VIRTUAL

1 POWERED BY 04/17/2021 CHART SUMMIT HOSTED BY 2021. 1

5TH ANNUAL CHART SUMMIT 2021

8:30...... Welcome to Chart Summit Opening Remarks 8:55...... Alisa Kolodizner Introducing: Rock the Street, Wall Street 9:00...... Todd Sohn Technical Analysis of Today’s Market 9:25...... Troy Prince Introducing: Wall Street Bound 9:40...... Mike Hurley Market Internals - Looking at Breadth 10:10...... Rashmi Shastry Global Market Roundup 10:35...... Sean Mclaughlin Managing Options Positions Efficiently 10:55...... Steve Strazza The Bottoms/Up Approach to Supplement the Top/Down 11:20...... Jake Wujastyk Trend Spider Tools 11:35...... Brinttney Castro Personal Finance for All Investors 12:00...... Brian Shannon Anchored VWAP Pinch Explained 12:25...... Tyler Wood What is the CMT Association and What is a Charted Market Technician? 12:40...... Kimmy Sokoloff & JC Fireside Chat About Wall Street 1:00...... Willie Delwiche Sentiment and Market Breadth in Today’s Market 1:30...... Meltem Demirors Bitcoin and Crypto Currencies - What Traders & Investors Need to Know 2:00...... Phil Pearlman 10 Habits for All Traders & Investors to Succeed 2:30...... Ryan Detrick Technical Analysis of Today’s Markets 2:55...... Alisa Kolodizner Introducing Ora Lee Foundation Cancer Research 3:00...... Howard Lindzon Fireside Chat w/ Todd Harrison 3:30...... Frank Cappelleri Technical Analysis of Today’s Market 4:00...... Zach Shellhaas Traders 4 a Cause - What are They Up To 4:10...... Patrick Dunuwila The Chart Report in Review - What are The Best Technicians Talking About These Days? 4:30...... Ari Wald Technical Analysis of Today’s Market 5:00...... JC Parets Top/Down Technical Approach to Find Stocks to Buy THE SPEAKERS

JC Parets, CMT - President & Founder, All Star Charts : JC Parets is the founder of All Star Charts and is one of the most widely followed Technical Analysts in the world. All Star Charts is a research platform for both professional and retail investors covering US and International stocks, interest rates, commodities and forex markets. In 2008, JC earned his Chartered Market Technician designation (CMT). His work has been featured regularly on Bloomberg, CNBC, Fox Business, ABC, CNN, Wall Street Journal and many other financial media outlets around the world. You will often see JC as a speaker at some of the top investing conferences and has also been invited to speak at Harvard, Duke, NYU, University of Chicago and Hong Kong Baptist University among other institutions about Technical Analysis and Behavioral Finance. JC specializes in finding the most opportunistic risk vs reward propositions while at the same time bringing a top/down approach to the marketplace whose wide spectrum is rivaled by few. In 2017, JC Launched Technical Analysis Radio, a dedicated to Technical Analysis and the Technicians who practice it. When he is not looking at Charts, JC enjoys playing and watching sports, good food and good wine. Back on the East coast full time with his wife and baby daughter, JC does his best to travel the world speaking to investors from different cultures always striving to become a wiser investor.

Rashmi Shastry, CMT - Technical Analyst, All Star Charts : Rashmi Shastry, CMT is a Market Technician at All Star Charts India. Prior to this, she worked at Enrich Investments in Hyderabad, India as an Equity Research Analyst. She has been pursuing her passion in the financial markets since 2016. She completed her CMT Level 3 in November 2018 and received her charter in February 2020. Rashmi completed her under graduation in Mass Communication during which, she worked alongside the Indian Premier League (Twenty20 Cricket league), interviewing top International cricketers while touring with the local team. She has also played a pivotal role in the Telugu movie Life is Beautiful (2012). Following this CMT piqued her interest and she pursued the course soon after. While people ordinarily move from a desk job to a more glamorous one, she went the other way around and found more excitement in the daily market moves while slowly building her understanding of the various facets of the financial market.

