DOCSLIB.ORG

Bankflorida Offering Circular.Pdf

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Bankflorida Offering Circular.Pdf Subject to Completion, dated January 30, 2019 PRELIMINARY OFFERING CIRCULAR 4,200,000 Shares ese securities and is Common Stock This is an initial public offering of shares of common stock of BankFlorida, a Florida state-chartered community bank (the “Bank”) (formerly FirstCity Bank of Commerce). We are offering 4,200,000 shares of our common stock, par value $1.00 per share. Prior to this offering, there has been no public market for our common stock. We currently estimate that the public offering price per share of our common stock will be between $9.50 and $10.50 per share. Our common stock has been approved for listing on the Nasdaq Capital Market under the symbol “BFL,” subject to official notice of issuance. Investing in our common stock involves risks that are described in the “Risk Factors” section beginning on page 18 of this document. Shares of our common stock are not savings accounts, deposits or other obligations of any bank, are not insured by the Federal Deposit Insurance Corporation or any other governmental agency, and are subject to investment risks, including the possible loss of the entire amount you invest. These securities have not been approved or disapproved by the Federal Deposit Insurance Corporation, the Securities and Exchange Commission nor any other regulatory body, nor has the Federal Deposit Insurance Corporation, the Securities and Exchange Commission nor any other regulatory body passed upon the adequacy or accuracy of this offering circular. Any representation to the contrary is unlawful. We are an “emerging growth company” as defined in the Jumpstart Our Business Startups Act of 2012 and, as a result, have elected to take advantage of certain reduced public company reporting and disclosure requirements in this offering circular. No registration statement covering the offer and sale of the Bank’s common stock has been or will be filed with the Securities and Exchange Commission, the Florida Division of Securities or any other state securities regulator. The distribution of this offering circular and the offering of the shares in certain jurisdictions outside the United States may be restricted by law. Per Share Total Initial public offering price ................................ $ $ Underwriting discounts(1) .................................. $ $ Proceeds to us, before expenses(1)(2) ......................... $ $ (1) The per share and total underwriting discounts and the proceeds amounts in the table above do not give effect to the fact that no underwriting discounts will be paid with respect to up to 200,000 shares of common stock to be sold pursuant to the directed share program. (2) For all fees and expenses paid to the underwriters in this offering, see “Underwriting” in this offering circular. The underwriters may also exercise their option to purchase up to an additional 630,000 shares of our common stock from us at the public offering price less the underwriting discount, for 30 days after the date of this offering circular. The shares of common stock in this offering will be ready for delivery on or about , 2019. B. Riley FBR Hovde Group, LLC not soliciting an offer to buy these securities in any state where the offer or sale is not permitted. The information in this preliminary offering circular is not complete and may be changed. This preliminary offering circular is not an offer to sell th The date of this offering circular is , 2019. TABLE OF CONTENTS ABOUT THIS OFFERING CIRCULAR ..................................................... i INDUSTRY AND MARKET DATA ........................................................ ii IMPLICATIONS OF BEING AN EMERGING GROWTH COMPANY ............................ ii OFFERING CIRCULAR SUMMARY ....................................................... 1 THE OFFERING ........................................................................ 16 RISK FACTORS ........................................................................ 18 CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS ..................... 36 USE OF PROCEEDS .................................................................... 