL STATEMENTS OF THE COMPANY AND OF ITS CONSOLIDATED GROUP Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 438 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.B DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF RE-ELECTION AND REMUNERATION OF ERNST & YOUNG, S.L. AS AUDITOR
5.A TO RE-ELECT MR. ANTONIO VAZQUEZ Mgmt For For ROMERO AS A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE- YEAR TERM, CLASSIFIED AS NON- EXECUTIVE INDEPENDENT DIRECTOR
5.B TO RE-ELECT MR. WILLIAM WALSH AS A Mgmt For For DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS EXECUTIVE DIRECTOR
5.C TO RE-ELECT MR. MARC BOLLAND AS A Mgmt For For DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.D TO RE-ELECT MR. PATRICK CESCAU AS A Mgmt For For DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.E TO RE-ELECT MR. ENRIQUE DUPUY DE Mgmt For For LOME AS A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE- YEAR TERM, CLASSIFIED AS EXECUTIVE DIRECTOR
5.F TO RE-ELECT MR. JAMES LAWRENCE AS Mgmt For For A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS OTHER EXTERNAL DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 439 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.G TO RE-ELECT MS. MARIA FERNANDA Mgmt For For MEJIA CAMPUZANO AS A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON- EXECUTIVE INDEPENDENT DIRECTOR
5.H TO RE-ELECT MR. KIERAN POYNTER AS A Mgmt For For DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.I TO RE-ELECT MR. EMILIO SARACHO Mgmt For For RODRIGUEZ DE TORRES AS DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.J TO RE-ELECT DAME MARJORIE Mgmt For For SCARDINO AS A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE- YEAR TERM, CLASSIFIED AS NON- EXECUTIVE INDEPENDENT DIRECTOR
5.K TO RE-ELECT MR. ALBERTO TEROL Mgmt For For ESTEBAN AS A DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE- YEAR TERM, CLASSIFIED AS NON- EXECUTIVE INDEPENDENT DIRECTOR
5.L TO APPOINT MS. NICOLA SHAW AS A Mgmt For For DIRECTOR FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE INDEPENDENT DIRECTOR, WITH EFFECT FROM JANUARY 1, 2018
6 CONSULTATIVE VOTE ON THE 2016 Mgmt For For ANNUAL REPORT ON DIRECTORS' REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 440 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 AUTHORISATION, FOR A TERM ENDING AT Mgmt For For NEXT YEAR'S ANNUAL SHAREHOLDERS' MEETING (OR, IF EARLIER, FIFTEEN MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION), FOR THE DERIVATIVE ACQUISITION OF THE COMPANY'S OWN SHARES BY THE COMPANY ITSELF AND/OR BY ITS SUBSIDIARIES, UPON THE TERMS PROVIDED BY APPLICABLE LAW AND SUBJECT TO THE FOLLOWING CONDITIONS: (A) THE MAXIMUM AGGREGATE NUMBER OF SHARES WHICH ARE AUTHORISED TO BE PURCHASED SHALL BE THE LOWER OF THE MAXIMUM AMOUNT PERMITTED BY THE LAW AND SUCH NUMBER AS REPRESENTS TEN PER CENT. OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL AS AT THE DATE OF PASSING THIS RESOLUTION; (B) THE MINIMUM PRICE WHICH MAY BE PAID FOR A SHARE IS ZERO; (C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR A SHARE IS THE HIGHEST OF: (I) AN AMOUNT EQUAL TO FIVE PER CENT. ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE SHARES AS TAKEN FROM THE RELEVANT STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE TRANSACTION IS PERFORMED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE TRANSACTION IS CARRIED OUT AT THE RELEVANT TIME; IN EACH CASE, EXCLUSIVE OF EXPENSES
8 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS, WITH THE EXPRESS POWER OF SUBSTITUTION, FOR A TERM ENDING AT NEXT YEAR'S ANNUAL SHAREHOLDERS' MEETING (OR, IF EARLIER, FIFTEEN MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION), TO INCREASE THE SHARE CAPITAL PURSUANT TO THE PROVISIONS OF ARTICLE 297.1.B) OF THE COMPANIES LAW, BY UP TO (A) ONE-THIRD OF THE SHARE CAPITAL AS AT THE DATE OF Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 441 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PASSING THIS RESOLUTION (SUCH AMOUNT TO BE REDUCED BY THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN INCREASED BY AND THE MAXIMUM AMOUNT THAT THE SHARE CAPITAL MAY NEED TO BE INCREASED ON THE CONVERSION OR EXCHANGE OF ANY SECURITIES ISSUED UNDER PARAGRAPH (A) OF RESOLUTION 9); AND (B) UP TO A FURTHER ONE-SIXTH OF THE SHARE CAPITAL AS AT THE DATE OF PASSING THIS RESOLUTION IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH THE LISTING RULES MADE UNDER PART IV OF THE UNITED KINGDOM FINANCIAL SERVICES AND MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED BY THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN INCREASED BY AND THE MAXIMUM AMOUNT THAT THE SHARE CAPITAL MAY NEED TO BE INCREASED ON THE CONVERSION OR EXCHANGE OF ANY SECURITIES ISSUED UNDER PARAGRAPH (B) OF RESOLUTION 9)
9 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS, WITH THE EXPRESS POWER OF SUBSTITUTION, FOR A TERM ENDING AT NEXT YEAR'S ANNUAL SHAREHOLDERS' MEETING (OR, IF EARLIER, FIFTEEN MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION), TO ISSUE SECURITIES (INCLUDING WARRANTS) CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR SHARES OF THE COMPANY, UP TO A MAXIMUM LIMIT OF 1,000,000,000 EUROS OR THE EQUIVALENT THEREOF IN ANOTHER CURRENCY, PROVIDED THAT THE AGGREGATE SHARE CAPITAL THAT MAY NEED TO BE INCREASED ON THE CONVERSION OR EXCHANGE OF ALL SUCH SECURITIES MAY NOT BE HIGHER THAN: (A) ONE-THIRD OF THE SHARE CAPITAL AS AT THE DATE OF PASSING THIS RESOLUTION (SUCH AMOUNT TO BE REDUCED BY THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN INCREASED UNDER PARAGRAPH (A) OF RESOLUTION 8); AND (B) A FURTHER ONE-SIXTH OF THE SHARE CAPITAL AS AT THE DATE OF Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 442 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PASSING THIS RESOLUTION IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH THE LISTING RULES MADE UNDER PART IV OF THE UNITED KINGDOM FINANCIAL SERVICES AND MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED BY THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN INCREASED UNDER PARAGRAPH (B) OF RESOLUTION 8). ESTABLISHMENT OF THE CRITERIA FOR DETERMINING THE BASIS FOR AND TERMS AND CONDITIONS APPLICABLE TO THE CONVERSION OR EXCHANGE. AUTHORISATION TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER OF SUBSTITUTION, TO DEVELOP THE BASIS FOR AND TERMS AND CONDITIONS APPLICABLE TO THE CONVERSION OR EXCHANGE OF SUCH SECURITIES, AS WELL AS TO INCREASE THE SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE CONVERSION
10 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS, WITH THE EXPRESS POWER OF SUBSTITUTION, TO EXCLUDE PRE- EMPTIVE RIGHTS IN CONNECTION WITH THE CAPITAL INCREASES AND THE ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE SECURITIES THAT THE BOARD OF DIRECTORS MAY APPROVE UNDER THE AUTHORITY GIVEN UNDER RESOLUTIONS 8 AND 9 FOR THE PURPOSES OF ALLOTTING SHARES OR CONVERTIBLE OR EXCHANGEABLE SECURITIES IN CONNECTION WITH A RIGHTS ISSUE IN ACCORDANCE WITH THE LISTING RULES MADE UNDER PART IV OF THE UNITED KINGDOM FINANCIAL SERVICES AND MARKETS ACT 2000 OR IN ANY OTHER CIRCUMSTANCES SUBJECT TO AN AGGREGATE MAXIMUM NOMINAL AMOUNT OF THE SHARES SO ALLOTTED AND THAT MAY BE ALLOTTED ON CONVERSION OR EXCHANGE OF SUCH SECURITIES OF FIVE PER CENT. OF THE SHARE CAPITAL AS AT THE DATE OF PASSING THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 443 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 APPROVAL OF A REDUCTION IN SHARE Mgmt For For CAPITAL BY MEANS OF THE CANCELLATION OF UP TO 190,000,000 SHARES (8.9 PER CENT. OF THE SHARE CAPITAL). DELEGATION OF POWERS FOR THE IMPLEMENTATION THEREOF
12 DELEGATION OF POWERS TO Mgmt For For FORMALISE AND EXECUTE ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THIS SHAREHOLDERS' MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION AND SUPPLEMENTATION THEREOF OR FURTHER ELABORATION THEREON UNTIL THE REQUIRED REGISTRATIONS ARE MADE, IF APPLICABLE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 444 of 1146 2Y7X JH Multifactor Developed International ETF INTERTEK GROUP PLC, LONDON
Security: G4911B108 Agenda Number: 707865006 Ticker: Meeting Type: AGM ISIN: GB0031638363 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 TO APPROVE THE PAYMENT OF A FINAL Mgmt For For DIVIDEND OF 43.0P PER ORDINARY SHARE
4 TO RE-ELECT SIR DAVID REID AS A Mgmt For For DIRECTOR
5 TO RE-ELECT ANDRE LACROIX AS A Mgmt For For DIRECTOR
6 TO RE-ELECT EDWARD LEIGH AS A Mgmt For For DIRECTOR
7 TO RE-ELECT DAME LOUISE MAKIN AS A Mgmt For For DIRECTOR
8 TO ELECT ANDREW MARTIN AS A Mgmt For For DIRECTOR
9 TO RE-ELECT GILL RIDER AS A DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 445 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT MICHAEL WAREING AS A Mgmt For For DIRECTOR
11 TO RE-ELECT LENA WILSON AS A Mgmt For For DIRECTOR
12 TO REAPPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO DETERMINE THE REMUNERATION OF THE AUDITOR
14 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT RELEVANT SECURITIES
15 TO AUTHORISE EU POLITICAL Mgmt For For DONATIONS AND EXPENDITURE
16 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
17 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For RELATION TO AN ACQUISITION OR CAPITAL INVESTMENT
18 TO AUTHORISE THE COMPANY TO BUY Mgmt For For BACK ITS OWN SHARES
19 TO AUTHORISE THE COMPANY TO HOLD Mgmt For For GENERAL MEETINGS (OTHER THAN AGMS) ON 14 WORKING DAYS' NOTICE
20 TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 446 of 1146 2Y7X JH Multifactor Developed International ETF ISETAN MITSUKOSHI HOLDINGS LTD.
Security: J25038100 Agenda Number: 708196072 Ticker: Meeting Type: AGM ISIN: JP3894900004 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Akamatsu, Ken Mgmt For For
2.2 Appoint a Director Sugie, Toshihiko Mgmt For For
2.3 Appoint a Director Takeuchi, Toru Mgmt For For
2.4 Appoint a Director Wada, Hideharu Mgmt For For
2.5 Appoint a Director Shirai, Toshinori Mgmt For For
2.6 Appoint a Director Utsuda, Shoei Mgmt For For
2.7 Appoint a Director Ida, Yoshinori Mgmt For For
2.8 Appoint a Director Nagayasu, Katsunori Mgmt For For
3 Appoint a Corporate Auditor Hirata, Takeo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 447 of 1146 2Y7X JH Multifactor Developed International ETF ISUZU MOTORS LIMITED
Security: J24994113 Agenda Number: 708257464 Ticker: Meeting Type: AGM ISIN: JP3137200006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Katayama, Masanori Mgmt For For
2.2 Appoint a Director Narimatsu, Yukio Mgmt For For
2.3 Appoint a Director Takahashi, Shinichi Mgmt For For
2.4 Appoint a Director Ito, Masatoshi Mgmt For For
3.1 Appoint a Corporate Auditor Shindo, Mgmt Against Against Tetsuhiko
3.2 Appoint a Corporate Auditor Mikumo, Takashi Mgmt Against Against
3.3 Appoint a Corporate Auditor Kawamura, Kanji Mgmt Against Against
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 448 of 1146 2Y7X JH Multifactor Developed International ETF ITOCHU CORPORATION
Security: J2501P104 Agenda Number: 708219907 Ticker: Meeting Type: AGM ISIN: JP3143600009 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Lines Mgmt For For
3.1 Appoint a Director Okafuji, Masahiro Mgmt For For
3.2 Appoint a Director Okamoto, Hitoshi Mgmt For For
3.3 Appoint a Director Suzuki, Yoshihisa Mgmt For For
3.4 Appoint a Director Kobayashi, Fumihiko Mgmt For For
3.5 Appoint a Director Hachimura, Tsuyoshi Mgmt For For
3.6 Appoint a Director Fujisaki, Ichiro Mgmt For For
3.7 Appoint a Director Kawakita, Chikara Mgmt For For
3.8 Appoint a Director Muraki, Atsuko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 449 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Mochizuki, Harufumi Mgmt For For
4.1 Appoint a Corporate Auditor Majima, Shingo Mgmt For For
4.2 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 450 of 1146 2Y7X JH Multifactor Developed International ETF ITV PLC, LONDON
Security: G4984A110 Agenda Number: 707857352 Ticker: Meeting Type: AGM ISIN: GB0033986497 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For REPORT AND ACCOUNTS
2 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For REPORT ON REMUNERATION
3 TO RECEIVE AND ADOPT THE Mgmt For For REMUNERATION POLICY
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO DECLARE A SPECIAL DIVIDEND Mgmt For For
6 TO ELECT SALMAN AMIN Mgmt For For
7 TO RE-ELECT SIR PETER BAZALGETTE Mgmt For For
8 TO RE-ELECT ADAM CROZIER Mgmt For For
9 TO RE-ELECT ROGER FAXON Mgmt For For
10 TO RE-ELECT IAN GRIFFITHS Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 451 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT MARY HARRIS Mgmt For For
12 TO RE-ELECT ANDY HASTE Mgmt For For
13 TO RE-ELECT ANNA MANZ Mgmt For For
14 TO RE-ELECT JOHN ORMEROD Mgmt For For
15 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For
16 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITORS' REMUNERATION
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
19 ADDITIONAL DISAPPLICATION OF PRE- Mgmt For For EMPTION RIGHTS
20 POLITICAL DONATIONS Mgmt For For
21 PURCHASE OF OWN SHARES Mgmt For For
22 LENGTH OF NOTICE PERIOD FOR Mgmt For For GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 452 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN AIRLINES CO.,LTD.
Security: J25979121 Agenda Number: 708212927 Ticker: Meeting Type: AGM ISIN: JP3705200008 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For Related to Record Date for Interim Dividends
3.1 Appoint a Director Onishi, Masaru Mgmt For For
3.2 Appoint a Director Ueki, Yoshiharu Mgmt For For
3.3 Appoint a Director Fujita, Tadashi Mgmt For For
3.4 Appoint a Director Okawa, Junko Mgmt For For
3.5 Appoint a Director Saito, Norikazu Mgmt For For
3.6 Appoint a Director Kikuyama, Hideki Mgmt For For
3.7 Appoint a Director Shin, Toshinori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 453 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Iwata, Kimie Mgmt For For
3.9 Appoint a Director Kobayashi, Eizo Mgmt For For
3.10 Appoint a Director Ito, Masatoshi Mgmt For For
4 Approve Adoption of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 454 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN EXCHANGE GROUP,INC.
Security: J2740B106 Agenda Number: 708212915 Ticker: Meeting Type: AGM ISIN: JP3183200009 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuda, Hiroki Mgmt For For
1.2 Appoint a Director Kiyota, Akira Mgmt For For
1.3 Appoint a Director Miyahara, Koichiro Mgmt For For
1.4 Appoint a Director Yamaji, Hiromi Mgmt For For
1.5 Appoint a Director Miyama, Hironaga Mgmt For For
1.6 Appoint a Director Christina Ahmadjian Mgmt For For
1.7 Appoint a Director Ogita, Hitoshi Mgmt For For
1.8 Appoint a Director Kubori, Hideaki Mgmt For For
1.9 Appoint a Director Koda, Main Mgmt For For
1.10 Appoint a Director Kobayashi, Eizo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 455 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Minoguchi, Makoto Mgmt For For
1.12 Appoint a Director Mori, Kimitaka Mgmt For For
1.13 Appoint a Director Yoneda, Tsuyoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 456 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN POST BANK CO.,LTD.
Security: J2800C101 Agenda Number: 708219856 Ticker: Meeting Type: AGM ISIN: JP3946750001 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ikeda, Norito Mgmt For For
1.2 Appoint a Director Tanaka, Susumu Mgmt For For
1.3 Appoint a Director Sago, Katsunori Mgmt For For
1.4 Appoint a Director Nagato, Masatsugu Mgmt For For
1.5 Appoint a Director Nakazato, Ryoichi Mgmt For For
1.6 Appoint a Director Arita, Tomoyoshi Mgmt For For
1.7 Appoint a Director Nohara, Sawako Mgmt For For
1.8 Appoint a Director Machida, Tetsu Mgmt For For
1.9 Appoint a Director Akashi, Nobuko Mgmt For For
1.10 Appoint a Director Tsuboi, Toshihiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 457 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Ikeda, Katsuaki Mgmt For For
1.12 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
1.13 Appoint a Director Nomoto, Hirofumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 458 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN POST HOLDINGS CO.,LTD.
Security: J2800D109 Agenda Number: 708257325 Ticker: Meeting Type: AGM ISIN: JP3752900005 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nagato, Masatsugu Mgmt For For
1.2 Appoint a Director Suzuki, Yasuo Mgmt For For
1.3 Appoint a Director Ikeda, Norito Mgmt For For
1.4 Appoint a Director Yokoyama, Kunio Mgmt For For
1.5 Appoint a Director Uehira, Mitsuhiko Mgmt For For
1.6 Appoint a Director Mukai, Riki Mgmt For For
1.7 Appoint a Director Noma, Miwako Mgmt For For
1.8 Appoint a Director Mimura, Akio Mgmt For For
1.9 Appoint a Director Yagi, Tadashi Mgmt For For
1.10 Appoint a Director Seino, Satoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 459 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Ishihara, Kunio Mgmt For For
1.12 Appoint a Director Inubushi, Yasuo Mgmt For For
1.13 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.14 Appoint a Director Hirono, Michiko Mgmt For For
1.15 Appoint a Director Munakata, Norio Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 460 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN POST INSURANCE CO.,LTD.
Security: J2800E107 Agenda Number: 708244518 Ticker: Meeting Type: AGM ISIN: JP3233250004 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uehira, Mitsuhiko Mgmt For For
1.2 Appoint a Director Horigane, Masaaki Mgmt For For
1.3 Appoint a Director Nagato, Masatsugu Mgmt For For
1.4 Appoint a Director Hattori, Shinji Mgmt For For
1.5 Appoint a Director Matsuda, Michiko Mgmt For For
1.6 Appoint a Director Endo, Nobuhiro Mgmt For For
1.7 Appoint a Director Suzuki, Masako Mgmt For For
1.8 Appoint a Director Sadayuki, Yasuhiro Mgmt For For
1.9 Appoint a Director Saito, Tamotsu Mgmt For For
1.10 Appoint a Director Ozaki, Michiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 461 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Yamada, Meyumi Mgmt For For
1.12 Appoint a Director Komuro, Yoshie Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 462 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN REAL ESTATE INVESTMENT CORPORATION
Security: J27523109 Agenda Number: 707806785 Ticker: Meeting Type: EGM ISIN: JP3027680002 Meeting Date: 28-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Amend Articles to: Update the Structure of Mgmt For For Fee to be received by Asset Management Firm
2 Amend Articles to: Approve Minor Revisions Mgmt For For Related to Change of Laws and Regulations, Allow Use of Electronic Systems for Public Notifications
3 Appoint an Executive Director Nakajima, Mgmt For For Hiroshi
4.1 Appoint a Substitute Executive Director Mgmt For For Umeda, Naoki
4.2 Appoint a Substitute Executive Director Nezu, Mgmt For For Kazuo
5.1 Appoint a Supervisory Director Okanoya, Mgmt For For Tomohiro
5.2 Appoint a Supervisory Director Takano, Mgmt For For Hiroaki
6 Appoint a Substitute Supervisory Director Mgmt For For Kiya, Yoshinori Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 463 of 1146 2Y7X JH Multifactor Developed International ETF JAPAN TOBACCO INC.
Security: J27869106 Agenda Number: 707795932 Ticker: Meeting Type: AGM ISIN: JP3726800000 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For Masaki, Michio Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 464 of 1146 2Y7X JH Multifactor Developed International ETF JARDINE CYCLE & CARRIAGE LTD, SINGAPORE
Security: Y43703100 Agenda Number: 707950297 Ticker: Meeting Type: AGM ISIN: SG1B51001017 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For FINANCIAL STATEMENTS AND THE DIRECTORS' STATEMENT FOR THE YEAR ENDED 31ST DECEMBER 2016 TOGETHER WITH THE AUDITORS' REPORT
2 TO APPROVE THE PAYMENT OF A FINAL Mgmt For For ONE-TIER TAX EXEMPT DIVIDEND OF USD 0.56 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER 2016 AS RECOMMENDED BY THE DIRECTORS
3 TO APPROVE THE PAYMENT OF Mgmt For For DIRECTORS' FEES OF UP TO SGD 1,201,000 FOR THE YEAR ENDING 31ST DECEMBER 2017. (2016: SGD 1,182,000)
4.A TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR RETIRING PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY: MR JAMES WATKINS
4.B TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR RETIRING PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY: MR MARK GREENBERG
4.C TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR RETIRING PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY: DR MARTY NATALEGAWA Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 465 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.D TO RE-ELECT THE FOLLOWING Mgmt Against Against DIRECTOR RETIRING PURSUANT TO ARTICLE 94 OF THE CONSTITUTION OF THE COMPANY: MR BENJAMIN KESWICK
5 TO RE-ELECT MS VIMALA MENON, A Mgmt For For DIRECTOR RETIRING PURSUANT TO ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY
6 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
7.A RENEWAL OF THE SHARE ISSUE Mgmt Against Against MANDATE
7.B RENEWAL OF THE SHARE PURCHASE Mgmt For For MANDATE
7.C RENEWAL OF THE GENERAL MANDATE Mgmt For For FOR INTERESTED PERSON TRANSACTIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 466 of 1146 2Y7X JH Multifactor Developed International ETF JFE HOLDINGS,INC.
Security: J2817M100 Agenda Number: 708212662 Ticker: Meeting Type: AGM ISIN: JP3386030005 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hayashida, Eiji Mgmt For For
2.2 Appoint a Director Kakigi, Koji Mgmt For For
2.3 Appoint a Director Okada, Shinichi Mgmt For For
2.4 Appoint a Director Oda, Naosuke Mgmt For For
2.5 Appoint a Director Oshita, Hajime Mgmt For For
2.6 Appoint a Director Maeda, Masafumi Mgmt For For
2.7 Appoint a Director Yoshida, Masao Mgmt For For
2.8 Appoint a Director Yamamoto, Masami Mgmt For For
3.1 Appoint a Corporate Auditor Hara, Nobuya Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 467 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Saiki, Isao Mgmt For For
4 Approve Continuance of Policy regarding Mgmt Against Against Large-scale Purchases of Company Shares
5 Shareholder Proposal: Remove an Outside Shr Against For Director Yoshida, Masao Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 468 of 1146 2Y7X JH Multifactor Developed International ETF JGC CORPORATION
Security: J26945105 Agenda Number: 708233678 Ticker: Meeting Type: AGM ISIN: JP3667600005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Mgmt For For Location to KANAGAWA, Approve Minor Revisions
3.1 Appoint a Director Sato, Masayuki Mgmt For For
3.2 Appoint a Director Kawana, Koichi Mgmt For For
3.3 Appoint a Director Ishizuka, Tadashi Mgmt For For
3.4 Appoint a Director Yamazaki, Yutaka Mgmt For For
3.5 Appoint a Director Akabane, Tsutomu Mgmt For For
3.6 Appoint a Director Furuta, Eiki Mgmt For For
3.7 Appoint a Director Sato, Satoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 469 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Suzuki, Masanori Mgmt For For
3.9 Appoint a Director Terajima, Kiyotaka Mgmt For For
3.10 Appoint a Director Endo, Shigeru Mgmt For For
3.11 Appoint a Director Matsushima, Masayuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 470 of 1146 2Y7X JH Multifactor Developed International ETF JSR CORPORATION
Security: J2856K106 Agenda Number: 708212434 Ticker: Meeting Type: AGM ISIN: JP3385980002 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koshiba, Mitsunobu Mgmt For For
2.2 Appoint a Director Kawasaki, Koichi Mgmt For For
2.3 Appoint a Director Kawahashi, Nobuo Mgmt For For
2.4 Appoint a Director Shimizu, Takao Mgmt For For
2.5 Appoint a Director Matsuda, Yuzuru Mgmt For For
2.6 Appoint a Director Sugata, Shiro Mgmt For For
2.7 Appoint a Director Seki, Tadayuki Mgmt For For
3 Appoint a Corporate Auditor Moriwaki, Sumio Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 471 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1 Appoint a Substitute Corporate Auditor Doi, Mgmt For For Makoto
4.2 Appoint a Substitute Corporate Auditor Chiba, Mgmt For For Akira
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Payment of Performance-based Mgmt For For Compensation to Directors
7 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 472 of 1146 2Y7X JH Multifactor Developed International ETF JTEKT CORPORATION
Security: J2946V104 Agenda Number: 708237347 Ticker: Meeting Type: AGM ISIN: JP3292200007 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sudo, Seiichi Mgmt For For
2.2 Appoint a Director Agata, Tetsuo Mgmt For For
2.3 Appoint a Director Kawakami, Seiho Mgmt For For
2.4 Appoint a Director Isaka, Masakazu Mgmt For For
2.5 Appoint a Director Kume, Atsushi Mgmt For For
2.6 Appoint a Director Miyazaki, Hiroyuki Mgmt For For
2.7 Appoint a Director Kaijima, Hiroyuki Mgmt For For
2.8 Appoint a Director Takahashi, Tomokazu Mgmt For For
2.9 Appoint a Director Matsumoto, Takumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 473 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Miyatani, Takao Mgmt For For
2.11 Appoint a Director Okamoto, Iwao Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 474 of 1146 2Y7X JH Multifactor Developed International ETF JX HOLDINGS,INC.
Security: J29699105 Agenda Number: 708219755 Ticker: Meeting Type: AGM ISIN: JP3386450005 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kimura, Yasushi Mgmt For For
2.2 Appoint a Director Uchida, Yukio Mgmt For For
2.3 Appoint a Director Muto, Jun Mgmt For For
2.4 Appoint a Director Kawada, Junichi Mgmt For For
2.5 Appoint a Director Onoda, Yasushi Mgmt For For
2.6 Appoint a Director Adachi, Hiroji Mgmt For For
2.7 Appoint a Director Ota, Katsuyuki Mgmt For For
2.8 Appoint a Director Sugimori, Tsutomu Mgmt For For
2.9 Appoint a Director Hirose, Takashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 475 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Miyake, Shunsaku Mgmt For For
2.11 Appoint a Director Oi, Shigeru Mgmt For For
2.12 Appoint a Director Taguchi, Satoshi Mgmt For For
2.13 Appoint a Director Ota, Hiroko Mgmt For For
2.14 Appoint a Director Otsuka, Mutsutake Mgmt For For
2.15 Appoint a Director Kondo, Seiichi Mgmt For For
2.16 Appoint a Director Miyata, Yoshiiku Mgmt For For
3 Appoint a Corporate Auditor Nakajima, Yuji Mgmt For For
4 Approve Adoption of Stock Compensation to Mgmt For For be received by Directors and Executive Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 476 of 1146 2Y7X JH Multifactor Developed International ETF KAJIMA CORPORATION
Security: J29223120 Agenda Number: 708257084 Ticker: Meeting Type: AGM ISIN: JP3210200006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oshimi, Yoshikazu Mgmt For For
2.2 Appoint a Director Atsumi, Naoki Mgmt For For
2.3 Appoint a Director Tashiro, Tamiharu Mgmt For For
2.4 Appoint a Director Koizumi, Hiroyoshi Mgmt For For
2.5 Appoint a Director Uchida, Ken Mgmt For For
2.6 Appoint a Director Furukawa, Koji Mgmt For For
2.7 Appoint a Director Sakane, Masahiro Mgmt For For
2.8 Appoint a Director Saito, Kiyomi Mgmt For For
3 Appoint a Corporate Auditor Fukada, Koji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 477 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 478 of 1146 2Y7X JH Multifactor Developed International ETF KANSAI PAINT CO.,LTD.
Security: J30255129 Agenda Number: 708257197 Ticker: Meeting Type: AGM ISIN: JP3229400001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For Directors to One Year
3.1 Appoint a Director Ishino, Hiroshi Mgmt For For
3.2 Appoint a Director Mori, Kunishi Mgmt For For
3.3 Appoint a Director Tanaka, Masaru Mgmt For For
3.4 Appoint a Director Kamikado, Koji Mgmt For For
3.5 Appoint a Director Furukawa, Hidenori Mgmt For For
3.6 Appoint a Director Senoo, Jun Mgmt For For
3.7 Appoint a Director Asatsuma, Shinji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 479 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Harishchandra Meghraj Mgmt For For Bharuka
3.9 Appoint a Director Nakahara, Shigeaki Mgmt For For
3.10 Appoint a Director Miyazaki, Yoko Mgmt For For
4 Appoint a Corporate Auditor Azuma, Seiichiro Mgmt For For
5 Appoint a Substitute Corporate Auditor Nakai, Mgmt For For Hiroe
6 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors and Executive Officers
7 Approve Continuance of Policy regarding Mgmt Against Against Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 480 of 1146 2Y7X JH Multifactor Developed International ETF KAO CORPORATION
Security: J30642169 Agenda Number: 707787149 Ticker: Meeting Type: AGM ISIN: JP3205800000 Meeting Date: 21-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Michitaka Mgmt For For
2.2 Appoint a Director Yoshida, Katsuhiko Mgmt For For
2.3 Appoint a Director Takeuchi, Toshiaki Mgmt For For
2.4 Appoint a Director Hasebe, Yoshihiro Mgmt For For
2.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Nagira, Yukio Mgmt For For
3.1 Appoint a Corporate Auditor Fujii, Katsuya Mgmt For For
3.2 Appoint a Corporate Auditor Amano, Hideki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 481 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 482 of 1146 2Y7X JH Multifactor Developed International ETF KAWASAKI HEAVY INDUSTRIES,LTD.
Security: J31502107 Agenda Number: 708233301 Ticker: Meeting Type: AGM ISIN: JP3224200000 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements
4.1 Appoint a Director Murayama, Shigeru Mgmt For For
4.2 Appoint a Director Kanehana, Yoshinori Mgmt For For
4.3 Appoint a Director Morita, Yoshihiko Mgmt For For
4.4 Appoint a Director Ishikawa, Munenori Mgmt For For
4.5 Appoint a Director Hida, Kazuo Mgmt For For
4.6 Appoint a Director Tomida, Kenji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 483 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.7 Appoint a Director Kuyama, Toshiyuki Mgmt For For
4.8 Appoint a Director Ota, Kazuo Mgmt For For
4.9 Appoint a Director Ogawara, Makoto Mgmt For For
4.10 Appoint a Director Watanabe, Tatsuya Mgmt For For
4.11 Appoint a Director Yoneda, Michio Mgmt For For
4.12 Appoint a Director Yamamoto, Katsuya Mgmt For For
5.1 Appoint a Corporate Auditor Kodera, Satoru Mgmt For For
5.2 Appoint a Corporate Auditor Ishii, Atsuko Mgmt For For
6 Amend the Compensation to be received by Mgmt For For Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 484 of 1146 2Y7X JH Multifactor Developed International ETF KDDI CORPORATION
Security: J31843105 Agenda Number: 708216494 Ticker: Meeting Type: AGM ISIN: JP3496400007 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Onodera, Tadashi Mgmt For For
2.2 Appoint a Director Tanaka, Takashi Mgmt For For
2.3 Appoint a Director Morozumi, Hirofumi Mgmt For For
2.4 Appoint a Director Takahashi, Makoto Mgmt For For
2.5 Appoint a Director Ishikawa, Yuzo Mgmt For For
2.6 Appoint a Director Uchida, Yoshiaki Mgmt For For
2.7 Appoint a Director Shoji, Takashi Mgmt For For
2.8 Appoint a Director Muramoto, Shinichi Mgmt For For
2.9 Appoint a Director Mori, Keiichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 485 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Yamaguchi, Goro Mgmt For For
2.11 Appoint a Director Kodaira, Nobuyori Mgmt For For
2.12 Appoint a Director Fukukawa, Shinji Mgmt For For
2.13 Appoint a Director Tanabe, Kuniko Mgmt For For
2.14 Appoint a Director Nemoto, Yoshiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 486 of 1146 2Y7X JH Multifactor Developed International ETF KEIKYU CORPORATION
Security: J3217R103 Agenda Number: 708244772 Ticker: Meeting Type: AGM ISIN: JP3280200001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Ishiwata, Tsuneo Mgmt For For
3.2 Appoint a Director Harada, Kazuyuki Mgmt For For
3.3 Appoint a Director Ogura, Toshiyuki Mgmt For For
3.4 Appoint a Director Michihira, Takashi Mgmt For For
3.5 Appoint a Director Hirokawa, Yuichiro Mgmt For For
3.6 Appoint a Director Honda, Toshiaki Mgmt For For
3.7 Appoint a Director Takeda, Yoshikazu Mgmt For For
3.8 Appoint a Director Sasaki, Kenji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 487 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Tomonaga, Michiko Mgmt For For
3.10 Appoint a Director Hirai, Takeshi Mgmt For For
3.11 Appoint a Director Ueno, Kenryo Mgmt For For
3.12 Appoint a Director Oga, Shosuke Mgmt For For
3.13 Appoint a Director Urabe, Kazuo Mgmt For For
3.14 Appoint a Director Watanabe, Shizuyoshi Mgmt For For
3.15 Appoint a Director Kawamata, Yukihiro Mgmt For For
3.16 Appoint a Director Sato, Kenji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 488 of 1146 2Y7X JH Multifactor Developed International ETF KEIO CORPORATION
Security: J32190126 Agenda Number: 708237563 Ticker: Meeting Type: AGM ISIN: JP3277800003 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Nagata, Tadashi Mgmt For For
3.2 Appoint a Director Komura, Yasushi Mgmt For For
3.3 Appoint a Director Takahashi, Taizo Mgmt For For
3.4 Appoint a Director Maruyama, So Mgmt For For
3.5 Appoint a Director Nakaoka, Kazunori Mgmt For For
3.6 Appoint a Director Ito, Shunji Mgmt For For
3.7 Appoint a Director Koshimizu, Yotaro Mgmt For For
3.8 Appoint a Director Nakajima, Kazunari Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 489 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Minami, Yoshitaka Mgmt For For
3.10 Appoint a Director Takahashi, Atsushi Mgmt For For
3.11 Appoint a Director Furuichi, Takeshi Mgmt For For
3.12 Appoint a Director Kawasugi, Noriaki Mgmt For For
3.13 Appoint a Director Yamamoto, Mamoru Mgmt For For
3.14 Appoint a Director Komada, Ichiro Mgmt For For
3.15 Appoint a Director Kawase, Akinobu Mgmt For For
3.16 Appoint a Director Yasuki, Kunihiko Mgmt For For
3.17 Appoint a Director Sakurai, Toshiki Mgmt For For
3.18 Appoint a Director Terada, Yuichiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 490 of 1146 2Y7X JH Multifactor Developed International ETF KEISEI ELECTRIC RAILWAY CO.,LTD.
Security: J32233108 Agenda Number: 708244796 Ticker: Meeting Type: AGM ISIN: JP3278600006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Saigusa, Norio Mgmt For For
2.2 Appoint a Director Hirata, Kenichiro Mgmt For For
2.3 Appoint a Director Kobayashi, Toshiya Mgmt For For
2.4 Appoint a Director Matsukami, Eiichiro Mgmt For For
2.5 Appoint a Director Saito, Takashi Mgmt For For
2.6 Appoint a Director Kato, Masaya Mgmt For For
2.7 Appoint a Director Shinozaki, Atsushi Mgmt For For
2.8 Appoint a Director Miyajima, Hiroyuki Mgmt For For
2.9 Appoint a Director Serizawa, Hiroyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 491 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kawasumi, Makoto Mgmt For For
2.11 Appoint a Director Toshima, Susumu Mgmt For For
2.12 Appoint a Director Akai, Fumiya Mgmt Against Against
2.13 Appoint a Director Furukawa, Yasunobu Mgmt For For
2.14 Appoint a Director Mashimo, Yukihito Mgmt For For
2.15 Appoint a Director Amano, Takao Mgmt For For
2.16 Appoint a Director Muroya, Masahiro Mgmt For For
3 Appoint a Corporate Auditor Muraoka, Takashi Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 492 of 1146 2Y7X JH Multifactor Developed International ETF KEPPEL CORPORATION LTD, SINGAPORE
Security: Y4722Z120 Agenda Number: 707926866 Ticker: Meeting Type: AGM ISIN: SG1U68934629 Meeting Date: 21-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ADOPTION OF DIRECTORS' STATEMENT Mgmt For For AND AUDITED FINANCIAL STATEMENTS
2 DECLARATION OF DIVIDEND: TO Mgmt For For DECLARE A FINAL TAX-EXEMPT (ONE- TIER) DIVIDEND OF 12.0 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 (2015: FINAL TAX- EXEMPT (ONE-TIER) DIVIDEND OF 22.0 CENTS PER SHARE)
3 RE-ELECTION OF MR TILL VESTRING AS Mgmt Against Against DIRECTOR
4 RE-ELECTION OF MR DANNY TEOH AS Mgmt For For DIRECTOR
5 RE-ELECTION OF MR TOW HENG TAN AS Mgmt For For DIRECTOR
6 APPROVAL OF FEES TO NON-EXECUTIVE Mgmt For For DIRECTORS
7 RE-APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
8 ISSUE OF ADDITIONAL SHARES AND Mgmt For For CONVERTIBLE INSTRUMENTS
9 RENEWAL OF SHARE PURCHASE Mgmt For For MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 493 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For FOR INTERESTED PERSON TRANSACTIONS
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 494 of 1146 2Y7X JH Multifactor Developed International ETF KERING, PARIS
Security: F5433L103 Agenda Number: 707848416 Ticker: Meeting Type: MIX ISIN: FR0000121485 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 20 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0317/201703171700 618.pdf AND PLEASE NOTE THAT THIS IS A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 495 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND: EUR 4.60 PER SHARE
O.4 RENEWAL OF THE TERM OF MR Mgmt Against Against FRANCOIS-HENRI PINAULT AS DIRECTOR
O.5 RENEWAL OF THE TERM OF MR JEAN- Mgmt For For FRANCOIS PALUS AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MRS Mgmt For For PATRICIA BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MR Mgmt For For BAUDOUIN PROT AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 496 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against ESTABLISHMENT OF THE CRITERIA FOR THE DISTRIBUTION AND ALLOCATION OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND ANY BENEFITS WHICH MAY BE ALLOCATED TO THE EXECUTIVE DIRECTORS
O.9 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR FRANCOIS-HENRI PINAULT, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.10 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR JEAN- FRANCOIS PALUS, DEPUTY GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.11 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
E.12 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES
E.13 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 497 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.14 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE CAPITAL BY INCORPORATING RESERVES, PROFITS, OR SHARE PREMIUMS, USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.15 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERS, USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.16 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR CAPITAL SECURITIES GRANTING ACCESS TO OTHER CAPITAL SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED BY THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE CONTEXT OF A PRIVATE PLACEMENT FOR THE BENEFIT OF QUALIFIED INVESTORS OR OF A LIMITED GROUP OF INVESTORS, USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO SET THE ISSUANCE PRICE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL ACCORDING TO CERTAIN TERMS AND CONDITIONS, UP TO A MAXIMUM OF 5% OF THE CAPITAL PER YEAR, WITHIN THE CONTEXT OF A CAPITAL INCREASE BY ISSUANCE WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 498 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF COMMON SHARES OR TRANSFERABLE SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASES WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUANCE PERFORMED AS PER THE 13TH, 15TH AND 16TH RESOLUTIONS
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF CAPITAL SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON A SHARE CAPITAL INCREASE BY ISSUANCE OF COMMON SHARES OR OTHER SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR EMPLOYEES AND FORMER EMPLOYEES, MEMBERS OF ONE OR SEVERAL COMPANY SAVINGS PLAN(S), WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OE.21 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 499 of 1146 2Y7X JH Multifactor Developed International ETF KERRY GROUP PLC
Security: G52416107 Agenda Number: 707951489 Ticker: Meeting Type: AGM ISIN: IE0004906560 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 REPORTS AND ACCOUNTS Mgmt For For
2 DECLARATION OF DIVIDEND Mgmt For For
3.A TO RE-ELECT MR GERRY BEHAN Mgmt For For
3.B TO RE-ELECT DR HUGH BRADY Mgmt For For
3.C TO RE-ELECT DR KARIN DORREPAAL Mgmt For For
3.D TO RE-ELECT MR MICHAEL DOWLING Mgmt For For
3.E TO RE-ELECT MS JOAN GARAHY Mgmt For For
3.F TO RE-ELECT MR FLOR HEALY Mgmt For For
3.G TO RE-ELECT MR JAMES KENNY Mgmt For For
3.H TO RE-ELECT MR STAN MCCARTHY Mgmt For For
3.I TO RE-ELECT MR BRIAN MEHIGAN Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 500 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.J TO RE-ELECT MR TOM MORAN Mgmt For For
3.K TO RE-ELECT MR PHILIP TOOMEY Mgmt For For
4 REMUNERATION OF AUDITORS Mgmt For For
5 DIRECTORS REMUNERATION REPORT Mgmt For For
6 AUTHORITY TO ISSUE ORDINARY Mgmt For For SHARES
7 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
8 AUTHORITY TO MAKE MARKET Mgmt For For PURCHASES OF THE COMPANY'S ORDINARY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 501 of 1146 2Y7X JH Multifactor Developed International ETF KINGFISHER PLC
Security: G5256E441 Agenda Number: 708068223 Ticker: Meeting Type: AGM ISIN: GB0033195214 Meeting Date: 13-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 7.15P PER Mgmt For For ORDINARY SHARE
4 ELECT ANDY COSLETT AS DIRECTOR Mgmt For For
5 RE-ELECT ANDREW BONFIELD AS Mgmt For For DIRECTOR
6 RE-ELECT PASCAL CAGNI AS DIRECTOR Mgmt For For
7 RE-ELECT CLARE CHAPMAN AS Mgmt For For DIRECTOR
8 RE-ELECT ANDERS DAHLVIG AS Mgmt For For DIRECTOR
9 RE-ELECT RAKHI GOSS-CUSTARD AS Mgmt For For DIRECTOR
10 RE-ELECT VERONIQUE LAURY AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 502 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT MARK SELIGMAN AS Mgmt For For DIRECTOR
12 RE-ELECT KAREN WITTS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For FIX REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
18 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES
19 AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETING WITH TWO WEEKS' NOTICE
20 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 25 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT AND MODIFICATION OF THE TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 503 of 1146 2Y7X JH Multifactor Developed International ETF KINGSTON FINANCIAL GROUP LTD
Security: G5266H103 Agenda Number: 707821028 Ticker: Meeting Type: SGM ISIN: BMG5266H1034 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0308/LTN20170308544.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0308/LTN20170308541.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO APPROVE THE 2017 CHU & LI'S FAMILY Mgmt For For FINANCIAL SERVICES AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS FOR THE TRANSACTIONS CONTEMPLATED UNDER THE 2017 CHU & LI'S FAMILY FINANCIAL SERVICES AGREEMENT FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 MARCH 2018, 2019 AND 2020 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 504 of 1146 2Y7X JH Multifactor Developed International ETF KINTETSU GROUP HOLDINGS CO.,LTD.
Security: J33136128 Agenda Number: 708233464 Ticker: Meeting Type: AGM ISIN: JP3260800002 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Kobayashi, Tetsuya Mgmt For For
3.2 Appoint a Director Yoshida, Yoshinori Mgmt For For
3.3 Appoint a Director Yasumoto, Yoshihiro Mgmt For For
3.4 Appoint a Director Morishima, Kazuhiro Mgmt For For
3.5 Appoint a Director Kurahashi, Takahisa Mgmt For For
3.6 Appoint a Director Shirakawa, Masaaki Mgmt For For
3.7 Appoint a Director Yoneda, Akimasa Mgmt For For
3.8 Appoint a Director Murai, Hiroyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 505 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Wakai, Takashi Mgmt For For
3.10 Appoint a Director Wadabayashi, Michiyoshi Mgmt For For
3.11 Appoint a Director Okamoto, Kunie Mgmt For For
3.12 Appoint a Director Araki, Mikio Mgmt For For
3.13 Appoint a Director Ueda, Tsuyoshi Mgmt For For
3.14 Appoint a Director Murata, Ryuichi Mgmt For For
3.15 Appoint a Director Futamura, Takashi Mgmt For For
3.16 Appoint a Director Yoshimoto, Isao Mgmt For For
3.17 Appoint a Director Miyake, Sadayuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 506 of 1146 2Y7X JH Multifactor Developed International ETF KIRIN HOLDINGS COMPANY,LIMITED
Security: 497350108 Agenda Number: 707810227 Ticker: Meeting Type: AGM ISIN: JP3258000003 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isozaki, Yoshinori Mgmt For For
2.2 Appoint a Director Nishimura, Keisuke Mgmt For For
2.3 Appoint a Director Ito, Akihiro Mgmt For For
2.4 Appoint a Director Miyoshi, Toshiya Mgmt For For
2.5 Appoint a Director Ishii, Yasuyuki Mgmt For For
2.6 Appoint a Director Arima, Toshio Mgmt For For
2.7 Appoint a Director Arakawa, Shoshi Mgmt For For
2.8 Appoint a Director Iwata, Kimie Mgmt For For
2.9 Appoint a Director Nagayasu, Katsunori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 507 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Approve Payment of Bonuses to Corporate Mgmt For For Officers
4 Amend the Compensation to be received by Mgmt For For Corporate Officers
5 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 508 of 1146 2Y7X JH Multifactor Developed International ETF KOITO MANUFACTURING CO.,LTD.
Security: J34899104 Agenda Number: 708234000 Ticker: Meeting Type: AGM ISIN: JP3284600008 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otake, Masahiro Mgmt For For
2.2 Appoint a Director Mihara, Hiroshi Mgmt For For
2.3 Appoint a Director Yokoya, Yuji Mgmt For For
2.4 Appoint a Director Sakakibara, Koichi Mgmt For For
2.5 Appoint a Director Arima, Kenji Mgmt For For
2.6 Appoint a Director Uchiyama, Masami Mgmt For For
2.7 Appoint a Director Kato, Michiaki Mgmt For For
2.8 Appoint a Director Konagaya, Hideharu Mgmt For For
2.9 Appoint a Director Otake, Takashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 509 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kusakawa, Katsuyuki Mgmt For For
2.11 Appoint a Director Yamamoto, Hideo Mgmt For For
2.12 Appoint a Director Toyota, Jun Mgmt For For
2.13 Appoint a Director Uehara, Haruya Mgmt For For
2.14 Appoint a Director Sakurai, Kingo Mgmt For For
3 Appoint a Corporate Auditor Kawaguchi, Mgmt For For Yohei
4 Appoint a Substitute Corporate Auditor Mgmt For For Shinohara, Hideo
5 Approve Details of the Restricted-Share Mgmt Against Against Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 510 of 1146 2Y7X JH Multifactor Developed International ETF KOMATSU LTD.
Security: J35759125 Agenda Number: 708223754 Ticker: Meeting Type: AGM ISIN: JP3304200003 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Noji, Kunio Mgmt For For
2.2 Appoint a Director Ohashi, Tetsuji Mgmt For For
2.3 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.4 Appoint a Director Kuromoto, Kazunori Mgmt For For
2.5 Appoint a Director Mori, Masanao Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Yabunaka, Mitoji Mgmt For For
2.8 Appoint a Director Kigawa, Makoto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 511 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.1 Appoint a Corporate Auditor Matsuo, Mgmt For For Hironobu
3.2 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Delegation of Authority to the Board Mgmt For For of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Employees of the Company and Representative Directors of the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 512 of 1146 2Y7X JH Multifactor Developed International ETF KONAMI HOLDINGS CORPORATION
Security: J35996107 Agenda Number: 708270107 Ticker: Meeting Type: AGM ISIN: JP3300200007 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kozuki, Kagemasa Mgmt For For
1.2 Appoint a Director Kozuki, Takuya Mgmt For For
1.3 Appoint a Director Nakano, Osamu Mgmt For For
1.4 Appoint a Director Sakamoto, Satoshi Mgmt For For
1.5 Appoint a Director Higashio, Kimihiko Mgmt For For
1.6 Appoint a Director Matsuura, Yoshihiro Mgmt For For
1.7 Appoint a Director Gemma, Akira Mgmt For For
1.8 Appoint a Director Yamaguchi, Kaori Mgmt For For
1.9 Appoint a Director Kubo, Kimito Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 513 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 Appoint a Corporate Auditor Furukawa, Mgmt For For Shinichi
2.2 Appoint a Corporate Auditor Maruoka, Minoru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 514 of 1146 2Y7X JH Multifactor Developed International ETF KONICA MINOLTA,INC.
Security: J36060119 Agenda Number: 708212460 Ticker: Meeting Type: AGM ISIN: JP3300600008 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Matsuzaki, Masatoshi Mgmt For For
1.2 Appoint a Director Yamana, Shoei Mgmt For For
1.3 Appoint a Director Kama, Kazuaki Mgmt For For
1.4 Appoint a Director Tomono, Hiroshi Mgmt For For
1.5 Appoint a Director Nomi, Kimikazu Mgmt For For
1.6 Appoint a Director Hatchoji, Takashi Mgmt For For
1.7 Appoint a Director Ando, Yoshiaki Mgmt For For
1.8 Appoint a Director Shiomi, Ken Mgmt For For
1.9 Appoint a Director Hatano, Seiji Mgmt For For
1.10 Appoint a Director Koshizuka, Kunihiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 515 of 1146 2Y7X JH Multifactor Developed International ETF KOSE CORPORATION
Security: J3622S100 Agenda Number: 708274369 Ticker: Meeting Type: AGM ISIN: JP3283650004 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hanagata, Kazumasa Mgmt For For
2.2 Appoint a Director Naito, Noboru Mgmt For For
2.3 Appoint a Director Nagahama, Kiyoto Mgmt For For
2.4 Appoint a Director Kumada, Atsuo Mgmt For For
2.5 Appoint a Director Shibusawa, Koichi Mgmt For For
2.6 Appoint a Director Kobayashi, Masanori Mgmt For For
2.7 Appoint a Director Yanai, Michihito Mgmt For For
3 Appoint a Corporate Auditor Arakane, Kumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 516 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Directors
5 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 517 of 1146 2Y7X JH Multifactor Developed International ETF KUBOTA CORPORATION
Security: J36662138 Agenda Number: 707806646 Ticker: Meeting Type: AGM ISIN: JP3266400005 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kubo, Toshihiro Mgmt For For
1.3 Appoint a Director Kimura, Shigeru Mgmt For For
1.4 Appoint a Director Ogawa, Kenshiro Mgmt For For
1.5 Appoint a Director Kitao, Yuichi Mgmt For For
1.6 Appoint a Director Iida, Satoshi Mgmt For For
1.7 Appoint a Director Yoshikawa, Masato Mgmt For For
1.8 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.9 Appoint a Director Ina, Koichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 518 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Substitute Corporate Auditor Mgmt For For Morishita, Masao
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors except as Outside Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 519 of 1146 2Y7X JH Multifactor Developed International ETF KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIO
Security: H4673L145 Agenda Number: 708046330 Ticker: Meeting Type: AGM ISIN: CH0025238863 Meeting Date: 09-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME AND Mgmt For For DIVIDENDS OF CHF 5.50 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND Mgmt For For SENIOR MANAGEMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 520 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1A RE-ELECT RENATO FASSBIND AS Mgmt For For DIRECTOR
4.1B RE-ELECT JUERGEN FITSCHEN AS Mgmt For For DIRECTOR
4.1C RE-ELECT KARL GERNANDT AS Mgmt For For DIRECTOR
4.1D RE-ELECT KLAUS-MICHAEL KUEHNE AS Mgmt For For DIRECTOR
4.1E RE-ELECT HANS LERCH AS DIRECTOR Mgmt For For
4.1F RE-ELECT THOMAS STAEHELIN AS Mgmt For For DIRECTOR
4.1G RE-ELECT HAUKE STARS AS DIRECTOR Mgmt For For
4.1H RE-ELECT MARTIN WITTIG AS DIRECTOR Mgmt For For
4.1I RE-ELECT JOERG WOLLE AS DIRECTOR Mgmt For For
4.2 RE-ELECT JOERG WOLLE AS BOARD Mgmt For For CHAIRMAN
4.3A APPOINT KARL GERNANDT AS MEMBER Mgmt Against Against OF THE COMPENSATION COMMITTEE
4.3B APPOINT KLAUS-MICHAEL KUEHNE AS Mgmt Against Against MEMBER OF THE COMPENSATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 521 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.3C APPOINT HANS LERCH AS MEMBER OF Mgmt Against Against THE COMPENSATION COMMITTEE
4.4 DESIGNATE KURT GUBLER AS Mgmt For For INDEPENDENT PROXY
4.5 RATIFY ERNST AND YOUNG AG, ZURICH Mgmt For For AS AUDITORS
5.1 APPROVE REMUNERATION REPORT Mgmt Against Against
5.2 APPROVE REMUNERATION OF Mgmt For For DIRECTORS IN THE AMOUNT OF CHF 6 MILLION
5.3 APPROVE REMUNERATION OF Mgmt Against Against EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 21 MILLION
CMMT 24 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4.4 AND 4.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 522 of 1146 2Y7X JH Multifactor Developed International ETF KURARAY CO.,LTD.
Security: J37006137 Agenda Number: 707799598 Ticker: Meeting Type: AGM ISIN: JP3269600007 Meeting Date: 24-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ito, Masaaki Mgmt For For
2.2 Appoint a Director Matsuyama, Sadaaki Mgmt For For
2.3 Appoint a Director Kugawa, Kazuhiko Mgmt For For
2.4 Appoint a Director Hayase, Hiroaya Mgmt For For
2.5 Appoint a Director Nakayama, Kazuhiro Mgmt For For
2.6 Appoint a Director Abe, Kenichi Mgmt For For
2.7 Appoint a Director Sano, Yoshimasa Mgmt For For
2.8 Appoint a Director Toyoura, Hitoshi Mgmt For For
2.9 Appoint a Director Hamaguchi, Tomokazu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 523 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Hamano, Jun Mgmt For For
3 Appoint a Corporate Auditor Fujimoto, Mie Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 524 of 1146 2Y7X JH Multifactor Developed International ETF KYOCERA CORPORATION
Security: J37479110 Agenda Number: 708269851 Ticker: Meeting Type: AGM ISIN: JP3249600002 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamaguchi, Goro Mgmt For For
2.2 Appoint a Director Tanimoto, Hideo Mgmt For For
2.3 Appoint a Director Ishii, Ken Mgmt For For
2.4 Appoint a Director Fure, Hiroshi Mgmt For For
2.5 Appoint a Director Date, Yoji Mgmt For For
2.6 Appoint a Director Kano, Koichi Mgmt For For
2.7 Appoint a Director Aoki, Shoichi Mgmt For For
2.8 Appoint a Director John Sarvis Mgmt For For
2.9 Appoint a Director Robert Whisler Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 525 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Onodera, Tadashi Mgmt For For
2.11 Appoint a Director Mizobata, Hiroto Mgmt For For
2.12 Appoint a Director Aoyama, Atsushi Mgmt For For
2.13 Appoint a Director Itsukushima, Keiji Mgmt For For
2.14 Appoint a Director Ina, Norihiko Mgmt For For
2.15 Appoint a Director Sato, Takashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 526 of 1146 2Y7X JH Multifactor Developed International ETF KYOWA HAKKO KIRIN CO.,LTD.
