Redalyc.Causality and the Interpretation of Epidemiologic Evidence
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Ciência & Saúde Coletiva ISSN: 1413-8123 [email protected] Associação Brasileira de Pós-Graduação em Saúde Coletiva Brasil Kundi, Michael Causality and the interpretation of epidemiologic evidence Ciência & Saúde Coletiva, vol. 12, núm. 2, março-abril, 2007, pp. 419-128 Associação Brasileira de Pós-Graduação em Saúde Coletiva Rio de Janeiro, Brasil Available in: http://www.redalyc.org/articulo.oa?id=63012215 How to cite Complete issue Scientific Information System More information about this article Network of Scientific Journals from Latin America, the Caribbean, Spain and Portugal Journal's homepage in redalyc.org Non-profit academic project, developed under the open access initiative 419 REVISÃO REVISION REVISÃO Causality and the interpretation of epidemiologic evidence * Causalidade e interpretação de evidência epidemiológica Michael Kundi 1 Abstract There is an ongoing debate regarding Resumo Existe um debate atual sobre como e how and when an agent’s or determinant’s impact quando o impacto provocado por agente ou deter- can be interpreted as causation with respect to minante pode ser interpretado como causa de uma some target disease. The criteria of causation, orig- doença. O chamado “critério de causação”, origi- inating from the seminal work of Sir Austin Brad- nário do trabalho seminal de Austin Bradford Hill ford Hill and Mervyn Susser, are often schemati- e Mervyn Susser, frequentemente é aplicado de cally applied and, furthermore, there is a tenden- forma esquemática e há uma tendência a inter- cy to misinterpret the lack of evidence for causa- pretar erradamente a falta de evidência de causas tion as evidence for lack of a causal relation. There como evidência de falta de relação causal. Não are no criteria for the assessment of evidence con- existem critérios para avaliação de evidência no cerning an agent’s or determinant’s propensity to que diz respeito à propensão de um agente ou de- cause a disease, nor are there criteria to dismiss terminante causar uma doença, nem para descar- the notion of causation. In this commentary, I pro- tar a noção de causação. Neste comentário, pro- pose a dialogue approach for the assessment of an ponho uma aproximação dialógica para a avalia- * This article was originally agent or determinant. Starting from epidemiologic ção de um agente ou determinante. Começando published by the journal evidence, four issues need to be addressed: tempo- com evidência epidemiológica, quatro itens neces- Environmental Health ral relation, association, environmental equiva- sitam ser abordados: relação temporal, associação, Perspectives 114:969–974 (2006). doi:10.1289/ehp. lence, and population equivalence. If there are no equivalência ambiental e equivalência populaci- 8297 available via http:// valid counterarguments, a factor is attributed the onal. Se não há contra-argumentos, a um fator é dx.doi.org/ [Online 27 potential of disease causation. More often, there atribuído o potencial de causação. Na maioria dos March 2006] and is part of the scientific collaboration will be insufficient evidence from epidemiologic casos, há insuficiente evidência a partir de estu- between Rev C S Col and studies. In these cases, other evidence can be used dos epidemiológicos. Nesses casos, outra evidên- EHP . The author declares he that increases or decreases confidence in a factor cia que aumenta ou diminui a confiança num fa- has no competing financial interests. Received 8 May being causally related to a disease. Even though tor relacionado à doença pode ser usada. No en- 2005; accepted 27 March every verdict of causation is provisional, action tanto, qualquer veredito de causação é provisório 2006. must not be postponed if our present knowledge e uma ação não pode ser adiada sob pretexto de 1 Institute of Environmental Health, Center for Public appears to demand immediate measures for health encontrar melhor evidência, quando nosso estado Health, Medical University protection. de conhecimento mostrar que é preciso tomar me- of Vienna. Kinderspitalgasse Key words Causality, Epidemiology didas imediatas para proteção da saúde. 15, 1095. Vienna Austria. michael.kundi@meduniwien. Palavras-chave Causalidade, Epidemiologia ac.at. 420 Kundi, M. Kundi, The principle of causality, so deeply embedded Defining cause and causality in humans’ minds that it has been thought of as immediately evident, is the very foundation not The most advanced sciences, physics and chem- only of all three monotheistic world religions but istry, have altogether abandoned the concepts of also of the first staggering steps of science [de ni- cause and effect. These terms are no longer used hilo nihil (nothing can be born of nothing) 1. in these sciences. Newton had already replaced Hume 2 was the first to note that there is no logi- cause and effect with functional relationships; cal foundation in the assumption that if in the however, to make himself