DOCSLIB.ORG

Asset Detail Acct Base Currency Code : USD ALL KR2 and KR3 - KR2GALLKRS00 As of Date : 6/30/2019 Accounting Status : REVISED

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Asset Detail Acct Base Currency Code : USD ALL KR2 and KR3 - KR2GALLKRS00 As of Date : 6/30/2019 Accounting Status : REVISED Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 6/30/2019 Accounting Status : REVISED Mellon Security Base Market . Shares/Par Security ID Description Value Grand Total 214,322,571,803.0.. 18,225,768,088.54 ALTERNATIVE INVESTMENTS 395,539,667.780 395,539,665.78 ARROWMARK FUND I 177,577,920.000 177,577,920.00 BLACKSTONE STRAT OPP 5,629,722.370 5,629,722.37 CREDIT SUISSE 11,723,723.940 11,723,723.94 GOTHAM NEUTRAL STRATEGIES 18,271,927.600 18,271,927.60 GOVERNORS LANE FUNDÉÉÉÉÉÉÉÉ 30,370,085.220 30,370,085.22 H2O ALPHA-10 FUND 23,983,801.350 23,983,801.35 LUXOR CAPITAL PARTNERS OFFSHORE LTDD 2,221,195.350 2,221,195.35 MAGNETAR MTP EOF II 47,074,425.620 47,074,425.62 MYRIAD OPPORTUNITIES 61,672,371.480 61,672,371.48 NORTHERN TRUST LITIGATION CREDIT 2.000 0.00 PINE RIVER FUND LTD 366,473.900 366,473.90 SRS PARTNERS USÉÉÉÉ 11,729,989.490 11,729,989.49 TRICADIA SELECTÉÉÉÉ 4,918,029.460 4,918,029.46 CASH & CASH EQUIVALENTS 901,268,217.160 887,047,810.08 BLACKROCK MONEY MARKET FD B 90.160 90.16 CANTOR REPO A TRI REPO 2.450% 07/01/2019 DD 06/28/19 691,600,000.000 691,600,000.00 CASH COLL WITH STATE STREET 60,000.000 60,000.00 CNH/USD SPOT OPTION 2019 CALL JUL 19 007.000 ED 071119 14,130,000.000 42,390.00 EB TEMP IVN FD VAR RT 12/31/49 FEE CL 12 182,143,127.000 182,143,127.00 FORD MTR CR CO DISC 11/25/2019 636,000.000 609,606.00 FORD MTR CR CO DISC 12/04/2019 2,762,000.000 2,685,469.58 SECURITIES LENDING POOL 0.000 0.00 U S TREASURY BILL 0.000% 07/02/2019 DD 05/07/19 6,422,000.000 6,408,684.73 U S TREASURY BILL 0.000% 07/18/2019 DD 07/19/18 570,000.000 569,447.87 U S TREASURY BILL 0.000% 09/19/2019 DD 03/21/19 2,945,000.000 2,928,994.74 CONVERTIBLE OR EXCHANGEABLE SECURITIES 7,641,063.000 14,208,548.41 ANTHEM INC 2.750% 10/15/2042 DD 10/09/12 331,000.000 1,291,753.06 BRAEMAR HOTELS & RESORTS INC PFD 5.500% CUMULATIVE 30,325.000 563,438.50 CHENIERE ENERGY INC 4.250% 03/15/2045 DD 03/09/15 1,985,000.000 1,554,453.50 CLEARWAY ENERGY INC 144A 3.250% 06/01/2020 DD 06/29/15 109,000.000 106,820.00 CROWN CASTLE INTERNATIONAL COR PFD 6.875% CUMULATIVE 2,296.000 2,759,447.60 DISH NETWORK CORP 3.375% 08/15/2026 DD 08/08/16 1,100,000.000 1,069,402.50 EQUITY COMMONWEALTH PFD 6.500% CUMULATIVE 4,150.000 114,457.00 IAC FINANCECO 2 INC 144A 0.875% 06/15/2026 DD 05/28/19 1,690,000.000 1,697,799.06 LEXINGTON REALTY TRUST PFD 6.500% CUMULATIVE 4,147.000 224,311.27 NRG ENERGY INC 2.750% 06/01/2048 DD 05/24/18 1,230,000.000 1,313,739.69 QTS REALTY TRUST INC PFD 6.500% CUMULATIVE 11,090.000 1,228,550.20 Report Timestamp: Wed Dec 11 2019 02:13:38 PM Page 1 of 175 Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 6/30/2019 Accounting Status : REVISED Mellon Security Base Market . Shares/Par Security ID Description Value RLJ LODGING TRUST PFD 1.950% CUMULATIVE 10,895.000 285,122.15 RPT REALTY PFD 7.250% CUMULATIVE 17,160.000 870,183.60 TRICON CAPITAL GROUP INC 144A 5.750% 03/31/2022 570,000.000 579,690.00 VEREIT INC 3.750% 12/15/2020 DD 12/10/13 546,000.000 549,380.28 CONVERTIBLE SECURITIES 373,319.000 27,186,130.90 AMERICAN ELECTRIC POWER CO INC PFD 6.125% 114,514.000 6,082,983.68 AMG CAPITAL TRUST II PFD 5.150% CUMULATIVE 21,455.000 1,035,835.97 BECTON DICKINSON AND CO PFD 6.125% CUMULATIVE 42,520.000 2,635,956.46 CENTERPOINT ENERGY INC PFD 7.000% 24,257.000 1,219,539.40 DOMINION ENERGY INC PFD 6.750% CUMULATIVE 26,709.000 1,333,560.58 DOMINION ENERGY INC PFD 7.250% CUMULATIVE 47,188.000 4,886,789.28 DTE ENERGY CO PFD 6.500% CUMULATIVE 4,511.000 253,518.20 FORTIVE CORP PFD 5.000% CUMULATIVE 3,365.000 3,465,905.31 NEXTERA ENERGY INC PFD 6.123% 78,226.000 5,079,214.18 SEMPRA ENERGY PFD 6.000% CUMULATIVE 8,417.000 952,106.64 SEMPRA ENERGY PFD 6.750% CUMULATIVE 2,157.000 240,721.20 EQUITY 357,330,942.600 6,816,046,507.00 1-800-FLOWERS.COM INC 3,355.000 63,342.40 180 DEGREE CAPITAL CORP 1,493.000 2,911.35 1ST SOURCE CORP 2,933.000 136,091.20 3D SYSTEMS CORP 12,500.000 113,750.00 3M CO 42,008.000 7,281,666.72 4LICENSING CORP 1,848.000 3.70 8X8 INC 11,497.000 277,077.70 A-MARK PRECIOUS METALS INC 3,315.000 43,260.75 A-POWER ENERGY GENERATION SYS LTD 11,618.000 697.08 AAC HOLDINGS INC 7,529.000 6,474.94 AAIPHARMA INC COM 13,700.000 0.00 AAON INC 12,916.000 648,124.88 AAR CORP 4,014.000 147,675.06 AARON'S INC 7,779.000 477,708.39 ABACUS PROPERTY GROUP 87,213.000 250,927.06 ABB LTD 221,930.000 4,459,085.84 ABBOTT LABORATORIES 139,961.000 11,770,720.10 ABBVIE INC 99,676.000 7,248,438.72 ABEONA THERAPEUTICS INC 3,704.000 17,705.12 ABERCROMBIE & FITCH CO 9,051.000 145,178.04 ABIOMED INC 3,042.000 792,410.58 ABLE LABRATORIES INC COM NEW 2,800.000 0.00 Report Timestamp: Wed Dec 11 2019 02:13:38 PM Page 2 of 175 Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 6/30/2019 Accounting Status : REVISED Mellon Security Base Market . Shares/Par Security ID Description Value ABM INDUSTRIES INC 8,369.000 334,760.00 ABN AMRO BANK NV 389,984.000 8,356,000.75 ABRAXAS PETROLEUM CORP 807.000 831.21 ABSA GROUP LTD 387,200.000 4,832,706.32 ACACIA RESEARCH CORP 5,794.000 17,150.24 ACADIA HEALTHCARE CO INC 5,064.000 176,986.80 ACADIA PHARMACEUTICALS INC 12,273.000 328,057.29 ACADIA REALTY TRUST 10,766.000 294,665.42 ACCELERATE DIAGNOSTICS INC 6,225.000 142,428.00 ACCENTURE PLC 141,351.000 26,117,424.27 ACCEPTANCE INSURANCE COS INC 9,099.000 20.93 ACCESS WORLDWIDE COMMUNICATION 4,593.000 36.74 ACCLAIM ENTMT INC PAR $0.02 71,400.000 249.90 ACCO BRANDS CORP 14,632.000 115,153.84 ACCOM INC 306.000 0.61 ACCURAY INC 11,385.000 44,059.95 ACER THERAPEUTICS INC 800.000 3,120.00 ACETO CORP 