National Submission of the Russian Federation

1 1457662E

Translated from Russian

Permanent Mission of the Russian Federation to the United Nations

No. 3001 /n

The Permanent Mission of the Russian Federation to the United Nations presents its compliments to the Chair of the Security Council Committee established pursuant to resolution 1540 (2004) and has the honour to submit herewith the Russian national report on the implementation of Security Council resolution 1540 (2004) for the period from 2007 to 2014.

As a sponsor of the resolution, the Russian Federation works continuously on its implementation. We consider the preparation of this latest report to be yet another step towards the full implementation of the resolution at the national and international levels. This should have special resonance in the year of the resolution's tenth anniversary.

At the same time, we have the honour to draw your attention to the fact that as early as 2007 the Russian Federation proposed replacing the term "biological weapons" in part 3 of the matrix to the more precise wording, "account for/secure/physically protect/export and import, and activities involving micro-organisms and other biological agents, toxins and materials that may be dual-use items".

The Committee having thus far failed to take this proposal into account, we hereby propose that this critical adjustment should be made to the text of the matrix.

The Permanent Mission of the Russian Federation to the United Nations takes this opportunity to convey to the Chair of the Security Council Committee established pursuant to resolution 1540 (2004) the renewed assurances of its highest consideration.

New York, 15 July 2014

His Excellency Mr. Oh Joon Chair of the Security Council Committee established pursuant to resolution 1540 (2004) United Nations New York 2 1457662E

Country matrix on implementation of Security Council resolution 1540 (2004)

OP 1 and related matters from OP 5, OP 6, OP 8 (a), (b), (c) and OP 10

State: Russian Federation Date: 2014

Remarks (information Legally binding refers to the instruments, organizations, page of the codes of conduct, YES if YES, relevant information (i.e. signing, accession, ratification, etc) English version arrangements, statements of the national and other issues report or an official web site) Nuclear Non- 1 Proliferation Treaty x Depositary State, instrument of ratification deposited on 5 March 1970 (NPT) 1. Treaty of Tlatelolco Nuclear Weapons Free 2 x 2. Treaty of Rarotonga Zone/ Protocol(s) 3. Treaty of Pelindaba Convention for the 3 Suppression of Acts of x Signed on 14 September 2005 Nuclear Terrorism Convention on Physical 4 x Protection of Nuclear Instrument of ratification deposited on 25 May 1983 3 1457662E

Material (CPPNM) Convention entered into force on 8 February 1987

2005 Amendment to 5 x Ratified on 22 July 2008 the CPPNM Comprehensive Nuclear-Test-Ban Instrument of ratification deposited on 30 June 2000 6 x Treaty (CTBT) (not in force)

Chemical Weapons 7 x Instrument of ratification deposited on 5 November 1997 Convention (CWC)

Biological Weapons 8 Depositary State, instrument of ratification deposited on 26 March 1975 Convention (BWC) x

Geneva Protocol of x Ratified on 7 March 1928, instrument of accession deposited on 5 April 1928, reservations to 9 1925 the Geneva Protocol withdrawn by Federal Act No. 143-FZ of 6 December 2000 1. Convention on Early Notification of a Nuclear Accident 1 Other 2. Convention on Assistance in the Case of a Nuclear Accident or Radiological Emergency x 0 Conventions/Treaties 3. Convention on Nuclear Safety

1 International Atomic x 1957 onward 1 Energy Agency (IAEA)

1 Hague Code of x The Russian Federation subscribed to the Code on 25 November 2002 2 Conduct (HCOC)

x 1. Zangger Committee (ZC) 2. Nuclear Suppliers Group (NSG) 1 Other Arrangements 3. Missile Technology Control Regime (MTCR) 3 4. Proliferation Security Initiative (PSI) on WMD 5. Wassenaar Arrangement

General statement on 1 non-possession of 4 WMD 4 1457662E

General statement on 1 commitment to Principles of Russian Federation government policy on non-proliferation of WMD and their x 5 disarmament and non- means of delivery (adopted in 2005)

proliferation

General statement on 1 non-provision of WMD It is illegal to provide any form of support to non-State actors reliably believed to be involved

6 and related materials x in activities connected with WMD and their means of delivery to non-State actors x Global Initiative to Combat Nuclear Terrorism (GICNT) Agreement on a Single System for Export Control by Member States of the Eurasian Economic Community 1 1 Other 7 Agreement on the coordination of work on the export control of raw materials, materiel, equipment, technologies and services which may be used for the production of WMD and missiles for their delivery, concluded by the CIS member States

1. Including, as appropriate, information with regard to membership in relevant international, regional or sub-regional organizations. 5 1457662E

OP 2 - Nuclear Weapons (NW), Chemical Weapons (CW) and Biological Weapons (BW)

State: Russian Federation Date: 2014

Does national legislation National legal framework Enforcement: civil/criminal penalties and others exist which prohibits persons or entities to YES YES Remarks engage in one of the if YES, source document of national if YES, source document following activities? Can N C B implementation law N C B violators be penalized? W W W W W W NW: CW: Federal Act No. 138-FZ of 5 November 1997 "On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction" BW: NW: Federal Act No. 63-FZ of 13 June 1. Decree No. 998-IX of the Presidium of 1996, Criminal Code of the Russian Federation, article 355 1 Manufacture/produce x x the Supreme Soviet of the USSR of 11 x x x same as above February 1975 "On ratification of the CW: BW: same as above Convention on the Prohibition of the (This order to be followed for fields below) Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: Federal Act No. 63-FZ of 13 June 1996, 2 Acquire x x x x x CW: Criminal Code of the Russian 6 1457662E

Federal Act No. 138-FZ of 5 November Federation, article 355 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction”

BW: 1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: CW: Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction” Federal Act No. 63-FZ of 13 June 1996, Criminal Code of the Russian 3 Possess x x x x x BW: Federation, article 355 1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 7 1457662E

2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: CW: Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction”

BW: Federal Act No. 63-FZ of 13 June 1996, 1. Decree No. 998-IX of the Presidium Criminal Code of the Russian of the Supreme Soviet of the USSR of 4 Stockpile/store x x x x x Federation, article 355 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: CW: Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention Federal Act No. 63-FZ of 13 June 1996, on the Prohibition of the Development, Criminal Code of the Russian Production, Stockpiling and Use of 5 Develop x x x x x Federation, article 355 Chemical Weapons and on Their Destruction”

BW: 1. Decree No. 998-IX of the Presidium 8 1457662E

of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: CW: 1. Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction” 2. Federal Act No. 76-FZ of 2 May 1997 “On the destruction of chemical weapons” 3. Government Decision No. 347 of 27 Federal Act No. 63-FZ of 13 June 1996, May 2002 “On approval of the Criminal Code of the Russian 6 Transport x x regulations for the licensing of activities x x x Federation, articles 247 and 355 to perform work and provide services for the storage, transport and destruction of chemical weapons” BW: Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 9 1457662E

NW: Government Decision No. 973 of 15 December 2000 “On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies”

Regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes, approved by Government Decision No. 462 of 14 June 2001 Federal Act No. 63-FZ of 13 June 1996, CW: Criminal Code of the Russian 1. Federal Act No. 138-FZ of 5 Federation, articles 189, 226.1 and 355 November 1997 “On ratification of the

Convention on the Prohibition of the 2. Federal Act No. 183-FZ of 18 July Development, Production, Stockpiling 1999 “On export control”, articles 30, and Use of Chemical Weapons and on 7 Transfer x x x x x x 31 and 32 Their Destruction”

2. Federal Act No. 183-FZ of 18 July 3. Federal Act No. 195-FZ of 1999 “On export control” 30 December 2001, Code of the Russian 3. Presidential Decree No. 1082 of 28 Federation on Administrative Offences, August 2001 “On approval of the list of articles 14 and 20 chemicals, equipment and technology which can be used for the production of chemical weapons and for which export controls have been established” (7 January 2010 version) 4. Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

BW: 10 1457662E

1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction"

2. Federal Act No. 183-FZ of 18 July 1999 “On export control”

3. Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- organisms, toxins, equipment and technology”

4. Presidential Decree No. 1083 of 20 August 2007 "On approval of the list of micro-organisms, toxins, equipment and technology subject to export control"

5. Government Decision No. 517 of 15 August 2005 "On the procedure for obtaining authorization from the Commission on Export Controls of the Russian Federation to engage in foreign economic transactions involving goods, information, work, services or the products of intellectual activity (rights to them) that can be used by a foreign State or foreign person to create weapons of mass destruction and their means of delivery, or other types of weapons and military equipment, or are acquired for the benefit of entities or persons involved in terrorist activities" 11 1457662E

6. Government Decision No. 447 of 7 June 2001 “On approval of the regulations for the control of foreign economic activity relating to dual-use goods and technology that can be used to make weapons and military equipment”

NW: Federal Act No. 183-FZ of 18 July 1999 “On export control”, article 20

CW: Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction” BW: 1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of Federal Act No. 63-FZ of 13 June 1996, 11 February 1975 "On ratification of the Criminal Code of the Russian 8 Use x x x Convention on the Prohibition of the x x x Federation, articles 205 and 356 Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction"

2. Decision of the Central Executive Committee of the USSR of 7 March 1928 "On ratification of the instrument of accession of the Government of the USSR to the Protocol for the Prohibition of the Use in War of Asphyxiating, Poisonous or Other Gases, and of Bacteriological Methods of Warfare"

12 1457662E

3. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons"

NW: Federal Act No. 183-FZ of 18 July 1999 “On export control”, article 20

CW: 1. Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction” 2. Federal Act No. 183-FZ of 18 July 1999 “On export control” Participate as an Federal Act No. 63-FZ of 13 June 1996, BW: Criminal Code of the Russian accomplice in 1. Decree No. 998-IX of the Presidium 9 x x x x x x Federation, articles 34, 189, 205, 226.1, abovementioned of the Supreme Soviet of the USSR of 355 and 356 activities 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" 3. Federal Act No. 183-FZ of 18 July 1999 “On export control” NW: Federal Act No. 63-FZ of 13 June 1996, Assist in 1 Federal Act No. 183-FZ of 18 July 1999 Criminal Code of the Russian abovementioned x x x x x x 0 “On export control”, article 20 Federation, articles 34, 189, 205, 226.1, activities CW: 355 and 356 13 1457662E

1. Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction” 2. Federal Act No. 183-FZ of 18 July 1999 “On export control” BW: 1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" 3. Federal Act No. 183-FZ of 18 July 1999 “On export control” NW: Federal Act No. 183-FZ of 18 July 1999 “On export control”, article 20

CW: Federal Act No. 183-FZ of 18 July 1999 Finance “On export control” Federal Act No. 63-FZ of 13 June 1996, 1 abovementioned x x x BW: x x x Criminal Code of the Russian 1 activities 1. Decree No. 998-IX of the Presidium Federation, article 205.1 of the Supreme Soviet of the USSR of 11 February 1975 "On ratification of the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on 14 1457662E

Their Destruction" 2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons" NW: Federal Act No. 183-FZ of 18 July 1999 “On export control”

Presidential Decree No. 1062 of 10 September 2005, “Questions relating to military and technical cooperation between the Russian Federation and foreign States”

Government Decision No. 296 of 16 April 2001 “On approval of the regulations for the control of foreign economic activity relating to equipment, goods and technology which can be used Abovementioned in the production of missiles” Federal Act No. 63-FZ of 13 June 1996, 1 activities related to x x x x x x Criminal Code of the Russian 2 2 means of delivery Government Decision No. 447 of 7 June Federation, articles 189, 226 and 226.1 2001 “On approval of the regulations for the control of foreign economic activity relating to dual-use goods and technology that can be used to make weapons and military equipment”

3. Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons"

3. Federal Act No. 183-FZ of 18 July 1999 “On export control” CW: 1. Federal Act No. 138-FZ of 5 November 1997 “On ratification of the Federal Act No. 63-FZ of 13 June 1996, Convention on the Prohibition of the Criminal Code of the Russian Development, Production, Stockpiling Federation, articles 34, 189, 205, 205.1, Involvement of non- and Use of Chemical Weapons and on 226, 226.1, 355 and 356 1 State actors in Their Destruction” x x x x x x 3 abovementioned Federal Act No. 195-FZ of 30 December activities 2. Federal Act No. 183-FZ of 18 July 2001, Code of the Russian Federation 1999 “On export control” on Administrative Offences

BW: 1. Decree No. 998-IX of the Presidium 16 1457662E

2. Presidential Decree No. 390 of 11 April 1992 "On ensuring implementation of international obligations in the field of biological weapons"

3. Federal Act No. 183-FZ of 18 July 1999 “On export control” CW: 1. Federal Act No. 76-FZ of 2 May 1997 “On the destruction of chemical weapons” 2. Federal Act No. 183-FZ of 18 July 1999 “On export control”

BW: 1. Decree No. 998-IX of the Presidium of the Supreme Soviet of the USSR of Federal Act No. 63-FZ of 13 June 1996, 11 February 1975 "On ratification of the Criminal Code of the Russian 1 Convention on the Prohibition of the Other x x x x x Federation, articles 189, 236, 247, 248 4 Development, Production and and 249 Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction" 2. Principles of State policy in the area of chemical and biological safety of the Russian Federation for the period to 2025 and beyond, approved by the President of the Russian Federation by Order No. Pr-2573 of 1 November 2013 3. Presidential Decree No. 390 of 11 17 1457662E

April 1992 "On ensuring implementation of international obligations in the field of biological weapons" 4. Federal Act No. 183-FZ of 18 July 1999 “On export control”

2. Means of delivery: missiles, rockets and other unmanned systems capable of delivering nuclear, chemical, or biological weapons, that are specially designed for such use. 18 1457662E

OP 3 (a) and (b) - Account for/Secure/Physically protect NW, CW and BW, including Related Materials 3 Remark: The term "biological weapons" in OP 3 (a) and (b) as well as (c) and (d) is understood to mean account for/secure/physically protect/export and import, and activities involving micro- organisms and other biological agents, toxins and materials that may be dual-use items State: Russian Federation Date: 2014

