BY
L. ALAOGLU AND P. ERDŐS
Reprinted from the TRANSACTIONS OF THE AMERICAN MATHEMATICAL SOCIETY Vol. 56, No. 3, pp. 448-469 November, 1944 ON HIGHLY COMPOSITE AND SIMILAR NUMBERS
BY L. ALAOGLU AND P . ERDŐS 1 . Introduction. Ramanujan( 1) defined a number to be highly composite if it has more divisors than any smaller number, and he used these numbers to determine the maximum order of d(n). He investigated the factorization of the highly composite numbers, which is also of interest . A number n is defined to be (1) highly abundant if \sigma(n) >\sigma(m) for all m
where \delta = (\log \log p)^2/\log p \log q if q^c < \log p, and \delta = \log p/q^{1-\theta} \log q if q^{1-\theta} > \log p. For highly composite numbers we prove that
where \delta = (\log \log p)^3/(\log p)^3 if q^c < \log p, and \delta =1 /q1-B \log p if q1-0 > \log p. It is easy to see that these formulas determine k,, with an error of at most 1, and in most cases uniquely . This considerably sharpens Ramanujan's results for highly composite numbers(') . The highly abundant numbers behave somewhat irregularly, but the ir- regularities are few . On the average they behave as superabundant numbers. The principal tool used in this paper is the result of Ingham( 4), which states that the number of primes between q and isq+cq^{\theta} asymptotic to for.iscq^{\theta}/\logB Actually lessany 6>48/77than only 1 is theq, fact that
Presented to the Society, April 29, 1944 ; received by the editors February 14, 1944 . (1) Collected works of S . Ramanujan, p. 86 . (2) S. Wigert, Sur quelques fonctions arithmetiques, Acta Math. vol . 37 (1914) pp. 114-140. (a) Collected works, pp . 99 ff. (') A. E. Ingham, On the difference of two consecutive primes, Quart. J . Math. Oxford Ser. vol . 8 (1937) p. 255 . used, so that all our-results could be obtained from Hoheisel's original value, 0 >32999/33000(l) . In comparing the magnitudes of \sigma(n) and \sigma(n') it is clear from the multi- plicative property of o-(n) that one need only consider the behavior of those primes which divide the two numbers to different powers . The same is true for d(n) and \sigma(n)/n. We prove that the quotient of two consecutive superabundant numbers tends to 1, and that the number of these numbers less than x is greater than c \log x • \log \log x/(\log \log \log x) 2. On the other hand it would be easy to prove that the number of superabundant numbers is less than (\log x)° \log \log x. The exponent could probably be reduced to c \log \log \log x . For highly composite numbers we have the same upper limit, but we know that the number of highly composite numbers exceeds (\logx)^It{1+c}. would be interesting to know the exact order in both cases . In the theory of colossally abundant numbers the most interesting ques- tion is whether the quotient of two consecutive colossally abundant numbers is a prime or not. This question leads to the following problem in Diophantine analysis . If p and q are different primes, is it true thatandq^xarep^x both rational only if x is an integer? For highly abundant numbers the results are less satisfactory . We do not know whether there are infinitely many highly abundant numbers which are not superabundant, nor do we know whether, ifisn=2^{k_2}\cdotq^{k_q}\cdots 3^{k_3} highly abundant, then k_2\ge k_3 \ge\cdots . Other open questions are the exact order of the largest prime factor of n, the exponent to which this prime di- vides n, and the number of highly abundant numbers less than n. There is a section devoted to a desultory discussion of other multiplicative functions. A table of highly abundant numbers less than 10' and a table of super- abundant and colossally abundant numbers less than 10 18 are appended . The highly abundant numbers were found by examining Glaisher's Number-divisor tables(6) . The calculation of the superabundant numbers was materially aided by the result proved in §2, that the exponent to which 2 divides the super- abundant n determines the exponents of all other primes with an error of 1 at most . S. Pillai, in his paper On o-_1(n) and 0(n), Proceedings of the Indian Acad- emy of Sciences vol . 17 (1943) p . 70, refers to certain results which appear to be connected with our work . We quote : "In the papers entitled `Highly abundant numbers' and `Totient numbers' which are unpublished and formed a part of my D . Sc . thesis, I proved the above results (concerning the maxi-
(b) G. Hoheisel, Primzahlprobleme in der Analysis, Berlin Math . Ges. Sitzungsber ., 1930, pp. 550-558 . (3) J. L. Glaisher, Number-divisor tables, British Association for the Advancement of Sci- ence, Mathematical Tables, vol . 8.