3,861.000 598.46 ACHIEVE LIFE SCIENCES INC 36.000 69.48 ACHILLION PHARMACEUTICALS INC 13,520.000 36,233.60 ACI WORLDWIDE INC 15,117.000 519,117.78 ACLARIS THERAPEUTICS INC 2,329.000 5,100.51 ACMAT CORP 2,100.000 71,400.00 ACME UNITED CORP 238.000 5,062.26 ACORDA THERAPEUTICS INC 7,089.000 54,372.63 ACORN ENERGY INC 2,343.000 702.90 ACTIVISION BLIZZARD INC 85,812.000 4,050,326.40 ACTUA CORP 8,061.000 0.00 ACTUANT CORP 8,105.000 201,085.05 ACURA PHARMACEUTICALS INC 1,951.000 276.26 ADAMAS PHARMACEUTICALS INC 5,452.000 33,802.40 ADAMIS PHARMACEUTICALS CORP 24.000 31.20 ADAMS RESOURCES & ENERGY INC 3,205.000 109,867.40 ADDUS HOMECARE CORP 4,445.000 333,152.75 ADHERA THERAPEUTICS INC 4.000 0.60 ADOBE INC 39,956.000 11,773,035.40 ADTALEM GLOBAL EDUCATION INC 7,448.000 335,532.40 ADTRAN INC 7,538.000 114,954.50 ADVANCE AUTO PARTS INC 16,485.000 2,540,997.90 Report Timestamp: Wed Dec 11 2019 02:13:38 PM Page 3 of 175 Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 6/30/2019 Accounting Status : REVISED Mellon Security Base Market . Shares/Par Security ID Description Value ADVANCED DRAINAGE SYSTEMS INC 3,784.000 124,077.36 ADVANCED EMISSIONS SOLUTIONS I 2,948.000 37,262.72 ADVANCED ENERGY INDUSTRIES INC 5,493.000 309,091.11 ADVANCED MICRO DEVICES INC 85,938.000 2,609,937.06 ADVANSOURCE BIOMATERIALS CORP 2,778.000 241.69 ADVANTA CORP 17,350.000 0.00 ADVAXIS INC 537.067 1,122.47 ADYEN NV 13,080.000 10,108,089.02 AEGION CORP 3,835.000 70,564.00 AEGLEA BIOTHERAPEUTICS INC 2,000.000 13,700.00 AEHR TEST SYSTEMS 1,884.000 3,108.60 AEOLUS PHARMACEUTICALS INC 328.000 0.39 AEON FINANCIAL SERVICE CO LTD 409,300.000 6,591,196.50 AERIE PHARMACEUTICALS INC 3,158.000 93,318.90 AEROJET ROCKETDYNE HOLDINGS IN 8,309.000 371,993.93 AEROVIRONMENT INC 1,830.000 103,889.10 AES CORP/VA 44,752.000 750,043.52 AFFILIATED MANAGERS GROUP INC 3,452.000 318,067.28 AFFIRMATIVE INSURANCE HOLDINGS 1,612.000 1.61 AFFYMAX INC 1,106.000 22.12 AFLAC INC 83,496.000 4,576,415.76 AFRICAN PHOENIX INVESTMENTS LT 297,359.000 12,019.83 AG MORTGAGE INVESTMENT TRUST I 3,928.000 62,455.20 AG&E HOLDINGS INC 2,275.000 3.41 AGENUS INC 14,467.000 43,401.00 AGEX THERAPEUTICS INC 230.000 844.10 AGFEED INDUSTRIES INC NEVADA 5,237.000 0.00 AGILENT TECHNOLOGIES INC 45,876.000 3,425,560.92 AGILYSYS INC 4,100.000 88,027.00 AGIOS PHARMACEUTICALS INC 5,764.000 287,508.32 AGREE REALTY CORP 2,667.000 170,821.35 AGROFRESH SOLUTIONS INC 19,858.000 29,985.58 AGUAS ANDINAS SA 309,541.000 182,364.60 AH BELO CORP 1,418.000 5,232.42 AIA GROUP LTD HK/01299 3,163,200.000 34,111,948.80 AIMMUNE THERAPEUTICS INC 3,355.000 69,851.10 AIR PRODUCTS & CHEMICALS INC 24,045.000 5,443,066.65 AIR TRANSPORT SERVICES GROUP I 213,581.000 5,211,376.40 AIRBUS SE 82,940.000 11,776,284.34 Report Timestamp: Wed Dec 11 2019 02:13:38 PM Page 4 of 175 Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 6/30/2019 Accounting Status : REVISED Mellon Security Base Market .