38 DIVIDEND POLICY .................................................................... 38 CAPITALIZATION ..................................................................... 39 DILUTION ............................................................................ 40 SELECTED HISTORICAL FINANCIAL INFORMATION ...................................... 42 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS .................................................................... 44 BUSINESS ............................................................................ 58 SUPERVISION AND REGULATION ....................................................... 71 MANAGEMENT ....................................................................... 83 EXECUTIVE COMPENSATION .......................................................... 89 PRINCIPAL STOCKHOLDERS ........................................................... 94 CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS ........................ 96 DESCRIPTION OF CAPITAL STOCK ...................................................... 97 UNDERWRITING ...................................................................... 100 SHARES ELIGIBLE FOR FUTURE SALE .................................................. 105 CHANGE IN ACCOUNTANTS ........................................................... 105 LEGAL MATTERS ..................................................................... 106 EXPERTS ............................................................................. 106 WHERE YOU CAN FIND MORE INFORMATION ........................................... 106 INDEX TO FINANCIAL STATEMENTS .................................................... F-1 You should rely only on the information contained in this offering circular and any supplement or addendum that may be provided to you. Neither the Bank nor any of the underwriters have authorized any other person to provide you with different information. If anyone provides you with different or inconsistent information, you should not rely on it. We and the underwriters are not making an offer to sell these securities in any jurisdiction where the offer or sale is not permitted. The information contained in this offering circular and any supplement or addendum is accurate only as of the date thereof, regardless of the time of delivery of this offering circular or any sale of our common stock. Our business, financial condition, results of operations and prospects may have changed since that date. ABOUT THIS OFFERING CIRCULAR Unless we state otherwise or the context otherwise requires, references in this offering circular to “we,” “us,” “our,” “BankFlorida,” the “Bank” refer to BankFlorida (formerly FirstCity Bank of Commerce). References to our “common stock” refer to our common stock, par value $1.00 per share. Unless otherwise expressly stated or the context otherwise requires, all information in this offering circular assumes that the underwriters will not exercise their option to purchase additional shares of common stock from us. i INDUSTRY AND MARKET DATA The market data and other statistical information used throughout this offering circular are based on independent industry sources and publications. Some data is also based on our good faith estimates, which are derived from our review of internal surveys, as well as independent industry publications, government publications, reports by market research firms or other published independent sources. None of the independent industry publications referred to in this offering circular was prepared on our or our affiliates’ behalf or at our expense, and we have not independently verified the data or information obtained from these sources. Forward- looking information obtained from these sources is subject to the same qualifications and the additional uncertainties regarding other forward-looking statements in this offering circular. IMPLICATIONS OF BEING AN EMERGING GROWTH COMPANY We qualify as an “emerging growth company” under the Jumpstart Our Business Startups Act of 2012, or the JOBS Act. An emerging growth company may take advantage of reduced reporting requirements and is relieved of certain other significant requirements that are otherwise generally applicable to public companies. As an emerging growth