Bare Trustee Agreements Approved Fund Managers as of March 31, 2019
Fund Manager Region Type of Products Funds covered by agreement 1 1832 Asset Management L.P. (Dynamic Funds) Canada Mutual Funds / Hedge Funds / LSF's Includes Deposit accounts 2 3IQ CORP. Canada Pooled Fund 3IQ Corp. 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global Funds Aberdeen Global II Funds 4 Accilent Capital Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Capsure Hedged Oil and Gas Income & Growth Trust 5 Acker Finley Asset Management Inc. Canada Mutual Fund QSATM Funds 6 ACM Advisors Ltd. Canada Mortgage Investment Fund ACM Commercial Mortgage Fund 7 Addenda Capital Inc. Canada Pooled Fund Addenda Pooled Funds 8 ADS Canadian Bank Canada GIC's / Investment Savings Accounts
9 AGAWA Fund Management Inc. Canada Limited Partnership AGAWA Fund I Limited Partnership 10 AGF Investments Inc. Canada Mutual Fund / Pooled Fund AGF family of mutual funds Acuity Pooled funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds Acuity family of mutual funds 11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Canada Limited Partnership AIP Global Marco Fund LP 13 Aldergrove Credit Union Canada GIC's
14 Algonquin Capital Corporation Canada Limited Partnership
15 Alignvest Capital Management Inc. Canada Hedge Fund
Listing of Approved Fund Managers by Name Page 1 of 21 Fund Manager Region Type of Products Funds covered by agreement 16 Alignvest Investment Management Corporation Canada Pooled Fund
17 Alitis Investment Counsel Inc. Canada REIT Alitis Mortgage Plus Pool Alitis Private REIT 18 AlphaNorth Asset Management Canada Mutual Fund
19 Altema Asset Management Inc. Canada Hedge Fund Altema Diversified Equity Market Neutral Fund 20 Altervest Ltd. Canada Pooled Fund
21 Antares Investment Management, Inc. Canada Pooled Fund
22 AR3 Capital Management Inc. Canada Limited Partnership
23 Arrow Capital Management Inc. Canada Hedge Fund
24 Artemis Investment Management Limited Canada Mutual Fund / Limited Partnership Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 25 Aryeh Capital Management Ltd. Canada Limited Partnership Aryeh Capital Partners Canada, LP 26 ATB Investment Management Inc. Canada Mutual Fund
27 Auspice Capital Advisors Ltd. Canada Mutual Fund Trust Auspice Diversified Trust 28 Aventine Management Group Inc. Canada Mutual Fund BTH Tactical Growth Fund Aventine Canadian Equity Fund 29 AYAL Capital Advisors Liited Canada Mutual Fund Trust AYAL Capital Advisors Trust Fund 30 B.E.S.T Investment Counsel Limited Canada Mutual Fund B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc. The Business, Engineering, Science & Technology Discoveries Fund Inc. 31 B2B Bank Canada GIC's / Investment Savings Accounts
32 Baker Gilmore & Associates Inc. Canada Pooled Fund Baker Gilmore & Associates Pooled Funds 33 Bank of America, National Association (Canada Branch) Canada GIC's
34 Bank of Canada Canada Other
35 Bank of Montreal Canada Investment Savings Account / GIC's
36 Bank of Montreal Mortgage Corp. Canada GIC's
37 Bank of Nova Scotia Canada GIC's
Listing of Approved Fund Managers by Name Page 2 of 21 Fund Manager Region Type of Products Funds covered by agreement Scotia Mortgage Corporation Montreal Trust Company of Canada National Trust Company / Victoria&Grey MortgageCorp. Bank of Nova Scotia 38 Barometer Capital Management Inc. Canada Mutual Fund / Pooled Fund
39 Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's
40 Bedford Park Capital Corporation Canada Limited Partnership Bedford Park Opportunities Fund 41 Bellwether Investment Management Inc. Canada Pooled Fund Bellwether family of funds. 42 Beutel Goodman & Company Ltd Canada Mutual Fund/Pooled Fund/Seg Fund
43 BirchLeaf Investments Inc. Canada Pooled Fund BirchLeaf Growth Fund 44 Black Swan Dexteritas Inc. Canada Limited Partnership BSD Global Tech Hedge Fund LP 45 BlackBridge Capital Management Corp. Canada Mutual Fund
46 BlackRock (Luxembourg) SA Overseas Mutual Fund BlackRock Global Funds 47 BlackRock Asset Management Canada Limited Canada Mutual Fund BlackRock Asset Management Canada Limited 48 Bloom Burton Investment Group Inc. Canada Pooled Fund Bloom Burton Canadian Healthcare Fund 49 Bloom Investment Counsel, Inc. Canada Mutual Fund