Load more

Recommended publications
  • Axos Financial, Inc. Form 8-K Current Event Report Filed 2021-05-05
    SECURITIES AND EXCHANGE COMMISSION FORM 8-K Current report filing Filing Date: 2021-05-05 | Period of Report: 2021-05-04 SEC Accession No. 0001299709-21-000106 (HTML Version on secdatabase.com) FILER Axos Financial, Inc. Mailing Address Business Address 9205 WEST RUSSELL ROAD 9205 WEST RUSSELL ROAD CIK:1299709| IRS No.: 330867444 | State of Incorp.:DE | Fiscal Year End: 0630 SUITE #400 SUITE #400 Type: 8-K | Act: 34 | File No.: 001-37709 | Film No.: 21890447 LAS VEGAS NV 89148 LAS VEGAS NV 89148 SIC: 6035 Savings institution, federally chartered (858) 649-2218 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Axos Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37709 33-0867444 (State or other jurisdiction of (IRS Employer Identification incorporation) (Commission File Number) Number) 9205 West Russell Road, STE 400, Las Vegas, NV 89148 (Address of principal executive offices) (zip code) Registrant’s telephone number, including area code: (858) 649-2218 Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, $.01 par value AX New York Stock Exchange Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
    [Show full text]
  • U.S. SBA Office of Advocacy--Small and Micro Business Lending For
    Office of Advocacy www.sba.gov/advo Advocacy: the voice of small business in government Small Business and Micro Business Lending in the United States for Data Years 2008-2009 Office of Advocacy U.S. Small Business Administration December 2010 Created by Congress in 1976, the Office of Advocacy of the U.S. Small Business Administration (SBA) is an independent voice for small business within the federal government. Appointed by the President and confirmed by the U.S. Senate, the Chief Counsel for Advocacy directs the office. The Chief Counsel advances the views, concerns, and interests of small business before Congress, the White House, federal agencies, federal courts, and state policy makers. Economic research, policy analyses, and small business outreach help identify issues of concern. Regional Advocates and an office in Washington, D.C., support the Chief Counsel’s efforts. For more information on the Office of Advocacy, visit www.sba.gov/advo or call (202) 205-6533. Receive email notices of new Office of Advocacy information by signing up on Advocacy’s Listservs at http://web.sba.gov/list. þ ADVOCACY NEWSLETTER þ ADVOCACY PRESS þ ADVOCACY REGULATORY NEWS þ ADVOCACY RESEARCH Foreword This edition of the Office of Advocacy’s annual study of lending to small and micro businesses by most depository institutions in the United States continues the expanded coverage of previous editions. In addition to banks, other depository institutions such as federal and state savings banks and savings and loan associations are included. Geographic coverage includes the United States and its territories. The two types of data used in this study are based on reports made by depository institutions to their respective regulating agencies—Call Reports for June 2009 and Community Reinvestment Act (CRA) reports for 2008.
    [Show full text]
  • U.S. Corporate Scores 2018
    01 DISCLOSURE INSIGHT ACTION U.S. CORPORATE SCORES 2018 02 CORPORATE DISCLOSURE TO INVESTORS IN NORTH AMERICA 124 9 28 510 63 192 CONTENTS 03 04 CDP scoring methodology 2018 06 The A-List: North America 08 Corporate scores 34 Appendix I: CDP Activity classification system (cdp-acs) 40 Appendix II: Investor Members and Signatories 46 Appendix III: CDP Supply Chain Members Important Notice The contents of this report may be used by anyone providing acknowledgment is given to CDP. This does not represent a license to repackage or resell any of the data reported to CDP or the contributing authors and presented in this report. If you intend to repackage or resell any of the contents of this report, you need to obtain express permission from CDP before doing so. CDP has prepared the data and analysis in this report based on responses to the CDP 2018 information request. No representation or warranty (express or implied) is given by CDP as to the accuracy or completeness of the information and opinions contained in this report. You should not act upon the information contained in this publication without obtaining specific professional advice. To the extent permitted by law, CDP does not accept or assume any liability, responsibility or duty of care for any consequences of you or anyone else acting, or refraining to act, in reliance on the information contained in this report or for any decision based on it. All information and views expressed herein by CDP are based on their judgment at the time of this report and are subject to change without notice due to economic, political, industry and firm-specific factors.
