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List of Market Makers and Authorised Primary Dealers Who Are Using the Exemption Under the Regulation on Short Selling and Credit Default Swaps

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List of Market Makers and Authorised Primary Dealers Who Are Using the Exemption Under the Regulation on Short Selling and Credit Default Swaps Last update 11 August 2021 List of market makers and authorised primary dealers who are using the exemption under the Regulation on short selling and credit default swaps According to Article 17(13) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (the SSR), ESMA shall publish and keep up to date on its website a list of market makers and authorised primary dealers who are using the exemption under the Short Selling Regulation (SSR). The data provided in this list have been compiled from notifications of Member States’ competent authorities to ESMA under Article 17(12) of the SSR. Among the EEA countries, the SSR is applicable in Norway as of 1 January 2017. It will be applicable in the other EEA countries (Iceland and Liechtenstein) upon implementation of the Regulation under the EEA agreement. Austria Italy Belgium Latvia Bulgaria Lithuania Croatia Luxembourg Cyprus Malta Czech Republic The Netherlands Denmark Norway Estonia Poland Finland Portugal France Romania Germany Slovakia Greece Slovenia Hungary Spain Ireland Sweden Last update 11 August 2021 Austria Market makers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: FMA ERSTE GROUP BANK AG GIBAATWW FMA OBERBANK AG OBKLAT2L FMA RAIFFEISEN CENTROBANK AG CENBATWW Authorised primary dealers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): FMA BARCLAYS BANK PLC BARCGB22 BAWAG P.S.K. BANK FÜR ARBEIT UND WIRTSCHAFT FMA BAWAATWW UND ÖSTERREICHISCHE POSTSPARKASSE AG FMA BNP PARIBAS S.A. BNPAFRPP FMA BOFA SECURITIES EUROPE SA BOFAFRP3 CITIGROUP GLOBAL MARKETS FMA SBILDEFF EUROPE AG FMA COMMERZBANK AG COBADEFF FMA DEUTSCHE BANK AG DEUTDEFF FMA ERSTE GROUP BANK AG GIBAATWG GOLDMAN SACHS BANK FMA GOLDDEFA EUROPE SE FMA HSBC CONTINENTAL EUROPE CCFRFRPP FMA J.P. MORGAN AG CHASDEFX LANDESBANK BADEN- FMA SOLADEST WURTTEMBERG FMA MORGAN STANLEY EUROPE SE MSSEDEFB FMA NATIXIS NATXITMM FMA NATWEST MARKETS N.V. RBOSNL2 NOMURA FINANCIAL FMA NFPEDEFF PRODUCTS EUROPE GMBH FMA OBERBANK AG OBKLAT2L RAIFFEISEN BANK FMA RZBAATWW INTERNATIONAL AG FMA SOCIÉTÉ GENERALE SOGEFRPP FMA UNICREDIT BANK AG HYVEDEMM FMA VOLKS WIEN AG VBOEATWW Last update 11 August 2021 Belgium Market makers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: BNP PARIBAS FORTIS BANQUE FSMA GEBABEBB SA FSMA ING BANK NV/SA BBRUBEBB FSMA KBC SECURITIES NV KBSEBE22 Authorised primary dealers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: FSMA BANCO SANTANDER SA BSCHDEFF FSMA BARCLAYS BANK PLC BARCGB22 BNP PARIBAS FORTIS BANQUE FSMA GEBABEBB SA CITIGROUP GLOBAL MARKETS FSMA SBILGB2L LIMITED CRÉDIT AGRICOLE FSMA CORPORATE & INVESTMENT BSUIFRPP BANK FSMA DEUTSCHE BANK AG DEUTDEFF FSMA HSBC FRANCE CCFRFRPP FSMA ING BANK N.V. INGBNL2A FSMA J.P. MORGAN SECURITIES PLC JPMSGB2LMOS FSMA KBC BANK KREDBEBB MORGAN STANLEY & CO FSMA MSLNGB2X INTERNATIONAL PLC FSMA NATIXIS NATXFRPP NOMURA INTERNATIONAL FSMA NOMAGB2L PLC FSMA RBC EUROPE LIMITED ROYCGB22 ROYAL BANK OF SCOTLAND FSMA RBOSGB2RTCM PLC FSMA SOCIÉTÉ GENERALE SOGEFRPP Last update 