Activation of C–H and B–H Bonds Through Agostic Bonding: an ELF/QTAIM Insight Emilie-Laure Zins, Bernard Silvi, Mohammad Esmaïl Alikhani
Activation of C–H and B–H bonds through agostic bonding: an ELF/QTAIM insight Emilie-Laure Zins, Bernard Silvi, Mohammad Esmaïl Alikhani
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Emilie-Laure Zins, Bernard Silvi, Mohammad Esmaïl Alikhani. Activation of C–H and B–H bonds through agostic bonding: an ELF/QTAIM insight. Physical Chemistry Chemical Physics, Royal Society of Chemistry, 2015, 17 (14), pp.9258-9281. 10.1039/C4CP05728G. hal-01141959v2
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Activation of C–H and B–H bonds through agostic bonding: an ELF/QTAIM insight† Cite this: Phys. Chem. Chem. Phys., 2015, 17,9258 ab cd ab Emilie-Laure Zins, Bernard Silvi and M. Esmaı¨l Alikhani*
Agostic bonding is of paramount importance in C–H bond activation processes. The reactivity of the s C–H bond thus activated will depend on the nature of the metallic center, the nature of the ligand involved in the interaction and co-ligands, as well as on geometric parameters. Because of their importance in organometallic chemistry, a qualitative classification of agostic bonding could be very much helpful. Herein we propose descriptors of the agostic character of bonding based on the electron localization function (ELF) and Quantum Theory of Atoms in Molecules (QTAIM) topological analysis. A set of 31 metallic complexes taken, or derived, from the literature was chosen to illustrate our methodology. First, some criteria should prove that an interaction between a metallic center and a s X–H bond can indeed be described as ‘‘agostic’’ bonding. Then, the contribution of the metallic center in the protonated
Creative Commons Attribution 3.0 Unported Licence. agostic basin, in the ELF topological description, may be used to evaluate the agostic character of bonding. A s X–H bond is in agostic interaction with a metal center when the protonated X–H basin is a trisynaptic basin with a metal contribution strictly larger than the numerical uncertainty, i.e. 0.01 e. In addition, it was
Received 8th December 2014, shown that the weakening of the electron density at the X–Hagostic bond critical point with respect to that of Accepted 23rd February 2015 X–Hfree well correlates with the lengthening of the agostic X–H bond distance as well as with the shift of
DOI: 10.1039/c4cp05728g the vibrational frequency associated with the nX–H stretching mode. Furthermore, the use of a normalized parameter that takes into account the total population of the protonated basin, allows the comparison of the www.rsc.org/pccp agostic character of bonding involved in different complexes. This article is licensed under a I. Introduction leading to the activation of a C–H bond around transition metal centers.4–7 The choice of a specific term to underline the
Open Access Article. Published on 25 February 2015. Downloaded 01/03/2016 11:16:31. In the context of catalytic processes, understanding the mole- importance of the activation of the C–H bond proved to be cular mechanism involving transition metals is of paramount remarkably appropriate. Indeed, thorough investigation of importance. Indeed, since the pioneering studies of Chatt and various catalytic processes further lead to the development of Davidson1 on one hand, and Bergman2 and Jones3 on the other numerous reactions involving agostic interactions, such as the hand, a considerable number of investigations have demon- alkane oxidative addition,8 C–H bond elimination,9 transcyclo- strated that transition metal complexes may be involved in C–H metallation,10 cyclometallation of benzoquinoline,11 and Ziegler– bond activation. A thorough study of structures and reactivity of Natta polymerization.12,13 In processes such as cyclometallation alkyl transition metal complexes has led to the introduction of using d-block transition metals, it was proposed that agostic a new concept: the term ‘‘agostic’’ was proposed to characterize interactions may play a decisive role. Indeed, these interactions the formation of a 3 center–2 electron (3c–2e) interaction may either favor or prevent some cyclometallations.14Amecha- nistic study has shown how agostic bonding may lead to deactiva- tion processes of the Grubb catalyst.15 Thus, a thorough a Sorbonne Universite´s, UPMC Univ. Paris 06, MONARIS, UMR 8233, Universite´ understanding of the agostic bonding may help in designing Pierre et Marie Curie, 4 Place Jussieu, case courrier 49, F-75252 Paris Cedex 05, new reagents that may react in a specific way. France. E-mail: [email protected] b CNRS, MONARIS, UMR 8233, Universite´ Pierre et Marie Curie, 4 Place Jussieu, Despite its paramount importance in catalytic processes, the case courrier 49, F-75252 Paris Cedex 05, France identification of an agostic interaction is far from obvious. c Sorbonne Universite´s, UPMC Univ. Paris 06, Laboratoire de Chimie The´orique Indeed, even if some approaches were proposed to experimen- (LCT), UMR 7616, Universite´ Pierre et Marie Curie, 4 place Jussieu, tally or theoretically characterize these 3c–2e interactions, a case courrier 137, F-75252 Paris Cedex 05, France consensual tool that may qualitatively describe the strength of d CNRS, Laboratoire de Chimie The´orique (LCT), UMR7616, Universite´ Pierre et Marie Curie, 4 place Jussieu, case courrier 137, F-75252 Paris Cedex 05, France every kind of agostic bonding is still missing. † Electronic supplementary information (ESI) available. See DOI: 10.1039/ The formation of an agostic bonding comes from an inter- c4cp05728g action between a C–H s bond and an unoccupied orbital of a