Steve Strazza - Technical Analyst, All Star Charts : Steve Strazza brings a unique perspective to the world of Technical Analysis due to his diverse background. Steve found an affinity for financial markets during his first job out of college as a big-4 CPA auditing some of Wall Street’s largest broker-dealers, such as Interactive Brokers and Morgan Stanley. Steve then worked in the Asset Management industry in a variety of roles including Controller for a private equity start- up, Fund Accountant at two large hedge funds, and most notably as a personal Accountant for Steve Cohen at SAC Capital and Point72. Steve has spent recent years writing as an Independent Research Analyst while working on a variety of Fintech projects for companies such as the TradeXchange and Deloitte & Touche. He also continues to practice part-time at his father’s CPA firm. Naturally, Steve began his research career using the financial statement analysis skills he gained as an accountant. After learning the flaws of fundamental analysis first-hand through his research career as well as his experience auditing public companies, he transitioned his investing style to focus primarily on price action. Steve holds an MBA from Fairfield University and is currently pursuing his CMT designation as a level 3 candidate. Willie Delwiche, CMT, CFA - Investment Strategist, All Star Charts : Willie Delwiche has over two decades of experience providing well-grounded perspective on the financial markets and the economy, including 15+ years of pursuing opportunity and managing risk through proprietary tactical ETF portfolios. Mostly recently he was the Investment Strategist and a Managing Director at Baird, a Milwaukee-based financial services firm with 1300 Financial Advisors in 160 locations across the United States. Willie received a BA in Economics and in Government and Politics from the University of Maryland, and an MA in Economics from the University of Wisconsin-Milwaukee. He is a member of the Market Technicians Association and past member of the American Economics Association. Willie is both a Chartered Market Technician and a CFA Charter holder. Commentary from Willie on the economy and financials markets has been featured in national, regional and trade media such as , BARRON’S and Kiplinger’s. He has appeared on Fox Business, the Nightly Business Report, and the MoneyLife show. Willie also regularly shares his perspectives via Twitter and other social media outlets.

Sean McLaughlin - Chief Options Strategist, All Star Charts : I was born and raised in Buffalo, NY and graduated from the State University of New York at Buffalo. Today, I live in a small mountain town near Boulder, Colorado with my wife of 17 years and 4 year old son, always in search of a great trail to hike. The 15 years between Buffalo and Boulder is where my trading career launched and my experience was forged.

In late 2010 while continuing to trade my own account, I joined StockTwits—the world’s largest social platform for finance—and became Director of Community where I was a key player in 10x-ing the growth of the audience. Here I also hosted and produced a popular Trader podcast that interviewed 40 of the biggest names and successes in the trader/social media space, and I created and oversaw a network of 35 trader meetup groups in cities around the U.S. & Canada. During this time, my love of community and trader network building for the purposes of mutual support and mentorship took shape.

In 2017, I left StockTwits and joined my friends at Trade Ideas, LLC where I continue today in a Sales, Training, and Market Strategy capacity. Trade Ideas is an absolutely indispensable tool for active traders and active investors. They are the first and only provider of AI-powered machine-learning tools in a SAAS model for Retail and Institutional subscribers, and the proof of value can be seen in hockey-stick subscriber growth and user retention. It is exciting to witness what they are building.

Ryan Detrick, CMT - As Vice President, Market Strategist, Ryan Detrick is a member of the LPL Financial Research tactical asset allocation committee, responsible for directly impacting the portfolio decision-making process, as well as a member of the market insights team, developing and articulating equity and general market strategy. In this role, he is a frequent presenter to clients, industry peers, and the national media on emerging and developing market trends.

Mr. Detrick earned his Chartered Market Technician (CMT) designation, a BS in finance from Xavier University, and an MBA from Miami University. He also holds his FINRA Series 7 and 66 through LPL Financial. Brittney Castro, CFP - Founder/CEO, Financially Wise : Brittney Castro, CFP®, AAMS®, CRPC® is the founder and CEO of Financially Wise Inc., a Los Angeles-based financial education and media company whose mission is to teach individuals and couples the art of managing their finances in a thoughtful and proactive way. Brittney is a Certified Financial Planner™, Chartered Retirement Planning Counselor, Accredited Asset Management Specialist, entrepreneur, highly sought-after speaker, and consultant.