Are any of the following National legal framework Enforcement: civil/criminal penalties and others measures, procedures or legislation in place to YES YES account for, secure or Remarks otherwise protect NW, CW, N C B if YES, source document if YES, source document N C B BW and Related Materials? W W W W W W Can violators be penalized? * NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy” NW: Government Decision No. 352 of 6 May Federal Act No. 63-FZ of 13 June 1996, 2008 "On approval of the regulations on Criminal Code of the Russian Federation, State accounting and control of nuclear articles 215, 220, 221, 225, 226 and 355 materials" CW:

Measures to account Federal Act No. 63-FZ of 13 June 1996, 1 x x x x x x for production CW: Criminal Code of the Russian Federation,

1. Federal Act No. 76-FZ of 2 March article 355 1997 “On the destruction of chemical BW: weapons" Federal Act No. 63-FZ of 13 June 1996, 2. Government Decision No. 869 of 12 Criminal Code of the Russian Federation, November 1992 “On State registration articles 236, 247, 248, 249 and 355 of potentially hazardous chemical and biological substances 3. "Instructions on the procedure for State registration of potentially 19 1457662E

hazardous chemical and biological substances", No. 37-2-7/435 of 25 May 1993

System introduced for accounting and securing

BW: 1. Federal Act No. 52-FZ of 30 March 1999 “On the health and epidemiological well-being of the population” 2. Government Decision No. 317 of 16 April 2012 "On the licensing of activities involving the use of agents that cause infectious diseases in humans and animals (except if carried out for medical purposes) and risk level III and IV genetically modified organisms in closed systems" 3. Government Decision No. 569 of 15 September 2005 "On the regulations on the implementation of State sanitary and epidemiological oversight in the Russian Federation" 4. Sanitary and Epidemiological Regulations 1.2.036-95, 1995 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation (This order to be followed for fields below) NW: NW: Federal Act No. 170-FZ of 21 Federal Act No. 63-FZ of 13 June 1996, November 1995 “On the of use atomic Criminal Code of the Russian Federation, Measures to account 2 x x x energy” x x x articles 215, 220, 221, 225, 226 and 356 for use Government Decision No. 352 of 6 May 2008 "On approval of the regulations on CW: State accounting and control of nuclear Federal Act No. 63-FZ of 13 June 1996, 20 1457662E

materials" Criminal Code of the Russian Federation, article 356 CW: BW: 1. Federal Act No. 76-FZ of 2 March Federal Act No. 63-FZ of 13 June 1996, 1997 “On the destruction of chemical Criminal Code of the Russian Federation, weapons" articles 236, 247, 248, 249 and 356 2. "Instructions on the procedure for State registration of potentially hazardous chemical and biological substances", No. 37-2-7/435 of 25 May 1993

System introduced for accounting and securing

energy” articles 215, 220, 221, 225 and 226

Government Decision No. 352 of 6 May CW: 2008 "On approval of the regulations on Federal Act No. 63-FZ of 13 June 1996, State accounting and control of nuclear Criminal Code of the Russian Federation, materials" articles 225, 226 and 247 BW: CW: Federal Act No. 63-FZ of 13 June 1996, 1. Federal Act No. 76-FZ of 2 March Criminal Code of the Russian Federation, 1997 “On the destruction of chemical articles 225, 226, 236, 247, 248 and 249 weapons" 2. Government Decision No. 869 of 12 November 1992 “On State registration of potentially hazardous chemical and biological substances 3. "Instructions on the procedure for State registration of potentially hazardous chemical and biological substances", No. 37-2-7/435 of 25 May 1993

System introduced for accounting and securing

4. Sanitary and Epidemiological Regulations 1.2.036-95, 1995 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy”

Government Decision No. 352 of 6 May 2008 "On approval of the regulations on State accounting and control of nuclear materials"

CW: 1. Federal Act No. 76-FZ of 2 March NW: Federal Act No. 63-FZ of 13 June 1996, 1997 “On the destruction of chemical Criminal Code of the Russian Federation, weapons" articles 215, 220, 221, 225 and 226 2. Government Decision No. 869 of 12 November 1992 “On State registration CW: Federal Act No. 63-FZ of 13 June 1996, Measures to account of potentially hazardous chemical and 4 x x x x x x Criminal Code of the Russian Federation, for transport biological substances articles 225, 226 and 247 3. "Instructions on the procedure for State registration of potentially BW: Federal Act No. 63-FZ of 13 June 1996, hazardous chemical and biological Criminal Code of the Russian Federation, substances", No. 37-2-7/435 of 25 May articles 225, 226, 236, 247, 248 and 249 1993

System introduced for accounting and securing

BW: 1. Federal Act No. 52-FZ of 30 March 1999 “On the health and epidemiological well-being of the population” 2. Government Decision No. 317 of 16 23 1457662E

April 2012 "On the licensing of activities involving the use of agents that cause infectious diseases in humans and animals" 3. Government Decision No. 569 of 15 September 2005 "On the regulations on the implementation of State sanitary and epidemiological oversight in the Russian Federation" 4. Sanitary and Epidemiological Regulations 1.2.036-95, 1995 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation CW: 1. Federal Act No. 76-FZ of 2 March 1997 “On the destruction of chemical weapons" BW: 1. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 2. Sanitary and Epidemiological Regulations SP 1.2.731-99, 1999 BW:

Other measures for 3. Sanitary and Epidemiological Federal Act No. 63-FZ of 13 June 1996, 5 x x x accounting Regulations Criminal Code of the Russian Federation,

SP 1.3.2322-08, 2008 articles 236, 247, 248 and 249 4. Sanitary and Epidemiological Regulations SP 1.3.1285-03, 2003 5. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 6. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 7. Sanitary and Epidemiological 24 1457662E

Regulations SP 1.1.2193-07, 2007 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy”

Government Decision No. 456 of 19 July 2007 “On approval of the rules for the physical protection of nuclear material, nuclear devices and nuclear storage facilities” NW: CW: Federal Act No. 63-FZ of 13 June 1996, 1. Federal Act No. 76-FZ of 2 May 1997 Criminal Code of the Russian Federation, “On the destruction of chemical articles 215, 220, 221, 225 and 226 weapons" CW: 2. Government Decision No. 869 of 12 Federal Act No. 63-FZ of 13 June 1996, Measures to secure 6 x x x November 1992 “On State registration x x x Criminal Code of the Russian Federation, production of potentially hazardous chemical and articles 225, 226 and 355 biological substances BW: 3. "Instructions on the procedure for Federal Act No. 63-FZ of 13 June 1996, State registration of potentially Criminal Code of the Russian Federation, hazardous chemical and biological articles 225, 226, 236, 247, 248, 249 and substances", No. 37-2-7/435 of 25 May 355 1993

System introduced for accounting and securing

BW: 1. Sanitary and Epidemiological Regulations SP 1.3.1285-03, 2003 2. Sanitary and Epidemiological 25 1457662E

Regulations SP 1.2.1288-03, 2003 3. Sanitary and Epidemiological Regulations SP 1.1.2193-07, 2007 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy”

