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Resettlement Plan October 2013 PRC: Gansu Urban Infrastructure Development and Wetland Protection Project Prepared by Dingxi ADB Project Management Office for the Asian Development Bank. This is an updated version of the draft originally posted in May 2012 available on http://www.adb.org/projects/44020-013/documents. CURRENCY EQUIVALENTS (as of 20 September 2013) Currency unit – yuan (CNY) CNY1.00 = $0.1633 $1.00 = CNY6.1219 ABBREVIATIONS ADB – Asian Development Bank AH – project affected household AP – project affected person HH – households IA – implementing agency PMO – ADB Zhangye Project Management Office PPTA – project preparatory technical assistance PRO – Project Resettlement Office under ZGDFLMC ROs – resettlement offices RP – resettlement plan SES – social economic survey ZGDFLMC – Zhangye Ganzhou District Foreign Loan Management Committee ZMG – Zhangye Municipal Government WEIGHTS AND MEASURES km – kilometer km2 – square kilometer m – meter m2 – square meter mu – Chinese unit of measurement for land area (1 mu = 666.67 m2 = 0.0667 ha) RMB – renminbi—the unit of the PRC currency also known as yuan (¥) NOTE (i) In this report, "$" refers to US dollars. This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. GANSU URBAN INFRASTRUCTURE DEVELOPMENT AND WETLAND PROTECTION PROJECT Dingxi Urban Infrastructure Development Component (ADB No: 44020-PRC) RESETTLEMENT PLAN Dingxi ADB Project Management Office 20 September 2013 Abbreviation ADB Asian Development Bank APs Affected Persons AV Administrative Village HH Household DUCIAM Dingxi Urban Investment State-owned Assets Management Co., Ltd. CRO Client Resettlement Office DPMO Dingxi Project Management Office DUCIAM Dingxi Urban Construction & Investment and Asset Management Ltd Co. mu 1mu = 0.006 ha PAH Project Affected Household PAP Project Affected Person PRO Project Resettlement Office RMB China yuan, the unit of Chinese currency RP Resettlement Plan SES Social Economic Survey Twp Township ¥ CNY Note: All abbreviations were explained in the text. ENDORSEMENT LETTER OF RESETTLEMENT PLAN Asian Development Bank: The Resettlement Plan (hereinafter referred to as RP) of the Dingxi Urban Infrastructure Development Component of ADB Financed Gansu Urban Infrastructure Development and Wetland Protection Project (the Project) is prepared and compiled in accordance with relevant resettlement regulations of ADB Safeguard Policy Statement and relevant laws and legislations of the China Government. During implementation of the Project, we will strictly abide by this RP. Date: September 2013 Signature: Director: Dingxi ADB Project Management Office TABLE OF CONTENTS EXECUTIVE SUMMARY ....................................................................................................................... 1 E1. DESCRIPTION OF THE PROJECT AND LAND ACQUISITION AND RESETTLEMENT IMPACTS .......... 1 E2. RESETTLEMENT PRINCIPLES AND ENTITLEMENTS .................................................................. 1 E3. PUBLIC PARTICIPATION AND GRIEVANCE .............................................................................. 2 E4. RESETTLEMENT AND LIVELIHOOD REHABILITATION ................................................................ 2 E5. INSTITUTIONAL ARRANGEMENT .......................................................................................... 3 E6. COST AND SCHEDULE .......................................................................................................... 3 E7. MONITORING AND EVALUATION ............................................................................................ 3 I. PROJECT OVERVIEW ................................................................................................................. 4 1.1 INTRODUCTION OF DINGXI CITY .................................................................................. 4 1.2 PROJECT CONTENTS ..................................................................................................... 4 1.3 AFFECTED REGIONS ...................................................................................................... 5 1.4 MEASURES TO MITIGATE IMPACTS ............................................................................. 8 1.4.1 Measures Adopted at the Project Design Stage ............................................................... 8 1.4.2 Measures to Be Adopted during LAR ............................................................................... 9 1.4.3 Measures to Be Adopted during Construction.................................................................. 9 1.5 PREPARATION AND PROGRESS OF THE PROJECT ................................................. 10 1.6 OWNERSHIP OF THE COMPONENT ............................................................................ 10 II. PROJECT IMPACT ANALYSIS ................................................................................................. 11 2.1 DEFINITION OF PROJECT IMPACT .............................................................................. 11 2.2 PROJECT IMPACT SURVEY ........................................................................................ 12 2.3 PROJECT IMPACTS ...................................................................................................... 13 2.4 IMPACTS OF LAND ACQUISITION................................................................................ 13 2.4.1 Land Acquisition ............................................................................................................ 13 2.4.2 Temporary Land Occupation ......................................................................................... 19 2.5 AFFECTED BUILDINGS ............................................................................................... 19 2.5.1 Affected Residential Buildings ........................................................................................ 19 2.5.2 Affected Buildings of Small Businesses .......................................................................... 19 2.5.3 Affected Temporary Buildings ........................................................................................ 22 2.5.4 Affected Attachments ...................................................................................................... 22 TABLE2-9: AFFECTED ATTACHMENTS ......................................................................................... 22 2.6 AFFECTED VULNERABLE GROUPS ..................................................................................... 22 2.6.1 Identification of Affected Vulnerable Groups ................................................................. 22 2.6.2 Affected Families of Vulnerable Groups ........................................................................ 23 III. SOCIO-ECONOMIC SURVEY .................................................................................................... 25 3.1 GENERAL INTRODUCTION OF SOCIO-ECONOMIC DEVELOPMENT OF THE AFFECTED REGIONS ........................................................................................................................ 25 3.1.1 Population ...................................................................................................................... 25 3.1.2 Socio-economic Development of Anding District ........................................................... 25 TABLE3-2: ECONOMIC INDICATORS OF DINGXI CITY AND ANDING COUNTY IN 2010 ........... 26 3.2 GENERAL SITUATION OF AFFECTED VILLAGES ..................................................... 26 TABLE 3-4: GENERAL SOCIOECONOMIC SITUATION OF THE AFFECTED VILLAGES ............ 28 3.3 SAMPLE SURVEY ............................................................................................................. 29 3.3.1 Sample Selection ............................................................................................................ 29 3.3.2 Basic Characteristics of Sampling Households .............................................................. 29 3.3.3 Income Situation of Affected Households ....................................................................... 34 3.3.4 Expenditure Structure of Affected Households ............................................................... 35 3.3.5 Building Structure .......................................................................................................... 36 3.3.6 Land Characteristics ...................................................................................................... 36 3.3.7 Impacts after LAR ........................................................................................................... 37 3.3.8 Affected People’s Basic Understandings on LAR ........................................................... 40 3.3.9 IMPACT ON ETHNIC MINORITIES AND GENDER ................................................... 43 3.4 ASSESSMENT OF SOCIAL IMPACT ............................................................................. 44 IV. LEGAL AND POLICY FRAMEWORK .......................................................................................