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hypovalent transition metal center. Criteria were proposed to determine whether an organometallic complex contains an agostic interaction. More specifically, the following geometric parameters were established: a C–H agostic bonding should be characterized by a distance between the metallic center and the hydrogen atom in the 1.8–2.3 Å range, as well as an M–H–C angle in the 90–1401 range.7 On the other hand, the presence of sterically constrained ligands or pincer ligands, for instance, may lead to profound geometric distortions.16 Furthermore, close to the threshold values, it may be difficult to conclude whether a complex contains an agostic interaction or not. Thus, these geometric criteria are not unambiguous, without mentioning the difficulty in determining them in some cases, Fig. 1 Types of agostic bonds that will be investigated in the present study. specifically in dynamic systems. As far as other ‘‘weak’’ interactions are concerned, criteria derived from topological studies were proposed to classify hydrogen bonding into three categories, and to propose a First of all, b agostic interactions were characterized and quantitative scale for these types of interactions.17 Since there thoroughly investigated both theoretically and experimentally. are some common points between agostic and hydrogen bonding,16 a C–H agostic bonding appears to be more rare. Even if in the the use of a similar approach to characterize agostic bonding comes initial definition, the term ‘‘agostic’’ was specifically devoted to the naturally. C–H bond, intramolecular 3c–2e interactions between a metallic Several reviews aimed at presenting experimental and theo- center and a s bond involving H bonded to a heteroatom are now 18–20 almost always called ‘‘agostic’’. The agostic bonds that will be Creative Commons Attribution 3.0 Unported Licence. retical tools to identify agostic bonding. In the present article, we will first briefly recall the different definitions that discussed in the present article are presented in Fig. 1. were/are considered for agostic bonding. Their theoretical From an experimental point of view, the characterization of studies are then briefly summarized, with a particular empha- an agostic bond is mainly based on four criteria:18 sis on topological approaches. The following part of this article crystallographic data, is dedicated to the presentation of a new methodological NMR chemical shifts to high field d = 5to 15 ppm, approach aiming at estimating the agostic character of bonding. reduced NMR coupling constants 1J = 75 to 100 Hz, 1 Representative examples of several kinds of agostic bonding low vibrational frequencies nC–H = 2700–2300 cm . taken from the recent literature on the topic are used to illustrate As far as geometric properties are concerned, Brookhart and This article is licensed under a this approach. The topological description of different types Green proposed in their seminal article,7 the criteria summar- of M H–X, interactions with X = B or C, will be presented. ized in Table 1 may be used to distinguish between an agostic A classification of agostic bonding based on the strength of the and an anagostic interaction:
Open Access Article. Published on 25 February 2015. Downloaded 01/03/2016 11:16:31. interaction is then proposed. To this end, the use of statistical Based on QTAIM calculations, five topological criteria were descriptors to qualitatively evaluate the strength of an agostic proposed to characterize agostic bonding:18 bonding is validated by comparison with experimental parameters. a triplet of concomitant topological objects: a bond critical point, a bond path and an interatomic surface, a ring critical point, that is a signature of a structural II. Agostic bonding: several definitions instability, a Laplacien of the electron density of the bond critical 2 and nuances point r rBCP in the 0.15–0.25 a.u. range, a negative net charge for an hydrogen atom involved in an Despite the fundamental importance of the concept of agostic agostic bonding, bonding in terms of reactivity and chemical activation of s a dipolar polarization that is 15–30% larger for an agostic bonds, the definition of these interactions is neither unique hydrogen compared with a non-agostic one. nor unambiguous. The main definitions associated with these However, these criteria are not unambiguous since they interactions and the context in which they were introduced are cannot be applied to any type of agostic bonding, as it will be presented herein. further discussed in part III.