company: • we may present only two years of audited financial statements and only two years of related management’s discussion and analysis of financial condition and results of operations; • we may present less than five years of selected historical financial information; • we are exempt from the requirements to obtain an attestation and report from our auditors on management’s assessment of our internal control over financial reporting under the Sarbanes- Oxley Act of 2002, or the Sarbanes-Oxley Act; • we are permitted to provide less extensive disclosure about our executive compensation arrangements; and • we are not required to give our stockholders non-binding advisory votes on our executive compensation or golden parachute payments. We have elected to take advantage of the scaled disclosure requirements and other relief described above in this offering circular and may take advantage of these exemptions for so long as we remain an emerging growth company. We will remain an emerging growth company until the earliest of (a) the last day of the first fiscal year in which our annual gross revenues exceed $1.07 billion,
Load more

Recommended publications
  • Market Cap Close ADV 1598 67Th Pctl 745,214,477.91 $ 23.96
    Market Cap Close ADV 1598 67th Pctl $ 745,214,477.91 $ 23.96 225,966.94 801 33rd Pctl $ 199,581,478.89 $ 10.09 53,054.83 2399 Ticker_ Listing_ Effective_ Revised Symbol Security_Name Exchange Date Mkt Cap Close ADV Stratum Stratum AAC AAC Holdings, Inc. N 20160906 M M M M-M-M M-M-M AAMC Altisource Asset Management Corp A 20160906 L M L L-M-L L-M-L AAN Aarons Inc N 20160906 H H H H-H-H H-H-H AAV Advantage Oil & Gas Ltd N 20160906 H L M H-L-M H-M-M AB Alliance Bernstein Holding L P N 20160906 H M M H-M-M H-M-M ABG Asbury Automotive Group Inc N 20160906 H H H H-H-H H-H-H ABM ABM Industries Inc. N 20160906 H H H H-H-H H-H-H AC Associated Capital Group, Inc. N 20160906 H H L H-H-L H-H-L ACCO ACCO Brand Corp. N 20160906 H L H H-L-H H-L-H ACU Acme United A 20160906 L M L L-M-L L-M-L ACY AeroCentury Corp A 20160906 L L L L-L-L L-L-L ADK Adcare Health System A 20160906 L L L L-L-L L-L-L ADPT Adeptus Health Inc. N 20160906 M H H M-H-H M-H-H AE Adams Res Energy Inc A 20160906 L H L L-H-L L-H-L AEL American Equity Inv Life Hldg Co N 20160906 H M H H-M-H H-M-H AF Astoria Financial Corporation N 20160906 H M H H-M-H H-M-H AGM Fed Agricul Mtg Clc Non Voting N 20160906 M H M M-H-M M-H-M AGM A Fed Agricultural Mtg Cla Voting N 20160906 L H L L-H-L L-H-L AGRO Adecoagro S A N 20160906 H L H H-L-H H-L-H AGX Argan Inc N 20160906 M H M M-H-M M-H-M AHC A H Belo Corp N 20160906 L L L L-L-L L-L-L AHL ASPEN Insurance Holding Limited N 20160906 H H H H-H-H H-H-H AHS AMN Healthcare Services Inc.
    [Show full text]
  • RY-6 0MB Numbar7100.0297 Approval Expires November 30, 2019 Page 1 Of2 Board of Governors of the Federal Reserve System
    FRY-6 0MB Numbar7100.0297 Approval expires November 30, 2019 Page 1 of2 Board of Governors of the Federal Reserve System Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1 )(A) of the Bank This report form is to be filed by all top-tier bank holding compa­ Holding Company Act (12 U.S.C. § 1844(c)(1 )(A)): sections 8(a) nies, top-tier savings and loan holding companies, and U.S. inter­ and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) mediate holding companies organized under U.S. law, and by and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal any foreign banking organization that does not meet the require­ Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­ ments of and is not treated as a qualifying foreign banking orga­ tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act(12 U.S.C. nization under Section 211.23 of Regulation K (12 C.F.R. § §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the 211.23). (See page one of the general instructions for more detail appropriate Federal Reserve Bank the original and the number of of who must file.) The Federal Reserve may not conduct or spon­ copies specified. sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.
    [Show full text]
  • Mount Allison University Endowment Fund Holdings As of December 31, 2017