Government Decision No. 456 of 19 July 2007 “On approval of the rules for the physical protection of nuclear material, nuclear devices and nuclear storage facilities” NW: Federal Act No. 63-FZ of 13 June 1996, CW: Criminal Code of the Russian Federation, 1. Federal Act No. 76-FZ of 2 May 1997 articles 215, 220, 221, 225, 226 and 356 “On the destruction of chemical CW: Measures to secure weapons" Federal Act No. 63-FZ of 13 June 1996, 7 x x x use 2. Government Decision No. 869 of 12 Criminal Code of the Russian Federation, November 1992 “On State registration article 356 of potentially hazardous chemical and BW: biological substances Federal Act No. 63-FZ of 13 June 1996, 3. "Instructions on the procedure for Criminal Code of the Russian Federation, State registration of potentially articles 236, 247, 248, 249 and 356 hazardous chemical and biological substances", No. 37-2-7/435 of 25 May 1993 System introduced for accounting and securing

BW: 1. Sanitary and Epidemiological Regulations 26 1457662E

SP 1.3.1285-03, 2003 2. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 3. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 Sanitary and epidemiological regulations approved by decision of the Chief Medical Officer of the Russian Federation NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy” Government Decision No. 456 of 19 July 2007 “On approval of the rules for the physical protection of nuclear material, nuclear devices and nuclear storage facilities” NW: Federal Act No. 63-FZ of 13 June 1996, CW: Criminal Code of the Russian Federation, 1. Federal Act No. 76-FZ of 2 May 1997 articles 215, 220, 221, 225 and 226 “On the destruction of chemical CW:

Measures to secure weapons" Federal Act No. 63-FZ of 13 June 1996, 8 x x x x x x storage 2. Government Decision No. 869 of 12 Criminal Code of the Russian Federation,

November 1992 “On State registration articles 225, 226 and 247 of potentially hazardous chemical and BW: biological substances Federal Act No. 63-FZ of 13 June 1996, 3. "Instructions on the procedure for Criminal Code of the Russian Federation, State registration of potentially articles 225, 226, 236, 247, 248 and 249 hazardous chemical and biological substances", No. 37-2-7/435 of 25 May 1993

System introduced for accounting and securing

BW: 27 1457662E

1. Sanitary and Epidemiological Regulations SP 1.3.1285-03, 2003 2. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 3. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy” Government Decision No. 456 of 19 July 2007 “On approval of the rules for the physical protection of nuclear material, nuclear devices and nuclear storage facilities” NW: CW: Federal Act No. 63-FZ of 13 June 1996, 1. Federal Act No. 76-FZ of 2 May 1997 Criminal Code of the Russian Federation, “On the destruction of chemical articles 215, 220, 221, 225 and 226 weapons" CW:

Measures to secure 2. Government Decision No. 869 of 12 Federal Act No. 63-FZ of 13 June 1996, 9 x x x x x x transport November 1992 “On State registration Criminal Code of the Russian Federation,

of potentially hazardous chemical and articles 225, 226 and 247 biological substances BW: 3. "Instructions on the procedure for Federal Act No. 63-FZ of 13 June 1996, State registration of potentially Criminal Code of the Russian Federation, hazardous chemical and biological articles 225, 226, 236, 247, 248 and 249 substances", No. 37-2-7/435 of 25 May 1993

System introduced for accounting and securing

BW: 1. Sanitary and Epidemiological Regulations 28 1457662E

SP 1.3.1285-03, 2003 2. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 3. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 CW: 1. Federal Act No. 76-FZ of 2 May 1997 “On the destruction of chemical weapons" 1 Other measures for x x 0 securing BW: 3. Sanitary and Epidemiological Regulations SP 1.2.036-95, 1995 NW: Federal Act No. 170-FZ of 25 November 1995 “On the of use atomic energy” Government Decision No. 456 of 19 July 2007 “On approval of the rules NW: for the physical protection of nuclear Federal Act No. 63-FZ of 13 June 1996, material, nuclear devices and nuclear Criminal Code of the Russian Federation, storage facilities” articles 215, 220, 221, 225 and 226 Regulations for CW: CW: 1 physical protection of Federal Act No. 63-FZ of 13 June 1996, x x x 1. Federal Act No. 76-FZ of 2 May 1997 x x x 1 facilities/materials/ “On the destruction of chemical Criminal Code of the Russian Federation, transports weapons" articles 225, 226 and 247 BW: BW: 1. Sanitary and Epidemiological Federal Act No. 63-FZ of 13 June 1996, Regulations Criminal Code of the Russian Federation, SP 1.3.1285-03, 2003 articles 225, 226, 236, 247, 248 and 249 2. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 3. Sanitary and Epidemiological Regulations SP 1.2.036-95, approved by 29 1457662E

decision of the Chief Medical Officer of the Russian Federation, 1995

BW: 1. Federal Act No. 52-FZ of 30 March 1999 “On the health and epidemiological well-being of the population” 2. Government Decision No. 317 of 16 April 2012 "On the licensing of activities involving the use of agents Licensing/registration that cause infectious diseases in humans BW: of and animals" 1 Federal Act No. 63-FZ of 13 June 1996, installations/facilities/ x x 3. Government Decision No. 501 of 4 x 2 Criminal Code of the Russian Federation, persons/entities/use/ July 2002 “On approval of the articles 236 and 248 handling of materials regulations on the licensing of the production of disinfecting, fumigating and rat controlling agents and 4. Regulations on the licensing of activity connected with the utilization of infectious agents” 5. Federal Act No. 128-FZ of 8 August 2001 “On the licensing of specific types of activity” CW: Procedure is set out in departmental regulations

Federal Act No. 63-FZ of 13 June 1996, 1 Reliability check of BW: Criminal Code of the Russian Federation, x x Sanitary and Epidemiological x x 3 personnel article 236 Regulations SP 1.3.1285-03, 2003, approved by decision of the Chief Medical Officer of the Russian Federation, 2003 NW: NW: Measures to account Government Decision No. 352 of 6 May Federal Act No. 63-FZ of 13 June 1996, 1 for/secure/ physically x x x 2008 "On approval of the regulations on x x x Criminal Code of the Russian Federation, 4 protect means of State accounting and control of nuclear articles 225 and 226 delivery materials" CW: 30 1457662E

Federal Act No. 63-FZ of 13 June 1996, CW: Criminal Code of the Russian Federation, System introduced for accounting and articles 225 and 226 securing BW: BW: Federal Act No. 63-FZ of 13 June 1996, Sanitary and Epidemiological Criminal Code of the Russian Federation, Regulations SP 1.3.1285-03, 2003, articles 225, 226, 236, 247, 248 and 249 approved by decision of the Chief Medical Officer of the Russian Federation, 2003 3. Related materials: materials, equipment and technology covered by relevant multilateral treaties and arrangements, or included on national control lists, which could be used for the design, development, production or use of nuclear, chemical and biological weapons and their means of delivery. * Information required in this section may also be available in the State’s Confidence Building Measures report, if submitted to the BWC Implementation Support Unit (online at: http://www.unog.ch/80256EE600585943/(httpPages)/4FA4DA37A55C7966C12575780055D9E8?OpenDocument )

