Securities Lending Report HSBC CONTINENTAL EUROPE / HSBC
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Using Replicated Ledger to Reduce Swift Costs
WHITE PAPER USING REPLICATED LEDGER TO REDUCE SWIFT COSTS Abstract Nientibus et harum la aliquos que dunt harunte nat qui assimin ctincti nimoloratur? Quis sin enim expello rescitis aliberiosam, sumendu cienimil es ab in pelibus antiunt, eatur sit volorec tetur, occus asi suntiss imporer eperis dolupta que quid quatis mo volorit quas maio. Im acest, eos si beat. Ur? Nonseque reribus. Itatium re, nissi nullupietur audis sit adis con non corrum fugias eosae nones nonsenimus Itate esto moluptatur autatis sinctota dolent labo. Sum autem reriossum eos acerestectur rem que et haribus vel etur Introduction This paper proposes an approach to build a payment product that could be deployed across units of same bank or banks which have correspondent relationships, to reduce SWIFT message costs and to conserve liquidity by reducing need for Settlement and Nostro accounts. The paper proposes an outline of a product that implements a replicated, single wrapper around existing ledgers of such bank units to enable quick, irrevocable, tamper-proof approach to managing electronic payments between correspondent bank units. Existing ledgers of the bank would not be replaced or disturbed. Instead a wrapper application would be deployed that tracks specific entries in the ledger and replicates the changes to all members. This enables each member bank to see the same ledger at the same time and also be guaranteed of its accuracy. For this purpose, it is recommended the product be built using Blockchain for established and proven security. Such a replicated ledger would reduce active, recurring costs of using SWIFT network to pass payment messages. This will also reduce the much larger passive cost of holding funds in a non- remunerative settlement a/c with the correspondent bank. -
Hsbc to Acquire Lloyds Banking Group Onshore Assets in the Uae
Ab c 29 March 2012 HSBC TO ACQUIRE LLOYDS BANKING GROUP ONSHORE ASSETS IN THE UAE HSBC Bank Middle East Ltd (‘HSBC’), an indirect wholly-owned subsidiary of HSBC Holdings plc, has entered into an agreement to acquire the onshore retail and commercial banking business of Lloyds Banking Group (‘Lloyds’) in the United Arab Emirates (‘UAE’). The value of the gross assets being acquired is US$769m as at 31 December 2011. The transaction, which is subject to regulatory approvals, is expected to complete in 2012. HSBC’s largest operations in the MENA region are based in the UAE where HSBC enjoys a market-leading trade and commercial banking presence, in addition to the largest international retail banking and wealth management business. The business being acquired from Lloyds has approximately 8,800 personal and commercial customers and a loan book of approximately US$573m as at 31 December 2011. Commenting on the acquisition, Simon Cooper, Deputy Chairman and Chief Executive Officer of HSBC in MENA, said: “HSBC is the leading international bank in the UAE and the addition of Lloyds’ strong presence in retail and commercial banking is highly complementary to our business. The acquisition underscores the strategic importance of the UAE, and of the MENA region as a whole, to HSBC.” Media enquiries to: Tim Harrison + 971 4 4235632 [email protected] Brendan McNamara +44 (0) 20 7991 0655 [email protected] ends/more Registered Office and Group Head Office: This news release is issued by 8 Canada Square, London E14 5HQ, United Kingdom Web: www.hsbc.com HSBC Holdings plc Incorporated in England with limited liability. -
HSBC Became Aware of Online Accounts Being Accessed by Unauthorized Users Between October 4, 2018 and October 14, 2018