    Mount Allison University Endowment Fund Holdings As of December 31, 2017 Security Name Market Value ($Can) EQUITY HOLDINGS Canadian Holdings 5N PLUS INC $ 155 ABSOLUTE SOFTWARE CORP $ 851 ACADIAN TIMBER CORP $ 302 ADVANTAGE OIL & GAS LTD $ 283,788 AECON GROUP INC $ 1,728 AFRICA OIL CORP $ 684 AG GROWTH INTERNATIONAL INC $ 1,163 AGELLAN COMMERCIAL REAL ESTATE $ 349 AGF MANAGEMENT LTD $ 990 AGNICO-EAGLE MINES LTD $ 427,207 AGT FOOD AND INGREDIENTS INC $ 653 AIMIA INC $ 832 AIR CANADA INC $ 325,411 AIRBOSS OF AMERICA CORP $ 315 ALACER GOLD CORP $ 1,289 ALAMOS GOLD INC $ 2,216 ALAMOS GOLD INC NEW COM CLASS A $ 4,877 ALARIS ROYALTY CORP $ 1,107 ALGOMA CENTRAL CORP $ 330 ALIMENTATION COUCHE-TARD INC $ 98,854 ALIO GOLD INC $ 472 ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST $ 2,575 ALTIUS MINERALS CORP $ 1,233 ALTUS GROUP LTD/CANADA $ 1,916 ANDREW PELLER LTD $ 1,448 ARGONAUT GOLD INC $ 656 ARTIS REAL ESTATE INVESTMENT TRUST $ 1,539 ASANKO GOLD INC $ 209 ATCO LTD $ 119,947 ATHABASCA OIL COP $ 703 ATS AUTOMATION TOOLING SYSTEMS INC $ 1,769 AURICO METALS INC $ 311 AUTOCANADA INC $ 1,128 AVIGILON CORP $ 1,258 B2GOLD CORP $ 29,898 BADGER DAYLIGHTING LTD $ 1,525 BANK OF MONTREAL $ 725,449 BANK OF NOVA SCOTIA $ 2,019,757 BARRICK GOLD CORP $ 459,749 BAYTEX ENERGY CORP $ 1,213 BCE INC $ 791,441 BELLATRIX EXPLORATION LTD $ 94 BIRCHCLIFF ENERGY LTD $ 1,479 BIRD CONSTRUCTION INC $ 731 1 Mount Allison University Endowment Fund Holdings As of December 31, 2017 Security Name Market Value ($Can) BLACK DIAMOND GROUP LTD $ 95 BLACKBERRY LIMITED $ 151,777 BLACKPEARL RESOURCES INC $ 672 BOARDWALK REAL ESTATE INVESTMENT TRUST $ 1,610 BONAVISTA ENERGY CORP $ 686 BONTERRA ENERGY CORP $ 806 BORALEX INC $ 2,276 BROOKFIELD ASSET MANAGEMENT INCORPORATED $ 672,870 BROOKFIELD INFRASTRUCTURE PARTNERS L.P.
    [Show full text]
  • Ameris Bancorp Annual Report 2018
    Ameris Bancorp Annual Report 2018 Form 10-K (NASDAQ:ABCB) Published: March 1st, 2018 PDF generated by stocklight.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017, or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-13901 AMERIS BANCORP (Exact name of registrant as specified in its charter) GEORGIA 58-1456434 (State of incorporation) (IRS Employer ID No.) 310 FIRST ST., SE, MOULTRIE, GA 31768 (Address of principal executive offices) (229) 890-1111 (Registrant’s telephone number) Securities registered pursuant to Section 12(b) of the Act: Common Stock, Par Value $1 Per Share Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes x No ¨ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Securities Exchange Act. Yes ¨ No x Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
    [Show full text]
  • For Personal Use Only Use Personal for Vanguard Total Stock Market Index Fund
    US SEC Filing Announcement for the Vanguard® Exchange Traded Funds 01 December 2011 Vanguard Investments Australia Ltd announces the following: FUND ASX ANNOUNCEMENT CODE Vanguard® US Total Market Shares Index ETF VTS US SEC Filing of Form N-Q The Vanguard Group, Inc. in the US has completed and filed Form N-Q (quarterly schedule of portfolio holdings) for Registered Investment Companies with the Securities and Exchange Commission (SEC) in the US as part of the regulatory requirements of the SEC. VTI is a share class of the Vanguard® Total Stock Market Index Fund (US Fund), which is traded in the form of CDIs* in Australia. As the filing in the US covers multiple funds, only the information relevant to the US Fund is included. The completed form is attached and can be viewed online at the SEC website at: • www.sec.gov/Archives/edgar/data/36405/000093247111004016/0000932471-11-004016-index.htm Further details of the SEC requirements for this filing are available at: • www.sec.gov/about/forms/formn-q.pdf Note: The attached SEC filing relates to the Vanguard ETF listed in the United States of America under code ‘VTI’, CDIs are issued in Australia by Vanguard Investments Australia Ltd under the ASX code ‘VTS’. For personal use only * Clearing House Electronic Subregister System (CHESS) Depositary Interests (CDIs) Further Information If you have any queries on Vanguard ETFs, please visit vanguard.com.au/etf © 2011 Vanguard Investments Australia Ltd (ABN 72 072 881 086 / AFS Licence 227263) (Vanguard) is the issuer of the Prospectus on behalf of the US listed ETFs described in the Prospectus.
