Understanding China) “In Association with Britannica Educational Publishing, Rosen Educational Services.” Includes Bibliographical References and Index
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Published in 2011 by Britannica Educational Publishing (a trademark of Encyclopædia Britannica, Inc.) in association with Rosen Educational Services, LLC 29 East 21st Street, New York, NY 10010. Copyright © 2011 Encyclopædia Britannica, Inc. Britannica, Encyclopædia Britannica, and the Thistle logo are registered trademarks of Encyclopædia Britannica, Inc. All rights reserved. Rosen Educational Services materials copyright © 2011 Rosen Educational Services, LLC. All rights reserved. Distributed exclusively by Rosen Educational Services. For a listing of additional Britannica Educational Publishing titles, call toll free (800) 237-9932. First Edition Britannica Educational Publishing Michael I. Levy: Executive Editor J.E. Luebering: Senior Manager Marilyn L. Barton: Senior Coordinator, Production Control Steven Bosco: Director, Editorial Technologies Lisa S. Braucher: Senior Producer and Data Editor Yvette Charboneau: Senior Copy Editor Kathy Nakamura: Manager, Media Acquisition Kenneth Pletcher: Senior Editor, Geography and History Rosen Educational Services Alexandra Hanson-Harding: Senior Editor Nelson Sá: Art Director Cindy Reiman: Photography Manager Nicole Russo: Designer Matthew Cauli: Cover Design Introduction by Laura La Bella Library of Congress Cataloging-in-Publication Data The history of China / edited by Kenneth Pletcher.—1st ed. p. cm.—(Understanding China) “In association with Britannica Educational Publishing, Rosen Educational Services.” Includes bibliographical references and index. ISBN 978-1-61530-181-2 (eBook) 1. China—History—Juvenile literature. I. Pletcher, Kenneth. DS735.H56 2010 951—dc22 2009046655 On the cover: The Great Wall, China’s most famous landmark, was built over a period of more than 2,000 years. © www.istockphoto.com/Robert Churchill Page 14 © www.istockphoto.com/Hanquan Chen. On page 20: The Hall of Prayer for Good Harvests, part of a large religious complex called the Temple of Heaven, was built in 1420 in Beijing. © www.istockphoto.com/Hanquan Chen 25 CONTENTS Introduction 14 Chapter i: The Beginnings of Chinese history 21 Introduction 21 Prehistory 22 Early Humans 22 Neolithic Period 24 Climate and Environment 24 Food Production 25 Major Cultures and Sites 26 Incipient Neolithic 26 Silk 27 Religious Beliefs and Social Organization 32 57 The First Historical Dynasty: The Shang 33 The Advent of Bronze Casting 33 The Shang Dynasty 35 Royal Burials 36 The Chariot 37 Art 37 Late Shang Divination and Religion 38 State and Society 39 Chapter 2: The Zhou and Qin Dynasties 41 The History of the Zhou (1046–256 BC) 41 Zhou and Shang 42 The Zhou Feudal System 44 Social, Political, and Cultural Changes 47 The Decline of Feudalism 47 59 Urbanization and Assimilation 47 The Rise of Monarchy 48 Economic Development 50 Cultural Change 53 The Qin Empire (221–207 BC) 54 The Qin State 54 Struggle for Power 55 The Empire 56 The Great Wall of China 57 73 Chapter 3: The han Dynasty 60 Dynastic Authority and the Succession of Emperors 61 Xi (Western) Han 61 Prelude to the Han 62 The Imperial Succession 63 From Wudi to Yuandi 65 Wudi 65 From Chengdi to Wang Mang 66 Dong (Eastern) Han 67 The Administration of the Han Empire 69 The Structure of Government 69 The Civil Service 69 Provincial Government 71 The Armed Forces 72 