50 BloombergSen Inc. Canada Mutual Fund BloombergSen Partners RSP Fund 51 BMG Management Services Inc. Canada Mutual Fund
52 BMO Investments Inc. / BMO Investissements Inc. Canada Mutual Fund BMO Mutual Funds 53 BMO Life Assurance Company Canada Segregated Fund BMO Guaranteed Investment Funds 54 BMO Nesbitt Burns Inc. Canada Mutual Fund / Linked Notes
55 BMO Private Investment Counsel Inc. Canada Mutual Fund
56 BMO Trust Company Canada GIC's / Investment Savings Accounts
57 BNP Paribas (Canada) Canada Linked Notes
58 BNY Mellon Global Management Ltd. Overseas Mutual Fund Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 59 Brandes Investment Partners & Co. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 3 of 21 Fund Manager Region Type of Products Funds covered by agreement
60 Brandywine Global Investment Management (Canada), ULC Canada Pooled Fund
61 Bridgewater Bank Canada GIC's
62 BridgingFinance Inc. Canada Pooled Fund
63 Bristol Gate Capital Partners Inc. Canada Mutual Fund / Limited Partnership Bristol Gate U.S. Equity Fund LP 64 Brompton Funds Limited Canada Mutual Fund
65 Brookfield Investment Management (Canada) Inc. Canada Pooled Fund
66 Brookfield Soundvest Capital Management Ltd. Canada Pooled Fund Soundvest North American Opportunity Pool 67 BT Global Growth Inc. Canada Hedge Fund BT Global Growth Fund L.P. 68 Bull Capital Management Inc. Canada Pooled Fund Canadian Equity Class Shares Balanced Class Shares Global Equity Class Shares EFG Private Portfolio Series ING 69 Burgundy Asset Management Ltd. Canada Mutual Fund
70 CADO Investment Fund Management Inc. Canada Mutual Fund Maple Leaf Income Class Maple Leaf Resources Class 71 Caldwell Investment Management Ltd. Canada Mutual Fund
72 Canada Life Assurance Company (The) Canada Segregated Fund
73 Canadian Tire Bank Canada GIC's Canadian Tire Bank 74 Canadian Western Bank Canada GIC's
75 Canadian Western Trust Canada Mutual Fund / GIC's
76 Canoe Financial LP Canada Investment Funds / Limited Partnership
77 Canso Fund Management Ltd. Canada Mutual Fund
78 Capital International Asset Management Inc. (Canada) Inc. Canada Mutual Fund
79 Capstone Asset Management Inc. Canada Pooled Fund
80 Cardinal Capital Management Inc. Canada Pooled Fund Cardinal Foreign Equity Pool Cardinal Canadian Equity Pool
Listing of Approved Fund Managers by Name Page 4 of 21 Fund Manager Region Type of Products Funds covered by agreement 81 Castle Ridge Asset Management Limited Canada Limited Partnership Castle Ridge LP 82 Celernus Investment Partners Inc. Canada Hedge Fund Celernus Absolute Growth Fund Celernus Mortgage and Income Trust Fund 83 Centurion Asset Management Inc. Canada REIT
84 CGOV Asset Management Canada Pooled Fund
85 Chou Associates Management Inc. Canada Mutual Fund
86 CI Investments Inc. Canada Mutual Fund / Segregated Fund
87 CIBC Canada Mutual Fund / GIC's / Linked Notes
88 CIBC Asset Management Inc. Canada Mutual Fund / Segregated Fund
89 CIBC Investor Network Canada GIC's Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC Mortgages Inc. CIBC Trust Corporation CIBC 90 Cidel Asset Management Inc. Canada Pooled Fund
91 Coast Capital Savings Federal Credit Union Canada GIC's
92 Coastal Community Credit Union Canada GIC's
93 Community Trust Company Ltd. Canada GIC's
94 Concentra Bank Canada GIC's
95 Connor, Clark & Lunn Funds Inc. Canada Mutual Fund CC&L fund family 96 Connor, Clark & Lunn Private Capital Ltd. Canada Mutual Fund
97 Cornerstone Investment Counsel Ltd. Canada Pooled Fund Blueprint Global Strategies Pool 98 Cortland Credit Group Inc. Canada Limited Partnership Cortland Credit Strategies L.P. 99 Cote 100 Inc. Canada Mutual Fund
100 Counsel Portfolio Services Inc. Canada Mutual Fund
101 Covington Capital Corporation Canada Labor Sponsored Fund Covington Funds 102 Covista Capital Corp. Canada Unit Trust
Listing of Approved Fund Managers by Name Page 5 of 21 Fund Manager Region Type of Products Funds covered by agreement Covista Value Fund Trust 103 Cowan Asset Management Limited Canada Pooled Fund Cowan Absolute Return Fund 104 CQI Capital Management L.P. Canada Mutual Fund Genesis Partners Fund LP CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I CQI Income Opportunities Fund 105 Credit Suisse AG Overseas Linked Notes