Security: J38296117 Agenda Number: 707795956 Ticker: Meeting Type: AGM ISIN: JP3256000005 Meeting Date: 23-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hanai, Nobuo Mgmt For For
2.2 Appoint a Director Kawai, Hiroyuki Mgmt For For
2.3 Appoint a Director Tachibana, Kazuyoshi Mgmt For For
2.4 Appoint a Director Mikayama, Toshifumi Mgmt For For
2.5 Appoint a Director Miyamoto, Masashi Mgmt For For
2.6 Appoint a Director Yokota, Noriya Mgmt For For
2.7 Appoint a Director Nishikawa, Koichiro Mgmt For For
2.8 Appoint a Director Leibowitz, Yoshiko Mgmt For For
3 Appoint a Corporate Auditor Arai, Jun Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 527 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Amend the Compensation to be received by Mgmt For For Directors
5 Amend Details of Compensation as Stock- Mgmt For For Linked Compensation Type Stock Options for Directors except as Non Executive Directors
6 Approve Delegation of Authority to the Board Mgmt For For of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Directors and Executive Officers and some of Directors of the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 528 of 1146 2Y7X JH Multifactor Developed International ETF KYUSHU ELECTRIC POWER COMPANY,INCORPORATED
Security: J38468104 Agenda Number: 708244859 Ticker: Meeting Type: AGM ISIN: JP3246400000 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nuki, Masayoshi Mgmt For For
2.2 Appoint a Director Uriu, Michiaki Mgmt For For
2.3 Appoint a Director Sato, Naofumi Mgmt For For
2.4 Appoint a Director Aramaki, Tomoyuki Mgmt For For
2.5 Appoint a Director Izaki, Kazuhiro Mgmt For For
2.6 Appoint a Director Sasaki, Yuzo Mgmt For For
2.7 Appoint a Director Yamamoto, Haruyoshi Mgmt For For
2.8 Appoint a Director Yakushinji, Hideomi Mgmt For For
2.9 Appoint a Director Nakamura, Akira Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 529 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Watanabe, Yoshiro Mgmt For For
2.11 Appoint a Director Yamasaki, Takashi Mgmt For For
2.12 Appoint a Director Inuzuka, Masahiko Mgmt For For
2.13 Appoint a Director Ikebe, Kazuhiro Mgmt For For
2.14 Appoint a Director Watanabe, Akiyoshi Mgmt For For
2.15 Appoint a Director Kikukawa, Ritsuko Mgmt For For
3 Appoint a Corporate Auditor Furusho, Fumiko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Shiotsugu, Kiyoaki
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 530 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (5) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 531 of 1146 2Y7X JH Multifactor Developed International ETF KYUSHU RAILWAY COMPANY
Security: J41079104 Agenda Number: 708257907 Ticker: Meeting Type: AGM ISIN: JP3247010006 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Matsumoto, Junya Mgmt For For
2.2 Appoint a Director Matsushita, Takuma Mgmt For For
2.3 Appoint a Director Mori, Toshihiro Mgmt For For
2.4 Appoint a Director Imahayashi, Yasushi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 532 of 1146 2Y7X JH Multifactor Developed International ETF L'OREAL S.A., PARIS
Security: F58149133 Agenda Number: 707841335 Ticker: Meeting Type: MIX ISIN: FR0000120321 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 17 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0315/201703151700 480.pdf AND PLEASE NOTE THAT THIS IS A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 533 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION O.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND SETTING OF THE DIVIDEND : EUR 3.30 PER SHARE AND AN EXTRA OF EUR 0.33 PER SHARE TO LONG-TERM REGISTERED SHARES
O.4 APPOINTMENT OF MR PAUL BULCKE AS Mgmt For For DIRECTOR
O.5 RENEWAL OF THE APPOINTMENT OF MRS Mgmt For For FRANCOISE BETTENCOURT MEYERS AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MS VIRGINIE Mgmt For For MORGON AS DIRECTOR
O.7 APPROVAL OF PRINCIPLES AND Mgmt For For ESTABLISHMENT OF THE ALLOCATION AND AWARDING CRITERIA OF THE COMPONENTS MAKING UP THE GLOBAL COMPENSATION AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 534 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 SHAREHOLDERS' ADVISORY REVIEW OF Mgmt For For THE COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE 2016 FINANCIAL YEAR
O.9 AUTHORISATION FOR THE COMPANY TO Mgmt For For REPURCHASE ITS OWN SHARES
E.10 DIVISION BY TWO OF THE NOMINAL Mgmt For For VALUE OF THE COMPANY'S SHARES
E.11 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.12 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS
E.13 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ALLOW AN INCREASE IN THE CAPITAL RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 535 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.14 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ALLOW A CAPITAL INCREASE RESERVED TO CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN AFFILIATES, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS PART OF A SHAREHOLDING INITIATIVE OF EMPLOYEES
E.15 ALIGNMENT OF THE BY-LAWS WITH Mgmt For For ARTICLE 787 B OF THE FRENCH GENERAL TAX CODE
E.16 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 536 of 1146 2Y7X JH Multifactor Developed International ETF LAFARGEHOLCIM LTD, RAPPERSWIL-JONA
Security: H4768E105 Agenda Number: 707988474 Ticker: Meeting Type: AGM ISIN: CH0012214059 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 APPROVAL OF THE MANAGEMENT Mgmt For For REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE Mgmt For For COMPENSATION REPORT
2 DISCHARGE OF THE MEMBERS OF THE Mgmt Against Against BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT
3.1 APPROPRIATION OF RETAINED Mgmt For For EARNINGS;
3.2 DETERMINATION OF THE PAYOUT FROM Mgmt For For CAPITAL CONTRIBUTION RESERVES: CHF 2.00 PER REGISTERED SHARE
4.1.1 RE-ELECTION OF DR. BEAT HESS AS A Mgmt For For MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF BERTRAND COLLOMB Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 537 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1.3 RE-ELECTION OF PAUL DESMARAIS, JR. Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF OSCAR FANJUL AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF GERARD LAMARCHE AS Mgmt For For A MEMBER OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF ADRIAN LOADER AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JURG OLEAS AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF NASSEF SAWIRIS AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF DR. H.C. THOMAS Mgmt For For SCHMIDHEINY AS A MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF HANNE BIRGITTE Mgmt For For BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.2.1 ELECTION OF PATRICK KRON AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.3.1 RE-ELECTION OF PAUL DESMARAIS, JR. Mgmt For For AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 538 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.3.2 RE-ELECTION OF OSCAR FANJUL AS A Mgmt For For MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
4.3.3 RE-ELECTION OF ADRIAN LOADER AS A Mgmt For For MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
4.3.4 RE-ELECTION OF NASSEF SAWIRIS AS A Mgmt For For MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
4.3.5 RE-ELECTION OF HANNE BIRGITTE Mgmt For For BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
4.4.1 ELECTION OF THE AUDITOR: DELOITTE Mgmt For For AG
4.4.2 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY: RE-ELECTION OF DR. THOMAS RIS OF RIS & ACKERMANN, ATTORNEYS AT LAW, ST. GALLERSTRASSE 161, 8645 JONA, SWITZERLAND
5.1 COMPENSATION OF THE BOARD OF Mgmt For For DIRECTORS FOR THE NEXT TERM OF OFFICE
5.2 COMPENSATION OF THE EXECUTIVE Mgmt For For COMMITTEE FOR THE FINANCIAL YEAR 2018 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 539 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT 13 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 540 of 1146 2Y7X JH Multifactor Developed International ETF LAWSON,INC.
Security: J3871L103 Agenda Number: 708078123 Ticker: Meeting Type: AGM ISIN: JP3982100004 Meeting Date: 30-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takemasu, Sadanobu Mgmt For For
2.2 Appoint a Director Imada, Katsuyuki Mgmt For For
2.3 Appoint a Director Nakaniwa, Satoshi Mgmt For For
2.4 Appoint a Director Osono, Emi Mgmt For For
2.5 Appoint a Director Kyoya, Yutaka Mgmt For For
2.6 Appoint a Director Akiyama, Sakie Mgmt For For
2.7 Appoint a Director Hayashi, Keiko Mgmt For For
2.8 Appoint a Director Nishio, Kazunori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 541 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Gonai, Mgmt For For Masakatsu Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 542 of 1146 2Y7X JH Multifactor Developed International ETF LEGAL & GENERAL GROUP PLC, LONDON
Security: G54404127 Agenda Number: 708049730 Ticker: Meeting Type: AGM ISIN: GB0005603997 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORTS OF THE Mgmt For For COMPANY, DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF Mgmt For For 10.35P PER ORDINARY SHARE
3 TO ELECT SIR JOHN KINGMAN AS A Mgmt For For DIRECTOR
4 TO ELECT PHILIP BROADLEY AS A Mgmt For For DIRECTOR
5 TO ELECT JEFF DAVIES AS A DIRECTOR Mgmt For For
6 TO ELECT LESLEY KNOX AS A DIRECTOR Mgmt For For
7 TO ELECT KERRIGAN PROCTER AS A Mgmt For For DIRECTOR
8 TO ELECT TOBY STRAUSS AS A Mgmt For For DIRECTOR
9 TO RE-ELECT CAROLYN BRADLEY AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 543 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT JULIA WILSON AS A Mgmt For For DIRECTOR
11 TO RE-ELECT NIGEL WILSON AS A Mgmt For For DIRECTOR
12 TO RE-ELECT MARK ZINKULA AS A Mgmt For For DIRECTOR
13 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY
14 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION
15 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
16 TO APPROVE THE DIRECTORS' REPORT Mgmt For For ON REMUNERATION
17 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT')
18 TO AUTHORISE POLITICAL DONATIONS Mgmt For For PURSUANT TO SECTION 366 OF THE ACT
19 TO DISAPPLY STATUTORY PRE-EMPTION Mgmt For For RIGHTS PURSUANT TO SECTION 560 OF THE ACT
20 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 544 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO RENEW THE COMPANY'S AUTHORITY Mgmt For For TO MAKE MARKET PURCHASES OF ITS OWN SHARES
22 TO AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 545 of 1146 2Y7X JH Multifactor Developed International ETF LEGRAND SA, LIMOGES
Security: F56196185 Agenda Number: 708000512 Ticker: Meeting Type: MIX ISIN: FR0010307819 Meeting Date: 31-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 546 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.3 ALLOCATION OF INCOME AND SETTING Mgmt For For OF THE DIVIDEND AMOUNT
O.4 REVIEW OF THE COMPENSATION OWED Mgmt For For OR ALLOCATED TO MR GILLES SCHNEPP, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.5 COMPENSATION POLICY REGARDING Mgmt For For THE CHIEF EXECUTIVE OFFICER FOR THE 2017 FINANCIAL YEAR: APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS TO BE ALLOCATED TO THE CHIEF EXECUTIVE OFFICER FOR THEIR TERM
O.6 RENEWAL OF THE TERM OF MS Mgmt For For ANNALISA LOUSTAU ELIA AS DIRECTOR
O.7 RENEWAL OF THE TERM OF THE Mgmt For For COMPANY DELOITTE & ASSOCIES AS STATUTORY AUDITORS
O.8 NON-RENEWAL OF THE TERM OF THE Mgmt For For COMPANY BEAS AS DEPUTY STATUTORY AUDITORS
O.9 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 547 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.10 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES
O.11 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0412/201704121701 049.pdf Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 548 of 1146 2Y7X JH Multifactor Developed International ETF LIXIL GROUP CORPORATION
Security: J3893W103 Agenda Number: 708233882 Ticker: Meeting Type: AGM ISIN: JP3626800001 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ushioda, Yoichiro Mgmt For For
1.2 Appoint a Director Seto, Kinya Mgmt For For
1.3 Appoint a Director Kanamori, Yoshizumi Mgmt For For
1.4 Appoint a Director Kikuchi, Yoshinobu Mgmt For For
1.5 Appoint a Director Ina, Keiichiro Mgmt For For
1.6 Appoint a Director Kawaguchi, Tsutomu Mgmt For For
1.7 Appoint a Director Koda, Main Mgmt For For
1.8 Appoint a Director Barbara Judge Mgmt For For
1.9 Appoint a Director Yamanashi, Hirokazu Mgmt For For
1.10 Appoint a Director Yoshimura, Hiroto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 549 of 1146 2Y7X JH Multifactor Developed International ETF LLOYDS BANKING GROUP PLC, EDINBURGH
Security: G5533W248 Agenda Number: 707861224 Ticker: Meeting Type: AGM ISIN: GB0008706128 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For FOR YEAR ENDED 31 DECEMBER 2016
2 RE ELECTION OF LORD BLACKWELL Mgmt For For
3 RE ELECTION OF MR J COLOMBAS Mgmt For For
4 RE ELECTION OF MR M G CULMER Mgmt For For
5 RE ELECTION OF MR A P DICKINSON Mgmt For For
6 RE ELECTION OF MS A M FREW Mgmt For For
7 RE ELECTION OF MR S P HENRY Mgmt For For
8 RE ELECTION OF MR A HORTA OSORIO Mgmt For For
9 RE ELECTION OF MS D D MCWHINNEY Mgmt For For
10 RE ELECTION OF MR N E T PRETTEJOHN Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 550 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE ELECTION OF S W SINCLAIR Mgmt For For
12 RE ELECTION OF MS S V WELLER Mgmt For For
13 REMUNERATION POLICY SECTION OF Mgmt For For THE DIRECTORS REMUNERATION REPORT
14 ANNUAL REPORT ON REMUNERATION Mgmt For For SECTION OF THE DIRECTORS REMUNERATION REPORT
15 APPROVAL OF A FINAL ORDINARY OF 1.7 Mgmt For For PENCE PER SHARE
16 APPROVAL OF A SPECIAL DIVIDEND OF Mgmt For For 0.5 PENCE PER SHARE
17 RE APPOINTMENT OF THE AUDITOR: Mgmt For For PRICEWATERHOUSECOOPERS LLP
18 AUTHORITY TO SET THE REMUNERATION Mgmt For For OF THE AUDITOR
19 RENEWAL OF SHARE SAVE SCHEME Mgmt For For
20 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE
21 RE DESIGNATION OF LIMITED VOTING Mgmt For For SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 551 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 DIRECTORS AUTHORITY TO ALLOT Mgmt For For SHARES
23 DIRECTORS AUTHORITY TO ALLOT Mgmt For For SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
24 LIMITED DISAPPLICATION OF PRE Mgmt For For EMPTION RIGHTS
25 LIMITED DISAPPLICATION OF PRE Mgmt For For EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT
26 LIMITED DISAPPLICATION OF PRE Mgmt For For EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
27 AUTHORITY TO PURCHASE ORDINARY Mgmt For For SHARES
28 AUTHORITY TO PURCHASE PREFERENCE Mgmt For For SHARES
29 ADOPTION OF NEW ARTICLES OF Mgmt For For ASSOCIATION
30 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 552 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 553 of 1146 2Y7X JH Multifactor Developed International ETF LONDON STOCK EXCHANGE GROUP PLC, LONDON
Security: G5689U103 Agenda Number: 707861286 Ticker: Meeting Type: AGM ISIN: GB00B0SWJX34 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION AND THE ANNUAL STATEMENT OF THE CHAIRMAN OF THE REMUNERATION COMMITTEE
4 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION POLICY
5 TO RE-ELECT JACQUES AIGRAIN AS A Mgmt For For DIRECTOR
6 TO RE-ELECT DONALD BRYDON CBE AS A Mgmt For For DIRECTOR
7 TO RE-ELECT PAUL HEIDEN AS A Mgmt For For DIRECTOR
8 TO RE-ELECT PROFESSOR LEX Mgmt For For HOOGDUIN AS A DIRECTOR
9 TO RE-ELECT RAFFAELE JERUSALMI AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 554 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
11 TO RE-ELECT STEPHEN OCONNOR AS A Mgmt For For DIRECTOR
12 TO RE-ELECT XAVIER ROLET KBE AS A Mgmt For For DIRECTOR
13 TO RE-ELECT MARY SCHAPIRO AS A Mgmt For For DIRECTOR
14 TO RE-ELECT DAVID WARREN AS A Mgmt For For DIRECTOR
15 TO ELECT ANDREA SIRONI AS A Mgmt For For DIRECTOR
16 TO RE-APPOINT ERNST AND YOUNG LLP Mgmt For For AS AUDITORS
17 TO AUTHORISE THE DIRECTORS TO Mgmt For For APPROVE THE AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY Mgmt For For TO ALLOT SHARES
19 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For RESPECT OF AN ALLOTMENT OF EQUITY SECURITIES FOR CASH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 555 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For RESPECT OF A FURTHER ALLOTMENT OF EQUITY SECURITIES FOR CASH, FOR THE PURPOSES OF FINANCING A TRANSACTION
22 TO GRANT THE DIRECTORS AUTHORITY Mgmt For For TO PURCHASE THE COMPANY'S OWN SHARES
23 THAT A GENERAL MEETING OTHER THAN Mgmt For For AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 556 of 1146 2Y7X JH Multifactor Developed International ETF LVMH MOET HENNESSY LOUIS VUITTON SE, PARIS
Security: F58485115 Agenda Number: 707813045 Ticker: Meeting Type: MIX ISIN: FR0000121014 Meeting Date: 13-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS
O.3 APPROVAL OF THE REGULATED Mgmt Against Against AGREEMENTS AND COMMITMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 557 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.4 ALLOCATION OF INCOME - SETTING OF Mgmt For For DIVIDEND: 4 EUROS PER SHARE
O.5 RENEWAL OF TERM OF MS DELPHINE Mgmt Against Against ARNAULT AS DIRECTOR
O.6 RENEWAL OF TERM OF MR NICOLAS Mgmt Against Against BAZIRE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MR ANTONIO Mgmt Against Against BELLONI AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MR DIEGO Mgmt Against Against DELLA VALLE AS DIRECTOR
O.9 RENEWAL OF THE TERM OF MS MARIE- Mgmt For For JOSEE KRAVIS AS DIRECTOR
O.10 RENEWAL OF THE TERM OF MS MARIE- Mgmt For For LAURE SAUTY DE CHALON AS DIRECTOR
O.11 APPOINTMENT OF MR PIERRE GODE AS Mgmt Against Against OBSERVER
O.12 APPOINTMENT OF MR ALBERT FRERE AS Mgmt Against Against OBSERVER
O.13 RENEWAL OF TERM OF MR PAOLO Mgmt Against Against BULGARI AS OBSERVER
O.14 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR BERNARD ARNAULT, CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 558 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.15 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR ANTONIO BELLONI, DEPUTY GENERAL MANAGER
O.16 APPROVAL OF THE REMUNERATION Mgmt For For POLICY FOR THE EXECUTIVE OFFICERS
O.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN COMPANY SHARES FOR A MAXIMUM PURCHASE PRICE OF EUR 300.00 PER SHARE, AMOUNTING TO A TOTAL MAXIMUM PRICE OF EUR 15.2 BILLION
E.18 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO INCREASE THE SHARE CAPITAL BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHER ELEMENTS
E.19 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES HELD BY THE COMPANY FOLLOWING THE PURCHASE OF ITS OWN SECURITIES
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 559 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.21 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE BY PUBLIC OFFER COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH OPTION TO GRANT A PRIORITY RIGHT
E.22 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE CONTEXT OF A PRIVATE PLACEMENT FOR THE BENEFIT OF QUALIFIED INVESTORS OR OF A LIMITED GROUP OF INVESTORS
E.23 AUTHORISATION TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO SET THE ISSUE PRICE OF THE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL UP TO A MAXIMUM OF 10% OF CAPITAL PER YEAR, UNDER A SHARE CAPITAL INCREASE BY ISSUE WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT PURSUANT TO THE TWENTY-FIRST AND TWENTY-SECOND RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 560 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.24 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS IN THE CONTEXT OF OVER-SUBSCRIPTION OPTIONS IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES OFFERED
E.25 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS CONSIDERATION FOR SECURITIES TENDERED TO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.26 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE SHARES AS CONSIDERATION FOR CONTRIBUTIONS- IN-KIND OF EQUITY SECURITIES OR OF TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL
E.27 AUTHORISATION TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO PROCEED TO GRANT SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, OR SHARE PURCHASE OPTIONS FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE DIRECTORS OF THE COMPANY AND ASSOCIATED ENTITIES WITHIN THE LIMIT OF 1% OF THE CAPITAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 561 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.28 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS FOR THE BENEFIT OF THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S) TO A MAXIMUM AMOUNT OF 1% OF THE SHARE CAPITAL
E.29 SETTING OF AN OVERALL CEILING OF 50 Mgmt For For MILLION EURO FOR THE CAPITAL INCREASES DECIDED UPON PURSUANT TO THESE DELEGATIONS OF AUTHORITY
E.30 HARMONISATION OF COMPANY BY-LAWS: Mgmt Against Against ARTICLES 4 AND 23
E.31 DELEGATION GRANTED TO THE BOARD Mgmt Against Against OF DIRECTORS TO HARMONISE THE COMPANY BY-LAWS WITH NEW LEGISLATIVE AND REGULATORY PROVISIONS
CMMT 08 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0306/201703061700 443.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4 AND REVISION DUE TO MODIFICATION OF RESOLUTION E.30. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 562 of 1146 2Y7X JH Multifactor Developed International ETF M3,INC.
Security: J4697J108 Agenda Number: 708282683 Ticker: Meeting Type: AGM ISIN: JP3435750009 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Tanimura, Itaru
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Tomaru, Akihiko
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Yokoi, Satoshi
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsuji, Takahiro
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsuchiya, Eiji
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Yoshida, Yasuhiko
1.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Urae, Akinori
1.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Yoshida, Kenichiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 563 of 1146 2Y7X JH Multifactor Developed International ETF MAKITA CORPORATION
Security: J39584107 Agenda Number: 708269801 Ticker: Meeting Type: AGM ISIN: JP3862400003 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Goto, Masahiko Mgmt For For
2.2 Appoint a Director Goto, Munetoshi Mgmt For For
2.3 Appoint a Director Torii, Tadayoshi Mgmt For For
2.4 Appoint a Director Niwa, Hisayoshi Mgmt For For
2.5 Appoint a Director Tomita, Shinichiro Mgmt For For
2.6 Appoint a Director Kaneko, Tetsuhisa Mgmt For For
2.7 Appoint a Director Ota, Tomoyuki Mgmt For For
2.8 Appoint a Director Tsuchiya, Takashi Mgmt For For
2.9 Appoint a Director Yoshida, Masaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 564 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Omote, Takashi Mgmt For For
2.11 Appoint a Director Otsu, Yukihiro Mgmt For For
2.12 Appoint a Director Morita, Akiyoshi Mgmt For For
2.13 Appoint a Director Sugino, Masahiro Mgmt For For
3 Appoint a Corporate Auditor Yamamoto, Mgmt For For Fusahiro
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 565 of 1146 2Y7X JH Multifactor Developed International ETF MARUBENI CORPORATION
Security: J39788138 Agenda Number: 708212876 Ticker: Meeting Type: AGM ISIN: JP3877600001 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Asada, Teruo Mgmt For For
1.2 Appoint a Director Kokubu, Fumiya Mgmt For For
1.3 Appoint a Director Akiyoshi, Mitsuru Mgmt For For
1.4 Appoint a Director Yamazoe, Shigeru Mgmt For For
1.5 Appoint a Director Minami, Hikaru Mgmt For For
1.6 Appoint a Director Yabe, Nobuhiro Mgmt For For
1.7 Appoint a Director Kitabata, Takao Mgmt For For
1.8 Appoint a Director Takahashi, Kyohei Mgmt For For
1.9 Appoint a Director Fukuda, Susumu Mgmt For For
1.10 Appoint a Director Okina, Yuri Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 566 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 Appoint a Corporate Auditor Gunji, Kazuro Mgmt For For
2.2 Appoint a Corporate Auditor Hatchoji, Takashi Mgmt For For
2.3 Appoint a Corporate Auditor Yoneda, Tsuyoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 567 of 1146 2Y7X JH Multifactor Developed International ETF MAZDA MOTOR CORPORATION
Security: J41551110 Agenda Number: 708244532 Ticker: Meeting Type: AGM ISIN: JP3868400007 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamine, Yuji Mgmt For For
2.2 Appoint a Director Inamoto, Nobuhide Mgmt For For
2.3 Appoint a Director Ono, Mitsuru Mgmt For For
2.4 Appoint a Director Sakai, Ichiro Mgmt For For
2.5 Appoint a Director Jono, Kazuaki Mgmt For For
3.1 Appoint a Corporate Auditor Yasuda, Mgmt For For Masahiro
3.2 Appoint a Corporate Auditor Hirasawa, Mgmt Against Against Masahide
3.3 Appoint a Corporate Auditor Tamano, Mgmt For For Kunihiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 568 of 1146 2Y7X JH Multifactor Developed International ETF MEBUKI FINANCIAL GROUP,INC.
Security: J0312N102 Agenda Number: 708233983 Ticker: Meeting Type: AGM ISIN: JP3117700009 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines, Mgmt For For Adopt Efficacy of Appointment of Substitute Corporate Auditor
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Terakado, Kazuyoshi
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsushita, Masanao
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Sakamoto, Hideo
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Horie, Yutaka
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Sasajima, Ritsuo
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Shimizu, Kazuyuki
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Murashima, Eiji
3 Appoint a Substitute Director as Supervisory Mgmt For For Committee Members Goto, Naoki Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 569 of 1146 2Y7X JH Multifactor Developed International ETF MEIJI HOLDINGS CO.,LTD.
Security: J41729104 Agenda Number: 708268936 Ticker: Meeting Type: AGM ISIN: JP3918000005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Matsuo, Masahiko Mgmt For For
1.2 Appoint a Director Saza, Michiro Mgmt For For
1.3 Appoint a Director Shiozaki, Koichiro Mgmt For For
1.4 Appoint a Director Furuta, Jun Mgmt For For
1.5 Appoint a Director Iwashita, Shuichi Mgmt For For
1.6 Appoint a Director Kawamura, Kazuo Mgmt For For
1.7 Appoint a Director Kobayashi, Daikichiro Mgmt For For
1.8 Appoint a Director Sanuki, Yoko Mgmt For For
1.9 Appoint a Director Iwashita, Tomochika Mgmt For For
1.10 Appoint a Director Murayama, Toru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 570 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 Appoint a Corporate Auditor Matsuzumi, Mgmt For For Mineo
2.2 Appoint a Corporate Auditor Tanaka, Hiroyuki Mgmt For For
2.3 Appoint a Corporate Auditor Watanabe, Mgmt For For Hajime
2.4 Appoint a Corporate Auditor Ando, Makoto Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For Imamura, Makoto
4 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors except Outside Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 571 of 1146 2Y7X JH Multifactor Developed International ETF MERLIN ENTERTAINMENTS PLC
Security: G6019W108 Agenda Number: 708104461 Ticker: Meeting Type: AGM ISIN: GB00BDZT6P94 Meeting Date: 13-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL ACCOUNTS Mgmt For For AND THE REPORTS OF THE DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON
2 TO DECLARE A FINAL DIVIDEND ON THE Mgmt For For ORDINARY SHARES OF 4.9 PENCE PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE POLICY REPORT SET Mgmt For For OUT ON PAGES 84 TO 92 OF THE DIRECTORS' REMUNERATION REPORT IN THE ANNUAL REPORT AND ACCOUNTS 2016
4 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION SET OUT ON PAGES 93 TO 103 OF THE DIRECTORS' REMUNERATION REPORT IN THE ANNUAL REPORT AND ACCOUNTS 2016
5 TO RE-ELECT SIR JOHN SUNDERLAND AS Mgmt For For A DIRECTOR OF THE COMPANY
6 TO RE-ELECT NICK VARNEY AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO ELECT ANNE-FRANCOISE NESMES AS Mgmt For For A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 572 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO RE-ELECT CHARLES GURASSA AS A Mgmt For For DIRECTOR OF THE COMPANY
9 TO RE-ELECT KEN HYDON AS A Mgmt For For DIRECTOR OF THE COMPANY
10 TO RE-ELECT FRU HAZLITT AS A Mgmt For For DIRECTOR OF THE COMPANY
11 TO RE-ELECT SOREN THORUP Mgmt For For SORENSEN AS A DIRECTOR OF THE COMPANY
12 TO RE-ELECT TRUDY RAUTIO AS A Mgmt For For DIRECTOR OF THE COMPANY
13 TO RE-ELECT YUN (RACHEL) CHIANG AS Mgmt For For A DIRECTOR OF THE COMPANY
14 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2018
15 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF THE AUDITORS
16 THAT, IN ACCORDANCE WITH SECTIONS Mgmt For For 366 AND 367 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY (AND ALL COMPANIES WHICH ARE DIRECT OR INDIRECT SUBSIDIARIES OF THE COMPANY AT THE DATE ON WHICH THIS RESOLUTION IS PASSED OR DURING THE PERIOD WHEN THIS RESOLUTION HAS EFFECT) BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 573 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
ELECTION CANDIDATES NOT EXCEEDING GBP 100,000 IN TOTAL; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS (OTHER THAN POLITICAL PARTIES) NOT EXCEEDING GBP 100,000 IN TOTAL; AND (C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL, DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2018 (OR, IF EARLIER, ON 30 JUNE 2018) PROVIDED THAT, IN ANY EVENT, THE AGGREGATE AMOUNT OF POLITICAL DONATIONS AND POLITICAL EXPENDITURE MADE OR INCURRED BY THE COMPANY AND ITS SUBSIDIARIES PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED GBP 100,000. FOR THE PURPOSES OF THIS RESOLUTION "POLITICAL DONATION", "POLITICAL PARTY", "POLITICAL ORGANISATION", "INDEPENDENT ELECTION CANDIDATE" AND "POLITICAL EXPENDITURE" ARE TO BE CONSTRUED IN ACCORDANCE WITH SECTIONS 363, 364 AND 365 OF THE ACT
17 THAT THE DIRECTORS BE GENERALLY Mgmt For For AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES ("RIGHTS"): (A) UP TO AN AGGREGATE NOMINAL AMOUNT (WITHIN THE MEANING OF SECTIONS 551(3) AND (6) OF THE ACT) OF GBP 3,398,234.97 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER (B) BELOW IN EXCESS OF SUCH SUM); AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT (WITHIN THE MEANING OF SECTION 551(3) AND (6) OF THE ACT) OF GBP 6,796,469.95 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER (A) ABOVE) IN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 574 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CONNECTION WITH OR PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES), BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER ANY APPLICABLE LAWS OR REGULATIONS OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; THESE AUTHORISATIONS TO EXPIRE AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2018 (OR, IF EARLIER, ON 30 JUNE 2018), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES, OR GRANT RIGHTS, IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORISATIONS CONFERRED HEREBY HAD NOT EXPIRED
18 THAT, SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 17 ABOVE, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570(1) AND 573 OF THE COMPANIES ACT 2006 (THE "ACT") TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY THAT RESOLUTION; AND (B) SELL ORDINARY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 575 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES: (I) IN CONNECTION WITH OR PURSUANT TO AN OFFER OF OR INVITATION TO ACQUIRE EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 17(B), BY WAY OF A RIGHTS ISSUE ONLY) IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT OR SALE (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES) BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER ANY APPLICABLE LAWS OR REGULATIONS OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (II) IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 17(A) ABOVE (OR IN THE CASE OF ANY SALE OF TREASURY SHARES), AND OTHERWISE THAN PURSUANT TO PARAGRAPH (I) OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 509,786.22 AND SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2018 (OR, IF EARLIER, ON 30 JUNE 2018), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 576 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED
19 THAT, SUBJECT TO THE PASSING OF Mgmt For For RESOLUTIONS 17 AND 18 ABOVE AND IN ADDITION TO THE POWER GIVEN BY THAT RESOLUTION 18, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570 (1) AND 573 OF THE ACT TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY PARAGRAPH (A) OF THAT RESOLUTION 17; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 509,786.22; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS HAVE DETERMINED TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, OR FOR ANY OTHER PURPOSES AS THE COMPANY IN GENERAL MEETING MAY AT ANY TIME BY SPECIAL RESOLUTION DETERMINE AND SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 577 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
MEETING IN 2018 (OR, IF EARLIER, ON 30 JUNE 2018), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED
20 THAT A GENERAL MEETING OF THE Mgmt For For COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 578 of 1146 2Y7X JH Multifactor Developed International ETF MGM CHINA HOLDINGS LTD, GRAND CAYMAN
Security: G60744102 Agenda Number: 708051569 Ticker: Meeting Type: AGM ISIN: KYG607441022 Meeting Date: 24-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0419/ltn20170419483.pdf AND http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0419/ltn20170419500.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 0.160 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2016
3.A.I TO RE-ELECT EACH OF THE FOLLOWING Mgmt For For DIRECTOR BY SEPARATE RESOLUTION: MS. PANSY CATILINA CHIU KING HO AS AN EXECUTIVE DIRECTOR OF THE COMPANY
3.AII TO RE-ELECT EACH OF THE FOLLOWING Mgmt For For DIRECTOR BY SEPARATE RESOLUTION: MR. WILLIAM M. SCOTT IV AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 579 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3AIII TO RE-ELECT EACH OF THE FOLLOWING Mgmt For For DIRECTOR BY SEPARATE RESOLUTION: MR. ZHE SUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
3.AIV TO RE-ELECT EACH OF THE FOLLOWING Mgmt For For DIRECTOR BY SEPARATE RESOLUTION: MS. SZE WAN PATRICIA LAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE Mgmt For For TOUCHE TOHMATSU AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION
7 TO ADD THE TOTAL NUMBER OF THE Mgmt Against Against SHARES WHICH ARE REPURCHASED UNDER THE GENERAL MANDATE IN RESOLUTION (6) TO THE TOTAL NUMBER OF THE SHARES WHICH MAY BE ISSUED UNDER THE GENERAL MANDATE IN RESOLUTION (5) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 580 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO PARAGRAPHS 1.1, 6, 7 AND 11 OF THE SHARE OPTION SCHEME OF THE COMPANY AS SET OUT IN APPENDIX III TO THE COMPANY'S CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED APRIL 20, 2017 AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO GIVE FULL EFFECT TO THE PROPOSED AMENDMENTS TO THE SHARE OPTION SCHEME OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 581 of 1146 2Y7X JH Multifactor Developed International ETF MINEBEA MITSUMI INC.
Security: J42884130 Agenda Number: 708257363 Ticker: Meeting Type: AGM ISIN: JP3906000009 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kainuma, Yoshihisa Mgmt For For
2.2 Appoint a Director Moribe, Shigeru Mgmt For For
2.3 Appoint a Director Iwaya, Ryozo Mgmt For For
2.4 Appoint a Director Uchibori, Tamio Mgmt For For
2.5 Appoint a Director Tsuruta, Tetsuya Mgmt For For
2.6 Appoint a Director None, Shigeru Mgmt For For
2.7 Appoint a Director Yoda, Hiromi Mgmt For For
2.8 Appoint a Director Uehara, Shuji Mgmt For For
2.9 Appoint a Director Kagami, Michiya Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 582 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Aso, Hiroshi Mgmt For For
2.11 Appoint a Director Murakami, Koshi Mgmt For For
2.12 Appoint a Director Matsuoka, Takashi Mgmt For For
3 Amend the Compensation to be received by Mgmt For For Directors
4 Approve Renewal of Policy regarding Large- Mgmt Against Against scale Purchases of Company Shares (Anti- Takeover Defense Measures) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 583 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI CHEMICAL HOLDINGS CORPORATION
Security: J44046100 Agenda Number: 708233743 Ticker: Meeting Type: AGM ISIN: JP3897700005 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
1.2 Appoint a Director Ochi, Hitoshi Mgmt For For
1.3 Appoint a Director Glenn H. Fredrickson Mgmt For For
1.4 Appoint a Director Umeha, Yoshihiro Mgmt For For
1.5 Appoint a Director Urata, Hisao Mgmt For For
1.6 Appoint a Director Ohira, Noriyoshi Mgmt For For
1.7 Appoint a Director Kosakai, Kenkichi Mgmt For For
1.8 Appoint a Director Yoshimura, Shushichi Mgmt For For
1.9 Appoint a Director Kikkawa, Takeo Mgmt For For
1.10 Appoint a Director Ito, Taigi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 584 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Watanabe, Kazuhiro Mgmt For For
1.12 Appoint a Director Kunii, Hideko Mgmt For For
1.13 Appoint a Director Hashimoto, Takayuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 585 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI CORPORATION
Security: J43830116 Agenda Number: 708212888 Ticker: Meeting Type: AGM ISIN: JP3898400001 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Ken Mgmt For For
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt For For
2.3 Appoint a Director Tanabe, Eiichi Mgmt For For
2.4 Appoint a Director Hirota, Yasuhito Mgmt For For
2.5 Appoint a Director Masu, Kazuyuki Mgmt For For
2.6 Appoint a Director Toide, Iwao Mgmt For For
2.7 Appoint a Director Murakoshi, Akira Mgmt For For
2.8 Appoint a Director Sakakida, Masakazu Mgmt For For
2.9 Appoint a Director Konno, Hidehiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 586 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Nishiyama, Akihiko Mgmt For For
2.11 Appoint a Director Omiya, Hideaki Mgmt For For
2.12 Appoint a Director Oka, Toshiko Mgmt For For
2.13 Appoint a Director Saiki, Akitaka Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 587 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI ELECTRIC CORPORATION
Security: J43873116 Agenda Number: 708233197 Ticker: Meeting Type: AGM ISIN: JP3902400005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamanishi, Kenichiro Mgmt For For
1.2 Appoint a Director Sakuyama, Masaki Mgmt For For
1.3 Appoint a Director Yoshimatsu, Hiroki Mgmt For For
1.4 Appoint a Director Okuma, Nobuyuki Mgmt For For
1.5 Appoint a Director Matsuyama, Akihiro Mgmt For For
1.6 Appoint a Director Ichige, Masayuki Mgmt For For
1.7 Appoint a Director Ohashi, Yutaka Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 588 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Nagayasu, Katsunori Mgmt Against Against
1.12 Appoint a Director Koide, Hiroko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 589 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI ESTATE COMPANY,LIMITED
Security: J43916113 Agenda Number: 708244746 Ticker: Meeting Type: AGM ISIN: JP3899600005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sugiyama, Hirotaka Mgmt For For
2.2 Appoint a Director Yoshida, Junichi Mgmt For For
2.3 Appoint a Director Kato, Jo Mgmt For For
2.4 Appoint a Director Tanisawa, Junichi Mgmt For For
2.5 Appoint a Director Katayama, Hiroshi Mgmt For For
2.6 Appoint a Director Nishigai, Noboru Mgmt For For
2.7 Appoint a Director Yanagisawa, Yutaka Mgmt For For
2.8 Appoint a Director Okusa, Toru Mgmt For For
2.9 Appoint a Director Matsuhashi, Isao Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 590 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Ebihara, Shin Mgmt For For
2.11 Appoint a Director Tomioka, Shu Mgmt For For
2.12 Appoint a Director Shirakawa, Masaaki Mgmt For For
2.13 Appoint a Director Nagase, Shin Mgmt For For
2.14 Appoint a Director Egami, Setsuko Mgmt For For
2.15 Appoint a Director Taka, Iwao Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 591 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI GAS CHEMICAL COMPANY,INC.
Security: J43959113 Agenda Number: 708244265 Ticker: Meeting Type: AGM ISIN: JP3896800004 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakai, Kazuo Mgmt For For
1.2 Appoint a Director Kurai, Toshikiyo Mgmt For For
1.3 Appoint a Director Kawa, Kunio Mgmt For For
1.4 Appoint a Director Inamasa, Kenji Mgmt For For
1.5 Appoint a Director Jono, Masahiro Mgmt For For
1.6 Appoint a Director Sato, Yasuhiro Mgmt For For
1.7 Appoint a Director Fujii, Masashi Mgmt For For
1.8 Appoint a Director Yoshida, Susumu Mgmt For For
1.9 Appoint a Director Mizukami, Masamichi Mgmt For For
1.10 Appoint a Director Inari, Masato Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 592 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Tanigawa, Kazuo Mgmt For For
1.12 Appoint a Director Sato, Tsugio Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For Kanzaki, Hiroaki
3 Approve Reserved Retirement Benefits for Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 593 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI HEAVY INDUSTRIES,LTD.
Security: J44002129 Agenda Number: 708233298 Ticker: Meeting Type: AGM ISIN: JP3900000005 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Omiya, Hideaki
3.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Miyanaga, Shunichi
3.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Koguchi, Masanori
3.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Nayama, Michisuke
3.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Shinohara, Naoyuki
3.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Kobayashi, Ken
4.1 Appoint a Director as Supervisory Committee Mgmt For For Members Izumisawa, Seiji Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 594 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.2 Appoint a Director as Supervisory Committee Mgmt For For Members Goto, Toshifumi
4.3 Appoint a Director as Supervisory Committee Mgmt Against Against Members Kuroyanagi, Nobuo
4.4 Appoint a Director as Supervisory Committee Mgmt For For Members Christina Ahmadjian
4.5 Appoint a Director as Supervisory Committee Mgmt For For Members Ito, Shinichiro
5 Appoint Accounting Auditors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 595 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI MATERIALS CORPORATION
Security: J44024107 Agenda Number: 708219818 Ticker: Meeting Type: AGM ISIN: JP3903000002 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yao, Hiroshi Mgmt For For
1.2 Appoint a Director Takeuchi, Akira Mgmt For For
1.3 Appoint a Director Iida, Osamu Mgmt For For
1.4 Appoint a Director Ono, Naoki Mgmt For For
1.5 Appoint a Director Shibano, Nobuo Mgmt For For
1.6 Appoint a Director Suzuki, Yasunobu Mgmt For For
1.7 Appoint a Director Okamoto, Yukio Mgmt For For
1.8 Appoint a Director Tokuno, Mariko Mgmt For For
1.9 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.1 Appoint a Corporate Auditor Fukui, Soichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 596 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.2 Appoint a Corporate Auditor Sato, Hiroshi Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 597 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI MOTORS CORPORATION
Security: J44131167 Agenda Number: 708257476 Ticker: Meeting Type: AGM ISIN: JP3899800001 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For Related to the Board of Directors Size and the Board of Corporate Auditors Size, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Revise Directors with Title, Clarify an Executive Officer System
3.1 Appoint a Director Carlos Ghosn Mgmt For For
3.2 Appoint a Director Masuko, Osamu Mgmt Against Against
3.3 Appoint a Director Yamashita, Mitsuhiko Mgmt For For
3.4 Appoint a Director Shiraji, Kozo Mgmt For For
3.5 Appoint a Director Ikeya, Koji Mgmt For For
3.6 Appoint a Director Sakamoto, Harumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 598 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.7 Appoint a Director Miyanaga, Shunichi Mgmt For For
3.8 Appoint a Director Kobayashi, Ken Mgmt For For
3.9 Appoint a Director Isayama, Takeshi Mgmt For For
3.10 Appoint a Director Kawaguchi, Hitoshi Mgmt For For
3.11 Appoint a Director Karube, Hiroshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 599 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI TANABE PHARMA CORPORATION
Security: J4448H104 Agenda Number: 708219731 Ticker: Meeting Type: AGM ISIN: JP3469000008 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mitsuka, Masayuki Mgmt For For
2.2 Appoint a Director Kobayashi, Takashi Mgmt For For
2.3 Appoint a Director Ishizaki, Yoshiaki Mgmt For For
2.4 Appoint a Director Murakami, Seiichi Mgmt For For
2.5 Appoint a Director Tabaru, Eizo Mgmt For For
2.6 Appoint a Director Tanaka, Takashi Mgmt For For
2.7 Appoint a Director Hattori, Shigehiko Mgmt For For
2.8 Appoint a Director Iwane, Shigeki Mgmt For For
2.9 Appoint a Director Kamijo, Tsutomu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 600 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Kikuchi, Matsuo Mgmt For For
4 Appoint a Substitute Corporate Auditor Ichida, Mgmt Against Against Ryo
5 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors and Executive Officers
6 Amend the Compensation to be received by Mgmt For For Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 601 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI UFJ FINANCIAL GROUP,INC.
Security: J44497105 Agenda Number: 708244633 Ticker: Meeting Type: AGM ISIN: JP3902900004 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kawakami, Hiroshi Mgmt For For
2.2 Appoint a Director Kawamoto, Yuko Mgmt For For
2.3 Appoint a Director Matsuyama, Haruka Mgmt For For
2.4 Appoint a Director Toby S. Myerson Mgmt For For
2.5 Appoint a Director Okuda, Tsutomu Mgmt For For
2.6 Appoint a Director Sato, Yukihiro Mgmt Against Against
2.7 Appoint a Director Tarisa Watanagase Mgmt For For
2.8 Appoint a Director Yamate, Akira Mgmt For For
2.9 Appoint a Director Shimamoto, Takehiko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 602 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Okamoto, Junichi Mgmt For For
2.11 Appoint a Director Sono, Kiyoshi Mgmt For For
2.12 Appoint a Director Nagaoka, Takashi Mgmt For For
2.13 Appoint a Director Ikegaya, Mikio Mgmt For For
2.14 Appoint a Director Mike, Kanetsugu Mgmt For For
2.15 Appoint a Director Hirano, Nobuyuki Mgmt For For
2.16 Appoint a Director Kuroda, Tadashi Mgmt For For
2.17 Appoint a Director Tokunari, Muneaki Mgmt For For
2.18 Appoint a Director Yasuda, Masamichi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Individual Disclosure of Compensation for Directors)
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Separation of roles of Chairman of the Board and Chief Executive Officer) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 603 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a Plan for the Company's Employees to be Able to Return to Their Jobs After Running for a National Election, a Municipal Election or a Mayoral Election)
6 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Exercise of Voting Rights of Shares Held for the Purpose of Strategic Shareholdings)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Disclosure of Policies and Actual Results of Training for Directors)
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision Relating to Communication and Response Between Shareholders and Directors)
9 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision relating to a Mechanism Enabling Shareholders to Recommend Candidates for Director to the Nominating Committee and Their Equal Treatment)
10 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Publication of Proposals by Shareholder in the Notice of Convocation with at Least 100 Proposals as the Upper Limit)
11 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Whistle- blowing Contact on the Board of Corporate Auditors) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 604 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Holding of Executive Committee Meetings Consisting Only of Outside Directors Without the Attendance of Representative Corporate Executive Officers)
13 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Program for Hiring Women Who Gave Up Their Career Due to Childbirth and Child Rearing as Semi- recent College Graduates and also as Career Employees and Executives, etc.)
14 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Prohibition of Discriminatory Treatment of Activist Investors)
15 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a Special Committee to Express Opinions as the Company on a Series of Acts of the Minister of Justice, Katsutoshi Kaneda)
16 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a Special Investigation Committee on the Loans to Kenko Corporation)
17 Shareholder Proposal: Remove a Director Shr Against For Matsuyama, Haruka
18 Shareholder Proposal: Appoint a Director Shr Against For Lucian Bebchuk instead of Matsuyama, Haruka
19 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Submission of a Request to the Bank of Japan to Refrain from Deepening the Negative Interest Rate Policy) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 605 of 1146 2Y7X JH Multifactor Developed International ETF MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED
Security: J4706D100 Agenda Number: 708274496 Ticker: Meeting Type: AGM ISIN: JP3499800005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Shiraishi, Tadashi Mgmt For For
2.2 Appoint a Director Yanai, Takahiro Mgmt For For
2.3 Appoint a Director Urabe, Toshimitsu Mgmt For For
2.4 Appoint a Director Sakata, Yasuyuki Mgmt For For
2.5 Appoint a Director Nonoguchi, Tsuyoshi Mgmt For For
2.6 Appoint a Director Kobayakawa, Hideki Mgmt For For
2.7 Appoint a Director Sato, Naoki Mgmt For For
2.8 Appoint a Director Aoki, Katsuhiko Mgmt For For
2.9 Appoint a Director Yamashita, Hiroto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 606 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kudo, Takeo Mgmt For For
2.11 Appoint a Director Minoura, Teruyuki Mgmt For For
2.12 Appoint a Director Haigo, Toshio Mgmt Against Against
2.13 Appoint a Director Kuroda, Tadashi Mgmt Against Against
2.14 Appoint a Director Kojima, Kiyoshi Mgmt For For
2.15 Appoint a Director Yoshida, Shinya Mgmt For For
3.1 Appoint a Corporate Auditor Hane, Akira Mgmt For For
3.2 Appoint a Corporate Auditor Minagawa, Mgmt Against Against Hiroshi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 607 of 1146 2Y7X JH Multifactor Developed International ETF MITSUI & CO.,LTD.
Security: J44690139 Agenda Number: 708200910 Ticker: Meeting Type: AGM ISIN: JP3893600001 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iijima, Masami Mgmt For For
2.2 Appoint a Director Yasunaga, Tatsuo Mgmt For For
2.3 Appoint a Director Kato, Hiroyuki Mgmt For For
2.4 Appoint a Director Hombo, Yoshihiro Mgmt For For
2.5 Appoint a Director Suzuki, Makoto Mgmt For For
2.6 Appoint a Director Tanaka, Satoshi Mgmt For For
2.7 Appoint a Director Matsubara, Keigo Mgmt For For
2.8 Appoint a Director Fujii, Shinsuke Mgmt For For
2.9 Appoint a Director Kitamori, Nobuaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 608 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Muto, Toshiro Mgmt For For
2.11 Appoint a Director Kobayashi, Izumi Mgmt For For
2.12 Appoint a Director Jenifer Rogers Mgmt For For
2.13 Appoint a Director Takeuchi, Hirotaka Mgmt For For
2.14 Appoint a Director Samuel Walsh Mgmt For For
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Corporate Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 609 of 1146 2Y7X JH Multifactor Developed International ETF MITSUI CHEMICALS,INC.
Security: J4466L102 Agenda Number: 708244277 Ticker: Meeting Type: AGM ISIN: JP3888300005 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Reduction of Capital Reserve Mgmt For For
3 Approve Share Consolidation Mgmt For For
4 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements, Expand Business Lines, Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors, Approve Minor Revisions
5.1 Appoint a Director Tannowa, Tsutomu Mgmt For For
5.2 Appoint a Director Kubo, Masaharu Mgmt For For
5.3 Appoint a Director Isayama, Shigeru Mgmt For For
5.4 Appoint a Director Matsuo, Hideki Mgmt For For
5.5 Appoint a Director Shimogori, Takayoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 610 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.6 Appoint a Director Kuroda, Yukiko Mgmt For For
5.7 Appoint a Director Bada, Hajime Mgmt For For
5.8 Appoint a Director Tokuda, Hiromi Mgmt For For
6.1 Appoint a Corporate Auditor Shimbo, Mgmt For For Katsuyoshi
6.2 Appoint a Corporate Auditor Tokuda, Shozo Mgmt For For
7 Approve Payment of Bonuses to Directors Mgmt For For
8 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors except Outside Directors and Amend the Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 611 of 1146 2Y7X JH Multifactor Developed International ETF MITSUI FUDOSAN CO.,LTD.
Security: J4509L101 Agenda Number: 708234163 Ticker: Meeting Type: AGM ISIN: JP3893200000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iwasa, Hiromichi Mgmt For For
2.2 Appoint a Director Komoda, Masanobu Mgmt For For
2.3 Appoint a Director Kitahara, Yoshikazu Mgmt For For
2.4 Appoint a Director Fujibayashi, Kiyotaka Mgmt For For
2.5 Appoint a Director Onozawa, Yasuo Mgmt For For
2.6 Appoint a Director Sato, Masatoshi Mgmt For For
2.7 Appoint a Director Ishigami, Hiroyuki Mgmt For For
2.8 Appoint a Director Yamamoto, Takashi Mgmt For For
2.9 Appoint a Director Yamashita, Toru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 612 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Egashira, Toshiaki Mgmt For For
2.11 Appoint a Director Egawa, Masako Mgmt For For
2.12 Appoint a Director Nogimori, Masafumi Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Provision of Condolence Allowance Mgmt For For for a Deceased Representative Director Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 613 of 1146 2Y7X JH Multifactor Developed International ETF MIZUHO FINANCIAL GROUP,INC.
Security: J4599L102 Agenda Number: 708216444 Ticker: Meeting Type: AGM ISIN: JP3885780001 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Eliminate the Articles Mgmt For For Related to Class XI Preferred Shares
2.1 Appoint a Director Sato, Yasuhiro Mgmt For For
2.2 Appoint a Director Nishiyama, Takanori Mgmt For For
2.3 Appoint a Director Iida, Koichi Mgmt For For
2.4 Appoint a Director Umemiya, Makoto Mgmt For For
2.5 Appoint a Director Shibata, Yasuyuki Mgmt For For
2.6 Appoint a Director Aya, Ryusuke Mgmt For For
2.7 Appoint a Director Funaki, Nobukatsu Mgmt For For
2.8 Appoint a Director Seki, Tetsuo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 614 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director Kawamura, Takashi Mgmt For For
2.10 Appoint a Director Kainaka, Tatsuo Mgmt For For
2.11 Appoint a Director Abe, Hirotake Mgmt For For
2.12 Appoint a Director Ota, Hiroko Mgmt For For
2.13 Appoint a Director Kobayashi, Izumi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Organizations that determine dividends from surplus, etc.)
