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Sa Funds Investment Trust SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2012-05-22 | Period of Report: 2012-03-31 SEC Accession No. 0001206774-12-002210 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 3055 OLIN AVENUE SUITE 3055 OLIN AVENUE SUITE CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 2000 2000 Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 12860630 SAN JOSE CA 95128 SAN JOSE CA 95128 408-260-3100 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09195 SA FUNDS - INVESTMENT TRUST (Exact name of registrant as specified in charter) 3055 Olin Avenue, Suite 2000 San Jose, California 95128 (Address of principal executive offices) (Zip Code) Christopher Stanley Chief Legal Officer SA Funds - Investment Trust 3055 Olin Ave., Suite 2000 San Jose, CA. 95128 (Name and Address of Agent for Service) Copies to: Brian F. Link R. Darrell Mounts Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company K&L Gates LLP Mail Code: JHT 1732 1601 K Street, N.W. 200 Clarendon Street Washington, D.C. 20006 Boston, MA 02116 Registrants telephone number, including area code: (408) 260-3100 Date of fiscal year end: June 30 Date of reporting period: March 31, 2012 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SA Funds - Investment Trust By: /s/ Alexander Potts Alexander Potts President and Chief Executive Officer Date: May 22, 2012 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Michael Clinton Michael Clinton Treasurer, Chief Financial and Accounting Officer Date: May 22, 2012 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF MARCH 31, 2012 (Unaudited) FACE AMOUNT VALUE BONDS AND NOTES 95.2% Australia 1.4% Westpac Banking Corp., 2.100%, 8/02/13 USD $2,650,000 $2,683,308 Westpac Banking Corp., 2.250%, 11/19/12 USD 2,200,000 2,223,848 4,907,156 Canada 6.3% Bank of Nova Scotia, 2.250%, 1/22/13 USD 3,700,000 3,751,778 Bank of Nova Scotia, 2.375%, 12/17/13 USD 6,000,000 6,174,648 Ontario Electricity Financial Corp., 7.450%, 3/31/13 USD 4,461,000 4,765,249 Province of Ontario Canada, 4.375%, 2/15/13 USD 1,000,000 1,034,173 Royal Bank of Canada, 1.125%, 1/15/14 USD 4,000,000 4,030,516 Royal Bank of Canada MTN, 2.100%, 7/29/13 USD 3,000,000 3,061,317 22,817,681 France 1.0% BNP Paribas / BNP Paribas US MTN, 2.125%, 12/21/12 USD 3,400,000 3,417,524 Germany 1.6% Kreditanstalt fuer Wiederaufbau, 1.375%, 1/13/14 USD 3,500,000 3,553,231 Landwirtschaftliche Rentenbank, 3.250%, 3/15/13 USD 2,000,000 2,051,602 5,604,833 Norway 0.8% Eksportfinans ASA, 1.875%, 4/02/13 USD 3,000,000 2,925,681 Supranational 1.4% European Investment Bank, 3.375%, 6/12/13 USD 5,000,000 5,162,390 United States 82.7% 3M Co. MTN, 4.375%, 8/15/13 1,000,000 1,053,544 Bank of New York Mellon Corp. (The), 5.125%, 8/27/13 2,194,000 2,327,055 Bank of New York Mellon Corp. (The) MTN, 4.500%, 4/01/13 7,000,000 7,272,678 Berkshire Hathaway Finance Corp., 0.912%, 1/10/14(a) 698,000 699,827 Berkshire Hathaway Finance Corp., 1.500%, 1/10/14 215,000 218,460 Berkshire Hathaway Finance Corp., 5.000%, 8/15/13 3,000,000 3,178,458 Berkshire Hathaway, Inc., 0.940%, 2/11/13(a) 5,414,000 5,442,353 Berkshire Hathaway, Inc., 2.125%, 2/11/13 400,000 405,865 Federal Farm Credit Bank, 0.850%, 4/15/13 10,800,000 10,869,293 Federal Home Loan Banks, 0.375%, 11/27/13 5,900,000 5,903,628 Federal Home Loan Banks, 0.500%, 8/28/13 8,500,000 8,524,115 Federal Home Loan Banks, 1.625%, 6/14/13 500,000 508,193 