<<Field_36>> <<Field_37>> <<Field_38>> <<Field_39>>, <<Field_40>> <<Field_41>><<Field_42>> <<First Name>> << Middle Name>> <<Last Name>> Date: November 2, 2018 <<Address 1>> <<Address 2>> <<Address 3>> <<City>>, <<State>> <<Zip>><<4 Digit Zip>> Notice of Data Breach What Happened? HSBC became aware of online accounts being accessed by unauthorized users between October 4, 2018 and October 14, 2018. When HSBC discovered your online account was impacted, we suspended online access to prevent further unauthorized entry of your account. You may have received a call or email from us so we could help you change your online banking credentials and access your account. If you need help accessing your account, please call <<Field_47>>. We apologize for this inconvenience. HSBC takes this very seriously and the security of your information is very important to us. What Information The information that may have been accessed includes your full name, mailing Was Involved? address, phone number, email address, date of birth, account numbers, account types, account balances, transaction history, payee account information, and statement history where available. What We Are We have enhanced our authentication process for HSBC Personal Internet Doing. Banking, adding an extra layer of security. Out of an abundance of caution and at our expense, HSBC is offering you a complimentary <<Field_43>>-year subscription to Identity Guard®, a credit monitoring and identity theft protection service. Identity Guard not only provides essential monitoring and protection of credit data, but also alerts you to certain activities that could indicate potential identity theft. This program is provided by Intersections Inc. (NASDAQ: INTX), a leading provider of consumer and corporate identity risk management services. -
Unilever Finance Netherlands BV
11 May 2021 Unilever Finance Netherlands B.V. (guaranteed on a joint and several basis by Unilever PLC and Unilever United States, Inc.) and Unilever PLC (guaranteed by Unilever United States, Inc.) U.S.$25,000,000,000 Debt Issuance Programme Application has been made to the Dutch Authority for the Financial Markets (Stichting Autoriteit Financiële Markten or the “AFM”) in its capacity as competent authority under Regulation (EU) 2017/1129 (the “Prospectus Regulation”) to approve this Information Memorandum for the purpose of giving information with regard to the issue of notes by Unilever PLC (“PLC Notes”) and by Unilever Finance Netherlands B.V. (“UFN Notes”, and together with PLC Notes, “Notes”) under the debt issuance programme described herein (the “Programme”) during the period of 12 months after the date hereof. This Information Memorandum is a base prospectus for the purposes of the Prospectus Regulation. This Information Memorandum has been approved by the AFM, as competent authority under the Prospectus Regulation. The AFM only approves this Information Memorandum as meeting the standards of completeness, comprehensibility and consistency imposed by the Prospectus Regulation. Such approval should not be considered as an endorsement of either the Issuers, the Guarantors or the quality of the securities that are the subject of this Information Memorandum. Investors should make their own assessment as to the suitability of investing in the Notes. The requirement to publish a prospectus under the Prospectus Regulation only applies to Notes which are to be admitted to trading on a regulated market as defined in Directive 2014/65/EU (as amended, “MiFID II”) and/or offered to the public in the European Economic Area (the “EEA”) in circumstances where no exemption is available under the Prospectus Regulation. -
REGISTRATION DOCUMENT DATED 28 March 2019
REGISTRATION DOCUMENT DATED 28 March 2019 HSBC HOLDINGS PLC (a company incorporated with limited liability in England with registered number 617987) This document (which expression shall include this document and all documents incorporated by reference herein) has been prepared for the purpose of providing disclosure information with regard to HSBC Holdings plc (the "Issuer") and has been approved by the Financial Conduct Authority, which is the competent authority in the United Kingdom for the purposes of Directive 2003/71/EC (as amended or superseded, the "Prospectus Directive") and relevant implementing measures in the United Kingdom (the "FCA"), as a registration document ("Registration Document") issued in compliance with the Prospectus Directive and relevant implementing measures in the United Kingdom for the purpose of providing the information with regard to the Issuer of debt or derivative securities during the period of twelve months after the date hereof. This Registration Document includes details of the long-term and short-term credit ratings assigned to the Issuer by Standard & Poor's Credit