106 Crimson Asset Management Canada Limited Partnership Crimson Partners Small Cap Fund LP 107 Crystal Wealth Management System Ltd. Canada Mutual Fund
108 Crystalline Mgt Inc. / Gestion Cristallin Inc. Canada Hedge Fund
109 CWB Wealth Management Ltd. Canada Mutual Fund CWB Onyx Portfolio Series 110 Cygnus Investment Partners L.P. Canada Limited Partnership Cygnus/KKR Multi-Strat Fund LP 111 Cypress Capital Management Ltd. Canada Pooled Fund
112 DaVinci Capital Partners Inc. Canada Pooled Fund DaVinci Alterntive Income Fund 113 Davis-Rea Ltd. / Davis-Rea Ltee. Canada Mutual Fund / Pooled Fund
114 Deans Knight Capital Management Ltd. Canada Pooled Fund / Segregated Funds Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds 115 Delbrook Capital Advisors Inc. Canada Mutual Fund Delbrook Resource Opportunities Fund 116 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada GIC's
117 Desjardins Financial Security Life Assurance Co. Canada Segregated Funds / GIC's / Other
118 Desjardins Global Asset Management Inc. Canada Mutual Fund / Segregated Fund / GIC's
119 Desjardins Société de placement inc. Canada Mutual Fund
120 Desjardins Trust Inc. Canada Mutual Fund Maestral Funds 121 Difference Capital Management Inc. Canada Hedge Fund
122 Dimensional Fund Advisors Canada ULC. Canada Mutual Fund
123 Discovery Capital Management Corp. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 6 of 21 Fund Manager Region Type of Products Funds covered by agreement
124 Dixon Mitchell Investment Counsel Inc. Canada Mutual Fund Dixon Mitchell Small Cap Fund 125 Donville Kent Asset Management Inc. Canada Limited Partnership Donville Kent Asset Management 126 Duncan Ross Associates Ltd. Canada Mutual Fund
127 East Coast Fund Management Inc. Canada Pooled Fund
128 East West Investment Management Corporation Canada Limited Partnership East West Canada Fund LP 129 EdgeHill Partners Canada Hedge Fund EdgeHill family of funds. 130 EdgePoint Wealth Management Inc. Canada Mutual Fund Edgepoint family of mutual funds 131 Educators Financial Group Inc. Canada Mutual Fund
132 Effort Trust Company (The) Canada GIC's
133 Empire Life Insurance Company Canada Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 134 Empire Life Investments Inc. Canada Mutual Fund Empire Life 135 EnTrust Focus Partners LP Canada Unit Trust EnTrust 49 Focus Fund 136 Epic Capital Management Inc. Canada Pooled Fund
137 eQuaTe Asset Management Inc. Canada Mutual Fund
138 Equilibrium Capital Management Inc. Canada Mutual Fund
139 Equitable Bank Canada GIC's / Investment Savings Accounts
140 Equitable Trust Canada GIC's
141 Equiton Capital Inc. Canada Pooled Fund Equiton Residential Income Fund Trust 142 Equium Capital Management Inc. Canada Mutual Fund
143 ETF Capital Management Canada Pooled Fund Quintessence Wealth Group of Funds 144 Ewing Morris & Co. Investment Partners Ltd. Canada Limited Partnership Ewing Morris Flexible Income Fund LP 145 Excalibur Capital Management Inc. Canada Hedge Fund / Limited Partnership Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 146 Excel Funds Management Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 7 of 21 Fund Manager Region Type of Products Funds covered by agreement
147 Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund Faircourt Pooled Monthly Income Fund (Pooled Fund) Faircourt Dividend Fund (Mutual Fund) 148 Federated Investors Canada ULC Canada Mutual Fund Federated Strategic Value U.S. Equity Dividend Fund 149 Fédération des caisses Desjardins due Quebec Canada Linked Notes
150 Fidelity Investments Canada ULC Canada Mutual Fund
151 Fiducie Desjardins Inc. Canada Mutual Fund
152 Fieldhouse Capital Management Inc. Canada Mutual Fund Fieldhouse Pro Funds Inc. 153 Fiera Capital Corporation Canada Mutual Fund/Hedge Fund/Pooled Fund . 154 FIL Limited Overseas Mutual Fund
155 Financière des professionnels - Fonds d’investissement inc. Canada Mutual Fund
156 First Asset Investment Management Inc. Canada Mutual Fund
157 First Ontario Credit Union Canada GIC's
158 First Reliance Asset Management Canada REIT First Reliance Real Estate Investment Trust 159 First West Credit Union Ltd. Canada GIC's