81 The Practice of Government 73 Relations with Other Peoples 76 Cultural Developments 78 Chapter 4: The Six Dynasties and the Sui Dynasty 83 Political Developments During the Six Dynasties 83 The Division of China 83 Sanguo (Three Kingdoms; AD 220–280) 84 The Xi (Western) Jin (AD 265–316/317) 84 The Era of Barbarian Invasions and Rule 85 The Dong (Eastern) Jin (317–420) and Later Dynasties in the South (420–589) 85 The Shiliuguo (Sixteen Kingdoms) in the North (303–439) 86 93 Intellectual and Religious Trends During the Six Dynasties 87 Confucianism and Philosophical Daoism 87 Confucius 88 Daoism 90 Buddhism 92 The Sui Dynasty 95 Wendi’s Institutional Reforms 96 Integration of the South 97 Foreign Aff airs Under Yangdi 100 108 Chapter 5: The Tang Dynasty 102 Early Tang (618–626) 102 Administration of the State 104 Fiscal and Legal System 105 The Period of Tang Power (626–755) 107 The “Era of Good Government” 107 Rise of the Empress Wuhou 110 Prosperity and Progress 114 Military Reorganization 115 Late Tang (755–907) 117 Provincial Separatism 118 The Struggle for Central Authority 120 Cultural Developments 122 The Infl uence of Buddhism 122 Trends in the Arts 125 123 Du Fu 125 Social Change 126 Decline of the Aristocracy 126 Population Movements 127 Growth of the Economy 128 Chapter 6: Political Disunity Between the Tang and Song Dynasties 130 The Five Dynasties and the Ten Kingdoms 130 The Wudai (Five Dynasties) 131 Huang He 132 The Shiguo (Ten Kingdoms) 133 Barbarian Dynasties 135 The Tangut 135 The Khitan 135 The Juchen 136 124 Chapter 7: The Song Dynasty 138 Bei (Northern) Song (960–1127) 138 Unifi cation 138 Consolidation 140 Reforms 142 Decline and Fall 145 Nan (Southern) Song (1127–1279) 147 Survival and Consolidation 148 Relations with the Juchen 150 160 The Court’s Relations with the Bureaucracy 151 The Chief Councillors 153 The Bureaucratic Style 155 Chinese Civil Service 157 The Clerical Staff 158 The Rise of Neo-Confucianism 159 Internal Solidarity During the Decline of the Nan Song 162 Song Culture 163 Chapter 8: The yuan, or Mongol, Dynasty 168 The Mongol Conquest of China 168 Invasion of the Jin State 168 Genghis Khan 169 179 Invasion of the Song State 170 China Under the Mongols 172 Mongol Government and Administration 172 Early Mongol Rule 172 Changes Under Kublai Khan and His Successors 173 Economy 177 Religious and Intellectual Life 178 Daoism 178 Buddhism 180 Foreign Religions 181 Confucianism 181 Literature 182 The Arts 183 Yuan China and the West 186 The End of Mongol Rule 188 191 Chapter 9: The Ming Dynasty 190 Political History 190 The Dynasty’s Founder 191 Hongwu 192 The Dynastic Succession 192 Government and Administration 196 Local Government 197 Central Government 197 Later Innovations 198 209 Foreign Relations 201 Economic Policy and Developments 205 Population 205 Agriculture 206 Taxation 207 Coinage 208 Culture 208 Philosophy and Religion 209 Fine Arts 211 Literature and Scholarship 211 Chapter 10: The Early Qing Dynasty 214 The Rise of the Manchu 214 Dorgon 217 The Qing Empire 217 210 Political Institutions 218 Foreign Relations 222 Economic Development 223 Qing Society 226 Social Organization 228 State and Society 229 Trends in the Early Qing 230 Chapter 11: Late Qing 231 Western Challenge, 1839–60 231 The First Opium War and its Aftermath 232 The Antiforeign Movement and the Second Opium War (Arrow War) 234 Popular Uprising 236 The Taiping Rebellion 236 The Nian Rebellion 238 215 Muslim Rebellions 239 Eff