The key to Financially Wise Inc.’s success can be attributed to Brittney’s simple yet highly effective method of approaching finance –in a fun, personalized, compassionate, relatable, and non-judgmental way. Since 2013, Financially Wise, Inc. has offered services ranging from fee-only financial and investment planning, online money courses, and financial wellness workshops to speaking engagements and brand partnerships.

Brittney is a noted financial expert and a go-to resource for national media outlets and platforms including CNN, CNBC, , The New York Times, CBS, KTLA, Good Day LA, Fox 11 News, Glamour, Elle, Marie Claire, Darling, Entrepreneur, Woman’s World, Refinery29, Create + Cultivate, Financial Planning, Investment News, Registered Rep magazine, and many more.

Brittney was elected one of the 40 under 40 in 2020 by Investment News, as one of the 22 “Women To Watch” by InvestmentNews in 2018 and was ranked on INVESTOPEDIA’s Top Influential Financial Advisors list in 2017, 2018, 2019 and 2020.

Additionally, Brittney serves as the in-house CFP® for Mint as well as the Head of Education for Altruist, both roles where she can continue her efforts of spreading financial literacy to the masses through media interviews, video content, and social media campaigns. She is a CFP® Pro spokeswoman as part of the CFP Board Center for Financial Planning’s campaign to educate minorities about financial planning careers.

Ari Wald, CFA, CMT - Managing Director & Head of Technical Analysis, Oppenheimer : Ari H. Wald, CFA, CMT, is a Managing Director and head of Technical Analysis at Oppenheimer. Ari joined the firm from Wolfe Research and previously was a member of the Portfolio Strategy team at Brown Brothers Harriman. Ari was a winner in the Technical Analyst Awards in 2014, 2016, 2018, 2019, and 2020, including Technical Analyst of the Year in 2016. He is a regular CNBC contributor and is often quoted in Bloomberg and the WSJ.

Tyler Wood - Managing Director of Global Business Development, CMT Association : Tyler Wood is the Managing Director of Global Business Development at the CMT Association. In collaboration with CMT Association members and charterholders, Tyler has presented the tools of technical analysis around the world to investment firms, regulators, exchanges, and broker- dealers. As an executive manager over the past 20 years, Tyler has built and brought products to market in the educational technology space and financial services industry. Throughout his career, Tyler has managed brand, communications, and sales teams to drive top-line revenue growth for public, private, and non-profit entities. Prior to joining the CMT Association, Tyler worked in management consulting and publishing. Tyler graduated from Macalester College and received his MBA from the Kelley School of Business at Indiana University. Frank Cappelleri CFA, CMT - Desk Strategist, Instinet : Frank Cappelleri is a Desk Strategist at Instinet, where he has worked since 2000. Over that time, Frank has held positions within Equity Research, Sales and Trading. Frank began his career at Smith Barney (now Citigroup), working with Alan Shaw and Louise Yamada.

Frank is a CFA and CMT charterholder and provides institutional clients with technical market commentary on various asset classes, with a focus on US Equities.

Frank has been a guest on Bloomberg TV, CNBC, Real Vision and the TD Ameritrade Network and is frequently quoted in Barron’s and The Wall Street Journal.

Mike Hurley, CMT - Chief Market Strategist & Portfolio Manager, Nexpoint :Mike Hurley, CMT is both a Portfolio Manager and the Chief Market Strategist for Nexpoint. He joined the firm in 2011 as a sub-advisor and prior to that served as a Portfolio Manager of the Fusion Global Long/Short Fund (FGLSX) from its inception in September 2007 to November 2008. That fund posted a positive return in 2008 and won the Lipper Performance Achievement Award in the Long/Short category (ranked #1 of 90). Prior to launching FGLSX he served as Chief Technical Strategist for several boutique research firms, including: M.S. Howells & Co., SoundView Technology Group and E*Offering (The Investment Bank of E*TRADE). From 1986 to 1994 he served as a commissioned officer in the United States Navy, where he flew over 50 combat missions during Operation Desert Storm, earning two Air Medals. Mr. Hurley is a graduate of the University of California, Santa Barbara where he received B.A. degrees in both Business Economics and Chemistry. He is Series 7 & 63 licensed and is a Chartered Market Technician (CMT).