    [Show full text]
  • NASDAQ Stock Market
    Nasdaq Stock Market Friday, December 28, 2018 Name Symbol Close 1st Constitution Bancorp FCCY 19.75 1st Source SRCE 40.25 2U TWOU 48.31 21st Century Fox Cl A FOXA 47.97 21st Century Fox Cl B FOX 47.62 21Vianet Group ADR VNET 8.63 51job ADR JOBS 61.7 111 ADR YI 6.05 360 Finance ADR QFIN 15.74 1347 Property Insurance Holdings PIH 4.05 1-800-FLOWERS.COM Cl A FLWS 11.92 AAON AAON 34.85 Abiomed ABMD 318.17 Acacia Communications ACIA 37.69 Acacia Research - Acacia ACTG 3 Technologies Acadia Healthcare ACHC 25.56 ACADIA Pharmaceuticals ACAD 15.65 Acceleron Pharma XLRN 44.13 Access National ANCX 21.31 Accuray ARAY 3.45 AcelRx Pharmaceuticals ACRX 2.34 Aceto ACET 0.82 Achaogen AKAO 1.31 Achillion Pharmaceuticals ACHN 1.48 AC Immune ACIU 9.78 ACI Worldwide ACIW 27.25 Aclaris Therapeutics ACRS 7.31 ACM Research Cl A ACMR 10.47 Acorda Therapeutics ACOR 14.98 Activision Blizzard ATVI 46.8 Adamas Pharmaceuticals ADMS 8.45 Adaptimmune Therapeutics ADR ADAP 5.15 Addus HomeCare ADUS 67.27 ADDvantage Technologies Group AEY 1.43 Adobe ADBE 223.13 Adtran ADTN 10.82 Aduro Biotech ADRO 2.65 Advanced Emissions Solutions ADES 10.07 Advanced Energy Industries AEIS 42.71 Advanced Micro Devices AMD 17.82 Advaxis ADXS 0.19 Adverum Biotechnologies ADVM 3.2 Aegion AEGN 16.24 Aeglea BioTherapeutics AGLE 7.67 Aemetis AMTX 0.57 Aerie Pharmaceuticals AERI 35.52 AeroVironment AVAV 67.57 Aevi Genomic Medicine GNMX 0.67 Affimed AFMD 3.11 Agile Therapeutics AGRX 0.61 Agilysys AGYS 14.59 Agios Pharmaceuticals AGIO 45.3 AGNC Investment AGNC 17.73 AgroFresh Solutions AGFS 3.85
    [Show full text]
  • Sihvonenjaakko.Pdf
    Jaakko Sihvonen TALOUDELLISEN VÄÄRINKÄYTÖSKOLMION JA TALOUDELLISTEN VÄÄRINKÄYTÖSTEN VÄLINEN YHTEYS Havainnot Yhdysvalloista ajanjaksolta 2006−2016 Johtamisen ja talouden tiedekunta Pro gradu -tutkielma Marraskuu 2020 TIIVISTELMÄ Jaakko Sihvonen: Taloudellisen väärinkäytöskolmion ja taloudellisten väärinkäytösten välinen yhteys Pro gradu -tutkielma Tampereen yliopisto Kauppatieteiden tutkinto-ohjelma, yrityksen laskentatoimi Marraskuu 2020 Globaalien markkinoiden kiihtyvä kasvu ja yhdysvaltalaisten julkisten osakeyhtiöiden hallintorakenteiden monimuotoisuus ovat tarjonneet mahdollisuuksia petolliselle liiketoiminnalle. Vaikka lainsäädäntöä on pyritty uudistamaan ja hallintorakenteita implementoimaan kohti läpinäkyvämpää toimintaa, taloudelliset väärinkäytökset ovat kasvaneet finanssikriisin aikana ja sen jälkeen uusiin mittakaavoihin. Tämän tutkimuksen tavoitteena on selvittää taloudellisen väärinkäytöskolmion elementtien yhteys taloudellisiin väärinkäytöksiin sekä päivittää aikaisemmin 2000- luvulla tehtyjä tutkimuksia. Tässä tutkimuksessa selvitetään, voidaanko Cresseyn 1950- luvulla luoman taloudellisen väärinkäytöskolmion avulla havaita ja ennustaa taloudellisia väärinkäytöksiä. Tutkimusasetelma luotiin siten, että Yhdysvaltojen arvopaperimarkkinoita valvovan elimen, Securities and Exchange Commissionin, verkkosivuilta etsittiin vuosina 2015−2019 julkaistut mediatiedotteet taloudellisista väärinkäytöksistä ja niitä tehneistä yhtiöistä. Havaituille väärinkäytösyhtiöille etsittiin satunaisesti vertailuyhtiö yhtiön kokoon perustuen. Tutkimus
    [Show full text]
  • Concorde Securities Ltd. Hereby Certifies This to Be a True Copy of the Original