160 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada Mutual Fund
161 Foresters Asset Management Inc.
162 Forge First Asset Management Inc. Canada Pooled Fund / Hedge Funds Forge First Long Short Trust Forge First Multi-Strategy Trust 163 Formula Growth Limited Canada Mutual Fund / Hedge Fund Formula Growth Hedge Funds Class A Formula Growth Hedge Funds Class F Formula Growth Fund 164 Fort LP U.S. Pooled Fund / Limited Partnership
165 Foyston, Gordon & Payne Inc. Canada Pooled Fund FGP Funds Family of Pooled Funds 166 Franklin Templeton International Services S.à.r.l. Overseas Mutual Fund Franklin Templeton Investment Funds 167 Franklin Templeton Investments Corp. Canada Mutual Fund/Pooled Fund/Seg Fund Franklin Templeton Mutual Funds
Listing of Approved Fund Managers by Name Page 8 of 21 Fund Manager Region Type of Products Funds covered by agreement Bissett Mutual Funds 168 FrontFour Capital Corp. Canada Mutual Fund FrontFour Opportunity Fund 169 FT Portfolios Canada Co. Canada Mutual Fund
170 Fulcra Asset Management Inc. Canada Mutual Fund Fulcra Focused Yield Fund 171 Gabelli Funds (The) U.S. Mutual Fund
172 Galibier Capital Management Ltd. Canada Pooled Fund Galibier Canadian Global Equity Pool Galibier U.S. Equity Pool Galibier Opportunities Fund 173 Galileo Global Equity Advisors Inc. Canada Mutual Fund
174 Galliant Advisors LP Canada Investment Funds Galliant Equity Long/Short Fund LP 175 General Bank of Canada Canada GIC's
176 Genus Capital Management Canada Pooled Fund
177 Gestion Ferique Canada Mutual Fund
178 GFI Investment Counsel Ltd. Canada Hedge Fund Good Opportunities Fund 179 Global Growth Assets Inc. Canada Mutual Fund
180 Globevest Capital Ltee. Canada Mutual Fund / Pooled Fund
181 Goodman & Company, Investment Counsel, Inc. Canada Pooled Fund
182 Goodwood Inc. Canada Mutual Fund Goodwood Funds 183 Government of Quebec (for Placements Quebec) Canada Other
184 Grafton Asset Management Inc. Canada Unit Trust Global Energy Growth Fund 185 Gravitas Securities Inc. Canada Mutual Fund
186 Greenchip Financial Corp. Canada Pooled Fund
187 Greystone Managed Investments Inc. Canada Pooled Fund Greystone Pooled Fund Trusts 188 Groundlayer Capital Inc. Canada Venture Capital Fund . 189 Growth Works Capital Ltd. Canada Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 190 Guardian Capital LP Canada Pooled Fund
Listing of Approved Fund Managers by Name Page 9 of 21 Fund Manager Region Type of Products Funds covered by agreement Vega Funds Guardian Funds Vector Funds 191 Hamilton Capital Partners Inc. Canada Limited Partnership
192 Harvest Portfolios Group Inc. Canada Mutual Fund
193 Haventree Bank Canada GIC's
194 Hemisphere Capital Management Inc. Canada Pooled Fund
195 HGC Investment Management Inc. Canada Limited Partnership HGC Arbitrage Fund LP 196 Highstreet Asset Management Inc. Canada Mutual Fund
197 Hillsdale Investment Management Inc. Canada Pooled Fund
198 Home Bank Canada GIC's
199 Home Trust Company Canada GIC's / Investment Savings Accounts
200 HomEquity Bank Canada GIC's
201 Horizons ETFs Management (Canada) Inc. Canada Unit Trust
202 HSBC Bank Canada Canada Mutual Fund Structured Alternative Investment Return Securities 203 HSBC Investment Funds (Canada) Inc. Canada Mutual Fund
204 Hymas Investment Management Inc. Canada Mutual Fund / Hedge Fund Malachite Aggressive Preferred Fund 205 I.A. Michael Investment Counsel Ltd. Canada Mutual Fund ABC Funds 206 I.G. Investment Management Ltd. Canada Mutual Fund
207 IA Clarington Investments Inc. Canada Mutual Fund
208 ICICI Bank Canada Canada GIC's / Investment Savings Accounts
209 ICM Asset Management Inc. Canada Mutual Fund ICM (1X) Real Estate Trust 210 Industrial Alliance Pacific Insurance and Financial Services Inc. Canada Segregated Fund
211 Industrial Alliance Trust Inc. Canada GIC's
212 Industrial and Commercial Bank of China (Canada) Canada GIC's
213 Industrielle Alliance, Assurance et services financiers inc. Canada Segregated Fund
Listing of Approved Fund Managers by Name Page 10 of 21 Fund Manager Region Type of Products Funds covered by agreement
214 Inflection Management Inc. Canada Unit Trust Inflection Strategic Opportunity Fund 215 Innovation Credit Union Canada GIC's