Market Services Europe Limited ("S&P"), Moody's Investors Service Limited ("Moody's") and Fitch Ratings Limited ("Fitch"). Each of S&P, Moody's and Fitch is established in the European Union and is registered as a Credit Rating Agency under Regulation (EU) No. 1060/2009, as amended (the "CRA Regulation"). As such, each of S&P, Moody's and Fitch is included in the list of credit rating agencies published by the European Securities and Markets Authority on its website in accordance with the CRA Regulation. CONTENTS Page RISK FACTORS .......................................................................................................................................... 1 IMPORTANT NOTICES ............................................................................................................................ -
Wells Fargo HSBC Trade Bank, N.A. Charter Number: 22897
O Comptroller of the Currency Administrator of National Banks Wholesale Washington, D.C. Public Disclosure June 30, 2006 Community Reinvestment Act Performance Evaluation Wells Fargo HSBC Trade Bank, N.A. Charter Number: 22897 1 Front Street – 21st Floor San Francisco, CA 94111 Office of the Comptroller of the Currency Large Bank Supervision 250 E Street SW Washington, D.C. 20219-0001 NOTE: This document is an evaluation of this institution’s record of meeting the credit needs of its entire community, including low- and moderate-income neighborhoods, consistent with safe and sound operation of the institution. This evaluation is not, nor should it be construed as, an assessment of the financial condition of this institution. The rating assigned to this institution does not represent an analysis, conclusion, or opinion of the federal financial supervisory agency concerning the safety and soundness of this financial institution. Charter Number 22897 Institution’s CRA rating: This institution is rated “Outstanding.” The major characteristics that support this rating are: • Wells Fargo HSBC Trade Bank (Trade Bank) demonstrates a high level of qualified investments and, community development loans in its assessment areas. • Trade Bank rarely uses innovative or complex qualified investments or community development loans, in its assessments areas. • Trade Bank demonstrates an excellent level of responsiveness to credit and community economic development needs in its assessment areas. Scope of the Examination In evaluating the bank’s performance under the Community Reinvestment Act (CRA), we reviewed community development (CD) activities from November 18, 2003 through June 30, 2006. We evaluated the level and nature of qualified investments, CD lending, and CD services. -
Citizens' Acquisition of East Coast Branches and National Online
Citizens’ Acquisition of East Coast Branches and National Online Deposits from HSBC Expanding the Footprint in Key Strategic Markets with Significant Opportunity for Growth May 26, 2021 Forward-looking statements “Safe Harbor” Statement under the Private Securities Litigation Reform Act of 1995: This communication contains “forward‐looking statements” —that is, statements related to future, not past, events. In this context, forward‐looking statements often address our expected future business and financial performance and financial condition, and often contain words such as “expect,” “anticipate,” “intend,” “plan,” “believe,” “seek,” “see,” “will,” “would,” or “target.” Forward‐looking statements by their nature address matters that are, to different degrees, uncertain. Uncertainties that could cause our actual results to be materially different than those expressed in our forward‐looking statements include the failure to consummate this transaction or to make or take any filing or other action required to consummate any such transaction on a timely matter or at all. These or other uncertainties may cause our actual future results to be materially different from those expressed in our forward‐looking statements. We caution you, therefore, against relying on any of these forward‐looking statements. They are neither statements of historical fact nor guarantees or assurances of future performance. More information about factors that could cause actual results to differ materially from those described in the forward‐looking statements can -