    Concorde Securities Ltd. hereby certifies this to be a true copy of the original. ________________________ Zsuzsanna Kovács Chief Accountant Concorde Securities Ltd. Concorde Securities Ltd. Annual Report and Independent Auditor’s Report 31 December 2018 Deloitte Auditing and Consulting Ltd. H-1068 Budapest, Dózsa György út 84/C, Hungary Postal address: H-1438 Budapest, Pf. 471 Phone:+36 (1) 428-6800 Fax: +36 (1) 428-6801 www.deloitte.hu Incorporated: Company Registry Court of Budapest-Capital Regional Court Company registration number: 01- 09-071057 INDEPENDENT AUDITOR’S REPORT For the shareholders of Concorde Securities Ltd. Opinion We have audited the annual report of Concorde Securities Ltd. (hereinafter: the ‘Company’) for the year 2018, which comprise the balance sheet as at 31 December 2018—showing total assets and liabilities of HUF 60,556,394 thousand and profit after taxes of HUF 1,015,984 thousand—, income statement for the same period as well as notes to the annual report including a summary of significant accounting policies. In our opinion, the annual report provides a true and fair view of the financial position of the Company as at 31 December 2018 and of its financial performance for the business year then ended, in accordance with Act C of 2000 on Accounting (hereinafter: Accounting Act) effective in Hungary. Basis for the Opinion We conducted our audit in accordance with the Hungarian National Standards on Auditing and the effective Hungarian laws and other regulations regarding audits. Our responsibilities under these standards are described in more detail in ‘The auditor’s responsibility for the audit of the annual report’ section of our report.
    [Show full text]
  • Small and Micro Business Lending For
    SBA Office of Advocacy SBA Office Small Business and Micro Business Lending in the United States for Data Years 2005-2006 Business Lending in the United States for Data Years Small Business and Micro Small Business and Micro Business Lending in the United States, for Data Years 2006-2007 June 2008 Created by Congress in 1976, the Office of Advocacy of the U.S. Small Business Administration (SBA) is an independent voice for small business within the federal govern- ment. Appointed by the President and confirmed by the U.S. Senate, the Chief Counsel for Advocacy directs the office. The Chief Counsel advances the views, concerns, and interests of small business before Congress, the White House, federal agencies, federal courts, and state policy makers. Economic research, policy analyses, and small business outreach help identify issues of concern. Regional Advocates and an office in Washington, DC, support the Chief Counsel’s efforts. For more information on the Office of Advocacy, visit http://www.sba.gov/advo or call (202) 205-6533. Receive email notices of new Office of Advocacy information by signing up on Advocacy’s Listservs at http://web.sba.gov/list ; ADVOCACY NEWSLETTER ; ADVOCACY PRESS ; ADVOCACY REGULATORY NEWS ; ADVOCACY RESEARCH June 2008 No. 327 Small Business and Micro Business Lending in the United States for Data Years 2006-2007 by Victoria Williams and Charles Ou, U.S. Small Business Administration, Office of Advocacy, Office of Economic Research, 2008. 124 pages. Introduction Overall Findings Annually, the Office of Advocacy prepares a The pace of borrowing and lending in the small study on institutional lending to small firms.
