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Curriculum vitae

Date: May 15, 2019

Name: Elizabeth Heitman, PhD Office Address: Program in Ethics in Science and Medicine Department of Psychiatry University of Texas Southwestern Medical Center 5323 Harry Hines Boulevard, NC5.832 Dallas, TX 75390-9070 Work Phone: 214-648-5379 Work E-Mail: [email protected] Work Fax: 214-648-4967

Education

Year Degree Field of Study Institution (Honors) (Thesis advisor for PhDs) 1979 BA Romance Languages , Houston, TX 1979 Certification Spanish/English Translation Rice University, Houston, Texas 1980 - Brazilian Culture and Religion Thomas J. Watson Foundation Fellowship, Universidade Federal da Bahia, Salvador, Bahia, Brazil 1988 PhD Religious Studies/Medical Ethics Rice University (with the University of (James E. Sellers, PhD/ Stanley J. Texas Health Science Center at Reiser, MD, PhD) Houston), Houston, TX

Postdoctoral Training

Year(s) Titles Specialty/Discipline Institution (Lab PI for postdoc research) 1990 Visiting Research Medical Law and Ethics King’s College London, UK Fellow

Faculty Academic Appointments

Year(s) Academic Title Department Academic Institution 1986 - 1987 Lecturer in Medical Religious Studies Rice University, Houston, TX Ethics 1987 - 1988 Faculty Associate Program on Humanities and University of Texas Health Science Technology in Health Care Center at Houston, Houston, TX 1988 - 1989 Instructor in Humanities Surgery University of Texas at Houston, Houston, TX 1989 - 1992 Assistant Professor of Program on Humanities and University of Texas School of Public Humanities and Technology in Health Care Health, Houston, TX Technology in Health Care 1989 - 1998 Assistant Professor Surgery University of Texas Medical School at Houston, Houston, TX 1998 - 1998 Adjunct Assistant Religious Studies Rice University, Houston, TX Professor 1992 - 1998 Assistant Professor Management and Policy University of Texas - Houston School Sciences of Public Health, Houston, TX 1992 - 1998 Assistant Professor N/A University of Texas - Houston Graduate School of Biomedical Sciences, Houston, TX 1998 - 2002 Associate Professor Management and Policy University of Texas - Houston School (with tenure) Sciences of Public Health, Houston, TX 1998 - 2002 Associate Professor Surgery University of Texas - Houston Medical School, Houston, TX 1998 - 2002 Associate Professor N/A University of Texas - Houston Graduate School of Biomedical Sciences, Houston, TX 1999 - 2006 Adjunct Associate Religious Studies Rice University, Houston, TX Professor 2001 - 2003 Professor Medicine, Surgery, and University of School of Anesthesiology Medicine, Jackson, MS 2001 - 2003 Professor N/A University of Mississippi School of Graduate Studies in the Health Sciences, Jackson, MS 2002 - 2004 Visiting Professor Jackson Heart Study Tougaloo College, Jackson, MS Undergraduate Training and Education Center 2002 - 2008 Adjunct Associate Management, Policy, and University of Texas - School of Public Professor Community Health Health, Houston, TX 2003 - 2016 Associate Professor Medicine, Division of School of (with tenure) General Medicine and Public Medicine, Nashville, TN Health 2003 - 2008 Adjunct Professor Medicine University of Mississippi School of Medicine, Jackson, MS 2006 - 2016 Associate Professor Religious Studies Vanderbilt University, Nashville, TN

2008 - 2016 Associate Professor Anesthesiology, Division of Vanderbilt University School of Critical Care Medicine, Nashville, TN 2016 - Professor Psychiatry, Program in Ethics University of Texas Southwestern Present in Science and Medicine Medical Center, Dallas, TX 2018 - Adjunct Professor Population Health Science, University of Mississippi School of Present Graduate Faculty Population Health, Jackson, MS

Current Licensure and Certification

Licensure: Not applicable

Board and Other Certification: Not applicable

Elizabeth Heitman, PhD 2 May 15, 2019 Honors and Awards

Year Name of Honor/Award Awarding Organization 1993 Dean’s Excellence Award University of Texas School of Public Health, Houston, TX 1993 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1994 Excellence in Scholarship Award University of Texas - Houston School of Public Health, Houston, TX 1994 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1995 Excellence in Scholarship Award University of Texas - Houston School of Public Health, Houston, TX 1995 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1996 Dean’s Excellence Award University of Texas - Houston School of Public Health, Houston, TX 1996 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1996 Faculty Marshal University of Texas - Houston Health Science Center, Houston, TX 1997 Excellence in Scholarship Award University of Texas - Houston School of Public Health, Houston, TX 1997 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1998 Excellence in Scholarship Award University of Texas - Houston School of Public Health, Houston, TX 1998 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1998 John P. McGovern Outstanding University of Texas - Houston School of Public Health, Houston, Teaching Award TX 1999 Dean’s Excellence Award University of Texas - Houston School of Public Health, Houston, TX 1999 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 1999 President’s Award for Mentoring University of Texas - Houston Health Science Center, Houston, TX Women 2000 Excellence in Scholarship Award University of Texas - Houston School of Public Health, Houston, TX 2000 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 2001 Excellence in Scholarship Award University of Texas - Houston School of Public Health , Houston, TX 2001 Dean’s Excellence Award University of Texas - Houston Graduate School of Biological Sciences, Houston, TX 2001 Certificate of Appreciation Lyndon B. Johnson General Hospital and the Harris County Hospital District, Houston, TX 2001 Certificate of Appreciation Memorial Hermann Hospital, Houston, TX