216 Invesco Canada Ltd. Canada Investment Funds The following investment products are covered: Investment Savings Accounts Segregated funds Investment funds IncomeTrusts Linked notes LP's GIC's 217 Investec Asset Management Limited Overseas Mutual Fund
218 Invico Capital Corporation Canada Limited Partnership
219 Ivari Canada Mutual Fund / Segregated Fund
220 J. Zechner Associates Inc. Canada Pooled Fund
221 J.C. Clark Ltd. Canada Pooled Fund
222 Jarislowsky, Fraser Limited Canada Mutual Fund / Pooled Fund
223 JDM Investments Partners Ltd. Canada Pooled Fund Investment Partners Fund 224 Jemekk Capital Management (2017) Inc. Canada Mutual Fund / Pooled Fund
225 JM Fund Management Inc. Canada Hedge Fund JM Catalyst Fund 226 K J Harrison & Partners Inc. Canada Pooled Fund
227 K2 & Associates Investment Management Inc. Canada Mutual Fund Trust The K2 Principal Trust 228 KAI Asset Management Inc. Canada Pooled Fund KAI Core Equity Pool 229 Kawartha Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Kawartha High Conviction Resource Fund Kawartha Energy Opportunities Fund Inc. 230 KEB Hana Bank Canada Canada GIC's
231 Kensington Capital Advisors Inc. Canada Pooled Fund
232 Kingwest & Company Canada Mutual Fund / Pooled Fund
233 Landry Investment Management Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 11 of 21 Fund Manager Region Type of Products Funds covered by agreement
234 Laurentian Bank of Canada Canada GIC's Includes B2B Trust term deposits 235 Laurentian Trust of Canada Inc. Canada GIC's
236 Laurus Investment Counsel Canada Pooled Fund
237 Lawrence Park Asset Management Ltd. Canada Hedge Fund
238 LBC Trust Canada GIC's
239 LDIC Inc. Canada Mutual Fund / Pooled Fund Includes LDIC Closed-End Funds 240 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Canada Mutual Fund
241 League Savings and Mortgage Company Canada GIC's
242 Legg Mason Global Funds PLC Overseas Mutual Fund
243 Leith Wheeler Investment Funds Canada Mutual Fund
244 Lester Asset Management Inc. Canada Mutual Fund
245 Lightwater Partners Ltd. Canada Hedge Fund Lightwater Long/Short Funds 246 Lincluden Investment Management Limited Canada Mutual Fund / Pooled Fund
247 LionGuard Capital Management Inc. Canada Limited Partnership
248 Logiq Asset Management Ltd. Canada Mutual Fund
249 Longbow Capital Inc. Canada Mutual Fund
250 Lorica Investment Counsel Inc. Canada Mutual Fund Lorica Canadian Fixed Income Fund 251 Lorne Steinberg Wealth Management Inc. Canada Pooled Fund Steinberg High Yield Fund Steinberg Global Value Equity Fund 252 Lumen Asset Management Inc. Canada Limited Partnership Lumen Long Short Equity Fund LP 253 Lynwood Capital Management Inc. Canada Pooled Fund Lynwood family of funds 254 Lysander Funds Limited Canada Mutual Fund
255 Mackenzie Financial Corp. Canada Mutual Fund / Segregated Fund
256 Mackie Research Capital Corporation Canada Mutual Fund Grafton Energy Growth Fund
Listing of Approved Fund Managers by Name Page 12 of 21 Fund Manager Region Type of Products Funds covered by agreement The Absolute Resource Company L.P. 257 MacNicol & Associates Asset Management Inc. Canada Pooled Fund The Global Opportunities Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund 258 Majestic Asset Management LLC Canada Mutual Fund / Pooled Fund
259 Manufacturers Life Insurance Co. (The) Canada GIC's / Segregated Fund Deferred Annuities 260 Manulife Asset Management Limited Canada Mutual Fund/Pooled Fund/Seg Fund Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Manulife Financial Corp family of funds 261 Manulife Bank of Canada Canada GIC's / Investment Savings Accounts
262 Manulife Trust Company Canada GIC's / Investment Savings Accounts
263 Marquest Asset Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
264 Marret Asset Management Inc. Canada Hedge Fund Marret 265 Matco Financial Inc. Canada Mutual Fund MFI series of funds 266 Mawer Investment Management Ltd. Canada Mutual Fund
267 Maxam Capital Management Ltd. Canada Mutual Fund
268 MCAN Mortgage Corporation Canada GIC's
269 McElvaine Investment Management Ltd. Canada Mutual Fund The McElvaine Investment Trust 270 McLean Asset Management Ltd. Canada Mutual Fund ROMC Trust 271 MD Financial Management Inc. Canada Mutual Fund
272 Meckelborg Financial Group Ltd. Canada Mutual Fund Trust MFG Diversified Strategy Fund 273 Merrill Lynch Canada Inc. Canada Linked Notes