    [Show full text]
  • Axos Financial, Inc. Form 8-K Current Event Report Filed 2018-10-01
    SECURITIES AND EXCHANGE COMMISSION FORM 8-K Current report filing Filing Date: 2018-10-01 | Period of Report: 2018-09-28 SEC Accession No. 0001299709-18-000122 (HTML Version on secdatabase.com) FILER Axos Financial, Inc. Mailing Address Business Address 4350 LA JOLLA VILLAGE DR. 4350 LA JOLLA VILLAGE DR. CIK:1299709| IRS No.: 330867444 | State of Incorp.:DE | Fiscal Year End: 0630 SUITE #140 MAILSTOP 801 SUITE #140 MAILSTOP 801 Type: 8-K | Act: 34 | File No.: 001-37709 | Film No.: 181095958 SAN DIEGO CA 92122 SAN DIEGO CA 92122 SIC: 6035 Savings institution, federally chartered (858) 350-6200 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2018 AXOS FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-51201 33-0867444 (State or other jurisdiction of (IRS Employer Identification incorporation) (Commission File Number) Number) 4350 La Jolla Village Drive, Suite 140, San Diego, CA 92122 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (858) 350-6200 Not Applicable (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
    [Show full text]
  • Chicago's Largest Publicly Traded Companies | Crain's Book of Lists
    Chicago’s Largest Publicly Traded Companies | Crain’s Book of Lists 2018 Company Website Location Walgreens Boots Alliance Inc. www.walgreensbootsalliance.com Deerfield, IL Boeing Co. www.boeing.com Chicago, IL Archer Daniels Midland Co. www.adm.com Chicago, IL Caterpillar Inc. www.caterpillar.com Peoria, IL United Continental Holdings Inc. www.unitedcontinental-holdings.com Chicago, IL Allstate Corp. www.allstate.com Northbrook, IL Exelon Corp. www.exeloncorp.com Chicago, IL Deere & Co. www.deere.com Moline, IL Kraft Heinz Co. www.kraftheinz-company.com Chicago, IL Mondelez International Inc. www.mondelez-international.com Deerfield, IL Abbvie Inc. www.abbvie.com North Chicago, IL McDonald’s Corp. www.aboutmcdonalds.com Oak Brook, IL US Foods Holding Corp. www.USfoods.com Rosemont, IL Sears Holdings Corp. www.searsholdings.com Hoffman Estates, IL Abbott Laboratories www.abbott.com North Chicago, IL CDW Corp. www.cdw.com Lincolnshire, IL Illinois Tool Works Inc. www.itw.com Glenview, IL Conagra Brands Inc. www.conagrabrands.com Chicago, IL Discover Financial Services Inc. www.discover.com Riverwoods, IL Baxter International Inc. www.baxter.com Deerfield, IL W.W. Grainger Inc. www.grainger.com Lake Forest, IL CNA Financial Corp. www.cna.com Chicago, IL Tenneco Inc. www.tenneco.com Lake Forest, IL LKQ Corp. www.lkqcorp.com Chicago, IL Navistar International Corp. www.navistar.com Lisle, IL Univar Inc. www.univar.com Downers Grove, IL Anixter International Inc. www.anixter.com Glenview, IL R.R. Donnelly & Sons Co. www.rrdonnelly.com Chicago, IL Jones Lang LaSalle Inc. www.jll.com Chicago, IL Dover Corp. www.dovercorporation.com Downers Grove, IL Treehouse Foods Inc.
    [Show full text]
  • Fundamentals Content Monthly Coverage Packet April 2009 - Worldscope
    FUNDAMENTALS CONTENT MONTHLY COVERAGE PACKET APRIL 2009 - WORLDSCOPE A SERIES OF RESOURCE DOCUMENTS HIGHLIGHTING THE BREADTH AND DEPTH OF THOMSON REUTERS WORLDSCOPE FUNDAMENTALS CONTENT For further information or assistance, please contact your local Thomson Reuters customer service or account team. North America: +1 888.888.1082 [email protected] [email protected] Europe: +44 (0) 870 458.1052 [email protected] Asia: +63 2 878.5772 [email protected] 1 NOTICE This document contains confidential and proprietary information of Thomson Reuters and may be used only by a recipient designated by and for purposes specified by Thomson Reuters. Reproduction of, dissemination of, modifications to, or creation of derivative works from this document, by any means and in any form or manner, is expressly prohibited, except with the prior written permission of Thomson Reuters. Permitted copies of this document must retain all proprietary notices contained in the original. The information in this document is subject to change without prior notice. Always confirm with Thomson Reuters that you are using the most current version of this document. Thomson Reuters is free to modify any of its products and services, in any manner and at any time, notwithstanding the information contained in this document. Certain information, including images, graphics, numerical or textual data pertaining to assets or securities may be included in this document to illustrate different types of products and services of Thomson Reuters. Such information may be fictitious or incomplete and should not be relied upon or considered investment advice. THE CONTENTS OF THIS DOCUMENT SHALL NOT CONSTITUTE ANY WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING BUT NOT LIMITED TO THE IMPLIED WARRANTIES OF MERCHANTABILITY AND/OR FITNESS FOR A PARTICULAR PURPOSE OR GIVE RISE TO ANY LIABILITY OF THOMSON REUTERS, ITS AFFILIATES OR ITS SUPPLIERS.