understood to his con- past every event has had a cause, this will also be temporaries, in the third book of his Principia the case in the future and, furthermore, that what (1726) he spoke about causes (especially to de- we perceive in daily life as well as in science is only fend his position of what can be called a minimal a sequence of events but not cause and effect. Al- sufficient cause). Nevertheless, “cause and effect” though Hume deeply believed in the truth of the remained terms used in physics, somewhat anach- principle of causality, he pointed to the role of ronistically, especially for scholarly purposes un- the human mind in constructing reality and the til the end of the 19th century. Mach 7, alluding to futility of scientifically proving its validity. Kant 3, Hume, stressed the psychological nature of these as he became acquainted with Hume’s thoughts, concepts and pointed out that “in nature there is was awakened from his metaphysical slumber, or no cause and no effect” and that these concepts so he kept saying, and set out to solve the prob- are results of an economical processing of per- lem of how Newton’s physics, which he thought ceptions by the human mind. of as eternally true, could be possible in the face The notion that diseases have natural causes of Hume’s demonstration that it cannot be in- and are not God’s punishments or trials or curses ferred from experience. of malicious beings or results of supernatural The Copernican turn in Kant’s reasoning was forces has not even fully penetrated Western cul- to imply the principle of causality from the as- ture, let alone become the prevailing view world- sumption that it is among the conditions of ev- wide. Despite its metaphysical character, the eti- ery experience. Indeed, if A is a necessary condi- ologic axiom that every disease has an endoge- tion of B, then B is a suffi- cient condition of A. nous and/or exogenous cause was extremely suc- Hence, if for every experience we make (B) it is a cessful and is still the foundation of scientific precondition that everything has a cause (A), then medicine. However, what actually “causes” a dis- from the fact that we do have experiences (B), it ease has from the very beginning been a matter follows that everything has a cause (A). Howev- of controversy. Indeed, a single clinical phenom- er, to make this a logically coherent theory, Kant enon can have quite different “causes,” and one had to sacrifice “objective knowledge”—that is, “cause” can have quite different clinical conse- the Ding an sich (the “thing in itself”) remains quences (Table 1). These facts are not consistent incomprehensible for the human mind. For more with the original concept of causation, which than 100 years, the philosophy of science circled states that a cause is an object that is followed by around either the assumptions or the (untoward) another, and where all objects similar to the first consequences of Kant’s solution. When in 1905 are followed by objects similar to the second 2. Not Einstein published his special theory of relativity even for infectious diseases does this (strong) con- and his theory of the interaction of electrons and cept of causation hold. (Hume gave several “def- light 4,5 , the very foundation of Kant’s philosophy initions” of a cause, among these also what has was called into question: the universal truth of been called the counterfactual approach, dis- Newton’s mechanics 6 and the validity of the de- cussed below.) terministic concept. How, then, should cause and causation be These considerations not only profoundly defined? In a review of definitions of “causation” changed modern science but also resulted in an in epidemiologic literature, Parascandola and open-ended controversy within epistemology. Weed 8 delineated five categories. However, all of And last but not least, epidemiology and the in- these definitions (summarized in Table 1) have terpretation of epidemiologic evidence are deep- severe deficits. Not totally unexpected, the defi- ly connected to these fundamental considerations nitions found in the literature are insufficient to about the nature of human knowledge. provide a basis for the notion of disease causa- 421 Ciência & Saúde Coletiva, 12(2):419-428, 2007 12(2):419-428, Coletiva, Saúde & Ciência Table 1 Definitions of causation from the epidemiologic literature (modified from Parascandola and Weed 2001). Definition Main criticism A cause is something that produces or creates an effect. Tautological because “ production” and “creation” are synonyms of “causation” A cause is a condition without which the affect cannot Only very few diseases could then have a cause a occur. A cause is a condition with which the affect must occur. Again, only few diseases could then have a cause b A cause is made up of several components, no single Introduces unnecessary complexity in cases of simple one of which is sufficient of its own, which taken dose response and in cases of interaction between together must lead to the effect.