Financial Services Agency Financial Services Agency Central Government Bldg
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National Diet Bldg. Kokkai-gijidomae Sta. Kokkai-gijidomae (Marunouchi Sta. Line) (Chiyoda Line) Cabinet Office Ministry of Land, Central Infrastructure, Kasumigaseki Financial Government Transport and Bldg. Services Bldg. No. 4 Tourism Agency Ministry of Ministry of Internal Affairs Ministry of Education, Foreign Culture, Sports, Science and Ministry of and Technology / Board of Audit Finance Affairs Communications Kasumigaseki Sta. (Hibiya Line) Kasumigaseki Sta. Sta. Kasumigaseki Sta. Kasumigaseki (Marunouchi Line) Toranomon Sta. Toranomon Tokyo Court (Chiyoda Line) (Ginza Line) Ministry of Ministry of Complex Agriculture, Economy, Forestry and Trade and Fisheries Industry Bar Ministry of Association Health, Bldg. Labour and Welfare Financial Services Agency Financial Services Agency Central Government Bldg. No. 7, 3-2-1 Kasumigaseki, Chiyoda-ku, Tokyo 100-8967, Japan TEL: +81-3-3506-6000 (main) Access (By subway) ● 6-minute walk from Toranomon Station on Ginza Line (G07) ● 6-minute walk from Kasumigaseki Station on Chiyoda Line (C08) or Hibiya Line (H07) ● 9-minute walk from Kasumigaseki Station on Marunouchi Line (M15) ● 7-minute walk from Kokkai-gijidomae Station on Marunouchi Line (M14) or Chiyoda Line (C07) Published in June 2020 Financial Services Agency About the Financial Services Agency (FSA) History of the FSA Finance is like blood circulating in the human body—an appropriate supply of funds enhances the The Financial Supervisory Agency was established as an administrative organ (external organ of the Prime Minister’s economy and people's lives. Office) responsible for inspection and supervision of private sector financial institutions and surveillance of securities June 1998 The Financial Services Agency (FSA) engages in financial transactions. With the establishment of the Financial Reconstruction Commission (FRC) in December of the same year, regulation with the aim of enhancing national welfare through the Financial Supervisory Agency became an organization under the jurisdiction of the FRC. sustainable corporate and economic growth and stable asset building, etc., by achieving a balance between The Financial Services Agency (FSA) was established under the jurisdiction of the FRC through July 2000 reorganization of the Financial Supervisory Agency. With this change, the FSA became responsible for (1) stability of the financial system and demonstration of financial planning of the financial system for which the Ministry of Finance had been responsible. intermediation functions, (2) user protection and user convenience, and By the reorganization of central government ministers, the FSA became an external organ of the Cabinet (3) market fairness/transparency and market vigor January 2001 Office and, with concurrent abolishment of the FRC, the FSA took over the business concerning disposition even amid the rapid changes in the financial environment. of failed financial institutions. The Role of the FSA Changes in Financial Administration The FSA is responsible for ensuring stability of Japan’s financial system, protection of depositors, insurance Ministry of Finance policyholders and securities investors, and smooth finance through such measures as planning and policymaking Until July concerning the financial system, inspection and supervision of private sector financial institutions, and surveillance Securities Bureau Banking Bureau 1992 of securities transactions. The FSA thereby plays extremely important roles for the sound development of the Inspection Department Insurance Department national economy. Act for Establishment of the Financial Services Agency (Extract) Ministry of Finance (Missions) July 1992 Minister's Secretariat Securities Bureau Article 3 to Banking Bureau June 1998 Securities and Exchange (1) The Financial Services Agency has a mission to secure the stability of financial functions in Japanand protect Financial Inspection Department Insurance Department Surveillance Commission depositors, policyholders, securities investors, and any equivalent persons, and facilitating financing. (2) Beyond what is specified in the preceding paragraph, the Financial Services Agency has a mission to assist Prime Minister's Office Ministry of Finance with affairs of the Cabinet concerning specific important policies of the Cabinet relating to the mission June 1998 referred to in that paragraph. to Financial Supervisory Agency Financial System Planning Bureau (3) The Financial Services Agency is to assist the Cabinet Secretariat in carrying out the mission referred to in the December 1998 Securities and Exchange Surveillance Commission preceding paragraph. Prime Minister's Office Ministry of Finance Article 4, etc. of the Act for Establishment December 1998 Affairs handled by the FSA( of the Financial Services Agency ) Financial Reconstruction Commission Financial System Planning Bureau to Financial Supervisory Agency Planning and policy making of financial systems June 2000 ◆ Secretariat Securities and Exchange Surveillance Commission ◆ Inspection and supervision of private sector financial institutions, including banks, insurance companies, !"