1. Historical definition and evolution Table 1 Geometric criteria used in the literature to distinguish between The ‘‘agostic’’ term was initially introduced to describe a an agostic and an anagostic interaction7 specific intramolecular 3c–2e interaction in which a s C–H bond ‘‘could act as a ligand to a transition metal center’’.7 M H–C agostic M H–C anagostic Thus, a specific term was coined for interactions involving the Distance M H (Å) 1.8–2.3 2.3–2.9 d C–H bond to underline their importance in catalytic processes. Angle MHC (1) 90–140 110–170
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2. Other definitions (NBO) method (vide infra).33 The influence of the basis set super- In addition with the rigorous initial definition, the term ‘‘agostic’’ position error (BSSE) was also underlined by several studies. As is also sometimes used in a broader definition,21 to characterize an example, the a-agostic interaction involved in Cp*Rh(CO)- 2 34,35 intermolecular interactions, especially in the context of sigma (Z -alkane) was investigated at various levels of theories, and alkane,22,23 silane24,25 and sigma boranes.25,26 the lack of BSSE correction in the conventional ab initio methods In an attempt to fully characterize some systems potentially leads to an overestimation of the agostic bonding, while some 36 containing weak agostic interactions, experimental and theore- DFT approaches underestimate this interaction. Multi- tical approaches were applied to numerous and various organo- configurationally quantum chemical methods (complete metallic complexes characterized by geometric distortions. active space self-consistent field (CASSCF)/second-order per- While in some cases clear agostic bonds were identified, in turbation theory (CASPT2)) is a powerful approach to compare some other systems the approaches used failed to characterize the agosticity of several metallic centers. Such an approach such interactions. The term ‘‘anagostic’’ was proposed to define wasusedbyRooset al. to explain experimental results in the 37 systems where an interaction between a s bond and a metallic case of methylidene metal dihydride complexes. center leads to a geometric distortion of the structure whereas 2. NBO some considered criteria are not met to label this interaction as ‘‘agostic’’.27–29 Agostic interactions may be seen as donor–acceptor systems, In most of the above-mentioned studies, the agostic inter- with an electron transfer from a s bond of the ligand to an action occurs in an organometallic complex centered on a unoccupied orbital of the metallic atom. In this respect, tech- metallic atom. In a wider sense however, this concept was niques for the studies of molecular orbitals may shed some employed to qualify situations in which organic molecules light onto agostic bonding. Natural Bond Orbital theory is a interact with metallic surfaces during catalytic processes in the powerful approach to characterize donor and acceptor groups heterogeneous phase. For instance, mechanisms involving agostic in a molecule, and to quantify delocalization energies. In the
Creative Commons Attribution 3.0 Unported Licence. interactions were proposed in the chemisorption of hydrogen, natural bond orbital approach, a suite of mathematical algo- hydrocarbons and intermediates on Pt(111).30,31 The formation rithms are used to diagonalize the density matrix generated of a particularly rare agostic interaction was even proposed in the during Hartree–Fock, Density Functional Theory or Post Hartree– contextofthewaterdissociationofaPt(111)surface,incombi- Fock calculations. These mathematical transformations allow the nation with hydrogen bonding.32 generation of orbitals in terms of effective atom-like constituents within the molecular environment.38–40 This approach allows the study of delocalization from atomic orbitals. Toward the natural III. Theoretical characterization of population analysis, the NBO approach offers a quantitative way agostic bonding to characterize the donor–acceptor relationship. An interesting This article is licensed under a example of the use of NBO for a quantitative study of agostic 1. Equilibrium geometry bonding is given in the work of Cho et al.33,41 Based on a Since agostic interactions are generally defined on the basis of systematical study, a methodology was proposed to analyze the