274 Metric Asset Management Limited Partnership Canada Pooled Fund / Hedge Funds
275 MFS Investment Management Canada Limited Canada Mutual Fund
276 Middlefield Limited Canada Mutual Fund
277 Montrusco Bolton Investment Inc. Canada Mutual Fund Bolton Tremblay Funds inc.
Listing of Approved Fund Managers by Name Page 13 of 21 Fund Manager Region Type of Products Funds covered by agreement 278 Morgan Meighen & Associates Limited Canada Pooled Fund Smedley Fund Family 279 Natcan Trust Company Canada Mutual Fund / Pooled Fund
280 National Bank Investments Inc. Canada Mutual Funds / GIC's / Inv. Savings Acct Includes PPN's 281 National Bank of Canada Canada GIC's National Bank Trust GIC's Natcan Trust GIC's National Bank of Canada GIC's 282 National Bank Trust Inc. Canada Mutual Fund / Pooled Fund
283 National Trust Company Canada Mutual Fund Family of Funds Tourism & Entertainment Growth Fund Inc. 284 NewGen Asset Management Limited Canada Unit Trust
285 Newport Private Wealth Inc. Canada Mutual Fund
286 Next Edge Capital Corp. Canada Hedge Fund
287 NGAM Canada LP Canada Mutual Fund
288 Niagara Capital Partners Ltd. Canada Mutual Fund Niagara Access Alpha Fund 289 Nicola Wealth Management Ltd. Canada Mutual Fund / Limited Partnership SPIRE LP's NWM family of funds 290 Ninepoint Partners LP Canada Mutual Fund/Pooled Fund/Ltd. Partnership
291 Norrep Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
292 North Growth Management Ltd. Canada Mutual Fund
293 Northern Savings Credit Union Canada GIC's Terrace & District Credit Union 294 NorthStream Capital Inc. Canada Limited Partnership NorthStream Credit Strategies Fund LP 295 Northwest & Ethical Investments L.P. Canada Mutual Fund
296 Ocean Rock Investments Inc. Canada Mutual Fund
297 Onex Credit Partners, LLC Canada Pooled Fund OCP Debt Opportunity Class Onex Credit Partners LLC 298 Optimum Asset Management Inc. Canada Mutual Fund / Hedge Fund / GIC's
299 PACE Securities Corp. Canada Limited Partnership
Listing of Approved Fund Managers by Name Page 14 of 21 Fund Manager Region Type of Products Funds covered by agreement
300 Palette Investment Management Inc. Canada Limited Partnership First Canadian Securities 2017 301 Palisade Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership
302 Palos Management Inc. Canada Mutual Fund/Pooled Fund/Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 303 Pathfinder Asset Management Ltd. Canada Mutual Fund
304 Pavilion Advisory Group Ltd. Canada Pooled Fund
305 Peace Hill Trust Company Canada GIC's
306 Pembroke Private Wealth Management Ltd. Canada Mutual Fund / Pooled Fund
307 PenderFund Capital Management Ltd. Canada Mutual Fund Pender Strategic Growth and Income Fund Pender Corporate Bond Fund Pender US All Cap Equity Fund Pender Canadian Opportunities Fund Pender Small Cap Opportunities Fund Pender Value Fund Pender North American Small Cap Fund 308 Peoples Trust Company Canada GIC's
309 Perennial Asset Management Corp. Canada Mutual Fund Perennial Equity Portfolio Perennial Fixed Income Portfolio 310 Performance Capital Ltd. Canada Hedge Fund
311 Periscope Capital Inc. Canada Pooled Fund / Limited Partnership
312 Perron & Partners Wealth Management Corp. Canada Pooled Fund Kipling Private Investment Portfolios 313 PFM Venture Capital Operations Inc. Canada Labor Sponsored Fund SaskWorks Venture Fund Inc. 314 Picton Mahoney Asset Management Canada Mutual Fund / Hedge Fund
315 Pier 21 Asset Management Inc. Canada Pooled Fund Pier 21 316 PIMCO Canada Corp. Canada Mutual Fund / Hedge Fund
317 PIMCO Global Advisors (Ireland) Limited Overseas Mutual Fund PIMCO Funds - Global Investor Services 318 Polar Asset Management Partners Inc. Canada Hedge Fund Polar Fund Management II Inc. Altairis
Listing of Approved Fund Managers by Name Page 15 of 21 Fund Manager Region Type of Products Funds covered by agreement 319 Portland Investment Counsel Inc. Canada Investment Funds / Limited Partnership
320 Pratte Gestion de portfeuilles Canada Investment Funds
321 President's Choice Bank Canada GIC's
322 Primevest Capital Corp. Canada Mutual Fund
323 Prospera Credit Union Canada GIC's / Other
324 Provisus Wealth Management Limited Canada Pooled Fund
325 Purpose Investments Inc. Canada Mutual Fund
326 Pursuit Financial Management Corp. Canada Mutual Fund
327 Putnam Investment Inc. Canada Mutual Fund
328 Quadrant Asset Management Canada Pooled Fund QAM Tracking Pools 329 Quantum Leap Asset Management Limited Canada Mutual Fund Quantum Leap Mortgage Investment Fund 330 QV Investors Inc. Canada Pooled Fund QV Pooled Funds 331 Qwest Investment Fund Management Ltd. Canada Mutual Fund / Limited Partnership
332 R.E.G.A.R. Gestion Privée Inc. Canada Mutual Fund
333 R.N. Croft Financial Group Inc. Canada Mutual Fund
334 Radin Capital Partners Inc. Canada Pooled Fund Radin Capital Partners 335 Raintree Wealth Management Inc. Canada Unit Trust Raintree Absolute Fund Class A Raintree Tactical Fund Class A 336 Ravenstone Capital Management Inc. Canada Pooled Fund Ravenstone family of funds 337 Rayne Capital Management Inc. Canada Pooled Fund Rayne Capital LP Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust 338 RBC Dominion Securities Inc. Canada Linked Notes