31 1457662E

OP 3 (a) and (b) - Account for/Secure/Physically protect NW including Related Materials (NW specific)

State: Russian Federation Date: 2014

Additional Protocol ratified on 16 October 2007 IAEA Code of Conduct Support expressed to the IAEA Director Federal Act No. 63-FZ of 13 June 1996, 3 on Safety and Security x General in instruction No. MF-117-3269 x Criminal Code of the Russian of Radioactive Sources of 19 May 2004 Federation, articles 215 and 220 List of dual-use equipment and materials and associated technologies Supplementary used for nuclear purposes for which Guidance on the export controls have been established, Import and Export of approved by Presidential Decree No. 36 Federal Act No. 63-FZ of 13 June 1996, Radioactive Sources of 4 x of 14 January 2003, paragraph 2.3.20 x Criminal Code of the Russian the Code of Conduct Federation, articles 189, 220 and 226.1 on the Safety and List of nuclear materials, equipment, Security of Radioactive special non-nuclear materials and Sources associated technologies subject to export control, approved by Presidential 32 1457662E

Decree No. 202 of 14 February 1996, paragraph 1.3

Regulations on the implementation of controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes, approved by Government Decision No. 462 of 14 June 2001, paragraphs 3.18 and 24

Government Decision No. 973 of 15 December 2000 "On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies", paragraph 10 IAEA Database on Illicit Trafficking of Nuclear Participating in programme to establish 5 x Materials and other database Radioactive Sources Agreement on the Privileges and Other Agreements 6 x Immunities of the International Atomic related to IAEA Energy Agency Additional national legislation/regulations 7 related to nuclear materials including CPPNM Federal Act No. 3-FZ of 9 January 1996 “On the radiological safety of the population”

Federal Act No. 195-FZ of 30 December Federal Act No. 29-FZ of 3 April 1996 8 Other x 2001, Code of the Russian Federation on “On the financing of plants and facilities Administrative Offences of high radiological and nuclear hazard”

Federal Act No. 174-FZ of 10 January 2002 “On environmental impact 33 1457662E

assessment”

Federal Act No. 7-FZ of 10 January 2002 “On environmental protection”

Federal Act No. 116-FZ of 21 July 1997 “On the industrial safety of hazardous production facilities”

Federal Act No. 35-FZ of 6 March 2006, “On combating terrorism”

Federal Act No. 68-FZ “On administrative liability of organizations for breaches of the law on the use of atomic energy”

Government Decision No. 1298 of 11 October 1997 "On approval of the rules for the system of State accounting and control of radioactive substances and radioactive waste"

Government Decision No. 1188 of 19 November 2012 "On the procedure for State accounting and control of radioactive waste, including registration of radioactive waste and storage facilities, carried out by the government agency responsible for handling radioactive waste"

Ministry of Atomic Energy Order No. 761 of 10 December 1999 "On approval of the regulations on State accounting and control of radioactive substances and radioactive waste in the Russian Federation" 34 1457662E

OP 3 (a) and (b) - Account for/Secure/Physically protect CW including Related Materials (CW specific)

State: Russian Federation Date: 2014

Are any of the following National legal framework Enforcement: civil/criminal penalties and others measures, procedures or legislation in place to account for, secure or Remarks otherwise protect CW and YES if YES, source document YES if YES, source document Related Materials? Can violators be penalized ? Pursuant to Government Decision No. 438 of 5 June 2008, the Ministry of National CWC Industry and Trade is the national 1 x authority authority responsible for the implementation of the Chemical Weapons Convention Government Decision No. 421 of 2 July 2009 "On the division of competencies Reporting Schedule I, II among federal executive agencies 2 and III chemicals to x involved in the implementation of OPCW international obligations in the field of chemical disarmament" Government Decision No. 347 of 27 May 2002 “On approval of the Federal Act No. 63-FZ of 13 June 1996, Account for, secure or regulations for the licensing of activities Criminal Code of the Russian 3 physically protect “old x to perform work and provide services x Federation, articles 225, 226, 247 and chemical weapons” for the storage, transport and destruction 355 of chemical weapons” Government Decision No. 421 of 2 July Other legislation/ 2009 "On the division of competencies 4 regulations controlling x among federal executive agencies chemical materials involved in the implementation of international obligations in the field of 35 1457662E

chemical disarmament"

1. Federal Act No. 174-FZ of 23 November 1995 “On environmental impact assessment” 2. Federal Act No. 7-FZ of 10 January 5 Other x 2002 “On environmental protection” 3. Federal Act No. 116-FZ of 21 July 1997 “On the industrial safety of hazardous production facilities” 36 1457662E

OP 3 (a) and (b) - Account for/Secure/Physically protect BW including Related Materials (BW specific)

State: Russian Federation Date: 2014

2. Federal Act No. 242-FZ of 3 December 2008 "On State genome registration in the Russian Federation" 3. Government Decision No. 317 of 16 April 2012 "On the licensing of activities involving the use of agents Federal Act No. 63-FZ of 13 June 1996, Regulations for genetic that cause infectious diseases in 1 x Criminal Code of the Russian engineering work humans and animals (except if carried out for medical purposes) and risk level Federation, article 236 III and IV genetically modified organisms in closed systems" (together with the "Regulations on the licensing of activities involving the use of agents that cause infectious diseases in humans and animals (except if carried out for medical purposes) and risk level III and IV genetically modified organisms in closed systems") 4. Government Decision No. 120 of 16 37 1457662E

February 2001 "On State registration of genetically modified organisms" 5. Sanitary and Epidemiological Regulations on “Safe handling of recombinant DNA molecules”, approved by the USSR Ministry of Health on 12 January 1989 1. Sanitary and Epidemiological Regulations SP 1.2.1318-03, 2003 Federal Act No. 63-FZ of 13 June 1996, Other legislation/ 2. Sanitary and Epidemiological Criminal Code of the Russian regulations related to Regulations SP 1.3.1285-03, approved 2 x x Federation, articles 236, 247, 248 and safety and security of by decision of the Chief Medical Officer 249 biological materials of the Russian Federation, 2003

1. Federal Act No. 52-FZ of 30 March 1999 “On the health and epidemiological well-being of the population” 3. Sanitary and Epidemiological Regulations SP 3.4.1328-03, 2003 4. Regulations on conducting scientific research with quarantined and potentially hazardous pests, etc., approved by the Russian Ministry of Agriculture, 1983 Federal Act No. 63-FZ of 13 June 1996, 3 Other x 5. Sanitary and Epidemiological x Criminal Code of the Russian Regulations Federation, article 236 SP 3.2.1288-03, 2003 6. Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to human, animal and plant disease-inducing agents (pathogens), genetically modified micro-organisms, toxins, equipment and technologies”

38 1457662E

OP 3 (c) and (d) and related matters from OP 6 and OP 10 - Controls of NW, CW and BW, including Related Materials