Elizabeth Heitman, PhD 3 May 15, 2019 2011 Minority Access to Research Careers Federation of American Societies for Experimental Biology, Mentor Travel Award Bethesda, MD 2012 Minority Access to Research Careers Federation of American Societies for Experimental Biology, Mentor Travel Award Bethesda, MD 2012 Academy for Excellence in Teaching Vanderbilt University School of Medicine, Nashville, TN 2014 Certificate of Appreciation NIH National Center for Advancing Translational Science, Bethesda, MD 2014 Minority Access to Research Careers Federation of American Societies for Experimental Biology, Mentor Travel Award Bethesda, MD 2015 Elected to Sigma Xi Scientific Honor Vanderbilt University, Nashville, TN Society 2018 Institute for Science, Technology, and Bush School of Government and Public Service, Texas A&M Public Policy Fellow University, College Station, TX

Appointments at Hospitals/Affiliated Institutions

Past Year(s) Position Title Department/Division Institution 1989 - 2001 Clinical Ethicist Institutional Ethics Committee Memorial Hermann Hospital, Houston, TX 1992 - 2001 Clinical Ethicist Institutional Ethics Committee Lyndon B. Johnson General Hospital, Houston ,TX 1995 - 2001 Clinical Ethicist District Ethics Committee Harris County Hospital District, Houston, TX 1997 – 2001 Consultant in Clinical Institutional Ethics Committee Harris County Psychiatric Center, Ethics Houston, TX 2001 - 2003 Clinical Ethicist Ethics Advisory Committee University of Mississippi Medical Center Hospital and Clinics, Jackson, MS 2010 - 2012 Director Clinical Ethics Consultation Vanderbilt University Medical Service, Center for Biomedical Center (Vanderbilt University Ethics and Society Hospital, Monroe Carell Jr. Children's Hospital, and Clinics), Nashville, TN

2007 - 2016 Clinical Ethicist Clinical Ethics Consultation Vanderbilt University Medical Service Center (Vanderbilt University Hospital, Monroe Carell Jr. Children's Hospital at Vanderbilt, Vanderbilt Clinics), Nashville, TN

Other Professional Positions [Industry, foundation, private practice]

Year(s) Position Title Institution 2012 - 2015 Special Government Employee, Member, U.S. Environmental Protection Human Subjects Review Board Agency, Washington, DC

Elizabeth Heitman, PhD 4 May 15, 2019 Major Administrative/Leadership Positions

Year(s) Position Title Institution 1998 - 2001 Associate Director, Program on Humanities and University of Texas - Houston Health Technology in Health Care Science Center, Houston, TX 2010 - 2012 Director, Clinical and Research Ethics Vanderbilt University Medical Center, Nashville, TN 2011 - 2013 Chair Elect, Clinical Ethics Key Function NIH National Clinical and Translational Committee Science Award (CTSA) Consortium 2013 - 2014 Chair, Clinical Ethics Key Function Committee NIH National Clinical and Translational Science Award (CTSA) Consortium

Committee Service (Member, unless noted otherwise)

Year(s) Name of Committee Institution/Organization Institutional 1989 - 2001 Institutional Ethics Committee Hermann Hospital, Houston, TX 1996 - 1998 Vice-Chair 1992 - 1999 Surveillance Committee (IRB) MD Anderson Cancer Center Houston, TX 1992 – 1994 Faculty Peer Review Committee University of Texas School of Public Health, 1993 - 1994 Chair Houston, TX 1992 - 2001 Hospital Ethics Committee Lyndon B. Johnson General Hospital, Houston, TX 1995 - 1997 University Awards Committee University of Texas - Houston Health Science 1996 - 1997 Chair Center, Houston, TX 1995 - 2001 Ethics Advisory Committee Harris County Hospital District, Houston, TX 1999 - 2001 Ethics Policy Task Force 1996 - 1997 Ad Hoc Committee on Scientific Misconduct University of Texas - Houston Health Science Center, Houston, TX 1997 - 2000 University Faculty Grievance Committee University of Texas – Houston Health Science Center, Houston, TX 1999 - 2000 Multicultural Affairs Committee University of Texas - Houston Health Science Center, Houston, TX 1999 - 2000 Task Force on Teaching Excellence University of Texas - Houston Health Science Center, Houston, TX 1999 - 2000 Sexual Harassment Board University of Texas - Houston Health Science Center, Houston, TX 1999-2001 Admissions Committee University of Texas School of Public Health, Houston, TX 2000 Faculty Handbook Review Committee University of Texas School of Public Health, Houston, TX 2001 - 2003 Ethics Advisory Committee University of Mississippi Medical Center, Jackson, MS 2001-2003 Education Subcommittee 2002-2003 Chair

Elizabeth Heitman, PhD 5 May 15, 2019 2001 - 2003 Consultation Subcommittees 2001 - 2003 Policy Subcommittee 2003 - 2016 Ethics Committee Vanderbilt University Medical Center, Nashville, TN 2007 - 2016 Co-Chair 2008 - 2016 Ex Officio member , Medical Center Vanderbilt University Medical Center, Nashville, Medical Board TN 2004 - Organ Donor Advisory Committee Vanderbilt University Medical Center, Nashville, (previously Organ Donor Collaborative) TN 2005 - 2008 BioVU (biobank) Operations Oversight Vanderbilt University Medical Center Nashville, Committee TN 2005 - 2008 Vanderbilt CARES/RecyClinic Student Vanderbilt University School of Medicine Recycling Interest group, Faculty Advisor Nashville, TN 2006 - 2016 Institutional Critical Care Committee Vanderbilt University Medical Center, Nashville, TN 2006 - 2016 BioVU (biobank) Ethics Advisory Board Vanderbilt University Medical Center Nashville, TN 2008 - 2016 Medical Center Conflicts of Interest Vanderbilt University Medical Center, Nashville, Committee TN 2008 Special Ad Hoc Faculty Review Panel on Vanderbilt University Medical Center, Nashville, Authorship TN 2009 – 2010, Critical Resources Ethics Deliberation Vanderbilt University Medical Center, Nashville, 2014 Committee TN 2010 - 2016 Cultural and Linguistic Council Vanderbilt University Medical Center, Nashville, TN 2017 - Present Stem Cell Research Oversight Committee University of Texas Southwestern Medical Center, Dallas, TX 2017 - Present Professional Affairs and Ethics Committee University of Texas Southwestern Medical Center, Dallas, TX 2017 - Present Medical Education and Curriculum University of Texas Southwestern Medical Committee (Undergraduate) Center, Dallas, TX 2017 - Present Conflict of Interest Committee University of Texas Southwestern Medical Center, Dallas, TX 2017 - Present Solana Endowed Lectureship in the University of Texas Southwestern Medical Medical Humanities Planning Committee - School, Dallas, TX chair 2018 - Present Institutional Review Board #3 University of Texas Southwestern Medical School, Dallas, TX

