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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2016-11-23

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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2016-11-23 SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2016-11-23 | Period of Report: 2016-09-30 SEC Accession No. 0001206774-16-007593 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 10 ALMADEN BLVD, 15TH 10 ALMADEN BLVD, 15TH CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 FLOOR FLOOR Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 162016544 SAN JOSE CA 95113 SAN JOSE CA 95113 (800) 366-7266 Copyright © 2016 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09195 SA FUNDS - INVESTMENT TRUST (Exact name of registrant as specified in charter) 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Address of principal executive offices) (Zip Code) Deborah Djeu Chief Compliance Officer SA Funds - Investment Trust 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Name and Address of Agent for Service) Copies to: Brian F. Link Mark D. Perlow, Esq. Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company Dechert LLP 100 Summer Street One Bush Street, Suite 1600 7th Floor, Mailstop SUM 0703 San Francisco, CA 94104-4446 Boston, MA 02111 Registrants telephone number, including area code: (800) 366-7266 Date of fiscal year end: June 30 Date of reporting period: September 30, 2016 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF SEPTEMBER 30, 2016 (Unaudited) FACE AMOUNT VALUE BONDS AND NOTES 99.3% Australia 2.0% Australia & New Zealand Banking Group Ltd., 1.875%, 10/06/17 USD $5,000,000 $5,035,200 Commonwealth Bank of Australia, 1.125%, 3/13/17 USD 1,600,000 1,600,518 National Australia Bank Ltd., 2.750%, 3/09/17 USD 3,880,000 3,907,859 Westpac Banking Corp., 1.500%, 12/01/17 USD 2,000,000 2,005,154 12,548,731 Canada 7.0% Bank of Montreal, 1.400%, 4/10/18 USD 1,500,000 1,501,782 Bank of Montreal MTN, 1.400%, 9/11/17 USD 6,450,000 6,454,896 Bank of Nova Scotia (The), 1.250%, 4/11/17 USD 3,305,000 3,306,044 Province of Ontario Canada, 1.200%, 2/14/18 USD 2,500,000 2,506,155 Royal Bank of Canada, 1.400%, 10/13/17 USD 2,000,000 2,001,364 Royal Bank of Canada, 1.500%, 1/16/18 USD 2,400,000 2,406,521 Royal Bank of Canada, 1.800%, 7/30/18 USD 2,000,000 2,014,364 Royal Bank of Canada, 2.200%, 7/27/18 USD 3,812,000 3,866,672 Toronto-Dominion Bank (The), 1.125%, 5/02/17 USD 3,680,000 3,682,848 Toronto-Dominion Bank (The), 1.400%, 4/30/18 USD 7,500,000 7,504,005 Toronto-Dominion Bank (The), 1.450%, 9/06/18 USD 5,000,000 5,010,180 Toronto-Dominion Bank (The), 1.625%, 3/13/18 USD 2,125,000 2,136,466 42,391,297 France 1.1% Societe Generale SA, 2.750%, 10/12/17 USD 1,306,000 1,322,460 Total Capital SA, 2.125%, 8/10/18 USD 5,333,000 5,421,501 6,743,961 Netherlands 1.5% Cooperatieve Rabobank UA, 1.700%, 3/19/18 USD 1,435,000 1,442,376 Shell International Finance BV, 1.125%, 8/21/17 USD 4,500,000 4,501,985 Shell International Finance BV, 1.900%, 8/10/18 USD 2,185,000 2,216,005 Siemens Financieringsmaatschappij NV, 1.450%, 5/25/18 ± USD 1,000,000 1,003,657 9,164,023 Sweden 2.8% Nordea Bank AB, 1.250%, 4/04/17 USD 4,390,000 4,393,113 Nordea Bank AB, 3.125%, 3/20/17 USD 10,000,000 10,090,860 Svensk Exportkredit AB, 1.125%, 4/05/18 USD 1,500,000 1,502,346 Svenska Handelsbanken AB, 1.625%, 3/21/18 USD 1,000,000 1,003,869 16,990,188 Switzerland 0.5% Credit Suisse AG, 1.375%, 5/26/17 USD 3,000,000 2,997,027 United States 84.4% Actavis, Inc., 1.875%, 10/01/17 2,000,000 2,007,390 Aetna, Inc., 1.700%, 6/07/18 4,300,000 4,315,471 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Aflac, Inc., 2.650%, 2/15/17 4,627,000 4,652,449 American Express Co., 7.000%, 3/19/18 2,000,000 2,158,080 American Express Credit Corp. MTN, 1.125%, 6/05/17 3,000,000 2,998,812 Anthem, Inc., 2.375%, 2/15/17 3,500,000 3,512,499 Apple, Inc., 0.900%, 5/12/17 2,200,000 2,200,143 Apple, Inc., 1.000%, 5/03/18 1,000,000 998,839 Apple, Inc., 1.300%, 2/23/18 3,700,000 3,711,648 AT&T, Inc., 5.500%, 2/01/18 4,500,000 4,742,762 Bank of America Corp., 3.875%, 3/22/17 2,500,000 2,529,173 Bank of America Corp., 5.650%, 5/01/18 2,000,000 2,122,338 Berkshire Hathaway Finance Corp., 