Brown Brothers Harriman Global Custody Network Listing
BROWN BROTHERS HARRIMAN GLOBAL CUSTODY NETWORK LISTING Brown Brothers Harriman (Luxembourg) S.C.A. has delegated safekeeping duties to each of the entities listed below in the specified markets by appointing them as local correspondents. The below list includes multiple subcustodians/correspondents in certain markets. Confirmation of which subcustodian/correspondent is holding assets in each of those markets with respect to a client is available upon request. The list does not include prime brokers, third party collateral agents or other third parties who may be appointed from time to time as a delegate pursuant to the request of one or more clients (subject to BBH's approval). Confirmations of such appointments are also available upon request. COUNTRY SUBCUSTODIAN ARGENTINA CITIBANK, N.A. BUENOS AIRES BRANCH AUSTRALIA CITIGROUP PTY LIMITED FOR CITIBANK, N.A AUSTRALIA HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) AUSTRIA DEUTSCHE BANK AG AUSTRIA UNICREDIT BANK AUSTRIA AG BAHRAIN* HSBC BANK MIDDLE EAST LIMITED, BAHRAIN BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BANGLADESH* STANDARD CHARTERED BANK, BANGLADESH BRANCH BELGIUM BNP PARIBAS SECURITIES SERVICES BELGIUM DEUTSCHE BANK AG, AMSTERDAM BRANCH BERMUDA* HSBC BANK BERMUDA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BOSNIA* UNICREDIT BANK D.D. FOR UNICREDIT BANK AUSTRIA AG BOTSWANA* STANDARD CHARTERED BANK BOTSWANA LIMITED FOR STANDARD CHARTERED BANK BRAZIL* CITIBANK, N.A. SÃO PAULO BRAZIL* ITAÚ UNIBANCO S.A. BULGARIA* CITIBANK EUROPE PLC, BULGARIA BRANCH FOR CITIBANK N.A. CANADA CIBC MELLON TRUST COMPANY FOR CIBC MELLON TRUST COMPANY, CANADIAN IMPERIAL BANK OF COMMERCE AND BANK OF NEW YORK MELLON CANADA RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) CHILE* BANCO DE CHILE FOR CITIBANK, N.A. -
Registration Document Dated 30 March 2021
REGISTRATION DOCUMENT DATED 30 MARCH 2021 HSBC HOLDINGS PLC (a company incorporated in England with registered number 617987; the liability of its members is limited) This document (which expression shall include this document and all documents incorporated by reference herein) has been prepared for the purpose of providing disclosure information with regard to HSBC Holdings plc (the "Issuer") and has been approved by the Financial Conduct Authority (the "FCA") as a registration document ("Registration Document") for the purposes of Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018, as amended ("EUWA") (the "UK Prospectus Regulation") for the purpose of providing the information with regard to the Issuer of debt or derivative securities during the period of twelve months after the date hereof. The FCA has only approved this Registration Document as meeting the standards of completeness, comprehensibility and consistency imposed by the Prospectus Regulation Rules sourcebook in the FCA Handbook. Such an approval should not be considered an endorsement of the Issuer that is the subject of the Registration Document. This Registration Document is valid for a period of twelve months from the date of approval. This Registration Document includes details of the long-term and short-term credit ratings assigned to the Issuer by S&P Global Ratings UK Limited ("S&P"), Moody's Investors Service Limited ("Moody's") and Fitch Ratings Limited ("Fitch"). Each of S&P, Moody's and Fitch is established in the United Kingdom and registered under Regulation (EU) No 1060/2009 on credit rating agencies as it forms part of the domestic law of the United Kingdom by virtue of EUWA (the "UK CRA Regulation"). -
Paths Diverge
Free to View / Equities Diversified Telecoms October 2020 By: Global Telecoms team www.research.hsbc.com SPOTLIGHT SPOTLIGHT 5G 5G Paths diverge 5G so far has underwhelmed, but the latest version brings new capabilities – and real opportunities to differentiate Network ‘slicing’ is a potential revenue generator – but this will take time to develop Asset // Subcategory Operators and suppliers are taking very different paths with 5G: this divergence in strategy will create Equities Equities execution risk and reward | Diversified Telecoms Diversified | This is a redacted version of the report published on 07-Oct-20. Please contact your HSBC representative or email [email protected] for information. October 2020 Disclosures & Disclaimer: This report must be read with the disclosures and the analyst certifications in the Disclosure appendix, and with the Disclaimer, which forms part of it. Free to View ● Equities - Diversified Telecoms October 2020 Why read this report? 