Local/State/Regional 1992 - 2000 Education Advisory Group Houston-area Health Education Center Planning Group, Houston, TX 1992 - 2001 Episcopal Diocese of Texas Bioethics Episcopal Diocese of Texas, Houston, TX Commission 1993 - 2001 Houston Citywide Taskforce on Medical Greater Houston Hospital Council, Houston, TX Futility

Elizabeth Heitman, PhD 6 May 15, 2019 1994 - 1996 Curriculum Advisory Committee Nurse Anesthesia Program, Baylor College of Medicine 1995 - 1999 Annual Awards for Quality Judging Better Business Bureau / Committee, Hospitals Category, College of Business Administration Judge 1996 - 1999 Texas/Oklahoma Consortium of the Medicine and Public Health Initiative, Houston, Medicine and Public Health Initiative TX 1998 - 1999 Ethics in Practice Roundtable, Panelist The Health Channel, Baylor College of Medicine, Houston, TX 1999 Blue Ribbon Committee on the Allocation of Mental Health and Mental Retardation Authority Resources for Antipsychotic Medication of Harris County, Houston, TX 2009 - 2014 Department of Health Workgroup Tennessee Department of Health, Nashville, TN on Altered Standards of Care 2012 - 2016 Tennessee Hospital Association/ Tennessee Tennessee Hospital Association, Nashville, TN End-of-Life Partnership, Advance Directives/POST Advisory Group 2017 - Present General Membership North Texas Bioethics Network

National 1992 - 1994 Working Group on Oocyte Donation National Advisory Board for Ethics in Reproduction, Washington, DC 1995 - 2000 American Optometric Association Ethics and American Optometric Association, St. Louis, MO Values Committee, Consultant 1996 - 1998 Committee on Medical Ethics, Consultant Episcopal Diocese of Washington, DC, Washington, DC 2001 - 2011 National Cancer Institute Familial National Cancer Institute, Bethesda, MD and Adenomatous Polyposis Coli MD Anderson Cancer Center, Houston, TX Chemoprevention Trial N01-CN-95040, Data Safety Monitoring Board 2001 - 2003 Episcopal Task Force on Issues in Ethics and The Episcopal Church, , NY the New Genetics Human Genetics 2003 – 2008 American Optometric Association Ethics and American Optometric Association, St. Louis, MO Values Committee, Consultant 2004 - 2007 American Medical Association Advisory American Medical Association, , IL Panel on Patient-Centered Communication 2005 - 2007 National Science Advisory Board on National Institutes of Health, Office of Biosecurity, Code of Conduct Working Biotechnology Activities, Bethesda, MD Group, Advisor 2007 - 2014 Clinical Research Ethics Key Function NIH National Clinical and Translational Science Committee Award Consortium Chair Elect (2011-2013) Chair (2013 - 2014) 2007 - 2014 Education Group 2011 - 2014 Clinical Research Ethics Consultation Group 2007 - 2008 Module Developers Group, Consultant Collaborative Institutional Training Initiative (CITI) Program, Miami, FL

Elizabeth Heitman, PhD 7 May 15, 2019 2009 - 2011 Committee on Developing Animal Models National Academy of Sciences, Institute for for Assessing Countermeasures to Laboratory Animal Research, Washington DC Bioterrorism Agents 2009 - 2012 Working Group on Research Integrity National Advisory Panel on Research Integrity, Education San Diego, CA 2011 - 2013 Committee on Developing a Framework National Academy of Sciences, Board on Life for an International Faculty Sciences, Washington, DC Development Project on Education about Research in the Life Sciences with Dual Use Potential in the Middle East and North Africa 2012 - 2013 National Academy of Sciences, Board on Life National Academy of Sciences, Board on Life Sciences, Committee on Developing a Sciences, Washington, DC National Bioethics, Curriculum in Algeria, Chair 2013 - 2014 Committee on Education about Dual Use National Academy of Sciences, Board on Life Issues in Science: Second Regional Faculty Sciences, Washington, DC Development Institute in the Middle East and North Africa 2013 – 2019 Board on Life Sciences National Academy of Sciences, Washington DC 2014 - 2017 Standing Committee for Educational National Academy of Sciences, Board on Life Institutes for Teaching Responsible Science Sciences, Washington, DC 2015 Committee on Education about Dual Use National Academy of Sciences, Board on Life Issues in the Life Sciences: Outreach Sciences, Washington, DC Activities in 2015 Committee on Education about Dual Use National Academy of Sciences, Board on Life Issues in the Life Sciences: Outreach Sciences, Washington, DC Activities in Malaysia 2015 - 2016 Committee on Gene Drive Research in Non- National Academy of Sciences, Board on Life Human Organisms: Recommendations for Sciences, Washington DC Responsible Conduct, Co-Chair 2016 - 2017 Committee on Fostering Academic Bioethics National Academy of Sciences, Board on Life Curricula in Algeria, Chair Sciences, Washington, DC 2016 - 2017 Committee on Academic Curricula in National Academy of Sciences, Board on Life Responsible Science in Egypt, Co-Chair Sciences, Washington, DC 2017 Committee on Future Directions for National Academy of Sciences, Institute for Laboratory Animal Law in the United States Laboratory Animal Research, Washington, DC