mum order of \sigma(n) and 4(n)). But that proof depends on the properties of these numbers . . . ." Pillars thesis is as yet inaccessible to us . 2 . Superabundant numbers . A number n is said to be superabundant if \sigma(m)/m <\sigma(n)/n for all m THEOREM 1 . If n=2^{k_2} p^{k_p}, then k_2\ge k_3\ge \cdots \ge k_p. If the theorem is not true, there exist two primes q and r such that q>r and k_q>k_r. We put k_q=k, k_r=l. Then since n is superabundant, and n'=nr/q (r^{l+2} - 1)/(r^{l+2} - r) < (q^{k+1} - 1)/(q^{k+1} - q). As (x^n-1)/(x^n-x) is a decreasing function of x and n for x, n\ge2, a simple calculation shows that our inequality is not satisfied . THEOREM 2 . Let q Suppose first that k_r=l\le\beta-2 . We let k_q=k, and define x by the inequal- ityq^x-1} (q^x - 1)r^{l+2} + r > (r - 1)q^{k+1} + q^x. But (q^x - 1)r^{l+2} + r \le (q^x - 1)r^{\beta} + q^x \le (rq - r - 1)r^{\beta} + q^x < (r - 1)q^{k+1} + q^x, which is a contradiction . If l were greater than \beta+1, we could compare g^kr^l with q^{k+x-1}r^{l-1}, and we would obtain a contradiction by the same argument . THEOREM 3. If- p is the largest prime factor of n, then k_p=1, except when n=4, 36. Let q be the second largest prime factor of n, and suppose that k = k _p > 1 . We put k,=1, and let r be the prime just greater than p. On comparing n with nr/pq, we must have - 1 + 1/r < [1 + (p - 1)/(p^{k+1} p) ] [1 + (q - 1)/(q^{l+1} - q) ]. But since l >= k Z 2, the right-hand side does not exceed (1) [1 + 1 /(p 2 + p) ] [1 + 11(92 + q) ], which is less than (1+1/p^2)(1+1/q^2) . By Tchebichef's theorem, this is less than 1+1/r if p \ge 11 . The numbers for which 3 LEMMA 1. q^{k_q} < 2^{k_2+2}. This certainly holds if k_q\le\beta= [k_2 \log 2/\log q]. If k_q=\beta+1 and 2^{k_2+2} LEMMA 2. If r>(\log p)^c, then k_r=o(r^{1/c}). By Lemma 1, k, \log r < k2 if k2 is large, and by Theorems 2 and 3, k2 < 5109 p. Hence k_r<5 \log p/\log r=o(r^{1/c}). LEMMA 3 (INGHAM)(') . The number of primes in the interval (q, q+cq^{\theta}) is asymptotic to cq^{\theta}/\log q, where \theta\ge5/8. If Riemann's hypothesis is true any 9 > 1/2 can be used . LEMMA 4. If q is the greatest prime of exponent k, and if q^{-1 > \log p, then all primes between q and q+q^{\theta} have exponent k -1. This is obviously true if k =1 . If k > 1 and the lemma is assumed to be false for the prime r, a contradiction will be found on comparings^jg^kr^lwith rq,k_r=l.s^{j-1}q^{k-1}r^{l+1},wheretheandIt is k_8prime =j, preceding is only neces- sary to note that j can be replaced by k and l by k-2 . THEOREM 4. If q is either the greatest prime of exponent k or the least prime of exponent k -1, and if q^{1-\theta} > \log p, then q^k=(p \log p/\log q) [1 + O(\log p/q^{1-\theta} \logq)] If q is the greatest prime of exponent k let q_1=q, and let q_2, \cdots,q_xbe the immediate predecessors of q. Let P_1P,_ybe \cdots the immediate successors of p. . The integer y is chosen large and x is chosen so that q_1 \cdots q_1 < P_1\cdotsP_yq_x. From the choice of y all the P; can be replaced by p+cp^{\theta}, and the q; by q-cq^{\theta}, so that (') Ibid . Hence on taking logarithms we find that On combining this and the formulas for y and y/x, we find that Similarly by raising the exponents of the first u successors of q by unity and by dropping an appropriate number of the largest prime factors, the op- posite inequality is found to hold . It is then possible to replace the k in the error term by \log p/\log q, and to drop the first of the two error terms . If q is the least prime of exponent k -1 the formula holds for the predeces- sor r of q. By Lemma 3, r=q-O(q^{\theta}), so that This expansion is valid, since k=o(q^{1-\theta}) by Lemma 3 . THEOREM 5 . If k_q=k and q<(\log p)^{\alpha}, where a is a constant, then Only the proof of the first part will be given in full, since the proof of the second is almost the same . We choose the prime s to be the least of exponent \beta-1, and r the greatest of exponent y . Both will be in the range of Theorem 4, and once r is chosen, s is to be as large as possible consistent with s But \log [(x^{n+1}-1)/(x^{n+1}-x)]=x^{-n}+O(x^{-n-1}), so that by Theorem 4 we have If t is the least prime of exponent \beta-2, then rq But again by Theorem 4, \beta\sim\log p/\log s, \beta-1\sim\log