5G so far has underwhelmed, but the latest version brings real opportunities for operators – as well as execution risk Network ‘slicing’ is a potential source of new revenue – but this will take time to develop Operators and suppliers are taking very different paths with 5G: this divergence in strategy will create execution risk and reward 5G so far has been underwhelming – what’s coming is much more interesting The initial version of 5G has underwhelmed, with only minimal differences in services and performance for customers, and price and demand for investors. The latest version, Release 16, is being deployed now, and is materially different. Operators will be able to offer ‘slices’ of the 5G network to different groups of customers. -
Securities Lending Report HSBC CONTINENTAL EUROPE / HSBC
Securities Lending Report HSBC CONTINENTAL EUROPE / HSBC MSCI EUROPE UCITS ETF - 706133 Report as at 23/09/2021 Summary of policy % limit on maximum percentage of book on loan 20% Revenue Split 75/25 * Name of the Fund HSBC CONTINENTAL EUROPE / HSBC MSCI EUROPE UCITS ETF - 706133 Replication Mode Physical replication ISIN Code IE00B5BD5K76 Total net assets (AuM) 140,091,110 Reference currency of the fund EUR * The sub-fund will receive 75% of the gross revenue generated and the remaining 25% will be split between the Securities Lending Agent and the Management Company Securities lending data - as at 23/09/2021 Currently on loan in EUR (base currency) 556,434.50 Current percentage on loan (in % of the fund AuM) 0.40% Collateral value (cash and securities) in EUR (base currency) 891,715.42 Collateral value (cash and securities) in % of loan 160% Securities lending statistics 12-month average on loan in EUR (base currency) N/A 12-month average on loan as a % of the fund AuM N/A 12-month maximum on loan in EUR N/A 12-month maximum on loan as a % of the fund AuM N/A Gross Return for the fund over the last 12 months in EUR (base currency) N/A Gross Return for the fund over the last 12 months in % of the fund AuM N/A Collateral data - as at 23/09/2021 ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight AU000000APT1 AFTERPAY ODSH AFTERPAY COM AU AUD AAA 34,463.46 21,349.58 2.39% AU000000BXB1 BRAMBLES ODSH BRAMBLES COM AU AUD AAA 34,261.64 21,224.55 2.38% AU000000SGR6 STAR ENT GRP ODSH STAR ENT GRP COM -
Unterverwahrung Die Informationen Dieser Anlage Hat Die Gesellschaft Von Der Verwahrstelle Mitgeteilt Bekommen
Unterverwahrung Die Informationen dieser Anlage hat die Gesellschaft von der Verwahrstelle mitgeteilt bekommen. Die Gesellschaft hat diese Informationen nur auf Plausibilität geprüft. Sie ist auf die Zulieferung der Information durch die Verwahrstelle angewiesen und kann die Richtigkeit und Vollständigkeit im Einzelnen nicht überprüfen. Die Verwahrstelle hat verschiedene Zwischen-Unterverwahrer mit der Verwahrung der Vermögensgegenstände beauftragt. Die Zwischen-Unterverwahrer wiederum haben die Verwahraufgaben auf verschiedene weitere Unterverwahrer übertragen, die in den in der Unterverwahrliste jeweils aufgeführten Ländern ansässig sind, um die jeweiligen Vermögensgegenstände in den jeweiligen Ländern zu verwahren. Folgende Interessenkonflikte könnten sich aus der Unterverwahrung ergeben: Fallgruppe 1 Sofern in der von der Verwahrstelle zur Verfügung gestellten Unterverwahrliste Gesellschaften mit der Bezeichnung „Deutsche Bank …“ genannt sind, handelt es sich um Niederlassungen oder Tochtergesellschaften der Deutsche Bank Gruppe und um ein mit der Verwaltungsgesellschaft verbundenes Unternehmen. Fallgruppe 2 Mit Unterverwahrern, die nicht unter die Fallgruppe 1 fallen, werden keine Interessenskonflikte gesehen. Potentielle Interessenkonflikte würden durch die Gestaltung des Verwahrstellen-/ Unterverwahrervertrags gesteuert werden. Die Verwahrstelle geht nach eigenen Angaben mit den Interessenkonflikten wie folgt um: Die Verwahrstelle hat angemessene und wirksame interne Regelwerke eingeführt, um eigene potentielle Interessenkonflikte