International 2008 - 2010 Research Integrity Education Planning Second World Conference on Research Integrity, Committee Singapore 2009 - 2016 Ethics Education Initiative, Steering China Association for Science and Technology, Committee Beijing, PRC and American Association for the Advancement of Science, Washington, DC 2014 - 2016 Ad Hoc National Health Policy Review Pan American Health Organization, Washington Committee DC 2015 Doctoral Forum Advisory Committee Fourth World Conference on Research Integrity, Rio de Janeiro, Brazil

Elizabeth Heitman, PhD 8 May 15, 2019 2017 Doctoral Forum Advisory Committee Fifth World Conference on Research Integrity, Amsterdam, The Netherlands 2018 – 2019 Advisory Committee – Sixth World World Conference on Research Integrity Conference on Research Integrity, Hong Foundation, Amsterdam, The Netherlands Kong 2019 Doctoral Forum Advisory Committee Sixth World Conference on Research Integrity, Hong Kong

Professional Societies

Dates Society Name, member 1987 – 2001 International Society for Technology Assessment in Health Care , Member 1990 Program Committee, Member 1988 – 1994 Society for Bioethics Consultation, Member (merged into American Society for Bioethics and Humanities, 1994) 1990 – 2002 Houston Bioethics Network, Member 1994 - 1997 Vice President 1997 - 1998 President Elect 1998 - 2002 President 1994 - Present American Society for Bioethics and the Humanities, Member (formerly Society for Bioethics Consultation, Member 1988-1994) 1994 - 1997 National Program Committee 1996 Local Program Committee 1996 - Present American Public Health Association, Member 1996 - Present Ethics Section, Member 2010 - Present International Health Section, Member 2016 - 2017 Ethics Section Accreditation Task Force 1998 - Present Association for Practical and Professional Ethics, Member 2009 - 2013 Responsible Conduct of Research Education Committee, Member 2013 - Present Executive Board, Member 2015 - Present Nominations Committee, Member and Chair 2010 - Present Association for Clinical and Translational Science, Member (formerly Society for Clinical and Translational Science) 2010 - Present American Association for the Advancement of Science, Member 2012 – 2016 Joint Steering Committee for Ethics in Science with the China Association of Science and Technology, Member 2011 - 2013 International Association for Education in Ethics, Member 2012 – 2016 Biomedical Engineering Society, Member 2012 - 2015 Ethics Committee, Member

Elizabeth Heitman, PhD 9 May 15, 2019 Grant Review Activities

Year(s) Name of Review Committee Organization 2006 Special Emphasis Panel ZMH1 ERB-Q(01) National Institute of Mental Health 2007 Research on Research Integrity Special Emphasis NIH Center for Scientific Review/ HHS Panel Office of Research Integrity 2008 Science, Technology and Society National Science Foundation 2010 Clinical and Research Ethics - Special Emphasis Panel NIH Center for Scientific Review / ZRG1 HDM-B (55) Multiple Institutes 2010 International Research Ethics Education - Special NIH Center for Scientific Review / Emphasis Panel ZRG1 CRE Fogarty International Center 2010 International Engagement: Responsible Bioscience for American Association for the a Safe and Secure Society Advancement of Science/ U.S. Department of State 2011 International Research Ethics Education and NIH Center for Scientific Review, Committee Curriculum Development - Special Emphasis Panel Fogarty International Center Chair ZRG1 HDM-B(50) 2012 Ethics Education in Science and Engineering National Science Foundation Panel P121181 2012 Research on Research Integrity – Special Emphasis National Institute of Environmental Panel ZES1 SET-J (R2) 2 Health Sciences/ HHS Office of Research Integrity 2015 International Research Ethics Education – Special NIH Center for Scientific Review, Emphasis Panel ZRG1 PSE-R (51) Fogarty International Center 2017 Research Integrity Conference Grant Review Panel #1 HHS Office of Research Integrity

Editorial Activities

Year(s) Journal Name Editor/Associate Editor 1994 - 1999 International Journal of Technology Assessment in Health Care, Associate Editor Editorial Board 1999-2007 International Journal of Technology Assessment in Health Care

2007 - Present Journal of Empirical Research on Human Research Ethics

2008 - 2011 Vanderbilt University Press

2015 - Present Accountability in Research

2018 - Present Science and Engineering Ethics

Ad Hoc Reviewer (journal manuscripts, reports, book proposals) 2000 - 2007 International Journal of Technology Assessment in Health Care 2004 Journal of Law, Medicine, and Ethics

Elizabeth Heitman, PhD 10 May 15, 2019 2006 - Present Science and Engineering Ethics 2007 American Journal of Obstetrics and Gynecology 2008 - 2009 Jackson Heart Study Publication Committee 2010 Journal of Medical Ethics 2010 - Present National Academies of Sciences, Engineering, and Medicine reports 2012 - Present Accountability in Research 2013 Science 2014 Clinical and Translational Science 2015 Journal of Clinical Ethics 2016 Journal of Responsible Innovation 2017 Journal of Clinical Epidemiology 2018 Journal of Religion and Health 2018 PLoS ONE