    [Show full text]
  • Christopher S. Connell
    FOCUS Christopher S. Connell Banking Corporate & Securities Co-Chair, Corporate, Mergers & Acquisitions Mergers & Acquisitions and Securities Regulation & Compliance Philadelphia, PA Financial Services 215.564.8138 Real Estate White-Collar Defense, Internal [email protected] Investigations & Corporate Compliance Common & Collective Trust Funds Special Situations Investment Management Mergers & Acquisitions Christopher Connell is the co-chair of Stradley Ronon’s corporate, mergers and BAR ADMISSIONS acquisitions and securities practice group. He focuses his practice on the representation of financial institutions, financial services businesses and other New Jersey corporate clients in various industries in numerous transactional matters, Pennsylvania including mergers and acquisitions, offerings of debt and equity securities (both public and private), initial public offerings and securities matters for public EDUCATION companies. Chris also regularly advises corporate clients of all sizes in an outside J.D., Villanova University School of Law general counsel role, supporting the clients’ general corporate law, contracting B.S., cum laude, Villanova University and governance needs. RESULTS Chris’ experience includes the representation of: Banking and Financial Institutions . DNB Financial Corp. (NASDAQ: DNBF), the holding company for community bank DNB First, in its $206 million acquisition by S&T Bancorp, Inc. that will expand S&T’s footprint into Chester, Delaware and Philadelphia, Pennsylvania counties . Bryn Mawr Bank Corporation in its: . definitive agreement and plan of merger to acquire Continental Bank Holdings Inc., and related joint proxy statement/prospectus on Form S-4, in a transaction valued at $109 million . multimillion-dollar acquisition of the private wealth management group of Hershey Trust Company . agreement to acquire certain assets of First Bank of Delaware .
    [Show full text]
  • Annual Report of Holding Companies-FR Y-6
    FR Y-6 0MB Number7100-0297 Approval expires September 30, 2018 Page 1 of 2 Board of Governors of the Federal Reserve System Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c}{1)(A) of the Bank This report form is to be filed by all top-tier bank holding compa­ Holding Company Act (12 U.S.C. § 1B44(c)(1)(A)); sections 8(a) nies, top-tier savings and loan holding companies, and U.S. inter­ and 13(a} of the International Banking Act (12 U.S.C. §§ 3106(a) mediate holding companies organized under U.S. law, and by and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal any foreign banking organization that does not meet the require­ Reserve Act {12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­ ments of and is not treated as a qualifying foreign banking orga­ tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. nization under Section 211.23 of Regulation K (12 C.F.R. § §§ 5361 , 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the 211 .23). (See page one of the general instructions for more detail appropriate Federal Reserve Bank the original and the number of of who must file.) The Federal Reserve may not conduct or spon­ copies specified. sor, and an organization {or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.
    [Show full text]
  • City of Jacksonville
    ® NEW ISSUE – BOOK‑ENTRY ONLY RATINGS: See "RATINGS" herein. In the opinion of Bond Counsel, under existing statutes, regulations, rulings and court decisions, assuming continuing compliance with certain tax covenants and the accuracy of the certifications and representations of the City, interest on the Series 2017 Bonds (as defined below) will be excludable from gross income for federal income tax purposes. Interest on the Series 2017 Bonds is not an item of tax preference for purposes of the federal alternative minimum tax imposed on individuals and corporations. However, interest on the Series 2017 Bonds will be taken into account in determining adjusted current earnings for purposes of computing the alternative minimum tax imposed on certain corporations. Bond Counsel is further of the opinion that the Series 2017 Bonds and the interest thereon will not be subject to taxation under the laws of the State of Florida, except as to estate taxes and taxes under Chapter 220, Florida Statutes, on interest, income or profits on debt obligations owned by corporations, as defined in said Chapter 220. For a more complete discussion of certain tax aspects relating to the Series 2017 Bonds see "TAX MATTERS" herein. $112,865,000 $31,455,000 CITY OF JACKSONVILLE, FLORIDA CITY OF JACKSONVILLE, FLORIDA SPECIAL REVENUE AND REFUNDING BONDS, SPECIAL REVENUE REFUNDING BONDS, SERIES 2017A SERIES 2017B Dated: Date of Delivery Due: October 1, as shown on inside cover The City of Jacksonville, Florida (the "City") is issuing its $112,865,000 Special Revenue and Refunding Bonds, Series 2017A (the "Series 2017A Bonds") and its $31,455,000 Special Revenue Refunding Bonds, Series 2017B (the "Series 2017B Bonds" and together with the Series 2017A Bonds, the "Series 2017 Bonds").