4 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Exercise of voting rights of shares held for strategic reasons)
5 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Disclosure of compensation paid to individual officers)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Separation of the Chairman of the Board of Directors and CEO)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Creation of a system enabling employees of the Company to be reinstated after running for office in national elections, local assembly elections and elections for the heads of local governments, etc.) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 615 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Disclosure of the policy on and results of officer training)
9 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision regarding the communications and responses between shareholders and directors)
10 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision regarding the system for direct recommendation of candidates for Directorship to the Nominating Committee by shareholders and equal treatment)
11 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Regarding the inclusion of shareholder proposals in a convocation notice, etc., with the upper limit on such proposals being 100 at minimum)
12 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a liaison for reporting concerns to the Audit Committee)
13 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Holding of executive management committee meetings consisting of only the Outside Director(s), at which the Representative Executive Officer(s) are not present)
14 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Implementation of semi-entry- level recruitment and establishment of an employment quota for career tracks or executive positions, etc., for women who interrupted their careers for childbirth or child rearing, etc.) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 616 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
15 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Prohibition of discriminatory treatment of activist investors)
16 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of special investigative committee on the matter of expressing the Company's opinion on the recent actions by the Minister of Justice)
17 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of special investigative committee on the matter of frozen bank accounts at the Shakujii Branch)
18 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a special investigative committee on the matter of the loan)
19 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Submission to the Bank of Japan of a written request to refrain from strongly pursuing its negative interest rate policy) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 617 of 1146 2Y7X JH Multifactor Developed International ETF MONDI PLC, ADDLESTONE
Security: G6258S107 Agenda Number: 707953798 Ticker: Meeting Type: AGM ISIN: GB00B1CRLC47 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT RESOLUTION NO. 1 Non-Voting TO 11 PERTAINS TO COMMON BUSINESS: MONDI LIMITED AND MONDI PLC, RESOLUTION NO. 12 TO 22 PERTAINS TO MONDI LIMITED BUSINESS AND RESOLUTION NO. 23 TO 31 PERTAINS TO MONDI PLC BUSINESS
1 TO ELECT TANYA FRATTO AS A DIRECTOR Mgmt For For OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
2 TO RE-ELECT STEPHEN HARRIS AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
3 TO RE-ELECT ANDREW KING AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 618 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 TO RE-ELECT JOHN NICHOLAS AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
5 TO RE-ELECT PETER OSWALD AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
6 TO RE-ELECT FRED PHASWANA AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
7 TO RE-ELECT DOMINIQUE REINICHE AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC
8 TO RE-ELECT DAVID WILLIAMS AS A Mgmt For For DIRECTOR OF MONDI LIMITED AND MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND THE ARTICLES OF ASSOCIATION OF MONDI PLC Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 619 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 SUBJECT TO HER ELECTION AS A Mgmt For For DIRECTOR PURSUANT TO RESOLUTION 1, TO ELECT TANYA FRATTO, WHO FULFILS THE REQUIREMENTS OF SECTION 94(4) OF THE SOUTH AFRICAN COMPANIES ACT 2008, AS A MEMBER OF THE DLC AUDIT COMMITTEE OF MONDI LIMITED AND MONDI PLC, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETINGS OF MONDI LIMITED AND MONDI PLC TO BE HELD IN 2018
10 SUBJECT TO HIS RE-ELECTION AS A Mgmt For For DIRECTOR PURSUANT TO RESOLUTION 2, TO ELECT STEPHEN HARRIS, WHO FULFILS THE REQUIREMENTS OF SECTION 94(4) OF THE SOUTH AFRICAN COMPANIES ACT 2008, AS A MEMBER OF THE DLC AUDIT COMMITTEE OF MONDI LIMITED AND MONDI PLC, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETINGS OF MONDI LIMITED AND MONDI PLC TO BE HELD IN 2018
11 SUBJECT TO HIS RE-ELECTION AS A Mgmt For For DIRECTOR PURSUANT TO RESOLUTION 4, TO ELECT JOHN NICHOLAS, WHO FULFILS THE REQUIREMENTS OF SECTION 94(4) OF THE SOUTH AFRICAN COMPANIES ACT 2008, AS A MEMBER OF THE DLC AUDIT COMMITTEE OF MONDI LIMITED AND MONDI PLC, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETINGS OF MONDI LIMITED AND MONDI PLC TO BE HELD IN 2018
12 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF MONDI LIMITED FOR THE YEAR ENDED 31 DECEMBER 2016, TOGETHER WITH THE REPORTS OF THE DLC AUDIT COMMITTEE, THE DIRECTORS AND THE AUDITORS OF MONDI LIMITED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 620 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
13 TO ENDORSE MONDI LIMITED'S Mgmt For For REMUNERATION POLICY AS SET OUT IN THE REMUNERATION REPORT OF MONDI LIMITED FOR THE YEAR ENDED 31 DECEMBER 2016
14 THAT THE REMUNERATION OF THE NON- Mgmt For For EXECUTIVE DIRECTORS BE APPROVED, IN TERMS OF SECTION 66(9) OF THE SOUTH AFRICAN COMPANIES ACT 2008 AND THE MONDI LIMITED MEMORANDUM OF INCORPORATION, AT THE LEVEL OF FEES PAID IN RESPECT OF THE 2016 FINANCIAL YEAR ESCALATED BY A MAXIMUM OF 2% WITH EFFECT FROM THE DATE OF THIS ANNUAL GENERAL MEETING
15 SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 26, TO DECLARE A FINAL DIVIDEND OF 522.70920 RAND CENTS PER ORDINARY SHARE IN MONDI LIMITED FOR THE YEAR ENDED 31 DECEMBER 2016
16 TO APPOINT Mgmt For For PRICEWATERHOUSECOOPERS INC AS AUDITORS, AND JFM KOTZE AS THE REGISTERED AUDITOR RESPONSIBLE FOR THE AUDIT, OF MONDI LIMITED TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF MONDI LIMITED TO BE HELD IN 2018
17 TO AUTHORISE THE DLC AUDIT Mgmt For For COMMITTEE TO DETERMINE THE REMUNERATION OF PRICEWATERHOUSECOOPERS INC
18 THAT, TO THE EXTENT REQUIRED BY THE Mgmt For For SOUTH AFRICAN COMPANIES ACT 2008 (THE SA COMPANIES ACT) AND SUBJECT TO COMPLIANCE WITH THE REQUIREMENTS OF THE SA COMPANIES ACT, THE LISTINGS REQUIREMENTS OF THE JSE LIMITED AND THE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 621 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
MEMORANDUM OF INCORPORATION OF MONDI LIMITED (EACH AS PRESENTLY CONSTITUTED AND AS AMENDED FROM TIME TO TIME), THE DIRECTORS OF MONDI LIMITED MAY AUTHORISE MONDI LIMITED TO PROVIDE DIRECT OR INDIRECT FINANCIAL ASSISTANCE, INCLUDING BY WAY OF LENDING MONEY, GUARANTEEING A LOAN OR OTHER OBLIGATION, AND SECURING ANY DEBT OR OBLIGATION, OR OTHERWISE TO ANY RELATED OR INTER-RELATED COMPANY OR CORPORATION (OR TO ANY FUTURE RELATED OR INTER-RELATED COMPANY OR CORPORATION), AND/OR TO A PRESENT OR FUTURE MEMBER OF A RELATED OR INTER-RELATED COMPANY OR CORPORATION, AND/OR TO A PERSON RELATED TO ANY SUCH COMPANY, CORPORATION OR MEMBER ALL AS CONTEMPLATED IN SECTION 44 AND/OR 45 OF THE SA COMPANIES ACT, FOR SUCH AMOUNTS AND ON SUCH TERMS AND CONDITIONS AS THE MONDI LIMITED DIRECTORS MAY DETERMINE. THIS AUTHORITY WILL EXPIRE AT THE EARLIER OF THE SECOND ANNIVERSARY OF THE DATE ON WHICH THIS SPECIAL RESOLUTION IS ADOPTED AND THE DATE OF THE ANNUAL GENERAL MEETING OF MONDI LIMITED TO BE HELD IN 2018
19 THAT THE DIRECTORS OF MONDI LIMITED Mgmt For For BE AUTHORISED TO ALLOT AND ISSUE AND/OR TO GRANT OPTIONS TO SUBSCRIBE FOR, A NUMBER OF AUTHORISED BUT UNISSUED SHARES EQUAL TO 5% OF THE ISSUED ORDINARY SHARES OF MONDI LIMITED, AT THEIR DISCRETION UNTIL THE ANNUAL GENERAL MEETING OF MONDI LIMITED TO BE HELD IN 2018, SUBJECT TO THE PROVISIONS OF THE SOUTH AFRICAN COMPANIES ACT 2008, THE LISTINGS REQUIREMENTS OF THE JSE LIMITED AND THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED (EACH AS PRESENTLY CONSTITUTED AND AS AMENDED FROM TIME TO TIME) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 622 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 THAT THE DIRECTORS OF MONDI LIMITED Mgmt For For BE AUTHORISED TO ALLOT AND ISSUE AND/OR TO GRANT OPTIONS TO SUBSCRIBE FOR, A NUMBER OF AUTHORISED BUT UNISSUED SHARES EQUAL TO 5% OF THE ISSUED SPECIAL CONVERTING SHARES OF MONDI LIMITED, AT THEIR DISCRETION UNTIL THE ANNUAL GENERAL MEETING OF MONDI LIMITED TO BE HELD IN 2018, SUBJECT TO THE PROVISIONS OF THE SOUTH AFRICAN COMPANIES ACT 2008, THE LISTINGS REQUIREMENTS OF THE JSE LIMITED AND THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED (EACH AS PRESENTLY CONSTITUTED AND AS AMENDED FROM TIME TO TIME)
21 THAT, SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 19, IN ACCORDANCE WITH THE SOUTH AFRICAN COMPANIES ACT 2008, THE LISTINGS REQUIREMENTS OF THE JSE LIMITED AND THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED (EACH AS PRESENTLY CONSTITUTED AND AS AMENDED FROM TIME TO TIME), THE DIRECTORS OF MONDI LIMITED ARE AUTHORISED BY WAY OF A GENERAL AUTHORITY TO ALLOT AND ISSUE UP TO 5,915,648 MONDI LIMITED ORDINARY SHARES (REPRESENTING 5% OF MONDI LIMITED'S ISSUED ORDINARY SHARES) FOR CASH AS AND WHEN SUITABLE SITUATIONS ARISE, SUBJECT TO THE SPECIFIC LIMITATIONS AS REQUIRED BY THE LISTINGS REQUIREMENTS OF THE JSE LIMITED
22 THAT, IN ACCORDANCE WITH THE Mgmt For For MEMORANDUM OF INCORPORATION OF MONDI LIMITED AND WITH EFFECT FROM 11 MAY 2017, MONDI LIMITED HEREBY APPROVES AS A GENERAL AUTHORITY CONTEMPLATED IN PARAGRAPH 5.72 OF THE LISTINGS REQUIREMENTS OF THE JSE LIMITED, THE ACQUISITION BY MONDI LIMITED, OR ANY OF ITS SUBSIDIARIES FROM TIME TO TIME, OF THE ISSUED ORDINARY SHARES OF Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 623 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
MONDI LIMITED, UPON SUCH TERMS AND CONDITIONS AND IN SUCH AMOUNTS AS THE DIRECTORS OF MONDI LIMITED OR ANY OF ITS SUBSIDIARIES MAY FROM TIME TO TIME DECIDE, BUT SUBJECT TO THE PROVISIONS OF THE SOUTH AFRICAN COMPANIES ACT 2008, THE LISTINGS REQUIREMENTS OF THE JSE LIMITED AND THE MEMORANDUM OF INCORPORATION OF MONDI LIMITED (EACH AS PRESENTLY CONSTITUTED AND AS AMENDED FROM TIME TO TIME)
23 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF MONDI PLC FOR THE YEAR ENDED 31 DECEMBER 2016, TOGETHER WITH THE REPORTS OF THE DLC AUDIT COMMITTEE, THE DIRECTORS AND THE AUDITORS OF MONDI PLC
24 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY OF MONDI PLC AS SET OUT ON PAGES 111 TO 117 OF THE MONDI GROUP INTEGRATED REPORT AND FINANCIAL STATEMENTS 2016
25 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT OF MONDI PLC, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, FOR THE YEAR ENDED 31 DECEMBER 2016 AS SET OUT ON PAGES 118 TO 129 OF THE MONDI GROUP INTEGRATED REPORT AND FINANCIAL STATEMENTS 2016
26 SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 15, TO DECLARE A FINAL DIVIDEND OF 38.19 EURO CENTS PER ORDINARY SHARE IN MONDI PLC FOR THE YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 624 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
27 TO APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF MONDI PLC TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF MONDI PLC TO BE HELD IN 2018
28 TO AUTHORISE THE DLC AUDIT Mgmt For For COMMITTEE TO DETERMINE THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP
29 THAT THE DIRECTORS OF MONDI PLC BE Mgmt For For GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE UK COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF MONDI PLC TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 4,855,537.60. SUCH AUTHORITY TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE UK COMPANIES ACT 2006 AND TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF MONDI PLC TO BE HELD IN 2018 OR, IF EARLIER, 30 JUNE 2018, BUT SO THAT MONDI PLC MAY MAKE OFFERS OR ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES
30 THAT, SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 29, THE DIRECTORS OF MONDI PLC BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE UK COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN IN RESOLUTION 29 AND/OR TO SELL ORDINARY SHARES HELD BY MONDI PLC AS TREASURY SHARES FOR CASH AS IF SECTION 561 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 625 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
OF THE UK COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY BEING LIMITED TO: I. A RIGHTS ISSUE TO ORDINARY SHAREHOLDERS (EXCLUDING ANY HOLDING OF TREASURY SHARES) WHERE THE RIGHTS OF EACH SHAREHOLDER ARE, AS NEARLY AS PRACTICABLE, PROPORTIONATE TO THE NUMBER OF SHARES HELD. THE DIRECTORS OF MONDI PLC MAY EXCLUDE CERTAIN SHAREHOLDERS, DEAL WITH FRACTIONS AND GENERALLY MANAGE THE RIGHTS ISSUE AS THEY THINK FIT; AND II. THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH I. ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF EUR 3,672,408, BEING 5% OF THE NOMINAL VALUE OF THE EXISTING ISSUED SHARE CAPITAL AS AT 14 MARCH 2017; SUCH AUTHORITY TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF MONDI PLC TO BE HELD IN 2018 OR, IF EARLIER, 30 JUNE 2018, BUT, IN EACH CASE, SO THAT MONDI PLC MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 30, 'RIGHTS ISSUE' HAS THE MEANING GIVEN TO THE TERM IN THE ARTICLES OF ASSOCIATION OF MONDI PLC
31 THAT MONDI PLC IS GENERALLY AND Mgmt For For UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE UK COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE UK COMPANIES ACT 2006) OF ITS OWN ORDINARY SHARES OF EUR 0.20 EACH IN THE CAPITAL OF MONDI PLC PROVIDED THAT: I. THE MAXIMUM NUMBER OF ORDINARY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 626 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SHARES WHICH MAY BE PURCHASED IS 18,362,040 (REPRESENTING 5% OF MONDI PLC'S ISSUED ORDINARY SHARE CAPITAL); II. THE MINIMUM PRICE WHICH MAY BE PAID FOR ANY ORDINARY SHARE IS EUR 0.20; III. THE MAXIMUM PRICE WHICH MAY BE PAID FOR ANY ORDINARY SHARE IS NO MORE THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF THE ORDINARY SHARES OF MONDI PLC AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND IV. THIS AUTHORITY WILL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF MONDI PLC TO BE HELD IN 2018 OR, IF EARLIER, 30 JUNE 2018 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 627 of 1146 2Y7X JH Multifactor Developed International ETF MS&AD INSURANCE GROUP HOLDINGS,INC.
Security: J4687C105 Agenda Number: 708216468 Ticker: Meeting Type: AGM ISIN: JP3890310000 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Hisahito Mgmt For For
2.2 Appoint a Director Karasawa, Yasuyoshi Mgmt For For
2.3 Appoint a Director Hara, Noriyuki Mgmt For For
2.4 Appoint a Director Kanasugi, Yasuzo Mgmt For For
2.5 Appoint a Director Fujii, Shiro Mgmt For For
2.6 Appoint a Director Nishikata, Masaaki Mgmt For For
2.7 Appoint a Director Okawabata, Fumiaki Mgmt For For
2.8 Appoint a Director Watanabe, Akira Mgmt For For
2.9 Appoint a Director Tsunoda, Daiken Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 628 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Ogawa, Tadashi Mgmt For For
2.11 Appoint a Director Matsunaga, Mari Mgmt For For
2.12 Appoint a Director Bando, Mariko Mgmt For For
3.1 Appoint a Corporate Auditor Kondo, Tomoko Mgmt For For
3.2 Appoint a Corporate Auditor Uemura, Kyoko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Nakazato, Takuya Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 629 of 1146 2Y7X JH Multifactor Developed International ETF MTR CORPORATION LIMITED
Security: Y6146T101 Agenda Number: 707968369 Ticker: Meeting Type: AGM ISIN: HK0066009694 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0407/LTN20170407703.pdf , http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0407/LTN20170407635.pdf
1 TO RECEIVE THE AUDITED STATEMENT Mgmt For For OF ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2016: THE BOARD HAS RECOMMENDED A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 (THE 'FINAL DIVIDEND') OF HKD0.82 PER SHARE
3.A TO RE-ELECT PROFESSOR FREDERICK Mgmt For For MA SI-HANG AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
3.B TO RE-ELECT MRS PAMELA CHAN WONG Mgmt For For SHUI AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 630 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT DR DOROTHY CHAN YUEN Mgmt For For TAK-FAI AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
3.D TO RE-ELECT MR ALASDAIR GEORGE Mgmt For For MORRISON AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
3.E TO RE-ELECT MR ABRAHAM SHEK LAI- Mgmt Against Against HIM AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
4 TO ELECT MR ANDREW CLIFFORD Mgmt For For WINAWER BRANDLER AS A NEW MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
5 TO ELECT MR ZHOU YUAN (ALSO KNOWN Mgmt For For AS MR JOHANNES ZHOU) AS A NEW MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
6 TO RE-APPOINT KPMG AS AUDITORS OF Mgmt For For THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING TEN PER CENT. OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 631 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO GRANT A GENERAL MANDATE TO THE Mgmt For For BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING TEN PER CENT. OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 632 of 1146 2Y7X JH Multifactor Developed International ETF MURATA MANUFACTURING CO.,LTD.
Security: J46840104 Agenda Number: 708233969 Ticker: Meeting Type: AGM ISIN: JP3914400001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Murata, Tsuneo
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Fujita, Yoshitaka
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Inoue, Toru
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakajima, Norio
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Iwatsubo, Hiroshi
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Takemura, Yoshito
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Ishino, Satoshi
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Shigematsu, Takashi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 633 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors except Outside Directors and Directors as Supervisory Committee Members Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 634 of 1146 2Y7X JH Multifactor Developed International ETF NATIONAL GRID PLC, LONDON
Security: G6375K151 Agenda Number: 708057193 Ticker: Meeting Type: OGM ISIN: GB00B08SNH34 Meeting Date: 19-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO APPROVE THE CONSOLIDATION OF Mgmt For For SHARES
2 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT NEW ORDINARY SHARES
3 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
4 TO DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For ACQUISITIONS
5 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN NEW ORDINARY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 635 of 1146 2Y7X JH Multifactor Developed International ETF NATIXIS, PARIS
Security: F6483L100 Agenda Number: 707997675 Ticker: Meeting Type: MIX ISIN: FR0000120685 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 636 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:https://balo.journal- officiel.gouv.fr/pdf/2017/0412/2017041217010 34.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 APPROVAL OF THE AGREEMENTS AND Mgmt Against Against COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR FRANCOIS PEROL, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.6 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR LAURENT MIGNON, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 637 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.7 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND WHICH MAY BE ALLOCATED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2017 FINANCIAL YEAR
O.8 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND WHICH MAY BE ALLOCATED TO THE GENERAL MANAGER FOR THE 2017 FINANCIAL YEAR
O.9 OVERALL ALLOCATION OF THE Mgmt For For COMPENSATION PAID TO PERSONS PURSUANT TO ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.10 RATIFICATION OF THE CO-OPTING OF MS Mgmt For For CATHERINE PARISET AS DIRECTOR
O.11 RENEWAL OF THE TERM OF MR NICOLAS Mgmt Against Against DE TAVERNOST AS DIRECTOR
O.12 INTERVENTION OF THE COMPANY ON Mgmt For For THE MARKET ON ITS OWN SHARES
E.13 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 638 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.14 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES
E.15 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT - BY PUBLIC OFFER, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES
E.16 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT - BY AN OFFER PURSUANT TO ARTICLE L.4112-2, SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES
E.17 DELEGATION OF POWERS TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT AS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 639 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
COMPENSATION FOR IN-KIND CONTRIBUTIONS RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL
E.18 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES THAT GRANT ACCESS TO THE CAPITAL THAT ARE RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF SAID MEMBERS
E.21 AMENDMENT TO ARTICLE 11 OF THE BY- Mgmt For For LAWS REGARDING THE MEETINGS OF THE BOARD OF DIRECTORS
E.22 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 640 of 1146 2Y7X JH Multifactor Developed International ETF NEC CORPORATION
Security: J48818124 Agenda Number: 708233224 Ticker: Meeting Type: AGM ISIN: JP3733000008 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2.1 Appoint a Director Endo, Nobuhiro Mgmt For For
2.2 Appoint a Director Niino, Takashi Mgmt For For
2.3 Appoint a Director Kawashima, Isamu Mgmt For For
2.4 Appoint a Director Morita, Takayuki Mgmt For For
2.5 Appoint a Director Emura, Katsumi Mgmt For For
2.6 Appoint a Director Matsukura, Hajime Mgmt For For
2.7 Appoint a Director Kunibe, Takeshi Mgmt For For
2.8 Appoint a Director Ogita, Hitoshi Mgmt For For
2.9 Appoint a Director Sasaki, Kaori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 641 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Oka, Motoyuki Mgmt For For
2.11 Appoint a Director Noji, Kunio Mgmt For For
3 Appoint a Corporate Auditor Kinoshita, Hajime Mgmt For For
4 Approve Adoption of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 642 of 1146 2Y7X JH Multifactor Developed International ETF NESTLE SA, CHAM UND VEVEY
Security: H57312649 Agenda Number: 707814263 Ticker: Meeting Type: AGM ISIN: CH0038863350 Meeting Date: 06-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016
1.2 ACCEPTANCE OF THE COMPENSATION Mgmt For For REPORT 2016 (ADVISORY VOTE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 643 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 DISCHARGE TO THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING Mgmt For For FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016
4.1.1 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR PAUL BULCKE
4.1.2 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR ANDREAS KOOPMANN
4.1.3 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR HENRI DE CASTRIES
4.1.4 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR BEAT W. HESS
4.1.5 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR RENATO FASSBIND
4.1.6 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR STEVEN G. HOCH
4.1.7 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MS NAINA LAL KIDWAI
4.1.8 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR JEAN-PIERRE ROTH
4.1.9 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MS ANN M. VENEMAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 644 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
41.10 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MS EVA CHENG
41.11 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MS RUTH K. ONIANG'O
41.12 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR PATRICK AEBISCHER
4.2.1 ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MR ULF MARK SCHNEIDER
4.2.2 ELECTION TO THE BOARD OF Mgmt For For DIRECTORS: MS URSULA M. BURNS
4.3 ELECTION OF THE CHAIRMAN OF THE Mgmt For For BOARD OF DIRECTORS: MR PAUL BULCKE
4.4.1 ELECTION OF MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MR BEAT W. HESS
4.4.2 ELECTION OF MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN
4.4.3 ELECTION OF MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MR JEAN- PIERRE ROTH
4.4.4 ELECTION OF MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MR PATRICK AEBISCHER
4.5 ELECTION OF THE STATUTORY Mgmt For For AUDITORS: KPMG SA, GENEVA BRANCH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 645 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.6 ELECTION OF THE INDEPENDENT Mgmt For For REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF Mgmt For For THE BOARD OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF Mgmt For For THE EXECUTIVE BOARD
6 IN THE EVENT OF ANY YET UNKNOWN Shr Against For NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL
CMMT PLEASE FIND BELOW THE LINK FOR Non-Voting NESTLE IN SOCIETY CREATING SHARED VALUE AND MEETING OUR COMMITMENTS 2016: http://www.nestle.com/asset- library/documents/library/documents/corporat e_social_responsibility/nestle-in-society- summary-report-2016-en.pdf Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 646 of 1146 2Y7X JH Multifactor Developed International ETF NEW WORLD DEVELOPMENT CO LTD, HONG KONG
Security: Y63084126 Agenda Number: 707633815 Ticker: Meeting Type: EGM ISIN: HK0017000149 Meeting Date: 29-Dec-16
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2016/1206/LTN20161206779.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2016/1206/LTN20161206771.pdf
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
1 TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For SALE AND PURCHASE AGREEMENT AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER AND TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS IN CONNECTION THEREWITH OR TO IMPLEMENT OR GIVE EFFECT TO THE SALE AND PURCHASE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 647 of 1146 2Y7X JH Multifactor Developed International ETF NEW WORLD DEVELOPMENT CO LTD, HONG KONG
Security: Y63084126 Agenda Number: 708156369 Ticker: Meeting Type: EGM ISIN: HK0017000149 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0508/LTN20170508602.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0508/LTN20170508625.pdf
1 TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For SERVICES GROUP MASTER SERVICES AGREEMENT, THE SERVICES GROUP TRANSACTIONS AND TO APPROVE THE SERVICES GROUP ANNUAL CAPS FOR EACH OF THE THREE YEARS ENDING 30 JUNE 2018, 30 JUNE 2019 AND 30 JUNE 2020 AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY (OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY) TO EXECUTE ALL SUCH OTHER DOCUMENTS AND AGREEMENTS AND DO ALL SUCH ACTS AND THINGS AS HE/SHE OR THEY MAY IN HIS/HER OR THEIR ABSOLUTE DISCRETION CONSIDER TO BE NECESSARY, DESIRABLE, APPROPRIATE OR EXPEDIENT TO IMPLEMENT THE SERVICES GROUP MASTER SERVICES AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL MATTERS INCIDENTAL THERETO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 648 of 1146 2Y7X JH Multifactor Developed International ETF NEXON CO.,LTD.
Security: J4914X104 Agenda Number: 707821636 Ticker: Meeting Type: AGM ISIN: JP3758190007 Meeting Date: 28-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Appoint a Director Owen Mahoney Mgmt For For
1.2 Appoint a Director Uemura, Shiro Mgmt For For
1.3 Appoint a Director Jiwon Park Mgmt For For
1.4 Appoint a Director Honda, Satoshi Mgmt For For
1.5 Appoint a Director Kuniya, Shiro Mgmt For For
2 Appoint a Corporate Auditor Koyama, Hideo Mgmt For For
3 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Directors and Employees of the Company and the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 649 of 1146 2Y7X JH Multifactor Developed International ETF NEXT PLC, LEICESTER
Security: G6500M106 Agenda Number: 708046633 Ticker: Meeting Type: AGM ISIN: GB0032089863 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE ACCOUNTS Mgmt For For AND REPORTS
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
3 TO APPROVE THE REMUNERATION Mgmt For For REPORT
4 TO DECLARE A FINAL DIVIDEND OF 105P Mgmt For For PER SHARE
5 TO RE-ELECT JOHN BARTON AS A Mgmt For For DIRECTOR
6 TO ELECT JONATHAN BEWES AS A Mgmt For For DIRECTOR
7 TO RE-ELECT CAROLINE GOODALL AS A Mgmt For For DIRECTOR
8 TO RE-ELECT AMANDA JAMES AS A Mgmt For For DIRECTOR
9 TO RE-ELECT MICHAEL LAW AS A Mgmt For For DIRECTOR
10 TO ELECT MICHAEL RONEY AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 650 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT FRANCIS SALWAY AS A Mgmt For For DIRECTOR
12 TO RE-ELECT JANE SHIELDS AS A Mgmt For For DIRECTOR
13 TO RE-ELECT DAME DIANNE THOMPSON Mgmt For For AS A DIRECTOR
14 TO RE-ELECT LORD WOLFSON AS A Mgmt For For DIRECTOR
15 TO APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISE THE DIRECTORS TO SET THEIR REMUNERATION
16 AUTHORITY TO AMEND THE NEXT LTIP Mgmt For For
17 DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES
18 AUTHORITY TO DISAPPLY GENERAL PRE- Mgmt For For EMPTION RIGHTS
19 AUTHORITY TO DISAPPLY ADDITIONAL Mgmt For For PRE-EMPTION RIGHTS
20 AUTHORITY FOR ON-MARKET PURCHASE Mgmt For For OF OWN SHARES
21 AUTHORITY FOR OFF-MARKET Mgmt For For PURCHASE OF OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 651 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 INCREASING THE COMPANY'S Mgmt For For BORROWING POWERS
23 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 652 of 1146 2Y7X JH Multifactor Developed International ETF NGK INSULATORS,LTD.
Security: J49076110 Agenda Number: 708274371 Ticker: Meeting Type: AGM ISIN: JP3695200000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hamamoto, Eiji Mgmt For For
2.2 Appoint a Director Oshima, Taku Mgmt For For
2.3 Appoint a Director Takeuchi, Yukihisa Mgmt For For
2.4 Appoint a Director Sakabe, Susumu Mgmt For For
2.5 Appoint a Director Kanie, Hiroshi Mgmt For For
2.6 Appoint a Director Iwasaki, Ryohei Mgmt For For
2.7 Appoint a Director Saito, Hideaki Mgmt For For
2.8 Appoint a Director Ishikawa, Shuhei Mgmt For For
2.9 Appoint a Director Saji, Nobumitsu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 653 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Niwa, Chiaki Mgmt For For
2.11 Appoint a Director Kamano, Hiroyuki Mgmt For For
2.12 Appoint a Director Nakamura, Toshio Mgmt For For
2.13 Appoint a Director Hamada, Emiko Mgmt For For
3 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 654 of 1146 2Y7X JH Multifactor Developed International ETF NGK SPARK PLUG CO.,LTD.
Security: J49119100 Agenda Number: 708257212 Ticker: Meeting Type: AGM ISIN: JP3738600000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Odo, Shinichi Mgmt For For
1.2 Appoint a Director Shibagaki, Shinji Mgmt For For
1.3 Appoint a Director Okawa, Teppei Mgmt For For
1.4 Appoint a Director Kawajiri, Shogo Mgmt For For
1.5 Appoint a Director Nakagawa, Takeshi Mgmt For For
1.6 Appoint a Director Kawai, Takeshi Mgmt For For
1.7 Appoint a Director Kato, Mikihiko Mgmt For For
1.8 Appoint a Director Otaki, Morihiko Mgmt For For
1.9 Appoint a Director Yasui, Kanemaru Mgmt For For
1.10 Appoint a Director Tamagawa, Megumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 655 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 Appoint a Corporate Auditor Hotta, Yasuhiko Mgmt For For
2.2 Appoint a Corporate Auditor Nagatomi, Mgmt For For Fumiko
3 Amend the Compensation to be received by Mgmt For For Directors
4 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors and Executive Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 656 of 1146 2Y7X JH Multifactor Developed International ETF NH FOODS LTD.
Security: J4929Q102 Agenda Number: 708230278 Ticker: Meeting Type: AGM ISIN: JP3743000006 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Share Consolidation Mgmt For For
2.1 Appoint a Director Suezawa, Juichi Mgmt For For
2.2 Appoint a Director Hata, Yoshihide Mgmt For For
2.3 Appoint a Director Shinohara, Kazunori Mgmt For For
2.4 Appoint a Director Kawamura, Koji Mgmt For For
2.5 Appoint a Director Okoso, Hiroji Mgmt For For
2.6 Appoint a Director Inoue, Katsumi Mgmt For For
2.7 Appoint a Director Kito, Tetsuhiro Mgmt For For
2.8 Appoint a Director Takamatsu, Hajime Mgmt For For
2.9 Appoint a Director Katayama, Toshiko Mgmt For For
2.10 Appoint a Director Taka, Iwao Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 657 of 1146 2Y7X JH Multifactor Developed International ETF NIDEC CORPORATION
Security: J52968104 Agenda Number: 708233212 Ticker: Meeting Type: AGM ISIN: JP3734800000 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nagamori, Shigenobu Mgmt For For
1.2 Appoint a Director Kobe, Hiroshi Mgmt For For
1.3 Appoint a Director Katayama, Mikio Mgmt For For
1.4 Appoint a Director Sato, Akira Mgmt For For
1.5 Appoint a Director Miyabe, Toshihiko Mgmt For For
1.6 Appoint a Director Yoshimoto, Hiroyuki Mgmt For For
1.7 Appoint a Director Onishi, Tetsuo Mgmt For For
1.8 Appoint a Director Ido, Kiyoto Mgmt For For
1.9 Appoint a Director Ishida, Noriko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 658 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Corporate Auditor Murakami, Mgmt For For Kazuya Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 659 of 1146 2Y7X JH Multifactor Developed International ETF NIKON CORPORATION
Security: 654111103 Agenda Number: 708282099 Ticker: Meeting Type: AGM ISIN: JP3657400002 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Ushida, Kazuo
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Oka, Masashi
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Okamoto, Yasuyuki
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Odajima, Takumi
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Hagiwara, Satoshi
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Negishi, Akio
3 Appoint a Director as Supervisory Committee Mgmt For For Members Honda, Takaharu Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 660 of 1146 2Y7X JH Multifactor Developed International ETF NIPPON EXPRESS CO.,LTD.
Security: J53376117 Agenda Number: 708282152 Ticker: Meeting Type: AGM ISIN: JP3729400006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements
4.1 Appoint a Director Watanabe, Kenji Mgmt For For
4.2 Appoint a Director Saito, Mitsuru Mgmt For For
4.3 Appoint a Director Ito, Yutaka Mgmt For For
4.4 Appoint a Director Ishii, Takaaki Mgmt For For
4.5 Appoint a Director Taketsu, Hisao Mgmt For For
4.6 Appoint a Director Shimauchi, Takumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 661 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.7 Appoint a Director Terai, Katsuhiro Mgmt For For
4.8 Appoint a Director Sakuma, Fumihiko Mgmt For For
4.9 Appoint a Director Akita, Susumu Mgmt For For
4.10 Appoint a Director Hayashida, Naoya Mgmt For For
4.11 Appoint a Director Horikiri, Satoshi Mgmt For For
4.12 Appoint a Director Matsumoto, Yoshiyuki Mgmt For For
4.13 Appoint a Director Sugiyama, Masahiro Mgmt For For
4.14 Appoint a Director Nakayama, Shigeo Mgmt For For
4.15 Appoint a Director Yasuoka, Sadako Mgmt For For
5 Appoint a Corporate Auditor Kanki, Tadashi Mgmt Against Against
6 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 662 of 1146 2Y7X JH Multifactor Developed International ETF NIPPON PAINT HOLDINGS CO.,LTD.
Security: J55053128 Agenda Number: 707821232 Ticker: Meeting Type: AGM ISIN: JP3749400002 Meeting Date: 29-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakai, Kenji Mgmt For For
2.2 Appoint a Director Tado, Tetsushi Mgmt For For
2.3 Appoint a Director Minami, Manabu Mgmt For For
2.4 Appoint a Director Nagasaka, Atsushi Mgmt For For
2.5 Appoint a Director Hup Jin Goh Mgmt For For
2.6 Appoint a Director Matsumoto, Takeru Mgmt For For
2.7 Appoint a Director Mishina, Kazuhiro Mgmt For For
3 Appoint a Corporate Auditor Wakita, Ichiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 663 of 1146 2Y7X JH Multifactor Developed International ETF NIPPON STEEL & SUMITOMO METAL CORPORATION
Security: J55678106 Agenda Number: 708233844 Ticker: Meeting Type: AGM ISIN: JP3381000003 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Muneoka, Shoji Mgmt For For
2.2 Appoint a Director Shindo, Kosei Mgmt For For
2.3 Appoint a Director Sakuma, Soichiro Mgmt For For
2.4 Appoint a Director Saeki, Yasumitsu Mgmt For For
2.5 Appoint a Director Fujino, Shinji Mgmt For For
2.6 Appoint a Director Hashimoto, Eiji Mgmt For For
2.7 Appoint a Director Takahashi, Kenji Mgmt For For
2.8 Appoint a Director Sakae, Toshiharu Mgmt For For
2.9 Appoint a Director Tanimoto, Shinji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 664 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Nakamura, Shinichi Mgmt For For
2.11 Appoint a Director Kunishi, Toshihiko Mgmt For For
2.12 Appoint a Director Otsuka, Mutsutake Mgmt For For
2.13 Appoint a Director Fujisaki, Ichiro Mgmt For For
3 Appoint a Corporate Auditor Nagayasu, Mgmt Against Against Katsunori Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 665 of 1146 2Y7X JH Multifactor Developed International ETF NIPPON TELEGRAPH AND TELEPHONE CORPORATION
Security: J59396101 Agenda Number: 708196351 Ticker: Meeting Type: AGM ISIN: JP3735400008 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 666 of 1146 2Y7X JH Multifactor Developed International ETF NISSAN CHEMICAL INDUSTRIES,LTD.
Security: J56988108 Agenda Number: 708232943 Ticker: Meeting Type: AGM ISIN: JP3670800006 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kinoshita, Kojiro Mgmt For For
2.2 Appoint a Director Miyazaki, Junichi Mgmt For For
2.3 Appoint a Director Fukuro, Hiroyoshi Mgmt For For
2.4 Appoint a Director Hatanaka, Masataka Mgmt For For
2.5 Appoint a Director Miyaji, Katsuaki Mgmt For For
2.6 Appoint a Director Takishita, Hidenori Mgmt For For
2.7 Appoint a Director Honda, Takashi Mgmt For For
2.8 Appoint a Director Kajiyama, Chisato Mgmt For For
2.9 Appoint a Director Oe, Tadashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 667 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Takemoto, Mgmt Against Against Shuichi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 668 of 1146 2Y7X JH Multifactor Developed International ETF NISSAN MOTOR CO.,LTD.
Security: J57160129 Agenda Number: 708269229 Ticker: Meeting Type: AGM ISIN: JP3672400003 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Carlos Ghosn Mgmt Against Against
2.2 Appoint a Director Saikawa, Hiroto Mgmt Against Against
2.3 Appoint a Director Greg Kelly Mgmt For For
2.4 Appoint a Director Sakamoto, Hideyuki Mgmt For For
2.5 Appoint a Director Matsumoto, Fumiaki Mgmt For For
2.6 Appoint a Director Nakamura, Kimiyasu Mgmt For For
2.7 Appoint a Director Shiga, Toshiyuki Mgmt For For
2.8 Appoint a Director Jean-Baptiste Duzan Mgmt For For
2.9 Appoint a Director Bernard Rey Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 669 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Celso Guiotoko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 670 of 1146 2Y7X JH Multifactor Developed International ETF NISSHIN SEIFUN GROUP INC.
Security: J57633109 Agenda Number: 708257060 Ticker: Meeting Type: AGM ISIN: JP3676800000 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kemmoku, Nobuki Mgmt For For
2.2 Appoint a Director Nakagawa, Masao Mgmt For For
2.3 Appoint a Director Takizawa, Michinori Mgmt For For
2.4 Appoint a Director Harada, Takashi Mgmt For For
2.5 Appoint a Director Mori, Akira Mgmt For For
2.6 Appoint a Director Odaka, Satoshi Mgmt For For
2.7 Appoint a Director Nakagawa, Masashi Mgmt For For
2.8 Appoint a Director Yamada, Takao Mgmt For For
2.9 Appoint a Director Sato, Kiyoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 671 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Mimura, Akio Mgmt For For
2.11 Appoint a Director Fushiya, Kazuhiko Mgmt For For
2.12 Appoint a Director Koike, Masashi Mgmt For For
2.13 Appoint a Director Masujima, Naoto Mgmt For For
2.14 Appoint a Director Koike, Yuji Mgmt For For
2.15 Appoint a Director Takihara, Kenji Mgmt For For
3 Appoint a Corporate Auditor Kumazawa, Mgmt For For Yukihiro
4 Appoint Accounting Auditors Mgmt For For
5 Amend the Compensation to be received by Mgmt For For Directors
6 Approve Details of Stock Compensation to be Mgmt For For received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 672 of 1146 2Y7X JH Multifactor Developed International ETF NISSIN FOODS HOLDINGS CO.,LTD.
Security: J58063124 Agenda Number: 708237183 Ticker: Meeting Type: AGM ISIN: JP3675600005 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Koki Mgmt For For
2.2 Appoint a Director Ando, Noritaka Mgmt For For
2.3 Appoint a Director Yokoyama, Yukio Mgmt For For
2.4 Appoint a Director Kobayashi, Ken Mgmt For For
2.5 Appoint a Director Okafuji, Masahiro Mgmt For For
2.6 Appoint a Director Ishikura, Yoko Mgmt For For
2.7 Appoint a Director Karube, Isao Mgmt For For
2.8 Appoint a Director Mizuno, Masato Mgmt For For
3 Appoint a Corporate Auditor Kanamori, Kazuo Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 673 of 1146 2Y7X JH Multifactor Developed International ETF NITORI HOLDINGS CO.,LTD.
Security: J58214107 Agenda Number: 708024409 Ticker: Meeting Type: AGM ISIN: JP3756100008 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Nitori, Akio
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Shirai, Toshiyuki
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Ikeda, Masanori
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Sudo, Fumihiro
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Takeda, Masanori
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Tamagami, Muneto
1.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Ando, Takaharu
2 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors except Non-Executive Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 674 of 1146 2Y7X JH Multifactor Developed International ETF NITTO DENKO CORPORATION
Security: J58472119 Agenda Number: 708216317 Ticker: Meeting Type: AGM ISIN: JP3684000007 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
3.1 Appoint a Director Takasaki, Hideo Mgmt For For
3.2 Appoint a Director Takeuchi, Toru Mgmt For For
3.3 Appoint a Director Umehara, Toshiyuki Mgmt For For
3.4 Appoint a Director Nakahira, Yasushi Mgmt For For
3.5 Appoint a Director Todokoro, Nobuhiro Mgmt For For
3.6 Appoint a Director Miki, Yosuke Mgmt For For
3.7 Appoint a Director Furuse, Yoichiro Mgmt For For
3.8 Appoint a Director Hatchoji, Takashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 675 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Sato, Hiroshi Mgmt For For
4 Appoint a Corporate Auditor Maruyama, Mgmt For For Kageshi
5 Approve Details of Compensation as Stock Mgmt For For Options for Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 676 of 1146 2Y7X JH Multifactor Developed International ETF NOMURA HOLDINGS, INC.
Security: J58646100 Agenda Number: 708223970 Ticker: Meeting Type: AGM ISIN: JP3762600009 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Koga, Nobuyuki Mgmt For For
1.2 Appoint a Director Nagai, Koji Mgmt For For
1.3 Appoint a Director Ozaki, Tetsu Mgmt For For
1.4 Appoint a Director Miyashita, Hisato Mgmt For For
1.5 Appoint a Director Kusakari, Takao Mgmt For For
1.6 Appoint a Director Kimura, Hiroshi Mgmt For For
1.7 Appoint a Director Shimazaki, Noriaki Mgmt For For
1.8 Appoint a Director Kanemoto, Toshinori Mgmt For For
1.9 Appoint a Director Sono, Mari Mgmt Against Against
1.10 Appoint a Director Michael Lim Choo San Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 677 of 1146 2Y7X JH Multifactor Developed International ETF NOMURA REAL ESTATE MASTER FUND,INC.
Security: J589D3119 Agenda Number: 708154202 Ticker: Meeting Type: EGM ISIN: JP3048110005 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Amend Articles to: Expand Investment Lines, Mgmt For For Update the Structure of Fee to be received by Asset Management Firm, Approve Minor Revisions
2 Appoint an Executive Director Yoshida, Mgmt For For Shuhei
3.1 Appoint a Supervisory Director Uchiyama, Mgmt For For Mineo
3.2 Appoint a Supervisory Director Owada, Koichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 678 of 1146 2Y7X JH Multifactor Developed International ETF NOMURA RESEARCH INSTITUTE,LTD.
Security: J5900F106 Agenda Number: 708212763 Ticker: Meeting Type: AGM ISIN: JP3762800005 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shimamoto, Tadashi Mgmt For For
1.2 Appoint a Director Suzuki, Hiroyuki Mgmt For For
1.3 Appoint a Director Konomoto, Shingo Mgmt For For
1.4 Appoint a Director Ueno, Ayumu Mgmt For For
1.5 Appoint a Director Usumi, Yoshio Mgmt For For
1.6 Appoint a Director Itano, Hiroshi Mgmt For For
1.7 Appoint a Director Utsuda, Shoei Mgmt For For
1.8 Appoint a Director Doi, Miwako Mgmt For For
1.9 Appoint a Director Matsuzaki, Masatoshi Mgmt For For
2 Appoint a Corporate Auditor Okubo, Noriaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 679 of 1146 2Y7X JH Multifactor Developed International ETF NOVARTIS AG, BASEL
Security: H5820Q150 Agenda Number: 707714007 Ticker: Meeting Type: AGM ISIN: CH0012005267 Meeting Date: 28-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 723253 DUE TO ADDITION OF RESOLUTION B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 680 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
A.1 APPROVAL OF THE OPERATING AND Mgmt For For FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
A.2 DISCHARGE FROM LIABILITY OF THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
A.3 APPROPRIATION OF AVAILABLE Mgmt For For EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND: GROSS DIVIDEND (BEFORE TAXES AND DUTIES) OF CHF 2.75 PER DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL VALUE
A.4 REDUCTION OF SHARE CAPITAL Mgmt For For
A.5.1 BINDING VOTE ON TOTAL Mgmt For For COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING
A.5.2 BINDING VOTE ON TOTAL Mgmt For For COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018
A.5.3 ADVISORY VOTE ON THE 2016 Mgmt Against Against COMPENSATION REPORT
A.6.1 RE-ELECTION OF JOERG REINHARDT, Mgmt For For PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 681 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
A.6.2 RE-ELECTION OF NANCY C. ANDREWS, Mgmt For For M.D., PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.3 RE-ELECTION OF DIMITRI AZAR, M.D. AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
A.6.4 RE-ELECTION OF TON BUECHNER AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
A.6.5 RE-ELECTION OF SRIKANT DATAR, PH.D. Mgmt Against Against AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.6 RE-ELECTION OF ELIZABETH DOHERTY Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.7 RE-ELECTION OF ANN FUDGE AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
A.6.8 RE-ELECTION OF PIERRE LANDOLT, PH.D. Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.9 RE-ELECTION OF ANDREAS VON PLANTA, Mgmt For For PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS
A6.10 RE-ELECTION OF CHARLES L. SAWYERS, Mgmt For For M.D. AS A MEMBER OF THE BOARD OF DIRECTORS
A6.11 RE-ELECTION OF ENRICO VANNI, PH.D. Mgmt For For AS A MEMBER OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 682 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
A6.12 RE-ELECTION OF WILLIAM T. WINTERS AS Mgmt For For A MEMBER OF THE BOARD OF DIRECTORS
A6.13 ELECTION OF FRANS VAN HOUTEN AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
A.7.1 RE-ELECTION OF SRIKANT DATAR, PH.D., Mgmt For For AS MEMBER OF THE COMPENSATION COMMITTEE
A.7.2 RE-ELECTION OF ANN FUDGE AS Mgmt For For MEMBER OF THE COMPENSATION COMMITTEE
A.7.3 RE-ELECTION OF ENRICO VANNI, PH.D., Mgmt For For AS MEMBER OF THE COMPENSATION COMMITTEE
A.7.4 RE-ELECTION OF WILLIAM T. WINTERS AS Mgmt For For MEMBER OF THE COMPENSATION COMMITTEE
A.8 RE-ELECTION OF THE STATUTORY Mgmt For For AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR OF NOVARTIS AG FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2017
A.9 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY OF NOVARTIS AG UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 683 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
B IF ALTERNATIVE MOTIONS UNDER THE Mgmt Against Against AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 684 of 1146 2Y7X JH Multifactor Developed International ETF NSK LTD.
Security: J55505101 Agenda Number: 708233173 Ticker: Meeting Type: AGM ISIN: JP3720800006 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director Uchiyama, Toshihiro Mgmt For For
2.2 Appoint a Director Nogami, Saimon Mgmt For For
2.3 Appoint a Director Suzuki, Shigeyuki Mgmt For For
2.4 Appoint a Director Kamio, Yasuhiro Mgmt For For
2.5 Appoint a Director Aramaki, Hirotoshi Mgmt For For
2.6 Appoint a Director Arai, Minoru Mgmt For For
2.7 Appoint a Director Ichii, Akitoshi Mgmt For For
2.8 Appoint a Director Enomoto, Toshihiko Mgmt For For
2.9 Appoint a Director Kama, Kazuaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 685 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Tai, Ichiro Mgmt For For
2.11 Appoint a Director Furukawa, Yasunobu Mgmt Against Against
2.12 Appoint a Director Ikeda, Teruhiko Mgmt Against Against
3 Approve Continuance of Policy regarding Mgmt Against Against Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 686 of 1146 2Y7X JH Multifactor Developed International ETF NTT DATA CORPORATION
Security: J59031104 Agenda Number: 708219971 Ticker: Meeting Type: AGM ISIN: JP3165700000 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iwamoto, Toshio Mgmt For For
2.2 Appoint a Director Homma, Yo Mgmt For For
2.3 Appoint a Director Ueki, Eiji Mgmt For For
2.4 Appoint a Director Nishihata, Kazuhiro Mgmt For For
2.5 Appoint a Director Kitani, Tsuyoshi Mgmt For For
2.6 Appoint a Director Yanagi, Keiichiro Mgmt For For
2.7 Appoint a Director Aoki, Hiroyuki Mgmt For For
2.8 Appoint a Director Yamaguchi, Shigeki Mgmt For For
2.9 Appoint a Director Fujiwara, Toshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 687 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Okamoto, Yukio Mgmt For For
2.11 Appoint a Director Hirano, Eiji Mgmt For For
2.12 Appoint a Director Ebihara, Takashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 688 of 1146 2Y7X JH Multifactor Developed International ETF NTT DOCOMO, INC.
Security: J59399121 Agenda Number: 708224023 Ticker: Meeting Type: AGM ISIN: JP3165650007 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Nakamura, Hiroshi Mgmt For For
3.2 Appoint a Director Tamura, Hozumi Mgmt For For
4.1 Appoint a Corporate Auditor Suto, Shoji Mgmt For For
4.2 Appoint a Corporate Auditor Sagae, Hironobu Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 689 of 1146 2Y7X JH Multifactor Developed International ETF NWS HOLDINGS LIMITED
Security: G66897110 Agenda Number: 707633803 Ticker: Meeting Type: SGM ISIN: BMG668971101 Meeting Date: 29-Dec-16
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2016/1206/LTN20161206979.pdf , http://www.hkexnews.hk/listedco/listconews/S EHK/2016/1206/LTN20161206974.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For SALE AND PURCHASE AGREEMENT AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER AND TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS IN CONNECTION THEREWITH OR TO IMPLEMENT OR GIVE EFFECT TO THE SALE AND PURCHASE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 690 of 1146 2Y7X JH Multifactor Developed International ETF NWS HOLDINGS LIMITED
Security: G66897110 Agenda Number: 708156307 Ticker: Meeting Type: SGM ISIN: BMG668971101 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0508/LTN201705081000.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0508/LTN201705081004.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RE-ELECT MR. MAK BING LEUNG, Mgmt For For RUFIN AS DIRECTOR
2 TO APPROVE, RATIFY AND/OR CONFIRM Mgmt For For THE NEW NWD MASTER SERVICES AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE PROPOSED ANNUAL CAPS IN RESPECT OF SUCH TRANSACTIONS FOR EACH OF THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020, AND TO AUTHORIZE THE DIRECTORS ACTING TOGETHER OR BY COMMITTEE OR ANY DIRECTOR ACTING INDIVIDUALLY, TO EXECUTE ALL AGREEMENTS AND DOCUMENTS AND TO TAKE ALL STEPS FOR AND ON BEHALF OF THE COMPANY FOR, OR IN CONNECTION WITH, IMPLEMENTING AND/OR GIVING EFFECT TO THE ABOVE MATTER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 691 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 TO APPROVE, RATIFY AND/OR CONFIRM Mgmt For For THE NEW DOO MASTER SERVICES AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE PROPOSED ANNUAL CAPS IN RESPECT OF SUCH TRANSACTIONS FOR EACH OF THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020, AND TO AUTHORIZE THE DIRECTORS ACTING TOGETHER OR BY COMMITTEE OR ANY DIRECTOR ACTING INDIVIDUALLY, TO EXECUTE ALL AGREEMENTS AND DOCUMENTS AND TO TAKE ALL STEPS FOR AND ON BEHALF OF THE COMPANY FOR, OR IN CONNECTION WITH, IMPLEMENTING AND/OR GIVING EFFECT TO THE ABOVE MATTER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 692 of 1146 2Y7X JH Multifactor Developed International ETF OBAYASHI CORPORATION
Security: J59826107 Agenda Number: 708237121 Ticker: Meeting Type: AGM ISIN: JP3190000004 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Obayashi, Takeo Mgmt For For
2.2 Appoint a Director Shiraishi, Toru Mgmt For For
2.3 Appoint a Director Harada, Shozo Mgmt For For
2.4 Appoint a Director Tsuchiya, Kozaburo Mgmt For For
2.5 Appoint a Director Ura, Shingo Mgmt For For
2.6 Appoint a Director Kishida, Makoto Mgmt For For
2.7 Appoint a Director Miwa, Akihisa Mgmt For For
2.8 Appoint a Director Hasuwa, Kenji Mgmt For For
2.9 Appoint a Director Otsuka, Jiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 693 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Otake, Shinichi Mgmt For For
2.11 Appoint a Director Koizumi, Shinichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 694 of 1146 2Y7X JH Multifactor Developed International ETF OBIC CO.,LTD.
Security: J5946V107 Agenda Number: 708282037 Ticker: Meeting Type: AGM ISIN: JP3173400007 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For Directors to One Year
3.1 Appoint a Director Noda, Masahiro Mgmt For For
3.2 Appoint a Director Tachibana, Shoichi Mgmt For For
3.3 Appoint a Director Kano, Hiroshi Mgmt For For
3.4 Appoint a Director Kawanishi, Atsushi Mgmt For For
3.5 Appoint a Director Noda, Mizuki Mgmt For For
3.6 Appoint a Director Fujimoto, Takao Mgmt For For
3.7 Appoint a Director Ida, Hideshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 695 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Ueno, Takemitsu Mgmt For For
3.9 Appoint a Director Sato, Noboru Mgmt For For
3.10 Appoint a Director Gomi, Yasumasa Mgmt For For
3.11 Appoint a Director Ejiri, Takashi Mgmt For For
4.1 Appoint a Corporate Auditor Koyamachi, Akira Mgmt For For
4.2 Appoint a Corporate Auditor Sakawa, Shohei Mgmt Against Against
4.3 Appoint a Corporate Auditor Nagao, Kenta Mgmt For For
5 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Corporate Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 696 of 1146 2Y7X JH Multifactor Developed International ETF ODAKYU ELECTRIC RAILWAY CO.,LTD.
Security: J59568139 Agenda Number: 708244784 Ticker: Meeting Type: AGM ISIN: JP3196000008 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamaki, Toshimitsu Mgmt For For
2.2 Appoint a Director Hoshino, Koji Mgmt For For
2.3 Appoint a Director Ogawa, Mikio Mgmt For For
2.4 Appoint a Director Kaneko, Ichiro Mgmt For For
2.5 Appoint a Director Shimooka, Yoshihiko Mgmt For For
2.6 Appoint a Director Yamamoto, Toshiro Mgmt For For
2.7 Appoint a Director Osuga, Yorihiko Mgmt For For
2.8 Appoint a Director Arakawa, Isamu Mgmt For For
2.9 Appoint a Director Igarashi, Shu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 697 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Morita, Tomijiro Mgmt For For
2.11 Appoint a Director Nomakuchi, Tamotsu Mgmt For For
2.12 Appoint a Director Nakayama, Hiroko Mgmt For For
2.13 Appoint a Director Koyanagi, Jun Mgmt For For
2.14 Appoint a Director Dakiyama, Hiroyuki Mgmt For For
2.15 Appoint a Director Hayama, Takashi Mgmt For For
3 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 698 of 1146 2Y7X JH Multifactor Developed International ETF OIL SEARCH LTD
Security: Y64695110 Agenda Number: 708061952 Ticker: Meeting Type: AGM ISIN: PG0008579883 Meeting Date: 19-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 736476 DUE TO ADDITION OF RESOLUTIONS O.7 AND O.8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS S.1, S.2, S.3, S.4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
O.2 TO RE-ELECT SIR KOSTAS Mgmt For For CONSTANTINOU AS A DIRECTOR OF THE COMPANY
O.3 TO RE-ELECT DR AGU KANTSLER AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 699 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.4 TO ELECT MR MEL TOGOLO AS A Mgmt For For DIRECTOR OF THE COMPANY
O.5 TO ELECT MS FIONA HARRIS AS A Mgmt For For DIRECTOR OF THE COMPANY
O.6 TO APPOINT AN AUDITOR AND TO Mgmt For For AUTHORISE THE DIRECTORS TO FI X THE FEES AND EXPENSES OF THE AUDITOR. DELOITTE TOUCHE TOHMATSU RETIRES IN ACCORDANCE WITH SECTION 190 OF THE PNG COMPANIES ACT (1997) AND BEING ELIGIBLE TO DO SO, OFFERS ITSELF FOR RE-APPOINTMENT
S.1 TO APPROVE THE AWARD OF 315,000 Mgmt For For PERFORMANCE RIGHTS TO MANAGING DIRECTOR, MR PETER BOTTEN
S.2 TO APPROVE THE AWARD OF 61,800 Mgmt For For PERFORMANCE RIGHTS TO EXECUTIVE DIRECTOR, MR GEREA AOPI
S.3 TO APPROVE THE AWARD OF 277,966 Mgmt For For RESTRICTED SHARES TO MANAGING DIRECTOR, MR PETER BOTTEN
S.4 TO APPROVE THE AWARD OF 47,930 Mgmt For For RESTRICTED SHARES TO EXECUTIVE DIRECTOR, MR GEREA AOPI
O.7 PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: STRATEGIC RESILIENCE FOR 2035 AND BEYOND
O.8 PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: HUMAN RIGHTS COMPLIANCE AND REPORTING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 700 of 1146 2Y7X JH Multifactor Developed International ETF OJI HOLDINGS CORPORATION
Security: J6031N109 Agenda Number: 708232931 Ticker: Meeting Type: AGM ISIN: JP3174410005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shindo, Kiyotaka Mgmt For For
1.2 Appoint a Director Yajima, Susumu Mgmt For For
1.3 Appoint a Director Watari, Ryoji Mgmt For For
1.4 Appoint a Director Fuchigami, Kazuo Mgmt For For
1.5 Appoint a Director Aoyama, Hidehiko Mgmt For For
1.6 Appoint a Director Koseki, Yoshiki Mgmt For For
1.7 Appoint a Director Takeda, Yoshiaki Mgmt For For
1.8 Appoint a Director Fujiwara, Shoji Mgmt For For
1.9 Appoint a Director Kaku, Masatoshi Mgmt For For
1.10 Appoint a Director Kisaka, Ryuichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 701 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Kamada, Kazuhiko Mgmt For For
1.12 Appoint a Director Isono, Hiroyuki Mgmt For For
1.13 Appoint a Director Nara, Michihiro Mgmt For For
1.14 Appoint a Director Terasaka, Nobuaki Mgmt For For
2.1 Appoint a Corporate Auditor Ogata, Motokazu Mgmt For For
2.2 Appoint a Corporate Auditor Yamashita, Mgmt For For Tomihiro
2.3 Appoint a Corporate Auditor Katsura, Makoto Mgmt For For
3 Approve Continuance of Policy regarding Mgmt Against Against Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 702 of 1146 2Y7X JH Multifactor Developed International ETF OLD MUTUAL PLC, LONDON
Security: G67395114 Agenda Number: 707998273 Ticker: Meeting Type: AGM ISIN: GB00B77J0862 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE REPORT Mgmt For For AND ACCOUNTS FOR THE YEAR ENDED 31 2016
2.A TO RE-ELECT MR M ARNOLD AS A Mgmt For For DIRECTOR
2.B TO RE-ELECT MS Z CRUZ AS A DIRECTOR Mgmt For For
2.C TO RE-ELECT MR A GILLESPIE AS A Mgmt For For DIRECTOR
2.D TO RE-ELECT MS D GRAY AS A DIRECTOR Mgmt For For
2.E TO RE-ELECT MR B HEMPHILL AS A Mgmt For For DIRECTOR
2.F TO RE-ELECT MS A IGHODARO AS A Mgmt For For DIRECTOR
2.G TO RE-ELECT MS I JOHNSON AS A Mgmt For For DIRECTOR
2.H TO RE-ELECT MR T MANUEL AS A Mgmt For For DIRECTOR
2.I TO RE-ELECT MR R MARSHALL AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 703 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.J TO RE-ELECT MR N MOYO AS A Mgmt For For DIRECTOR
2.K TO RE-ELECT MR V NAIDOO AS A Mgmt Against Against DIRECTOR
2.L TO RE-ELECT MS N NYEMBEZI-HEITA AS A Mgmt For For DIRECTOR
2.M TO RE-ELECT MR P O SULLIVAN AS A Mgmt For For DIRECTOR
3 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For
4 TO AUTHORISE THE GROUP AUDIT Mgmt For For COMMITTEE TO SETTLE THE AUDITORS REMUNERATION
5 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT FOR 2016 EXCLUDING THE DIRECTORS REMUNERATION POLICY
6 TO GRANT AUTHORITY TO ALLOT Mgmt For For SHARES
7 TO GRANT AUTHORITY TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS IN ALLOTTING CERTAIN EQUITY SECURITIES AND SELLING TREASURY SHARES
8 TO GRANT AUTHORITY TO REPURCHASE Mgmt For For SHARES BY MARKET PURCHASE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 704 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO APPROVE CONTINGENT PURCHASE Mgmt For For CONTRACTS RELATING TO PURCHASES OF SHARES ON THE JSE LIMITED AND ON THE MALAWI NAMIBIAN AND ZIMBABWE STOCK EXCHANGES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 705 of 1146 2Y7X JH Multifactor Developed International ETF OLYMPUS CORPORATION
Security: J61240107 Agenda Number: 708257527 Ticker: Meeting Type: AGM ISIN: JP3201200007 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sasa, Hiroyuki Mgmt For For
2.2 Appoint a Director Takeuchi, Yasuo Mgmt For For
2.3 Appoint a Director Taguchi, Akihiro Mgmt For For
2.4 Appoint a Director Ogawa, Haruo Mgmt For For
2.5 Appoint a Director Hirata, Kiichi Mgmt For For
2.6 Appoint a Director Hiruta, Shiro Mgmt For For
2.7 Appoint a Director Fujita, Sumitaka Mgmt For For
2.8 Appoint a Director Katayama, Takayuki Mgmt For For
2.9 Appoint a Director Kaminaga, Susumu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 706 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kikawa, Michijiro Mgmt For For
2.11 Appoint a Director Iwamura, Tetsuo Mgmt For For
3 Appoint a Corporate Auditor Koga, Nobuyuki Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Teshima, Atsushi
5 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received and the Performance-based Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 707 of 1146 2Y7X JH Multifactor Developed International ETF OMRON CORPORATION
Security: J61374120 Agenda Number: 708200770 Ticker: Meeting Type: AGM ISIN: JP3197800000 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt an Executive Officer Mgmt For For System
3.1 Appoint a Director Tateishi, Fumio Mgmt For For
3.2 Appoint a Director Yamada, Yoshihito Mgmt For For
3.3 Appoint a Director Miyata, Kiichiro Mgmt For For
3.4 Appoint a Director Nitto, Koji Mgmt For For
3.5 Appoint a Director Ando, Satoshi Mgmt For For
3.6 Appoint a Director Kobayashi, Eizo Mgmt For For
3.7 Appoint a Director Nishikawa, Kuniko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 708 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Kamigama, Takehiro Mgmt For For
4 Appoint a Corporate Auditor Kunihiro, Tadashi Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For Watanabe, Toru
6 Approve Payment of Performance-based Mgmt For For Compensation to Directors
7 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 709 of 1146 2Y7X JH Multifactor Developed International ETF ONO PHARMACEUTICAL CO.,LTD.