Invited Lectures [Since appointment at UT Southwestern (December 2016)]

Year(s) Title Location International 1, 2017 “Experiencia de los participantes en sus Encuentro Inter-Americano en instituciones: Resultados de la encuesta de Integridad Científica, Universidad planificación” (Participants’ Experience in their Autónoma Nacional de México, Mexico Institutions: Results of the Planning Questionnaire) City, Mexico March 8, 2017 “Comment la science avance: le découverte, Workshop on Formal Instruction on the l’originalité, et le problème du plagiat” (How Prevention of and Response to Science Advances: Discovery, Originality, and the Plagiarism, Ministry of Higher Problem of Plagiarism) Education and École Nationale des Sciences de la Mer et de l’Aménagement du Littoral, Algiers, Algeria May 3, 2017 “Análisis de resultados de la encuesta sobre la Integridad y Política Científica: Un existencia de herramientas para promover la Problema de Interés Global: Encuentro integridad científica en el ámbito académico” Inter-Americano en Integridad (Analysis of the Results of a Questionnaire on the Científica, Universidad Autónoma Existence of Tools to Promote Research Integrity in Nacional de México, Mexico City, the Acacademic Context) Mexico May 30, 2017 “Measuring Your Organizational Climate for Fifth World Conference on Research Research Integrity: An Exploration of Cross-Cultural Integrity, Amsterdam, The Netherlands Similarities, Differences and Appetites for Collaborative Work in this Area”, with Carol Thrush and Brian Martinson May 31, 2017 “America COMPETES at 5 Years: An Analysis of Fifth World Conference on Research RCR Training Plans”, with Trisha Phillips, Integrity, Amsterdam, The Netherlands Francesca Nestor, and Gillian Beach May 31, 2017 “Inter-American Encounter in Research Integrity: Fifth World Conference on Research Research Misconduct and Academic Policies in Integrity, Amsterdam, The Netherlands Mexico's Universities” with Sergio Litewka

Elizabeth Heitman, PhD 11 May 15, 2019 June 8, 2017 “Gene Drives on the Horizon: Challenges in Ethics, International Seminars in Biosafety of Engagement, and Governance” Genetically Modified Organisms, Biennial Meeting 14, Guadalajara, Mexico October 13, “Lessons from Engaging Global Communities of Workshop on Assessing the Security 2017 Science” Implications of Genome Editing Technology, Hannover, Germany March 19, 2018 “Gene Drives on the Horizon: Challenges in Institute of Medical Biochemistry, Science, Ethics, and Governance” Federal University of Rio de Janeiro, Rio de Janeiro, Brazil June 19, 2018 “The Role of Ethics Committees in the Review of Target Malaria Project, Imperial New Biotechnologies” College, London, England, UK July 23, 2018 “Ethical issues and Responsible Science in Gene Application of Novel Transgenic Drive Research” Technology and Inherited Symbionts for Vector Control (Anti-Vec) Conference, University of Glasgow, Glasgow, Scotland, UK National February 17, “Informing the Development of Responsible Annual Meeting of the American 2017 Governance with Responsible Science”, Panel on Association for the Advancement of Science, Ethics, and Engagement in the Governance Science, Boston, MA of Gene Drives March 22, 2017 “Gene Drives on the Horizon: Recommendations for Foundation for the National Institutes of Funders” Health and the Bill and Melinda Gates Foundation, Meeting of Funders of Gene Drive Research, Washington, DC March 29, 2017 “Challenges for Common Standards in International Wake Forest University, Center for Science: Lessons from Teaching about RCR in Low Bioethics, Winston-Salem, NC and Middle Income Countries”, Bioethics Faculty Seminar March 29, 2017 “Gene Drives on the Horizon: Challenges in Wake Forest University Medical Center, Science, Ethics, and Governance” Winston-Salem, NC April 28, 2017 “Gene Drives on the Horizon: Challenges in Congressional Research Service, Science, Ethics, and Governance,” Seminar on Library of Congress, Washington, DC Advances in Gene Editing April 30, 2017 “Gene Drives on the Horizon: Challenges of National Academy of Sciences Members Applications of the Technology - Including Ethics”, Meeting, Breakout Session, Washington, Panel on Gene Drive DC August 8, 2017 “The Dynamic Nature of Research Calls for Open- HHS Office of Research Integrity and Ended RCR Education: Achievements, Challenges, George Washington University, Quest and Opportunities for RCR Training”, Plenary Panel for Research Excellence Conference, on RCR Training Washington, DC September 25, “Insights on the Research Administrator’s Role in Growing Research Integrity Together 2018 Promoting Research Integrity: The Conference (GRIT) Online Conference, Vanderbilt Delphi Panel Survey”; “Complicating Factors in University, Nashville, TN Defining Research Integrity and Responsible Conduct of Research: Some Historical Perspective”