#"$%&'()*(+ "#,and#-. financial instrument business operators, as well as market participants, including exchanges Prime Minister's Office Ministry of Finance Establishment of rules for trading in markets ◆ July 2000 Financial Reconstruction Commission Financial System Stabilization Division, ◆ Establishment of business accounting standards and others concerning corporate finance to Financial Services Agency Minister's Secretariat* ◆ Supervision of certified public accountants and auditing firms January 2001 Secretariat Securities and Exchange Surveillance Commission ◆ Participation in activities of international organizations and bilateral and multilateral fora on financial issues to develop internationally consistent financial administration Surveillance of compliance of rules in markets Cabinet Office Ministry of Finance ◆ January 2001 to Financial Services Agency Financial System Stabilization Division, Minister's Secretariat* March 2004 FSA's symbol mark Securities and Exchange Surveillance Commission The FSA's symbol mark has been designed from "FSA"—the initial letters of the Financial Cabinet Office Ministry of Finance Services Agency. The middle "S" represents a smooth flow of finance, which is being guarded from both sides. Financial Services Agency Financial System Stabilization Division, Current Minister's Secretariat* The light blue color expresses the smooth flow of finance and the transparency of the FSA's administration. Securities and Exchange Surveillance Commission Certified Public Accountants and Auditing Oversight Board ※ Concurrently responsible for planning and policymaking concerning the system for disposal of failed financial institutions and concerning financial risk management. 1 2 Financial Services Agency FSA's Organization Chart and Local Finance Bureaus Organization of the FSA (as of January 2020 ) Resources Management Division Planning and Management Division Prime Minister Strategy Development and Strategy Development Division Minister of State for Financial Services Management Bureau Risk Analysis Division State Minister Parliamentary Vice-Minister Director for Risk Analysis Division Planning and Management Division Policy and Markets Financial Services Commissioner Bureau Financial Markets Division Agency Vice Minister for Corporate Accounting and Disclosure Division International Affairs Planning and Management Division Banking Business Division I Local Finance Bureaus Supervision Bureau Banking Business Division II The FSA Commissioner delegates a part of the authority for inspection and supervision of local private financial institutions, Insurance Business Division etc. to the Directors-General of Local Finance Bureaus, etc. (local Hokkaido Local Securities Business Division branch organs of the Ministry of Finance) based on laws and Finance Bureau regulations. The FSA Commissioner directs and supervises the Hakodate Local Finance Office Asahikawa Local Finance Office Directors-General of Local Finance Bureaus, etc. with regard to Kushiro Local Finance Office Obihiro Local Finance Office affairs related to the delegated authority. Otaru Sub-Office Administrative Kitami Sub-Office Law Judges Fukuoka Local Kinki Local Hokuriku Local Planning and Management Division Finance Branch Bureau Finance Bureau Finance Bureau Saga Local Finance Office Otsu Local Finance Office Toyama Local Finance Office Nagasaki Local Finance Office Kobe Local Finance Office Fukui Local Finance Office Market Surveillance Division Wakayama Local Finance Office Kyoto Local Finance Office Nara Local Finance Office Tohoku Local Finance Bureau Aomori Local Finance Office Securities Business Monitoring Division Morioka Local Finance Office Akita Local Finance Office Yamagata Local Finance Office Kyusyu Local Chugoku Local Fukushima Local Finance Office Securities and Exchange Executive Bureau Director for Securities Business Monitoring Division Finance Bureau Finance Bureau Surveillance Commission Oita Local Finance Office Tottori Local Finance Office Miyazaki Local Finance Office Matsue Local Finance Office Market Misconduct Investigation Division Kagoshima Local Finance Office Okayama Local Finance Office Kanto Local Finance Bureau Yamaguchi Local Finance Office Mito Local Finance Office Yokohama Local Finance Office Utsunomiya Local Finance Office Niigata Local Finance Office Maebashi Local Finance Office Kofu Local Finance Office Disclosure Inspection Division