I. Al Li Eii Swiss Legal Culture
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Marc Thommen Introduction to Swiss Law Edited by Daniel Hürlimann und Marc Thommen Volume 2 Marc Thommen Introduction to Swiss Law Editor: Prof. Dr. iur. Marc Thommen Zurich, Switzerland This work has been published as a graduate textbook in the book series sui generis, edited by Daniel Hürlimann and Marc Thommen (ISSN 2569-6629 Print, ISSN 2625-2910 Online). The German National Library (Deutsche Nationalbibliothek) lists this work in the Deutsche Nationalbibliografie; detailed bibliographic data is available in the internet via http://dnb.d-nb.de. © 2018 Prof. Dr. Marc Thommen, Zurich (Switzerland) and the authors of the respective chapters. This work has been published under a Creative Commons license as Open Access which requires only the attribution of the authors when being reused. License type: CC-BY 4.0 – more information: http://creativecommons.org/licenses/by/4.0/ DOI:10.24921/2018.94115924 Cover image credits: "5014 Gretzenbach" from the book Heimatland © 2018 Julian Salinas and Ursula Sprecher (http://www.juliansalinas.ch). Cover design: © 2018 Egbert Clement The font used for typesetting has been licensed under a SIL Open Font License, v 1.1. Printed in Germany and the Netherlands on acid-free paper with FSC certificate. The present work has been carefully prepared. Nevertheless, the authors and the publisher assume no liability for the accuracy of information and instructions as well as for any misprints. Lectorate: Chrissie Symington, Martina Jaussi Print and digital edition produced and published by: Carl Grossmann Publishers, Berlin, Bern www.carlgrossmann.com ISBN: 978-3-941159-23-5 (printed edition, paperback) ISBN: 978-3-941159-26-6 (printed edition, hardbound with jacket) ISBN: 978-3-941159-24-2 (e-Book, Open Access) v Preface A man picks an apple from a tree behind a bee house in Gretzenbach, a small village between Olten and Aarau. At first glance, one might perceive this as the most typically Swiss scene imaginable. A closer look, however, l ii il. O l i hèdii, Switzerland’s biggest Buddhist temple, while at the back right the cooling tower of the nuclear power plant of Gösgen-Däniken is visible. This picture is ‘Hil’ l Bl Jlièdli. In this series of pictures he tries to avoid the well-known clichés and capture Switzerland in all its layers and complexities. This introduction, too, tries to capture the Swiss legal landscape in all its layers. My colleagues of the University of Zurich Law Faculty have all con- tributed chapters from their area of expertise. From the foundations of law (history, philosophy, and sociology) to the classical general subjects of public, private, and criminal law, we have tried to cover the most important substan- tive and procedural aspects of the Swiss legal order. The legislative and execu- tive institutions as well as the judiciary are explained. The chapters all reflect on the underlying principles and give an account of some landmark cases in the specific fields of law. First of all, I have to thank my colleagues who agreed to participate in this project. Without their expert contributions it would not have been possible to publish this overview of Swiss Law. Further, I would like to thank Julian Salinas for agreeing to the use of his photography. I also owe thanks to Egbert Clement for designing the cover and to Alexander Grossmann for supporting this project as a publisher. My greatest thanks go to Chrissie Symington and Martina Jaussi for their very thorough proof-reading and diligent editing of the manuscripts. Without their tireless and very competent support, this book would not have been published in time. Zurich, 18 May 2018 Marc Thommen vii How to Use This Book The aim of this book was to create an easy-to-read introduction to Swiss Law. The footnotes have therefore been reduced to an absolute minimum. Wherever possible we have referenced literature in English. At the end of every chapter there is a selection of the available English literature for the respective field of law. The first reference always mentions the full name of the authors and title of their work; then all the following citations refer to the first footnote. The same referencing scheme is applied to the Federal Acts. ix Index of Authors Martina Becker, M.A. HSG in Law, Assistant Manager Indirect Tax at KPMG AG Tax Law Elisabetta Fiocchi Malaspina, Prof. Dr. iur., Assistant Professor at the University of Zurich History of International Law Christoph Beat Graber, Prof. Dr. iur. (PhD), Professor at the University of Zurich Legal Sociology Tina Huber-Purtschert, Dr. iur., lic. et mag. rer. pol., Lecturer and Senior Research Fellow at the University