Meltem Demirors - Chief Strategy Office, Coinshares :Meltem Demirors is Chief Strategy Officer of CoinShares, a digital asset investment firm that manages $4B in assets on behalf of a global client base, and serves as a trusted partner to investors and entrepreneurs navigating the digital asset ecosystem.

An established veteran of digital asset investing, Meltem draws on her substantial experience and widespread influence to accelerate growth and acceptance of the asset class. Prior to joining CoinShares, Meltem helped build and grow Digital Currency Group, raising capital from the world’s largest corporations and managing a portfolio of 120 companies and 4 subsidiaries. Before she was bitten by the bitcoin bug, Meltem worked in the Oil & Gas industry in trading, corporate treasury, and M&A roles.

Meltem has been recognized for her personal contributions to the industry and serves as an outspoken advocate. She is a founding member and co-chair of the World Economic Forum Cryptocurrency Council and testified before the House Financial Services Committee on the importance of bitcoin.

Meltem teaches at her alma mater MIT as well as Oxford, and is passionate about privacy and civil rights Kimmy Sokoloff, CMT - Vice President of Institutional Sales, Odeon Capital Group LLC : Kim has twenty years of Wall Street experience – primarily focused on equity trading and technical research for institutional and high net worth clients. She began her career in 1997 at Joseph Gunnar & Co. LLC; an investment banking boutique in New York where she was an agency equity trader for four years. In 2001, Kim joined Brown Brothers Harriman, where she was an associate with the Institutional Equity Sales and Trading group. In 2004, Kim joined E & J Securities on the floor of the New York Stock Exchange, where she was involved in every aspect of their direct access trading business. Drawing upon her considerable technical expertise, she returned to Joseph Gunnar & Co. LLC in 2007 as a Senior Vice President in the firm’s Equity Sales division. In 2011, Kim began to consult for MND Partners, followed by Chaikin Analytics. Kim worked at Allied Millennial Partners, LLC as The Institutional Market Strategist. Allied Millennial Partners is an Independent Financial Services firm headquartered at Three World Financial Center in New York City, providing long and short-term strategies to High Net Worth and Ultra High Net Worth Individuals and Organizations. Currently Kim works at Odeon Capital Group in institutional sales. Kim’s top down research, including selective sector research, has been highly valued by institutional clients. Kim provides clients with in-depth, individual portfolio analysis in order to help manage their P & L. Her bottom-up stock selections play a key role during these client interactions. Kim favors a smaller client base, enabling her to provide a high level of customized and accessible service, not to mention a high level of customer satisfaction. Kim is a graduate of The University of Delaware, where she earned her Bachelor of Science degree with a double major in business marketing and management. Kim is a Charted Market Technician and grades for the CMT level three exam for about 8 years now. She currently resides in New York City, and enjoys biking, running and reading technical charts.

Howard Lindzon - General Partner, Social Leverage : Howard Lindzon is an irreverent buzz machine who powers through wall-to-wall meetings on five milligrams of Adderall. A prolific blogger and serial entrepreneur (StockTwits, a Twitter for traders, is his crown jewel), Lindzon is founder and general partner at Social Leverage, an eclectic seed fund. He typically finds entrepreneurs before they find him. Here’s what he likes: founders who show grit, solve problems and won’t crumple in chaos. Here’s what he ignores: business-news TV and spreadsheet-based decisions. His fund’s average investment: about $600,000.

Phil Pearlman - Chief Behavioral Officer, Osprey Funds :Phil is the Chief Behavioral Officer & Chief Marketing Officer at Osprey Funds. He’s also an adviser at multiple financial services companies. Previously, he was Director of Marketing at Bank OZK and Interactive Editor at Yahoo Finance where he created the Contributors Program. Before that, he was the Executive Editor at StockTwits. Phil makes investments in digital companies at all stages of development. He is obsessed with the psychological aspects of investor behavior, user experience and online community development. Phil ran a long/short equity which focused on behavioral strategies and currently runs a private account. He began his trading career back in the day with a Datek account and an attitude. He loves to buy fear and sell euphoria. He earned a doctorate in clinical psychology from Argosy University and a BA in English from the University of Maryland. He lives with his wife and two boys in Montebello, New York. Todd L. Sohn, CMT - Technical Strategist, Strategas Research Partners : Todd Sohn is a Technical Strategist at Strategas Research Partners. He contributes to the regularly published Technical Strategy report and actively works with the Firm’s institutional clients to provide bespoke analysis on securities around the world. Prior to joining Strategas, Todd worked in various roles at JPMorgan and SAC Capital Advisors. Todd has earned the Chartered Market Technician (CMT) designation and is an active member of the CMT Association. He has an MBA from Fordham University and graduated with a degree in Finance from Syracuse University. Todd resides in New York City and is proud to have completed four marathons.