11 August 2021 Bulgaria No market makers use the exemption under the SSR. Authorised primary dealers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: CENTRAL COOPERATIVE FSC CECBBGSF BANK AD FSC DSK BANK AD STSABGSF FSC EUROBANK BULGARIA AD BPBIBGSF FSC MUNICIPAL BANK AD SOMBBGSF FSC UNICREDIT BULBANK AD UNCRBGSF FSC UNITED BULGARIAN BANK AD UBBSBGSF Last update 11 August 2021 Croatia No market makers use the exemption under the SSR. No authorised primary dealers use the exemption under the SSR. Last update 11 August 2021 Cyprus No market makers use the exemption under the SSR. No authorised primary dealers use the exemption under the SSR. Last update 11 August 2021 Czech Republic Market makers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: CNB BH SECURITIES A.S. SEESCZP1 CNB CESKA SPORITELNA, A.S. GIBACZPX CNB PATRIA FINANCE, A.S. PAFICZP1 WOOD & COMPANY CNB WOODCZPP FINANCIAL SERVICES, A.S. Authorised primary dealers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: CNB CESKA SPORITELNA, A.S. GIBACZPX CESKOSLOVENSKÁ OBCHODNÍ CNB CEKOCZPP BANKA CNB CITIBANK EUROPE PLC CITICZPX CNB DEUTSCHE BANK AG DEUTDEFF CNB ERSTE GROUP BANK AG GIBAATWG CNB HSBC BANK PLC MIDLGB21 CNB ING BANK N.V. INGBNL2A CNB J.P. MORGAN SECURITIES PLC JPMSGB2LMOS CNB KOMERCNI BANKA, A.S. KOMBCZPP CNB PPF BANKA A.S. PMBPCZPP UNICREDIT BANK CZECH CNB BACXCZPP REPUBLIC, A.S. Last update 11 August 2021 Denmark Market makers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): ARBEJDERNES LANDSBANK Finanstilsynet ALBADKKK A/S Finanstilsynet DANSKE BANK A/S DABADKKK Finanstilsynet JYSKE BANK A/S JYBADKKK Finanstilsynet LÅN & SPAR BANK A/S LOSADKKK Finanstilsynet NORDEA BANK A/S NDEADKKK Finanstilsynet NYKREDIT BANK A/S NYKBDKKK Finanstilsynet SAXO PRIVAT BANK SAXODKKK Finanstilsynet SPAR NORD BANK A/S SPNODK22 Finanstilsynet SYDBANK A/S SYBKDK22 Finanstilsynet UBS AG UBSWCHZH80A Authorised primary dealers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: Finanstilsynet BARCLAYS BANK PLC BARCGB22 Finanstilsynet BNP PARIBAS S.A. BNPAFRPP Finanstilsynet CARNEGIE BANK A/S CARNDKKK Finanstilsynet DANSKE BANK A/S DABADKKK Finanstilsynet DEUTSCHE BANK AG DEUTDEFF Finanstilsynet HSBC FRANCE CCFRFRPP Finanstilsynet J.P. MORGAN SECURITIES PLC JPMSGB2LMOS Finanstilsynet JYSKE BANK A/S JYBADKKK MORGAN STANLEY & CO Finanstilsynet MSLNGB2X INTERNATIONAL PLC Finanstilsynet NORDEA BANK AB (PUBL) NDEASESS Finanstilsynet NORDEA BANK FINLAND PLC NDEAFIHH Finanstilsynet NYKREDIT BANK A/S NYKBDKKK SKANDINAVISKA ENSKILDA Finanstilsynet ESSESESS BANKEN AB Finanstilsynet SPAR NORD BANK A/S SPNODK22 Finanstilsynet SYDBANK A/S SYBKDK22 Last update 11 August 2021 Estonia Market makers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: FSA (EE) AS SEB PANK EEUHEE2X No authorised primary dealers use the exemption under the SSR. Last update 11 August 2021 Finland Market makers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): FIN FSA FIM BANK FISEFIHH FIN FSA LAGO KAPITAL OY LAGOFIH1 FIN FSA NORDEA BANK ABP NDEAFIHH FIN FSA POHJOLA BANK OKOYFIHH Authorised primary dealers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): FIN FSA BARCLAYS BANK IRELAND PLC BARCIE2DSEC FIN FSA BNP PARIBAS S.A. BNPAFRPP CITIGROUP GLOBAL MARKETS FIN FSA SBILGB2L LIMITED CRÉDIT AGRICOLE CORPORATE FIN FSA BSUIFRPP & INVESTMENT BANK CREDIT SUISSE SECURITIES FIN FSA CSFBGB2L (EUROPE) LIMITED