of Zurich Law of Obligations Matthias Mahlmann, Prof. Dr. iur., Professor at the University of Zurich Legal Philosophy and Legal Theory Sophie-Katharina Matjaz, Mag. iur., Research Assistant, Lecturer, and PhD Candidate at the University of Zurich Civil Procedure Matthias Oesch, Prof. Dr. iur., LL.M., Professor at the University of Zurich Constitutional Law International Relations Peter Georg Picht, Prof. Dr. iur., LL.M., Professor at the University of Zurich Civil Law Madeleine Simonek, Prof. Dr. iur., Professor at the University of Zurich Tax Law x Index of Authors G d, D. i., LLM., L fii ki é at Law at Pestalozzi Attorneys at Law Ltd Civil Law Andreas Thier, Prof. Dr. iur., M.A., Professor at the University of Zurich Legal History Marc Thommen, Prof. Dr. iur., LL.M., Professor at the University of Zurich Swiss Legal System Criminal Law Criminal Procedure Felix Uhlmann, Prof. Dr. iur., LL.M., Professor at the University of Zurich Administrative Law Administrative Procedure xi Table of Contents Preface .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .v How to Use This Book . vii Index of Authors . ix Table of Contents .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. xi Table of Contents (Detailed) . xiii Abbreviations . xxiii Introduction Swiss Legal System - Marc Thommen. .1 Foundations Legal History – Andreas Thier . 41 History of International Law – Elisabetta Fiocchi Malaspina. 61 Legal Philosophy and Legal Theory – Matthias Mahlmann. 81 Legal Sociology – Christoph Beat Graber . 109 Public Law Constitutional Law – Matthias Oesch . 135 International Relations – Matthias Oesch . 163 Administrative Law – Felix Uhlmann . 187 Administrative Procedure – Felix Uhlmann . 219 Tax Law – Madeleine Simonek / Martina Becker . 245 Private Law Civil Law – Peter Georg Picht / Goran Studen. 271 Law of Obligations – Tina Huber-Purtschert . 305 Civil Procedure – Sophie-Katharina Matjaz . 333 Criminal Law Criminal Law – Marc Thommen . 369 Criminal Procedure – Marc Thommen. 395 xiii Table of Contents (Detailed) Preface .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .v How to Use This Book . vii Index of Authors . ix Table of Contents .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. xi Table of Contents (Detailed) . xiii Abbreviations . xxiii Swiss Legal System . 1 I. Facts and Figures . 3 II. History . 6 III. Confederation . 8 1. Federal Assembly . .9 2. Federal Council . 10 3. Federal Supreme Court . 12 IV. Cantons . 18 V. Communes .. 21 VI. Direct Democracy . 22 1. Federal Level. .22 2. Cantonal Level . 25 3. Communal Level . 26 VII. Legislative Process .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. 27 VIII. Publication of Federal Laws. 31 IX. Case Citation . 33 1. Official Compilation (BGE) . 33 2. Publication Online . .35 3. Public Pronouncement . 38 4. Press Releases . 38 Selected Bibliography . 39 xiv Table of Contents Legal History . 41 I. Plurality and the Traditions of Swiss Legal Culture . 43 II. The Old Confederacy (13th/14th C – . 45 1. Coniuratio, Covenants, and Charters . 45 2. Customary Law, Records of Law, and Sumptuary Mandates . 47 III. The Rise of Modern Swiss Statehood since 1798.. .. .. .. .. .. .. ..50 1. Constitutional Developments in Europe . .50 2. Constitutional Developments in Switzerland since 1798 . 51 a) Focusing on Individual Rights: The “Bürgerliche Rechtsstaat” . 52 b) The (Slow) Rise of the Interventionist State . 55 c) Towards the Prevention State. .56 3. The Rise of Codifications in Swiss Legal Culture . 57 Selected Bibliography . 60 History of International Law. 61 I. Introduction . 63 II. Theories of Natural Law and Law of Nations . 64 1. The Spread of Theories of Natural Law and the Law of Nations . 64 2. Emer de Vattel and his Law of Nations (1758) . .66 III. The Era of International Humanitarian Law .. .. .. .. .. .. .. .. ..69 1. Henry Dunant and the International Committee of the Red Cross . 70 . Fi Iil L Ii . .73 a) Gustave Moynier (1826–1910) . .74 b) Johann Caspar Bluntschli (1808–1881) . 76 IV. Conclusion . 79 Selected Bibliography . 80 Legal Philosophy and Legal Theory.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. 81 I.The Problems of the Philosophy of Law and Legal Theory.. .. .. .. 83 II. A Map of Philosophy of Law and Legal Theory . 85 1. Descriptive and Analytical Theory . 85 2. Explanatory Theories . 87 3. Normative Theory . 88 4. The Relationship of Law and Morality . .90 5. Epistemology . 93 6. Ontology . 93 7. Grotius and Methodological Secularism . .94 8. The Question of Universalism. .95 Table of Contents xv III. The Point of Philosophy of Law and Legal Theory .. 97 IV. Theory of Justice.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..98 V. A Concept of Justice. ..