339 RBC Global Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund
340 RBC Life Insurance Company Canada Segregated Fund
341 Resmor Trust Company Canada GIC's
Listing of Approved Fund Managers by Name Page 16 of 21 Fund Manager Region Type of Products Funds covered by agreement
342 Resolute Funds Ltd. Canada Mutual Fund
343 Resolve Asset Management Inc. Canada Hedge Fund
344 Return on Innovation Advisors Ltd. Canada Mutual Fund / Labor Sponsored Fund Pooled Funds 345 Roadmap Capital Inc. Canada Pooled Fund
346 Robson Capital Management Inc. Canada Hedge Fund
347 Ross Smith Asset Management ULC Canada Mutual Fund / Limited Partnership Ross Smith Capital Investment Fund Ross Smith Opportunity Fund Ross Smith Cryptocurrency Investment Fund LP 348 Roundtable Capital Partners Inc. Canada Pooled Fund Roundtable Growth Fund Roundtable Focus Equity Fund Roundtable Everkey Global Fund Roundtable Dividend & Income Fund 349 Royal & Sun Alliance Life Insurance Co. (Canada) Canada Segregated Fund
350 Royal Bank of Canada Canada GIC's / Investment Savings Accounts Royal Trust Company (The) Royal Bank Mortgage Corp. Merchant Private Trust Connor Clark Private Royal Bank of Canada Royal Trust Corp. 351 Royal Trust Company (The) Canada Mutual Fund First Trust Canada Funds RT Capital Inc. The Protected American Fund T.A.L. Investment Pooled Funds T.A.L. Private Management Pooled Funds The First American Fund Classified Investment Trusts 352 RP Investment Advisors LP Canada Mutual Fund / Hedge Fund
353 Russell Investments Canada Limited Canada Mutual Fund Life Points mutual funds Russel Group mutual funds Soverign mutual funds 354 Saguenay Strathmore Capital, L.P. Canada Limited Partnership Titan Masters Canada, L.P. 355 Sanford C. Bernstein & Co. LLC U.S. Mutual Fund
356 Scotia Capital Inc. Canada Mutual Fund Cassels Blaikie Canadian Fund (U.S.) Pinnacle family of funds - May 7-07
Listing of Approved Fund Managers by Name Page 17 of 21 Fund Manager Region Type of Products Funds covered by agreement Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 357 Scotia Securities Inc. Canada Mutual Fund
358 Seamark Asset Management Ltd. Canada Mutual Fund / Pooled Fund
359 SEI Investment Canada Company Canada Mutual Fund
360 Seymour Investment Management Ltd. Canada Pooled Fund . Family of funds managed by Seymour Investment Management Ltd. 361 Sherpa Asset Management Inc. Canada Mutual Fund
362 SIA Wealth Management Inc. Canada Pooled Fund SIA Wealth Management Private Investment Pools 363 Silvercreek Management Inc. Canada Limited Partnership Silvercreek family of funds 364 Slate Securities L.P. Canada Pooled Fund
365 Societe Generale (Canada) Canada Principal Protected Note CI Protected Coverage Notes, Series 1 366 Spartan Fund Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 367 Standard Life Assurance Company of Canada (The) Canada GIC's / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 368 Standard Life Mutual Funds Ltd. Canada Mutual Fund
369 Standard Life Trust Company Canada Mutual Fund
370 Stanton Asset Management Inc. Canada Hedge Fund
371 Starlight Investments Capital LP Canada Mutual Fund Starlight group of funds 372 State Bank of India (Canada) Canada GIC's
373 Steadyhand Investment Management Ltd. Canada Mutual Fund Steadyhand Savings Fund Steadyhand Small Cap Equity Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund 374 Steinbach Credit Union Limited Canada GIC's GICs 375 Stone Asset Management Limited Canada Mutual Fund
376 Strathbridge Asset Management Inc. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 18 of 21 Fund Manager Region Type of Products Funds covered by agreement
377 Stratigis Capital Advisors Inc. Canada Limited Partnership Goforth Technical Fund LP Uber Strategies LP 378 Street Capital Bank of Canada Canada GIC's
379 Successful Investor Wealth Management Inc. Canada Pooled Fund
380 Sun Life Assurance Co. (Canada) Canada Segregated Fund Individual Variable Insurance Contracts 381 Sun Life Financial Trust Inc. Canada GIC's
382 Sun Life Global Investments (Canada) Inc./Placements mondiau Canada Investment Funds
383 Sunshine Coast Credit Union Canada GIC's
384 T.I.P. Wealth Manager Inc. Canada Mutual Fund / Pooled Fund
385 Tactex Asset Management Canada Investment Funds Mylo Equity ETF Funds Mylo Fixed Income ETF Funds Mylo Money Market Funds 386 Tangerine Bank Canada GIC's / Investment Savings Accounts
387 Taylor Asset Management Inc. Canada Pooled Fund Taylor Partners Fund 388 TD Asset Management Inc. Canada Mutual Fund / Inv. Savings Account
389 TD Bank Financial Group Canada GIC's / Linked Notes TD Bank - GIC's & Linked Notes The Canada Trust Compay - GIC's TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's 390 TD Securities Inc. Canada Linked Notes