Security: J61546115 Agenda Number: 708257185 Ticker: Meeting Type: AGM ISIN: JP3197600004 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sagara, Gyo Mgmt For For
2.2 Appoint a Director Awata, Hiroshi Mgmt For For
2.3 Appoint a Director Sano, Kei Mgmt For For
2.4 Appoint a Director Kawabata, Kazuhito Mgmt For For
2.5 Appoint a Director Ono, Isao Mgmt For For
2.6 Appoint a Director Kato, Yutaka Mgmt For For
2.7 Appoint a Director Kurihara, Jun Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 710 of 1146 2Y7X JH Multifactor Developed International ETF ORANGE SA, PARIS
Security: F6866T100 Agenda Number: 708150937 Ticker: Meeting Type: MIX ISIN: FR0000133308 Meeting Date: 01-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 711 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 751923 DUE TO ADDITION OF RESOLUTION E.A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0505/2017050517015 66.pdf AND http://www.journal- officiel.gouv.fr//pdf/2017/0329/201703291700 757.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE ANNUAL Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE YEAR Mgmt For For ENDED 31 DECEMBER 2016, AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS
O.4 AGREEMENTS PURSUANT TO ARTICLE Mgmt For For L.225-38 OF THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF BPIFRANCE Mgmt For For PARTICIPATIONS AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 712 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.6 RATIFICATION OF THE CO-OPTATION OF Mgmt For For ALEXANDRE BOMPARDS AS DIRECTOR TO REPLACE MR BERNARD DUFAU, RESIGNING
O.7 ADVISORY REVIEW ON THE Mgmt Against Against COMPENSATION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 OWED OR PAID TO MR STEPHANE RICHARD, CHIEF EXECUTIVE OFFICER
O.8 ADVISORY REVIEW ON THE Mgmt Against Against COMPENSATION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 OWED OR PAID TO MR RAMON FERNANDEZ, DEPUTY GENERAL MANAGER
O.9 ADVISORY REVIEW ON THE Mgmt Against Against COMPENSATION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 OWED OR PAID TO MR PIERRE LOUETTE, DEPUTY GENERAL MANAGER
O.10 ADVISORY REVIEW ON THE Mgmt Against Against COMPENSATION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 OWED OR PAID TO MR GERVAIS PELLISSIER, DEPUTY GENERAL MANAGER
O.11 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS ALLOCATED TO MR STEPHANE RICHARD, IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 713 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.12 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS ALLOCATED TO MR RAMON FERNANDEZ, IN HIS CAPACITY AS DEPUTY GENERAL MANAGER
O.13 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS ALLOCATED TO MR PIERRE LOUETTE, IN HIS CAPACITY AS DEPUTY GENERAL MANAGER
O.14 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS ALLOCATED TO MR GERVAIS PELLISSIER, IN HIS CAPACITY AS DEPUTY GENERAL MANAGER
O.15 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS FOR THE PURPOSE OF BUYING AND TRANSFERRING COMPANY SHARES
E.16 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMPANY SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH RETENTION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT (USABLE ONLY OUTSIDE A PUBLIC OFFER PERIOD FOR THE SECURITIES OF THE COMPANY, EXCEPT WITH SPECIFIC AUTHORISATION OF THE GENERAL MEETING) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 714 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE SIXTEENTH RESOLUTION DURING PERIODS OF A PUBLIC OFFER FOR SECURITIES OF THE COMPANY
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMPANY SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE CONTEXT OF A PUBLIC OFFER (USABLE ONLY OUTSIDE OF A PERIOD OF A PUBLIC OFFER FOR THE SECURITIES OF THE COMPANY, EXCEPT WITH THE SPECIFIC AUTHORISATION OF THE GENERAL MEETING)
E.19 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE EIGHTEENTH RESOLUTION IN PERIODS OF PUBLIC OFFER FOR THE SECURITIES OF THE COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS, IN ORDER TO ISSUE COMPANY SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (USABLE ONLY OUTSIDE A PERIOD OF PUBLIC OFFER FOR SECURITIES OF THE COMPANY, EXCEPT WITH THE SPECIFIC AUTHORISATION OF THE GENERAL MEETING) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 715 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.21 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS, IN ORDER TO USE THE DELEGATION OF AUTHORITY GIVEN IN THE TWENTIETH RESOLUTION IN PERIODS OF PUBLIC OFFER FOR THE SECURITIES OF THE COMPANY
E.22 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS FOR THE PURPOSE, WHEN ISSUING SECURITIES, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED
E.23 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY (USABLE ONLY OUTSIDE A PERIOD OF A PUBLIC OFFER FOR SECURITIES OF THE COMPANY, EXCEPT WITH THE SPECIFIC AUTHORISATION OF THE GENERAL MEETING)
E.24 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS, TO USE THE DELEGATION OF AUTHORITY GIVEN IN THE TWENTY-THIRD RESOLUTION IN PERIODS OF PUBLIC OFFER FOR THE SECURITIES OF THE COMPANY
E.25 DELEGATION OF POWERS GRANTED TO Mgmt For For THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN VIEW OF REMUNERATING CONTRIBUTIONS IN KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 716 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CAPITAL (USABLE ONLY OUTSIDE A PERIOD OF A PUBLIC OFFER FOR SECURITIES OF THE COMPANY, EXCEPT WITH THE SPECIFIC AUTHORISATION OF THE GENERAL MEETING)
E.26 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS TO USE THE POWERS GRANTED IN THE TWENTY-FIFTH RESOLUTION IN PERIODS OF PUBLIC OFFER FOR SECURITIES OF THE COMPANY
E.27 OVERALL LIMITATION OF Mgmt For For AUTHORISATIONS
E.28 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS
E.29 AUTHORISATION GIVEN TO THE BOARD Mgmt Against Against OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF COMPANY SHARES FOR THE BENEFIT OF THE EXECUTIVE OFFICERS AND CERTAIN STAFF MEMBERS OF THE ORANGE GROUP
E.30 AUTHORISATION GIVEN TO THE BOARD Mgmt For For OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF COMPANY SHARES TO THE BENEFIT OF THE ORANGE GROUP STAFF MEMBERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 717 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.31 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED WITH ISSUING SHARES OR COMPLEX TRANSFERABLE SECURITIES, RESERVED FOR MEMBERS OF COMPANY SAVINGS SCHEMES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.32 AUTHORISATION TO THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES
E.33 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES
E.A PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: PROPOSED BY FCPE CAP'ORANGE ET MOTIVATION: AMENDMENT TO ARTICLE 13 OF THE BY-LAWS ON DIVERSITY WITHIN THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 718 of 1146 2Y7X JH Multifactor Developed International ETF ORIENTAL LAND CO.,LTD.
Security: J6174U100 Agenda Number: 708274357 Ticker: Meeting Type: AGM ISIN: JP3198900007 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kagami, Toshio Mgmt For For
2.2 Appoint a Director Uenishi, Kyoichiro Mgmt For For
2.3 Appoint a Director Irie, Norio Mgmt For For
2.4 Appoint a Director Takano, Yumiko Mgmt For For
2.5 Appoint a Director Katayama, Yuichi Mgmt For For
2.6 Appoint a Director Yokota, Akiyoshi Mgmt For For
2.7 Appoint a Director Hanada, Tsutomu Mgmt For For
2.8 Appoint a Director Mogi, Yuzaburo Mgmt For For
2.9 Appoint a Director Takahashi, Wataru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 719 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Sato, Tetsuro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 720 of 1146 2Y7X JH Multifactor Developed International ETF ORIX CORPORATION
Security: J61933123 Agenda Number: 708269419 Ticker: Meeting Type: AGM ISIN: JP3200450009 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Kojima, Kazuo Mgmt For For
2.3 Appoint a Director Nishigori, Yuichi Mgmt For For
2.4 Appoint a Director Fushitani, Kiyoshi Mgmt For For
2.5 Appoint a Director Stan Koyanagi Mgmt For For
2.6 Appoint a Director Takahashi, Hideaki Mgmt For For
2.7 Appoint a Director Tsujiyama, Eiko Mgmt For For
2.8 Appoint a Director Robert Feldman Mgmt For For
2.9 Appoint a Director Niinami, Takeshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 721 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Usui, Nobuaki Mgmt For For
2.11 Appoint a Director Yasuda, Ryuji Mgmt For For
2.12 Appoint a Director Takenaka, Heizo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 722 of 1146 2Y7X JH Multifactor Developed International ETF OSAKA GAS CO.,LTD.
Security: J62320114 Agenda Number: 708237638 Ticker: Meeting Type: AGM ISIN: JP3180400008 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Ozaki, Hiroshi Mgmt For For
3.2 Appoint a Director Honjo, Takehiro Mgmt For For
3.3 Appoint a Director Matsuzaka, Hidetaka Mgmt For For
3.4 Appoint a Director Setoguchi, Tetsuo Mgmt For For
3.5 Appoint a Director Fujiwara, Masataka Mgmt For For
3.6 Appoint a Director Yano, Kazuhisa Mgmt For For
3.7 Appoint a Director Fujiwara, Toshimasa Mgmt For For
3.8 Appoint a Director Miyagawa, Tadashi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 723 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Nishikawa, Hideaki Mgmt For For
3.10 Appoint a Director Matsui, Takeshi Mgmt For For
3.11 Appoint a Director Morishita, Shunzo Mgmt For For
3.12 Appoint a Director Miyahara, Hideo Mgmt For For
3.13 Appoint a Director Sasaki, Takayuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 724 of 1146 2Y7X JH Multifactor Developed International ETF OTSUKA CORPORATION
Security: J6243L115 Agenda Number: 707813968 Ticker: Meeting Type: AGM ISIN: JP3188200004 Meeting Date: 29-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otsuka, Yuji Mgmt For For
2.2 Appoint a Director Katakura, Kazuyuki Mgmt For For
2.3 Appoint a Director Takahashi, Toshiyasu Mgmt For For
2.4 Appoint a Director Yano, Katsuhiro Mgmt For For
2.5 Appoint a Director Saito, Hironobu Mgmt For For
2.6 Appoint a Director Wakamatsu, Yasuhiro Mgmt For For
2.7 Appoint a Director Tsurumi, Hironobu Mgmt For For
2.8 Appoint a Director Sakurai, Minoru Mgmt For For
2.9 Appoint a Director Hirose, Mitsuya Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 725 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Tanaka, Osamu Mgmt For For
2.11 Appoint a Director Moriya, Norihiko Mgmt For For
2.12 Appoint a Director Makino, Jiro Mgmt For For
2.13 Appoint a Director Saito, Tetsuo Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 726 of 1146 2Y7X JH Multifactor Developed International ETF OTSUKA HOLDINGS CO.,LTD.
Security: J63117105 Agenda Number: 707813956 Ticker: Meeting Type: AGM ISIN: JP3188220002 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Otsuka, Ichiro Mgmt For For
1.2 Appoint a Director Higuchi, Tatsuo Mgmt For For
1.3 Appoint a Director Makise, Atsumasa Mgmt For For
1.4 Appoint a Director Matsuo, Yoshiro Mgmt For For
1.5 Appoint a Director Tobe, Sadanobu Mgmt For For
1.6 Appoint a Director Kobayashi, Masayuki Mgmt For For
1.7 Appoint a Director Hirotomi, Yasuyuki Mgmt For For
1.8 Appoint a Director Konose, Tadaaki Mgmt For For
1.9 Appoint a Director Matsutani, Yukio Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 727 of 1146 2Y7X JH Multifactor Developed International ETF OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE
Security: Y64248209 Agenda Number: 707955300 Ticker: Meeting Type: AGM ISIN: SG1S04926220 Meeting Date: 28-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 ADOPTION OF DIRECTORS' STATEMENT Mgmt For For AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND AUDITORS' REPORT
2.A RE-ELECTION OF DR LEE TIH SHIH AS A Mgmt For For DIRECTOR
2.B RE-ELECTION OF MR QUAH WEE GHEE Mgmt For For AS A DIRECTOR
2.C RE-ELECTION OF MR SAMUEL N. TSIEN Mgmt For For AS A DIRECTOR
2.D RE-ELECTION OF MR WEE JOO YEOW AS Mgmt For For A DIRECTOR
3 APPROVAL OF FINAL ONE-TIER TAX Mgmt For For EXEMPT DIVIDEND: 18 CENTS PER ORDINARY SHARE
4.A APPROVAL OF AMOUNT PROPOSED AS Mgmt For For DIRECTORS' FEES IN CASH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 728 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.B APPROVAL OF ALLOTMENT AND ISSUE OF Mgmt For For ORDINARY SHARES TO THE NON- EXECUTIVE DIRECTORS
5 RE-APPOINTMENT OF AUDITORS AND Mgmt For For FIXING THEIR REMUNERATION: KPMG LLP
6 AUTHORITY TO ISSUE ORDINARY Mgmt For For SHARES, AND MAKE OR GRANT INSTRUMENTS CONVERTIBLE INTO ORDINARY SHARES
7 AUTHORITY TO GRANT OPTIONS AND/OR Mgmt For For RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AND ALLOT AND ISSUE ORDINARY SHARES (OCBC SHARE OPTION SCHEME 2001 AND OCBC EMPLOYEE SHARE PURCHASE PLAN)
8 AUTHORITY TO ALLOT AND ISSUE Mgmt For For ORDINARY SHARES PURSUANT TO OCBC SCRIP DIVIDEND SCHEME
9 APPROVAL OF RENEWAL OF SHARE Mgmt For For PURCHASE MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 729 of 1146 2Y7X JH Multifactor Developed International ETF PADDY POWER BETFAIR PLC
Security: G68673113 Agenda Number: 707943759 Ticker: Meeting Type: AGM ISIN: IE00BWT6H894 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 753088 DUE TO CHANGE IN CORP NAME AND CHANGE IN SEQUENCE OF RESOLUTIONS 4H AND 4I. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
1 FOLLOWING A REVIEW OF THE Mgmt For For COMPANY'S AFFAIRS, TO RECEIVE AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2016 OF 113 PENCE PER ORDINARY SHARE
3 TO RECEIVE AND CONSIDER THE Mgmt For For DIRECTORS' REMUNERATION REPORT
4.A TO RE-ELECT ZILLAH BYNG-THORNE Mgmt For For
4.B TO RE-ELECT MICHAEL CAWLEY Mgmt For For
4.C TO RE-ELECT BREON CORCORAN Mgmt For For
4.D TO RE-ELECT IAN DYSON Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 730 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.E TO RE-ELECT ALEX GERSH Mgmt For For
4.F TO RE-ELECT PETER JACKSON Mgmt For For
4.G TO RE-ELECT GARY MCGANN Mgmt For For
4.H TO RE-ELECT PADRAIG O RIORDAIN Mgmt For For
4.I TO RE-ELECT PETER RIGBY Mgmt For For
5 TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE EXTERNAL AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2017
6 TO MAINTAIN THE EXISTING AUTHORITY Mgmt For For TO CONVENE AN EXTRAORDINARY GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
7 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
8 TO DISAPPLY STATUTORY PRE-EMPTION Mgmt For For RIGHTS
9 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES OF ITS OWN SHARES
10 TO DETERMINE THE PRICE RANGE AT Mgmt For For WHICH TREASURY SHARES MAY BE REISSUED OFF-MARKET Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 731 of 1146 2Y7X JH Multifactor Developed International ETF PANASONIC CORPORATION
Security: J6354Y104 Agenda Number: 708257402 Ticker: Meeting Type: AGM ISIN: JP3866800000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Revise Directors with Title, Mgmt For For Clarify an Executive Officer System
2.1 Appoint a Director Nagae, Shusaku Mgmt For For
2.2 Appoint a Director Matsushita, Masayuki Mgmt For For
2.3 Appoint a Director Tsuga, Kazuhiro Mgmt For For
2.4 Appoint a Director Ito, Yoshio Mgmt For For
2.5 Appoint a Director Sato, Mototsugu Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.8 Appoint a Director Ota, Hiroko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 732 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director Toyama, Kazuhiko Mgmt For For
2.10 Appoint a Director Ishii, Jun Mgmt For For
2.11 Appoint a Director Higuchi, Yasuyuki Mgmt For For
2.12 Appoint a Director Umeda, Hirokazu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 733 of 1146 2Y7X JH Multifactor Developed International ETF PEARSON PLC, LONDON
Security: G69651100 Agenda Number: 707927630 Ticker: Meeting Type: AGM ISIN: GB0006776081 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIPT OF FINANCIAL STATEMENTS Mgmt For For AND REPORTS
2 FINAL DIVIDEND: TO DECLARE A FINAL Mgmt For For DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 ON THE COMPANY'S ORDINARY SHARES OF 34 PENCE PER SHARE,AS RECOMMENDED BY THE DIRECTORS
3 RE-ELECTION OF ELIZABETH CORLEY AS Mgmt For For A DIRECTOR
4 RE-ELECTION OF VIVIENNE COX AS A Mgmt For For DIRECTOR
5 RE-ELECTION OF JOHN FALLON AS A Mgmt For For DIRECTOR
6 RE-ELECTION OF JOSH LEWIS AS A Mgmt For For DIRECTOR
7 RE-ELECTION OF LINDA LORIMER AS A Mgmt For For DIRECTOR
8 RE-ELECTION OF HARISH MANWANI AS A Mgmt For For DIRECTOR
9 RE-ELECTION OF TIM SCORE AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 734 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 RE-ELECTION OF SIDNEY TAUREL AS A Mgmt For For DIRECTOR
11 RE-ELECTION OF LINCOLN WALLEN AS A Mgmt For For DIRECTOR
12 RE-ELECTION OF CORAM WILLIAMS AS A Mgmt For For DIRECTOR
13 APPROVAL OF REMUNERATION POLICY Mgmt For For
14 APPROVAL OF ANNUAL REMUNERATION Mgmt Against Against REPORT
15 RE-APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
16 REMUNERATION OF AUDITORS Mgmt For For
17 ALLOTMENT OF SHARES Mgmt For For
18 WAIVER OF PRE-EMPTION RIGHTS Mgmt For For
19 WAIVER OF PRE-EMPTION RIGHTS - Mgmt For For ADDITIONAL PERCENTAGE
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 NOTICE OF MEETINGS Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 735 of 1146 2Y7X JH Multifactor Developed International ETF PERSIMMON PLC, FULFORD YORK
Security: G70202109 Agenda Number: 707859320 Ticker: Meeting Type: AGM ISIN: GB0006825383 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' AND AUDITOR'S REPORTS AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against REMUNERATION
4 TO RE-ELECT NICHOLAS WRIGLEY AS A Mgmt For For DIRECTOR
5 TO RE-ELECT JEFFREY FAIRBURN AS A Mgmt For For DIRECTOR
6 TO RE-ELECT MICHAEL KILLORAN AS A Mgmt For For DIRECTOR
7 TO RE-ELECT DAVID JENKINSON AS A Mgmt For For DIRECTOR
8 TO RE-ELECT JONATHAN DAVIE AS A Mgmt For For DIRECTOR
9 TO RE-ELECT MARION SEARS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 736 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT RACHEL KENTLETON AS A Mgmt For For DIRECTOR
11 TO RE-ELECT NIGEL MILLS AS A Mgmt For For DIRECTOR
12 TO ELECT SIMON LITHERLAND AS A Mgmt For For DIRECTOR
13 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt For For AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR
14 TO APPROVE THE PERSIMMON 2017 Mgmt For For PERFORMANCE SHARE PLAN
15 TO APPROVE THE PURCHASE OF A Mgmt For For PROPERTY BY HARLEY FAIRBURN, A CONNECTED PERSON OF JEFFREY FAIRBURN
16 TO RENEW THE AUTHORITY TO THE Mgmt For For DIRECTORS TO ALLOT SHARES
17 TO RENEW THE AUTHORITY TO THE Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL
18 TO RENEW THE AUTHORITY TO THE Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS ON AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 737 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
19 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
20 TO AUTHORISE THE CALLING OF A Mgmt For For GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 738 of 1146 2Y7X JH Multifactor Developed International ETF PEUGEOT SA, PARIS
Security: F72313111 Agenda Number: 707938532 Ticker: Meeting Type: MIX ISIN: FR0000121501 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 739 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0403/2017040317008 64.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND SETTING OF THE DIVIDEND
O.4 APPROVAL OF REGULATED Mgmt For For AGREEMENTS - RETENTION OF THE RETIREMENT SCHEME FOR MEMBERS OF THE BOARD OF DIRECTORS (FOLLOWING THE RENEWAL OF THE BOARD OF DIRECTORS IN FEBRUARY 2017)
O.5 RENEWAL OF THE TERM OF A MEMBER Mgmt For For OF THE SUPERVISORY BOARD (MS PAMELA KNAPP)
O.6 RENEWAL OF THE TERM OF A MEMBER Mgmt For For OF THE SUPERVISORY BOARD (MS HELLE KRISTOFFERSEN)
O.7 RENEWAL OF THE TERM OF A MEMBER Mgmt For For OF THE SUPERVISORY BOARD (MR HENRI PHILIPPE REICHSTUL) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 740 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 RENEWAL OF THE TERM OF A MEMBER Mgmt For For OF THE SUPERVISORY BOARD (MR GEOFFROY ROUX DE BEZIEUX)
O.9 RATIFICATION OF THE CO-OPTATION OF A Mgmt Against Against MEMBER OF THE SUPERVISORY BOARD (MR JACK AZOULAY)
O.10 APPOINTMENT OF A MEMBER OF THE Mgmt Against Against SUPERVISORY BOARD (MS FLORENCE VERZELEN)
O.11 APPOINTMENT OF A MEMBER OF THE Mgmt Against Against SUPERVISORY BOARD REPRESENTING EMPLOYEE SHAREHOLDERS (MS BENEDICTE JUYAUX)
O.12 RENEWAL OF THE TERM OF A Mgmt For For STATUTORY AUDITOR, (CABINET MAZARS)
O.13 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR TO CABINET MAZARS (MR JEAN-MARC DESLANDES)
O.14 RENEWAL OF THE TERM OF A Mgmt For For STATUTORY AUDITOR (COMPANY ERNST & YOUNG ET AUTRES)
O.15 RENEWAL OF THE TERM OF A DEPUTY Mgmt For For STATUTORY AUDITOR TO ERNST & YOUNG ET AUTRES (COMPANY AUDITEX)
O.16 APPROVAL OF THE CRITERIA AND Mgmt Against Against PRINCIPLES FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF ANY KIND TO THE PRESIDENT OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 741 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.17 APPROVAL OF THE CRITERIA AND Mgmt Against Against PRINCIPLES FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF ANY KIND TO THE MEMBERS OF THE BOARD OF DIRECTORS
O.18 APPROVAL OF THE CRITERIA AND Mgmt For For PRINCIPLES FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF ANY KIND TO THE MEMBERS OF THE SUPERVISORY BOARD
O.19 REVIEW OF THE COMPENSATION AND Mgmt For For BENEFITS OF ANY KIND OWED OR PAID TO MR CARLOS TAVARES, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.20 REVIEW OF THE COMPENSATION AND Mgmt For For BENEFITS OF ANY KIND OWED OR PAID TO MR JEAN-BAPTISTE CHASSELOUP DE CHATILLON, MR GREGOIRE OLIVIER, MR MAXIME PICAT, MR JEAN-CHRISTOPHE QUEMARD, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.21 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES WITHIN THE LIMIT OF 10% OF CAPITAL UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE, SUSPENDED IN PERIODS OF PUBLIC OFFER
E.22 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PURCHASED BY THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 742 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.23 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO (I) PROCEED TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING DIRECT OR INDIRECT ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES WHILE RETAINING PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, AND/OR (II) PROCEED WITH INCREASING THE COMPANY'S SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER ELEMENTS
E.24 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING DIRECT OR INDIRECT ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES IN THE CONTEXT OF AN OFFER OR OFFERS TO THE PUBLIC
E.25 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING DIRECT OR INDIRECT ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES, BY MEANS OF AN OFFER BY PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 743 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.26 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE CASE OF ISSUE, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF TRANSFERABLE SECURITIES GRANTING DIRECT OR INDIRECT ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES
E.27 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED, WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AS COMPENSATION FOR SECURITIES CONTRIBUTED TO THE COMPANY WITHIN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY ON THE SECURITIES OF ANOTHER COMPANY
E.28 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED, WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AS COMPENSATION FOR CONTRIBUTIONS- IN-KIND COMPRISING EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF OTHER COMPANIES, OUTSIDE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.29 OVERALL LIMITATION ON THE AMOUNT Mgmt For For OF INCREASES IN COMPANY CAPITAL THAT MAY BE CARRIED OUT UNDER THE TWENTY-THIRD TO TWENTY-EIGHTH RESOLUTIONS AND THE THIRTIETH AND THIRTY-FIRST RESOLUTIONS SUBMITTED TO THIS GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 744 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.30 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, WITH ONE OR MORE INCREASES IN SHARE CAPITAL RESERVED FOR EMPLOYEES
E.31 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE RESERVED ISSUANCE OF SHARE SUBSCRIPTION WARRANTS FOR THE BENEFIT OF COMPANIES FROM THE GENERAL MOTORS GROUP
E.32 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO ISSUE SHARE SUBSCRIPTION WARRANTS DURING PUBLIC OFFER PERIODS RELATING TO THE COMPANY'S SECURITIES
E.33 AMENDMENT OF ARTICLE 10 - IC) OF THE Mgmt For For COMPANY BY-LAWS IN ORDER TO MAINTAIN REPRESENTATION FOR EMPLOYEE SHAREHOLDERS ON THE SUPERVISORY BOARD FOR A PERIOD OF 4 YEARS
E.34 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 745 of 1146 2Y7X JH Multifactor Developed International ETF POWER ASSETS HOLDINGS LTD, HONG KONG
Security: Y7092Q109 Agenda Number: 707784484 Ticker: Meeting Type: OGM ISIN: HK0006000050 Meeting Date: 14-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0221/LTN20170221168.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0221/LTN20170221165.pdf
1 TO APPROVE THE CONNECTED Mgmt For For TRANSACTION THAT IS CONTEMPLATED BETWEEN CHEUNG KONG PROPERTY HOLDINGS LIMITED (OR, CHEUNG KONG PROPERTY HOLDINGS LIMITED AND CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED) ON THE ONE HAND AND THE COMPANY ON THE OTHER HAND PURSUANT TO, OR IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT, INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTIUM BETWEEN CHEUNG KONG PROPERTY HOLDINGS LIMITED, CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED (IF APPLICABLE) AND THE COMPANY IN RELATION TO THE JOINT VENTURE TRANSACTION AS MORE PARTICULARLY SET OUT IN THE NOTICE OF GENERAL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 746 of 1146 2Y7X JH Multifactor Developed International ETF POWER ASSETS HOLDINGS LTD, HONG KONG
Security: Y7092Q109 Agenda Number: 707926183 Ticker: Meeting Type: AGM ISIN: HK0006000050 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330461.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330439.pdf, AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330457.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND: HKD 5 Mgmt For For PER SHARE
3.A TO ELECT MR. FOK KIN NING, CANNING Mgmt For For AS A DIRECTOR
3.B TO ELECT MR. ANDREW JOHN HUNTER Mgmt Against Against AS A DIRECTOR
3.C TO ELECT MR. IP YUK-KEUNG, ALBERT AS Mgmt For For A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 747 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.D TO ELECT MR. LI TZAR KUOI, VICTOR AS A Mgmt Against Against DIRECTOR
3.E TO ELECT MR. TSAI CHAO CHUNG, Mgmt For For CHARLES AS A DIRECTOR
4 TO APPOINT KPMG AS AUDITOR OF THE Mgmt For For COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE
6 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE
7 TO ADD THE NUMBER OF SHARES Mgmt Against Against REPURCHASED TO THE GENERAL MANDATE GIVEN TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 15 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 748 of 1146 2Y7X JH Multifactor Developed International ETF PRADA S.P.A
Security: T7733C101 Agenda Number: 708078907 Ticker: Meeting Type: AGM ISIN: IT0003874101 Meeting Date: 31-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0426/LTN20170426027.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0426/LTN20170426023.pdf
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
E.1 TO APPROVE THE AMENDMENT OF Mgmt No vote ARTICLE 27.1 OF THE BY-LAWS TO THE FOLLOWING: "THE FINANCIAL YEAR OF THE COMPANY WILL CLOSE ON 31 DECEMBER OF EACH YEAR."
O.1 TO APPROVE THE AUDITED SEPARATE Mgmt No vote FINANCIAL STATEMENTS, WHICH SHOW A NET INCOME OF EURO 183,355,460 AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED JANUARY 31, 2017 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS AND THE INDEPENDENT AUDITORS
O.2 TO APPROVE THE DISTRIBUTION OF Mgmt No vote EURO 307,058,880 TO THE SHAREHOLDERS, IN THE FORM OF A FINAL DIVIDEND OF EURO/CENTS 12 PER SHARE TO BE PAID ON TUESDAY, JUNE 20, 2017. THE TOTAL AMOUNT TO BE DISTRIBUTED COMPRISES: (I) EURO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 749 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
183,355,460 WHICH REPRESENT THE NET INCOME OF THE COMPANY, FOR THE YEAR ENDED JANUARY 31, 2017 AND (II) EURO 123,703,420 WHICH REPRESENT A UTILIZATION OF RETAINED EARNINGS OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 750 of 1146 2Y7X JH Multifactor Developed International ETF PRUDENTIAL PLC, LONDON
Security: G72899100 Agenda Number: 707984919 Ticker: Meeting Type: AGM ISIN: GB0007099541 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE STRATEGIC REPORT, DIRECTORS' REMUNERATION REPORT, DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE REVISED DIRECTORS' Mgmt For For REMUNERATION POLICY
4 TO ELECT MS ANNE RICHARDS AS A Mgmt For For DIRECTOR
5 TO RE-ELECT SIR HOWARD DAVIES AS A Mgmt For For DIRECTOR
6 TO RE-ELECT MR JOHN FOLEY AS A Mgmt For For DIRECTOR
7 TO RE-ELECT MS PENELOPE JAMES AS A Mgmt For For DIRECTOR
8 TO RE-ELECT MR DAVID LAW AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 751 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT MR PAUL MANDUCA AS A Mgmt For For DIRECTOR
10 TO RE-ELECT MR KAIKHUSHRU Mgmt For For NARGOLWALA AS A DIRECTOR
11 TO RE-ELECT MR NICOLAOS NICANDROU Mgmt For For AS A DIRECTOR
12 TO RE-ELECT MR ANTHONY Mgmt For For NIGHTINGALE AS A DIRECTOR
13 TO RE-ELECT MR PHILIP REMNANT AS A Mgmt For For DIRECTOR
14 TO RE-ELECT MS ALICE SCHROEDER AS Mgmt For For A DIRECTOR
15 TO RE-ELECT MR BARRY STOWE AS A Mgmt For For DIRECTOR
16 TO RE-ELECT LORD TURNER AS A Mgmt For For DIRECTOR
17 TO RE-ELECT MR MICHAEL WELLS AS A Mgmt For For DIRECTOR
18 TO RE-ELECT MR TONY WILKEY AS A Mgmt For For DIRECTOR
19 TO RE-APPOINT KPMG LLP AS THE Mgmt For For COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE COMPANY'S ACCOUNTS ARE LAID Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 752 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For ON BEHALF OF THE BOARD TO DETERMINE THE AMOUNT OF THE AUDITOR'S REMUNERATION
21 POLITICAL DONATIONS Mgmt For For
22 RENEWAL OF AUTHORITY TO ALLOT Mgmt For For ORDINARY SHARES
23 EXTENSION OF AUTHORITY TO ALLOT Mgmt For For ORDINARY SHARES TO INCLUDE REPURCHASED SHARES
24 RENEWAL OF AUTHORITY FOR Mgmt For For DISAPPLICATION OF PRE-EMPTION RIGHTS
25 AUTHORITY TO ISSUE MANDATORY Mgmt For For CONVERTIBLE SECURITIES ('MCS')
26 AUTHORITY FOR DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN CONNECTION WITH THE ISSUE OF MCS
27 RENEWAL OF AUTHORITY FOR Mgmt For For PURCHASE OF OWN SHARES
28 THAT A GENERAL MEETING OTHER THAN Mgmt For For AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 753 of 1146 2Y7X JH Multifactor Developed International ETF PUBLICIS GROUPE SA, PARIS
Security: F7607Z165 Agenda Number: 708081396 Ticker: Meeting Type: MIX ISIN: FR0000130577 Meeting Date: 31-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 05 MAY 2017:PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0426/2017042617013 64.pdf, http://www.journal- Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 754 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
officiel.gouv.fr//pdf/2017/0505/201705051701 616.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR AND SETTING OF THE DIVIDEND
O.4 OPTION FOR DIVIDEND PAYMENT IN Mgmt For For CASH OR IN SHARES
O.5 REGULATED AGREEMENTS AND Mgmt For For COMMITMENTS FOR THE 2016 FINANCIAL YEAR
O.6 RENEWAL OF THE TERM OF MR SIMON Mgmt Against Against BADINTER AS MEMBER OF THE SUPERVISORY BOARD
O.7 RENEWAL OF THE TERM OF MR JEAN Mgmt For For CHAREST AS MEMBER OF THE SUPERVISORY BOARD
O.8 APPOINTMENT OF MR MAURICE LEVY AS Mgmt Against Against MEMBER OF THE SUPERVISORY BOARD AND APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLES AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 755 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MR MAURICE LEVY AS CHAIRMAN OF THE SUPERVISORY BOARD FROM 1ST JUNE 2017 FOR THE YEAR 2017 FINANCIAL YEAR
O.9 RENEWAL OF THE TERM OF MAZARS AS Mgmt For For STATUTORY AUDITOR
O.10 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MS ELISABETH BADINTER, CHAIRPERSON OF THE SUPERVISORY BOARD
O.11 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR MAURICE LEVY, CHAIRMAN OF THE BOARD OF DIRECTORS; AND APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLES AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MR MAURICE LEVY, AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM 1ST JANUARY TO 31ST MAY 2017 FOR THE 2017 FINANCIAL YEAR
O.12 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR KEVIN ROBERTS, MEMBER OF THE BOARD OF DIRECTORS UNTIL 31 AUGUST 2016
O.13 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR JEAN-MICHEL ETIENNE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 756 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.14 REVIEW OF THE COMPENSATION OWED Mgmt Against Against OR PAID TO MS ANNE-GABRIELLE HEILBRONNER, MEMBER OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.15 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLES AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR
O.16 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MS ELISABETH BADINTER, CHAIRPERSON OF THE SUPERVISORY BOARD UNTIL 31ST MAY 2017 FOR THE 2017 FINANCIAL YEAR
O.17 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MR ARTHUR SADOUN, CHAIRMAN OF THE BOARD OF DIRECTORS FROM 1ST JUNE 2017 FOR THE 2017 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 757 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.18 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MR JEAN-MICHEL ETIENNE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2017 FINANCIAL YEAR
O.19 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MS ANNE-GABRIELLE HEILBRONNER, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2017 FINANCIAL YEAR
O.20 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND THE BENEFITS OF ANY KIND TO BE ALLOCATED TO MR STEVE KING, NEW MEMBER OF THE BOARD OF DIRECTORS FROM 1ST JUNE 2017, FOR THE 2017 FINANCIAL YEAR
O.21 APPROVAL OF THE REGULATED Mgmt Against Against AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLE L. 225-90-1 OF THE FRENCH COMMERCIAL CODE REGARDING END OF TERM AND NON- COMPETITION AGREEMENTS AND COMPENSATIONS FOR THE BENEFIT OF MR ARTHUR SADOUN FOR HIS TERM AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM 1ST JUNE 2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 758 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.22 APPROVAL OF THE REGULATED Mgmt For For AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLE L. 225-90-1 OF THE FRENCH COMMERCIAL CODE REGARDING END OF TERM AND NON- COMPETITION AGREEMENTS AND COMPENSATIONS FOR THE BENEFIT OF MR STEVE KING FOR HIS TERM AS MEMBER OF THE BOARD OF DIRECTORS FROM 1ST JUNE 2017
O.23 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO DEAL IN ITS OWN SHARES FOR A PERIOD OF EIGHTEEN MONTHS
E.24 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING ALL OR PART OF THE COMPANY OWN SHARES HELD BY IT FOR A PERIOD OF TWENTY- SIX MONTHS
E.25 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO SET THE ISSUE PRICE OF ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GOVERNED BY ARTICLES L.228-92 PARA. 1 AND L.228-93 PARA. 1 AND 3 OF THE FRENCH COMMERCIAL CODE AS PART OF CAPITAL INCREASES BY ISSUANCES WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFER OR OFFER GOVERNED BY ARTICLE L.411-2 I OF THE FRENCH MONETARY AND FINANCIAL CODE, UP TO 10% PER YEAR
E.26 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GOVERNED BY ARTICLES L.228-92 PARA. 1 AND L.228- 93 PARA. 1 AND 3 OF THE FRENCH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 759 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
COMMERCIAL CODE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO COMPENSATION IN-KIND CONTRIBUTIONS TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, OUTSIDE OF AN EXCHANGE PUBLIC OFFER INITIATED BY THE COMPANY
E.27 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY- SIX MONTHS, TO DECIDE UPON THE ISSUANCE OF COMMON SHARES OR TRANSFERABLE SECURITIES GOVERNED BY ARTICLES L.228-92 PARA. 1 AND L.228- 93 PARA. 1 AND 3 OF THE FRENCH COMMERCIAL CODE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF MEMBERS OF A COMPANY'S SAVINGS SCHEME
E.28 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO DECIDE UPON THE ISSUANCE OF COMMON SHARES OR TRANSFERABLE SECURITIES GOVERNED BY ARTICLES L.228-92 PARA. 1 AND L.228- 93 PARA. 1 AND 3 OF THE FRENCH COMMERCIAL CODE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF CERTAIN CATEGORIES OF BENEFICIARIES
E.29 AMENDMENT OF ARTICLE 13 OF THE BY- Mgmt For For LAWS OF THE COMPANY TO SET FORTH THE TERMS FOR THE APPOINTMENT OF MEMBERS OF THE SUPERVISORY BOARD REPRESENTING EMPLOYEES, PURSUANT TO ARTICLE L.225-79-2 OF THE FRENCH COMMERCIAL CODE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 760 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.30 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 761 of 1146 2Y7X JH Multifactor Developed International ETF QBE INSURANCE GROUP LTD, SYDNEY NSW
Security: Q78063114 Agenda Number: 707925648 Ticker: Meeting Type: AGM ISIN: AU000000QBE9 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 2, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2 TO ADOPT THE REMUNERATION REPORT Mgmt For For
3 TO INCREASE THE MAXIMUM Mgmt For For AGGREGATE FEES PAYABLE TO NON- EXECUTIVE DIRECTORS
4.A TO RE-ELECT MR M BECKER AS A Mgmt For For DIRECTOR
4.B TO ELECT MS K LISSON AS A DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 762 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.C TO ELECT MR M WILKINS AS A DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 763 of 1146 2Y7X JH Multifactor Developed International ETF RAKUTEN,INC.
Security: J64264104 Agenda Number: 707821256 Ticker: Meeting Type: AGM ISIN: JP3967200001 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Streamline Business Lines Mgmt For For
2.1 Appoint a Director Mikitani, Hiroshi Mgmt For For
2.2 Appoint a Director Hosaka, Masayuki Mgmt For For
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Kutaragi, Ken Mgmt For For
2.5 Appoint a Director Joshua G. James Mgmt For For
2.6 Appoint a Director Mitachi, Takashi Mgmt For For
2.7 Appoint a Director Murai, Jun Mgmt For For
2.8 Appoint a Director Youngme Moon Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 764 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Directors, Executive Officers and Employees of the Company, the Company's Subsidiaries and the Affiliated Companies
4 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Outside Directors of the Company, the Company's Subsidiaries and the Affiliated Companies
5 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Corporate Auditors of the Company, the Company's Subsidiaries and the Affiliated Companies Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 765 of 1146 2Y7X JH Multifactor Developed International ETF RANDGOLD RESOURCES LTD, ST HELIER
Security: G73740113 Agenda Number: 707924088 Ticker: Meeting Type: AGM ISIN: GB00B01C3S32 Meeting Date: 02-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE FINANCIAL STATEMENTS ('2016 ANNUAL REPORT')
2 TO DECLARE A FINAL DIVIDEND OF Mgmt For For USD1.00 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO BE PAID TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 17 MARCH 2017 IN RESPECT OF ORDINARY SHARES THEN REGISTERED IN THEIR NAMES
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) AS SET OUT IN THE 2016 ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
4 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT OF THE 2016 ANNUAL REPORT
5 TO RE-ELECT SAFIATOU BA-N'DAW AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 766 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO RE-ELECT MARK BRISTOW AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO RE-ELECT CHRISTOPHER COLEMAN Mgmt For For AS A DIRECTOR OF THE COMPANY
8 TO RE-ELECT JEMAL-UD-DIN KASSUM Mgmt For For (JAMIL KASSUM) AS A DIRECTOR OF THE COMPANY
9 TO ELECT OLIVIA KIRTLEY AS A Mgmt For For DIRECTOR OF THE COMPANY
10 TO RE-ELECT JEANINE MABUNDA LIOKO Mgmt For For AS A DIRECTOR OF THE COMPANY
11 TO RE-ELECT ANDREW QUINN AS A Mgmt For For DIRECTOR OF THE COMPANY
12 TO RE-ELECT GRAHAM SHUTTLEWORTH Mgmt For For AS A DIRECTOR OF THE COMPANY
13 TO RE-APPOINT BDO LLP AS THE Mgmt For For AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE AUDITORS
15 AUTHORITY TO ALLOT SHARES Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 767 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
16 TO RESOLVE THAT AS PART OF THEIR Mgmt For For FEES AS DIRECTORS OF THE COMPANY EACH NON-EXECUTIVE DIRECTOR (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN) ELECTED AND/OR RE- ELECTED AT THIS MEETING BE AWARDED 1500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT
17 TO RESOLVE THAT AS PART OF HIS FEE Mgmt For For AS SENIOR INDEPENDENT DIRECTOR OF THE COMPANY, THE SENIOR INDEPENDENT DIRECTOR IN OFFICE AT THIS MEETING WILL BE AWARDED 2000 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT
18 TO RESOLVE THAT AS PART OF HIS FEE Mgmt For For AS CHAIRMAN OF THE COMPANY, THE CHAIRMAN IN OFFICE AT THIS MEETING WILL BE AWARDED 2500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT
19 AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS
20 AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES AND AMERICAN DEPOSITARY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 768 of 1146 2Y7X JH Multifactor Developed International ETF RECKITT BENCKISER GROUP PLC, SLOUGH
Security: G74079107 Agenda Number: 707937174 Ticker: Meeting Type: AGM ISIN: GB00B24CGK77 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT ADRIAN BELLAMY AS Mgmt Abstain Against DIRECTOR
5 RE-ELECT NICANDRO DURANTE AS Mgmt For For DIRECTOR
6 RE-ELECT MARY HARRIS AS DIRECTOR Mgmt For For
7 RE-ELECT ADRIAN HENNAH AS Mgmt For For DIRECTOR
8 RE-ELECT KENNETH HYDON AS Mgmt Against Against DIRECTOR
9 RE-ELECT RAKESH KAPOOR AS Mgmt For For DIRECTOR
10 RE-ELECT PAMELA KIRBY AS DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 769 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT ANDRE LACROIX AS DIRECTOR Mgmt For For
12 RE-ELECT CHRIS SINCLAIR AS DIRECTOR Mgmt For For
13 RE-ELECT JUDITH SPRIESER AS Mgmt For For DIRECTOR
14 RE-ELECT WARREN TUCKER AS Mgmt For For DIRECTOR
15 REAPPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS
16 AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For FIX REMUNERATION OF AUDITORS
17 AUTHORISE EU POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
18 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT
21 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 770 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETING WITH TWO WEEKS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 771 of 1146 2Y7X JH Multifactor Developed International ETF RECKITT BENCKISER GROUP PLC, SLOUGH
Security: G74079107 Agenda Number: 708169190 Ticker: Meeting Type: OGM ISIN: GB00B24CGK77 Meeting Date: 31-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THAT THE ACQUISITION, ON THE TERMS Mgmt For For SET OUT IN THE MERGER AGREEMENT (BOTH AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS DATED 5 MAY 2017 (THE "CIRCULAR")), BE AND IS HEREBY APPROVED AND THE DIRECTORS (OR A COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS OF THE MERGER AGREEMENT AND TO DO ALL SUCH THINGS AS THEY MAY CONSIDER TO BE NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE ACQUISITION AND ANY MATTERS INCIDENTAL TO THE ACQUISITION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 772 of 1146 2Y7X JH Multifactor Developed International ETF RECRUIT HOLDINGS CO.,LTD.
Security: J6433A101 Agenda Number: 708223742 Ticker: Meeting Type: AGM ISIN: JP3970300004 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Ikeuchi, Shogo Mgmt For For
1.3 Appoint a Director Sagawa, Keiichi Mgmt For For
1.4 Appoint a Director Oyagi, Shigeo Mgmt For For
1.5 Appoint a Director Shingai, Yasushi Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For Shinkawa, Asa
3 Amend the Compensation to be received by Mgmt For For Corporate Auditors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 773 of 1146 2Y7X JH Multifactor Developed International ETF RED EL CTRICA CORPORACI N S A.
Security: E42807110 Agenda Number: 707793104 Ticker: Meeting Type: OGM ISIN: ES0173093024 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 31 MAR 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU'
1 APPROVAL OF INDIVIDUAL ANNUAL Mgmt For For ACCOUNTS AND MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL Mgmt For For ACCOUNTS AND MANAGEMENT REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE MANAGEMENT OF Mgmt For For THE BOARD OF DIRECTORS
5.1 REELECTION OF MS MARIA JOSE GARCIA Mgmt For For BEATO AS INDEPENDENT DIRECTOR
5.2 APPOINTMENT OF MR ARSENIO Mgmt For For FERNANDEZ DE MESA Y DIAZ DEL RIO
5.3 APPOINTMENT OF MR ALBERTO Mgmt For For CARBAJO JOSA AS INDEPENDENT DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 774 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.1 APPROVAL OF THE REMUNERATION OF Mgmt For For THE BOARD OF DIRECTORS
6.2 APPROVAL OF THE ANNUAL Mgmt For For REMUNERATION REPORT OF THE BOARD OF DIRECTORS
7 DELEGATION OF POWERS TO THE Mgmt For For BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING
8 INFORMATION ABOUT ANNUAL Non-Voting CORPORATE GOVERNANCE REPORT
9 INFORMATION ABOUT AMENDMENTS OF Non-Voting THE REGULATION OF THE BOARD OF DIRECTORS
CMMT 28 FEB 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION NO 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 775 of 1146 2Y7X JH Multifactor Developed International ETF RELX PLC, LONDON
Security: G74570121 Agenda Number: 707837021 Ticker: Meeting Type: AGM ISIN: GB00B2B0DG97 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIVE THE 2016 ANNUAL REPORT Mgmt For For
2 APPROVE REMUNERATION POLICY Mgmt For For REPORT
3 APPROVE AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN
4 APPROVE ANNUAL REMUNERATION Mgmt For For REPORT
5 DECLARATION OF 2016 FINAL DIVIDEND Mgmt For For
6 RE-APPOINTMENT OF AUDITORS Mgmt For For
7 AUDITORS REMUNERATION Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS A Mgmt For For DIRECTOR
9 RE-ELECT ANTHONY HABGOOD AS A Mgmt For For DIRECTOR
10 RE-ELECT WOLFHART HAUSER AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 776 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT ADRIAN HENNAH AS A Mgmt For For DIRECTOR
12 RE-ELECT MARIKE VAN LIER LELS AS A Mgmt For For DIRECTOR
13 RE-ELECT NICK LUFF AS A DIRECTOR Mgmt For For
14 RE-ELECT ROBERT MACLEOD AS A Mgmt For For DIRECTOR
15 RE-ELECT CAROL MILLS AS A DIRECTOR Mgmt For For
16 RE-ELECT LINDA SANFORD AS A Mgmt For For DIRECTOR
17 RE-ELECT BEN VAN DER VEER AS A Mgmt For For DIRECTOR
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
20 ADDITIONAL DISAPPLICATION OF PRE- Mgmt For For EMPTION RIGHTS
21 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
22 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 777 of 1146 2Y7X JH Multifactor Developed International ETF RENAULT SA, BOULOGNE BILLANCOURT
Security: F77098105 Agenda Number: 708068247 Ticker: Meeting Type: MIX ISIN: FR0000131906 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 778 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0424/201704241701 181.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE
O.4 APPROVAL OF THE STATUTORY Mgmt For For AUDITORS' REPORT REGARDING THE REGULATED AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 STATUTORY AUDITORS' REPORT ON THE Mgmt For For ITEMS USED TO DETERMINE THE REMUNERATION OF EQUITY SECURITIES
O.6 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR CARLOS GHOSN, CHIEF EXECUTIVE OFFICER OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 779 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.7 VOTE ON THE PRINCIPLES AND CRITERIA Mgmt For For FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017
O.8 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
E.9 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING COMPANY'S TREASURY SHARES
E.10 AMENDMENT OF ARTICLE 11 OF THE Mgmt For For COMPANY BY-LAWS TO INDICATE THE PROVISIONS OF THE ORDINANCE NO. 2014-948 OF 20 AUGUST 2014 ON GOVERNANCE AND TRANSACTIONS IN THE CAPITAL OF STATE-OWNED COMPANIES
O.11 RATIFICATION OF THE CO-OPTING OF MR Mgmt For For YASUHIRO YAMAUCHI AS DIRECTOR APPOINTED UPON NISSAN'S PROPOSAL
O.12 RATIFICATION OF THE CO-OPTING AND Mgmt For For RENEWAL OF THE TERM OF MS YU SERIZAWA AS DIRECTOR APPOINTED UPON NISSAN'S PROPOSAL
O.13 APPOINTMENT OF MR PASCAL FAURE AS Mgmt For For DIRECTOR UPON THE STATE'S PROPOSAL
O.14 APPOINTMENT OF A NEW DIRECTOR - MS Mgmt Against Against MIRIEM BENSALAH CHAQROUN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 780 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.15 APPOINTMENT OF A NEW DIRECTOR - MS Mgmt For For MARIE-ANNICK DARMAILLAC
O.16 APPOINTMENT OF A NEW DIRECTOR Mgmt For For REPLACING A RESIGNING DIRECTOR - MS CATHERINE BARBA
O.17 CONDITIONAL RENEWAL OF THE TERM Mgmt For For OF MR BENOIT OSTERTAG AS DIRECTOR REPRESENTING THE SHAREHOLDING EMPLOYEES
O.18 CONDITIONAL APPOINTMENT OF MR Mgmt Against Against JULIEN THOLLOT AS DIRECTOR REPRESENTING SHAREHOLDING EMPLOYEES
O.19 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 781 of 1146 2Y7X JH Multifactor Developed International ETF REPSOL S.A
Security: E8471S130 Agenda Number: 707929266 Ticker: Meeting Type: OGM ISIN: ES0173516115 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 19 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
1 REVIEW AND APPROVAL, IF Mgmt For For APPROPRIATE , OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF REPSOL, S.A., THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL YEAR ENDED 31 DECEMBER 2016
2 REVIEW AND APPROVAL, IF Mgmt For For APPROPRIATE , OF THE PROPOSED RESULTS ALLOCATION FOR 2016
3 REVIEW AND APPROVAL, IF Mgmt For For APPROPRIATE , OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL, S.A. DURING 2016
4 RENEW APPOINTMENT OF DELOITTE AS Mgmt For For AUDITOR FOR FY 2017
5 APPOINT PRICEWATERHOUSECOOPERS Mgmt For For AS AUDITOR FOR FY 2018, 2019 AND 2020 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 782 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 INCREASE OF SHARE CAPITAL IN AN Mgmt For For AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE 1 EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE CEO, TO FIX THE DATE THE INCREASE IS TO BE IMPLEMENTED AND THE TERMS OF THE INCREASE IN ALL RESPECTS NOT PROVIDED FOR BY THE GENERAL MEETING, ALL IN ACCORDANCE WITH ARTICLE 297.1.A OF THE COMPANIES ACT. APPLICATION FOR OFFICIAL LISTING OF THE NEWLY ISSUED SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES THROUGH THE SPANISH AUTOMATED QUOTATION SYSTEM, SISTEMA DE INTERCONEXION BURSATIL, AS WELL AS ON ANY OTHER STOCK EXCHANGES OR SECURITIES MARKETS WHERE THE COMPANY'S SHARES ARE OR COULD BE LISTING
7 SECOND CAPITAL INCREASE IN AN Mgmt For For AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE FREE OF CHARGE ALLOCATION RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS OR, BY DELEGATION, TO THE DELEGATE COMMITTEE OR THE CEO, TO FIX THE DATE THE INCREASE IS TO BE IMPLEMENTED AND THE TERMS OF THE INCREASE IN ALL RESPECTS NOT PROVIDED FOR BY THE GENERAL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 783 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
MEETING, ALL IN ACCORDANCE WITH ARTICLE 297.1 A OF THE COMPANIES ACT. APPLICATION FOR OFFICIAL LISTING OF THE NEWLY ISSUED SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES THROUGH THE AUTOMATED QUOTATION SYSTEM, SISTEMA DE INTERCONEXION BURSATIL, AS WELL AS ON ANY OTHER STOCK EXCHANGES OR SECURITIES MARKETS WHERE THE COMPANY'S SHARES ARE OR COULD BE LISTING
8 DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS ON THE POWER TO ISSUE FIXED INCOME, CONVERTIBLE AND OR EXCHANGEABLE SECURITIES FOR COMPANY SHARES, AS WELL AS WARRANTS, OPTIONS TO SUBSCRIBE NEW SHARES OR ACQUIRE CIRCULATING COMPANY SHARES. SETTING OF CRITERIA TO DETERMINE THE TERMS AND TYPES OF THE CONVERSION AND OR EXCHANGE AND ALLOCATION TO THE BOARD OF DIRECTORS OF THE POWERS TO INCREASE CAPITAL AS NECESSARY, AS WELL AS FULLY OR PARTIALLY REMOVE SHAREHOLDERS PREEMPTIVE SUBSCRIPTION RIGHTS IN THESE ISSUANCES. AUTHORISATION FOR THE COMPANY TO GUARANTEE SECURITY ISSUANCES MADE BY ITS SUBSIDIARIES. NULLIFY THE PORTION OF RESOLUTION THIRTEEN B OF THE GENERAL SHAREHOLDERS MEETING HELD ON 31 MAY 2012 THAT WERE NOT USED
9 RE-ELECTION OF MR. RENE DAHAN AS Mgmt For For DIRECTOR
10 RE-ELECTION OF MR. MANUEL Mgmt For For MANRIQUE CECILIA AS DIRECTOR
11 RE-ELECTION OF MR. LUIS SUAREZ DE Mgmt For For LEZO MANTILLA AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 784 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 RATIFICATION OF THE APPOINTMENT BY Mgmt Against Against COOPTATION AND RE-ELECTION AS DIRECTOR OF MR. ANTONIO MASSANELL LAVILLA
13 APPOINTMENT OF MS. MARIA TERESA Mgmt For For BALLESTER FORNES AS DIRECTOR
14 APPOINTMENT OF MS. ISABEL Mgmt For For TORREMOCHA FERREZUELO AS DIRECTOR
15 APPOINTMENT OF MR. MARIANO MARZO Mgmt For For CARPIO AS DIRECTOR
16 ADVISORY VOTE ON THE REPSOL, S.A. Mgmt For For ANNUAL REPORT ON DIRECTORS REMUNERATION FOR 2016
17 IMPLEMENTATION OF A COMPENSATION Mgmt For For SYSTEM REFERRED TO THE SHARE VALUE FOR THE CEO OF THE COMPANY
18 APPROVAL, IF APPROPRIATE, OF THE Mgmt For For INCLUSION OF A TARGET RELATED TO THE PERFORMANCE OF TOTAL SHAREHOLDER RETURNS IN THE 2017 2020 LONG TERM MULTI YEAR VARIABLE REMUNERATION PLAN
19 APPROVAL, IF APPROPRIATE, OF THE Mgmt For For DELIVERING OF SHARES TO THE EXECUTIVE DIRECTORS IN PARTIAL PAYMENT OF THEIR REMUNERATION UNDER THE LONG TERM MULTI YEAR REMUNERATION PLANS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 785 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 EXAMINATION AND APPROVAL, IF Mgmt For For APPROPRIATE, OF THE REMUNERATION POLICY FOR DIRECTORS OF REPSOL, S.A. 2018 TO 2020
21 DELEGATION OF POWERS TO Mgmt For For INTERPRET, SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING
CMMT 06 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 786 of 1146 2Y7X JH Multifactor Developed International ETF RESONA HOLDINGS, INC.