    [Show full text]
  • 4105 Emerson Street Jacksonville, Florida 32207
    4105 EMERSON STREET JACKSONVILLE, FLORIDA 32207 JESSE LONG # BK3313871 CATHERINE VAUGHN BIRCHIN LANE REALTY ADVISORS, LLC BIRCHIN LANE REALTY ADVISORS, LLC PRINCIPAL/BIC ASSOCIATE CELL | 770.653.9400 CELL | 843.437.7310 FAX | 843.414.5209 FAX | 843.414.5209 [email protected] [email protected] 4105 EMERSON STREET JACKSONVILLE, FLORIDA 32207 *representation of building CATHERINE VAUGHN | BROKER CELL | 843.437.7310 FAX | 843.414.5209 [email protected] 4105 EMERSON STREET JACKSONVILLE, FL 32207 TABLE OF CONTENTS SECTION I INVESTMENT SUMMARY Location Map Aerial Investment Highlights Real Estate Investment Summary Site Plan Market Overview SECTION II DEMOGRAPHICS & TRAFFIC COUNTS SECTION III TENANT PROFILE SECTION V CONFIDENTIALITY & DISCLAIMER CATHERINE VAUGHN | BROKER CELL | 843.437.7310 FAX | 843.414.5209 [email protected] 4105 EMERSON STREET JACKSONVILLE, FL 32207 LOCATION MAP CCATHERINEATHERINE VAUGHN| | BROKER BROKER CELLCELL | 843.437.7310843.437.7310 FAXFAX | 843.414.5209843.414.5209 CVAUGHNCVAUGHN@@BIRCHINLANEREALTYBIRCHINLANEREALTY.COM.COM 4105 EMERSON STREET JACKSONVILLE, FL 32207 LOCATION MAP Jacksonville is a part of the Jacksonville – St Marys – Palatka FL - GA Combined Statistical Area population approx. 1,573,606. CATHERINECATHERINEVAUGHNVAUGHN| | BROKER BROKER CELLCELL| 843.437.7310| 843.437.7310 FAX | 843.414.5209 FAX | 843.414.5209 [email protected] [email protected] 4105 EMERSON STREET JACKSONVILLE, FL 32207 LOCATION MAP CCATHERINEATHERINE VAUGHN| | BROKER
    [Show full text]
  • Sa Funds Investment Trust
    SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2012-05-22 | Period of Report: 2012-03-31 SEC Accession No. 0001206774-12-002210 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 3055 OLIN AVENUE SUITE 3055 OLIN AVENUE SUITE CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 2000 2000 Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 12860630 SAN JOSE CA 95128 SAN JOSE CA 95128 408-260-3100 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09195 SA FUNDS - INVESTMENT TRUST (Exact name of registrant as specified in charter) 3055 Olin Avenue, Suite 2000 San Jose, California 95128 (Address of principal executive offices) (Zip Code) Christopher Stanley Chief Legal Officer SA Funds - Investment Trust 3055 Olin Ave., Suite 2000 San Jose, CA. 95128 (Name and Address of Agent for Service) Copies to: Brian F. Link R. Darrell Mounts Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company K&L Gates LLP Mail Code: JHT 1732 1601 K Street, N.W. 200 Clarendon Street Washington, D.C. 20006 Boston, MA 02116 Registrants telephone number, including area code: (408) 260-3100 Date of fiscal year end: June 30 Date of reporting period: March 31, 2012 Copyright © 2012 www.secdatabase.com.
