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NEUBERGER BERMAN ALTERNATIVE FUNDS Form N-PX

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NEUBERGER BERMAN ALTERNATIVE FUNDS Form N-PX SECURITIES AND EXCHANGE COMMISSION FORM N-PX Annual report of proxy voting record of registered management investment companies filed on Form N-PX Filing Date: 2018-08-27 | Period of Report: 2018-06-30 SEC Accession No. 0000898432-18-000966 (HTML Version on secdatabase.com) FILER NEUBERGER BERMAN ALTERNATIVE FUNDS Mailing Address Business Address 1290 AVENUE OF THE 1290 AVENUE OF THE CIK:1317474| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 AMERICAS AMERICAS Type: N-PX | Act: 40 | File No.: 811-21715 | Film No.: 181038797 NEW YORK NY 10104 NEW YORK NY 10104 (212) 476-8800 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document As filed with the Securities and Exchange Commission on August 27, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX Annual Report of Proxy Voting Record of Registered Management Investment Company Investment Company Act file number: 811-21715 NEUBERGER BERMAN ALTERNATIVE FUNDS (Exact Name of the Registrant as Specified in Charter) c/o Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, New York 10104-0002 (Address of Principal Executive Offices – Zip Code) Registrant's telephone number, including area code: (212) 476-8800 Joseph V. Amato Chief Executive Officer and President Neuberger Berman Alternative Funds c/o Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, New York 10104-0002 Arthur C. Delibert, Esq. K&L Gates LLP 1601 K Street, N.W. Washington, D.C. 20006-1600 (Names and Addresses of agents for service) Date of fiscal year end: October 31 Date of reporting period: July 1, 2017 to June 30, 2018 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Item 1. Proxy Voting Record. NPX Proxy Voting Record Registrant : Neuberger Berman Alternative Funds Fund Name : Neuberger Berman Absolute Return Multi-Manager Fund 07/01/2017 - 06/30/2018 Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For For For Voting) 2 Election of Directors (Majority Mgmt For For For Voting) 3 Election of Directors (Majority Mgmt For For For Voting) 4 Election of Directors (Majority Mgmt For For For Voting) 5 Election of Directors (Majority Mgmt For For For Voting) 6 Election of Directors (Majority Mgmt For For For Voting) 7 Election of Directors (Majority Mgmt For For For Voting) 8 Election of Directors (Majority Mgmt For For For Voting) 9 14A Executive Compensation Mgmt For For For 10 Ratify Appointment of Independent Mgmt For For For Auditors 11 Approve Stock Compensation Plan Mgmt For For For Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For For For Voting) 2 Election of Directors (Majority Mgmt For For For Voting) 3 Election of Directors (Majority Mgmt For For For Voting) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 4 Election of Directors (Majority Mgmt For For For Voting) 5 Election of Directors (Majority Mgmt For For For Voting) 6 Election of Directors (Majority Mgmt For For For Voting) 7 Election of Directors (Majority Mgmt For For For Voting) 8 Election of Directors (Majority Mgmt For For For Voting) 9 Election of Directors (Majority Mgmt For For For Voting) 10 Election of Directors (Majority Mgmt For For For Voting) 11 Election of Directors (Majority Mgmt For For For Voting) 12 Election of Directors (Majority Mgmt For For For Voting) 13 14A Executive Compensation Mgmt For For For 14 Ratify Appointment of Independent Mgmt For For For Auditors 15 Stock Issuance Mgmt For For For 16 Stock Issuance Mgmt For For For 17 Allot Relevant Securities Mgmt For For For 18 S/H Proposal - Establish ShrHoldr Against For Against Independent Chairman American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For For For Voting) 2 Election of Directors (Majority Mgmt For For For Voting) 3 Election of Directors (Majority Mgmt For For For Voting) 4 Election of Directors (Majority Mgmt For For For Voting) 5 Election of Directors (Majority Mgmt For For For Voting) 6 Election of Directors (Majority Mgmt For For For Voting) 7 Election of Directors (Majority Mgmt For For For Voting) 8 Election of Directors (Majority Mgmt For For For Voting) 9 Election of Directors (Majority Mgmt For For For Voting) 10 Election of Directors (Majority Mgmt For For For Voting) 11 Election of Directors (Majority Mgmt For For For Voting) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 12 Election of Directors (Majority Mgmt For For For Voting) 13 Election of Directors (Majority Mgmt For For For Voting) Autozone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/20/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For For For Voting) 2 Election of Directors (Majority Mgmt For For For Voting) 3 Election of Directors (Majority Mgmt For For For Voting) 4 Election of Directors (Majority Mgmt For For For Voting) 5 Election of Directors (Majority Mgmt For For For Voting) 6 Election of Directors (Majority Mgmt For For For Voting) 7 Election of Directors (Majority Mgmt For For For Voting) 8 Election of Directors (Majority Mgmt For For For Voting) 9 Election of Directors (Majority Mgmt For For For Voting) 10 Election of Directors (Majority Mgmt For For For Voting) 11 Ratify Appointment of Independent Mgmt For For For Auditors 12 14A Executive Compensation Mgmt For For For 13 14A Executive Compensation Mgmt 1 Year 1 Year For Frequency Broadcom Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 03/23/2018 Unvoted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For N/A N/A Voting) 2 Election of Directors (Majority Mgmt For N/A N/A Voting) 3 Election of Directors (Majority Mgmt For N/A N/A Voting) 4 Election of Directors (Majority Mgmt For N/A N/A Voting) 5 Election of Directors (Majority Mgmt For N/A N/A Voting) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 6 Election of Directors (Majority Mgmt For N/A N/A Voting) 7 Election of Directors (Majority Mgmt For N/A N/A Voting) 8 Election of Directors (Majority Mgmt For N/A N/A Voting) 9 Election of Directors (Majority Mgmt For N/A N/A Voting) 10 Election of Directors (Majority Mgmt For N/A N/A Voting) 11 Ratify Appointment of Independent Mgmt For N/A N/A Auditors 12 Allot Securities Mgmt For N/A N/A 13 14A Executive Compensation Mgmt For N/A N/A Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt RecVote Cast For/Agnst Mgmt 1 Election of Directors (Majority Mgmt For Against Against Voting) 2 Election of Directors (Majority Mgmt For For For Voting) 3 Election of Directors (Majority Mgmt For For For Voting) 4 Election of Directors (Majority Mgmt For Against Against Voting) 5 Election of Directors (Majority Mgmt For For For Voting) 6 Election of Directors (Majority Mgmt For For For Voting) 7 Election of Directors (Majority Mgmt For For For Voting) 8 Election of Directors (Majority Mgmt For Against Against Voting) 9 Election of Directors (Majority Mgmt For For For Voting) 10 Election of Directors (Majority Mgmt For For For Voting) 11 Election of Directors (Majority Mgmt For For For Voting) 12 Ratify Appointment of Independent Mgmt For For For Auditors 13 14A Executive Compensation Mgmt For For For 14 S/H Proposal - Corporate ShrHoldr Against For Against Governance Delphi Automotive plc Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 11/07/2017 Voted Meeting Type Country of Trade Special United States Copyright © 2018 www.secdatabase.com.
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