FIN FSA DANSKE BANK A/S DABADKKK FIN FSA DEUTSCHE BANK AG DEUTDEFF GOLDMAN SACHS BANK FIN FSA GOLDDEFA EUROPE FIN FSA HSBC FRANCE CCFRFRPP FIN FSA J.P. MORGAN A.G. JPMSGB2LMOS MERRILL LYNCH FIN FSA MLILGB3L INTERNATIONAL MORGAN STANLEY & CO FIN FSA MSLNGB2X INTERNATIONAL PLC FIN FSA NATWEST MARKETS N.V. RBOSNLNV NOMURA FINANCIAL FIN FSA NFPEDEFF PRODUCTS EUROPE GMBH FIN FSA NORDEA BANK ABP NDEAFIHH ROYAL BANK OF SCOTLAND FIN FSA RBOSGB2RTCM PLC FIN FSA SOCIÉTÉ GENERALE SOGEFRPP FIN FSA UBS UBSWCHZH8OA Last update 11 August 2021 France Market makers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): AMF BARCLAYS BANK IRELAND PLC BARCIE2DSEC BOFA SECURITIES EUROPE SA AMF BOFAFRp3 (BOFASE) AMF BNP PARIBAS ARBITRAGE SNC BNABFRPP AMF BNP PARIBAS S.A. BNPAFRPP CRÉDIT AGRICOLE CORPORATE AMF BSUIFRPP & INVESTMENT BANK AMF EXANE DERIVATIVES EXADFRPP AMF EXANE SA EXANFRPP AMF HSBC FRANCE CCFRFRPP MORGAN STANLEY FRANCE AMF MSFAFRP1 (SA) AMF MOSAIC FINANCE MOSFFRP1 AMF NATIXIS NATXFRPP AMF SOCIÉTÉ GENERALE SOGEFRPP SOCIETE GENERALE OPTIONS AMF SOGEFRPPSGO EUROPE AMF XTX MARKETS SAS MRAAFRP1 Authorised primary dealers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): AMF BANCO SANTANDER, S.A. BSCHESMM AMF BARCLAYS BANK IRELAND PLC BARCIE2DSEC AMF BARCLAYS BANK PLC BARCGB22 AMF BNP PARIBAS S.A. BNPAFRPP BOFA SECURITIES EUROPE SA AMF BOFAFRp3 (BOFASE) CITIGROUP GLOBAL MARKETS AMF SBILGB2L LIMITED AMF COMMERZBANK AG COBADEFF CRÉDIT AGRICOLE CORPORATE AMF BSUIFRPP & INVESTMENT BANK AMF DEUTSCHE BANK AG DEUTDEFF GOLDMAN SACHS BANK AMF GOLDDEFA EUROPE Last update 11 August 2021 AMF HSBC FRANCE CCFRFRPP AMF J.P. MORGAN SECURITIES PLC JPMSGB2LMOS MERRILL LYNCH AMF MLILGB3L INTERNATIONAL AMF NATIXIS NATXFRPP AMF NOMURA INTERNATIONAL PLC NOMAGB2L ROYAL BANK OF SCOTLAND AMF RBOSGB2RTCM PLC AMF SCOTIABANK EUROPE PLC NOSCGB2L AMF SOCIÉTÉ GENERALE SOGEFRPP AMF UBS LIMITED UBSWGB24 Last update 11 August 2021 Germany Market makers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): ALPHA WERTPAPIERHANDELS BaFin GMBH BaFin BAADER BANK AG BDWBDEMM BaFin BANK VONTOBEL AG VONTCHZZ BaFin BANKHAUS LAMPE KG LAMPDEDD BaFin BANKHAUS MAX FLESSA KG FLESDEMM BaFin BANKHAUS SCHEICH AG SCTNDEF1 BaFin BANKM AG BaFin BAYERISCHE LANDESBANK BYLADEMM BaFin BHF-BANK AG BHFBDEFF BaFin CEFDEX AG CEFEDEF1 CITIGROUP GLOBAL MARKETS BaFin CITIDEF1 EUROPE AG BaFin COMMERZBANK AG COBADEFF DEKABANK DEUTSCHE BaFin DGZFDEFF GIROZENTRALE BaFin DERO BANK AG VEAKDEMM BaFin DEUTSCHE BANK AG DEUTDEFF BaFin DONNER & REUSCHEL AG CHDBDEHH DZ BANK AG DEUTSCHE BaFin ZENTRAL- GENODEFF GENOSSENSCHAFTSBANK BaFin EQUINET BANK AG EQUNDEFF BaFin EUWAX AKTIENGESELLSCHAFT EUWADES1 GOLDMAN SACHS BANK BaFin GOLDDEFA EUROPE SE BaFin HARDCASTLE TRADING AG HDCTCHZ1 HAUCK & AUFHÄUSER BaFin HAUKDEFF PRIVATBANKIERS AG HELLWIG BaFin WERTPAPIERHANDELSBANK HEWGDEF1 GMBH HSBC TRINKAUS & BURK- BaFin TUBDDEDD HARDT AG BaFin HSH NORDBANK AG HSHNDEHH BaFin IBKR FINANCIAL SERVICES AG TMBECH22 BaFin ICF BANK AG ICFFDEF1 Last update 11 August 2021 JANE STREET FINANCIAL BaFin LIMITED BaFin J.P. MORGAN AG CHASDEFX JOH. BERENBERG, GOSSLER & BaFin BEGODEHH CO. KG LANDESBANK BADEN- BaFin SOLADEST WÜRTTEMBERG LANDESBANK HESSEN- BaFin HELADEFF THÜRINGEN GIROZENTRALE BaFin LANG & SCHWARZ AG LSWEDED1 LANG & SCHWARZ BaFin LASDDED1 TRADECENTER AG & CO.KG BaFin M.M.
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