    [Show full text]
  • SINGLE TENANT NNN INVESTMENT (FEE SIMPLE) Brand New 2017 Construction - Corporate Guarantee 9395 Atlantic Blvd
    SINGLE TENANT NNN INVESTMENT (FEE SIMPLE) Brand New 2017 Construction - Corporate Guarantee 9395 Atlantic Blvd. | Jacksonville, FL | 32225 COLLIERS INTERNATIONAL | 3 PARK PLAZA, SUITE 1200 | IRVINE, CA 92614 | SNYDER/CARLTON TEAM Table Of Contents Property Overview 03 Investment Highlights 04 Lease Abstract 05 Parcel Details 06 Aerial Overview 07 Tenant Overview 09 Demographics 10 Jacksonville, FL 11 Daytime Population Map 12 Investment Contacts: Household Income Map 13 Eric Carlton Jereme Snyder Senior Vice President Executive Vice President Confidentiality Agreement 14 License No. 01809955 License No. 01360233 949.724.5561 949.724.5552 [email protected] [email protected] Broker of Record: Jason Ryals Executive Vice President License No. SL3047698 [email protected] Property Overview We are pleased to offer to qualified investors an opportunity to purchase a brand new single tenant NNN investment fully leased to Chipotle Mexican Grill on a corporate lease. With a brand new 11 year lease scheduled to begin the earlier of Tenant’s opening for business or 1/13/2018, this location provides excellent long term stable cash flow with a rent increase of 10% after year 6 as well as 10% increases each option period (4 -5 year options). Additionally, this location will be part of Chipotle’s new prototype construction and is backed by a corporate guarantee. This is a rare opportunity to purchase a brand new corporate guaranteed single tenant NNN investment, positioned as an outparcel to an existing Best Buy and Guitar Center, benefiting from excellent visibility from over 37,300 VPD, with 11 years remaining and minimal Landlord responsibilities.
    [Show full text]
  • Jacksonville, FL OFFERING MEMORANDUM
    *representation of building Jacksonville, FL Total Investment $2,131,000 | 4.72% Year expected profitability faccininvestments.com [email protected] OFFERING MEMORANDUM EUA: +1 954 478.6530 1 Brasil: +55 11 4063.4613 No warranty or representation is made as to the accuracy of the foregoing information. Terms of sale, lease, and availability are subject to change or withdrawal without notice. Regional Map Family Dollar | 4105 Emerson Street, Jacksonville, FL 32207 faccininvestments.com [email protected] EUA: +1 954 478.6530 2 Brasil: +55 11 4063.4613 No warranty or representation is made as to the accuracy of the foregoing information. Terms of sale, lease, and availability are subject to change or withdrawal without notice. Location Map Family Dollar | 4105 Emerson Street, Jacksonville, FL 32207 Jacksonville is a part of the Jacksonville – St Marys – Palatka FL - GA Combined Statistical Area population approx. 1,573,606. faccininvestments.com [email protected] EUA: +1 954 478.6530 3 Brasil: +55 11 4063.4613 No warranty or representation is made as to the accuracy of the foregoing information. Terms of sale, lease, and availability are subject to change or withdrawal without notice. Property Location Family Dollar | 4105 Emerson Street, Jacksonville, FL 32207 faccininvestments.com [email protected] EUA: +1 954 478.6530 6 Brasil: +55 11 4063.4613 No warranty or representation is made as to the accuracy of the foregoing information. Terms of sale, lease, and availability are subject to change or withdrawal without notice. Property Location Family Dollar | 4105 Emerson Street, Jacksonville, FL 32207 faccininvestments.com [email protected] EUA: +1 954 478.6530 7 Brasil: +55 11 4063.4613 No warranty or representation is made as to the accuracy of the foregoing information.
    [Show full text]