Security: J6448E106 Agenda Number: 708234098 Ticker: Meeting Type: AGM ISIN: JP3500610005 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Amend Articles to: Eliminate the Articles Mgmt For For Related to Class 6 Preferred Shares
2.1 Appoint a Director Higashi, Kazuhiro Mgmt For For
2.2 Appoint a Director Kan, Tetsuya Mgmt For For
2.3 Appoint a Director Hara, Toshiki Mgmt For For
2.4 Appoint a Director Isono, Kaoru Mgmt For For
2.5 Appoint a Director Arima, Toshio Mgmt For For
2.6 Appoint a Director Sanuki, Yoko Mgmt For For
2.7 Appoint a Director Urano, Mitsudo Mgmt For For
2.8 Appoint a Director Matsui, Tadamitsu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 787 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director Sato, Hidehiko Mgmt For For
2.10 Appoint a Director Baba, Chiharu Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Submission to the Bank of Japan of Written Request to Not Further Negative Interest Rate Policy)
4 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Individual Disclosure of Remuneration of Officers )
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Separation of Roles of Chairman of the Board of Directors and Chief Executive Officer)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Creation of System Permitting Reinstatement of Employee of the Company after Standing for National or Local Election)
7 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Exercise of Voting Rights of Shares Held for Strategic Reasons)
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Disclosure of Policy and Results of Officer Training)
9 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision Regarding Communication between Shareholders and Directors and Relevant Handling) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 788 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Provision Regarding the Structure Allowing Shareholders to Recommend Candidates for Directors to the Nominating Committee and Equal Treatment)
11 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Description in Convocation Notice, Etc. of Shareholder's Proposals with the Maximum of At Least 100)
12 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Contact Point within the Audit Committee for Whistle- blowing)
13 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Holding of Management Meetings by Outside Directors Only Not Involving Representative Executive Officers)
14 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Special Positions and Quota for Promotion to Regular Positions and Managers for Previous Graduates for Women, Etc. Who Suffered Interruption of Business Career by Childbirth or Child Rearing)
15 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Prohibition of Discrimination against Activist Investors)
16 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Special Committee Regarding the Company's Expressing Opinion on Series of Acts by Mr. Katsutoshi Kaneda, Minister of Justice) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 789 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
17 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Special Investigation Committee Regarding Loans to Kabushiki Kaisha Kenko)
18 Shareholder Proposal: Remove a Director Shr Against For Urano, Mitsudo
19 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of Special Investigation Committee Regarding Director Mitsudo Urano)
20 Shareholder Proposal: Appoint a Director Shr Against For Lucian Bebchuk Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 790 of 1146 2Y7X JH Multifactor Developed International ETF RICOH COMPANY,LTD.
Security: J64683105 Agenda Number: 708212751 Ticker: Meeting Type: AGM ISIN: JP3973400009 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Osawa, Hiroshi Mgmt For For
2.2 Appoint a Corporate Auditor Ota, Yo Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 791 of 1146 2Y7X JH Multifactor Developed International ETF RIO TINTO LTD, MELBOURNE VIC
Security: Q81437107 Agenda Number: 707809476 Ticker: Meeting Type: AGM ISIN: AU000000RIO1 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 2, 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
1 RECEIPT OF THE 2016 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE DIRECTORS' REPORT Mgmt For For ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN'S LETTER
3 APPROVAL OF THE REMUNERATION Mgmt For For REPORT
4 APPROVAL OF POTENTIAL TERMINATION Mgmt For For BENEFITS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 792 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 TO RE-ELECT MEGAN CLARK AS A Mgmt For For DIRECTOR
6 TO ELECT DAVID CONSTABLE AS A Mgmt For For DIRECTOR
7 TO RE-ELECT JAN DU PLESSIS AS A Mgmt For For DIRECTOR
8 TO RE-ELECT ANN GODBEHERE AS A Mgmt For For DIRECTOR
9 TO ELECT SIMON HENRY AS A DIRECTOR, Mgmt For For EFFECTIVE AS OF 1 JULY 2017
10 TO ELECT JEAN-SEBASTIEN JACQUES AS Mgmt For For A DIRECTOR
11 TO ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MICHAEL L'ESTRANGE AS A Mgmt For For DIRECTOR
13 TO RE-ELECT CHRIS LYNCH AS A Mgmt For For DIRECTOR
14 TO RE-ELECT PAUL TELLIER AS A Mgmt For For DIRECTOR
15 TO RE-ELECT SIMON THOMPSON AS A Mgmt For For DIRECTOR
16 TO RE-ELECT JOHN VARLEY AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 793 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
17 RE-APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP
18 REMUNERATION OF AUDITORS Mgmt For For
19 AUTHORITY TO MAKE POLITICAL Mgmt For For DONATIONS
20 RENEWAL OF OFF-MARKET AND ON- Mgmt For For MARKET SHARE BUY-BACK AUTHORITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 794 of 1146 2Y7X JH Multifactor Developed International ETF RIO TINTO LTD, MELBOURNE VIC
Security: Q81437107 Agenda Number: 708214779 Ticker: Meeting Type: OGM ISIN: AU000000RIO1 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
1 RESOLUTION FOR THE APPROVAL OF Mgmt For For THE PROPOSED DISPOSAL OF COAL & ALLIED INDUSTRIES LIMITED AS SET OUT MORE FULLY IN THE NOTICE OF GENERAL MEETING IN THE DOCUMENT SENT TO SHAREHOLDERS DATED 19 MAY 2017 AND ACCOMPANYING THIS PROXY FORM Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 795 of 1146 2Y7X JH Multifactor Developed International ETF RIO TINTO PLC, LONDON
Security: G75754104 Agenda Number: 707818285 Ticker: Meeting Type: AGM ISIN: GB0007188757 Meeting Date: 12-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE BE INFORMED THAT ONLY THE Non-Voting SHAREHOLDERS OF THE RIO TINTO PLC ARE ELIGIBLE TO VOTE ON THE RESOLUTION NUMBERS FROM 20 TO 23. PLEASE BE INFORMED THAT BOTH THE SHAREHOLDERS OF THE RIO TINTO PLC AND RIO TINTO LIMITED ARE ELIGIBLE TO VOTE ON THE RESOLUTION NUMBERS FROM 1 TO 19
1 RECEIPT OF THE 2016 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE DIRECTORS' REPORT Mgmt For For ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN'S LETTER
3 APPROVAL OF THE REMUNERATION Mgmt For For REPORT
4 APPROVAL OF POTENTIAL TERMINATION Mgmt For For BENEFITS
5 TO RE-ELECT MEGAN CLARK AS A Mgmt For For DIRECTOR
6 TO ELECT DAVID CONSTABLE AS A Mgmt For For DIRECTOR
7 TO RE-ELECT JAN DU PLESSIS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 796 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO RE-ELECT ANN GODBEHERE AS A Mgmt For For DIRECTOR
9 TO ELECT SIMON HENRY AS A DIRECTOR, Mgmt For For EFFECTIVE AS OF 1 JULY 2017
10 TO ELECT JEAN-SEBASTIEN JACQUES AS Mgmt For For A DIRECTOR
11 TO ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MICHAEL L'ESTRANGE AS A Mgmt For For DIRECTOR
13 TO RE-ELECT CHRIS LYNCH AS A Mgmt For For DIRECTOR
14 TO RE-ELECT PAUL TELLIER AS A Mgmt For For DIRECTOR
15 TO RE-ELECT SIMON THOMPSON AS A Mgmt For For DIRECTOR
16 TO RE-ELECT JOHN VARLEY AS A Mgmt For For DIRECTOR
17 RE-APPOINTMENT OF AUDITOR: Mgmt For For PRICEWATERHOUSECOOPERS LLP
18 REMUNERATION OF AUDITORS Mgmt For For
19 AUTHORITY TO MAKE POLITICAL Mgmt For For DONATIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 797 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
22 AUTHORITY TO PURCHASE RIO TINTO Mgmt For For PLC SHARES
23 NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
CMMT 09 MAR 2017: VOTING EXCLUSIONS Non-Voting APPLY TO THIS MEETING FOR PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
CMMT 09 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 798 of 1146 2Y7X JH Multifactor Developed International ETF RIO TINTO PLC, LONDON
Security: G75754104 Agenda Number: 708221116 Ticker: Meeting Type: OGM ISIN: GB0007188757 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THAT THE TRANSACTION, ON THE TERMS Mgmt For For AND SUBJECT TO THE CONDITIONS SET OUT IN THE SPA AND THE OTHER TRANSACTION DOCUMENTS (AS EACH TERM IS DEFINED IN THE CIRCULAR TO RIO TINTO PLC SHAREHOLDERS DATED 19 MAY 2017), BE AND IS HEREBY APPROVED AND THE DIRECTORS (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS AND CONDITIONS OF THE TRANSACTION DOCUMENTS, PROVIDED THAT ANY SUCH WAIVERS, AMENDMENTS, VARIATIONS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE, AND TO DO ALL THINGS AS THEY MAY CONSIDER TO BE NECESSARY OR DESIRABLE TO COMPLETE, IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE TRANSACTION AND ANY MATTERS INCIDENTAL TO THE TRANSACTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 799 of 1146 2Y7X JH Multifactor Developed International ETF ROCHE HOLDING AG, BASEL
Security: H69293225 Agenda Number: 707784713 Ticker: Meeting Type: AGM ISIN: CH0012032113 Meeting Date: 14-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 23 FEB 2017:PLEASE NOTE THAT IF YOU Non-Voting OR ANY OF YOUR CLIENTS WANT TO PARTICIPATE AT THE ANNUAL GENERAL MEETING IN PERSON OR SEND A REPRESENTATIVE (BY REQUESTING AND SIGNING A CARD) OR VOTE ONLINE THROUGH THE ONLINE TOOL PROVIDED BY ROCHE HOLDING, AN ADMISSION CARD IN THE NAME OF THE SHAREHOLDER MUST BE ISSUED. TO REQUEST AN ADMISSION/ENTRY CARD (INCLUDING THE LOGIN CODE FOR THE ONLINE TOOL) YOU MUST CONTACT YOUR CLIENT REPRESENTATIVE AT BROADRIDGE BEFORE 6TH MARCH 2017. PLEASE NOTE BY REQUESTING AN ADMISSION/ENTRY CARD OR THE LOGIN CODE TO VOTE ONLINE THROUGH THE ONLINE TOOL PROVIDED BY ROCHE THE SHARES MUST BE BLOCKED BY THE LOCAL SUB CUSTODIAN BANKS
1 APPROVAL OF THE MANAGEMENT Non-Voting REPORT, ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2016
2.1 APPROVAL OF THE TOTAL AMOUNT OF Non-Voting BONUSES FOR THE CORPORATE EXECUTIVE COMMITTEE AND THE TOTAL BONUS AMOUNT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR 2016: THE BOARD OF DIRECTORS PROPOSES THE APPROVAL OF A TOTAL OF CHF 11,891,950 (EXCLUDING LEGALLY REQUIRED EMPLOYER'S CONTRIBUTIONS TO AHV/IV/ALV) IN BONUSES FOR THE CORPORATE EXECUTIVE COMMITTEE FOR 2016 (SEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 800 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2016 ANNUAL REPORT PAGE 146 [FOR THE TOTAL AMOUNT], PAGE 141 [FOR THE CEO: SHARES BLOCKED FOR 10 YEARS] AND PAGE 142 [FOR THE CORPORATE EXECUTIVE COMMITTEE])
2.2 APPROVAL OF THE TOTAL AMOUNT OF Non-Voting BONUSES FOR THE CORPORATE EXECUTIVE COMMITTEE AND THE TOTAL BONUS AMOUNT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR 2016: THE BOARD OF DIRECTORS PROPOSES THE APPROVAL OF THE TOTAL BONUS AMOUNT OF CHF 558,390 (IN FORM OF SHARES BLOCKED FOR 10 YEARS AND EXCLUDING LEGALLY REQUIRED EMPLOYER'S CONTRIBUTIONS TO AHV/IV/ALV, SEE 2016 ANNUAL REPORT PAGES 136 AND 137) FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR 2016
3 RATIFICATION OF THE BOARD OF Non-Voting DIRECTORS' ACTIONS
4 VOTE ON THE APPROPRIATION OF Non-Voting AVAILABLE EARNINGS
5.1 THE RE-ELECTION OF DR CHRISTOPH Non-Voting FRANZ TO THE BOARD AS CHAIRMAN FOR A TERM OF ONE YEAR
5.2 THE RE-ELECTION OF DR CHRISTOPH Non-Voting FRANZ AS A MEMBER OF THE REMUNERATION COMMITTEE FOR A TERM OF ONE YEAR
5.3 THE RE-ELECTION OF MR ANDRE Non-Voting HOFFMANN, A REPRESENTATIVE OF THE CURRENT SHAREHOLDER GROUP WITH POOLED VOTING RIGHTS (SEE 2016 ANNUAL REPORT PAGE 111), TO THE BOARD FOR A TERM OF ONE YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 801 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.4 THE RE-ELECTION OF MR ANDRE Non-Voting HOFFMANN AS A MEMBER OF THE REMUNERATION COMMITTEE FOR A TERM OF ONE YEAR
5.5 THE RE-ELECTION OF PROF. SIR JOHN Non-Voting BELL TO THE BOARD FOR A TERM OF ONE YEAR
5.6 THE RE-ELECTION OF MS JULIE BROWN Non-Voting TO THE BOARD FOR A TERM OF ONE YEAR
5.7 THE RE-ELECTION OF MR PAUL BULCKE Non-Voting TO THE BOARD FOR A TERM OF ONE YEAR
5.8 THE RE-ELECTION OF PROF. RICHARD P. Non-Voting LIFTON TO THE BOARD FOR A TERM OF ONE YEAR
5.9 THE RE-ELECTION OF PROF. RICHARD P. Non-Voting LIFTON AS A MEMBER OF THE REMUNERATION COMMITTEE FOR A TERM OF ONE YEAR
5.10 THE RE-ELECTION OF DR ANDREAS Non-Voting OERI, A REPRESENTATIVE OF THE CURRENT SHAREHOLDER GROUP WITH POOLED VOTING RIGHTS (SEE 2016 ANNUAL REPORT PAGE 111), TO THE BOARD FOR A TERM OF ONE YEAR
5.11 THE RE-ELECTION OF MR BERNARD Non-Voting POUSSOT TO THE BOARD FOR A TERM OF ONE YEAR
5.12 THE RE-ELECTION OF MR BERNARD Non-Voting POUSSOT TO THE REMUNERATION COMMITTEE FOR A TERM OF ONE YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 802 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.13 THE RE-ELECTION OF DR SEVERIN Non-Voting SCHWAN TO THE BOARD FOR A TERM OF ONE YEAR
5.14 THE RE-ELECTION OF DR CLAUDIA Non-Voting SUSSMUTH DYCKERHOFF TO THE BOARD FOR A TERM OF ONE YEAR
5.15 THE RE-ELECTION OF MR PETER R. Non-Voting VOSER TO THE BOARD FOR A TERM OF ONE YEAR
5.16 THE RE-ELECTION OF MR PETER R. Non-Voting VOSER TO THE REMUNERATION COMMITTEE FOR A TERM OF ONE YEAR
5.17 THE ELECTION OF MS ANITA HAUSER TO Non-Voting THE BOARD FOR A TERM OF ONE YEAR
6 APPROVAL OF THE TOTAL AMOUNT OF Non-Voting FUTURE REMUNERATION FOR THE BOARD OF DIRECTORS
7 APPROVAL OF THE TOTAL AMOUNT OF Non-Voting FUTURE REMUNERATION FOR THE CORPORATE EXECUTIVE COMMITTEE
8 ELECTION OF THE INDEPENDENT PROXY: Non-Voting BDO AG
9 THE BOARD OF DIRECTORS PROPOSES Non-Voting THE ELECTION OF KPMG AG AS STATUTORY AUDITORS FOR THE FINANCIAL YEAR 2017
CMMT 23 FEB 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN COMMENT. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 803 of 1146 2Y7X JH Multifactor Developed International ETF ROHM COMPANY LIMITED
Security: J65328122 Agenda Number: 708237400 Ticker: Meeting Type: AGM ISIN: JP3982800009 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawamura, Satoshi Mgmt For For
2.2 Appoint a Director Azuma, Katsumi Mgmt For For
2.3 Appoint a Director Fujiwara, Tadanobu Mgmt For For
2.4 Appoint a Director Matsumoto, Isao Mgmt For For
2.5 Appoint a Director Yamazaki, Masahiko Mgmt For For
2.6 Appoint a Director Sakai, Masaki Mgmt For For
2.7 Appoint a Director Sato, Kenichiro Mgmt For For
2.8 Appoint a Director Kawamoto, Hachiro Mgmt For For
2.9 Appoint a Director Nishioka, Koichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 804 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Suenaga, Yoshiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 805 of 1146 2Y7X JH Multifactor Developed International ETF ROLLS-ROYCE HOLDINGS PLC, LONDON
Security: G76225104 Agenda Number: 707846347 Ticker: Meeting Type: AGM ISIN: GB00B63H8491 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE STRATEGIC REPORT, Mgmt For For THE DIRECTORS' REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt Against Against REMUNERATION POLICY
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO ELECT STEPHEN DAINTITH AS A Mgmt For For DIRECTOR OF THE COMPANY
5 TO RE-ELECT IAN DAVIS AS A DIRECTOR Mgmt For For OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, CHAIRMAN OF COMMITTEE AND CHAIRMAN OF THE COMPANY)
6 TO RE-ELECT WARREN EAST CBE AS A Mgmt For For DIRECTOR OF THE COMPANY
7 TO RE-ELECT LEWIS BOOTH CBE AS A Mgmt Against Against DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, CHAIRMAN OF COMMITTEE MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 806 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO RE-ELECT RUTH CAIRNIE AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF REMUNERATION COMMITTEE CHAIRMAN OF COMMITTEE, AND SCIENCE & TECHNOLOGY COMMITTEE)
9 TO RE-ELECT SIR FRANK CHAPMAN AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SAFETY & ETHICS COMMITTEE AND CHAIRMAN OF COMMITTEE)
10 TO RE-ELECT IRENE DORNER AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE)
11 TO RE-ELECT LEE HSIEN YANG AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE)
12 TO RE-ELECT BRADLEY SINGER AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE)
13 TO RE-ELECT SIR KEVIN SMITH AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE AND CHAIRMAN OF COMMITTEE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 807 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
14 TO RE-ELECT JASMIN STAIBLIN AS A Mgmt For For DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE)
15 TO RE-APPOINT KPMG LLP AS THE Mgmt For For COMPANY'S AUDITOR: THAT KPMG LLP BE RE-APPOINTED AS THE COMPANY'S AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH FINANCIAL STATEMENTS ARE LAID
16 TO AUTHORISE THE AUDIT COMMITTEE, Mgmt For For ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION
17 TO AUTHORISE PAYMENTS TO Mgmt For For SHAREHOLDERS
18 TO AUTHORISE POLITICAL DONATIONS Mgmt For For AND POLITICAL EXPENDITURE
19 TO APPROVE THE ROLLS-ROYCE LONG- Mgmt For For TERM INCENTIVE PLAN
20 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
21 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
22 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES
23 TO ADOPT THE NEW ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 808 of 1146 2Y7X JH Multifactor Developed International ETF ROYAL BANK OF SCOTLAND GROUP PLC, EDINBURGH
Security: G7S86Z172 Agenda Number: 707971758 Ticker: Meeting Type: AGM ISIN: GB00B7T77214 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE 2016 REPORT AND Mgmt For For ACCOUNTS
2 TO APPROVE THE DIRECTORS' Mgmt Against Against REMUNERATION POLICY IN THE DIRECTORS' REMUNERATION REPORT
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION IN THE DIRECTORS' REMUNERATION REPORT
4 TO RE-ELECT HOWARD DAVIES AS A Mgmt For For DIRECTOR
5 TO RE-ELECT ROSS MCEWAN AS A Mgmt For For DIRECTOR
6 TO RE-ELECT EWEN STEVENSON AS A Mgmt For For DIRECTOR
7 TO RE-ELECT SANDY CROMBIE AS A Mgmt For For DIRECTOR
8 TO ELECT FRANK DANGEARD AS A Mgmt For For DIRECTOR
9 TO RE-ELECT ALISON DAVIS AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 809 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT MORTEN FRIIS AS A Mgmt For For DIRECTOR
11 TO RE-ELECT ROBERT GILLESPIE AS A Mgmt For For DIRECTOR
12 TO RE-ELECT PENNY HUGHES AS A Mgmt For For DIRECTOR
13 TO RE-ELECT BRENDAN NELSON AS A Mgmt For For DIRECTOR
14 TO RE-ELECT BARONESS NOAKES AS A Mgmt For For DIRECTOR
15 TO RE-ELECT MIKE ROGERS AS A Mgmt For For DIRECTOR
16 TO ELECT MARK SELIGMAN AS A Mgmt For For DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE COMPANY
18 TO AUTHORISE THE GROUP AUDIT Mgmt For For COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS
19 TO RENEW THE DIRECTORS' AUTHORITY Mgmt For For TO ALLOT SHARES IN THE COMPANY
20 TO RENEW THE DIRECTORS' AUTHORITY Mgmt For For TO ALLOT EQUITY SECURITIES ON A NON-PRE-EMPTIVE BASIS IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 810 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO RENEW THE DIRECTORS' AUTHORITY Mgmt For For TO ALLOT EQUITY SECURITIES ON A NON-PRE-EMPTIVE BASIS IN CONNECTION WITH THE PURPOSES OF FINANCING A TRANSACTION OR CAPITAL INVESTMENT
22 TO RENEW THE DIRECTORS' AUTHORITY Mgmt For For TO ALLOT ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO ORDINARY SHARES IN RELATION TO EQUITY CONVERTIBLE NOTES
23 TO RENEW THE DIRECTORS' AUTHORITY Mgmt For For TO ALLOT EQUITY SECURITIES ON A NON-PRE-EMPTIVE BASIS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES
24 TO RENEW THE AUTHORITY TO PERMIT Mgmt For For THE HOLDING OF GENERAL MEETINGS OF THE COMPANY AT 14 CLEAR DAYS' NOTICE
25 TO RENEW THE AUTHORITY IN RESPECT Mgmt For For OF POLITICAL DONATIONS AND EXPENDITURE BY THE COMPANY IN TERMS OF SECTION 366 OF THE COMPANIES ACT 2006
26 TO RENEW THE AUTHORITY FOR THE Mgmt For For COMPANY TO PURCHASE ITS OWN SHARES ON A RECOGNISED INVESTMENT EXCHANGE
27 TO CANCEL THE SHARE PREMIUM Mgmt For For ACCOUNT AND THE CAPITAL REDEMPTION RESERVE
28 TO RENEW THE COMPANY'S EXISTING Mgmt For For SHARE SAVE PLAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 811 of 1146 2Y7X JH Multifactor Developed International ETF ROYAL DUTCH SHELL PLC, LONDON
Security: G7690A100 Agenda Number: 708064895 Ticker: Meeting Type: AGM ISIN: GB00B03MLX29 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 RECEIPT OF ANNUAL REPORT AND Mgmt For For ACCOUNTS
2 APPROVAL OF DIRECTORS Mgmt For For REMUNERATION POLICY
3 APPROVAL OF DIRECTORS Mgmt For For REMUNERATION REPORT
4 APPOINTMENT OF CATHERINE HUGHES Mgmt For For AS A DIRECTOR OF THE COMPANY
5 APPOINTMENT OF ROBERTO SETUBAL AS Mgmt For For A DIRECTOR OF THE COMPANY
6 REAPPOINT BEN VAN BEURDEN AS A Mgmt For For DIRECTOR OF THE COMPANY
7 REAPPOINT GUY ELLIOTT AS A DIRECTOR Mgmt For For OF THE COMPANY
8 REAPPOINT EULEEN GOH AS A Mgmt For For DIRECTOR OF THE COMPANY
9 REAPPOINT CHARLES O HOLLIDAY AS A Mgmt For For DIRECTOR OF THE COMPANY
10 REAPPOINT GERARD KLEISTERLEE AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 812 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 REAPPOINT SIR NIGEL SHEINWALD AS A Mgmt For For DIRECTOR OF THE COMPANY
12 REAPPOINT LINDA G STUNTZ AS A Mgmt For For DIRECTOR OF THE COMPANY
13 REAPPOINT JESSICA UHL AS A DIRECTOR Mgmt For For OF THE COMPANY
14 REAPPOINT HANS WIJERS AS A Mgmt For For DIRECTOR OF THE COMPANY
15 REAPPOINT GERRIT ZALM AS A Mgmt For For DIRECTOR OF THE COMPANY
16 REAPPOINTMENT OF AUDITOR: ERNST & Mgmt For For YOUNG LLP
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2017 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 813 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION, ALSO SET FORTH ON PAGE 6, AS IT PROVIDES MORE DETAIL ON THE BREADTH OF ACTIONS SUCH RESOLUTION WOULD REQUIRE OF THE COMPANY. SHAREHOLDERS SUPPORT SHELL TO TAKE LEADERSHIP IN THE ENERGY TRANSITION TO A NET-ZERO- EMISSION ENERGY SYSTEM. THEREFORE, SHAREHOLDERS REQUEST SHELL TO SET AND PUBLISH TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS THAT ARE ALIGNED WITH THE GOAL OF THE PARIS CLIMATE AGREEMENT TO LIMIT GLOBAL WARMING TO WELL BELOW 2 DEGREE C. THESE GHG EMISSION REDUCTION TARGETS NEED TO COVER SHELL'S OPERATIONS AS WELL AS THE USAGE OF ITS PRODUCTS (SCOPE 1, 2, AND 3), THEY NEED TO INCLUDE MEDIUM-TERM (2030) AND LONG-TERM (2050) DEADLINES, AND THEY NEED TO BE COMPANY-WIDE, QUANTITATIVE, AND REVIEWED REGULARLY. SHAREHOLDERS REQUEST THAT ANNUAL REPORTING INCLUDE FURTHER INFORMATION ABOUT PLANS AND PROGRESS TO ACHIEVE THESE TARGETS
CMMT 25 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 21 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 814 of 1146 2Y7X JH Multifactor Developed International ETF ROYAL DUTCH SHELL PLC, LONDON
Security: G7690A118 Agenda Number: 708064908 Ticker: Meeting Type: AGM ISIN: GB00B03MM408 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THAT THE COMPANY'S ANNUAL Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2016, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION Mgmt For For POLICY, SET OUT ON PAGES 96 TO 103 OF THE DIRECTORS' REMUNERATION REPORT, BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION Mgmt For For REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 96 TO 103 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2016, BE APPROVED
4 THAT CATHERINE HUGHES BE Mgmt For For APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2017
5 THAT ROBERTO SETUBAL BE APPOINTED Mgmt For For AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 1, 2017
6 THAT BEN VAN BEURDEN BE Mgmt For For REAPPOINTED AS A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 815 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 THAT GUY ELLIOTT BE REAPPOINTED AS Mgmt For For A DIRECTOR OF THE COMPANY
8 THAT EULEEN GOH BE REAPPOINTED AS Mgmt For For A DIRECTOR OF THE COMPANY
9 THAT CHARLES O. HOLLIDAY BE Mgmt For For REAPPOINTED AS A DIRECTOR OF THE COMPANY
10 THAT GERARD KLEISTERLEE BE Mgmt For For REAPPOINTED AS A DIRECTOR OF THE COMPANY
11 THAT SIR NIGEL SHEINWALD BE Mgmt For For REAPPOINTED AS A DIRECTOR OF THE COMPANY
12 THAT LINDA G. STUNTZ BE REAPPOINTED Mgmt For For AS A DIRECTOR OF THE COMPANY
13 THAT JESSICA UHL BE REAPPOINTED AS Mgmt For For A DIRECTOR OF THE COMPANY
14 THAT HANS WIJERS BE REAPPOINTED AS Mgmt For For A DIRECTOR OF THE COMPANY
15 THAT GERRIT ZALM BE REAPPOINTED AS Mgmt For For A DIRECTOR OF THE COMPANY
16 THAT ERNST & YOUNG LLP BE Mgmt For For REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 816 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
17 THAT THE AUDIT COMMITTEE OF THE Mgmt For For BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2017
18 THAT THE BOARD BE GENERALLY AND Mgmt For For UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED
19 THAT IF RESOLUTION 18 IS PASSED, THE Mgmt For For BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 817 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED
20 THAT THE COMPANY BE AUTHORISED Mgmt For For FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 818 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 817 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED
21 PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2017 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 819 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
RESOLUTION, ALSO SET FORTH ON PAGE 6, AS IT PROVIDES MORE DETAIL ON THE BREADTH OF ACTIONS SUCH RESOLUTION WOULD REQUIRE OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 820 of 1146 2Y7X JH Multifactor Developed International ETF RSA INSURANCE GROUP PLC, LONDON
Security: G7705H157 Agenda Number: 707865056 Ticker: Meeting Type: AGM ISIN: GB00BKKMKR23 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S ANNUAL Mgmt For For REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016, INCLUDING THE STRATEGIC REPORT AND THE REPORTS OF THE DIRECTORS AND AUDITOR ON THE ACCOUNTS
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT CONTAINED WITHIN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO APPROVE THE FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MARTIN SCICLUNA AS A Mgmt For For DIRECTOR
6 TO RE-ELECT STEPHEN HESTER AS A Mgmt For For DIRECTOR
7 TO RE-ELECT SCOTT EGAN AS A Mgmt For For DIRECTOR
8 TO RE-ELECT ALASTAIR BARBOUR AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 821 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO RE-ELECT KATH CATES AS A Mgmt For For DIRECTOR
10 TO RE-ELECT ENRICO CUCCHIANI AS A Mgmt For For DIRECTOR
11 TO ELECT ISABEL HUDSON AS A Mgmt For For DIRECTOR
12 TO RE-ELECT HUGH MITCHELL AS A Mgmt For For DIRECTOR
13 TO RE-ELECT JOSEPH STREPPEL AS A Mgmt For For DIRECTOR
14 TO RE-ELECT MARTIN STROBEL AS A Mgmt For For DIRECTOR
15 TO RE-APPOINT KPMG LLP AS THE Mgmt For For COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID BEFORE THE MEETING
16 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION
17 TO GIVE AUTHORITY FOR THE GROUP TO Mgmt For For MAKE DONATIONS TO POLITICAL PARTIES, INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 822 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
18 TO PERMIT THE DIRECTORS TO ALLOT Mgmt For For FURTHER SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY
19 TO GIVE GENERAL AUTHORITY TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS
20 TO GIVE ADDITIONAL AUTHORITY TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS
21 TO GIVE AUTHORITY TO ALLOT NEW Mgmt For For ORDINARY SHARES IN RELATION TO AN ISSUE OF MANDATORY CONVERTIBLE SECURITIES
22 TO GIVE AUTHORITY TO ALLOT EQUITY Mgmt For For SECURITIES FOR CASH UNDER THE AUTHORITY GIVEN UNDER RESOLUTION 21
23 TO GIVE AUTHORITY FOR THE COMPANY Mgmt For For TO BUY BACK UP TO 10% OF ISSUED ORDINARY SHARES
24 TO APPROVE THE NOTICE PERIOD FOR Mgmt For For GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 823 of 1146 2Y7X JH Multifactor Developed International ETF SAFRAN SA
Security: F4035A557 Agenda Number: 708230634 Ticker: Meeting Type: MIX ISIN: FR0000073272 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 824 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0424/201704241701 199.pdf
O.1 APPROVAL OF THE PARENT COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016
O.3 APPROPRIATION OF PROFIT FOR THE Mgmt For For YEAR AND APPROVAL OF THE RECOMMENDED DIVIDEND
O.4 APPROVAL OF RELATED-PARTY Mgmt Against Against COMMITMENTS GOVERNED BY ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE), GIVEN TO ROSS MCINNES (CHAIRMAN OF THE BOARD OF DIRECTORS) CONCERNING PENSION BENEFITS
O.5 APPROVAL OF RELATED-PARTY Mgmt Against Against COMMITMENTS GOVERNED BY ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE, GIVEN TO PHILIPPE PETITCOLIN (CHIEF EXECUTIVE OFFICER) CONCERNING PENSION BENEFITS
O.6 APPROVAL OF RELATED-PARTY Mgmt For For AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, ENTERED INTO WITH THE FRENCH STATE
O.7 RE-APPOINTMENT OF ODILE DESFORGES Mgmt For For AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 825 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPOINTMENT OF HELENE AURIOL Mgmt For For POTIER AS A DIRECTOR
O.9 APPOINTMENT OF PATRICK PELATA AS A Mgmt For For DIRECTOR
O.10 APPOINTMENT OF SOPHIE ZURQUIYAH Mgmt For For AS A DIRECTOR
O.11 ADVISORY VOTE ON THE COMPONENTS Mgmt For For OF COMPENSATION DUE OR AWARDED FOR 2016 TO ROSS MCINNES, CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 ADVISORY VOTE ON THE COMPONENTS Mgmt For For OF COMPENSATION DUE OR AWARDED FOR 2016 TO PHILIPPE PETITCOLIN, CHIEF EXECUTIVE OFFICER
O.13 APPROVAL OF THE COMPENSATION Mgmt For For POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.14 APPROVAL OF THE COMPENSATION Mgmt For For POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
O.15 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO CARRY OUT A SHARE BUYBACK PROGRAM
E.16 AMENDMENT TO ARTICLE 25 OF THE Mgmt For For COMPANY'S BYLAWS IN ORDER TO RAISE THE AGE LIMIT FOR SERVING AS CHIEF EXECUTIVE OFFICER OR DEPUTY CHIEF EXECUTIVE OFFICER TO 68 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 826 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.18 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF A PUBLIC OFFER, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.19 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO ISSUE SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY NOT BE USED DURING, OR IN THE RUN- UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.20 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, THROUGH A PRIVATE PLACEMENT GOVERNED BY ARTICLE L.411-2-II OF THE FRENCH MONETARY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 827 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER), WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.21 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS (PURSUANT TO THE 17TH, 18TH, 19TH OR 20TH RESOLUTIONS), WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.22 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZING RESERVES, RETAINED EARNINGS OR ADDITIONAL PAID-IN CAPITAL, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.23 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 828 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.24 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF A PUBLIC OFFER, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.25 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO ISSUE SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY ONLY BE USED DURING, OR IN THE RUN- UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.26 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, THROUGH A PRIVATE PLACEMENT GOVERNED BY ARTICLE L.411-2-II OF THE FRENCH MONETARY AND FINANCIAL CODE, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 829 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.27 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS (PURSUANT TO THE 23RD, 24TH, 25TH OR 26TH RESOLUTIONS), WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.28 AUTHORIZATION FOR THE BOARD OF Mgmt Against Against DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZING RESERVES, RETAINED EARNINGS OR ADDITIONAL PAID-IN CAPITAL, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
E.29 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY ISSUING ORDINARY SHARES TO EMPLOYEES WHO ARE MEMBERS OF A SAFRAN GROUP EMPLOYEE SAVINGS PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS
E.30 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING TREASURY SHARES
E.31 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO GRANT EXISTING OR NEW SHARES OF THE COMPANY, FREE OF CONSIDERATION, TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND OTHER SAFRAN GROUP ENTITIES, WITH A WAIVER OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 830 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.32 APPROVAL OF THE CREATION OF CLASS Mgmt For For A PREFERENCE SHARES CONVERTIBLE INTO ORDINARY SHARES AND CORRESPONDING AMENDMENT OF THE BYLAWS
E.33 AUTHORIZATION FOR THE BOARD OF Mgmt For For DIRECTORS TO ISSUE CLASS A PREFERENCE SHARES, WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY NOT BE USED DURING, OR IN THE RUN- UP TO, A PUBLIC OFFER FOR THE COMPANY'S SHARES
34 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT EXISTING OR NEW SHARES OF THE COMPANY, FREE OF CONSIDERATION, TO ALL EMPLOYEES OF THE COMPANY AND OTHER SAFRAN GROUP ENTITIES, WITH A WAIVER OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS (RESOLUTION NOT RECOMMENDED BY THE BOARD OF DIRECTORS) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 831 of 1146 2Y7X JH Multifactor Developed International ETF SAGE GROUP PLC, NEWCASTLE UPON TYNE
Security: G7771K142 Agenda Number: 707683214 Ticker: Meeting Type: AGM ISIN: GB00B8C3BL03 Meeting Date: 28-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 9.35P Mgmt For For PER ORDINARY SHARE FOR THE YEAR ENDED 30 SEPTEMBER 2016
3 TO RE-ELECT MR D H BRYDON AS A Mgmt For For DIRECTOR
4 TO RE-ELECT MR N BERKETT AS A Mgmt For For DIRECTOR
5 TO RE-ELECT MR J W D HALL AS A Mgmt For For DIRECTOR
6 TO RE-ELECT MR S HARE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR J HOWELL AS A Mgmt For For DIRECTOR
8 TO RE-ELECT MR S KELLY AS A Mgmt For For DIRECTOR
9 TO RE-APPOINT ERNST AND YOUNG LLP Mgmt For For AS AUDITORS TO THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 832 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO AUTHORISE THE AUDIT AND RISK Mgmt For For COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS TO THE COMPANY
11 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT
12 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
13 TO EMPOWER THE DIRECTORS TO ALLOT Mgmt For For EQUITY SECURITIES FOR CASH
14 TO GRANT AUTHORITY TO THE COMPANY Mgmt For For TO MAKE MARKET PURCHASES OF OWN SHARES
15 TO ALLOW GENERAL MEETINGS OTHER Mgmt For For THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 833 of 1146 2Y7X JH Multifactor Developed International ETF SANDS CHINA LTD
Security: G7800X107 Agenda Number: 707926121 Ticker: Meeting Type: AGM ISIN: KYG7800X1079 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: [http://www.hkexnews.hk/listedco/listconews/ SEHK/2017/0330/LTN20170330479.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330455.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0330/LTN20170330431.pdf]
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 1.00 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2016
3.A TO RE-ELECT MR. SHELDON GARY Mgmt For For ADELSON AS EXECUTIVE DIRECTOR
3.B TO RE-ELECT MS. CHIANG YUN AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 834 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT MR. VICTOR PATRICK Mgmt For For HOOG ANTINK AS INDEPENDENT NON- EXECUTIVE DIRECTOR
3.D TO RE-ELECT MR. KENNETH PATRICK Mgmt For For CHUNG AS INDEPENDENT NON- EXECUTIVE DIRECTOR
3.E TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE Mgmt Against Against GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 835 of 1146 2Y7X JH Multifactor Developed International ETF SANOFI SA, PARIS
Security: F5548N101 Agenda Number: 707842894 Ticker: Meeting Type: MIX ISIN: FR0000120578 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 17 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0315/2017031517004 89.pdf AND : PLEASE NOTE THAT THIS IS A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 836 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION O.3 AND O.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 APPROVE ALLOCATION OF INCOME AND Mgmt For For DIVIDENDS OF EUR 2.96 PER SHARE
O.4 AGREEMENTS AND COMMITMENTS Mgmt For For SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 APPROVE REMUNERATION OF Mgmt For For DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 1.750 MILLION
O.6 RENEWAL OF THE TERM OF FABIENNE Mgmt For For LECORVAISIER AS DIRECTOR
O.7 APPOINTMENT OF BERNARD CHARLES Mgmt For For AS DIRECTOR
O.8 APPOINTMENT OF MELANIE LEE AS Mgmt For For DIRECTOR
O.9 REMUNERATION POLICY FOR THE Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 837 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.10 REMUNERATION POLICY FOR THE Mgmt For For GENERAL MANAGER
O.11 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO OLIVIER BRANDICOURT, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.13 RENEWAL OF THE TERM OF Mgmt For For PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR
O.14 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
E.15 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 838 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.16 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY MEANS OF A PUBLIC OFFER
E.17 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY PRIVATE PLACEMENT
E.18 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY'S SUBSIDIARIES AND/OR ANY OTHER COMPANY
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ALL SUBSIDIARIES AND/OR ANY OTHER COMPANY, WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 839 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ONE OF ITS SUBSIDIARIES AND/OR ANY OTHER COMPANY, AS REMUNERATION FOR CONTRIBUTIONS-IN-KIND
E.21 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS
E.22 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF THE SAVINGS SCHEMES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE BENEFIT OF SAID MEMBERS
E.23 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES
E.24 AMENDMENT OF ARTICLE 11 OF THE Mgmt For For COMPANY BY-LAWS
E.25 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 840 of 1146 2Y7X JH Multifactor Developed International ETF SANTEN PHARMACEUTICAL CO.,LTD.
Security: J68467109 Agenda Number: 708233779 Ticker: Meeting Type: AGM ISIN: JP3336000009 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kurokawa, Akira Mgmt For For
2.2 Appoint a Director Ito, Takeshi Mgmt For For
2.3 Appoint a Director Tsujimura, Akihiro Mgmt For For
2.4 Appoint a Director Taniuchi, Shigeo Mgmt For For
2.5 Appoint a Director Katayama, Takayuki Mgmt For For
2.6 Appoint a Director Oishi, Kanoko Mgmt For For
2.7 Appoint a Director Shintaku, Yutaro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 841 of 1146 2Y7X JH Multifactor Developed International ETF SANTOS LTD, ADELAIDE SA
Security: Q82869118 Agenda Number: 707938431 Ticker: Meeting Type: AGM ISIN: AU000000STO6 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2.A TO RE-ELECT MR PETER ROLAND Mgmt For For COATES AS A DIRECTOR
2.B TO ELECT MR GUY MICHAEL COWAN AS A Mgmt For For DIRECTOR
2.C TO ELECT MR PETER ROLAND HEARL AS Mgmt For For A DIRECTOR
3 TO ADOPT THE REMUNERATION REPORT Mgmt For For (NON-BINDING VOTE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 842 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 GRANT OF SHARE ACQUISITION RIGHTS Mgmt For For TO MR KEVIN GALLAGHER
5.A PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION
5.B PLEASE NOTE THAT THIS RESOLUTION IS Shr Against For A SHAREHOLDER PROPOSAL: STRATEGIC RESILIENCE FOR 2035 AND BEYOND
CMMT 11 APR 2017: PLEASE NOTE THAT ITEM Non-Voting 5(B) IS AN "ADVISORY RESOLUTION" AND MAY BE PROPERLY CONSIDERED AT THE MEETING ONLY IF ITEM 5(A) IS PASSED BY SPECIAL RESOLUTION. IF ITEM 5(A) IS NOT PASSED, THIS ITEM WILL NOT BE PUT TO THE MEETING. THANK YOU.
CMMT 11 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO ADDITION OF THE COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 843 of 1146 2Y7X JH Multifactor Developed International ETF SCENTRE GROUP, SYDNEY NSW
Security: Q8351E109 Agenda Number: 707789321 Ticker: Meeting Type: AGM ISIN: AU000000SCG8 Meeting Date: 05-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2 THAT THE COMPANY'S REMUNERATION Mgmt For For REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 BE ADOPTED
3 THAT MR ANDREW HARMOS IS RE- Mgmt For For ELECTED AS A DIRECTOR OF THE COMPANY
4 THAT MS ALIZA KNOX IS RE-ELECTED AS Mgmt For For A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 844 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 17 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 845 of 1146 2Y7X JH Multifactor Developed International ETF SCHINDLER HOLDING AG, HERGISWIL
Security: H7258G233 Agenda Number: 707784876 Ticker: Meeting Type: AGM ISIN: CH0024638212 Meeting Date: 16-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT 2016 Mgmt For For
2 APPROPRIATION OF PROFIT AS PER Mgmt For For BALANCE SHEET
3 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 846 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1 FIXED COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS FOR THE FINANCIAL YEAR 2017
4.2 FIXED COMPENSATION OF THE GROUP Mgmt For For EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2017
4.3 VARIABLE COMPENSATION OF THE Mgmt Against Against BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2016
4.4 VARIABLE COMPENSATION OF THE Mgmt For For GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2016
5.1 RE-ELECTION OF SILVIO NAPOLI AS Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS
5.2 ELECTION OF TOBIAS STAEHELIN AS Mgmt Against Against NEW MEMBER OF THE BOARD OF DIRECTORS
5.3.1 RE-ELECTION AS MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS AND ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PROF. DR. PIUS BASCHERA
5.3.2 RE-ELECTION AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS AND ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICE BULA
5.3.3 RE-ELECTION AS MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS AND ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DR. RUDOLF W. FISCHER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 847 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.4.1 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: PROF. DR. MONIKA BUTLER
5.4.2 RE-ELECTION OF MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS: CAROLE VISCHER
5.4.3 RE-ELECTION OF MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS: LUC BONNARD
5.4.4 RE-ELECTION OF MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS: PROF. DR. KARL HOFSTETTER
5.4.5 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ANTHONY NIGHTINGALE
5.4.6 RE-ELECTION OF MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS: ALFRED N. SCHINDLER
5.5 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING RE-ELECTS DR. IUR. ET LIC. RER. POL. ADRIAN VON SEGESSER, ATTORNEY-AT-LAW AND NOTARY PUBLIC, 6004 LUCERNE, AS INDEPENDENT PROXY
5.6 RE-ELECTION OF THE STATUTORY Mgmt For For AUDITORS FOR THE FINANCIAL YEAR 2017: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING RE-ELECTS ERNST & YOUNG LTD., BASEL, AS STATUTORY AUDITORS FOR THE FINANCIAL YEAR 2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 848 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 27 FEB 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO CHANGE IN THE RECORD DATE FROM 10 MAR 2017 TO 09 MAR 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 849 of 1146 2Y7X JH Multifactor Developed International ETF SCHNEIDER ELECTRIC SE, RUEIL MALMAISON
Security: F86921107 Agenda Number: 707809452 Ticker: Meeting Type: MIX ISIN: FR0000121972 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 24 MAR 2017:PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0303/201703031700 424.pdf, https://www.journal- officiel.gouv.fr/pdf/2017/0324/2017032417007 15.pdf PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 850 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AMOUNT AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FROM THE Mgmt For For FINANCIAL YEAR, SETTING OF THE COUPON AND DEDUCTION FROM ISSUE PREMIUMS: EUR 2.04 PER SHARE
O.4 INFORMATION ON REGULATED Mgmt For For AGREEMENTS AND COMMITMENTS UNDERTAKEN DURING PREVIOUS FINANCIAL YEARS
O.5 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR JEAN-PASCAL TRICOIRE FOR THE 2016 FINANCIAL YEAR
O.6 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO MR EMMANUEL BABEAU FOR THE 2016 FINANCIAL YEAR
O.7 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND ALL TYPES OF ADVANTAGES TO THE CHIEF EXECUTIVE OFFICER Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 851 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND ALL TYPES OF ADVANTAGES TO THE DEPUTY GENERAL MANAGER
O.9 RENEWAL OF THE TERM OF A DIRECTOR: Mgmt Against Against JEAN-PASCAL TRICOIRE
CMMT TENTH-FOURTEENTH RESOLUTIONS: IN Non-Voting ACCORDANCE WITH ARTICLE 11-3 OF THE COMPANY BY-LAWS, AS THERE IS ONLY ONE DIRECTORS SEAT REPRESENTING THE EMPLOYEE SHAREHOLDERS TO BE FILLED, ONLY THE CANDIDATE HAVING RECEIVED THE MOST VOTES FROM PRESENT AND REPRESENTED SHAREHOLDERS WILL BE APPOINTED. THE BOARD OF DIRECTORS HAVE APPROVED THE TWELFTH RESOLUTION, THUS THEY INVITE YOU TO VOTE IN FAVOUR OF THIS RESOLUTION AND TO ABSTAIN FROM VOTING ON THE TENTH, ELEVENTH, THIRTEENTH AND FOURTEENTH RESOLUTIONS
O.10 APPOINTMENT OF MS NADINE BOUQUIN Shr Against For AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.11 APPOINTMENT OF MR CLAUDE BRIQUET Shr Against For AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.12 APPOINTMENT OF MS XIAOYUN MA AS Mgmt For For DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.13 APPOINTMENT OF MR FRANCOIS Shr Against For MARTIN-FESTA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 852 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.14 APPOINTMENT OF MR JEAN-MICHEL Shr Against For VEDRINE AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.15 SETTING OF THE AMOUNT OF Mgmt For For ATTENDANCE FEES TO BE ALLOCATED TO THE BOARD OF DIRECTORS
O.16 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO PURCHASE COMPANY SHARES, MAXIMUM PURCHASE PRICE EUR 90 PER SHARE
E.17 AMENDMENT OF ARTICLE 11 OF THE Mgmt For For COMPANY BY-LAWS TO ALLOW FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES IN ACCORDANCE WITH ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE
E.18 AMENDMENT OF ARTICLE 19 OF THE Mgmt For For COMPANY BY-LAWS TO ALLOW FOR HARMONISATION WITH AMENDED LAWS
E.19 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE, WITH A NOMINAL LIMIT OF 800 MILLION EURO, THE SHARE CAPITAL, THAT IS APPROXIMATELY 33.75% OF CAPITAL AS AT 31 DECEMBER 2016, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 853 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.20 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS, PREMIUMS AND OTHER ELEMENTS WHICH CAN BE CAPITALISED
E.21 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE, WITH A NOMINAL LIMIT OF 230 MILLION EUROS, THE SHARE CAPITAL, THAT IS APPROXIMATELY 9.7% OF CAPITAL AS AT 31 DECEMBER 2016, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS BY MEANS OF PUBLIC OFFER. THIS DELEGATION MAY BE USED TO REMUNERATE CONTRIBUTIONS-IN- KIND IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.22 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, DECIDED IN APPLICATION OF THE NINETEENTH OR TWENTY-FIRST RESOLUTIONS
E.23 DELEGATION OF POWERS GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMITS OF 9.7% OF SHARE CAPITAL WITH A VIEW TO REMUNERATE CONTRIBUTIONS-IN-KIND Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 854 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.24 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS AND IN THE CONTEXT OF AN OFFER PURSUANT TO ARTICLE L.411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, TO INCREASE SHARE CAPITAL, WITHIN THE NOMINAL LIMIT OF 115 MILLION EUROS, THAT IS 4.85% OF CAPITAL, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES, WHOSE ISSUE PRICE WILL BE SET BY THE BOARD OF DIRECTORS ACCORDING TO THE MODALITIES ESTABLISHED BY THE GENERAL MEETING
E.25 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL RESERVED FOR MEMBERS OF THE COMPANY SAVINGS SCHEME WITHIN THE LIMIT OF 2% OF SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.26 DELEGATION OF POWERS GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES OFFERING FOREIGN EMPLOYEES OF THE GROUP ADVANTAGES COMPARABLE TO THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS SCHEME, WITHIN THE LIMIT OF 1% OF SHARE CAPITAL, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 855 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.27 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO CANCEL, IF REQUIRED, COMPANY SHARES BOUGHT UNDER THE CONDITIONS SET BY THE GENERAL MEETING, UP TO A MAXIMUM OF 10% OF SHARE CAPITAL
O.28 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 856 of 1146 2Y7X JH Multifactor Developed International ETF SCHRODERS PLC, LONDON
Security: G78602136 Agenda Number: 707853861 Ticker: Meeting Type: AGM ISIN: GB0002405495 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORT AND Mgmt For For ACCOUNTS
2 TO DECLARE THE FINAL DIVIDEND: 64 Mgmt For For PENCE PER SHARE
3 TO APPROVE THE REMUNERATION Mgmt Against Against REPORT
4 TO APPROVE THE REMUNERATION Mgmt Against Against POLICY
5 TO ELECT IAN KING Mgmt For For
6 TO ELECT RAKHI GOSS-CUSTARD Mgmt For For
7 TO RE-ELECT MICHAEL DOBSON Mgmt For For
8 TO RE-ELECT PETER HARRISON Mgmt For For
9 TO RE-ELECT RICHARD KEERS Mgmt For For
10 TO RE-ELECT LORD HOWARD OF Mgmt For For PENRITH Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 857 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT ROBIN BUCHANAN Mgmt For For
12 TO RE-ELECT RHIAN DAVIES Mgmt For For
13 TO RE-ELECT NICHOLA PEASE Mgmt For For
14 TO RE-ELECT PHILIP MALLINCKRODT Mgmt For For
15 TO RE-ELECT BRUNO SCHRODER Mgmt For For
16 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS
17 TO AUTHORISE THE AUDIT AND RISK Mgmt For For COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION
18 TO RENEW THE AUTHORITY TO ALLOT Mgmt For For SHARES
19 TO RENEW THE AUTHORITY TO Mgmt For For PURCHASE OWN SHARES
20 NOTICE OF GENERAL MEETINGS Mgmt For For
CMMT 21 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 858 of 1146 2Y7X JH Multifactor Developed International ETF SECOM CO.,LTD.
Security: J69972107 Agenda Number: 708269471 Ticker: Meeting Type: AGM ISIN: JP3421800008 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iida, Makoto Mgmt For For
2.2 Appoint a Director Nakayama, Yasuo Mgmt For For
2.3 Appoint a Director Nakayama, Junzo Mgmt For For
2.4 Appoint a Director Yoshida, Yasuyuki Mgmt For For
2.5 Appoint a Director Izumida, Tatsuya Mgmt For For
2.6 Appoint a Director Ozeki, Ichiro Mgmt For For
2.7 Appoint a Director Kurihara, Tatsushi Mgmt For For
2.8 Appoint a Director Fuse, Tatsuro Mgmt For For
2.9 Appoint a Director Hirose, Takaharu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 859 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kawano, Hirobumi Mgmt For For
2.11 Appoint a Director Watanabe, Hajime Mgmt For For
3 Appoint a Corporate Auditor Yokomizo, Mgmt For For Masao
4 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 860 of 1146 2Y7X JH Multifactor Developed International ETF SEIBU HOLDINGS INC.
Security: J7030Q119 Agenda Number: 708216482 Ticker: Meeting Type: AGM ISIN: JP3417200007 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ogawa, Shuichiro Mgmt For For
2.2 Appoint a Director Oya, Eiko Mgmt For For
2.3 Appoint a Director Ogi, Takehiko Mgmt For For
2.4 Appoint a Director Goto, Keiji Mgmt For For
3.1 Appoint a Corporate Auditor Yazaki, Michifumi Mgmt For For
3.2 Appoint a Corporate Auditor Nagaseki, Isao Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 861 of 1146 2Y7X JH Multifactor Developed International ETF SEIKO EPSON CORPORATION
Security: J7030F105 Agenda Number: 708233236 Ticker: Meeting Type: AGM ISIN: JP3414750004 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Usui, Minoru
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Inoue, Shigeki
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Kubota, Koichi
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Kawana, Masayuki
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Seki, Tatsuaki
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Omiya, Hideaki
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsunaga, Mari
3 Approve Payment of Bonuses to Directors Mgmt For For except as Supervisory Committee Members Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 862 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Renewal of Policy regarding Large- Mgmt Against Against scale Purchases of Company Shares Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 863 of 1146 2Y7X JH Multifactor Developed International ETF SEKISUI CHEMICAL CO.,LTD.