Open Access Article. Published on 25 February 2015. Downloaded 01/03/2016 11:16:31. geometric criteria, geometry optimization may appear as a C–H M agostic bonds in terms of donor–acceptor analysis as suitable tool to investigate this type of interactions. Such an defined in the NBO theory.42 Thus, the NBO method provides a approach may complement X-ray structure analyses. In some valuable way to evaluate the agostic character of interactions.43 cases however, the complexes cannot be isolated in the crystal- line form (especially in the case of dynamic systems), and a 3. QTAIM theoretical approach may be the only way to determine whether In addition to an orbital description of agostic interactions, an agostic interaction is involved in a given reaction pathway. topological tools were applied in an attempt to qualitatively In such a case, particular care should be taken in the choice of and quantitatively investigate these bonds. Two topological the level of theory. In the case of density functional theory approaches were particularly applied to the study of agostic calculations, the choice of the functional, the description of bonding: the Bader’s quantum theory of atom in molecules the metallic atom as well as the basis set are crucial in the (QTAIM) and the electron localization function (ELF). These geometrical parameters that will be obtained. Furthermore, in a topological descriptions are based on the dynamical analysis of rigorous theoretical characterization of agostic bonds, such gradients, from the electronic density, or from functions of geometry optimizations would only correspond to the first step electronic density. A vector field is derived from gradients of a of a more complete investigation involving either a description potential, and critical points are defined on the basis of the in terms of molecular orbitals, or a topological study. As an vector fields. example, Cho has investigated the agostic structure of titanium The QTAIM approach is based on a partition of the mole- methylidene hydride at 15 different levels of theory using cular space into non-overlapping regions within which the local Hartree–Fock, Density Functional Theory and Post-Hartree– virial theorem is fulfilled. This implies, that the kinetic energy Fock calculations. He has shown the importance of the choice of each of these regions has a definite value which is achieved if of the basis set on the agostic distortions, and on the deloca- and only if the integral of the Laplacian of the electron density, lization energies as calculated using the Natural Bond Orbital r2r(r), over each region vanishes, a condition which is fulfilled
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0 for boundaries which are zero-flux surfaces for the gradient of where hs,s(r,r ) is the exchange hole, and can be approximated the density.44 In this method, gradient fields of the electron by an expression proportional to the kernel of the Becke and density rr(r) are studied. Since an atomic center corresponds Edgecombe function.50 to a local maximum of electron density, each atomic center The covariance can be written as the sum of four spin acts as an attractor, and field lines define a basin. Basins are components, i.e.: separated from each other by zero-flux surfaces. On each zero- s2(O ,O )=s 2(O ,O )+s 2(O ,O )+s 2(O ,O ) flux surface, gradient lines converge toward a critical point A B aa A B ab A B ba A B 2 called a bond critical point (BCP). The presence of such a BCP is + sbb (OA,OB) (5) one of the criterion that was proposed by Popelier et al. to With characterize an agostic bond in the QTAIM framework.18,45 On 2 the other hand, the identification of BCP may be difficult in the saa (OA,OB)=Paa(OA,OB) Na(OA)Na(OB) (6) case of weak agostic interactions. In their systematic study of a 2 sab (OA,OB)=Pab(OA,OB) Na(OA)Nb(OB) (7) set of 20 crystal structures potentially characterized by agostic 2 bonding, Thakur and Desiraju noticed that NBO may be more sba (OA,OB)=Pba(OA,OB) Nb(OA)Na(OB) (8) 33 relevant than QTAIM in describing these weak interactions. 2 sbb (OA,OB)=Pbb(OA,OB) Nb(OA)Nb(OB) (9) Numerous studies have now proven that QTAIM can indeed Ð Ð 46,47 describe b C–H agostic interactions, but is not suitable for where P ss0 ðÞ¼OA; OB Pss0 ðÞr1; r2 dr1dr2 is the number OA OB 0 the study of a C–H agostic interactions or weaker interactions of ss electron pairs between OA and OB. The opposite spin such as C–C agostic bonds.48 Indeed, the use of new local contributions are expected to be negligible with respect to the criteria seem to be the only way to detect weak agostic bonding same spin ones, and, in fact they are null in the Hartree–Fock by means of the QTAIM approach.49 approximation. Except for specific delocalized bonding situa- tions such as charge-shift bonds, the covariance between non 4. ELF