State: Russian Federation Date: 2014

Which of the following Enforcement: civil/criminal penalties, and measures of National legal framework legislation, procedures, implementation, etc measures, agencies exist to control border crossings, YES YES export/import and other Remarks transfers of NW, CW, BW if YES, source document if YES, source document and Related Materials ? N C B N C B Can violators be penalized W W W W W W ? NW: CW: BW: 1. Federal Act No. 61-FZ of 28 May 2003, Customs Code of the Russian Federation 2. Presidential Decree of 12 March 1996 "On improving the procedure for crossing the State border" 3. Federal Act No. 183-FZ of 18 July 1999 “On export control” Federal Act No. 63-FZ of 13 June 1996, 4. Government Decision No. 500 of 29 Criminal Code of the Russian 1 Border control x July 2011 "On approval of the x x x Federation, articles 189 and 226.1 regulations on sanitary and quarantine control at border crossings" 5. Federal Act No. 52-FZ of 30 March 1999 “On the health and epidemiological well-being of the population” 6. Government Decision No. 872 of 20 November 2008 "On approval of the regulations on conducting controls at State border crossings of the Russian 39 1457662E

Federation" 7. Order No. 1342 of the Russian State Customs Committee of 15 December 2002, “On import and export controls for licensed goods" 8. Methodological guidelines, “Sanitary and quarantine control in airports open to international traffic”, approved by the Chief Medical Officer of the Russian Federation, 2002 9. Methodological guidelines, “Sanitary and quarantine control in sea and river ports open to international traffic”, approved by the Chief Medical Officer of the Russian Federation, 2002 (This order to be followed for fields below) BW: 1. Government Decision No. 872 of 20 November 2008 "On approval of the regulations on conducting controls at State border crossings of the Russian Federation" 2. Methodological guidelines, “Sanitary Technical support of and quarantine control in airports open 2 border control x to international traffic”, approved by the measures Chief Medical Officer of the Russian Federation, 2002 3. Methodological guidelines, “Sanitary and quarantine control in sea and river ports open to international traffic”, approved by the Chief Medical Officer of the Russian Federation, 2002 NW: Federal Act No. 63-FZ of 13 June 1996, Control of brokering, Federal Act No. 183-FZ of 18 July 1999 Criminal Code of the Russian trading in, negotiating, “On export control” Federation, articles 189 and 226.1 3 otherwise assisting in x x x x x x sale of goods and Federal Act No. 164-FZ of 8 December Federal Act No. 195-FZ of 30 December technology 2003, “On the principles for State 2001, Code of the Russian Federation on regulation of foreign trade activities” Administrative Offences, articles 16.1- 40 1457662E

16.23 Government Decision No. 973 of 15 December 2000 “On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies”

Government Decision No. 462 of 14 June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes”

CW: Federal Act No. 183-FZ of 18 July 1999 “On export control”

Federal Act No. 164-FZ of 8 December 2003, “On the principles for State regulation of foreign trade activities”

BW: Federal Act No. 183-FZ of 18 July 1999 “On export control”

Federal Act No. 164-FZ of 8 December 2003, “On the principles for State regulation of foreign trade activities”

Government Decision No. 447 of 7 June 2001 “On approval of the regulations on the control of foreign economic activity relating to dual-use goods and technology that can be used to make weapons and military equipment”

Customs Code of the Customs Union (appendix to the Treaty on the Customs 41 1457662E

Code of the Customs Union, adopted by Decision No. 17 of the Interstate Council of the Eurasian Economic Community of 27 November 2009)

Federal Service for Technology and Export Control (pursuant to the Regulations on the Federal Service for Technology and Export Control approved by Presidential Decree No. 1085 of 16 August 2004)

Federal Security Service Federal Act No. 195-FZ of 30 December Federal Customs Service 2001, Code of the Russian Federation on Administrative Offences, articles 14.20, Enforcement 1. Federal Act No. 40-FZ of 3 April 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 4 x x x x x x agencies/authorities 1995 “On the organs of the Federal Security Service of the Russian Federal Act No. 63-FZ of 13 June 1996, Federation” Criminal Code of the Russian 2. Federal Act No. 144-FZ of 12 August Federation, article 189 1995, “On operational investigative activities” 3. Federal Act No. 61-FZ of 28 April 2003, Customs Code of the Russian Federation Customs legislation of the Customs Union and Russian Federation legislation on customs matters Federal Act No. 183-FZ of 18 July 1999 Federal Act No. 63-FZ of 13 June 1996, “On export control” Criminal Code of the Russian Federation, articles 189 and 226.1 Government Decision No. 691 of 15 Export control 5 x x x September 2008 "On approval of the x x x Federal Act No. 183-FZ of 18 July 1999 legislation in place regulations on the licensing of foreign “On export control” economic transactions involving goods, information, work, services and results Federal Act No. 195-FZ of 30 December of intellectual activity (rights to them) 2001, Code of the Russian Federation on 42 1457662E

subject to export controls" Administrative Offences, articles 14.20, 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 Government Decision No. 517 of 15 August 2005 “On the procedure for Customs Code of the Customs Union obtaining a permit from the Export (appendix to the Treaty on the Customs Control Commission of the Russian Code of the Customs Union, adopted by Federation to engage in foreign Decision No. 17 of the Interstate economic transactions involving goods, Council of the Eurasia Economic information, work, services or the Community of 27 November 2009) results of intellectual activity (rights to them) which can be used by foreign Order No. 575 of the Federal Customs governments or foreign nationals for the Service of 27 March 2012 "On export production of weapons of mass control of dual-use goods and destruction and their means of delivery, technology that can be used for the or other types of weapons and military production of weapons and military equipment, or are acquired for the equipment and that are subject to export benefit of entities or individuals controls" involved in terrorist activities” Order No. 402 of the State Customs Government Decision No. 294 of Committee of 27 June 1996, “On the 16 April 2001 “On approval of the rules procedures for the export and import of for conducting a State evaluation of nuclear materials, equipment, special foreign economic transactions involving non-nuclear materials and associated goods, information, work, services and technologies” the results of intellectual activities (rights to them) for which export Order No. 315 of the State Customs controls have been established” Committee of 23 May 1996, “On export control of goods that can be used in the Government Decision No. 447 of 7 June production of weapons of mass 2001 “On approval of the regulations for destruction and their means of delivery” the control of foreign economic activity relating to dual-use goods and Order No. 1242 of the Federal Customs technology which can be used in the Service of 10 October 2007 "On export production of weapons and military control of micro-organisms, toxins, equipment" equipment and technology subject to export controls" NW: Presidential Decree No. 202 of 14 February 1996 “On approval of the list 43 1457662E

of nuclear materials, equipment, special non-nuclear materials and associated technologies subject to export control”; Presidential Decree No. 36 of 14 January 2003 “On approval of the list of dual-use equipment and materials and associated technologies used for nuclear purposes for which export controls have been established”; Government Decision No. 973 of 15 December 2000 “On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies”; Government Decision No. 462 of 14 June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes”

CW: Presidential Decree No. 1082 of 28 August 2001 “On approval of the list of chemicals, equipment and technology which can be used for the production of chemical weapons and for which export controls have been established”; Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