Elizabeth Heitman, PhD 12 May 15, 2019 September 26, “Meeting NIH and NSF Policy Requirements for Growing Research Integrity Together 2018 RCR Education”; “Data Management and (GRIT) Online Conference, Vanderbilt Recordkeeping” University, Nashville, TN October 1, 2018 “Ethical Issues in Authorship and Publication: A Workshop to Investigate Short-Term Key Element of Responsible Conduct of Research” Research Training National Heart, Lung, and Blood Institute, Bethesda, MD October 28, “ in an Era of Team Medicine: American College of Osteopathic 2018 Whose Professional Responsibility?” Obstetricians & Gynecologists, Fall 2018 Conference, Fort Worth, TX March 21, “Education in the Responsible Conduct of Research ORI Workshop on RCR Education for 2019 and the University’s Mission” International Trainees, , Riverside, Riverside, CA March 21, 2019 “Tailoring RCR Education to the Needs of ORI Workshop on RCR Education for International Trainees: Key Issues for a International Trainees, University of Multinational Audience” California, Riverside, Riverside, CA March 26, 2019 “Ethical Considerations in Gene Drive Research” Genomics for Journalists Workshop, SciLine & The University of Illinois – Urbana, Urbana, IL Regional/Local November 2, “Ethics in Dermatology”, Dermatology Grand University of Texas Southwestern 2017 Rounds, Panel Presentation Medical Center, Dallas, TX December 12, “Gene Drives on the Horizon: Challenges in University of Texas Southwestern 2017 Science, Ethics, and Governance”, Ethics Grand Medical Center, Dallas, TX Rounds December 20, “Psychiatric Complications in Clinical Ethics University of Texas Southwestern 2017 Consultation”, Psychiatry Grand Rounds” Medical Center, Dallas, TX January 17, “Research Integrity and the Responsible Conduct of Office of Research Integrity and 2018 Research: Concepts, Definitions, Policy and Outreach, University of Texas – Dallas, Challenges” Dallas, TX October 24, “DNR in the Perioperative Period”, Anesthesiology University of Texas Southwestern 2018 Grand Rounds, with James M. Berry, MD Medical Center, Dallas, TX December 5, “Exaggeration And Falsification Of Academic CVs, University of Texas Southwestern 2018 Psychiatry Grand Rounds Medical Center, Dallas, TX December 19, “Issues and Standards in Authorship, Anesthesiology University of Texas Southwestern 2018 Faculty Bootcamp” Medical Center, Dallas, TX January 20, “Ethical Issues in Caring for Patients Across Paul C. Peters Urology Symposium, 2019 Language Barriers” University of Texas Southwestern Medical Center, Dallas, TX May 15, 2018 “Design and Evaluation of a Responsible Southwestern Academy of Teachers Conduct of Research (RCR) Course for Research Forum Postdoctoral Fellows in Laboratory Research” (poster with Stuart Ravnik & Marie T. Joung)

Service to the Community

Year(s) Role Organization or institution

Elizabeth Heitman, PhD 13 May 15, 2019 1983 - 1986 Certified Spanish interpreter/Volunteer patient Hermann Hospital, Houston, TX representative 1984 Certified Portuguese interpreter/Volunteer patient MD Anderson Cancer Center, visitor Houston, TX 1995 - 1999 Adult Education Council, Member Christ Church (Episcopal) 1997 -1999 Program Chair Cathedral, Houston, TX Organized, promoted, and oversaw 9- month speaker series with weekly, presentations on religion and contemporary social, political, and ethical issues for general audience. As program chair, organized series on theological dimensions of ethical issues in health care within the annual program. 1996 Spanish Medical Interpreter, Surgical Mission Team Faith in Practice, Houston, Texas to Antigua, Guatemala 2011 - 2014 Ethics educator, policy advisor Alive Hospice/The Gift Initiative Project Advised hospice-based community education campaign on the use of advance directives and way to improve discussion of end of life care in the workplace, churches, and community organizations. 2012- 2016 Volunteer ethics educator, policy advisor Tennessee End of Life Partnership Provide policy guidance and education to members of a statewide organization dedicated to improving end- of-life care, including its contributions to the State of Tennessee’s model documents for advance directives and public education on advance care planning. 2014-15 Volunteer advisor Nashville Neighborhood Resource Center Provided advice on the design, conduct, and reporting of the 2014 Nashville Neighborhoods Survey on the structure and support needs of Nashville’s neighborhood associations and home-owners’ associations.

Independent Ethics Consultation

Year(s) Organization or institution 1989 Policy Development, Seven Acres Jewish Geriatric Center, Houston, TX 1991-1994 Committee Administration, Policy Development, and Case Consultation, Institutional Ethics Committee, Spring Branch Medical Center, Houston, TX 1993 Committee Administration and Policy Development, Ethics Committee, Sam Houston Memorial Hospital, Houston, TX 1993 Committee Administration and Policy Development, Ethics Committee, Tomball Regional Hospital, Tomball, TX 1993 Committee Administration and Policy Development Hospital Bioethics Committee, Northeast Medical Center, Humble, TX 1993 Committee Administration and Policy Development, Ethics Committee, Santa Rosa Children’s Hospital, San Antonio, TX 1993 Committee Administration and Policy Development, Institutional Review Board/Ethics Committee, West Houston Medical Center, Houston, TX 1993-1994 Committee Administration and Policy Development, Institutional Ethics Committee, Memorial Hospital - Memorial City, Houston, TX

Elizabeth Heitman, PhD 14 May 15, 2019 1994 Committee Administration, Policy Development, and Case Consultation, Ethics Committee, Cypress Fairbanks Medical Center, Houston, TX 1996 Committee Administration and Policy Development Institutional Ethics Committee, Memorial Hospital - Memorial City, Houston, TX 1995 - 2000 Committee Administration and Policy Development Institutional Ethics Committee, Katy Medical Center, Katy, TX 1995 - 2000 Committee Administration and Policy Development, Institutional Ethics Committee, Baptist Hospital Beaumont, Beaumont, TX 1997 - 1998 Policy Development, Institutional Ethics Committee, HCA El Dorado Hospital, El Dorado, AR 1999 Committee Education, Institutional Ethics Committee, - University Hospital, Lexington, KY 2001 - 2007 Clinical Case Consultation and Policy Development, Institutional Ethics Committee, Memorial Hermann Hospital, Houston, TX 2012 Policy Development, Ethics Committee, Guardian Hospice, Nashville, TN 2013 - 2014 Ethics Program Evaluation (Education, Policy, Consultation, and Committee), Medical College of South Carolina, Charleston, SC 2017 - Present Chair, External Ethics Advisory Committee, Genetic Biocontrol of Invasive Rodents (GBIRd) Partnership, Raleigh, NC