391 Tempered Investment Management Ltd. Canada Pooled Fund Tempered Global Value Fund 392 Terra Fund Management Ltd. Canada Mutual Fund / Limited Partnership
393 Third Eye Capital Management Inc. Canada Pooled Fund Third Eye Capital Alternative Credit Trust 394 Thornmark Asset Management Inc. Canada Pooled Fund Thornmark Investment Funds 395 Timbercreek Investment Management Inc. Canada Mutual Fund / Limited Partnership
396 Timelo Investment Management Inc. Canada Limited Partnership Timelo Strategic Opportunities Fund 397 TIS Preservation & Growth Fund/Accilent Capital Management. Canada Mutual Fund
Listing of Approved Fund Managers by Name Page 19 of 21 Fund Manager Region Type of Products Funds covered by agreement TIS Preservation & Growth Fund Class A and Class F Units 398 Tonus Capital Inc. Canada Mutual Fund Tonus Partners Fund 399 Toronto Trust Management Ltd. Canada Hedge Fund Friedberg Mercantile Group family of funds 400 Tradex Management Inc. Canada Mutual Fund
401 Trapeze Asset Management Inc. Canada Pooled Fund
402 Trez Capital Corporation Canada Income Trust
403 Tri Delta Investment Counsel Inc. Canada Pooled Fund
404 Triumph Asset Management Inc. Canada Limited Partnership Triumph Capital Appreciation Fund LP 405 Trivest Wealth Counsel Ltd. Canada Pooled Fund
406 Turtle Creek Asset Management Inc. Canada Pooled Fund
407 UBS Global Asset Management (Canada) Co. Canada Pooled Fund UBS (Canada) Balanced Fund A 408 Value Partners Investment Inc. Canada Mutual Fund
409 Value-Contrarian Asset Management Inc. Canada Mutual Fund
410 Vancouver City Savings Credit Union Canada GIC's
411 Vanguard Investment Canada Inc. Canada Mutual Fund / Pooled Fund
412 Vantage Asset Management Inc. Canada Pooled Fund Vantage Protected Performance Fund 413 Vantage Point Investment Management Inc. Canada Mutual Fund The Vantage Point Funds 414 Venator Capital Management Ltd. Canada Hedge Fund Venator family of mutual funds 415 Veritas Asset Management Inc. Canada Pooled Fund Veritas Long Short Fund VAM Signature Fund VAM V List Plus Fund 416 VersaBank Canada GIC's / Other
417 Vertex One Asset Management Inc. Canada Mutual Fund
418 Viewpoint Investment Partners Corporation Canada Pooled Fund Viewpoint Global Fund Trust 419 Vision Capital Corporation Canada Hedge Fund
420 VL Advisors Inc. Canada Mutual Fund / Labor Sponsored Fund
Listing of Approved Fund Managers by Name Page 20 of 21 Fund Manager Region Type of Products Funds covered by agreement
421 W.A. Robinson & Associates Ltd. Canada Mortgage Investment Fund Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 422 WARATAH Capital Advisors Ltd. Canada Mutual Fund / Limited Partnership Waratah fund family 423 Waypoint Investment Partners Inc. Canada Pooled Fund
424 Wealhouse Capital Limited Partnership Canada Mutual Fund / Pooled Fund Panorama Fund Panorama Private Client Fund 425 WealthCo Asset Management Inc. Canada Pooled Fund WealthCo Asset Management Inc. WealthCo Pooled Funds 426 Wells Asset Management System Inc. Canada Mutual Fund
427 West Face Capital Inc. Canada Mutual Fund WFC Opportunities Trust 428 Westcap Mgt. Ltd. Canada Mutual Fund Golden Opportunities Fund Inc. 429 Westminster Savings Credit Union Canada Mutual Fund / Segregated Fund / GIC's
430 Windsor Family Credit Union Canada GIC's
431 Yorkville Asset Management Inc. Canada Mutual Fund Heritage Yorkville Mutual Funds Southbridge Health Care Fund 432 YTM Capital Asset Management Ltd. Canada Mutual Fund
433 Zag Bank Canada GIC's / Investment Savings Accounts
Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Listing of Approved Fund Managers by Name Page 21 of 21 Bare Trustee Agreements Additions to List Since January 1, 2019
Fund Manager Region Type of Products Date Approved Funds covered by agreement Fédération des caisses Desjardins due Quebec Canada Linked Notes 1/10/2019
Cardinal Capital Management Inc. Canada Pooled Fund 1/28/2019 Cardinal Foreign Equity Pool Cardinal Canadian Equity Pool
Waypoint Investment Partners Inc. Canada Pooled Fund 2/5/2019
Foresters Asset Management Inc. 2/19/2019
League Savings and Mortgage Company Canada GIC's 2/19/2019
Pratte Gestion de portfeuilles Canada Investment Funds 2/19/2019
Lorica Investment Counsel Inc. Canada Mutual Fund 2/21/2019 Lorica Canadian Fixed Income Fund
Equitable Trust Canada GIC's 3/7/2019
AGAWA Fund Management Inc. Canada Limited Partnership 3/11/2019 AGAWA Fund I Limited Partnership
Aryeh Capital Management Ltd. Canada Limited Partnership 3/25/2019 Aryeh Capital Partners Canada, LP
Listing of Additions to List Page 1 of 1 Bare Trustee Agreements
Deletions from List since January 1, 2019
Fund Manager Region Type of Products Date Removed Reason of Removal Funds covered by agreement
Listing of Deletions from List Page 1 of 1 Bare Trustee Agreements
Name Changes and Mergers since January 1, 2019
Fund Manager Region Type of Product Date Comments Funds covered by agreement Foresters Financial Investment Canada Mutual Fund 2/19/2019 Name change to Foresters Asset Managent Company of Canada Inc. Management Inc.
Listing of Name Changes and Mergers Page 1 of 1