Moral Problems in Behavioural Genetics – Should We Find 'Genes For'
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MORAL PROBLEMS IN BEHAVIOURAL GENETICS – SHOULD WE FIND ‘GENES FOR’ INTELLIGENCE? By Ainsley Janelle Newson, B.Sc(Hons) Submitted in total fulfilment of the requirements of the degree of Doctor of Philosophy Centre for the Study of Health and Society The University of Melbourne June 2002 ABSTRACT In this thesis, I provide an analysis of the moral and practical problems associated with undertaking behavioural genetic research. Of the many projects in behavioural genetics, each with distinct issues, I have chosen to focus upon genetic research into intelligence. The main question framing this thesis is whether there can be any ethical applications of this research. I argue that there can. The rationale of the thesis is therefore to describe the circumstances in which such applications might be acceptable. Genetic research into influences on intelligence is both topical and controversial. To award this issue a comprehensive analysis, it has been necessary for me to address several different issues. In order to ensure that an ethical analysis of this research is provided in an appropriate context, I begin by examining several important issues. The first is that the very definition of intelligence and the grounds for its genetic research are contentious. I review this debate in the first chapter. Additionally, there is concern that permitting genetic research into intelligence constitutes an undue promotion of the significance of genetic factors. I therefore also analyse the limitations in interpreting this information. In the second chapter, I establish the ethical context in which debates over genetic research into intelligence have been undertaken. That is, I review and provide some initial analysis of arguments against the research. I utilise this analysis to identify important issues which I discuss in detail in later chapters. One such issue is to what extent intelligence might contribute to the well-being of those who have it. To date, very little analysis has been performed (from a philosophical perspective) as to the value of any behavioural trait. I devote a chapter to discussing the value of intelligence, incorporating an analysis of both theoretical and empirical literature. ii The majority of the thesis is dedicated to addressing the moral issues around two important clinical applications that might result from genetic research into intelligence. The first is whether it would be appropriate to ever develop genetic tests for intelligence (and to whom they should be administered). The second is whether it would ever be appropriate to augment intelligence. In both cases, I offer a defence of such applications, subject to several important constraints. These constraints involve recognising the limitations of the predictive properties of behavioural genetic information, respecting the future interests of children in choosing their own life plan, ensuring that the interests of groups are protected and ensuring that choosing to utilise the various (potential) enhancement technologies does not harm parental interests. This thesis marks one of the first attempts to fill a conspicuous gap in bioethics literature. My analysis is the first to assess ethical issues in behavioural genetics by utilising a framework where both ethical and empirical approaches are included. This represents progress towards practically-based, ethically-derived solutions for emerging problems in genetic research. iii STATEMENT OF ORIGINALITY This is to certify that (i) The thesis comprises only my original work towards the PhD except where indicated in the Preface; (ii) Due acknowledgement has been made in the text to all other material used; (iii) The thesis is less than 100,000 words in length, exclusive of tables, maps, bibliographies and appendices. Signed: Ainsley Janelle Newson iv PREFACE The work presented in this thesis represents my own research. No work has been submitted for any other qualification, or has been carried out prior to my PhD candidature. Advice has been sought from experts to assist with various thesis chapters and I have listed these experts in the Acknowledgments. Where their contribution has been utilised in a chapter, it is recognized by a footnote. Two sections of this thesis have been published: Sections of Chapter Seven will appear in: Newson, A.J. ‘Is there a cost associated with Genetic Enhancements?’ in Almond, B. and Parker, M (Eds.) Ethical Issues and the New Genetics: Are Genes Us? Aldershot, Ashgate (Forthcoming, 2002). Sections of Chapters One, Two, Four and Five appeared in: Newson A. & Williamson R. (1999). ‘Should we undertake genetic research on intelligence?’ Bioethics. 