Creative Commons Attribution 3.0 Unported Licence. adjacent basins is negligible. The zero flux surfaces of the The ELF approach50–52 intends to provide a partition into gradient field of the spin pair composition for which ELF is basins of attractors which closely match the VSEPR electronic an excellent approximation, provide a partition which nearly domains, or in other words Lewis’s representation. The assump- minimizes the covariance between basins limited a same tion that groups of electrons can be localized within space filling separatrix.56 non-overlapping domains implies that the variances (the squared The ELF partition yields basins of attractors clearly related to standard deviation) of the domain populations are minimal. Lewis’s model: core and valence basins. A core basin surrounds It was pointed out that it is convenient to define a localization a nucleus with atomic Z 4 2, it is a single basin for the function Z(r)suchas:53 elements of the second period or the union of the basins This article is licensed under a I belonging to the inner shells for heavier elements. It is labelled ds2ðN Þ ¼ n rZðrÞds ¼ 0 (1) C(A) where A is the element symbol. In the study of systems dV involving transition metal elements it is often useful to con-
Open Access Article. Published on 25 February 2015. Downloaded 01/03/2016 11:16:31. enabling carrying out the partition into basins of the attractors sider independently the basins of the metal external core of the gradient dynamical system of Z(r). It was further (subvalence) shell. The valence basins are characterized by proposed54 to minimize the Frobenius norm of the covariance the number of atomic valence shells to which they participate, matrix: or in other words by the number of core basins with which they !share a boundary. This number is called the synaptic order. X 1=2 2 2 2 Thus, there are monosynaptic, disynaptic, trisynaptic basins, s ðÞOA; OB F ¼ s ðÞOA; OB (2) A;B and so on. Monosynaptic basins, labelled V(A), correspond to the lone pairs of the Lewis model, and polysynaptic basins to 2 where the matrix element s (OA,OB) is the covariance of the the shared pairs of the Lewis model. In particular, disynaptic populations of the basins labelled OA and OB. The covariance basins, labeled V(A, X), correspond to two-centre bonds, operator is defined as: trisynaptic basins, labeled V(A, X, Y), to three-centre bonds,
b2 and so on. The valence shell of a molecule is the union of its s ðÞ¼OA; OB N^ðÞOA N^ðÞ OB N ðÞOA N ðÞOB (3) valence basins. As hydrogen nuclei are located within the PN valence shell they are counted as a formal core in the synaptic with N^ðÞOA ¼ yr^ðÞi ðÞyr^ðÞi ¼ 1; ri 2 OA; and yr^ðÞi ¼ 0; ri2=OA i order because hydrogen atoms have a valence shell. For example, N^ the valence basin accounting for a C–H bond is labeled V(C,H) where ðÞOA is the populationÐ operator introduced by Diner 55 and called protonated disynaptic. The valence shell of an atom, and Claverie and N^ðÞ¼OA rðrÞdr is the basin population. OA say A, in a molecule is the union of the valence basins whose The minimization is carried out with the help of the local label lists contain the element symbol A. covariance measure for s spin electrons: ð The ELF population analysis provides not only the basin h 0 2 0 populations and the associated covariance matrix but also xs½r; r ¼rsðrÞ hs;sðr; r Þ dr (4) the probability of finding n electrons in a given basin and the
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These examples prove that, beyond the BCP, topological approaches can be used in a quantitative way to thoroughly characterize electron localization/delocalization involved in different types of interactions. Below we will present a similar approach to characterize agostic interactions.