Security: J70703137 Agenda Number: 708237222 Ticker: Meeting Type: AGM ISIN: JP3419400001 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Negishi, Naofumi Mgmt For For
2.2 Appoint a Director Koge, Teiji Mgmt For For
2.3 Appoint a Director Kubo, Hajime Mgmt For For
2.4 Appoint a Director Uenoyama, Satoshi Mgmt For For
2.5 Appoint a Director Sekiguchi, Shunichi Mgmt For For
2.6 Appoint a Director Kato, Keita Mgmt For For
2.7 Appoint a Director Hirai, Yoshiyuki Mgmt For For
2.8 Appoint a Director Taketomo, Hiroyuki Mgmt For For
2.9 Appoint a Director Ishizuka, Kunio Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 864 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kase, Yutaka Mgmt For For
3 Appoint a Corporate Auditor Naganuma, Mgmt For For Moritoshi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 865 of 1146 2Y7X JH Multifactor Developed International ETF SEKISUI HOUSE,LTD.
Security: J70746136 Agenda Number: 707941399 Ticker: Meeting Type: AGM ISIN: JP3420600003 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Kobayashi, Mgmt For For Takashi
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 866 of 1146 2Y7X JH Multifactor Developed International ETF SEMBCORP INDUSTRIES LTD
Security: Y79711159 Agenda Number: 707922628 Ticker: Meeting Type: AGM ISIN: SG1R50925390 Meeting Date: 19-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO ADOPT THE DIRECTORS' STATEMENT Mgmt For For AND AUDITED FINANCIAL STATEMENTS
2 TO DECLARE A FINAL DIVIDEND: Mgmt For For DIVIDEND OF 4 CENTS PER SHARE
3 TO RE-ELECT THAM KUI SENG Mgmt For For
4 TO RE-ELECT AJAIB HARIDASS Mgmt For For
5 TO RE-ELECT NEIL MCGREGOR Mgmt For For
6 TO RE-ELECT YAP CHEE KEONG Mgmt For For
7 TO APPROVE DIRECTORS' FEES FOR THE Mgmt For For YEAR ENDING DECEMBER 31, 2017
8 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
9 TO APPROVE THE PROPOSED RENEWAL Mgmt For For OF THE SHARE ISSUE MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 867 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO AUTHORISE THE DIRECTORS TO Mgmt For For GRANT AWARDS AND ISSUE SHARES UNDER THE SEMBCORP INDUSTRIES SHARE PLANS
11 TO APPROVE THE PROPOSED RENEWAL Mgmt For For OF THE IPT MANDATE
12 TO APPROVE THE PROPOSED RENEWAL Mgmt For For OF THE SHARE PURCHASE MANDATE
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 868 of 1146 2Y7X JH Multifactor Developed International ETF SEVEN & I HOLDINGS CO.,LTD.
Security: J7165H108 Agenda Number: 708085130 Ticker: Meeting Type: AGM ISIN: JP3422950000 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt For For
2.2 Appoint a Director Goto, Katsuhiro Mgmt For For
2.3 Appoint a Director Ito, Junro Mgmt For For
2.4 Appoint a Director Aihara, Katsutane Mgmt For For
2.5 Appoint a Director Yamaguchi, Kimiyoshi Mgmt For For
2.6 Appoint a Director Furuya, Kazuki Mgmt For For
2.7 Appoint a Director Anzai, Takashi Mgmt For For
2.8 Appoint a Director Otaka, Zenko Mgmt For For
2.9 Appoint a Director Joseph M. DePinto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 869 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Scott Trevor Davis Mgmt For For
2.11 Appoint a Director Tsukio, Yoshio Mgmt For For
2.12 Appoint a Director Ito, Kunio Mgmt For For
2.13 Appoint a Director Yonemura, Toshiro Mgmt For For
3 Appoint a Corporate Auditor Habano, Noriyuki Mgmt For For
4 Approve Delegation of Authority to the Board Mgmt For For of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Executive Officers of the Company and Directors except Outside Directors and Executive Officers of the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 870 of 1146 2Y7X JH Multifactor Developed International ETF SEVEN BANK,LTD.
Security: J7164A104 Agenda Number: 708234137 Ticker: Meeting Type: AGM ISIN: JP3105220002 Meeting Date: 19-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Anzai, Takashi Mgmt For For
1.2 Appoint a Director Futagoishi, Kensuke Mgmt For For
1.3 Appoint a Director Funatake, Yasuaki Mgmt For For
1.4 Appoint a Director Ishiguro, Kazuhiko Mgmt For For
1.5 Appoint a Director Oizumi, Taku Mgmt For For
1.6 Appoint a Director Kawada, Hisanao Mgmt For For
1.7 Appoint a Director Goto, Katsuhiro Mgmt For For
1.8 Appoint a Director Ohashi, Yoji Mgmt For For
1.9 Appoint a Director Miyazaki, Yuko Mgmt For For
1.10 Appoint a Director Ohashi, Shuji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 871 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 Appoint a Corporate Auditor Matsuo, Kunihiro Mgmt For For
2.2 Appoint a Corporate Auditor Shimizu, Akihiko Mgmt For For
3 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 872 of 1146 2Y7X JH Multifactor Developed International ETF SFR-GROUP SA, PARIS LA DEFENSE
Security: F6627W103 Agenda Number: 708084657 Ticker: Meeting Type: MIX ISIN: FR0011594233 Meeting Date: 31-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 873 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0426/201704261701 306.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR
O.4 APPROVAL OF AN AGREEMENT SUBJECT Mgmt Against Against TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE BETWEEN SFR GROUP AND ALTICE MEDIA GROUP S.A R.L.
O.5 REVIEW OF THE GENERAL MEETING ON Mgmt Against Against THE COMPENSATION OF MR DENOYER FOR 2016
O.6 REVIEW OF THE GENERAL MEETING ON Mgmt Against Against THE COMPENSATION OF MR COMBES FOR 2016
O.7 REVIEW OF THE GENERAL MEETING ON Mgmt Against Against THE COMPENSATION OF MR PAULIN FOR 2016
O.8 REVIEW OF THE GENERAL MEETING ON Mgmt For For THE COMPENSATION OF MR WEILL FOR 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 874 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 APPROVAL OF THE PRINCIPLES Mgmt Against Against RELATING TO THE COMPENSATION OF MR COMBES FOR THE 2017 FINANCIAL YEAR IN ACCORDANCE WITH ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE - FRENCH SAPIN 2 LAW
O.10 APPROVAL OF THE PRINCIPLES Mgmt Against Against RELATING TO THE COMPENSATION OF MR PAULIN FOR THE 2017 FINANCIAL YEAR IN ACCORDANCE WITH ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE - FRENCH SAPIN LAW 2
O.11 APPROVAL TO THE PRINCIPLES Mgmt Against Against RELATING TO THE COMPENSATION OF MR WEILL FOR THE 2017 FINANCIAL YEAR IN ACCORDANCE WITH ARTICLE L. 225-37- 2 OF THE FRENCH COMMERCIAL CODE - FRENCH SAPIN LAW 2
O.12 RENEWAL OF THE TERM OF MR ATTALI AS Mgmt Against Against DIRECTOR
O.13 RENEWAL OF THE TERM OF MR WEILL AS Mgmt Against Against DIRECTOR
O.14 RATIFICATION OF THE CO-OPTATION OF Mgmt Against Against MS LACLIDE AS DIRECTOR
O.15 RATIFICATION OF THE CO-OPTATION OF Mgmt Against Against MR MEHEUT AS DIRECTOR
O.16 AUTHORISATION TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 875 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY MEANS OF PUBLIC OFFER
E.19 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY MEANS OF PRIVATE PLACEMENT
E.20 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE COMPANY'S SHARE CAPITAL
E.21 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 876 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.22 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL, WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT, AS REMUNERATION FOR CONTRIBUTIONS- IN-KIND RELATING TO EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO CAPITAL
E.23 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS
E.24 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GRANTING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF THE COMPANY SAVINGS SCHEMES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF SAID MEMBERS
E.25 DELEGATION OF AUTHORITY TO THE Mgmt Against Against BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE TO OR PURCHASE SHARES
E.26 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL WITH A VIEW TO FREELY ALLOCATING EXISTING OR FUTURE SHARES FOR THE BENEFIT OF SOME OR ALL SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE GROUP, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.27 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 877 of 1146 2Y7X JH Multifactor Developed International ETF SHARP CORPORATION
Security: J71434112 Agenda Number: 708233351 Ticker: Meeting Type: AGM ISIN: JP3359600008 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PLEASE NOTE THIS IS THE ANNUAL Non-Voting GENERAL SHAREHOLDERS MEETING AND THE CLASS SHAREHOLDERS MEETING OF ORDINARY SHAREHOLDERS
1 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements, Expand Business Lines, Increase the Board of Directors Size to 25, Transition to a Company with Supervisory Committee, Eliminate the Articles Related to Class B Shares, Revise Convenors and Chairpersons of a Shareholders Meeting, Allow the Board of Directors to Authorize Appropriation of Surplus
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director except as Supervisory Mgmt Against Against Committee Members Tai Jeng-Wu
3.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Nomura, Katsuaki
3.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Takayama, Toshiaki
3.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Young Liu
3.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Nishiyama, Hirokazu Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 878 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Chien-Erh Wang
4.1 Appoint a Director as Supervisory Committee Mgmt Against Against Members Hse-Tung Lu
4.2 Appoint a Director as Supervisory Committee Mgmt Against Against Members Kurumatani, Nobuaki
4.3 Appoint a Director as Supervisory Committee Mgmt For For Members Himeiwa, Yasuo
5 Amend the Compensation to be received by Mgmt For For Directors except as Supervisory Committee Members
6 Amend the Compensation to be received by Mgmt For For Directors as Supervisory Committee Members
7 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Directors and Employees of the Company, the Company's Subsidiaries and the Affiliated Companies
8 Approve Share Consolidation (PLEASE Mgmt For For NOTE THIS IS THE AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF ORDINARY SHAREHOLDERS.) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 879 of 1146 2Y7X JH Multifactor Developed International ETF SHIMADZU CORPORATION
Security: J72165129 Agenda Number: 708244544 Ticker: Meeting Type: AGM ISIN: JP3357200009 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamoto, Akira Mgmt For For
2.2 Appoint a Director Ueda, Teruhisa Mgmt For For
2.3 Appoint a Director Fujino, Hiroshi Mgmt For For
2.4 Appoint a Director Miura, Yasuo Mgmt For For
2.5 Appoint a Director Furusawa, Koji Mgmt For For
2.6 Appoint a Director Sawaguchi, Minoru Mgmt For For
2.7 Appoint a Director Fujiwara, Taketsugu Mgmt For For
2.8 Appoint a Director Wada, Hiroko Mgmt For For
3 Appoint a Corporate Auditor Fujii, Hiroyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 880 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors and Executive Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 881 of 1146 2Y7X JH Multifactor Developed International ETF SHIMIZU CORPORATION
Security: J72445117 Agenda Number: 708233642 Ticker: Meeting Type: AGM ISIN: JP3358800005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyamoto, Yoichi Mgmt For For
2.2 Appoint a Director Inoue, Kazuyuki Mgmt For For
2.3 Appoint a Director Terada, Osamu Mgmt For For
2.4 Appoint a Director Okamoto, Tadashi Mgmt For For
2.5 Appoint a Director Imaki, Toshiyuki Mgmt For For
2.6 Appoint a Director Higashide, Koichiro Mgmt For For
2.7 Appoint a Director Yamaji, Toru Mgmt For For
2.8 Appoint a Director Ikeda, Koji Mgmt For For
2.9 Appoint a Director Shimizu, Motoaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 882 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Takeuchi, Yo Mgmt For For
2.11 Appoint a Director Murakami, Aya Mgmt For For
3.1 Appoint a Corporate Auditor Watanabe, Mgmt For For Hideto
3.2 Appoint a Corporate Auditor Kaneko, Mgmt Against Against Hatsuhito
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 883 of 1146 2Y7X JH Multifactor Developed International ETF SHIN-ETSU CHEMICAL CO.,LTD.
Security: J72810120 Agenda Number: 708265031 Ticker: Meeting Type: AGM ISIN: JP3371200001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Liability Mgmt For For System for Non-Executive Directors and Corporate Auditors
3.1 Appoint a Director Saito, Yasuhiko Mgmt For For
3.2 Appoint a Director Ishihara, Toshinobu Mgmt For For
3.3 Appoint a Director Ueno, Susumu Mgmt For For
3.4 Appoint a Director Matsui, Yukihiro Mgmt For For
3.5 Appoint a Director Miyajima, Masaki Mgmt For For
3.6 Appoint a Director Frank Peter Popoff Mgmt For For
3.7 Appoint a Director Miyazaki, Tsuyoshi Mgmt For For
3.8 Appoint a Director Fukui, Toshihiko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 884 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Kasahara, Toshiyuki Mgmt For For
3.10 Appoint a Director Onezawa, Hidenori Mgmt For For
3.11 Appoint a Director Maruyama, Kazumasa Mgmt For For
4 Appoint a Corporate Auditor Fukui, Taku Mgmt Against Against
5 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Executives Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 885 of 1146 2Y7X JH Multifactor Developed International ETF SHINSEI BANK,LIMITED
Security: J7385L103 Agenda Number: 708223944 Ticker: Meeting Type: AGM ISIN: JP3729000004 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Consolidate Trading Unit Mgmt For For under Regulatory Requirements
3.1 Appoint a Director Kudo, Hideyuki Mgmt For For
3.2 Appoint a Director Nakamura, Yukio Mgmt For For
3.3 Appoint a Director J. Christopher Flowers Mgmt For For
3.4 Appoint a Director Ernest M. Higa Mgmt For For
3.5 Appoint a Director Kani, Shigeru Mgmt For For
3.6 Appoint a Director Makihara, Jun Mgmt For For
3.7 Appoint a Director Tomimura, Ryuichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 886 of 1146 2Y7X JH Multifactor Developed International ETF SHIONOGI & CO.,LTD.
Security: J74229105 Agenda Number: 708233010 Ticker: Meeting Type: AGM ISIN: JP3347200002 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shiono, Motozo Mgmt For For
2.2 Appoint a Director Teshirogi, Isao Mgmt For For
2.3 Appoint a Director Sawada, Takuko Mgmt For For
2.4 Appoint a Director Nomura, Akio Mgmt For For
2.5 Appoint a Director Mogi, Teppei Mgmt For For
2.6 Appoint a Director Ando, Keiichi Mgmt For For
3 Appoint a Corporate Auditor Hirasawa, Mgmt Against Against Masahide Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 887 of 1146 2Y7X JH Multifactor Developed International ETF SHIRE PLC, ST HELIER
Security: G8124V108 Agenda Number: 707875564 Ticker: Meeting Type: AGM ISIN: JE00B2QKY057 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S ANNUAL Mgmt For For REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31 2016
2 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT
3 TO RE-ELECT DOMINIC BLAKEMORE Mgmt For For
4 TO RE-ELECT OLIVIER BOHUON Mgmt For For
5 TO RE-ELECT WILLIAM BURNS Mgmt For For
6 TO ELECT IAN CLARK Mgmt For For
7 TO ELECT GAIL FOSLER Mgmt For For
8 TO RE-ELECT DR STEVEN GILLIS Mgmt For For
9 TO RE-ELECT DR DAVID GINSBURG Mgmt For For
10 TO RE-ELECT SUSAN KILSBY Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 888 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT SARA MATHEW Mgmt For For
12 TO RE-ELECT ANNE MINTO Mgmt For For
13 TO RE-ELECT DR FLEMMING ORNSKOV Mgmt For For
14 TO RE-ELECT JEFFREY POULTON Mgmt For For
15 TO ELECT ALBERT STROUCKEN Mgmt For For
16 TO RE APPOINT DELOITTE LLP AS THE Mgmt For For COMPANY'S AUDITOR
17 TO AUTHORIZE THE AUDIT COMPLIANCE Mgmt For For AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORIZE THE ALLOTMENT OF Mgmt For For SHARES
19 TO AUTHORIZE THE GENERAL Mgmt For For DISAPPLICATION OF PRE-EMPTION RIGHTS
20 TO AUTHORIZE THE SPECIFIC Mgmt For For DISAPPLICATION OF PRE-EMPTION RIGHTS
21 TO AUTHORIZE PURCHASES OF OWN Mgmt For For SHARES
22 TO ADOPT NEW ARTICLES OF Mgmt For For ASSOCIATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 889 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 TO APPROVE THE NOTICE PERIOD FOR Mgmt For For GENERAL MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 890 of 1146 2Y7X JH Multifactor Developed International ETF SHISEIDO COMPANY,LIMITED
Security: J74358144 Agenda Number: 707810253 Ticker: Meeting Type: AGM ISIN: JP3351600006 Meeting Date: 28-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Uotani, Masahiko Mgmt For For
3.2 Appoint a Director Iwai, Tsunehiko Mgmt For For
3.3 Appoint a Director Aoki, Jun Mgmt For For
3.4 Appoint a Director Ishikura, Yoko Mgmt For For
3.5 Appoint a Director Iwata, Shoichiro Mgmt For For
3.6 Appoint a Director Oishi, Kanoko Mgmt For For
3.7 Appoint a Director Uemura, Tatsuo Mgmt For For
4 Appoint a Corporate Auditor Ozu, Hiroshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 891 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of Compensation as Long- Mgmt For For Term Incentive Type Stock Options for Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 892 of 1146 2Y7X JH Multifactor Developed International ETF SINGAPORE TECHNOLOGIES ENGINEERING LTD, SINGAPORE
Security: Y7996W103 Agenda Number: 707872277 Ticker: Meeting Type: AGM ISIN: SG1F60858221 Meeting Date: 21-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE AUDITORS' REPORT THEREON
2 TO DECLARE A FINAL ORDINARY TAX Mgmt For For EXEMPT (ONE-TIER) DIVIDEND OF 10.0 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, EACH OF WHOM WILL RETIRE BY ROTATION PURSUANT TO ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR KHOO BOON HUI
4 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, EACH OF WHOM WILL RETIRE BY ROTATION PURSUANT TO ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR QUEK SEE TIAT
5 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, EACH OF WHOM WILL CEASE TO HOLD OFFICE PURSUANT TO ARTICLE 106 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR VINCENT CHONG SY FENG Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 893 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, EACH OF WHOM WILL CEASE TO HOLD OFFICE PURSUANT TO ARTICLE 106 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR QUEK GIM PEW
7 TO APPROVE THE SUM OF SGD 1,752,233 Mgmt For For (2015: SGD 1,749,212) AS DIRECTORS' COMPENSATION FOR THE YEAR ENDED 31 DECEMBER 2016
8 TO RE-APPOINT KPMG LLP AS THE Mgmt For For AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
9 AUTHORITY FOR DIRECTORS TO ISSUE Mgmt For For SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
10 AUTHORITY FOR DIRECTORS TO GRANT Mgmt For For AWARDS AND ALLOT SHARES PURSUANT TO THE SINGAPORE TECHNOLOGIES ENGINEERING PERFORMANCE SHARE PLAN 2010 AND THE SINGAPORE TECHNOLOGIES ENGINEERING RESTRICTED SHARE PLAN 2010
11 PROPOSED MODIFICATIONS TO, AND Mgmt For For RENEWAL OF, THE SHAREHOLDERS MANDATE FOR INTERESTED PERSON TRANSACTIONS
12 PROPOSED RENEWAL OF THE SHARE Mgmt For For PURCHASE MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 894 of 1146 2Y7X JH Multifactor Developed International ETF SMC CORPORATION
Security: J75734103 Agenda Number: 708269762 Ticker: Meeting Type: AGM ISIN: JP3162600005 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For Directors Size to 12, Adopt an Executive Officer System
3.1 Appoint a Director Takada, Yoshiyuki Mgmt For For
3.2 Appoint a Director Maruyama, Katsunori Mgmt For For
3.3 Appoint a Director Usui, Ikuji Mgmt For For
3.4 Appoint a Director Kosugi, Seiji Mgmt For For
3.5 Appoint a Director Satake, Masahiko Mgmt For For
3.6 Appoint a Director Kuwahara, Osamu Mgmt For For
3.7 Appoint a Director Takada, Yoshiki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 895 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Ohashi, Eiji Mgmt For For
3.9 Appoint a Director Kaizu, Masanobu Mgmt For For
3.10 Appoint a Director Kagawa, Toshiharu Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For for Retiring Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 896 of 1146 2Y7X JH Multifactor Developed International ETF SMITH & NEPHEW PLC, LONDON
Security: G82343164 Agenda Number: 707816433 Ticker: Meeting Type: AGM ISIN: GB0009223206 Meeting Date: 06-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 ELECT GRAHAM BAKER AS DIRECTOR Mgmt For For
6 RE-ELECT VINITA BALI AS DIRECTOR Mgmt For For
7 RE-ELECT IAN BARLOW AS DIRECTOR Mgmt For For
8 RE-ELECT OLIVIER BOHUON AS Mgmt For For DIRECTOR
9 RE-ELECT BARONESS VIRGINIA Mgmt For For BOTTOMLEY AS DIRECTOR
10 RE-ELECT ERIK ENGSTROM AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 897 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT ROBIN FREESTONE AS Mgmt For For DIRECTOR
12 RE-ELECT MICHAEL FRIEDMAN AS Mgmt For For DIRECTOR
13 RE-ELECT JOSEPH PAPA AS DIRECTOR Mgmt For For
14 RE-ELECT ROBERTO QUARTA AS Mgmt For For DIRECTOR
15 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
16 AUTHORISE BOARD TO FIX Mgmt For For REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
19 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES
20 AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETING WITH TWO WEEKS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 898 of 1146 2Y7X JH Multifactor Developed International ETF SMURFIT KAPPA GROUP PLC, DUBLIN
Security: G8248F104 Agenda Number: 707938710 Ticker: Meeting Type: AGM ISIN: IE00B1RR8406 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 REVIEW OF THE COMPANY'S AFFAIRS Mgmt For For AND CONSIDERATION OF THE FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND STATUTORY AUDITOR
2 CONSIDERATION OF THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 CONSIDERATION OF THE Mgmt For For REMUNERATION POLICY
4 DECLARATION OF A DIVIDEND Mgmt For For
5.A ELECTION OF DIRECTOR: MR. KEN Mgmt For For BOWLES
5.B ELECTION OF DIRECTOR: MR. JORGEN Mgmt For For BUHL RASMUSSEN
6.A RE-ELECTION OF DIRECTOR: MR. LIAM Mgmt For For O'MAHONY
6.B RE-ELECTION OF DIRECTOR: MR. Mgmt For For ANTHONY SMURFIT
6.C RE-ELECTION OF DIRECTOR: MR. FRITS Mgmt For For BEURSKENS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 899 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.D RE-ELECTION OF DIRECTOR: MS. Mgmt For For CHRISTEL BORIES
6.E RE-ELECTION OF DIRECTOR: MR. IRIAL Mgmt For For FINAN
6.F RE-ELECTION OF DIRECTOR: MR. JAMES Mgmt For For LAWRENCE
6.G RE-ELECTION OF DIRECTOR: MR. JOHN Mgmt For For MOLONEY
6.H RE-ELECTION OF DIRECTOR: MR. Mgmt For For ROBERTO NEWELL
6.I RE-ELECTION OF DIRECTOR: MR. Mgmt For For GONZALO RESTREPO
6.J RE-ELECTION OF DIRECTOR: MS. Mgmt For For ROSEMARY THORNE
7 REMUNERATION OF THE STATUTORY Mgmt For For AUDITOR
8 AUTHORITY TO ISSUE SHARES Mgmt For For
9 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS (RE ALLOTMENT OF UP TO 5 PERCENT FOR CASH)
10 DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS (RE ALLOTMENT OF UP TO 5 PERCENT FOR CASH IN CONNECTION WITH ACQUISITIONS / SPECIFIED INVESTMENTS) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 900 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
12 CONVENING AN EXTRAORDINARY Mgmt For For GENERAL MEETING ON 14 DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 901 of 1146 2Y7X JH Multifactor Developed International ETF SOCIETE GENERALE SA, PARIS
Security: F43638141 Agenda Number: 707852934 Ticker: Meeting Type: OGM ISIN: FR0000130809 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 902 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://balo.journal- officiel.gouv.fr/pdf/2017/0320/2017032017005 98.pdf
1 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 2016
2 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 2016
3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 2016 AND SETTING OF THE DIVIDEND: EUR 2.20 PER SHARE
4 REGULATED AGREEMENTS AND Mgmt For For COMMITMENTS FOR THE FINANCIAL YEAR ENDED 2016
5 APPROVAL OF A REGULATED Mgmt For For COMMITMENT 'SEVERANCE PAY' AND OF A REGULATED AGREEMENT 'NON- COMPETITION CLAUSE' REFERRED TO IN ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR FREDERIC OUDEA
6 APPROVAL OF A REGULATED Mgmt For For COMMITMENT 'SEVERANCE PAY' AND OF A REGULATED AGREEMENT 'NON- COMPETITION CLAUSE' REFERRED TO IN ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR SEVERIN CABANNES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 903 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 APPROVAL OF A REGULATED Mgmt For For COMMITMENT 'SEVERANCE PAY' AND OF A REGULATED AGREEMENT 'NON- COMPETITION CLAUSE' REFERRED TO IN ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR BERNARDO SANCHEZ INCERA
8 APPROVAL OF THE REGULATED Mgmt Against Against COMMITMENTS 'RETIREMENT' AND 'SEVERANCE PAY' AND OF A REGULATED AGREEMENT 'NON-COMPETITION CLAUSE' REFERRED TO IN ARTICLE L.225- 42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR DIDIER VALET
9 APPROVAL OF THE COMPENSATION Mgmt For For POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, MANAGING DIRECTOR AND DEPUTY GENERAL MANAGERS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE
10 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 2016
11 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR FREDERIC OUDEA, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 2016
12 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR SEVERIN CABANNES AND MR BERNARDO SANCHEZ INCERA; DEPUTY GENERAL MANAGERS, FOR THE FINANCIAL YEAR ENDED 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 904 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
13 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION PAID IN 2016 TO REGULATED PERSONS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE
14 RENEWAL OF THE TERM OF MS Mgmt For For ALEXANDRA SCHAAPVELD AS DIRECTOR
15 RENEWAL OF THE TERM OF MR JEAN- Mgmt For For BERNARD LEVY AS DIRECTOR
16 APPOINTMENT OF MR WILLIAM Mgmt For For CONNELLY AS DIRECTOR
17 APPOINTMENT OF MS LUBOMIRA Mgmt For For ROCHET AS DIRECTOR
18 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S COMMON SHARES WITHIN THE LIMIT OF 5% THE CAPITAL
19 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 905 of 1146 2Y7X JH Multifactor Developed International ETF SODEXO, SAINT QUENTIN EN YVELINES
Security: F84941123 Agenda Number: 707636657 Ticker: Meeting Type: OGM ISIN: FR0000121220 Meeting Date: 24-Jan-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 15 DEC 2016: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://balo.journal- officiel.gouv.fr/pdf/2016/1209/2016120916054 30.pdf AND PLEASE NOTE THAT THIS IS A Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 906 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE ANNUAL CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015-2016
2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015-2016
3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR; SETTING OF DIVIDEND: EUR 2.40 PER SHARE
4 REGULATED COMMITMENT IN FAVOUR Mgmt For For OF MS SOPHIE BELLON, PRESIDENT OF THE BOARD OF DIRECTORS
5 REGULATED COMMITMENT IN FAVOUR Mgmt For For OF MICHEL LANDEL, MANAGING DIRECTOR
6 RENEWAL OF THE TERM OF MS PATRICIA Mgmt Against Against BELLINGER AS DIRECTOR
7 RENEWAL OF THE TERM OF MR MICHEL Mgmt For For LANDEL AS DIRECTOR
8 APPOINTMENT OF MS TANDEAU DE Mgmt For For MARSAC AS DIRECTOR
9 RENEWAL OF THE TERM OF Mgmt For For PRICEWATERHOUSECOOPERS AUDIT AS JOINT STATUTORY AUDITOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 907 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 APPOINTMENT OF MR JEAN-BAPTISTE Mgmt For For DESCHRYVER AS JOINT DEPUTY STATUTORY AUDITOR
11 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For ATTENDANCE FEES
12 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID UNDER THE FINANCIAL YEAR ENDED 31 AUGUST 2016, TO MR PIERRE BELLON, PRESIDENT OF THE BOARD OF DIRECTORS UP TO 26 JANUARY 2016
13 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID UNDER THE FINANCIAL YEAR ENDED 31 AUGUST 2016, TO MS SOPHIE BELLON, PRESIDENT OF THE BOARD OF DIRECTORS FROM 26 JANUARY 2016
14 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR. MICHEL LANDEL, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2016
15 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 908 of 1146 2Y7X JH Multifactor Developed International ETF SOFTBANK GROUP CORP.
Security: J75963108 Agenda Number: 708237676 Ticker: Meeting Type: AGM ISIN: JP3436100006 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Son, Masayoshi Mgmt For For
2.2 Appoint a Director Miyauchi, Ken Mgmt For For
2.3 Appoint a Director Ronald D. Fisher Mgmt For For
2.4 Appoint a Director Marcelo Claure Mgmt For For
2.5 Appoint a Director Rajeev Misra Mgmt For For
2.6 Appoint a Director Simon Segars Mgmt For For
2.7 Appoint a Director Yun Ma Mgmt For For
2.8 Appoint a Director Yanai, Tadashi Mgmt For For
2.9 Appoint a Director Nagamori, Shigenobu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 909 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Mark Schwartz Mgmt For For
2.11 Appoint a Director Yasir O. Al-Rumayyan Mgmt For For
3.1 Appoint a Corporate Auditor Suzaki, Masato Mgmt For For
3.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
3.3 Appoint a Corporate Auditor Kubokawa, Mgmt For For Hidekazu
4 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Directors, Executive Officers and Executives of the Company and the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 910 of 1146 2Y7X JH Multifactor Developed International ETF SOHGO SECURITY SERVICES CO.,LTD.
Security: J7607Z104 Agenda Number: 708268467 Ticker: Meeting Type: AGM ISIN: JP3431900004 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For Increase the Board of Directors Size to 12
3.1 Appoint a Director Murai, Atsushi Mgmt For For
3.2 Appoint a Director Aoyama, Yukiyasu Mgmt For For
3.3 Appoint a Director Hara, Kiyomi Mgmt For For
3.4 Appoint a Director Hokari, Hirohisa Mgmt For For
3.5 Appoint a Director Otani, Hiraku Mgmt For For
3.6 Appoint a Director Murai, Tsuyoshi Mgmt For For
3.7 Appoint a Director Terao, Masashi Mgmt For For
3.8 Appoint a Director Nomura, Shigeki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 911 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Kayaki, Ikuji Mgmt For For
3.10 Appoint a Director Takehana, Yutaka Mgmt For For
3.11 Appoint a Director Iwaki, Masakazu Mgmt For For
3.12 Appoint a Director Ono, Seiei Mgmt For For
4 Appoint a Corporate Auditor Uenoyama, Mgmt Against Against Makoto Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 912 of 1146 2Y7X JH Multifactor Developed International ETF SOMPO HOLDINGS,INC.
Security: J7618E108 Agenda Number: 708216456 Ticker: Meeting Type: AGM ISIN: JP3165000005 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakurada, Kengo Mgmt For For
2.2 Appoint a Director Tsuji, Shinji Mgmt For For
2.3 Appoint a Director Ehara, Shigeru Mgmt For For
2.4 Appoint a Director Fujikura, Masato Mgmt For For
2.5 Appoint a Director Yoshikawa, Koichi Mgmt For For
2.6 Appoint a Director Okumura, Mikio Mgmt For For
2.7 Appoint a Director Nishizawa, Keiji Mgmt For For
2.8 Appoint a Director Takahashi, Kaoru Mgmt For For
2.9 Appoint a Director Nohara, Sawako Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 913 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Endo, Isao Mgmt For For
2.11 Appoint a Director Murata, Tamami Mgmt For For
2.12 Appoint a Director Scott Trevor Davis Mgmt For For
3.1 Appoint a Corporate Auditor Uchiyama, Mgmt For For Hideyo
3.2 Appoint a Corporate Auditor Muraki, Atsuko Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Directors
5 Approve Details of Stock Compensation to be Mgmt For For received by Directors and Executive Officers of the Company and the Group Companies Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 914 of 1146 2Y7X JH Multifactor Developed International ETF SONY CORPORATION
Security: J76379106 Agenda Number: 708212484 Ticker: Meeting Type: AGM ISIN: JP3435000009 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hirai, Kazuo Mgmt For For
1.2 Appoint a Director Yoshida, Kenichiro Mgmt For For
1.3 Appoint a Director Nagayama, Osamu Mgmt For For
1.4 Appoint a Director Nimura, Takaaki Mgmt For For
1.5 Appoint a Director Harada, Eiko Mgmt For For
1.6 Appoint a Director Tim Schaaff Mgmt For For
1.7 Appoint a Director Matsunaga, Kazuo Mgmt For For
1.8 Appoint a Director Miyata, Koichi Mgmt For For
1.9 Appoint a Director John V. Roos Mgmt For For
1.10 Appoint a Director Sakurai, Eriko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 915 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Minakawa, Kunihito Mgmt For For
1.12 Appoint a Director Sumi, Shuzo Mgmt For For
2 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock Options for Executive Officers and Employees of the Company and Directors and Employees of the Company's Subsidiaries Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 916 of 1146 2Y7X JH Multifactor Developed International ETF SONY FINANCIAL HOLDINGS INC.
Security: J76337104 Agenda Number: 708237549 Ticker: Meeting Type: AGM ISIN: JP3435350008 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishii, Shigeru Mgmt For For
2.2 Appoint a Director Kiyomiya, Hiroaki Mgmt For For
2.3 Appoint a Director Ito, Yutaka Mgmt For For
2.4 Appoint a Director Hagimoto, Tomoo Mgmt For For
2.5 Appoint a Director Niwa, Atsuo Mgmt For For
2.6 Appoint a Director Sumimoto, Yuichiro Mgmt For For
2.7 Appoint a Director Kambe, Shiro Mgmt For For
2.8 Appoint a Director Yamamoto, Isao Mgmt For For
2.9 Appoint a Director Kuniya, Shiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 917 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 Appoint a Corporate Auditor Korenaga, Mgmt For For Hirotoshi
4 Appoint a Substitute Corporate Auditor Mgmt For For Saegusa, Takaharu
5 Approve Adoption of the Restricted-Share Mgmt For For Compensation Plan to be received by Executive Directors and Approve Partial Revision on Details of Compensation as Stock-Linked Compensation Type Stock Options for Executive Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 918 of 1146 2Y7X JH Multifactor Developed International ETF ST. JAMES'S PLACE PLC, CIRENCESTER GLOUCESTERSHINE
Security: G5005D124 Agenda Number: 707937605 Ticker: Meeting Type: AGM ISIN: GB0007669376 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S ANNUAL Mgmt For For ACCOUNTS AND REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 20.67 Mgmt For For PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO RE-ELECT SARAH BATES AS A Mgmt For For DIRECTOR
4 TO RE-ELECT DAVID BELLAMY AS A Mgmt For For DIRECTOR
5 TO RE-ELECT IAIN CORNISH AS A Mgmt For For DIRECTOR
6 TO RE-ELECT ANDREW CROFT AS A Mgmt For For DIRECTOR
7 TO RE-ELECT IAN GASCOIGNE AS A Mgmt For For DIRECTOR
8 TO RE-ELECT SIMON JEFFREYS AS A Mgmt For For DIRECTOR
9 TO RE-ELECT DAVID LAMB AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 919 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT PATIENCE WHEATCROFT Mgmt For For AS A DIRECTOR
11 TO RE-ELECT ROGER YATES AS A Mgmt For For DIRECTOR
12 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
13 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
14 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY
16 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
17 TO DIS-APPLY THE PRE-EMPTION RIGHTS Mgmt For For ON SHARES
18 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
19 TO AUTHORISE THE CALLING OF Mgmt For For GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON 14 CLEAR DAYS' NOTICE
20 TO APPROVE AND ADOPT NEW ARTICLES Mgmt For For OF ASSOCIATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 920 of 1146 2Y7X JH Multifactor Developed International ETF STANDARD CHARTERED PLC
Security: G84228157 Agenda Number: 707862101 Ticker: Meeting Type: AGM ISIN: GB0004082847 Meeting Date: 03-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE COMPANY'S ANNUAL Mgmt For For REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO ELECT JOSE VINALS AS CHAIRMAN Mgmt For For
4 TO RE-ELECT OM BHATT, A NON- Mgmt For For EXECUTIVE DIRECTOR
5 TO RE-ELECT DR KURT CAMPBELL, A Mgmt For For NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT DR LOUIS CHEUNG, A NON- Mgmt For For EXECUTIVE DIRECTOR
7 TO RE-ELECT DAVID CONNER, A NON- Mgmt For For EXECUTIVE DIRECTOR
8 TO RE-ELECT DR BYRON GROTE, A NON- Mgmt For For EXECUTIVE DIRECTOR
9 TO RE-ELECT ANDY HALFORD, AN Mgmt For For EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 921 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 TO RE-ELECT DR HAN SEUNG-SOO, KBE, Mgmt For For A NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT CHRISTINE HODGSON, A Mgmt For For NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT GAY HUEY EVANS, OBE, A Mgmt For For NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT NAGUIB KHERAJ, A NON- Mgmt For For EXECUTIVE DIRECTOR
14 TO RE-ELECT JASMINE WHITBREAD, A Mgmt For For NON-EXECUTIVE DIRECTOR
15 TO RE-ELECT BILL WINTERS, AN Mgmt For For EXECUTIVE DIRECTOR
16 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM
17 TO AUTHORISE THE BOARD TO SET THE Mgmt For For AUDITOR'S FEES
18 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS
19 TO RENEW THE AUTHORISATION OF THE Mgmt For For BOARD TO OFFER A SCRIP DIVIDEND TO SHAREHOLDERS
20 TO AUTHORISE THE BOARD TO ALLOT Mgmt For For SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 922 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
21 TO EXTEND THE AUTHORITY TO ALLOT Mgmt For For SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26
22 TO AUTHORISE THE BOARD TO ALLOT Mgmt For For SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES
23 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20
24 IN ADDITION TO RESOLUTION 23, TO Mgmt For For AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
25 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22
26 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES
27 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN PREFERENCE SHARES
28 THAT A GENERAL MEETING OTHER THAN Mgmt For For AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 923 of 1146 2Y7X JH Multifactor Developed International ETF STANDARD LIFE PLC
Security: G84278129 Agenda Number: 707861298 Ticker: Meeting Type: AGM ISIN: GB00BVFD7Q58 Meeting Date: 16-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND CONSIDER THE Mgmt For For ANNUAL REPORT AND ACCOUNTS 2016
2 TO DECLARE A FINAL DIVIDEND FOR 2016 Mgmt For For
3 TO APPOINT KPMG LLP AS AUDITORS Mgmt For For
4 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO SET THE AUDITORS' FEES
5 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT, EXCLUDING THE REMUNERATION POLICY
6.A TO RE-ELECT SIR GERRY GRIMSTONE Mgmt For For
6.B TO RE-ELECT COLIN CLARK Mgmt For For
6.C TO RE-ELECT PIERRE DANON Mgmt For For
6.D TO RE-ELECT MELANIE GEE Mgmt For For
6.E TO RE-ELECT NOEL HARWERTH Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 924 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.F TO RE-ELECT KEVIN PARRY Mgmt For For
6.G TO RE-ELECT LYNNE PEACOCK Mgmt For For
6.H TO RE-ELECT MARTIN PIKE Mgmt For For
6.I TO RE-ELECT LUKE SAVAGE Mgmt For For
6.J TO RE-ELECT KEITH SKEOCH Mgmt For For
7.A TO ELECT JOHN DEVINE Mgmt For For
7.B TO ELECT BARRY O'DWYER Mgmt For For
8 TO PROVIDE LIMITED AUTHORITY TO Mgmt For For MAKE POLITICAL DONATIONS AND TO INCUR POLITICAL EXPENDITURE
9 TO AUTHORISE THE DIRECTORS TO Mgmt For For ISSUE FURTHER SHARES
10 TO DISAPPLY SHARE PRE-EMPTION Mgmt For For RIGHTS
11 TO GIVE AUTHORITY FOR THE COMPANY Mgmt For For TO BUY BACK SHARES
12 TO ALLOW THE COMPANY TO CALL Mgmt For For GENERAL MEETINGS ON 14 DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 925 of 1146 2Y7X JH Multifactor Developed International ETF STANDARD LIFE PLC
Security: G84278129 Agenda Number: 708175472 Ticker: Meeting Type: OGM ISIN: GB00BVFD7Q58 Meeting Date: 19-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO APPROVE THE MERGER Mgmt For For
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 926 of 1146 2Y7X JH Multifactor Developed International ETF STANLEY ELECTRIC CO.,LTD.
Security: J76637115 Agenda Number: 708237397 Ticker: Meeting Type: AGM ISIN: JP3399400005 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitano, Takanori Mgmt For For
1.2 Appoint a Director Hiratsuka, Yutaka Mgmt For For
1.3 Appoint a Director Tanabe, Toru Mgmt For For
1.4 Appoint a Director Iino, Katsutoshi Mgmt For For
1.5 Appoint a Director Takamori, Hiroyuki Mgmt For For
1.6 Appoint a Director Yoneya, Mitsuhiro Mgmt For For
1.7 Appoint a Director Mori, Masakatsu Mgmt For For
1.8 Appoint a Director Kono, Hirokazu Mgmt For For
1.9 Appoint a Director Kaizumi, Yasuaki Mgmt For For
1.10 Appoint a Director Ueda, Keisuke Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 927 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Corporate Auditor Shimoda, Koji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 928 of 1146 2Y7X JH Multifactor Developed International ETF STARHUB LTD, SINGAPORE
Security: Y8152F132 Agenda Number: 707855803 Ticker: Meeting Type: AGM ISIN: SG1V12936232 Meeting Date: 12-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT AND THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND THE AUDITORS' REPORT THEREIN
2 TO RE-ELECT MR STEPHEN GEOFFREY Mgmt For For MILLER AS A DIRECTOR PURSUANT TO ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE- ELECTION
3 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHOM WILL RETIRE AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE-ELECTION: MR TEO EK TOR
4 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR, WHOM WILL RETIRE AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE-ELECTION: MR LIM MING SEONG (NON-INDEPENDENT MEMBER OF AUDIT COMMITTEE) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 929 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 TO APPROVE THE SUM OF SGD Mgmt For For 1,727,857.00 (FY2015: SGD 1,699,428.00) AS DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 COMPRISING: RESOLUTION 5 (A) SGD 1,226,929.90 TO BE PAID IN CASH (FY2015: SGD 1,227,681.00); AND (B) SGD 500,927.10 TO BE PAID IN THE FORM OF RESTRICTED SHARE AWARDS (FY2015: SGD 471,747.00)
6 TO DECLARE A FINAL DIVIDEND OF FIVE Mgmt For For CENTS PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
7 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
8 THAT AUTHORITY BE AND IS HEREBY Mgmt Against Against GIVEN TO THE DIRECTORS TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 930 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) (AS CALCULATED IN ACCORDANCE WITH SUBPARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 15% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) (AS CALCULATED IN ACCORDANCE WITH SUBPARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX- ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUBPARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES), AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 931 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER
9 THAT AUTHORITY BE AND IS HEREBY Mgmt For For GIVEN TO THE DIRECTORS TO: (A) OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE STARHUB PERFORMANCE SHARE PLAN 2014 (THE "PSP 2014") AND/OR THE STARHUB RESTRICTED STOCK PLAN 2014 (THE "RSP 2014") (THE PSP 2014 AND THE RSP 2014, TOGETHER THE "SHARE PLANS"); AND (B) ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE VESTING OF AWARDS GRANTED UNDER THE SHARE PLANS, PROVIDED THAT THE AGGREGATE NUMBER OF ORDINARY SHARES ALLOTTED AND ISSUED UNDER THE SHARE PLANS SHALL NOT EXCEED THE LIMITS SPECIFIED IN THE RULES OF THE SHARE PLANS
CMMT 22 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 932 of 1146 2Y7X JH Multifactor Developed International ETF STARHUB LTD, SINGAPORE
Security: Y8152F132 Agenda Number: 707857578 Ticker: Meeting Type: EGM ISIN: SG1V12936232 Meeting Date: 12-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 THE PROPOSED RENEWAL OF THE Mgmt For For SHARE PURCHASE MANDATE
2 THE PROPOSED RENEWAL OF THE Mgmt For For SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 933 of 1146 2Y7X JH Multifactor Developed International ETF START TODAY CO.,LTD.
Security: J7665M102 Agenda Number: 708282607 Ticker: Meeting Type: AGM ISIN: JP3399310006 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For Increase the Board of Directors Size to 15
3.1 Appoint a Director Maezawa, Yusaku Mgmt Against Against
3.2 Appoint a Director Yanagisawa, Koji Mgmt For For
3.3 Appoint a Director Oishi, Akiko Mgmt For For
3.4 Appoint a Director Muto, Takanobu Mgmt For For
3.5 Appoint a Director Okura, Mineki Mgmt For For
3.6 Appoint a Director Sawada, Kotaro Mgmt For For
3.7 Appoint a Director Shimizu, Toshiaki Mgmt For For
3.8 Appoint a Director Ito, Masahiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 934 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Ono, Koji Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 935 of 1146 2Y7X JH Multifactor Developed International ETF STMICROELECTRONICS NV, LUCHTHAVEN SCHIPHOL
Security: N83574108 Agenda Number: 708096765 Ticker: Meeting Type: AGM ISIN: NL0000226223 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 OPEN MEETING Non-Voting
2 RECEIVE REPORT OF MANAGEMENT Non-Voting BOARD
3 RECEIVE REPORT OF SUPERVISORY Non-Voting BOARD
4.A DISCUSS REMUNERATION REPORT Non-Voting CONTAINING REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
4.B ADOPT FINANCIAL STATEMENTS AND Mgmt No vote STATUTORY REPORTS
4.C APPROVE DIVIDENDS Mgmt No vote
4.D APPROVE DISCHARGE OF MANAGEMENT Mgmt No vote BOARD
4.E APPROVE DISCHARGE OF SUPERVISORY Mgmt No vote BOARD
5 AMEND ARTICLES OF ASSOCIATION Mgmt No vote
6 REELECT CARLO BOZOTTI TO Mgmt No vote MANAGEMENT BOARD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 936 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 APPROVE RESTRICTED STOCK GRANTS Mgmt No vote TO PRESIDENT AND CEO
8 REELECT HELEEN KERSTEN TO Mgmt No vote SUPERVISORY BOARD
9 REELECT JEAN-GEORGES MALCOR TO Mgmt No vote SUPERVISORY BOARD
10 REELECT ALESSANDRO RIVERA TO Mgmt No vote SUPERVISORY BOARD
11 ELECT FREDERIC SANCHEZ TO Mgmt No vote SUPERVISORY BOARD
12 REELECT MAURIZIO TAMAGNINI TO Mgmt No vote SUPERVISORY BOARD
13 APPROVE EMPLOYEE RESTRICTED Mgmt No vote STOCK PLAN
14 AUTHORIZE REPURCHASE OF SHARES Mgmt No vote
15 GRANT BOARD AUTHORITY TO ISSUE Mgmt No vote ORDINARY AND PREFERENCE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER AND RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
16 ALLOW QUESTIONS Non-Voting
17 CLOSE MEETING Non-Voting Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 937 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO CHEMICAL COMPANY,LIMITED
Security: J77153120 Agenda Number: 708216090 Ticker: Meeting Type: AGM ISIN: JP3401400001 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ishitobi, Osamu Mgmt For For
1.2 Appoint a Director Tokura, Masakazu Mgmt For For
1.3 Appoint a Director Deguchi, Toshihisa Mgmt For For
1.4 Appoint a Director Okamoto, Yoshihiko Mgmt For For
1.5 Appoint a Director Nishimoto, Rei Mgmt For For
1.6 Appoint a Director Nozaki, Kunio Mgmt For For
1.7 Appoint a Director Ueda, Hiroshi Mgmt For For
1.8 Appoint a Director Takeshita, Noriaki Mgmt For For
1.9 Appoint a Director Ito, Kunio Mgmt For For
1.10 Appoint a Director Ikeda, Koichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 938 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Tomono, Hiroshi Mgmt For For
2 Appoint a Corporate Auditor Aso, Mitsuhiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 939 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.)
Security: J77282119 Agenda Number: 708223918 Ticker: Meeting Type: AGM ISIN: JP3404600003 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Clarify an Executive Officer Mgmt For For System
3.1 Appoint a Director Omori, Kazuo Mgmt For For
3.2 Appoint a Director Nakamura, Kuniharu Mgmt For For
3.3 Appoint a Director Hidaka, Naoki Mgmt For For
3.4 Appoint a Director Iwasawa, Hideki Mgmt For For
3.5 Appoint a Director Takahata, Koichi Mgmt For For
3.6 Appoint a Director Tabuchi, Masao Mgmt For For
3.7 Appoint a Director Tanaka, Yayoi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 940 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Ehara, Nobuyoshi Mgmt For For
3.9 Appoint a Director Ishida, Koji Mgmt For For
4 Appoint a Corporate Auditor Kasama, Haruo Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 941 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO DAINIPPON PHARMA CO.,LTD.
Security: J10542116 Agenda Number: 708237258 Ticker: Meeting Type: AGM ISIN: JP3495000006 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tada, Masayo Mgmt For For
2.2 Appoint a Director Nomura, Hiroshi Mgmt For For
2.3 Appoint a Director Odagiri, Hitoshi Mgmt For For
2.4 Appoint a Director Kimura, Toru Mgmt For For
2.5 Appoint a Director Hara, Nobuyuki Mgmt For For
2.6 Appoint a Director Sato, Hidehiko Mgmt For For
2.7 Appoint a Director Sato, Hiroshi Mgmt For For
2.8 Appoint a Director Atomi, Yutaka Mgmt For For
3.1 Appoint a Corporate Auditor Oe, Yoshinori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 942 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Nishikawa, Mgmt For For Kazuto
3.3 Appoint a Corporate Auditor Fujii, Junsuke Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 943 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO ELECTRIC INDUSTRIES,LTD.
Security: J77411114 Agenda Number: 708244417 Ticker: Meeting Type: AGM ISIN: JP3407400005 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inoue, Osamu Mgmt For For
2.2 Appoint a Director Hato, Hideo Mgmt For For
2.3 Appoint a Director Shirayama, Masaki Mgmt For For
3.1 Appoint a Corporate Auditor Hayashi, Akira Mgmt For For
3.2 Appoint a Corporate Auditor Watanabe, Mgmt Against Against Katsuaki
4 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 944 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO METAL MINING CO.,LTD.
Security: J77712123 Agenda Number: 708233868 Ticker: Meeting Type: AGM ISIN: JP3402600005 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
3.2 Appoint a Director Kubota, Takeshi Mgmt For For
3.3 Appoint a Director Kurokawa, Harumasa Mgmt For For
3.4 Appoint a Director Nozaki, Akira Mgmt For For
3.5 Appoint a Director Asahi, Hiroshi Mgmt For For
3.6 Appoint a Director Ushijima, Tsutomu Mgmt For For
3.7 Appoint a Director Taimatsu, Hitoshi Mgmt For For
3.8 Appoint a Director Nakano, Kazuhisa Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 945 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1 Appoint a Corporate Auditor Ino, Kazushi Mgmt For For
4.2 Appoint a Corporate Auditor Yamada, Yuichi Mgmt Against Against
5 Appoint a Substitute Corporate Auditor Mgmt For For Mishina, Kazuhiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 946 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO MITSUI FINANCIAL GROUP,INC.
Security: J7771X109 Agenda Number: 708269964 Ticker: Meeting Type: AGM ISIN: JP3890350006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Transition to a Company Mgmt For For with Three Committees, Revise the Articles Related to Allowing the Board of Directors to Authorize the Company to Purchase Own Shares
3.1 Appoint a Director Miyata, Koichi Mgmt For For
3.2 Appoint a Director Kunibe, Takeshi Mgmt For For
3.3 Appoint a Director Takashima, Makoto Mgmt For For
3.4 Appoint a Director Ogino, Kozo Mgmt For For
3.5 Appoint a Director Ota, Jun Mgmt For For
3.6 Appoint a Director Tanizaki, Katsunori Mgmt For For
3.7 Appoint a Director Yaku, Toshikazu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 947 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Teramoto, Toshiyuki Mgmt For For
3.9 Appoint a Director Mikami, Toru Mgmt For For
3.10 Appoint a Director Kubo, Tetsuya Mgmt For For
3.11 Appoint a Director Matsumoto, Masayuki Mgmt For For
3.12 Appoint a Director Arthur M. Mitchell Mgmt For For
3.13 Appoint a Director Yamazaki, Shozo Mgmt For For
3.14 Appoint a Director Kono, Masaharu Mgmt For For
3.15 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
3.16 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
3.17 Appoint a Director Sakurai, Eriko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 948 of 1146 2Y7X JH Multifactor Developed International ETF SUMITOMO MITSUI TRUST HOLDINGS,INC.
Security: J0752J108 Agenda Number: 708257628 Ticker: Meeting Type: AGM ISIN: JP3892100003 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For Increase the Board of Directors Size to 20, Transition to a Company with Three Committees, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Adopt Reduction of Liability System for Directors
3.1 Appoint a Director Okubo, Tetsuo Mgmt For For
3.2 Appoint a Director Araumi, Jiro Mgmt For For
3.3 Appoint a Director Takakura, Toru Mgmt For For
3.4 Appoint a Director Hashimoto, Masaru Mgmt For For
3.5 Appoint a Director Kitamura, Kunitaro Mgmt For For
3.6 Appoint a Director Tsunekage, Hitoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 949 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.7 Appoint a Director Yagi, Yasuyuki Mgmt For For
3.8 Appoint a Director Misawa, Hiroshi Mgmt For For
3.9 Appoint a Director Shinohara, Soichi Mgmt For For
3.10 Appoint a Director Suzuki, Takeshi Mgmt For For
3.11 Appoint a Director Araki, Mikio Mgmt For For
3.12 Appoint a Director Matsushita, Isao Mgmt For For
3.13 Appoint a Director Saito, Shinichi Mgmt For For
3.14 Appoint a Director Yoshida, Takashi Mgmt For For
3.15 Appoint a Director Kawamoto, Hiroko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 950 of 1146 2Y7X JH Multifactor Developed International ETF SUNTORY BEVERAGE & FOOD LIMITED
Security: J78186103 Agenda Number: 707813918 Ticker: Meeting Type: AGM ISIN: JP3336560002 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Kogo, Saburo
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Tsujimura, Hideo
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Kurihara, Nobuhiro
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Okizaki, Yukio
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Torii, Nobuhiro
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Inoue, Yukari
3.1 Appoint a Director as Supervisory Committee Mgmt Against Against Members Uchida, Harumichi
3.2 Appoint a Director as Supervisory Committee Mgmt For For Members Masuyama, Mika Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 951 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 Appoint a Substitute Director as Supervisory Mgmt For For Committee Members Amitani, Mitsuhiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 952 of 1146 2Y7X JH Multifactor Developed International ETF SURUGA BANK LTD.