    [Show full text]
  • Circular 11492: Circularlist
    RELATIONSHI RELATIONSHI RELATIONS RELATIONSHIP INSTITUTION RSDD # P SPECIALIST P SPECIALIST HIP MANAGER MANAGER PHONE 1ST CONSTITUTION BANCORP 2784920 YOGESH DALAL 212-720-2253 JOHN ANELLO 212-720-2878 473 BROADWAY HOLDING CORPORATION 1035157 ROLAND GERRARD 212-720-2450 JOHN ANELLO 212-720-2878 AAREAL BANK AG 3123432 STEPHANIE MARTIN 212-720-1418 BERNARD JACOBS 212-720-5890 ABBEY NATIONAL TREASURY SERVICES PLC 3041385 LARRY ROSTOKER 212-720-2513 RALPH SANTASIERO 212-720-2557 ABN AMRO BANK N.V. 25012 LARRY ROSTOKER 212-720-2513 RALPH SANTASIERO 212-720-2557 ABN AMRO BANK N.V. - JERSEY CITY REP OFFICE 3158603 LARRY ROSTOKER 212-720-2513 RALPH SANTASIERO 212-720-2557 ABSA BANK LTD. 2291996 COSMO DEBARI 212-720-2405 JANET DUNLOP 212-720-2227 ADIRONDACK BANCORP, INC. 2467474 YOGESH DALAL 212-720-2253 JOHN ANELLO 212-720-2878 ADIRONDACK TRUST COMPANY 645317 ROLAND GERRARD 212-720-2450 JOHN ANELLO 212-720-2878 AGRICULTURAL BANK OF CHINA 2625126 FRANK PAINE 212-720-2650 DENNIS HERBST 212-720-2258 ALDEN STATE BANK 414102 FRED FINKELBERG 212-720-2157 JOHN ANELLO 212-720-2878 ALLGEMEINE HYPOTHEKENBANK RHEINBODEN AG 3128624 RAY CASTRO 212-720-2301 BERNARD JACOBS 212-720-5890 ALLIANCE FINANCIAL CORPORATION 1140510 YOGESH DALAL 212-720-2253 JOHN ANELLO 212-720-2878 ALLIED IRISH BANKS, LTD. 3403 PETER SCHNEIDER 212-720-2215 RALPH SANTASIERO 212-720-2557 AMBOY BANCORPORATION 2611718 JEROME KOTCH 212-720-2236 JOHN ANELLO 212-720-2878 AMERICAN EXPRESS BANK INTERNATIONAL 727576 SCHUYLER MACGUIRE 212-720-2544 WILLIAM BRODOWS 212-720-2508 AMERICAN EXPRESS
    [Show full text]
  • Ishares Core S&P U.S. Value 1-800-Flowers.Com 1347 Property
    NASDAQ - The Globe and Mail - September 28, 2018 Company Symbol Last Price 52W 52W 1 Year Vol. Yr P/E Div. High Low % Chg (000) Yield iShares Core S&P U.S. Value IUSV 56.380 58.640 51.413 4.19 74603 na 2.2 1-800-Flowers.com FLWS 11.800 15.000 8.850 10.95 36155 18.73 0.0 1347 Property Insurance Holdgs PIHPP 25.142 28.000 24.148 - 263 193.40 8.0 1347 Property Insurance Holdgs PIH 6.700 8.250 6.100 -18.14 1221 51.54 0.0 180 Degree Capital TURN 2.171 2.500 1.660 17.41 16071 na 0.0 1st Constitution Bancorp FCCY 20.700 26.995 16.150 10.08 3239 21.79 1.2 1st Tr. Indxx Gbl Natural Res. FTRI 12.740 13.250 11.715 3.74 400 na 3.6 1st Trust Em. Mkt. Local Curr. FEMB 36.610 45.950 35.440 -14.59 4858 na 6.8 1st Trust NASDAQ Cybersecurity CIBR 28.520 28.920 21.410 14.58 35014 na 0.1 1stTr Large Cap Core E.T.F. FEX 62.420 63.260 54.360 6.20 18670 na 1.0 1stTr Lrg Cap Growth AlphaDEX FTC 70.367 70.880 56.820 10.61 10422 na 0.3 1stTr Lrg Cap Value AlphaDEX FTA 54.142 57.690 50.851 1.90 15316 na 1.8 1stTr Mid Cap Core E.T.F. FNX 71.620 73.110 61.431 6.48 9091 na 0.8 1stTr Multi Cap Growth E.T.F.
    [Show full text]