ects of the Rebellions 240 The Self-Strengthening Movement 240 Foreign Relations in the 1860s 241 Industrialization for “Self-Strengthening” 242 Changes in Outlying Areas 244 East Turkistan 244 Tibet and Nepal 244 Myanmar (Burma) 245 Vietnam 245 251 Japan and the Ryukyu Islands 246 Korea and the Sino-Japanese War 247 Reform and Upheaval 248 The Hundred Days of Reform of 1898 249 The Boxer Rebellion 251 Reformist and Revolutionist Movements at the End of the Dynasty 253 Sun Yat-sen and the United League 254 Sun Yat-sen 255 Constitutional Movements After 1905 256 The Chinese Revolution (1911–12) 257 Chapter 12: The Early Republican Period 259 The Development of the Republic (1912–20) 259 255 Early Power Struggles 259 China in World War I 260 Japanese Gains 260 Yuan’s Attempts to Become Emperor 261 Confl ict Over Entry into the War 262 Formation of a Rival Southern Government 263 Wartime Changes 263 Intellectual Movements 264 An Intellectual Revolution 264 Riots and Protests 265 The Interwar Years (1920–37) 265 Beginnings of a National Revolution 265 The Nationalist Party 265 The Chinese Communist Party 266 Mao Zedong 268 Communist-Nationalist Cooperation 268 267 Reactions to Warlords and Foreigners 269 Militarism in China 270 The Foreign Presence 271 Reorganization of the KMT 271 Struggles Within the Two-Party Coalition 273 Clashes with Foreigners 273 KMT Opposition to Radicals 273 The Northern Expedition 274 Expulsion of Communists from the KMT 275 285 The Nationalist Government from 1928 to 1937 276 Japanese Aggression 278 War Between Nationalists and Communists 278 The United Front Against Japan 280 Chapter 13: The Late Republican Period and the War against Japan 281 The Early Sino-Japanese War 281 Phase One 281 Nanjing Massacre 282 Phase Two: Stalemate and Stagnation 283 Renewed Communist-Nationalist Confl cti 285 The International Alliance Against Japan 286 301 U.S. Aid to China 286 Confl icts Within the International Alliance 287 Phase Three: Approaching Crisis (1944–45) 289 Nationalist Deterioration 290 Communist Growth 290 Eff orts to Prevent Civil War 291 Civil War (1945–49) 291 A Race for Territory 292 Attempts to End the War 293 Resumption of Fighting 294 The Tide Begins to Shift 296 A Land Revolution 297 The Decisive Year, 1948 297 Communist Victory 298 Chapter 14: Establishment 310 of the People’s Republic 300 Reconstruction and Consolidation, 1949–52 302 The Transition to Socialism, 1953–57 305 Rural Collectivization 306 Urban Socialist Changes 307 Political Developments 307 Foreign Policy 310 New Directions in National Policy, 1958–61 311 Great Leap Forward 313 Readjustment and Reaction, 1961–65 316 324 Chapter 15: China Since 1965 323 The Cultural Revolution, 1966–76 323 Attacks on Cultural Figures 323 Attacks on Party Members 325 Red Guards 326 Seizure of Power 327 The End of the Radical Period 328 Social Changes 330 Struggle for the Premiership 331 Consequences of the Cultural Revolution 334 China After the Death of Mao 334 Domestic Developments 335 Readjustment and Recovery 335 Economic Policy Changes 336 Political Developments 338 326 Educational and Cultural Policy Changes 340 International Relations 340 Relations with Taiwan 341 Conclusion 342 Glossary 346 For Further Reading 348 Index 349 339 INTRODuCTION Introduction | 15 n October 1, 2009, the People’s The Qin dynasty (221–207 BC) was ORepublic of China celebrated its so influential that the name “China” is 60th anniversary with a stunning display derived from Qin.