p/\log t . Hence Put r = (\log P)1; since r If we take x>2/(1-B) we find that By combining (2), (3) and (4) we get the first inequality of the theorem . To prove the second part, n is compared with nqr/s, where now s is the greatest prime of its exponent and r least . The argument is the same from this point on . It seems possible to decrease the error term to 0(1/(\log p)^c) where c is any positive integer, by changing the exponents of more primes. As will be seen in §3 the error term in Theorem 4 cannot be substantially improved, but it is possible that the error term in both Theorems 4 and 5 can be im- proved to 0(1/p^c) for some c>0. The proof of this would require a great deal more than is known about the Diophantine properties of the logarithms of primes . By combining Theorems 4 and 5, the exponent of a prime can be uniquely determined except in a few cases . Let \delta denote the error term Then By Theorem 5, this holds if q^{1p.p,-\theta} THEOREM 6 . (i) If \epsilon_q <\theta_q \le 1 -\epsilon_q, then k_q=K_q The significance of this theorem will be seen in connection with the colos- sally abundant numbers . THEOREM 7 . p\sim\log n . By Theorem 1 and the prime number theorem On the other hand by Theorems 4 and S we have It is easy to see by Theorem 2 that \lim_ p = \infty , which proves the theorem . THEOREM 8 . The quotient of two consecutive superabundant numbers tends to 1 . Take q1-8 > \log p, and q the greatest prime of exponent k . Choose r to be the least prime of exponent k -a -1, where a is a constant. Then by using Theorem 4 it is easy to see that if a is large enough . Hence a superabundant number must lie between these two numbers . But by Theorem 4 so that if q and r are of the order of (\log p) it will follow that r/q tends to 1 . THEOREM 9 . The number of superabundant numbers less than x exceeds In the proof of Theorem 8 it was shown that the ratio of two consecutive superabundants n and n' is less than 1 + c(\log \log n)^2/\log n. The result stated follows immediately from this . 3. Colossally abundant numbers. A number n is said to be colossally abundant if, for some e > 0, It is obvious that these numbers are superabundant . If P does not divide n it is easily seen that As the right-hand side is a decreasing function of P this inequality will hold for all P if it holds for the prime P just greater than the largest prime factor p of n. If q \log [(q^{k+2+x} - 1)/(q^{k+2+x} - q) ] \le \epsilon \log q < \log [(q^{k+1-x} - 1)/(q^{k+1-x} - q) ]. It is easily seen that for a given positive \epsilon, these inequalities uniquely de- termine a prime p and for each prime q an exponent k_q.LetThis n=\prod_qq^{k_q} number is colossally abundant . For the inequalities show that if y divides n and z is prime to y, \sigma(nz/y)/(nz/y)^{1+\epsilon} is\sigma(n)/n^{1+\epsilon}z k_q(\epsilon) = [\log \{ (q^{1+\epsilon} - 1)/(q^{\epsilon} - 1) \}/\log q] - 1. This shows that the error term in Theorem 4 is nearly the best possible . Here [x] denotes the greatest integer less than x . The numbers n, and k_q(\epsilon)do. Sincenot decrease as \epsilon decreases \log { (q^{1+\epsilon}-1)/(q^{\epsilon}-1)}qlogawill continuous/\is increase function of \epsilon, k_q(\epsilon) by steps of at most 1, and this will occur when \log \ { (q^{1+\epsilon}-1)/(q^{\epsilon}-1)q}/\log \ is an integer . But this makesq^{\epsilon}q^xrational.andcanp^x It is very likely that not be rational at the same time except if x is an integer . This would show that the quotient of two consecutive colossally abundant numbers is a prime . At present we can not show this . Professor Siegel has communicated to us the result thatq^x,andcans^x not r^x be simultaneously rational except if x is an integer. Hence the quotient of two consecutive colossally abundant numbers is either a prime or the product of two distinct primes . The following remark is of some interest : It follows from Theorems 4 and 5 that for large superabundant n, q^{k_q} (e) Collected works, pp . 