Bibliography

Peer-Reviewed Publications

Original Research Articles

1. Curran WJ, Reiser SJ, Heitman E. Emergency trauma care: cultural or religious objections to treatment. International Journal of Risk and Safety in Medicine 1990, 1; 63-63, PMID: 23511508

2. Heitman E. The influence of values and culture in responses to suffering. National League for Nursing Journal, P Stark, JP McGovern (eds.), The Hidden Dimension of Illness: Human Suffering. 1992: 81-103, PMID: 1287592

3. Reiser SJ, Heitman E. Creating a course on ethics and the biological sciences. Academic Medicine 1993;12: 876-79 PMID: 8259955

4. Heitman E. A pro-active role for the institutional ethics committee or ethics consultant: Meeting the JCAHO Standards on Patient Rights. Trends in Health Care, Ethics, and Law 1993; 8: 1-16, PMID: 8118141

5. Heitman E. Infertility as a public health problem: Why assisted reproductive technologies are not the answer. Stanford Journal of Law and Policy 1995; 6(2): 89-102 (Reprinted in DE Beauchamp & B Steinbock, eds., New Ethics for the Public’s Health. New York: Oxford University Press, 1999, 314- 329), PMID: 12645602

6. Halevy A, Brody BA, for the Houston City-Wide Task Force on Medical Futility.* A multi-

Elizabeth Heitman, PhD 15 May 15, 2019 institution collaborative policy on medical futility. JAMA 1996; 276: 571-74, (*E Heitman is one of 18 coauthors from the Task Force), PMID: 8709410

7. Heitman E. The public’s role in the evaluation of health care technology: The conflict over ECT. International Journal of Technology Assessment in Health Care 1996; 12: 657-72, PMID:9136474

8. Ross MW, Heitman E. Hoitoon sopeutuminen ja antiretroviraalinen hoito (Adherence to treatment and HIV antiretroviral therapy. In Finnish). AIDS-Työn Aikakauskirja 1997;1: 28-34

9. Heitman E, Skolnick MH. Ethical issues in biotechnology. Biotechnology International 1997; 1: 26-31

10. Zarr RL, Heitman E, Delclos G, Dinh TA. Tuberculosis in the state of Texas: Trends and issues in surveillance. Texas Medicine 1998; 94: 50-56, PMID: 9709555 (Winner of the 1998 Harriet Cunningham Award of Excellence for Meritorious Scientific Writing)

11. Heitman E. Ethical issues in technology assessment: Conceptual categories and procedural considerations. International Journal of Technology Assessment in Health Care 1998; 14: 544-66, PMID: 9780541

12. Heitman E, Bulger R. The healthcare ethics committee in the structural transformation of health care: administrative and organization ethics in changing times. HEC Forum 1998; 10: 152-76, PMID:10182210

13. Dinh-Zarr T, diGuiseppi C, Heitman E, Roberts I. Preventing injuries through interventions for problem drinking. A systematic review of randomized controlled trials. Alcohol & Alcoholism 1999; 34: 609-21, PMID:10456590

14. Heitman E. Social and ethical aspects of in vitro fertilization. International Journal of Technology Assessment in Health Care 1999; 15: 22-35 (reprinted in S Nettleton, U Gustafsson (eds.), The Sociology of Health and Illness Reader. Cambridge, UK: Polity Press, 2002: 57-64), PMID: 10407594

15. Heitman E. Ethical values in the education of biomedical researchers. Hastings Center Report 2000, 30 (Jul/Aug suppl.): S40-S45 (a translated version appears in Chinese Medical Ethics 2000; 6), PMID: 10971905

16. Heitman E, Gremillion VD. Ethics committees under Texas law: Effects of the Texas Advance Directives Act. HEC Forum 2001, 13: 82-104, PMID: 11307585

17. Heitman E. The place of the humanities in an academic health science center: The double-edged sword of a required ethics curriculum. Medical Humanities Review 2002, 15(2): 37-52, PMID: 12109501

18. Heitman E. Competency-based ethics education in residency training. LAB Report 2002, 1(3):10-11

19. Cooper SP, Heitman E, Fox EE, Quill B, Knudson P, Zahm SH, MacNaughton N, Ryder R. Ethical issues in conducting migrant farmworker studies. Journal of Immigrant Health 2004, 6:29-39, PMID:14762322

20. Dinh-Zarr T, Goss C, Heitman E, Roberts I, DiGuiseppi C. Interventions for preventing injuries in problem drinkers. The Cochrane Database of Systematic Reviews 2004, Issue 3. Art. No.: CD001857.pub2. DOI: 10.1002/14651858.CD001857.pub2, PMID: 15266456

21. Srinivasan A, Brown J, Fahmy N, Heitman E, Singh M, Szklo M, Taylor H, White W. Preparing

Elizabeth Heitman, PhD 16 May 15, 2019 for careers in health care: The Jackson Heart Study. Ethnicity and Disease Journal 2005; 15 (suppl. 6): S6-71 - S6-75, PMID: 16317988

22. Heitman E, Bulger RE. Assessing the educational literature in the responsible conduct of research for core content. Accountability in Research 2005; 12: 207-224, PMID: 16634172

23. Bulger RE, Heitman E. Expanding responsible conduct of research instruction across the university. Academic Medicine 2007; 82, 876-878, PMID: 17726396

24. Heitman E, Olsen CH, Anestidou L, Bulger RE. New graduate students’ baseline knowledge of the responsible conduct of research (RCR). Academic Medicine 2007, 82: 838-845, PMID: 17726387