Federal Home Loan Banks, 2.375%, 3/14/14 29,800,000 30,954,661 Federal Home Loan Banks, 3.125%, 12/13/13 800,000 837,618 Federal Home Loan Banks, 3.625%, 5/29/13 9,300,000 9,663,053 Federal Home Loan Banks, 5.125%, 8/14/13 1,600,000 1,706,349 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Federal Home Loan Mortgage Corp., 0.375%, 10/30/13 23,100,000 23,161,123 Federal Home Loan Mortgage Corp., 0.375%, 11/27/13 6,700,000 6,704,114 Federal Home Loan Mortgage Corp., 0.375%, 2/27/14 5,000,000 5,000,190 Federal Home Loan Mortgage Corp., 0.500%, 10/15/13 6,000,000 6,002,640 Federal Home Loan Mortgage Corp., 0.625%, 12/23/13 13,000,000 13,055,237 Federal Home Loan Mortgage Corp., 3.500%, 5/29/13 2,500,000 2,594,575 Federal Home Loan Mortgage Corp., 3.750%, 6/28/13 2,500,000 2,610,260 Federal Home Loan Mortgage Corp., 4.125%, 9/27/13 2,700,000 2,853,271 Federal Home Loan Mortgage Corp., 4.500%, 7/15/13 1,000,000 1,054,755 Federal Home Loan Mortgage Corp., 4.500%, 1/15/14 1,500,000 1,615,036 Federal National Mortgage Association, 0.750%, 12/18/13 32,550,000 32,788,559 Federal National Mortgage Association, 1.125%, 9/30/13 14,700,000 14,877,282 Federal National Mortgage Association, 1.750%, 5/07/13 4,900,000 4,978,542 Federal National Mortgage Association, 2.750%, 3/13/14 4,000,000 4,192,736 Federal National Mortgage Association, 2.875%, 12/11/13 11,400,000 11,891,568 Federal National Mortgage Association, 3.250%, 4/09/13 11,400,000 11,759,818 Federal National Mortgage Association, 3.875%, 7/12/13 1,500,000 1,569,877 General Electric Capital Corp., 1.433%, 1/07/14(a) 425,000 427,956 General Electric Capital Corp., 2.100%, 1/07/14 8,200,000 8,373,692 General Electric Capital Corp. MTN, Series A, 5.400%, 9/20/13 1,400,000 1,490,117 International Business Machines Corp. (IBM), 2.100%, 5/06/13 1,000,000 1,018,088 JPMorgan Chase & Co. MTN, 1.361%, 1/24/14(a) 1,200,000 1,205,970 JPMorgan Chase & Co. MTN, 1.650%, 9/30/13 8,750,000 8,839,950 PepsiCo, Inc., 0.593%, 5/10/13(a) 6,305,000 6,324,924 Private Export Funding Corp., Series Y, 3.550%, 4/15/13 3,055,000 3,157,517 Toyota Motor Credit Corp. MTN, 1.900%, 12/05/12 5,400,000 5,450,630 US Bancorp, 2.000%, 6/14/13 5,232,000 5,321,357 Wachovia Corp. MTN, 0.737%, 8/01/13(a) 6,000,000 6,006,774 Wal-Mart Stores, Inc., 3.000%, 2/03/14 500,000 522,831 Wal-Mart Stores, Inc., 4.250%, 4/15/13 2,353,000 2,443,988 See notes to schedule of investments. Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FACE AMOUNT VALUE BONDS AND NOTES (Continued) United States (Continued) Wal-Mart Stores, Inc., 4.550%, 5/01/13 $7,000,000 $7,311,052 Wells Fargo & Co., 4.375%, 1/31/13 3,100,000 3,196,078 297,365,657 TOTAL BONDS AND NOTES (Identified Cost $341,582,093) 342,200,922 SHORT-TERM INVESTMENTS 4.4% Australia 0.5% National Australia Bank YCD, 1.747%, 1/30/14(a) 1,630,000 1,630,081 Finland 2.5% Nordea Bank YCD, 0.909%, 4/05/13(a) 9,000,000 9,003,510 France 0.4% Caisse des Depots et Consignations, 0.508%, 6/01/12 1,500,000 1,499,100 12,132,691 SHARES VALUE United States 1.0% SSgA Government Money Market Fund 1 1 SSgA Money Market Fund 3,518,503 3,518,503 3,518,504 TOTAL SHORT-TERM INVESTMENTS (Identified Cost $15,642,877) 15,651,195 Total Investments 99.6% (Identified Cost $357,224,970)# 357,852,117 Cash and Other Assets, Less Liabilities 0.4% 1,525,225 Net Assets 100.0% $359,377,342 ____________________ See Note 1. (a) Variable or Floating Rate Bond.
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