86 ff. (1) Except for the numbers 4 and 36 the exponent of p is unity . (2) If n=2^{k_2} \cdots p^{k_p}, then k_2\ge k_3\ge \cdots \ge k_p. (3) k_q=O(\log p) . As in the case of superabundant numbers a lemma will be needed . LEMMA 5 . If q is the greatest prime of exponent k and if q 1-e > \log p, then all primes between q and q+q^{\theta} have exponent k -1 . By Lemma 3, the number of primes between q and q+cq^{\theta} is asymptotically cq^{\theta}/\log q, and by the third result quoted from Ramanujan, this will exceed k if q1-e > \log p. We now compare n with nr_1 \dots r_k/q_1\dotsq_{k+1}, where the r_i are the primes succeeding r_1, and q; the predecessors of q_1=q. We assume that r_1 But if 11 which is a contradiction . THEOREM 11 . If q is the greatest prime of exponent k, and if q 1- B > \log p, then \log (1 + 1/k) = \log q \log 2/\log p + O(1/q^{ 1-\theta}\log p). Let q_1=q, and let q_2,\dots , q_x be the primes immediately preceding q and all of exponent k. Let P1, • • • , P„ be the primes succeeding p . Then n_0 =nP_1 \cdots P_y/q_1 \cdots q_x will be less than n, so that d(n_0) q_1\cdots q_{x-1} y/x = \log q/\log p + O(\log q/x \log p) + O(1/q^{1 -\theta} \log p). Combining these two estimates we find that \log (1 + 1/k) > \log 2 \log q/\log p + 0(\log q/x \log p) + O(1/q^{1-\theta} \log p) . From the choice of y, the second term can be included in the third . The inequality in the other direction is proved in a similar fashion, raising the exponents of primes succeeding q and dropping an appropriate number of the largest prime factors . THEOREM 12. If the exponent of q is k, and if q < (\log p) where c is constant, then As in the case of the superabundant numbers, we first let r and s be two large primes : r the greatest of exponent a and s the least of its exponent \beta-1 : \beta is chosen so that the least prime t_1 of exponent \beta-a -1 is greater than rq, and if t_2 isthe-a,thent_2.Consequently least< rq prime we ofhave exponent \beta From Theorem 11 we find that Hence if s is not too large, and \epsilon > 0, We now take u to be the greatest exponent \gamma and v the least exponent \gamma-b-1 . Then for b fixed, \log (v/u) is a function of the integer \gamma . By Theo- rem 11 it is easily seen that \beta\sim\log p/\log2logr.Takep)Thenifx \ r equal (\log \gamma is as large as possible in the range of Theorem 11 we have \log (v/u) <\log (qr/s), while if \gamma is as small as possible we have \log (v/u) >\log (qr/s) . Hence there is a least value of \gamma such that \log (v/u) <\log (qr/s) . If u_1 and v_1 are the primes corresponding to the exponent \gamma -1 then \log (qr/s) < \log (u_1/v_1), so that But by Theorem 11 and so that It follows that If we take u 1- B> (\log p)2, then the first of these two terms will be the greater . In this case and as \log v/u must be asymptotic to \log (qr/s), we have From this we deduce that so that we must make x(c-\theta_0)^{1/2}/b^{1/2}>2/(1-\theta) . This can be done by taking c = 3, b = 2 and x large enough . We now have the following estimate : The number nsv/gru is smaller than n and as n is highly composite we have But by Theorem 11 and the estimate of gru/sv, we find that By our choice of r and u the last two terms can be included in the first error term. This proves the first inequality, and a similar argument proves the sec- ond . Let \epsilon_q be defined as follows : and THEOREM 13. Let \Lambda_q and \theta_q be the integral and fractional parts of _q 121 09 1 109 _p -11 - 1. Then : This formula is given by Ramanujan for large q( 9) . It follows readily from Theorems 11 and 12. (9) Collected works, pp. 99 ff. This almost exact determination of the exponents k_q is remarkable, since no ana\logue of Theorem 2 can be proved for the highly composite numbers . In fact let us consider integers of the form p^a\cdot.We g^b can define highly com- posite numbers in the obvious way, and it can be shown that the exponent of p does not determine the exponent of q with a bounded error. In fact the quotient of two consecutive highly composite numbers of this sequence tends to 1 . As in the case of the superabundants it would no doubt be possible to improve the error term in Theorem 12 . Probably the error term could be made O(1/\log p)^c)for. every c However the study of the superior highly com- posite numbers shows that the error term in Theorem 11 can not be O(1/q^{1+\epsilon}). On the other hand it is possible that the error terms of Theorems 11 and 12 are both O(p^{-c}) for some c > 0. To prove this would require again a great deal more than is known about the Diophantine properties of the logarithms of primes . 