BW: Presidential Decree No. 1083 of 20 August 2007 "On approval of the list of 44 1457662E

micro-organisms, toxins, equipment and technology subject to export control"; Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- organisms, toxins, equipment and technology” Federal Act No. 183-FZ of 18 July 1999 “On export control”

Government Decision No. 691 of 15 September 2008 "On approval of the regulations on the licensing of foreign economic transactions involving goods, information, work, services and results of intellectual activity (rights to them) subject to export controls"

Government Decision No. 280 of 29 Federal Act No. 63-FZ of 13 June 1996, March 2013 "On the licensing of Criminal Code of the Russian activities relating to the use of atomic Federation, article 189 energy"

6 Licensing provisions x x x x x x Federal Act No. 195-FZ of 30 December Government Decision No. 517 of 15 2001, Code of the Russian Federation on August 2005 "On the procedure for Administrative Offences, articles 14.20, obtaining authorization from the 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 Commission on Export Controls of the Russian Federation to engage in foreign economic transactions involving goods, information, work, services or the products of intellectual activity (rights to them) that can be used by a foreign State or foreign person to create weapons of mass destruction and their means of delivery, or other types of weapons and military equipment, or are acquired for the benefit of entities or persons involved in terrorist activities" 45 1457662E

Government Decision No. 447 of 7 June 2001 “On approval of the regulations for the control of foreign economic activity relating to dual-use goods and technology that can be used to make weapons and military equipment”

NW: Government Decision No. 973 of 15 December 2000 “On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies”; Government Decision No. 462 of 14 June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes” CW: Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

BW: Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- organisms, toxins, equipment and technology” Federal Act No. 183-FZ of 18 July 1999 Federal Act No. 63-FZ of 13 June 1996, “On export control” Criminal Code of the Russian Federation, article 189 7 Individual licensing x x x Government Decision No. 691 of 15 x x x September 2008 "On approval of the Federal Act No. 195-FZ of 30 December regulations on the licensing of foreign 2001, Code of the Russian Federation on 46 1457662E

economic transactions involving goods, Administrative Offences, articles 14.20, information, work, services and results 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 of intellectual activity (rights to them) subject to export controls"

BW: Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- organisms, toxins, equipment and technology subject to export control” Federal Act No. 183-FZ of 18 July 1999 Federal Act No. 63-FZ of 13 June 1996, 8 General licensing x x x x x x “On export control” Criminal Code of the Russian 47 1457662E

Federation, article 189 Government Decision No. 691 of 15 September 2008 "On approval of the Federal Act No. 195-FZ of 30 December regulations on the licensing of foreign 2001, Code of the Russian Federation on economic transactions involving goods, Administrative Offences, articles 14.20, information, work, services and results 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 of intellectual activity (rights to them) subject to export controls"

BW: Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- 48 1457662E

organisms, toxins, equipment and technology” Federal Act No. 183-FZ of 18 July 1999 “On export control”

Exceptions from 9 x x x NW: Government Decision No. 973 of licensing 15 December 2000 “On the export and import of nuclear materials, equipment, special non-nuclear materials and associated technologies”; Government Decision No. 462 of 14 June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes” CW: Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

49 1457662E

Government Decision No. 517 of 15 August 2005 "On the procedure for obtaining authorization from the Commission on Export Controls of the Russian Federation to engage in foreign 1 Licensing of deemed economic transactions involving goods, x x x 0 export/visa information, work, services or the products of intellectual activity (rights to them) that can be used by a foreign State or foreign person to create weapons of mass destruction and their means of delivery, or other types of weapons and military equipment, or are acquired for the benefit of entities or persons involved in terrorist activities"

Federal Service for Technology and Export Control (pursuant to the Regulations on the Federal Service for 1 National licensing x x x Technology and Export Control 1 authority approved by Presidential Decree No. 1085 of 16 August 2004)

Government Decision No. 294 of 16 April 2001 “On approval of the rules 1 Interagency review for for conducting a State evaluation of x x x 2 licenses foreign economic transactions involving goods, information, work, services and the results of intellectual activities 50 1457662E

(rights to them) for which export controls have been established”

Order No. 402 of the State Customs NW: Presidential Decree No. 202 of 14 Committee of 27 June 1996, “On the February 1996 “On approval of the list procedures for the export and import of of nuclear materials, equipment, special nuclear materials, equipment, special non-nuclear materials and associated non-nuclear materials and associated technologies subject to export control”; technologies” Presidential Decree No. 36 of 14 January 2003 “On approval of the list Order No. 315 of the State Customs of dual-use equipment and materials and Committee of 23 May 1996, “On export associated technologies used for nuclear control of goods that can be used in the purposes for which export controls have production of weapons of mass been established” destruction and their means of delivery”, 1 annex 5 Control lists x x x 3 CW: Presidential Decree No. 1082 of 28 Order No. 315 of the State Customs August 2001 “On approval of the list of Committee of 23 May 1996, “On export chemicals, equipment and technology control of goods that can be used in the which can be used for the production of production of weapons of mass chemical weapons and for which export destruction and their means of delivery”, controls have been established” annex 3

BW: Order No. 1242 of the Federal Customs Presidential Decree No. 1083 of 20 Service of 10 October 2007 "On export August 2007 "On approval of the list of control of micro-organisms, toxins, micro-organisms, toxins, equipment and equipment and technology subject to technology subject to export control" export controls" National lists are updated regularly pursuant to decisions adopted at plenary meetings of multilateral export control Federal Customs Service lists are mechanisms (Nuclear Suppliers Group, updated regularly in accordance with 1 Missile Technology Control Regime and Updating of lists x x x decrees of the President of the Russian 4 Wassenaar Arrangement) and in Federation implementation of the Russian Federation's obligations under the Convention on the Prohibition of the 51 1457662E

Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction (1993) and the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction (1972) NW: Presidential Decree No. 202 of 14 February 1996 “On approval of the list of nuclear materials, equipment, special non-nuclear materials and associated technologies subject to export control”; Presidential Decree No. 36 of 14 January 2003 “On approval of the list of dual-use equipment and materials and associated technologies used for nuclear purposes for which export controls have been established”

CW: Presidential Decree No. 1082 of 28 August 2001 “On approval of the list of 1 Inclusion of chemicals, equipment and technology x x x 5 technologies which can be used for the production of chemical weapons and for which export controls have been established”

BW: Presidential Decree No. 1083 of 20 August 2007 "On approval of the list of micro-organisms, toxins, equipment and technology subject to export control"

Model lists of goods and technology subject to export control, approved by decisions of the Interstate Council of the Eurasian Economic Community No.190 of 24 September 2004 and No. 640 of 31 May 2013 52 1457662E

Federal Act No. 63-FZ of 13 June 1996, Federal Act No. 183-FZ of 18 July 1999 Criminal Code of the Russian “On export control” Federation, articles 189 and 226.1

Government Decision No. 296 of Order No. 315 of the State Customs 16 April 2001 “On approval of the Committee of 23 May 1996, “On export regulations on the control of foreign control of goods that can be used in the economic activity relating to equipment, production of weapons of mass 1 Inclusion of means of goods and technology which can be destruction and their means of delivery”, x x x x x x 6 delivery used in the production of missiles” annex 9