Patrick Dunuwilla, CMT - Co-Founder & Editor, The Chart Report : Patrick Dunuwila is Editor and co-founder of The Chart Report. His passion for trading began in 2007 when he bought Apple’s stock at $17 and realized the potential of the financial markets. Patrick first became interested in financial media as an intern at StockTwits, a social network for traders and investors. He remains an active member on StockTwits as well as Twitter where he enjoys sharing his trade ideas and thoughts on the markets. He studied economics at Drexel University before beginning his career at Benchmarq Trading Partners, a proprietary trading firm based in New York City. Prior to The Chart Report, Patrick worked under J.C. Parets, at All Star Charts where he assisted in selling technical analysis research to institutional investors. The 26 year-old Syracuse, NY native currently resides in San Diego, CA where he is pursuing his Chartered Market Technician (CMT) designation.

Troy A. Prince, CAIA - Founder & CEO, Wall Street Bound, Inc. : A Bronx native, graduate of the Bronx High School of Science and NYU Stern School of Business (BS ‘92). Troy is a 20 year institutional equity trading veteran with extensive Buy & Sell side experience at premier U.S & International firms, and 5 years as an angel investor in Vietnam. Noting the disconnect between the persistent lack of diversity in the front and middle offices of Wall Street and abundance of hungry, urban college talent, the idea for Wall Street Bound was born. Troy has spent significant time abroad having lived and worked in 5 countries, speaks 4 languages and brings the full breadth of his experience home with him in his mission to connect underrepresented, diverse talent with opportunities in the financial services industry and the capital markets. Brian Shannon, CMT - Technician, Alpha Trends : Brian Shannon is the founder of alphatrends.net, an on-line swing trading analysis and education community, founded in 2010. Brian is a full-time trader, educator, and author of the highly regarded book “Technical Analysis Using Multiple Timeframes.” His expertise has been achieved over a 30-year period of trading and market analysis, as he has navigated the difficult path that relatively few traders are able to follow to success. Having worked for Lehman Brothers, and other major investment firms over his career, Brian gained valuable insight into market dynamics and the human factors that drive them.

The Alphatrends community has helped to train and mentor thousands of traders worldwide since 2005. The knowledge that Brian has accumulated in his 25+ years of day-to-day experience in trading the markets is something he enjoys sharing. Brian has a passion for helping others.

Zach Schellhaas - Executive Director, Traders4ACause : Zach Schellhaas was appointed as Executive Director of Traders4ACause in February 2019. Prior to his role as Executive Director, he served as a Vice President in 2018. He is also a member of the Board of Directors since 2014, chairman of the conference committee, and a volunteer for the organization’s charity committee. Mr. Schellhaas runs his own consulting firm, and previously served as a trader and account manager for S-Lab Trading from March 2012 to January 2018. Prior to working for S-Lab, he worked as a director of operations for a medical diagnostic testing facility. He’s had a diverse career; from interactive marketing and advertising to wholesale distribution. Mr. Schellhaas earned a degree in marketing and social psychology at Lehigh University, where he served as both general manager of the campus radio station and director of a student activities committee. Traders4ACause believes that Mr. Schellhaas is qualified to serve as Executive Director because of his experience as a leader and his extensive experience in event planning and organization. Mr. Schellhaas resides in Pennsylvania with his wife and 2 daughters.

Jake Wujastyk - Co-Founder, Trendspider : Jake Wujastyk is one of the founding members of TrendSpider, a technical analysis platform aimed at providing retail traders the ability to be on the same level playing field as institutional funds using high-level software for analysis and trading. Jake has been fascinated with the stock market since he was a young teen and has a background in economics. Jake focuses on market analysis, feature development, as well as evangelism of the TrendSpider platform. THE WORLD’S TOP TECHNICAL POWERED BY ANALYSTS IN

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