13(3-4):327-342. v ACKNOWLEDGMENTS Due to the multidisciplinary influences on this thesis, there are many people who have provided academic and personal support throughout its preparation. I must first recognise the enormous contribution, support and patience of Professor Julian Savulescu. He has provided me with expert supervision, advice on resources, commentary on drafts and direction of the project as it developed. When I felt that I had exhausted all possibilities on a particular issue, Julian was instrumental in assisting me to find my way. Professor Bob Williamson has provided me with many opportunities to access experts in the field and has provided me with much-needed advice about doctoral- student life in general. Bob also provided excellent feedback on writing technique and clarity, in addition to substantive comments on thesis content. Dr David McCarthy supervised my project in its second year. Through attendance at his philosophy classes and by reading and discussing his work, I gained an enormous amount of knowledge about ethical theory. David also provided direction to several thesis chapters, particularly Chapters Four and Seven. Staff members at The Centre for the Study of Health and Society at The University of Melbourne have also been a source of support, stimulation and advice. Dr Lynn Gillam in particular has provided outstanding independent guidance on the scope and direction of my thesis. I would like to recognise the support of fellow students, particularly Dr Edwina Vance and Jan Hodgson for their friendship and research support. The multidisciplinary nature of this work necessitated seeking external expertise on numerous occasions. I thank the following people for their generous provision of time and resources: • Professor Tony Hope, Dr Michael Parker, Dr John McMillan and Don Hill from Ethox, The Centre for Ethics and Communication in health at The University of Oxford. • Professor Con Stough from the Brain Sciences Institute at Swinburne University for his assistance in the preparation of Chapters One, Three and Five. vi • Professor Robert Plomin from the Institute of Psychiatry at King’s College, London for his ongoing commitment to discussion about the implications of his work, the availability of his colleagues (particularly Dr Thalia Eley and Dr Brien Riley) and his assistance throughout the drafting process. • Professor Michael O’Boyle and Dr Mary Ainley from the Morgan Centre for the Study of the Development of High Intellectual Potential at the Department of Psychology, University of Melbourne for their assistance with the preparation of Chapter Three. • Professor John Geake, Professor of Education and Postgraduate Tutor at the Westminster Institute of Education at Oxford Brookes University, for his comments upon Chapter Three. • Dr Tom Shakespeare from the Centre for Life, Newcastle University (United Kingdom) and Ms Yvonne Melia, Nuffield Council on Bioethics, for valuable research assistance. • Associate Professor Vicki Anderson from the Department of Psychology at The University of Melbourne, for her assistance with Chapter Four. I would also like to thank the staff and students of the Ethics Unit at The Murdoch Childrens Research Institute for their support and advice, including Dr Merle Spriggs, Melanie Hemsley and Rony Duncan. Cate Azzopardi, Belinda Griffiths, Wonitta Hodge and Danielle Irvine have provided enormous personal encouragement. The Oxford ‘crew’ of Dr Emily Howman, Dr Alyssa Barry and those at # 43 were also enormously supportive. My partner Evan Hollonds has been an unwavering support throughout my candidature. His patience, support, IT assistance and proofreading skills were much appreciated. I would also like to warmly thank Don, Lyverne and Kirrily Newson, Bruce and Rhonda Hollonds and James and Anne Bukovsan for their support. Finally, I would like to thank my cat Alby for keeping me company during the long days of writing and for occasionally helping me with word processing. vii TABLE OF CONTENTS ABSTRACT...................................................................................................ii STATEMENT OF ORIGINALITY ...........................................................iv ACKNOWLEDGEMENTS.........................................................................vi TABLE OF CONTENTS..........................................................................viii INDEX OF TABLES.................................................................................xiii THESIS OVERVIEW................................................................................. xv SECTION I: Research Background and Overview of Ethical Issues CHAPTER ONE: What is Intelligence? What Might Genetic Research Achieve? 1.1 INTRODUCTION .....................................................................................................2 1.2 WHAT IS INTELLIGENCE? .....................................................................................3