5 . Highly abundant numbers . A number n is said to be highly abundant if \sigma(n) >\sigma(m) for all m THEOREM 14. If k is any positive constant there exist two absolute constants c_1 and c2 such that for all sufficiently large x If x is large and f (x) =\sigma(n)/n, then n\sim x, by Theorem 8 . If p_1, • • • , p,. are the last r prime factors of n and k+2>r\ge k+1, then by Theorem 7 n_1=n/p_1 \cdots p_r\sim x/(\logx)^r,so that It is known that \sigma(n)/n 1 - { pi/(p; + 1) } 1 - [\log x/(1 + \log x) ]^r k/\log x. This proves one-half of the inequality . By adding new prime factors to n the same argument gives the other half . (10) S. Wigert. v.s. THEOREM 15. If n is highly abundant, then Let x be the greatest superabundant number such that x < n/\log n . Choose r so that rx But, by Theorem 14, this exceeds f (n) - c_3 \log \log n/\log n. THEOREM 16. If q^k is the highest power of q dividing the highly abundant number n, then there exists an absolute constant c_4 such that q^{ k+1}>c_4\log n. COROLLARY. Every prime q To prove this theorem it is only necessary to consider the primes less than \log n . By Theorems 14 and 15 we find that But and \sigma(n)/n>c \log \log n, which completes the proof . From Theorems 4, 5, and 7 it is easy to see that if n is superabundant, \epsilon>0, n>n(\epsilon), and q>Q(\epsilon), then (5) (1 - \epsilon) \log n \log \log n/q \log q < q^{k_q} < (1 + \epsilon) \log n \log \log n/\log q. Naturally this need not hold for the highly abundant numbers, but the excep- tions will be proved to be few . If q^{k_q} is thehighestpower of q dividing the highly abundant number n and if q^{k_q} fallsoutsidethe(5),letnon-negative limitsx_q be ofthe integer least which must be added to or subtracted from k _q in order to bring the new power of q between the two limits of (5). The powers q^{x_q}will be referred to as the defects of q. We shall prove that the product of all the defects of all primes q is less than (\log n) LEMMA 6. The number of primes greater than (1+\epsilon) \log n dividing n is bounded by a number depending only on \epsilon. If the lemma is false, there are arbitrarily large n and r such that there are r primes p _1, • • • , p. all greater than (1+4\epsilon) \log n and all dividing n . As is well known, the product of all primes less than (I+ 2,E) \log n is greater than •.n^{1+\epsilon}thereforefind_1,q,_2less We canr-2than primes for q large n (1+2\epsilon) \log n which do not divide n, and an integer x such that We compare n with n_1=nxQ/P. A simple calculation shows that But xQ/P can be replaced by 1-1/(\log n)^(1andby2,q_in,p; +2 \epsilon) \log (1+4\epsilon) \logItlargen.r\sigma(n_1) isThis is thenenough, easy>\sigma(n) to see that if is a contradiction since n_1 Let b = [c - 2 ]. Then if n is large enough, by Lemma 6 we can find primes p_1, • • , Pb between (1+\epsilon/4) \log andnon one(1+\epsilon/2) of which divides \log n. There is an integer x such that and it is easy to see that 1>xP/Q>1-1/(\log n)^2. We now compare n with n' = nxP/Q. It is easy to see that where of course q runs through the primes described at the beginning of the proof. We have the following estimates, and Hence a contradiction will be reached if c is too large . We turn now to the primes for which q^{k_q+1} \log q < (1- \epsilon) \log n \log \log n. \ge Since k_q 0, we have qqn,n\log\epsilon)thatlarge < is so (1-\logif enough then q < (1- a/2) \log n. For these primes we shall prove the following stronger result : THEOREM 17'. If q runs through all primes such that q^{k_q+1} < (1 - \epsilon) \log n • \log \log n/\log q, then \sum_qq^{x_q 1} \log q < c(\epsilon) \log \log n. This is obviously much stronger than Theorem 17, since q^{x_q-1} age x_q. By Theorem 16 and the definition of x _q, we know that= [q^{\theta}/\logq_1 \cdots p], then by Lemmas 3 and 4 it follows that y/x = \log q/\log p + O(\log q/x \log p) + O(1/1^{1_\theta} \log p) . We now compare n_1= (q_1 \cdots q_x)^k with n_2 = (q_1 \cdots q_x)^{k-1}. P_1 \cdots P_y. Since n_2
q^{k+1}(1-q^{\theta-1})^k Also \dots we have q_{k+1}> >q^k(1+3q^{\theta-1})^k>r_1 \dots r_k;1-andB, for if k pis is small large, compared with q q > (1 +3q'-1) k/(1 It follows that n_1