2. Presentation of the approach a. A statistical approach. The bonding in many molecular systems could not be fully described by considering only a perfect bonding electron localization following the Lewis struc- ture. It is principally due to the indiscernibility of the electron which implies an always present delocalization. This electronic delocalization is not observable, and therefore there is no experimental property that allows its direct measurement. Fig. 2 QTAIM and ELF basins for the free NCCH3 molecule. The multivariate analysis is a basic statistical method enabling one to reveal the correlations between different contribution of the QTAIM basins to the ELF basins. The groups of data. It relies upon the construction of the covariance contribution of the atomic basin of A to the ELF disynaptic matrix elements defined by basin V(A,B) which is denoted by N[V(A,B)|A] is evaluated by hcov(i, j)i = hiji hiih ji (11) integrating the electron density over the intersection of the V(A,B) basin and of the atomic basin of A. Raub and Jansen57 where hii, h ji,andhiji are the averages of the data values and of have introduced a bond polarity index defined as: their product. The diagonal elements of the covariance matrix 2 2 2 Creative Commons Attribution 3.0 Unported Licence. are the variances s (i)=hi i hii , which measure the statistical N ½VðA; BÞjA N ½VðA; BÞjBÞ dispersion of the data among the group. The standard deviations pAB ¼ (10) N ½VðA; BÞjA þN ½VðA; BÞjB s(i) are the square root of the variances. The off-diagonal matrix elements indicate which data are involved in delocalization. As an example, Fig. 2 displays the QTAIM and ELF basins The bonding in most molecular systems can be described by as well as the ELF/QTAIM projection in the case of a simple a strict localization of electron pairs. A more realistic picture, molecule that is involved as a ligand in the following study, closely related to the concept of resonance, is provided by the namely the NCCH3 molecule. To obtain an optimal clarity, only superposition of electron multiplets distributed among the two QTAIM atomic surfaces (H and N) are shown. It is inter- basins and therefore accounting for the electron delocalization. This article is licensed under a esting to note that there are no ELF core basins for a hydrogen The population of a given basin OA appears accordingly as the atom. We reported the ELF valence basin populations as well as average of such n-tuplets weighted by the probability, Pn(OA)of the corresponding atomic contributions. finding n electron in OA: Open Access Article. Published on 25 February 2015. Downloaded 01/03/2016 11:16:31. XN IV. Topological descriptions, NðÞOA ¼ nPnðÞOA (12) probabilistic approach and qualitative n¼1 estimators A measure of the delocalization is given by the covariance matrix whose diagonal matrix elements are the square of the 1. Context standard deviations of the basin populations whereas the off ELF has proven to be a valuable tool for characterizing all kinds matrix elements indicate which basins are involved in the of chemical bonds. In the case of weak interactions such as delocalization.61 2c–3e and hydrogen bonding, the ELF analysis enables us to In our search for several parameters to qualitatively estimate describe and classify them in terms of topological properties the strength of agostic bonding, we studied a large number of very close and similar to the traditional chemical concepts. systems. From this study, it was found that four parameters The analysis of basin population was helpful to distinguish from QTAIM and ELF taken together may allow a comparison of between weak, medium and strong hydrogen bonding. It was agostic bonding present in different systems between the X–H shown that the core–valence bifurcation index is a suitable bond (X = C, B...) and a metallic center M: criterion to quantitatively describe these interactions.17,58 First of all, we will consider only hydrogen atoms as In the case of 2c–3e bonding, no disynaptic basins are potentially involved in agostic interactions. In the Brookhart found. However, this is not the sole criterion to determine and Green’s definition,6,7 even if this is not the only criterion, whether a bonding exists or not, and once again, core–valence the presence of three atomic centers sharing two electrons is the bifurcation index has proved to be a very powerful tool. In fundamental aspect of agostic bonding. Thus, in the topologic addition, in this specific case, a topological delocalization description, the total population of the protonated potentially index was helpful in quantifying the electron fluctuation.59,60 agostic basin V(H) is an obvious important parameter.
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