Government Decision No. 447 of 7 June Order No. 575 of the Federal Customs 2001 “On approval of the regulations on Service of 27 March 2012 "On export the control of foreign economic activity control of dual-use goods and relating to dual-use goods and technology that can be used for the technology that can be used to make production of weapons and military weapons and military equipment” equipment and that are subject to export controls" Council of Ministers Decision No. 1030 of 11 October 1993 “On approval of the regulations on monitoring compliance with obligations to safeguard the use of imported and exported dual-use goods (services) for their stated purposes"

NW: Government Decision No. 973 of Council of Ministers Decision No. 1030 15 December 2000 “On the export and of 11 October 1993 “On approval of the 1 regulations on monitoring compliance End-user controls x x x import of nuclear materials, equipment, x x x 7 special non-nuclear materials and with obligations to safeguard the use of associated technologies”; imported and exported dual-use goods Government Decision No. 462 of 14 (services) for their stated purposes" June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes”

CW: Government Decision No. 686 of 53 1457662E

24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

Government Decision No. 517 of 15 August 2005 "On the procedure for obtaining authorization from the Federal Act No. 63-FZ of 13 June 1996, Commission on Export Controls of the Criminal Code of the Russian Russian Federation to engage in foreign Federation, article 189 1 economic transactions involving goods, Catch all clause x x x x x x 8 information, work, services or the Federal Act No. 195-FZ of 30 December products of intellectual activity (rights 2001, Code of the Russian Federation on to them) that can be used by a foreign Administrative Offences, articles 14.20, State or foreign person to create 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 weapons of mass destruction and their means of delivery, or other types of weapons and military equipment, or are acquired for the benefit of entities or persons involved in terrorist activities" NW: Government Decision No. 973 of Federal Act No. 63-FZ of 13 June 1996, 15 December 2000 “On the export and Criminal Code of the Russian import of nuclear materials, equipment, Federation, article 189 1 Intangible transfers x x x special non-nuclear materials and x x x 9 associated technologies”; Federal Act No. 195-FZ of 30 December Government Decision No. 462 of 14 2001, Code of the Russian Federation on June 2001 “On approval of the Administrative Offences, articles 14.20, 54 1457662E

regulations on controls on foreign 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 economic activity relating to dual-use equipment and materials and associated technologies used for nuclear purposes”

CW: Government Decision No. 686 of 24 September 2001 “On approval of the regulations for the control of foreign economic activity relating to chemicals, equipment and technology that can be used for the production of chemical weapons”

BW: Government Decision No. 634 of 29 August 2001 “On approval of the regulations on the control of foreign economic activity relating to micro- organisms, toxins, equipment and technology” Customs legislation of the Customs Federal Act No. 63-FZ of 13 June 1996, Union and Russian Federation Criminal Code of the Russian legislation on customs matters Federation, articles 189 and 226.1

2 Customs Code of the Customs Union Customs Code of the Customs Union Transit control x x x x x x 0 (appendix to the Treaty on the Customs (appendix to the Treaty on the Customs Code of the Customs Union, adopted by Code of the Customs Union adopted by Decision No. 17 of the Interstate Decision No. 17 of the Interstate Council of the Eurasian Economic Council of the Eurasian Economic Community of 27 November 2009) Community of 27 November 2009) Federal Act No. 63-FZ of 13 June 1996, 2 Trans-shipment x x x Criminal Code of the Russian 1 control Federation, articles 189 and 226.1 NW: Government Decision No. 973 of Federal Act No. 63-FZ of 13 June 1996, 15 December 2000 “On the export and Criminal Code of the Russian import of nuclear materials, equipment, Federation, article 189 2 Re-export control x x x special non-nuclear materials and x x x 2 associated technologies”; Federal Act No. 195-FZ of 30 December Government Decision No. 462 of 14 2001, Code of the Russian Federation on June 2001 “On approval of the Administrative Offences, articles 14.20, 55 1457662E

regulations on controls on foreign 16.3, 17.7, 17.9, 19.4, 19.5, 19.6 and economic activity relating to dual-use 19.8 equipment and materials and associated technologies used for nuclear purposes”

3 funds 2006 "On special economic measures" 2 Control of providing

4 transport services Council of Ministers Decision No. 1030 of 11 October 1993 “On approval of the regulations on monitoring compliance with obligations to safeguard the use of imported and exported dual-use goods Federal Act No. 63-FZ of 13 June 1996, (services) for their stated purposes" Criminal Code of the Russian Federation, article 226.1 2 NW: Government Decision No. 973 of Control of importation x x x x x x 5 15 December 2000 “On the export and Federal Act No. 195-FZ of 30 December import of nuclear materials, equipment, 2001, Code of the Russian Federation on special non-nuclear materials and Administrative Offences, articles 14.20, associated technologies”; 17.7, 17.9, 19.4, 19.5, 19.6 and 19.8 Government Decision No. 462 of 14 June 2001 “On approval of the regulations on controls on foreign economic activity relating to dual-use 56 1457662E

equipment and materials and associated technologies used for nuclear purposes”

6 applicability 1. Government Decision No. 303 of 16 May 2005 “On the division of competencies among federal executive agencies for the biological and chemical safety of the Russian Federation” 2 Other x x x 2. Model lists of goods and technology 7 subject to export control, approved by decisions of the Interstate Council of the Eurasian Economic Community No.190 of 24 September 2004 and No. 640 of 31 May 2013 57 1457662E

OP 6, 7 and 8 (d) - Control lists, Assistance, Information State: Russian Federation Date: 2014

Can information be provided on the following YES Remarks issues ? NW: Presidential Decree No. 202 of 14 February 1996 “On approval of the list of nuclear materials, equipment, special non-nuclear materials and associated technologies subject to export control”; Presidential Decree No. 36 of 14 January 2003 “On approval of the list of dual-use equipment and materials and associated technologies used for nuclear purposes for which export controls Control lists - items have been established” (goods/ equipment/ 1 x materials/ CW: Presidential Decree No. 1082 of 28 August 2001 “On approval of the list of chemicals, technologies) equipment and technology which can be used for the production of chemical weapons and for which export controls have been established”

BW: Presidential Decree No. 1083 of 20 August 2007 "On approval of the list of micro- organisms, toxins, equipment and technology subject to export control" 2 Control lists - other

3 Assistance offered

4 Assistance requested Point of Contact for Non-proliferation and Arms Control Department, Ministry of Foreign Affairs of the Russian 5 x assistance Federation Assistance in place 6 x International seminars on export control conducted; advisory services provided on request (bilateral/multilateral) State agencies and authorized organizations inform industry on a regular basis through Work with and inform 7 x conferences and seminars and by publishing information in print and on official websites; industry information is also conveyed on a case-by-case basis State agencies inform the public on a regular basis through conferences and seminars and by Work with and inform 8 x publishing information in print and on official websites; information is also conveyed on a the public case-by-case basis 58 1457662E

9 Point of Contact

1 4 Other 0

4. Information may include references to voluntary implementation national action plan and visits to States, at their invitation, by the 1540 Committee.