Security: J78400108 Agenda Number: 708237501 Ticker: Meeting Type: AGM ISIN: JP3411000007 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Okano, Mitsuyoshi Mgmt For For
1.2 Appoint a Director Yoneyama, Akihiro Mgmt For For
1.3 Appoint a Director Shirai, Toshihiko Mgmt For For
1.4 Appoint a Director Mochizuki, Kazuya Mgmt For For
1.5 Appoint a Director Okazaki, Yoshihiro Mgmt For For
1.6 Appoint a Director Yagi, Takeshi Mgmt For For
1.7 Appoint a Director Arikuni, Michio Mgmt For For
1.8 Appoint a Director Yanagisawa, Nobuaki Mgmt For For
1.9 Appoint a Director Naruke, Makoto Mgmt For For
1.10 Appoint a Director Ando, Yoshinori Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 953 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Oishi, Kanoko Mgmt For For
2 Approve Provision of Condolence Allowance Mgmt Against Against for a Deceased Representative Director and Executive Vice President Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 954 of 1146 2Y7X JH Multifactor Developed International ETF SUZUKI MOTOR CORPORATION
Security: J78529138 Agenda Number: 708233325 Ticker: Meeting Type: AGM ISIN: JP3397200001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For Directors Size to 15
3.1 Appoint a Director Suzuki, Osamu Mgmt For For
3.2 Appoint a Director Harayama, Yasuhito Mgmt For For
3.3 Appoint a Director Suzuki, Toshihiro Mgmt For For
3.4 Appoint a Director Nagao, Masahiko Mgmt For For
3.5 Appoint a Director Matsuura, Hiroaki Mgmt For For
3.6 Appoint a Director Honda, Osamu Mgmt For For
3.7 Appoint a Director Iguchi, Masakazu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 955 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Tanino, Sakutaro Mgmt Against Against
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Amend the Compensation to be received by Mgmt For For Corporate Officers
6 Approve Details of the Restricted-Share Mgmt Against Against Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 956 of 1146 2Y7X JH Multifactor Developed International ETF SWIRE PACIFIC LTD, HONG KONG
Security: Y83310105 Agenda Number: 707979069 Ticker: Meeting Type: AGM ISIN: HK0019000162 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0410/ltn20170410309.pdf AND http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0410/ltn20170410299.pdf
1.A TO RE-ELECT I K L CHU AS A DIRECTOR Mgmt Against Against
1.B TO RE-ELECT M CUBBON AS A DIRECTOR Mgmt Against Against
1.C TO RE-ELECT T G FRESHWATER AS A Mgmt For For DIRECTOR
1.D TO RE-ELECT C LEE AS A DIRECTOR Mgmt For For
1.E TO ELECT P K ETCHELLS AS A DIRECTOR Mgmt For For
2 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 957 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS FOR SHARE BUY-BACK
4 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 958 of 1146 2Y7X JH Multifactor Developed International ETF SWIRE PACIFIC LTD, HONG KONG
Security: Y83310113 Agenda Number: 707979071 Ticker: Meeting Type: AGM ISIN: HK0087000532 Meeting Date: 18-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0410/LTN20170410299.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0410/LTN20170410309.pdf
1.A TO RE-ELECT I K L CHU AS A DIRECTOR Mgmt Against Against
1.B TO RE-ELECT M CUBBON AS A DIRECTOR Mgmt Against Against
1.C TO RE-ELECT T G FRESHWATER AS A Mgmt For For DIRECTOR
1.D TO RE-ELECT C LEE AS A DIRECTOR Mgmt For For
1.E TO ELECT P K ETCHELLS AS A DIRECTOR Mgmt For For
2 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 959 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS FOR SHARE BUY-BACK
4 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 960 of 1146 2Y7X JH Multifactor Developed International ETF SWIRE PROPERTIES LTD, HONG KONG
Security: Y83191109 Agenda Number: 707979108 Ticker: Meeting Type: AGM ISIN: HK0000063609 Meeting Date: 16-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0410/LTN20170410341.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0410/LTN20170410383.pdf
1.A TO RE-ELECT JOHN ROBERT SLOSAR AS Mgmt For For A DIRECTOR
1.B TO RE-ELECT LIM SIANG KEAT RAYMOND Mgmt For For AS A DIRECTOR
1.C TO RE-ELECT LOW MEI SHUEN MICHELLE Mgmt Against Against AS A DIRECTOR
1.D TO ELECT CHENG LILY KA LAI AS A Mgmt For For DIRECTOR
1.E TO ELECT WU MAY YIHONG AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 961 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
3 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS FOR SHARE BUY-BACK
4 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 962 of 1146 2Y7X JH Multifactor Developed International ETF SWISS RE AG, ZUERICH
Security: H8431B109 Agenda Number: 707854736 Ticker: Meeting Type: AGM ISIN: CH0126881561 Meeting Date: 21-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT (INCL. MANAGEMENT Mgmt For For REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016: CONSULTATIVE VOTE ON THE COMPENSATION REPORT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 963 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.2 ANNUAL REPORT (INCL. MANAGEMENT Mgmt For For REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016: APPROVAL OF THE ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
2 ALLOCATION OF DISPOSABLE PROFIT: Mgmt For For CHF 4.85
3 APPROVAL OF THE AGGREGATE AMOUNT Mgmt For For OF VARIABLE SHORT-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2016
4 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS
5.1.1 RE-ELECTION OF WALTER B. KIELHOLZ Mgmt For For AS MEMBER OF THE BOARD OF DIRECTORS AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS IN THE SAME VOTE
5.1.2 RE-ELECTION OF RAYMOND K.F. CH'IEN Mgmt For For TO THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF RENATO FASSBIND TO Mgmt For For THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF MARY FRANCIS TO THE Mgmt For For BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF RAJNA GIBSON Mgmt For For BRANDON TO THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 964 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.1.6 RE-ELECTION OF C. ROBERT HENRIKSON Mgmt For For TO THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF TREVOR MANUEL TO Mgmt For For THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF PHILIP K. RYAN TO THE Mgmt For For BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF SIR PAUL TUCKER TO Mgmt For For THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF SUSAN L. WAGNER TO Mgmt For For THE BOARD OF DIRECTORS
5.111 ELECTION OF JAY RALPH TO THE BOARD Mgmt For For OF DIRECTORS
5.112 ELECTION OF JOERG REINHARDT TO THE Mgmt For For BOARD OF DIRECTORS
5.113 ELECTION OF JACQUES DE VAUCLEROY Mgmt For For TO THE BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF RAYMOND K.F. CH'IEN Mgmt For For TO THE COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF RENATO FASSBIND TO Mgmt For For THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF C. ROBERT HENRIKSON Mgmt For For TO THE COMPENSATION COMMITTEE
5.2.4 ELECTION OF JOERG REINHARDT TO THE Mgmt For For COMPENSATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 965 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.3 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY / PROXY VOTING SERVICES GMBH, ZURICH
5.4 RE-ELECTION OF THE AUDITOR / Mgmt For For PRICEWATERHOUSECOOPERS AG, ZURICH
6.1 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE FROM THE AGM 2017 TO THE AGM 2018
6.2 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF FIXED COMPENSATION AND VARIABLE LONG- TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2018
7 REDUCTION OF SHARE CAPITAL Mgmt For For
8 APPROVAL OF THE NEW SHARE BUY- Mgmt For For BACK PROGRAMME
9.1 RENEWAL OF THE AUTHORISED CAPITAL Mgmt For For AND AMENDMENT OF ART. 3B OF THE ARTICLES OF ASSOCIATION: AUTHORISED CAPITAL
9.2 AMENDMENT OF ART. 3A OF THE Mgmt For For ARTICLES OF ASSOCIATION: CONDITIONAL CAPITAL FOR EQUITY- LINKED FINANCING INSTRUMENTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 966 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 24 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 5.1.1 TO 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 967 of 1146 2Y7X JH Multifactor Developed International ETF SWISSCOM AG, ITTIGEN
Security: H8398N104 Agenda Number: 707798964 Ticker: Meeting Type: AGM ISIN: CH0008742519 Meeting Date: 03-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT Mgmt For For COMMENTARY, FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016
1.2 CONSULTATIVE VOTE ON THE Mgmt For For REMUNERATION REPORT 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 968 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 APPROPRIATION OF THE RETAINED Mgmt For For EARNINGS 2016 AND DECLARATION OF DIVIDEND: CHF 22 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD
4.1 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: ROLAND ABT
4.2 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: VALERIE BERSET BIRCHER
4.3 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: ALAIN CARRUPT
4.4 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: FRANK ESSER
4.5 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: BARBARA FREI
4.6 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: CATHERINE MUEHLEMANN
4.7 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: THEOPHIL SCHLATTER
4.8 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: HANSUELI LOOSLI
4.9 RE-ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: HANSUELI LOOSLI AS CHAIRMAN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 969 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.1 RE-ELECTION TO THE REMUNERATION Mgmt For For COMMITTEE: FRANK ESSER
5.2 RE-ELECTION TO THE REMUNERATION Mgmt For For COMMITTEE: BARBARA FREI
5.3 RE-ELECTION TO THE REMUNERATION Mgmt For For COMMITTEE: HANSUELI LOOSLI
5.4 RE-ELECTION TO THE REMUNERATION Mgmt For For COMMITTEE: THEOPHIL SCHLATTER
5.5 RE-ELECTION TO THE REMUNERATION Mgmt For For COMMITTEE: RENZO SIMONI
6.1 APPROVAL OF THE TOTAL Mgmt For For REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2018
6.2 APPROVAL OF THE TOTAL Mgmt For For REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2018
7 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY / REBER RECHTSANWAELTE, ZURICH
8 RE-ELECTION OF THE STATUTORY Mgmt For For AUDITORS / KPMG LTD, MURI NEAR BERNE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 970 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 24 MAR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 4.6,7 AND 8 AND RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 971 of 1146 2Y7X JH Multifactor Developed International ETF SYDNEY AIRPORT
Security: Q8808P103 Agenda Number: 708053753 Ticker: Meeting Type: AGM ISIN: AU000000SYD9 Meeting Date: 30-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
CMMT PLEASE NOTE THAT THE BELOW Non-Voting RESOLUTIONS 1 TO 5 ARE PROPOSED BY SAL
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF STEPHEN WARD Mgmt For For
3 RE-ELECTION OF ANN SHERRY Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 972 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 APPROVAL FOR THE GIVING OF Mgmt For For TERMINATION BENEFITS TO KERRIE MATHER
5 AMENDMENT TO MAXIMUM AGGREGATE Mgmt For For REMUNERATION PAYABLE TO NON- EXECUTIVE DIRECTORS
CMMT PLEASE NOTE THAT THE BELOW Non-Voting RESOLUTION 1 IS PROPOSED BY SAT1
1 RE-ELECTION OF PATRICK GOURLEY Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 973 of 1146 2Y7X JH Multifactor Developed International ETF SYSMEX CORPORATION
Security: J7864H102 Agenda Number: 708257426 Ticker: Meeting Type: AGM ISIN: JP3351100007 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Ietsugu, Hisashi
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakajima, Yukio
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Asano, Kaoru
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Tachibana, Kenji
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Obe, Kazuya
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Watanabe, Mitsuru
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Yamamoto, Junzo
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Nishiura, Susumu Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 974 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Takahashi, Masayo Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 975 of 1146 2Y7X JH Multifactor Developed International ETF T&D HOLDINGS, INC.
Security: J86796109 Agenda Number: 708233438 Ticker: Meeting Type: AGM ISIN: JP3539220008 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kida, Tetsuhiro Mgmt For For
2.2 Appoint a Director Uehara, Hirohisa Mgmt For For
2.3 Appoint a Director Yokoyama, Terunori Mgmt For For
2.4 Appoint a Director Matsuyama, Haruka Mgmt For For
2.5 Appoint a Director Ogo, Naoki Mgmt For For
2.6 Appoint a Director Tanaka, Katsuhide Mgmt For For
2.7 Appoint a Director Kudo, Minoru Mgmt For For
2.8 Appoint a Director Itasaka, Masafumi Mgmt For For
3.1 Appoint a Corporate Auditor Yanai, Junichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 976 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Ozawa, Yuichi Mgmt For For
4 Appoint a Substitute Corporate Auditor Ezaki, Mgmt For For Masayuki
5 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 977 of 1146 2Y7X JH Multifactor Developed International ETF TAISEI CORPORATION
Security: J79561130 Agenda Number: 708200605 Ticker: Meeting Type: AGM ISIN: JP3443600006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Yamauchi, Takashi Mgmt For For
3.2 Appoint a Director Murata, Yoshiyuki Mgmt For For
3.3 Appoint a Director Dai, Kazuhiko Mgmt For For
3.4 Appoint a Director Sakurai, Shigeyuki Mgmt For For
3.5 Appoint a Director Sakai, Masahiro Mgmt For For
3.6 Appoint a Director Tanaka, Shigeyoshi Mgmt For For
3.7 Appoint a Director Yaguchi, Norihiko Mgmt For For
3.8 Appoint a Director Yoshinari, Yasushi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 978 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Tsuji, Toru Mgmt For For
3.10 Appoint a Director Sudo, Fumio Mgmt For For
3.11 Appoint a Director Nishimura, Atsuko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 979 of 1146 2Y7X JH Multifactor Developed International ETF TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD.
Security: J79885109 Agenda Number: 708274321 Ticker: Meeting Type: AGM ISIN: JP3442850008 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Uehara, Akira Mgmt For For
2.2 Appoint a Director Uehara, Shigeru Mgmt For For
2.3 Appoint a Director Ohira, Akira Mgmt For For
2.4 Appoint a Director Uehara, Ken Mgmt For For
2.5 Appoint a Director Fujita, Kenichi Mgmt For For
2.6 Appoint a Director Kameo, Kazuya Mgmt For For
2.7 Appoint a Director Watanabe, Tetsu Mgmt For For
2.8 Appoint a Director Morikawa, Toshio Mgmt For For
2.9 Appoint a Director Uemura, Hiroyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 980 of 1146 2Y7X JH Multifactor Developed International ETF TAIYO NIPPON SANSO CORPORATION
Security: J80143100 Agenda Number: 708232967 Ticker: Meeting Type: AGM ISIN: JP3711600001 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshimura, Shotaro Mgmt For For
2.2 Appoint a Director Hazama, Kunishi Mgmt For For
2.3 Appoint a Director Ichihara, Yujiro Mgmt For For
2.4 Appoint a Director Amada, Shigeru Mgmt For For
2.5 Appoint a Director Yamada, Akio Mgmt For For
2.6 Appoint a Director Katsumaru, Mitsuhiro Mgmt For For
2.7 Appoint a Director Yoshimura, Shushichi Mgmt For For
3.1 Appoint a Corporate Auditor Mizunoe, Kinji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 981 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Hashimoto, Mgmt Against Against Akihiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 982 of 1146 2Y7X JH Multifactor Developed International ETF TAKEDA PHARMACEUTICAL COMPANY LIMITED
Security: J8129E108 Agenda Number: 708237246 Ticker: Meeting Type: AGM ISIN: JP3463000004 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Christophe Weber
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Iwasaki, Masato
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Andrew Plump
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members James Kehoe
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Fujimori, Yoshiaki
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Higashi, Emiko
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Michel Orsinger
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Sakane, Masahiro Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 983 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Shiga, Toshiyuki
3 Approve Payment of Bonuses to Directors Mgmt For For except as Supervisory Committee Members
4 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Addition of the provision of the Articles of Incorporation)
5 Shareholder Proposal: Remove a Director Shr Against For Hasegawa, Yasuchika Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 984 of 1146 2Y7X JH Multifactor Developed International ETF TAYLOR WIMPEY PLC, HIGH WYCOMBE
Security: G86954107 Agenda Number: 707848822 Ticker: Meeting Type: AGM ISIN: GB0008782301 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE 2016 DIRECTORS' AND Mgmt For For AUDITOR'S REPORTS AND FINANCIAL STATEMENTS
2 TO APPROVE A DIVIDEND Mgmt For For
3 TO APPROVE A SPECIAL DIVIDEND Mgmt For For
4 TO RE-ELECT KEVIN BEESTON Mgmt For For
5 TO RE-ELECT PETE REDFERN Mgmt For For
6 TO RE-ELECT RYAN MANGOLD Mgmt For For
7 TO RE-ELECT JAMES JORDAN Mgmt For For
8 TO RE-ELECT KATE BARKER, DBE Mgmt For For
9 TO RE-ELECT MIKE HUSSEY Mgmt For For
10 TO RE-ELECT ROBERT ROWLEY Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 985 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT HUMPHREY SINGER Mgmt For For
12 TO ELECT ANGELA KNIGHT, CBE Mgmt For For
13 TO RE-APPOINT DELOITTE LLP AS Mgmt For For AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO DETERMINE THE AUDITOR'S FEES
15 TO GIVE THE DIRECTORS AUTHORITY TO Mgmt For For ALLOT SHARES
16 TO DIS-APPLY PRE-EMPTION RIGHTS - Mgmt For For GENERAL POWER
17 TO DIS-APPLY PRE-EMPTION RIGHTS - Mgmt For For ADDITIONAL POWER
18 TO EMPOWER THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES OF ITS SHARES
19 TO APPROVE THE DIRECTORS' ANNUAL Mgmt For For REPORT ON REMUNERATION
20 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
21 TO APPROVE THE RULES OF THE TAYLOR Mgmt For For WIMPEY 2017 PERFORMANCE SHARE PLAN
22 TO AUTHORISE POLITICAL EXPENDITURE Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 986 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 TO APPROVE THE CALLING OF GENERAL Mgmt For For MEETINGS ON 14 DAYS' CLEAR NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 987 of 1146 2Y7X JH Multifactor Developed International ETF TDK CORPORATION
Security: J82141136 Agenda Number: 708237361 Ticker: Meeting Type: AGM ISIN: JP3538800008 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kamigama, Takehiro Mgmt For For
2.2 Appoint a Director Ishiguro, Shigenao Mgmt For For
2.3 Appoint a Director Yamanishi, Tetsuji Mgmt For For
2.4 Appoint a Director Osaka, Seiji Mgmt For For
2.5 Appoint a Director Sumita, Makoto Mgmt For For
2.6 Appoint a Director Yoshida, Kazumasa Mgmt For For
2.7 Appoint a Director Ishimura, Kazuhiko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 988 of 1146 2Y7X JH Multifactor Developed International ETF TECHTRONIC INDUSTRIES CO LTD
Security: Y8563B159 Agenda Number: 707948949 Ticker: Meeting Type: AGM ISIN: HK0669013440 Meeting Date: 19-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN20170405845.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0405/LTN20170405777.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016
2 TO DECLARE A FINAL DIVIDEND OF Mgmt For For HK30.00 CENTS PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2016
3A TO RE-ELECT MR. HORST JULIUS Mgmt For For PUDWILL AS GROUP EXECUTIVE DIRECTOR
3B TO RE-ELECT MR. JOSEPH GALLI JR. AS Mgmt For For GROUP EXECUTIVE DIRECTOR
3C TO RE-ELECT MR. PETER DAVID Mgmt For For SULLIVAN AS INDEPENDENT NON- EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 989 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3D TO RE-ELECT MR. VINCENT TING KAU Mgmt Against Against CHEUNG AS INDEPENDENT NON- EXECUTIVE DIRECTOR
3E TO RE-ELECT MR. JOHANNES-GERHARD Mgmt For For HESSE AS INDEPENDENT NON- EXECUTIVE DIRECTOR
3F TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2017
4 TO RE-APPOINT DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING (I) IN THE CASE OF AN ALLOTMENT AND ISSUE OF SHARES FOR CASH, 5% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THE RESOLUTION AND (II) IN THE CASE OF AN ALLOTMENT AND ISSUE OF SHARES FOR A CONSIDERATION OTHER THAN CASH, 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THE RESOLUTION (LESS ANY SHARES ALLOTTED AND ISSUED PURSUANT TO (I) ABOVE)
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THE RESOLUTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 990 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 CONDITIONAL ON THE PASSING OF Mgmt Against Against RESOLUTION NOS. 5 AND 6, TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ADD THE SHARES BOUGHT BACK PURSUANT TO RESOLUTION NO. 6 TO THE AMOUNT OF ISSUED SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED PURSUANT TO RESOLUTION NO. 5
8 TO APPROVE AND ADOPT THE 2017 Mgmt Against Against SHARE OPTION SCHEME Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 991 of 1146 2Y7X JH Multifactor Developed International ETF TELEFONICA SA, MADRID
Security: 879382109 Agenda Number: 708150076 Ticker: Meeting Type: OGM ISIN: ES0178430E18 Meeting Date: 08-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE EVENT THE Non-Voting MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 09 JUNE 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
I.1 RESULTS AND MANAGEMENT OF THE Mgmt For For BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2016: APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF BOTH TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES FOR FISCAL YEAR 2016
I.2 RESULTS AND MANAGEMENT OF THE Mgmt For For BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2016: APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2016
II APPROVAL OF THE PROPOSED Mgmt For For ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. FOR FISCAL YEAR 2016
III.1 RE-ELECTION OF MR. JOSE MARIA Mgmt Against Against ALVAREZ-PALLETE LOPEZ AS EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 992 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
III.2 RE-ELECTION OF MR. IGNACIO MORENO Mgmt Against Against MARTINEZ AS PROPRIETARY DIRECTOR
III.3 RATIFICATION AND APPOINTMENT OF MR. Mgmt For For FRANCISCO JOSE RIBERAS MERA AS INDEPENDENT DIRECTOR
III.4 RATIFICATION AND APPOINTMENT OF MS. Mgmt For For CARMEN GARCIA DE ANDRES AS INDEPENDENT DIRECTOR
IV ESTABLISHMENT OF THE NUMBER OF Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AT SEVENTEEN
V SHAREHOLDER COMPENSATION. Mgmt For For DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO UNRESTRICTED RESERVES
VI DELEGATION TO THE BOARD OF Mgmt For For DIRECTORS OF THE POWER TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES AND HYBRID INSTRUMENTS, INCLUDING PREFERRED STOCK, IN ALL CASES BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE AND/OR GRANTING THE HOLDERS THEREOF A SHARE IN THE EARNINGS OF THE COMPANY, AS WELL AS WARRANTS, WITH THE POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS. AUTHORIZATION TO GUARANTEE ISSUANCES BY COMPANIES OF THE GROUP
VII DELEGATION OF POWERS TO Mgmt For For FORMALIZE, INTERPRET, REMEDY AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 993 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
VIII CONSULTATIVE VOTE ON THE 2016 Mgmt For For ANNUAL REPORT ON DIRECTORS' REMUNERATION
CMMT SHAREHOLDERS HOLDING LESS THAN Non-Voting "300" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 994 of 1146 2Y7X JH Multifactor Developed International ETF TERUMO CORPORATION
Security: J83173104 Agenda Number: 708269053 Ticker: Meeting Type: AGM ISIN: JP3546800008 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Mimura, Takayoshi
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Sato, Shinjiro
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Takagi, Toshiaki
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Hatano, Shoji
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Arase, Hideo
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members David Perez
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Mori, Ikuo
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Ueda, Ryuzo Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 995 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.1 Appoint a Director as Supervisory Committee Mgmt For For Members Kimura, Yoshihiro
3.2 Appoint a Director as Supervisory Committee Mgmt For For Members Matsumiya, Toshihiko
3.3 Appoint a Director as Supervisory Committee Mgmt For For Members Yone, Masatake
4 Appoint a Substitute Director as Supervisory Mgmt For For Committee Members Sakaguchi, Koichi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 996 of 1146 2Y7X JH Multifactor Developed International ETF TESCO PLC, CHESHUNT
Security: G87621101 Agenda Number: 708193571 Ticker: Meeting Type: AGM ISIN: GB0008847096 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORTS AND Mgmt For For ACCOUNTS
2 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT
3 TO ELECT STEVE GOLSBY AS A Mgmt For For DIRECTOR
4 TO RE-ELECT JOHN ALLAN AS A Mgmt For For DIRECTOR
5 TO RE-ELECT DAVE LEWIS AS A Mgmt For For DIRECTOR
6 TO RE-ELECT MARK ARMOUR AS A Mgmt For For DIRECTOR
7 TO RE-ELECT BYRON GROTE AS A Mgmt For For DIRECTOR
8 TO RE-ELECT MIKAEL OLSSON AS A Mgmt For For DIRECTOR
9 TO RE-ELECT DEANNA OPPENHEIMER AS Mgmt For For A DIRECTOR
10 TO RE-ELECT SIMON PATTERSON AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 997 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT ALISON PLATT AS A Mgmt For For DIRECTOR
12 TO RE-ELECT LINDSEY POWNALL AS A Mgmt For For DIRECTOR
13 TO RE-ELECT ALAN STEWART AS A Mgmt For For DIRECTOR
14 TO RE-APPOINT THE AUDITORS : Mgmt For For DELOITTE LLP
15 TO AUTHORISE THE DIRECTORS TO Mgmt For For DETERMINE THE AUDITORS REMUNERATION
16 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT SHARES
17 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For ACQUISITIONS AND CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES
20 TO AUTHORISE POLITICAL DONATIONS Mgmt For For BY THE COMPANY AND ITS SUBSIDIARIES
21 TO AUTHORISE SHORT NOTICE GENERAL Mgmt For For MEETINGS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 998 of 1146 2Y7X JH Multifactor Developed International ETF THALES, COURBEVOIE
Security: F9156M108 Agenda Number: 708061887 Ticker: Meeting Type: MIX ISIN: FR0000121329 Meeting Date: 17-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 999 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 738877 DUE TO ADDITION OF RESOLUTIONS O.11 TO O.13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: http://www.journal- officiel.gouv.fr//pdf/2017/0421/2017042117011 92.pdf, http://www.journal- officiel.gouv.fr//pdf/2017/0320/201703201700 634.pdf AND http://www.journal- officiel.gouv.fr//pdf/2017/0310/201703101700 528.pdf
O.1 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF PARENT COMPANY Mgmt For For INCOME AND SETTING OF THE DIVIDEND AT EUR 1.60 PER SHARE FOR 2016
O.4 RATIFICATION OF THE CO-OPTATION OF Mgmt Against Against MRS DELPHINE GENY-STEPHANN AS A DIRECTOR APPOINTED UPON PROPOSAL OF THE PUBLIC SECTOR
O.5 RENEWAL OF THE TERM OF MR PHILIPPE Mgmt Against Against LEPINAY AS DIRECTOR REPRESENTING THE SHAREHOLDING EMPLOYEES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1000 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.6 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OF MR PATRICE CAINE, THE COMPANY'S SOLE EXECUTIVE DIRECTOR, FOR THE YEAR 2016
O.7 APPROVAL OF PRINCIPLES AND Mgmt For For ESTABLISHMENT OF THE ALLOCATION AND AWARDING CRITERIA OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THESE COMPENSATIONS AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER
O.8 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES (WITH A MAXIMUM PURCHASE PRICE OF EURO 120 PER SHARE)
E.9 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO CANCEL SHARES ACQUIRED THROUGH THE SHARE BUYBACK PROGRAMME
O.10 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES
O.11 APPOINTMENT OF MS LAURENCE Mgmt Against Against BROSETA AS DIRECTOR, AS PROPOSED BY THE PUBLIC SECTOR
O.12 APPOINTMENT OF MS DELPHINE GENY- Mgmt Against Against STEPHANN AS DIRECTOR, AS PROPOSED BY THE PUBLIC SECTOR
O.13 APPOINTMENT OF MR LAURENT COLLET- Mgmt Against Against BILLON AS DIRECTOR, AS PROPOSED BY THE PUBLIC SECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1001 of 1146 2Y7X JH Multifactor Developed International ETF THE BANK OF EAST ASIA, LIMITED
Security: Y06942109 Agenda Number: 707883674 Ticker: Meeting Type: AGM ISIN: HK0023000190 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: [http://www.hkexnews.hk/listedco/listconews/ SEHK/2017/0328/LTN20170328422.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0328/LTN20170328418.pdf]
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31ST DECEMBER, 2016 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT THEREON
2 TO RE-APPOINT KPMG AS AUDITORS OF Mgmt For For THE BANK AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
3.A TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: PROFESSOR ARTHUR LI KWOK-CHEUNG
3.B TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: DR. PETER LEE KA-KIT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1002 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: MR. MEOCRE LI KWOK-WING
3.D TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: DR. THE HON. HENRY TANG YING-YEN
3.E TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: THE HON. CHAN KIN-POR
3.F TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR: DR. DELMAN LEE
4 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE BANK
5 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO BUY BACK THE BANK'S OWN SHARES
6 TO EXTEND THE GENERAL MANDATE Mgmt Against Against GRANTED TO THE DIRECTORS PURSUANT TO ITEM 4 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1003 of 1146 2Y7X JH Multifactor Developed International ETF THE CHIBA BANK,LTD.
Security: J05670104 Agenda Number: 708269976 Ticker: Meeting Type: AGM ISIN: JP3511800009 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakuma, Hidetoshi Mgmt For For
2.2 Appoint a Director Iijima, Daizo Mgmt For For
2.3 Appoint a Director Ikeda, Tomoyuki Mgmt For For
2.4 Appoint a Director Yonemoto, Tsutomu Mgmt For For
2.5 Appoint a Director Yokota, Tomoyuki Mgmt For For
2.6 Appoint a Director Tashima, Yuko Mgmt For For
2.7 Appoint a Director Takayama, Yasuko Mgmt For For
3.1 Appoint a Corporate Auditor Sakamoto, Mgmt For For Tomohiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1004 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Ishihara, Mgmt For For Kazuhiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1005 of 1146 2Y7X JH Multifactor Developed International ETF THE CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED
Security: J07098106 Agenda Number: 708244835 Ticker: Meeting Type: AGM ISIN: JP3522200009 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Karita, Tomohide
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Shimizu, Mareshige
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Sakotani, Akira
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Watanabe, Nobuo
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Ogawa, Moriyoshi
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsumura, Hideo
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Hirano, Masaki
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsuoka, Hideo Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1006 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Iwasaki, Akimasa
2.10 Appoint a Director except as Supervisory Mgmt For For Committee Members Ashitani, Shigeru
2.11 Appoint a Director except as Supervisory Mgmt For For Committee Members Shigeto, Takafumi
3 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (5)
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (6) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1007 of 1146 2Y7X JH Multifactor Developed International ETF THE HONG KONG AND CHINA GAS COMPANY LTD, HONG KONG
Security: Y33370100 Agenda Number: 708038977 Ticker: Meeting Type: AGM ISIN: HK0003000038 Meeting Date: 07-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0419/LTN20170419415.pdf, http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0419/LTN20170419387.pdf
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31ST DECEMBER 2016 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I TO RE-ELECT MR. PETER WONG WAI YEE Mgmt Against Against AS DIRECTOR
3.II TO RE-ELECT DR. LEE KA KIT AS Mgmt Against Against DIRECTOR
3.III TO RE-ELECT DR. THE HON. SIR DAVID LI Mgmt Against Against KWOK PO AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1008 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4 TO APPROVE EACH DIRECTOR'S FEE AND Mgmt For For AN ADDITIONAL FEE FOR THE CHAIRMAN OF THE BOARD
5 TO RE-APPOINT Mgmt For For PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION
6.I TO APPROVE THE ISSUE OF BONUS Mgmt For For SHARES
6.II TO APPROVE THE RENEWAL OF THE Mgmt For For GENERAL MANDATE TO THE DIRECTORS FOR BUY-BACK OF SHARES
6.III TO APPROVE THE RENEWAL OF THE Mgmt Against Against GENERAL MANDATE TO THE DIRECTORS FOR THE ISSUE OF ADDITIONAL SHARES
6.IV TO AUTHORISE THE DIRECTORS TO Mgmt Against Against ALLOT, ISSUE OR OTHERWISE DEAL WITH ADDITIONAL SHARES EQUAL TO THE NUMBER OF SHARES BOUGHT BACK UNDER RESOLUTION 6(II) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1009 of 1146 2Y7X JH Multifactor Developed International ETF THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED
Security: J30169106 Agenda Number: 708237614 Ticker: Meeting Type: AGM ISIN: JP3228600007 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
The 4th to 25th Items of Business are Non-Voting proposals from shareholders. The Board of Directors objects to all proposals from the 4th to 25th Items of Business. For details, please find meeting materials.
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yagi, Makoto Mgmt For For
2.2 Appoint a Director Iwane, Shigeki Mgmt For For
2.3 Appoint a Director Toyomatsu, Hideki Mgmt For For
2.4 Appoint a Director Kagawa, Jiro Mgmt For For
2.5 Appoint a Director Doi, Yoshihiro Mgmt For For
2.6 Appoint a Director Morimoto, Takashi Mgmt For For
2.7 Appoint a Director Inoue, Tomio Mgmt For For
2.8 Appoint a Director Sugimoto, Yasushi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1010 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director Yukawa, Hidehiko Mgmt For For
2.10 Appoint a Director Oishi, Tomihiko Mgmt For For
2.11 Appoint a Director Shimamoto, Yasuji Mgmt For For
2.12 Appoint a Director Inoue, Noriyuki Mgmt For For
2.13 Appoint a Director Okihara, Takamune Mgmt For For
2.14 Appoint a Director Kobayashi, Tetsuya Mgmt For For
3.1 Appoint a Corporate Auditor Yashima, Mgmt For For Yasuhiro
3.2 Appoint a Corporate Auditor Otsubo, Fumio Mgmt For For
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1011 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (5)
9 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (6)
10 Shareholder Proposal: Approve Appropriation Shr Against For of Surplus
11 Shareholder Proposal: Remove a Director Shr Against For Iwane, Shigeki
12 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (1)
13 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
14 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
15 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4)
16 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (5)
17 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
18 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (2)
19 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1012 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
20 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4)
21 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
22 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
23 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
24 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4)
25 Shareholder Proposal: Amend Articles of Shr Against For Incorporation Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1013 of 1146 2Y7X JH Multifactor Developed International ETF THE SHIZUOKA BANK,LTD.
Security: J74444100 Agenda Number: 708233375 Ticker: Meeting Type: AGM ISIN: JP3351200005 Meeting Date: 16-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakanishi, Katsunori Mgmt For For
2.2 Appoint a Director Shibata, Hisashi Mgmt For For
2.3 Appoint a Director Sugimoto, Hirotoshi Mgmt For For
2.4 Appoint a Director Yagi, Minoru Mgmt For For
2.5 Appoint a Director Nagasawa, Yoshihiro Mgmt For For
2.6 Appoint a Director Iio, Hidehito Mgmt For For
2.7 Appoint a Director Kobayashi, Mitsuru Mgmt For For
2.8 Appoint a Director Goto, Masahiro Mgmt For For
2.9 Appoint a Director Fujisawa, Kumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1014 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Kato, Kazuyasu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1015 of 1146 2Y7X JH Multifactor Developed International ETF THE SWATCH GROUP AG, NEUCHATEL
Security: H83949141 Agenda Number: 708105312 Ticker: Meeting Type: OGM ISIN: CH0012255151 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 APPROVAL OF THE ANNUAL REPORT 2016 Mgmt No vote
2 DISCHARGE OF THE BOARD OF Mgmt No vote DIRECTORS AND THE GROUP MANAGEMENT BOARD
3 RESOLUTION FOR THE APPROPRIATION Mgmt No vote OF THE AVAILABLE EARNINGS: DIVIDENDS OF CHF 1.35 PER REGISTERED SHARE AND CHF 6.75 PER BEARER SHARES
4.1.1 APPROVAL OF FIXED COMPENSATION Mgmt No vote FOR FUNCTIONS OF THE BOARD OF DIRECTORS
4.1.2 APPROVAL OF FIXED COMPENSATION Mgmt No vote FOR EXECUTIVE FUNCTIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF FIXED COMPENSATION OF Mgmt No vote THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2017
4.3 APPROVAL OF VARIABLE COMPENSATION Mgmt No vote OF THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE BUSINESS YEAR 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1016 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.4 APPROVAL OF VARIABLE COMPENSATION Mgmt No vote OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2016
5.1 REELECTION OF MRS. NAYLA HAYEK AS A Mgmt No vote MEMBER OF THE BOARD OF DIRECTORS
5.2 REELECTION OF MR. ERNST TANNER AS Mgmt No vote A MEMBER OF THE BOARD OF DIRECTORS
5.3 REELECTION OF MRS. DANIELA Mgmt No vote AESCHLIMANN AS A MEMBER OF THE BOARD OF DIRECTORS
5.4 REELECTION OF MR. GEORGES N. HAYEK Mgmt No vote AS A MEMBER OF THE BOARD OF DIRECTORS
5.5 REELECTION OF MR. CLAUDE NICOLLIER Mgmt No vote AS A MEMBER OF THE BOARD OF DIRECTORS
5.6 REELECTION OF MR. JEAN-PIERRE ROTH Mgmt No vote AS A MEMBER OF THE BOARD OF DIRECTORS
5.7 REELECTION OF MRS. NAYLA HAYEK AS Mgmt No vote CHAIR OF THE BOARD OF DIRECTORS
6.1 REELECTION OF MRS. NAYLA HAYEK AS A Mgmt No vote MEMBER OF COMPENSATION COMMITTEE
6.2 REELECTION OF MR. ERNST TANNER AS Mgmt No vote A MEMBER OF COMPENSATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1017 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.3 REELECTION OF MRS. DANIELA Mgmt No vote AESCHLIMANN AS A MEMBER OF COMPENSATION COMMITTEE
6.4 REELECTION OF MR. GEORGES N. HAYEK Mgmt No vote AS A MEMBER OF COMPENSATION COMMITTEE
6.5 REELECTION OF MR. CLAUDE NICOLLIER Mgmt No vote AS A MEMBER OF COMPENSATION COMMITTEE
6.6 REELECTION OF MR. JEAN-PIERRE ROTH Mgmt No vote AS A MEMBER OF COMPENSATION COMMITTEE
7 ELECTION OF THE INDEPENDENT Mgmt No vote VOTING RIGHTS REPRESENTATIVE: MR. BERNHARD LEHMANN
8 ELECTION OF THE STATUTORY Mgmt No vote AUDITORS: PRICEWATERHOUSECOOPERS LTD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1018 of 1146 2Y7X JH Multifactor Developed International ETF THE SWATCH GROUP AG, NEUCHATEL
Security: H83949133 Agenda Number: 708085445 Ticker: Meeting Type: AGM ISIN: CH0012255144 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT 2016 Mgmt For For
2 DISCHARGE OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP MANAGEMENT BOARD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1019 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 RESOLUTION FOR THE APPROPRIATION Mgmt For For OF THE AVAILABLE EARNINGS: DIVIDEND ON SHARE CAPITAL OF CHF 125'210'250.00 , CHF 1.35 PER REGISTERED SHARE WITH A PAR VALUE OF CHF 0.45, CHF 6.75 PER BEARER SHARE WITH A PAR VALUE OF CHF 2.25
4.1.1 APPROVAL OF FIXED COMPENSATION Mgmt For For FOR FUNCTIONS OF THE BOARD OF DIRECTORS
4.1.2 APPROVAL OF FIXED COMPENSATION Mgmt For For FOR EXECUTIVE FUNCTIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF FIXED COMPENSATION OF Mgmt For For THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2017
4.3 APPROVAL OF VARIABLE COMPENSATION Mgmt Against Against OF THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE BUSINESS YEAR 2016
4.4 APPROVAL OF VARIABLE COMPENSATION Mgmt Against Against OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2016
5.1 RE-ELECTION OF MRS. NAYLA HAYEK AS Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MR. ERNST TANNER AS Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1020 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.3 RE-ELECTION OF MRS. DANIELA Mgmt Against Against AESCHLIMANN AS MEMBER OF THE BOARD OF DIRECTORS
5.4 RE-ELECTION OF MR. GEORGES N. Mgmt Against Against HAYEK AS MEMBER OF THE BOARD OF DIRECTORS
5.5 RE-ELECTION OF MR. CLAUDE NICOLLIER Mgmt Against Against AS MEMBER OF THE BOARD OF DIRECTORS
5.6 RE-ELECTION OF MR. JEAN-PIERRE Mgmt For For ROTH AS MEMBER OF THE BOARD OF DIRECTORS
5.7 RE-ELECTION OF MRS. NAYLA HAYEK AS Mgmt Against Against CHAIR OF THE BOARD OF DIRECTORS
6.1 RE-ELECTION OF MRS. NAYLA HAYEK AS Mgmt Against Against MEMBER OF THE COMPENSATION COMMITTEE
6.2 RE-ELECTION OF MR. ERNST TANNER AS Mgmt Against Against MEMBER OF THE COMPENSATION COMMITTEE
6.3 RE-ELECTION OF MRS. DANIELA Mgmt Against Against AESCHLIMANN AS MEMBER OF THE COMPENSATION COMMITTEE
6.4 RE-ELECTION OF MR. GEORGES N. Mgmt Against Against HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE
6.5 RE-ELECTION OF MR. CLAUDE NICOLLIER Mgmt Against Against AS MEMBER OF THE COMPENSATION COMMITTEE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1021 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.6 RE-ELECTION OF MR. JEAN-PIERRE Mgmt For For ROTH AS MEMBER OF THE COMPENSATION COMMITTEE
7 ELECTION OF THE INDEPENDENT Mgmt For For VOTING RIGHTS REPRESENTATIVE: MR. BERNHARD LEHMANN
8 ELECTION OF THE STATUTORY Mgmt For For AUDITORS: PRICEWATERHOUSECOOPERS LTD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1022 of 1146 2Y7X JH Multifactor Developed International ETF THE WHARF (HOLDINGS) LIMITED
Security: Y8800U127 Agenda Number: 707930079 Ticker: Meeting Type: AGM ISIN: HK0004000045 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0331/LTN20170331986.pdf AND http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0331/LTN20170331964.pdf
1 TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
2.A TO RE-ELECT MR. STEPHEN TIN HOI NG, Mgmt For For A RETIRING DIRECTOR, AS A DIRECTOR
2.B TO RE-ELECT MS. DOREEN YUK FONG Mgmt For For LEE, A RETIRING DIRECTOR, AS A DIRECTOR
2.C TO RE-ELECT MR. VINCENT KANG FANG, Mgmt For For A RETIRING DIRECTOR, AS A DIRECTOR
2.D TO RE-ELECT MR. DAVID MUIR Mgmt For For TURNBULL, A RETIRING DIRECTOR, AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1023 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.A TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF ANNUAL FEE PAYABLE TO THE CHAIRMAN OF THE COMPANY
3.B TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF ANNUAL FEE PAYABLE TO THE DIRECTORS (OTHER THAN THE CHAIRMAN OF THE COMPANY)
3.C TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF ANNUAL FEE PAYABLE TO THE AUDIT COMMITTEE MEMBERS
3.D TO FIX THE ANNUAL FEE PAYABLE TO THE Mgmt For For REMUNERATION COMMITTEE MEMBERS
4 TO RE-APPOINT KPMG AS AUDITORS OF Mgmt For For THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS FOR BUY-BACK OF SHARES BY THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS FOR ISSUE OF SHARES
7 TO APPROVE THE ADDITION OF BOUGHT Mgmt Against Against BACK SECURITIES TO THE SHARE ISSUE GENERAL MANDATE STATED UNDER RESOLUTION NO. 6 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1024 of 1146 2Y7X JH Multifactor Developed International ETF TOBU RAILWAY CO.,LTD.
Security: J84162148 Agenda Number: 708224009 Ticker: Meeting Type: AGM ISIN: JP3597800006 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Nezu, Yoshizumi Mgmt For For
3.2 Appoint a Director Tsunoda, Kenichi Mgmt For For
3.3 Appoint a Director Makino, Osamu Mgmt For For
3.4 Appoint a Director Inomori, Shinji Mgmt For For
3.5 Appoint a Director Miwa, Hiroaki Mgmt For For
3.6 Appoint a Director Ojiro, Akihiro Mgmt For For
3.7 Appoint a Director Okuma, Yasuyoshi Mgmt For For
3.8 Appoint a Director Tsuzuki, Yutaka Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1025 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Yokota, Yoshimi Mgmt For For
3.10 Appoint a Director Sekiguchi, Koichi Mgmt For For
3.11 Appoint a Director Onodera, Toshiaki Mgmt For For
3.12 Appoint a Director Otsuka, Hiroya Mgmt For For
3.13 Appoint a Director Yagasaki, Noriko Mgmt For For
3.14 Appoint a Director Nomoto, Hirofumi Mgmt For For
3.15 Appoint a Director Kobiyama, Takashi Mgmt For For
3.16 Appoint a Director Yamamoto, Tsutomu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1026 of 1146 2Y7X JH Multifactor Developed International ETF TOHO CO.,LTD
Security: J84764117 Agenda Number: 708072359 Ticker: Meeting Type: AGM ISIN: JP3598600009 Meeting Date: 25-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Shimatani, Yoshishige
2.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Chida, Satoshi
2.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Urai, Toshiyuki
2.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Tako, Nobuyuki
2.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Ishizuka, Yasushi
2.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Yamashita, Makoto
2.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Ichikawa, Minami
2.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Seta, Kazuhiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1027 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.9 Appoint a Director except as Supervisory Mgmt For For Committee Members Ikeda, Atsuo
2.10 Appoint a Director except as Supervisory Mgmt For For Committee Members Ota, Keiji
2.11 Appoint a Director except as Supervisory Mgmt For For Committee Members Matsuoka, Hiroyasu
2.12 Appoint a Director except as Supervisory Mgmt For For Committee Members Ikeda, Takayuki
2.13 Appoint a Director except as Supervisory Mgmt For For Committee Members Biro, Hiroshi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1028 of 1146 2Y7X JH Multifactor Developed International ETF TOHOKU ELECTRIC POWER COMPANY,INCORPORATED
Security: J85108108 Agenda Number: 708237626 Ticker: Meeting Type: AGM ISIN: JP3605400005 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kaiwa, Makoto Mgmt For For
2.2 Appoint a Director Harada, Hiroya Mgmt For For
2.3 Appoint a Director Sakamoto, Mitsuhiro Mgmt For For
2.4 Appoint a Director Watanabe, Takao Mgmt For For
2.5 Appoint a Director Okanobu, Shinichi Mgmt For For
2.6 Appoint a Director Tanae, Hiroshi Mgmt For For
2.7 Appoint a Director Hasegawa, Noboru Mgmt For For
2.8 Appoint a Director Yamamoto, Shunji Mgmt For For
2.9 Appoint a Director Miura, Naoto Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1029 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Nakano, Haruyuki Mgmt For For
2.11 Appoint a Director Masuko, Jiro Mgmt For For
2.12 Appoint a Director Higuchi, Kojiro Mgmt For For
2.13 Appoint a Director Abe, Toshinori Mgmt For For
2.14 Appoint a Director Seino, Satoshi Mgmt For For
2.15 Appoint a Director Kondo, Shiro Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (1)
4 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (2)
5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (3)
6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (4)
7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (5) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1030 of 1146 2Y7X JH Multifactor Developed International ETF TOKIO MARINE HOLDINGS,INC.
Security: J86298106 Agenda Number: 708216470 Ticker: Meeting Type: AGM ISIN: JP3910660004 Meeting Date: 26-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sumi, Shuzo Mgmt For For
2.2 Appoint a Director Nagano, Tsuyoshi Mgmt For For
2.3 Appoint a Director Fujii, Kunihiko Mgmt For For
2.4 Appoint a Director Ishii, Ichiro Mgmt For For
2.5 Appoint a Director Fujita, Hirokazu Mgmt For For
2.6 Appoint a Director Yuasa, Takayuki Mgmt For For
2.7 Appoint a Director Kitazawa, Toshifumi Mgmt For For
2.8 Appoint a Director Mimura, Akio Mgmt For For
2.9 Appoint a Director Sasaki, Mikio Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1031 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Egawa, Masako Mgmt For For
2.11 Appoint a Director Iwasaki, Kenji Mgmt For For
2.12 Appoint a Director Mitachi, Takashi Mgmt For For
2.13 Appoint a Director Nakazato, Katsumi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1032 of 1146 2Y7X JH Multifactor Developed International ETF TOKYO ELECTRIC POWER COMPANY HOLDINGS,INCORPORATED
Security: J86914108 Agenda Number: 708237599 Ticker: Meeting Type: AGM ISIN: JP3585800000 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Election of a Director Annen, Junji Mgmt For For
1.2 Election of a Director Utsuda, Shoei Mgmt For For
1.3 Election of a Director Kaneko, Yoshinori Mgmt For For
1.4 Election of a Director Kawasaki, Toshihiro Mgmt For For
1.5 Election of a Director Kawamura, Takashi Mgmt For For
1.6 Election of a Director Kunii, Hideko Mgmt For For
1.7 Election of a Director Kobayakawa, Tomoaki Mgmt For For
1.8 Election of a Director Takaura, Hideo Mgmt For For
1.9 Election of a Director Taketani, Noriaki Mgmt For For
1.10 Election of a Director Toyama, Kazuhiko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1033 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Election of a Director Nishiyama, Keita Mgmt For For
1.12 Election of a Director Makino, Shigenori Mgmt For For
1.13 Election of a Director Moriya, Seiji Mgmt For For
2 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (1)
3.1 Shareholder Proposal: Election of a Director Shr Against For Murata, Haruki
3.2 Shareholder Proposal: Election of a Director Shr Against For Higashikawa, Tadashi
4 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (2)
5 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (3)
6 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (4)
7 Shareholder Proposal: Partial Amendments to Shr For Against the Articles of Incorporation (5)
8 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (6)
9 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (7) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1034 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
10 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (8)
11 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (9)
12 Shareholder Proposal: Partial Amendments to Shr Against For the Articles of Incorporation (10) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1035 of 1146 2Y7X JH Multifactor Developed International ETF TOKYO ELECTRON LIMITED
Security: J86957115 Agenda Number: 708216432 Ticker: Meeting Type: AGM ISIN: JP3571400005 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Hori, Tetsuro Mgmt For For
1.4 Appoint a Director Sasaki, Sadao Mgmt For For
1.5 Appoint a Director Kitayama, Hirofumi Mgmt For For
1.6 Appoint a Director Akimoto, Masami Mgmt For For
1.7 Appoint a Director Gishi Chung Mgmt For For
1.8 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.9 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.10 Appoint a Director Higashi, Tetsuro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1036 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Inoue, Hiroshi Mgmt For For
1.12 Appoint a Director Charles Ditmars Lake II Mgmt For For
2.1 Appoint a Corporate Auditor Nunokawa, Mgmt For For Yoshikazu
2.2 Appoint a Corporate Auditor Yamamoto, Mgmt For For Takatoshi
2.3 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock-Linked Compensation Type Stock Options for Directors
5 Approve Issuance of Share Acquisition Rights Mgmt For For as Stock-Linked Compensation Type Stock Options for Executive Officers of the Company, etc. and Directors and Executive Officers of the Company's Subsidiaries, etc. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1037 of 1146 2Y7X JH Multifactor Developed International ETF TOKYO GAS CO.,LTD.
Security: J87000105 Agenda Number: 708233541 Ticker: Meeting Type: AGM ISIN: JP3573000001 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Liability Mgmt For For System for Outside Directors and Outside Corporate Auditors
3 Approve Share Consolidation Mgmt For For
4.1 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
4.2 Appoint a Director Hirose, Michiaki Mgmt For For
4.3 Appoint a Director Uchida, Takashi Mgmt For For
4.4 Appoint a Director Yasuoka, Satoru Mgmt For For
4.5 Appoint a Director Murazeki, Fumio Mgmt For For
4.6 Appoint a Director Takamatsu, Masaru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1038 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.7 Appoint a Director Nohata, Kunio Mgmt For For
4.8 Appoint a Director Anamizu, Takashi Mgmt For For
4.9 Appoint a Director Ide, Akihiko Mgmt For For
4.10 Appoint a Director Katori, Yoshinori Mgmt For For
4.11 Appoint a Director Igarashi, Chika Mgmt For For
5.1 Appoint a Corporate Auditor Arai, Hideaki Mgmt For For
5.2 Appoint a Corporate Auditor Nobutoki, Masato Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1039 of 1146 2Y7X JH Multifactor Developed International ETF TOKYU CORPORATION
Security: J88720123 Agenda Number: 708244760 Ticker: Meeting Type: AGM ISIN: JP3574200006 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Nomoto, Hirofumi Mgmt For For
3.2 Appoint a Director Imamura, Toshio Mgmt For For
3.3 Appoint a Director Tomoe, Masao Mgmt For For
3.4 Appoint a Director Watanabe, Isao Mgmt For For
3.5 Appoint a Director Takahashi, Kazuo Mgmt For For
3.6 Appoint a Director Hoshino, Toshiyuki Mgmt For For
3.7 Appoint a Director Ichiki, Toshiyuki Mgmt For For
3.8 Appoint a Director Koshimura, Toshiaki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1040 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.9 Appoint a Director Shiroishi, Fumiaki Mgmt For For
3.10 Appoint a Director Kihara, Tsuneo Mgmt For For
3.11 Appoint a Director Fujiwara, Hirohisa Mgmt For For
3.12 Appoint a Director Horie, Masahiro Mgmt For For
3.13 Appoint a Director Hamana, Setsu Mgmt For For
3.14 Appoint a Director Takahashi, Toshiyuki Mgmt For For
3.15 Appoint a Director Nezu, Yoshizumi Mgmt For For
3.16 Appoint a Director Konaga, Keiichi Mgmt For For
3.17 Appoint a Director Kanazashi, Kiyoshi Mgmt For For
3.18 Appoint a Director Kanise, Reiko Mgmt For For
4 Approve Details of Stock Compensation to be Mgmt For For received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1041 of 1146 2Y7X JH Multifactor Developed International ETF TOPPAN PRINTING CO.,LTD.
Security: 890747108 Agenda Number: 708233349 Ticker: Meeting Type: AGM ISIN: JP3629000005 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Adachi, Naoki Mgmt For For
1.2 Appoint a Director Kaneko, Shingo Mgmt For For
1.3 Appoint a Director Nagayama, Yoshiyuki Mgmt For For
1.4 Appoint a Director Maeda, Yukio Mgmt For For
1.5 Appoint a Director Okubo, Shinichi Mgmt For For
1.6 Appoint a Director Kakiya, Hidetaka Mgmt For For
1.7 Appoint a Director Ito, Atsushi Mgmt For For
1.8 Appoint a Director Arai, Makoto Mgmt For For
1.9 Appoint a Director Maro, Hideharu Mgmt For For
1.10 Appoint a Director Matsuda, Naoyuki Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1042 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Sato, Nobuaki Mgmt For For
1.12 Appoint a Director Izawa, Taro Mgmt For For
1.13 Appoint a Director Sakuma, Kunio Mgmt For For
1.14 Appoint a Director Noma, Yoshinobu Mgmt For For
1.15 Appoint a Director Toyama, Ryoko Mgmt For For
1.16 Appoint a Director Ezaki, Sumio Mgmt For For
1.17 Appoint a Director Yamano, Yasuhiko Mgmt For For
1.18 Appoint a Director Ueki, Tetsuro Mgmt For For
1.19 Appoint a Director Yamanaka, Norio Mgmt For For
1.20 Appoint a Director Nakao, Mitsuhiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1043 of 1146 2Y7X JH Multifactor Developed International ETF TORAY INDUSTRIES, INC.
Security: J89494116 Agenda Number: 708223590 Ticker: Meeting Type: AGM ISIN: JP3621000003 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Morimoto, Kazuo Mgmt For For
2.2 Appoint a Director Inoue, Osamu Mgmt For For
2.3 Appoint a Director Hirabayashi, Hideki Mgmt For For
3 Appoint a Corporate Auditor Masuda, Shogo Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Kobayashi, Koichi
5 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1044 of 1146 2Y7X JH Multifactor Developed International ETF TOSHIBA CORPORATION
Security: J89752117 Agenda Number: 707837639 Ticker: Meeting Type: EGM ISIN: JP3592200004 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For Agreement Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1045 of 1146 2Y7X JH Multifactor Developed International ETF TOSHIBA CORPORATION
Security: J89752117 Agenda Number: 708269142 Ticker: Meeting Type: AGM ISIN: JP3592200004 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsunakawa, Satoshi Mgmt For For
1.2 Appoint a Director Naruke, Yasuo Mgmt For For
1.3 Appoint a Director Hirata, Masayoshi Mgmt For For
1.4 Appoint a Director Noda, Teruko Mgmt For For
1.5 Appoint a Director Ikeda, Koichi Mgmt For For
1.6 Appoint a Director Furuta, Yuki Mgmt For For
1.7 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
1.8 Appoint a Director Sato, Ryoji Mgmt For For
1.9 Appoint a Director Maeda, Shinzo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1046 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Approve Absorption-Type Company Split Mgmt For For Agreement Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1047 of 1146 2Y7X JH Multifactor Developed International ETF TOSOH CORPORATION
Security: J90096116 Agenda Number: 708244241 Ticker: Meeting Type: AGM ISIN: JP3595200001 Meeting Date: 28-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2.1 Appoint a Director Yamamoto, Toshinori Mgmt For For
2.2 Appoint a Director Tashiro, Katsushi Mgmt For For
2.3 Appoint a Director Nishizawa, Keiichiro Mgmt For For
2.4 Appoint a Director Kawamoto, Koji Mgmt For For
2.5 Appoint a Director Murashige, Nobuaki Mgmt For For
2.6 Appoint a Director Yamada, Masayuki Mgmt For For
2.7 Appoint a Director Tsutsumi, Shingo Mgmt For For
2.8 Appoint a Director Ikeda, Etsuya Mgmt For For
2.9 Appoint a Director Abe, Tsutomu Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1048 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Ogawa, Kenji Mgmt For For
3 Appoint a Corporate Auditor Ito, Sukehiro Mgmt For For
4.1 Appoint a Substitute Corporate Auditor Mgmt For For Tanaka, Yasuhiko
4.2 Appoint a Substitute Corporate Auditor Mgmt For For Nagao, Kenta Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1049 of 1146 2Y7X JH Multifactor Developed International ETF TOTAL SA, COURBEVOIE
Security: F92124100 Agenda Number: 707860791 Ticker: Meeting Type: MIX ISIN: FR0000120271 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1050 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0322/2017032217006 68.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF PROFITS, SETTING OF Mgmt For For THE DIVIDEND AND AN OPTION FOR THE PAYMENT OF THE DIVIDEND BALANCE IN SHARES, FOR THE 2016 FINANCIAL YEAR
O.4 OPTION FOR THE PAYMENT OF INTERIM Mgmt For For DIVIDENDS IN SHARES, FOR THE 2017 FINANCIAL YEAR - DELEGATION OF POWERS TO THE BOARD OF DIRECTORS
O.5 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
O.6 RENEWAL OF THE TERM OF MS PATRICIA Mgmt For For BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MARIE- Mgmt For For CHRISTINE COISNE-ROQUETTE AS DIRECTOR
O.8 APPOINTMENT OF MR MARK CUTIFANI AS Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1051 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 APPOINTMENT OF MR CARLOS TAVARES Mgmt Against Against AS DIRECTOR
O.10 AGREEMENTS PURSUANT TO ARTICLES Mgmt For For L.225-38 AND FOLLOWING THE FRENCH COMMERCIAL CODE
O.11 REVIEW OF THE COMPENSATION OWED Mgmt For For OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 APPROVAL OF THE PRINCIPLES AND Mgmt For For DETERMINING CRITERIA FOR THE ALLOCATION AND DESIGNATION OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPOSING THE TOTAL COMPENSATION AND BENEFITS OF EVERY KIND DUE TO THE CHIEF EXECUTIVE OFFICER
E.13 AUTHORISATION GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY MEANS OF SHARE CANCELLATION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1052 of 1146 2Y7X JH Multifactor Developed International ETF TOTO LTD.