1.300%, 5/15/18 1,500,000 1,505,361 Berkshire Hathaway Finance Corp., 1.450%, 3/07/18 9,235,000 9,281,046 Berkshire Hathaway Finance Corp., 1.600%, 5/15/17 2,444,000 2,452,561 Berkshire Hathaway, Inc., 1.550%, 2/09/18 4,037,000 4,061,218 Cardinal Health, Inc., 1.700%, 3/15/18 927,000 930,474 Cardinal Health, Inc., 1.900%, 6/15/17 1,470,000 1,477,588 Caterpillar Financial Services Corp., 1.000%, 3/03/17 943,300 943,414 Caterpillar Financial Services Corp., 1.500%, 2/23/18 4,000,000 4,014,152 Caterpillar Financial Services Corp., 2.450%, 9/06/18 1,000,000 1,021,451 Chevron Corp., 1.344%, 11/09/17 17,250,000 17,286,190 Cisco Systems, Inc., 1.400%, 2/28/18 9,710,000 9,749,539 Cisco Systems, Inc., 1.650%, 6/15/18 7,860,000 7,926,503 Citigroup, Inc., 1.300%, 11/15/16 1,000,000 1,000,221 Citigroup, Inc., 2.500%, 9/26/18 2,000,000 2,032,714 Coca-Cola Co. (The), 0.875%, 10/27/17 6,000,000 5,988,288 Coca-Cola Co. (The), 1.150%, 4/01/18 3,300,000 3,304,221 Coca-Cola Co. (The), 1.650%, 3/14/18 6,975,000 7,043,027 ConAgra Foods, Inc., 1.900%, 1/25/18 1,000,000 1,006,187 Corning, Inc., 1.450%, 11/15/17 3,897,000 3,896,088 Corning, Inc., 1.500%, 5/08/18 1,000,000 997,641 Dover Corp., 5.450%, 3/15/18 1,500,000 1,590,390 eBay, Inc., 2.500%, 3/09/18 5,746,000 5,829,300 Exxon Mobil Corp., 1.305%, 3/06/18 4,349,000 4,363,078 Exxon Mobil Corp., 1.439%, 3/01/18 13,600,000 13,659,690 See notes to schedules of investments Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FACE AMOUNT VALUE BONDS AND NOTES (Continued) United States (Continued) Federal Home Loan Banks, 0.625%, 10/26/17 $4,500,000 $4,496,468 Federal Home Loan Banks, 0.625%, 8/07/18 11,000,000 10,959,135 Federal Home Loan Banks, 1.250%, 6/08/18 9,000,000 9,062,640 Federal Home Loan Mortgage Corp., 0.750%, 4/09/18 4,500,000 4,496,607 Federal Home Loan Mortgage Corp., 1.000%, 12/15/17 9,000,000 9,032,085 Federal Home Loan Mortgage Corp., 5.125%, 11/17/17 2,000,000 2,097,440 Federal National Mortgage Association, 0.875%, 10/26/17 21,000,000 21,036,645 Federal National Mortgage Association, 0.875%, 12/20/17 975,000 976,573 Federal National Mortgage Association, 1.000%, 9/27/17 5,500,000 5,518,205 Federal National Mortgage Association, 1.875%, 9/18/18 14,500,000 14,798,714 Ford Motor Credit Co. LLC, 1.461%, 3/27/17 1,700,000 1,702,225 Ford Motor Credit Co. LLC, 2.240%, 6/15/18 1,000,000 1,008,403 Ford Motor Credit Co. LLC, 5.000%, 5/15/18 2,900,000 3,045,180 General Electric Co., 5.250%, 12/06/17 5,000,000 5,241,920 General Electric Co., 5.625%, 5/01/18 8,894,000 9,517,905 Gilead Sciences, Inc., 1.850%, 9/04/18 978,000 988,383 Goldman Sachs Group, Inc. (The), 6.150%, 4/01/18 2,800,000 2,983,380 International Business Machines Corp., 1.125%, 2/06/18 3,000,000 3,000,201 International Business Machines Corp., 5.700%, 9/14/17 13,000,000 13,568,308 John Deere Capital Corp., 1.200%, 10/10/17 5,000,000 5,002,805 JPMorgan Chase & Co., 1.625%, 5/15/18 2,735,000 2,741,353 JPMorgan Chase & Co., 6.000%, 1/15/18 1,700,000 1,796,410 KeyBank NA, 1.700%, 6/01/18 2,000,000 2,010,278 Kraft Foods Group, Inc., 2.250%, 6/05/17 3,431,000 3,452,993 McDonald's Corp., 5.800%, 10/15/17 1,000,000 1,046,420 Medtronic, Inc., 1.375%, 4/01/18 1,117,000 1,120,723 Merck & Co., Inc., 1.100%, 1/31/18 1,793,000 1,795,220 Mississippi Power Co., 2.350%, 10/15/16 500,000 500,173 Morgan Stanley, 4.750%, 3/22/17 2,000,000 2,033,172 Morgan Stanley MTN, 6.250%, 8/28/17 2,000,000 2,083,580 National Rural Utilities Cooperative Finance Corp., 0.950%, 4/24/17 2,500,000 2,497,133 NetApp, Inc., 2.000%, 12/15/17 2,970,000 2,977,401 Oracle Corp., 1.200%, 10/15/17 2,000,000 2,000,384 PepsiCo, Inc., 5.000%, 6/01/18 2,000,000 2,126,202 Pfizer, Inc., 1.100%, 5/15/17 3,000,000 3,002,487 Pfizer, Inc., 1.200%, 6/01/18 14,100,000 14,126,141 Philip Morris International, Inc., 5.650%, 5/16/18 1,400,000 1,497,548 Principal Financial Group, Inc., 1.850%, 11/15/17 2,162,000 2,174,585 Scripps Networks Interactive, Inc., 2.700%, 12/15/16 3,500,000 3,508,428 Southern Power Co., 1.500%, 6/01/18 3,500,000 3,505,233 Stryker Corp., 1.300%, 4/01/18 6,000,000 6,007,428 Toyota Motor Credit Corp., 1.550%, 7/13/18 1,500,000 1,508,511 Toyota Motor Credit Corp.
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