Security: J90268103 Agenda Number: 708233832 Ticker: Meeting Type: AGM ISIN: JP3596200000 Meeting Date: 27-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Harimoto, Kunio Mgmt For For
1.2 Appoint a Director Kitamura, Madoka Mgmt For For
1.3 Appoint a Director Kiyota, Noriaki Mgmt For For
1.4 Appoint a Director Morimura, Nozomu Mgmt For For
1.5 Appoint a Director Abe, Soichi Mgmt For For
1.6 Appoint a Director Narukiyo, Yuichi Mgmt For For
1.7 Appoint a Director Hayashi, Ryosuke Mgmt For For
1.8 Appoint a Director Sako, Kazuo Mgmt For For
1.9 Appoint a Director Aso, Taiichi Mgmt For For
1.10 Appoint a Director Shirakawa, Satoshi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1053 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.11 Appoint a Director Ogawa, Hiroki Mgmt For For
1.12 Appoint a Director Masuda, Kazuhiko Mgmt For For
1.13 Appoint a Director Shimono, Masatsugu Mgmt For For
2.1 Appoint a Corporate Auditor Naka, Hirotoshi Mgmt For For
2.2 Appoint a Corporate Auditor Katayanagi, Akira Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1054 of 1146 2Y7X JH Multifactor Developed International ETF TOYOTA INDUSTRIES CORPORATION
Security: J92628106 Agenda Number: 708216278 Ticker: Meeting Type: AGM ISIN: JP3634600005 Meeting Date: 09-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Toyoda, Tetsuro Mgmt For For
2.2 Appoint a Director Onishi, Akira Mgmt For For
2.3 Appoint a Director Sasaki, Kazue Mgmt For For
2.4 Appoint a Director Furukawa, Shinya Mgmt For For
2.5 Appoint a Director Suzuki, Masaharu Mgmt For For
2.6 Appoint a Director Sasaki, Takuo Mgmt For For
2.7 Appoint a Director Otsuka, Kan Mgmt For For
2.8 Appoint a Director Yamamoto, Taku Mgmt For For
2.9 Appoint a Director Sumi, Shuzo Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1055 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Yamanishi, Kenichiro Mgmt For For
2.11 Appoint a Director Kato, Mitsuhisa Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1056 of 1146 2Y7X JH Multifactor Developed International ETF TOYOTA MOTOR CORPORATION
Security: J92676113 Agenda Number: 708192531 Ticker: Meeting Type: AGM ISIN: JP3633400001 Meeting Date: 14-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Didier Leroy Mgmt For For
1.5 Appoint a Director Terashi, Shigeki Mgmt For For
1.6 Appoint a Director Nagata, Osamu Mgmt For For
1.7 Appoint a Director Uno, Ikuo Mgmt For For
1.8 Appoint a Director Kato, Haruhiko Mgmt For For
1.9 Appoint a Director Mark T. Hogan Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1057 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Appoint a Substitute Corporate Auditor Sakai, Mgmt For For Ryuji
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1058 of 1146 2Y7X JH Multifactor Developed International ETF TOYOTA TSUSHO CORPORATION
Security: J92719111 Agenda Number: 708257589 Ticker: Meeting Type: AGM ISIN: JP3635000007 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For Related to the Board of Directors Size, Clarify an Executive Officer System, Revise Directors with Title
3.1 Appoint a Director Ozawa, Satoshi Mgmt For For
3.2 Appoint a Director Karube, Jun Mgmt For For
3.3 Appoint a Director Yokoi, Yasuhiko Mgmt For For
3.4 Appoint a Director Yamagiwa, Kuniaki Mgmt For For
3.5 Appoint a Director Matsudaira, Soichiro Mgmt For For
3.6 Appoint a Director Oi, Yuichi Mgmt For For
3.7 Appoint a Director Nagai, Yasuhiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1059 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Tominaga, Hiroshi Mgmt For For
3.9 Appoint a Director Iwamoto, Hideyuki Mgmt For For
3.10 Appoint a Director Takahashi, Jiro Mgmt For For
3.11 Appoint a Director Kawaguchi, Yoriko Mgmt For For
3.12 Appoint a Director Fujisawa, Kumi Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Amend the Compensation to be received by Mgmt For For Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1060 of 1146 2Y7X JH Multifactor Developed International ETF TREND MICRO INCORPORATED
Security: J9298Q104 Agenda Number: 707810241 Ticker: Meeting Type: AGM ISIN: JP3637300009 Meeting Date: 28-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Chang Ming-Jang Mgmt For For
2.2 Appoint a Director Eva Chen Mgmt For For
2.3 Appoint a Director Mahendra Negi Mgmt For For
2.4 Appoint a Director Wael Mohamed Mgmt For For
2.5 Appoint a Director Omikawa, Akihiko Mgmt For For
2.6 Appoint a Director Nonaka, Ikujiro Mgmt For For
2.7 Appoint a Director Koga, Tetsuo Mgmt For For
3.1 Appoint a Corporate Auditor Sempo, Masaru Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1061 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.2 Appoint a Corporate Auditor Hasegawa, Mgmt For For Fumio
3.3 Appoint a Corporate Auditor Kameoka, Yasuo Mgmt For For
3.4 Appoint a Corporate Auditor Fujita, Koji Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1062 of 1146 2Y7X JH Multifactor Developed International ETF TUI AG
Security: D8484K166 Agenda Number: 707686880 Ticker: Meeting Type: AGM ISIN: DE000TUAG000 Meeting Date: 14-Feb-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT FOLLOWING THE Non-Voting AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS Non-Voting DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE Non-Voting OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1063 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
CMMT COUNTER PROPOSALS MAY BE Non-Voting SUBMITTED UNTIL 30.01.2017. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL Non-Voting STATEMENTS AND ANNUAL REPORT FOR THE 2015/2016 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1064 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 RESOLUTION ON THE APPROPRIATION Mgmt No vote OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 822,292,313.04 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.63 PER DIVIDEND- ENTITLED NO-PAR SHARE THE REMAINING AMOUNT SHALL BE CARRIED FORWARD. EX-DIVIDEND DATE: JANUARY 15, 2017 PAYABLE DATE: JANUARY 17, 2017
3.1 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: FRIEDRICH JOUSSEN (CHAIRMAN)
3.2 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: HORST BAIER
3.3 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: DAVID BURLING
3.4 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: SEBASTIAN EBEL
3.5 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: ELKE ELLER
3.6 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: PETER LONG
3.7 RATIFICATION OF THE ACTS OF THE Mgmt No vote BOARD OF MDS: WILLIAM WAGGOTT
4.1 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: KLAUS MANGOLD (CHAIRMAN) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1065 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.2 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: FRANK JAKOBI (DEPUTY CHAIRMAN)
4.3 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: MICHAEL HODGKINSON (DEPUTY CHAIRMAN)
4.4 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: ANDREAS BARCZEWSKI
4.5 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: PETER BREMME
4.6 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: EDGAR ERNST
4.7 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: WOLFGANG FLINTERMANN
4.8 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: ANGELIKA GIFFORD
4.9 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: VALERIE FRANCES GOODING
4.10 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: DIERK HIRSCHEL
4.11 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: JANIS CAROL KONG Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1066 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.12 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: PETER LONG
4.13 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: COLINE LUCILLE MCCONVILLE
4.14 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: ALEXEY MORDASHOV
4.15 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: MICHAEL POENIPP
4.16 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: TIMOTHY MARTIN POWELL
4.17 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: WILFRIED RAU
4.18 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: CARMEN RIU GUELL
4.19 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: CAROLA SCHWIRN
4.20 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: MAXIM G. SHEMETOV
4.21 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: ANETTE STREMPEL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1067 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.22 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: CHRISTIAN STRENGER
4.23 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: ORTWIN STRUBELT
4.24 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: STEFAN WEINHOFER
4.25 RATIFICATION OF THE ACTS OF THE Mgmt No vote SUPERVISORY BOARD: MARCELL WITT
5 APPOINTMENT OF AUDITORS THE Mgmt No vote FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2016/2017 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: DELOITTE GMBH, HANOVER
6 AUTHORIZATION TO ACQUIRE OWN Mgmt No vote SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE UP TO 29,351,909 SHARES OF THE COMPANY, AT PRICES NOT DEVIATING MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE AUGUST 13, 2018. THE MINIMUM PRICE PAID PER SHARE MUST BE AT LEAST EUR 2.56. BESIDES SELLING THE SHARES ON THE STOCK EXCHANGE OR OFFERING THEM TO ALL SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO BE AUTHORIZED TO RETIRE THE SHARES, TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING IF THEY ARE SOLD AT A PRICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1068 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, AND TO USE THE SHARES FOR SATISFYING CONVERSION OR OPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1069 of 1146 2Y7X JH Multifactor Developed International ETF UBS GROUP AG, ZUERICH
Security: H892U1882 Agenda Number: 707938986 Ticker: Meeting Type: AGM ISIN: CH0244767585 Meeting Date: 04-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE UBS GROUP AG Mgmt For For MANAGEMENT REPORT AND CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS
1.2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt For For COMPENSATION REPORT 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1070 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 APPROPRIATION OF RETAINED Mgmt For For EARNINGS AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE: CHF 0.60 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016
4 APPROVAL OF THE AGGREGATE AMOUNT Mgmt For For OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016
5 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2018
6.1.1 RE-ELECT AXEL A. WEBER AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ANN F. GODBEHERE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1071 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6.1.6 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: WILLIAM G. PARRETT
6.1.7 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ISABELLE ROMY
6.1.8 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ROBERT W. SCULLY
6.1.9 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: BEATRICE WEDER DI MAURO
6.110 RE-ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: DIETER WEMMER
6.2 ELECTION OF A NEW MEMBER TO THE Mgmt For For BOARD OF DIRECTORS: JULIE G. RICHARDSON
6.3.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: ANN F. GODBEHERE
6.3.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MICHEL DEMARE
6.3.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: RETO FRANCIONI
6.3.4 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: WILLIAM G. PARRETT Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1072 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 APPROVAL OF THE MAXIMUM Mgmt For For AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2017 TO THE ANNUAL GENERAL MEETING 2018
8.1 RE-ELECTION OF THE INDEPENDENT Mgmt For For PROXY, ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH
8.2 RE-ELECTION OF THE AUDITORS, ERNST Mgmt For For AND YOUNG LTD, BASEL Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1073 of 1146 2Y7X JH Multifactor Developed International ETF UNIBAIL-RODAMCO SE, PARIS
Security: F95094110 Agenda Number: 707847236 Ticker: Meeting Type: MIX ISIN: FR0000124711 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 21 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2017/0317/2017031717005 78.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1074 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 REPORTS FROM THE BOARD OF Mgmt For For DIRECTORS, THE SUPERVISORY BOARD AND THE STATUTORY AUDITORS REGARDING THE TRANSACTIONS FOR THE 2016 FINANCIAL YEAR; APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR AND DISTRIBUTION OF THE DIVIDEND: EUR 10.20 PER SHARE
O.4 SPECIAL REPORT OF THE STATUTORY Mgmt For For AUDITORS
O.5 APPROVAL OF THE COMPENSATION Mgmt For For POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE MEMBERS OF THE SUPERVISORY BOARD
O.6 APPROVAL OF THE COMPENSATION Mgmt For For POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1075 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.7 APPROVAL OF THE COMPENSATION Mgmt For For POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS
O.8 ADVISORY REVIEW OF COMPENSATION Mgmt For For OWED OR PAID TO MR CHRISTOPHE CUVILLIER, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.9 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR OLIVIER BOSSARD, MR FABRICE MOUCHEL, MS ASTRID PANOSYAN, MR JAAP TONCKENS AND MR JEAN-MARIE TRITANT, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.10 RENEWAL OF THE TERM OF MS DAGMAR Mgmt For For KOLLMANN AS A MEMBER OF THE SUPERVISORY BOARD
O.11 APPOINTMENT OF MR PHILIPPE Mgmt For For COLLOMBEL AS A NEW MEMBER OF THE SUPERVISORY BOARD
O.12 APPOINTMENT OF MR COLIN DYER AS A Mgmt For For NEW MEMBER OF THE SUPERVISORY BOARD
O.13 APPOINTMENT OF MR RODERICK Mgmt For For MUNSTERS AS A NEW MEMBER OF THE SUPERVISORY BOARD
O.14 RENEWAL OF THE TERM OF ERNST & Mgmt For For YOUNG AUDIT AS STATUTORY AUDITOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1076 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.15 RENEWAL OF THE TERM OF DELOITTE & Mgmt For For ASSOCIES AS STATUTORY AUDITOR
O.16 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS WITH RESPECT TO THE COMPANY BUYING BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO CANCEL SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE
E.18 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN THE SHARE CAPITAL, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT VIA A PUBLIC OFFER, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1077 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, PURSUANT TO RESOLUTIONS 18 AND 19
E.21 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH AN INCREASE IN THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL WITH A VIEW TO REMUNERATING CONTRIBUTIONS IN KIND MADE TO THE COMPANY
E.22 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE PURCHASE AND/OR SUBSCRIPTION OPTIONS FOR SHARES IN THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY OR ITS SUBSIDIARIES
E.23 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL THAT IS RESERVED FOR THE MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE RIGHT FOR THEIR BENEFIT, PURSUANT TO ARTICLES L.3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE
O.24 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1078 of 1146 2Y7X JH Multifactor Developed International ETF UNICHARM CORPORATION
Security: J94104114 Agenda Number: 707814023 Ticker: Meeting Type: AGM ISIN: JP3951600000 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Takahara, Keiichiro
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Takahara, Takahisa
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Futagami, Gumpei
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Ishikawa, Eiji
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Mori, Shinji
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakano, Kennosuke
1.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Takai, Masakatsu
1.8 Appoint a Director except as Supervisory Mgmt For For Committee Members Miyabayashi, Yoshihiro
2.1 Appoint a Director as Supervisory Committee Mgmt Against Against Members Fujimoto, Kimisuke Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1079 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.2 Appoint a Director as Supervisory Committee Mgmt For For Members Mitachi, Takashi
2.3 Appoint a Director as Supervisory Committee Mgmt For For Members Asada, Shigeru Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1080 of 1146 2Y7X JH Multifactor Developed International ETF UNILEVER PLC, WIRRAL
Security: G92087165 Agenda Number: 707861111 Ticker: Meeting Type: AGM ISIN: GB00B10RZP78 Meeting Date: 27-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT
3 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
4 TO APPROVE THE UNILEVER SHARE Mgmt For For PLAN 2017
5 TO RE-ELECT MR N S ANDERSEN AS A Mgmt For For NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MRS L M CHA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
7 TO RE-ELECT MR V COLAO AS A NON- Mgmt For For EXECUTIVE DIRECTOR
8 TO RE-ELECT DR M DEKKERS AS A NON- Mgmt For For EXECUTIVE DIRECTOR
9 TO RE-ELECT MS A M FUDGE AS A NON- Mgmt For For EXECUTIVE DIRECTOR
10 TO RE-ELECT DR J HARTMANN AS A NON- Mgmt For For EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1081 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT MS M MA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
12 TO RE-ELECT MR S MASIYIWA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
13 TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT MR G PITKETHLY AS AN Mgmt For For EXECUTIVE DIRECTOR
15 TO RE-ELECT MR P G J M POLMAN AS AN Mgmt For For EXECUTIVE DIRECTOR
16 TO RE-ELECT MR J RISHTON AS A NON- Mgmt For For EXECUTIVE DIRECTOR
17 TO RE-ELECT MR F SIJBESMA AS A NON- Mgmt For For EXECUTIVE DIRECTOR
18 TO REAPPOINT KPMG LLP AS AUDITORS Mgmt For For OF THE COMPANY
19 TO AUTHORISE THE DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE AUDITORS
20 TO AUTHORISE POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
21 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO ISSUE SHARES
22 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1082 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
23 TO RENEW THE AUTHORITY TO Mgmt For For DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS
24 TO RENEW THE AUTHORITY TO THE Mgmt For For COMPANY TO PURCHASE ITS OWN SHARES
25 TO SHORTEN THE NOTICE PERIOD FOR Mgmt For For GENERAL MEETINGS: THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1083 of 1146 2Y7X JH Multifactor Developed International ETF UNITED OVERSEAS BANK LTD, SINGAPORE
Security: Y9T10P105 Agenda Number: 707923238 Ticker: Meeting Type: AGM ISIN: SG1M31001969 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 FINANCIAL STATEMENTS, DIRECTORS' Mgmt For For STATEMENT AND AUDITOR'S REPORT
2 FINAL DIVIDEND: DIVIDEND OF 35 CENTS Mgmt For For PER ORDINARY SHARE
3 DIRECTORS' FEES Mgmt For For
4 ADVISORY FEE TO DR WEE CHO YAW, Mgmt For For CHAIRMAN EMERITUS AND ADVISER
5 AUDITOR AND ITS REMUNERATION: Mgmt For For ERNST & YOUNG LLP
6 RE-ELECTION (MR WEE EE CHEONG) Mgmt For For
7 RE-ELECTION (MR WILLIE CHENG JUE Mgmt For For HIANG)
8 AUTHORITY TO ISSUE ORDINARY Mgmt For For SHARES
9 AUTHORITY TO ISSUE SHARES Mgmt For For PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME
10 RENEWAL OF SHARE PURCHASE Mgmt For For MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1084 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1085 of 1146 2Y7X JH Multifactor Developed International ETF USS CO.,LTD.
Security: J9446Z105 Agenda Number: 708212458 Ticker: Meeting Type: AGM ISIN: JP3944130008 Meeting Date: 13-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Yukihiro Mgmt For For
2.2 Appoint a Director Seta, Dai Mgmt For For
2.3 Appoint a Director Masuda, Motohiro Mgmt For For
2.4 Appoint a Director Yamanaka, Masafumi Mgmt For For
2.5 Appoint a Director Mishima, Toshio Mgmt For For
2.6 Appoint a Director Akase, Masayuki Mgmt For For
2.7 Appoint a Director Ikeda, Hiromitsu Mgmt For For
2.8 Appoint a Director Tamura, Hitoshi Mgmt For For
2.9 Appoint a Director Kato, Akihiko Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1086 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Aso, Mitsuhiro Mgmt For For
3.1 Appoint a Corporate Auditor Ozaki, Shinji Mgmt For For
3.2 Appoint a Corporate Auditor Niwa, Toru Mgmt For For
3.3 Appoint a Corporate Auditor Miyazaki, Ryoichi Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1087 of 1146 2Y7X JH Multifactor Developed International ETF VALEO SA, PARIS
Security: F96221340 Agenda Number: 707924278 Ticker: Meeting Type: MIX ISIN: FR0013176526 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1088 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0329/201703291700 777.pdf
O.1 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE Mgmt For For FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND
O.4 APPROVAL OF THE AGREEMENTS AND Mgmt For For COMMITMENTS PURSUANT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF C. MAURY Mgmt Against Against DEVINE AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MS MARI- Mgmt For For NOELLE JEGO-LAVEISSIERE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF VERONIQUE Mgmt For For WEILL AS DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1089 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.8 REVIEW ON THE COMPENSATION OWED Mgmt For For OR PAID TO MR PASCAL COLOMBANI FOR THE EXECUTION OF HIS FUNCTIONS AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL 18 FEBRUARY 2016, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.9 REVIEW ON THE COMPENSATION OWED Mgmt Against Against OR PAID TO MR JACQUES ASCHENBROICH FOR THE EXECUTION OF HIS FUNCTIONS AS GENERAL MANAGER UNTIL 18 FEBRUARY 2016, THEN AS CHIEF EXECUTIVE OFFICER SINCE 18 FEBRUARY 2016, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.10 APPROVAL OF THE ELEMENTS OF THE Mgmt For For COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
O.11 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES
E.12 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1090 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.13 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS
E.14 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS
E.15 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES OR SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUANCE, WITH RETENTION OR CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OVER-ALLOTMENT OPTION IN THE EVENT OF A DEMAND EXCEEDING THE NUMBER OF SECURITIES OFFERED
E.16 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE COMPANY'S SHARE CAPITAL THROUGH THE INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR ANY OTHER SUM WHOSE CAPITALISATION MAY BE PERMISSIBLE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1091 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.17 DELEGATION OF POWERS TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY
E.18 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES RESERVED FOR MEMBERS OF SAVING SCHEMES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES
E.20 AMENDMENTS TO BY-LAWS Mgmt For For DETERMINING THE PROCEDURE FOR APPOINTING DIRECTORS REPRESENTING SALARIED EMPLOYEES - LAW NDECREE2015-994 OF 17 AUGUST 2015 REGARDING SOCIAL DIALOGUE AND EMPLOYMENT
E.21 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1092 of 1146 2Y7X JH Multifactor Developed International ETF VINCI SA, RUEIL MALMAISON
Security: F5879X108 Agenda Number: 707836257 Ticker: Meeting Type: MIX ISIN: FR0000125486 Meeting Date: 20-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT 29 MAR 2017:PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2017/0313/201703131700 474.pdf; http://www.journal- Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1093 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
officiel.gouv.fr//pdf/2017/0329/201703291700 722.pdf PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CORPORATE Mgmt For For FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR: EUR 2.10 PER SHARE
O.4 RENEWAL OF THE TERM OF MRS Mgmt For For YANNICK ASSOUAD AS DIRECTOR FOR A FOUR-YEAR TERM
O.5 RENEWAL OF THE TERM OF MRS Mgmt For For GRAZIELLA GAVEZOTTI AS DIRECTOR FOR A FOUR-YEAR TERM
O.6 RENEWAL OF THE TERM OF MR MICHAEL Mgmt For For PRAGNELL AS DIRECTOR FOR A FOUR- YEAR TERM
O.7 ATTENDANCE FEES Mgmt For For
O.8 RENEWAL OF THE DELEGATION OF Mgmt For For AUTHORITY TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1094 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 APPROVAL OF PRINCIPLES AND Mgmt For For ESTABLISHMENT OF THE ALLOCATION AND AWARDING CRITERIA OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE GLOBAL COMPENSATIONS AND THE BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER
O.10 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE 2016 FINANCIAL YEAR
O.11 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO THE DEPUTY GENERAL MANAGER FOR THE PERIOD FROM 1ST JANUARY TO 20 JUNE 2016
E.12 RENEWAL OF THE AUTHORISATION Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF VINCI SHARES HELD BY THE COMPANY
E.13 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR ISSUANCE PREMIUMS
E.14 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE ANY SHARES, ANY CAPITAL SECURITIES GRANTING ACCESS TO OTHER CAPITAL SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1095 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CAPITAL SECURITIES TO BE ISSUED BY THE COMPANY AND/OR BY ITS SUBSIDIARIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.15 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE ANY CONVERTIBLE BONDS AND/OR BONDS EXCHANGEABLE INTO NEW SHARES OF THE COMPANY AND/OR ITS SUBSIDIARIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AND BY MEANS OF A PUBLIC OFFER BY PRIVATE PLACEMENT PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO ISSUE ANY TRANSFERABLE SECURITIES REPRESENTING RECEIVABLES AND GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES, OTHER THAN CONVERTIBLE BONDS AND BONDS EXCHANGEABLE INTO NEW SHARES WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHT AND BY MEANS OF A PUBLIC OFFER OR BY A PRIVATE PLACEMENT PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF OVER- SUBSCRIPTION Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1096 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.18 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTIONS TO ISSUE ALL SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL IN ORDER TO REMUNERATE IN-KIND CONTRIBUTIONS OF SHARES OR OTHER TRANSFERABLE SECURITIES GRANTED TO THE COMPANY WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE CAPITAL RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES WITHIN THE VINCI GROUP UNDER THE COMPANY SAVINGS SCHEME WITH CANCELLATION OF THE PRE-EMOTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN AFFILIATES BENEFITS SIMILAR TO THOSE OFFERED TO EMPLOYEES PARTICIPATING DIRECTLY OR INDIRECTLY VIA A FCPE UNDER A SAVING PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
E.21 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1097 of 1146 2Y7X JH Multifactor Developed International ETF VIVENDI SA, PARIS
Security: F97982106 Agenda Number: 707827359 Ticker: Meeting Type: MIX ISIN: FR0000127771 Meeting Date: 25-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO Non-Voting SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW Non-Voting RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE ANNUAL REPORTS Mgmt For For AND FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1098 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS AND REPORTS FOR THE 2016 FINANCIAL YEAR
O.3 APPROVAL OF THE SPECIAL REPORT OF Mgmt Against Against THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS
O.4 ALLOCATION OF INCOME FOR THE 2016 Mgmt For For FINANCIAL YEAR, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE: EUR 0.40 PER SHARE
O.5 ADVISORY REVIEW OF THE Mgmt For For COMPENSATION OWED OR PAID TO MR VINCENT BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE 2016 FINANCIAL YEAR
O.6 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.7 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR FREDERIC CREPIN, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.8 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR SIMON GILLHAM, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1099 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.9 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.10 ADVISORY REVIEW OF THE Mgmt Against Against COMPENSATION OWED OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR
O.11 APPROVAL OF THE PRINCIPLES AND Mgmt For For CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN
O.12 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF HIS MANDATE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.13 APPROVAL OF THE PRINCIPLES AND Mgmt Against Against CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO THE MEMBERS OF THE BOARD OF DIRECTORS
O.14 RATIFICATION OF THE COOPTATION OF Mgmt Against Against MR YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1100 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
O.15 RENEWAL OF THE TERM OF MR VINCENT Mgmt Against Against BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD
O.16 APPOINTMENT OF MS VERONIQUE Mgmt Against Against DRIOT-ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD
O.17 APPOINTMENT OF MS SANDRINE LE Mgmt Against Against BIHAN, REPRESENTING SHAREHOLDER EMPLOYEES, AS A MEMBER OF THE SUPERVISORY BOARD
O.18 APPOINTMENT OF DELOITTE & Mgmt For For ASSOCIATES AS STATUTORY AUDITOR
O.19 AUTHORISATION TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES
E.20 AUTHORISATION TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY MEANS OF CANCELLING SHARES
E.21 DELEGATION OF AUTHORITY GRANTED Mgmt Against Against TO THE BOARD OF DIRECTORS TO INCREASE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY OTHER SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES, WITHIN THE LIMIT OF A NOMINAL CEILING OF 750 MILLION EUROS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1101 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
E.22 DELEGATION OF AUTHORITY TO BE Mgmt Against Against GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS, WITHIN THE LIMIT OF A NOMINAL CEILING OF 375 MILLION EUROS
E.23 DELEGATION OF AUTHORITY TO BE Mgmt For For GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIRED STAFF WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.24 DELEGATION OF AUTHORITY GRANTED Mgmt For For TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF VIVENDI'S FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME AND TO ESTABLISH ANY EQUIVALENT MECHANISM, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.25 POWERS TO CARRY OUT ALL LEGAL Mgmt For For FORMALITIES
CMMT 13 MAR 2017: PLEASE NOTE THAT Non-Voting IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: [http://www.journal- officiel.gouv.fr//pdf/2017/0310/201703101700 521.pdf] AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1102 of 1146 2Y7X JH Multifactor Developed International ETF WEST JAPAN RAILWAY COMPANY
Security: J95094108 Agenda Number: 708212523 Ticker: Meeting Type: AGM ISIN: JP3659000008 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1103 of 1146 2Y7X JH Multifactor Developed International ETF WESTFIELD CORPORATION, SYDNEY NSW
Security: Q9701H107 Agenda Number: 707810506 Ticker: Meeting Type: AGM ISIN: AU000000WFD0 Meeting Date: 07-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2 THAT THE COMPANY'S REMUNERATION Mgmt For For REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 BE ADOPTED
3 THAT MR BRIAN SCHWARTZ IS RE- Mgmt For For ELECTED AS A DIRECTOR OF THE COMPANY
4 THAT MR ROY FURMAN IS RE-ELECTED Mgmt For For AS A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1104 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5 THAT MR MARK R JOHNSON IS RE- Mgmt For For ELECTED AS A DIRECTOR OF THE COMPANY
6 THAT MR STEVEN LOWY IS RE-ELECTED Mgmt For For AS A DIRECTOR OF THE COMPANY
7 THAT MR JEFFREY GOLDSTEIN IS Mgmt For For ELECTED AS A DIRECTOR OF THE COMPANY
8 THAT MS DAWN OSTROFF IS ELECTED AS Mgmt For For A DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1105 of 1146 2Y7X JH Multifactor Developed International ETF WHEELOCK AND COMPANY LIMITED
Security: Y9553V106 Agenda Number: 707938974 Ticker: Meeting Type: AGM ISIN: HK0020000177 Meeting Date: 11-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0403/LTN201704031407.pdf,
1 TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
2.A TO RE-ELECT MR. DOUGLAS C. K. WOO, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR
2.B TO RE-ELECT MR. RICKY K. Y. WONG, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR
2.C TO RE-ELECT MR. TAK HAY CHAU, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR
2.D TO RE-ELECT MR. KENNETH W. S. TING, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR
2.E TO RE-ELECT MR. GLENN S. YEE, A Mgmt For For RETIRING DIRECTOR, AS A DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1106 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3 TO RE-APPOINT KPMG AS AUDITORS OF Mgmt For For THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
4.A TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF FEE PAYABLE TO THE CHAIRMAN OF THE COMPANY
4.B TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF FEE PAYABLE TO EACH OF THE DIRECTORS (OTHER THAN THE CHAIRMAN) OF THE COMPANY
4.C TO APPROVE AN INCREASE IN THE RATE Mgmt For For OF FEE PAYABLE TO EACH OF THE MEMBERS OF THE COMPANY'S AUDIT COMMITTEE (ALL BEING DIRECTORS OF THE COMPANY)
4.D TO APPROVE A FEE PAYABLE TO EACH Mgmt For For OF THE MEMBERS OF THE COMPANY'S REMUNERATION COMMITTEE (ALL BEING DIRECTORS OF THE COMPANY)
5 TO GIVE A GENERAL MANDATE TO THE Mgmt For For DIRECTORS FOR BUY-BACK OF SHARES BY THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS FOR ISSUE OF SHARES
7 TO APPROVE THE ADDITION OF BOUGHT Mgmt Against Against BACK SHARES TO THE SHARE ISSUE GENERAL MANDATE STATED UNDER RESOLUTION NO. 6 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1107 of 1146 2Y7X JH Multifactor Developed International ETF WHITBREAD PLC, DUNSTABLE
Security: G9606P197 Agenda Number: 708194838 Ticker: Meeting Type: AGM ISIN: GB00B1KJJ408 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED 2 MARCH 2017
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION POLICY
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION
4 TO DECLARE A FINAL DIVIDEND OF Mgmt For For 65.90P PER ORDINARY SHARES
5 TO ELECT DAVID ATKINS AS A DIRECTOR Mgmt For For
6 TO ELECT ADAM CROZIER AS A Mgmt For For DIRECTOR
7 TO ELECT DEANNA OPPENHEIMER AS A Mgmt For For DIRECTOR
8 TO RE-ELECT RICHARD BAKER AS A Mgmt For For DIRECTOR
9 TO RE-ELECT ALISON BRITTAIN AS A Mgmt For For DIRECTOR
10 TO RE-ELECT NICHOLAS CADBURY AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1108 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 TO RE-ELECT SIR IAN CHESHIRE AS A Mgmt For For DIRECTOR
12 TO RE-ELECT CHRIS KENNEDY AS A Mgmt For For DIRECTOR
13 TO RE-ELECT LOUISE SMALLEY AS A Mgmt For For DIRECTOR
14 TO RE-ELECT SUSAN TAYLOR MARTIN AS Mgmt For For A DIRECTOR
15 TO RE-APPOINT DELOITTE LLP AS THE Mgmt For For AUDITOR
16 TO AUTHORISE THE BOARD, THROUGH Mgmt For For THE AUDIT COMMITTEE, TO SET THE AUDITOR'S REMUNERATION
17 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For POLITICAL DONATIONS
18 TO AUTHORISE THE BOARD TO ALLOT Mgmt For For SHARES
19 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS
20 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
21 TO AUTHORISE THE COMPANY TO Mgmt For For PURCHASE ITS OWN ORDINARY SHARES Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1109 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
22 TO ENABLE THE COMPANY TO CALL Mgmt For For GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON REDUCED NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1110 of 1146 2Y7X JH Multifactor Developed International ETF WILMAR INTERNATIONAL LTD
Security: Y9586L109 Agenda Number: 707937287 Ticker: Meeting Type: AGM ISIN: SG1T56930848 Meeting Date: 26-Apr-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE AND ADOPT THE Mgmt For For DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND THE AUDITOR'S REPORT THEREON
2 TO APPROVE THE PAYMENT OF A Mgmt For For PROPOSED FINAL TAX EXEMPT (ONE- TIER) DIVIDEND OF SGD 0.04 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE PAYMENT OF Mgmt For For DIRECTORS' FEES OF SGD 790,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 (2015: SGD 801,670)
4 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR PURSUANT TO THE CONSTITUTION OF THE COMPANY: MR KUOK KHOON HONG (RETIRING BY ROTATION UNDER ARTICLE 105)
5 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR PURSUANT TO THE CONSTITUTION OF THE COMPANY: MR KWAH THIAM HOCK (RETIRING BY ROTATION UNDER ARTICLE 105)
6 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR PURSUANT TO THE CONSTITUTION OF THE COMPANY: MR TAY KAH CHYE (RETIRING BY ROTATION UNDER ARTICLE 105) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1111 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
7 TO RE-ELECT THE FOLLOWING Mgmt For For DIRECTOR PURSUANT TO THE CONSTITUTION OF THE COMPANY: MR KUOK KHOON HUA (RETIRING UNDER ARTICLE 106)
8 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt For For AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION
9 AUTHORITY TO ISSUE AND ALLOT Mgmt Against Against SHARES IN THE CAPITAL OF THE COMPANY
10 AUTHORITY TO GRANT OPTIONS AND Mgmt Against Against ISSUE AND ALLOT SHARES UNDER WILMAR EXECUTIVES SHARE OPTION SCHEME 2009
11 RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For FOR INTERESTED PERSON TRANSACTIONS
12 RENEWAL OF SHARE PURCHASE Mgmt For For MANDATE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1112 of 1146 2Y7X JH Multifactor Developed International ETF WM MORRISON SUPERMARKETS PLC, BRADFORD
Security: G62748119 Agenda Number: 708188912 Ticker: Meeting Type: AGM ISIN: GB0006043169 Meeting Date: 15-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 ACCEPT FINANCIAL STATEMENTS AND Mgmt For For STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE LONG TERM INCENTIVE PLAN Mgmt For For
5 APPROVE FINAL DIVIDEND Mgmt For For
6 RE-ELECT ANDREW HIGGINSON AS Mgmt For For DIRECTOR
7 RE-ELECT DAVID POTTS AS DIRECTOR Mgmt For For
8 RE-ELECT TREVOR STRAIN AS DIRECTOR Mgmt For For
9 RE-ELECT ROONEY ANAND AS DIRECTOR Mgmt For For
10 RE-ELECT NEIL DAVIDSON AS DIRECTOR Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1113 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11 RE-ELECT BELINDA RICHARDS AS Mgmt For For DIRECTOR
12 RE-ELECT PAULA VENNELLS AS Mgmt For For DIRECTOR
13 REAPPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS
14 AUTHORISE BOARD TO FIX Mgmt For For REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS Mgmt For For AND EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITH PRE- Mgmt For For EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF Mgmt For For ORDINARY SHARES
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS
19 AUTHORISE THE COMPANY TO CALL Mgmt For For GENERAL MEETING WITH TWO WEEKS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1114 of 1146 2Y7X JH Multifactor Developed International ETF WOLSELEY PLC
Security: G9736L124 Agenda Number: 708095333 Ticker: Meeting Type: OGM ISIN: JE00BFNWV485 Meeting Date: 23-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO CHANGE THE NAME OF THE Mgmt For For COMPANY TO FERGUSON PLC WITH EFFECT FROM 31-JUL-2017 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1115 of 1146 2Y7X JH Multifactor Developed International ETF WOODSIDE PETROLEUM LTD, PERTH WA
Security: 980228100 Agenda Number: 707873130 Ticker: Meeting Type: AGM ISIN: AU000000WPL2 Meeting Date: 05-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT VOTING EXCLUSIONS APPLY TO THIS Non-Voting MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION
2.A RE-ELECTION OF MR MICHAEL CHANEY Mgmt For For
2.B ELECTION OF MR LAWRENCE ARCHIBALD Mgmt For For
2.C ELECTION OF MR IAN MACFARLANE Mgmt For For
3 REMUNERATION REPORT Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1116 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT IF YOU INTEND TO VOTE FOR THE Non-Voting REMUNERATION REPORT, THEN YOU SHOULD VOTE AGAINST THE SPILL RESOLUTION
4 CONDITIONAL SPILL RESOLUTION: THAT, Shr Against For SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON ITEM 3 BEING CAST AGAINST THE REMUNERATION REPORT: (A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (THE SPILL MEETING) BE HELD WITHIN 90 DAYS OF THE PASSING OF THIS RESOLUTION; (B) ALL OF THE NON-EXECUTIVE DIRECTORS IN OFFICE WHEN THE RESOLUTION TO APPROVE THE DIRECTORS' REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 WAS PASSED (BEING MICHAEL CHANEY, LARRY ARCHIBALD, MELINDA CILENTO, FRANK COOPER, CHRISTOPHER HAYNES, IAN MACFARLANE, ANN PICKARD, SARAH RYAN AND GENE TILBROOK) AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1117 of 1146 2Y7X JH Multifactor Developed International ETF WORLDPAY GROUP PLC, LONDON
Security: G97744109 Agenda Number: 707949713 Ticker: Meeting Type: AGM ISIN: GB00BYYK2V80 Meeting Date: 10-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE COMPANY'S U.S. Mgmt For For EMPLOYEE STOCK PURCHASE PLAN ("U.S. ESPP") AND TO AUTHORISE THE DIRECTORS TO MAKE ANY CHANGES TO THE TERMS OF THE U.S. ESPP WHICH THEY CONSIDER NECESSARY
4 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For OF THE COMPANY
5 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For TO DETERMINE THE REMUNERATION OF THE AUDITOR OF THE COMPANY
6 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2016 OF 1.35P PER ORDINARY SHARE
7 TO RE-ELECT JOHN ALLAN AS A Mgmt For For DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1118 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
8 TO RE-ELECT PHILIP JANSEN AS A Mgmt For For DIRECTOR OF THE COMPANY
9 TO RE-ELECT RON KALIFA AS A Mgmt For For DIRECTOR OF THE COMPANY
10 TO RE-ELECT RICK MEDLOCK AS A Mgmt For For DIRECTOR OF THE COMPANY
11 TO RE-ELECT DEANNA OPPENHEIMER AS Mgmt For For A DIRECTOR OF THE COMPANY
12 TO RE-ELECT SIR MICHAEL RAKE AS A Mgmt For For DIRECTOR OF THE COMPANY
13 TO ELECT KAREN RICHARDSON AS A Mgmt For For DIRECTOR OF THE COMPANY
14 TO RE-ELECT MARTIN SCICLUNA AS A Mgmt For For DIRECTOR OF THE COMPANY
15 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL
16 TO AUTHORISE THE DIRECTORS TO Mgmt For For ALLOT ORDINARY SHARES IN THE COMPANY
17 TO APPROVE A GENERAL AUTHORITY TO Mgmt For For DIS-APPLY PRE-EMPTION RIGHTS
18 TO APPROVE AN ADDITIONAL AUTHORITY Mgmt For For TO DIS-APPLY PRE-EMPTION RIGHTS (ACQUISITIONS / CAPITAL INVESTMENTS) Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1119 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
19 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For MARKET PURCHASES OF ITS OWN ORDINARY SHARES
20 TO AUTHORISE THE DIRECTORS TO CALL Mgmt For For GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1120 of 1146 2Y7X JH Multifactor Developed International ETF WPP PLC
Security: G9788D103 Agenda Number: 708113751 Ticker: Meeting Type: AGM ISIN: JE00B8KF9B49 Meeting Date: 07-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 37.05 Mgmt For For PENCE PER ORDINARY SHARE TO BE PAYABLE TO THE SHARE OWNERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 9 JUNE 2017 AS RECOMMENDED BY THE DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO RECEIVE AND APPROVE THE Mgmt For For COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
4 TO RECEIVE AND APPROVE THE Mgmt For For DIRECTORS COMPENSATION POLICY CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016, TO TAKE EFFECT FROM THE DATE OF THE ANNUAL GENERAL MEETING
5 TO APPROVE THE SUSTAINABILITY Mgmt For For REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1121 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
6 TO RE-ELECT ROBERTO QUARTA AS A Mgmt For For DIRECTOR
7 TO RE-ELECT DR JACQUES AIGRAIN AS A Mgmt For For DIRECTOR
8 TO RE-ELECT RUIGANG LI AS A Mgmt For For DIRECTOR
9 TO RE-ELECT PAUL RICHARDSON AS A Mgmt For For DIRECTOR
10 TO RE-ELECT HUGO SHONG AS A Mgmt For For DIRECTOR
11 TO RE-ELECT SIR MARTIN SORRELL AS A Mgmt For For DIRECTOR
12 TO RE-ELECT SALLY SUSMAN AS A Mgmt For For DIRECTOR
13 TO RE-ELECT SOLOMON TRUJILLO AS A Mgmt For For DIRECTOR
14 TO RE-ELECT SIR JOHN HOOD AS A Mgmt For For DIRECTOR
15 TO RE-ELECT NICOLE SELIGMAN AS A Mgmt For For DIRECTOR
16 TO RE-ELECT DANIELA RICCARDI AS A Mgmt For For DIRECTOR
17 TO ELECT TAREK FARAHAT AS A Mgmt For For DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1122 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
18 TO RE-APPOINT DELOITTE LLP AS Mgmt For For AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
19 TO AUTHORISE THE AUDIT COMMITTEE Mgmt For For FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION
20 IN ACCORDANCE WITH ARTICLE 6 OF THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION, TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) (A) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 42,586,567 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) ALLOTTED UNDER PARAGRAPH (B) BELOW IN EXCESS OF GBP 85,173,135 LESS GBP 42,586,567) AND (B) COMPRISING RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 85,173,135 (SUCH AMOUNT TO BE REDUCED BY ANY RELEVANT SECURITIES ALLOTTED UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2018 OR ON 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER
21 TO AUTHORISE THE COMPANY Mgmt For For GENERALLY AND UNCONDITIONALLY: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY FROM TIME TO TIME DETERMINE, Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1123 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
PROVIDED THAT: (I) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 127,887,590; (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT AS STIPULATED BY COMMISSION-ADOPTED REGULATORY TECHNICAL STANDARDS PURSUANT TO ARTICLE 5(6) OF THE MARKET ABUSE REGULATION (596/2014/EU) (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); AND (IV) THIS AUTHORITY, UNLESS PREVIOUSLY REVOKED OR VARIED, SHALL EXPIRE ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2018 AND 1 SEPTEMBER 2018, SAVE THAT A CONTRACT OF PURCHASE MAY BE CONCLUDED BY THE COMPANY BEFORE SUCH EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE PURCHASE OF SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT; AND (B) PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, AND IF APPROVED BY THE DIRECTORS, Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1124 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
TO HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 21 (A) ON THE PREVIOUS PAGE
22 IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 20 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH A) IN CONNECTION WITH A RIGHTS ISSUE; AND B) OTHERWISE THAN IN CONNECTION WITH A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL AMOUNT NOT EXCEEDING GBP 6,394,380, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY OR 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED
23 IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 20 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO A NOMINAL AMOUNT OF GBP 6,394,380; AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1125 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY OR 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED
CMMT 03 MAY 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1126 of 1146 2Y7X JH Multifactor Developed International ETF WYNN MACAU LTD
Security: G98149100 Agenda Number: 708064768 Ticker: Meeting Type: AGM ISIN: KYG981491007 Meeting Date: 01-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0424/LTN20170424773.pdf , http://www.hkexnews.hk/listedco/listconews/S EHK/2017/0424/LTN20170424791.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 0.42 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016
3.A TO RE-ELECT MR. IAN MICHAEL Mgmt For For COUGHLAN AS EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO RE-ELECT DR. ALLAN ZEMAN AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1127 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.C TO RE-ELECT MR. NICHOLAS SALLNOW- Mgmt For For SMITH AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
3.D RE-ELECT MS. KIM MARIE SINATRA AS Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION
5 TO RE-APPOINT ERNST & YOUNG AS Mgmt For For AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITORS' REMUNERATION FOR THE ENSUING YEAR
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE Mgmt Against Against GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1128 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
9 TO EXTEND THE SCHEME MANDATE TO Mgmt Against Against THE DIRECTORS OF THE COMPANY IS TO ISSUE AND ALLOT THE NUMBER OF SHARES OF THE COMPANY PERMITTED TO BE GRANTED UNDER THE COMPANY'S EMPLOYEE OWNERSHIP SCHEME (THE "SCHEME") ADOPTED BY THE COMPANY ON 30 JUNE 2014, LESS THE NUMBER OF SHARES OUTSTANDING UNDER THE SCHEME, AND TO PROCURE THE TRANSFER OF THE OTHERWISE DEAL WITH THE SHARES OF THE COMPANY AWARDED UNDER, OR HELD ON TRUST FOR THE PURPOSES OF, THE SCHEME Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1129 of 1146 2Y7X JH Multifactor Developed International ETF YAHOO JAPAN CORPORATION
Security: J95402103 Agenda Number: 708233781 Ticker: Meeting Type: AGM ISIN: JP3933800009 Meeting Date: 20-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Miyasaka, Manabu
1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Son, Masayoshi
1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Miyauchi, Ken
1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Jonathan Bullock
1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Arthur Chong
1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Alexi A. Wellman
2.1 Appoint a Director as Supervisory Committee Mgmt For For Members Yoshii, Shingo
2.2 Appoint a Director as Supervisory Committee Mgmt For For Members Onitsuka, Hiromi
2.3 Appoint a Director as Supervisory Committee Mgmt For For Members Fujiwara, Kazuhiko Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1130 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.1 Appoint a Substitute Director as Supervisory Mgmt Against Against Committee Members Uemura, Kyoko
3.2 Appoint a Substitute Director as Supervisory Mgmt For For Committee Members Kimiwada, Kazuko
4 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1131 of 1146 2Y7X JH Multifactor Developed International ETF YAKULT HONSHA CO.,LTD.
Security: J95468120 Agenda Number: 708246411 Ticker: Meeting Type: AGM ISIN: JP3931600005 Meeting Date: 21-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Appoint a Director Negishi, Takashige Mgmt For For
1.2 Appoint a Director Kawabata, Yoshihiro Mgmt For For
1.3 Appoint a Director Narita, Hiroshi Mgmt For For
1.4 Appoint a Director Wakabayashi, Hiroshi Mgmt For For
1.5 Appoint a Director Ishikawa, Fumiyasu Mgmt For For
1.6 Appoint a Director Tanaka, Masaki Mgmt For For
1.7 Appoint a Director Ito, Masanori Mgmt For For
1.8 Appoint a Director Richard Hall Mgmt For For
1.9 Appoint a Director Yasuda, Ryuji Mgmt For For
1.10 Appoint a Director Fukuoka, Masayuki Mgmt For For
1.11 Appoint a Director Bertrand Austruy Mgmt Against Against Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1132 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.12 Appoint a Director Filip Kegels Mgmt Against Against
1.13 Appoint a Director Maeda, Norihito Mgmt For For
1.14 Appoint a Director Doi, Akifumi Mgmt For For
1.15 Appoint a Director Hayashida, Tetsuya Mgmt For For
2 Approve Provision of Special Payment for a Mgmt For For Retiring Representative Director Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1133 of 1146 2Y7X JH Multifactor Developed International ETF YAMADA DENKI CO.,LTD.
Security: J95534103 Agenda Number: 708224035 Ticker: Meeting Type: AGM ISIN: JP3939000000 Meeting Date: 29-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Shareholder Proposal: Appoint a Director Shr Against For Hashimoto, Kazuo Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1134 of 1146 2Y7X JH Multifactor Developed International ETF YAMAHA CORPORATION
Security: J95732103 Agenda Number: 708219882 Ticker: Meeting Type: AGM ISIN: JP3942600002 Meeting Date: 22-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Liability Mgmt For For System for Directors and Non-Executive Directors, Transition to a Company with Three Committees
3.1 Appoint a Director Nakata, Takuya Mgmt For For
3.2 Appoint a Director Yamahata, Satoshi Mgmt For For
3.3 Appoint a Director Hosoi, Masahito Mgmt For For
3.4 Appoint a Director Yanagi, Hiroyuki Mgmt Against Against
3.5 Appoint a Director Nosaka, Shigeru Mgmt For For
3.6 Appoint a Director Ito, Masatoshi Mgmt For For
3.7 Appoint a Director Hakoda, Junya Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1135 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.8 Appoint a Director Nakajima, Yoshimi Mgmt Against Against
3.9 Appoint a Director Fukui, Taku Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1136 of 1146 2Y7X JH Multifactor Developed International ETF YAMAHA MOTOR CO.,LTD.
Security: J95776126 Agenda Number: 707795968 Ticker: Meeting Type: AGM ISIN: JP3942800008 Meeting Date: 23-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2.2 Appoint a Director Kimura, Takaaki Mgmt For For
2.3 Appoint a Director Takizawa, Masahiro Mgmt For For
2.4 Appoint a Director Watanabe, Katsuaki Mgmt For For
2.5 Appoint a Director Kato, Toshizumi Mgmt For For
2.6 Appoint a Director Kojima, Yoichiro Mgmt For For
2.7 Appoint a Director Yamaji, Katsuhito Mgmt For For
2.8 Appoint a Director Shimamoto, Makoto Mgmt For For
2.9 Appoint a Director Hidaka, Yoshihiro Mgmt For For Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1137 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.10 Appoint a Director Adachi, Tamotsu Mgmt For For
2.11 Appoint a Director Nakata, Takuya Mgmt For For
2.12 Appoint a Director Niimi, Atsushi Mgmt For For
2.13 Appoint a Director Tamatsuka, Genichi Mgmt For For
3 Appoint a Corporate Auditor Ikaga, Masahiko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For Satake, Masayuki Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1138 of 1146 2Y7X JH Multifactor Developed International ETF YAMATO HOLDINGS CO.,LTD.
Security: J96612114 Agenda Number: 708244811 Ticker: Meeting Type: AGM ISIN: JP3940000007 Meeting Date: 23-Jun-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kigawa, Makoto Mgmt For For
1.2 Appoint a Director Yamauchi, Masaki Mgmt For For
1.3 Appoint a Director Kanda, Haruo Mgmt For For
1.4 Appoint a Director Kanamori, Hitoshi Mgmt For For
1.5 Appoint a Director Nagao, Yutaka Mgmt For For
1.6 Appoint a Director Hagiwara, Toshitaka Mgmt For For
1.7 Appoint a Director Mori, Masakatsu Mgmt For For
1.8 Appoint a Director Tokuno, Mariko Mgmt For For
2 Appoint a Corporate Auditor Yamashita, Mgmt For For Takashi Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1139 of 1146 2Y7X JH Multifactor Developed International ETF YAMAZAKI BAKING CO.,LTD.
Security: J96656103 Agenda Number: 707814388 Ticker: Meeting Type: AGM ISIN: JP3935600001 Meeting Date: 30-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Yoshidaya, Ryoichi Mgmt For For
3 Appoint a Corporate Auditor Matsumaru, Mgmt For For Teruo
4 Approve Provision of Retirement Allowance Mgmt Against Against for Retiring Corporate Officers Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1140 of 1146 2Y7X JH Multifactor Developed International ETF YUE YUEN INDUSTRIAL (HOLDINGS) LTD
Security: G98803144 Agenda Number: 708059375 Ticker: Meeting Type: AGM ISIN: BMG988031446 Meeting Date: 26-May-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0421/ltn20170421890.pdf AND http://www.hkexnews.hk/listedco/listconews/s ehk/2017/0421/ltn20170421886.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE Mgmt For For AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD Mgmt For For 1.00 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2016
3.I TO RE-ELECT LU CHIN CHU AS AN Mgmt For For EXECUTIVE DIRECTOR
3.II TO RE-ELECT TSAI PEI CHUN, PATTY AS Mgmt For For AN EXECUTIVE DIRECTOR
3.III TO RE-ELECT CHAN LU MIN AS AN Mgmt For For EXECUTIVE DIRECTOR Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1141 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3.IV TO RE-ELECT HU DIEN CHIEN AS AN Mgmt For For EXECUTIVE DIRECTOR
3.V TO RE-ELECT HSIEH YUNG HSIANG Mgmt For For (ALSO KNOWN AS ALFRED HSIEH) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.VI TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT AUDITORS AND TO Mgmt For For AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: DELOITTE TOUCHE TOHMATSU
5.A TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 10% OF THE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION
5.B TO GRANT A GENERAL MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE THE COMPANY'S OWN SHARES NOT EXCEEDING 10% OF THE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION
5.C TO EXTEND THE GENERAL MANDATE TO Mgmt Against Against ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY UNDER RESOLUTION NUMBER 5A TO INCLUDE THE NUMBER OF SHARES REPURCHASED PURSUANT TO THE GENERAL MANDATE TO REPURCHASE SHARES UNDER RESOLUTION NUMBER 5B Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1142 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT 24 APR 2017: PLEASE NOTE THAT THIS IS Non-Voting A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1143 of 1146 2Y7X JH Multifactor Developed International ETF ZURICH INSURANCE GROUP AG, ZUERICH
Security: H9870Y105 Agenda Number: 707811623 Ticker: Meeting Type: AGM ISIN: CH0011075394 Meeting Date: 29-Mar-17
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
CMMT PART 2 OF THIS MEETING IS FOR VOTING Non-Voting ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR Mgmt For For 2016: APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2016
1.2 REPORTING ON THE FINANCIAL YEAR Mgmt For For 2016: ADVISORY VOTE ON THE REMUNERATION REPORT 2016 Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1144 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2.1 APPROPRIATION OF AVAILABLE Mgmt For For EARNINGS FOR 2016: CHF 11.30 PER SHARE
2.2 APPROPRIATION OF CAPITAL Mgmt For For CONTRIBUTION RESERVE: CHF 5.70 PER SHARE
3 DISCHARGE OF MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MR. TOM DE SWAAN AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF MS. JOAN AMBLE AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MS. SUSAN BIES AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON Mgmt For For CARNWATH AS MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF MR. CHRISTOPH FRANZ Mgmt For For AS MEMBER OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MR. JEFFREY L. Mgmt For For HAYMAN AS MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF MR. FRED KINDLE AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1145 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4.1.8 RE-ELECTION OF MS. MONICA Mgmt For For MAECHLER AS MEMBER OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF MR. KISHORE Mgmt For For MAHBUBANI AS MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF MR. DAVID NISH AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS
4.111 ELECTION OF MS. CATHERINE P. Mgmt For For BESSANT AS MEMBER OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MR. TOM DE SWAAN AS Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF MR. CHRISTOPH FRANZ Mgmt For For AS MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF MR. FRED KINDLE AS Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF MR. KISHORE Mgmt For For MAHBUBANI AS MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF MR. LIC. IUR. ANDREAS Mgmt For For G. KELLER, ATTORNEY AT LAW, AS INDEPENDENT VOTING RIGHTS REPRESENTATIVE
4.4 RE-ELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LTD AS AUDITORS Investment Company Report
Meeting Date Range: 01-JUL-2016 - 30-JUN-2017 Report Date: 15-Sep-2017 Page 1146 of 1146
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
5.1 APPROVAL OF THE REMUNERATION FOR Mgmt For For THE BOARD OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR Mgmt For For THE EXECUTIVE COMMITTEE
6 AUTHORIZED AND CONTINGENT SHARE Mgmt For For CAPITAL
7 FURTHER CHANGES TO THE ARTICLES Mgmt For For OF ASSOCIATION