25. Allori AC, Leitman IM, Heitman E. Natural orifice transluminal endoscopic surgery: Lessons learned from the laparoscopic revolution. Archives of Surgery 2008; 143 (4): 333-334, PMID: 18427018

26. DuBois JM, Schilling D, Heitman E, Steneck NH, Kon AA. Instruction in the responsible conduct of research: An inventory of programs and materials within CTSAs. Clinical and Translational Science 2010; 3: 109-111, PMID: 20590680

27. Allori AC, Leitman M, Heitman E. Delayed assessment and eager adoption of laparoscopic cholecystectomy: Implications for developing surgical technologies. World Journal of Gastroenterology 2010; 16:4115-4122, PMID: 20806426

28. Heitman E, Litewka S. International perspectives on plagiarism and considerations for teaching international trainees. Urologic Oncology: Seminars, 2011; 104-108, PMID: 21194646

29. Kon AA, Schilling DA, Heitman E, Steneck, NH, DuBois JM. Content analysis of major textbooks used in responsible conduct of research instruction. American Journal of Bioethics: Primary Research 2011, 2:42-46, PMID: 21766046

30. Gelfond JAL, Heitman E, Pollock BH, Klugman C. Principles for the ethical analysis of clinical and translational research. Statistics in Medicine 2011, 30: 2785-2792. DOI: 10.1002/sim.4282, PMID: 21751225

31. Anderson EE, Solomon S, Heitman E, DuBois JM, Fisher CB, Kost RG, Lawless ME, Ramsey C, Jones B, Ammerman A, Ross LF. Research ethics education for community engaged research: a review and research agenda. Journal of Empirical Research in Human Research Ethics 2012, 7 (2): 3-19. doi: 10.1525/ jer.2012.7.2.3, PMID: 22565579

32. Clements J, Connell NR, Dirks C, El-Faham M, Hay A, Heitman E, Stith JH, Bond EC, Colwell RR, Anestidou L, Husbands JL, Labov JB. Engaging actively with issues in the responsible conduct of research: lessons from international efforts are relevant for in the United States. CBE/Life Sciences Education 2013, 12: 596-603. doi: 10.1187/cbe.13-09-0184, PMID:24297287

33. Saenz C, Heitman E, Luna F, Litewka S, Goodman K, Macklin R. Twelve years of Fogarty- funded bioethics training in America: achievements and challenges. Journal of Empirical Research in Human Research Ethics 2014, 9: 80-91. doi: 10.1525/jer.2014.9.2.80, PMID: 24782074

Elizabeth Heitman, PhD 17 May 15, 2019 34. Gelfond JAL, Klugman C, Welty L, Heitman E, Pollock BH. How to tell the truth with statistics: the case for accountable data analyses in team-based science. Journal of Translational Medicine & Epidemiology 2014, 2(2): 1025-1031, PMID: 26290897

35. Loría C, Domm J, Halasa N, Heitman E, Miller EK, Xu M, Saville BR, Frangoul H, Williams J. Human rhinovirus C infections in pediatric hematology and oncology patients. Pediatric Transplantation 2014, 94-100, DOI: 10.1111/petr.12383, PMID: 25377237

36. Heitman E. Cross-cultural considerations in U.S. research ethics education. Journal of Microbiology & Biology Education 2014, 15(2): 130-134, doi: 10.1128/jmbe.v15i2.860, PMID: 25574262

37. Solomon Cargill S, DeBruin D, Eder M, Heitman E, Kaberry JM, McCormick JB, Opp J, Sharp R, Strelnick AH, Winkler SJ, Yarborough M, Anderson EE. Community-engaged research ethics review: exploring flexibility in federal regulations. IRB: Ethics & Human Research 2016, 38 (3); 11- 19, PMID: 27301168

38. Kaebnick GE, Heitman E, Collins JP, Delborne JA, Landis WG, Sawyer K, Taneyhill LA, Winickoff D. Precaution and governance of emerging technologies: Precaution can be consistent with support of science. Science 2016; 354: 710-711, PMID: 27846595

39. Phillips T, Nestor F, Beach G, Heitman E. America COMPETES at 5 years: An analysis of research-intensive universities RCR training plans. Science and Engineering Ethics 2017, PMID: 28299561

40. Gesicho MB, Moon TD, Heitman E, Were MC. Ethical issues in implementing national-level health data warehouses in developing countries. Studies in Health Technology and Informatics 2017; 245: 718-722, PMID 29295192

41. Ossemane EB, Moon TD, Were TD, Heitman E. Ethical issues in the use of SMS messaging in HIV care and treatment in low- and middle-income countries: case examples from Mozambique. Journal of the American Medical Informatics Association 2017, doi.org/10.1093/jamia/ocx123, PMID: 29088384

42. Ossemane EB, Moon TD, Sacarlal J, Sevene E, Kenga, D, Gong W, Heitman E. Assessment of parents’/guardians’ initial comprehension and one-day recall of elements of informed consent within a Mozambican study of pediatric bacteremia. Journal of Empirical Research in Human Research Ethics 2018 April 18, JERHRE 2018, 13(3) 247–257. PMID: 29667543

43. Beech BM, Bruce MA, Thorpe, Jr. RJ, Heitman E, Griffith DM, Norris KC. Theory-informed research training and mentoring of underrepresented early-career faculty at teaching-intensive institutions: The Obesity Health Disparities PRIDE Program. Ethnicity and Disease 2018, 28(2): 115-122. PMID: 29725196

44. Sacarlal J, Muchanga V, Mabutana C, Mabui M, Mariamo A, Cuamba AJ, Fumo LA, Silveira J, Heitman E, Moon TD. Research ethics review at University Eduardo Mondlane (UEM)/Maputo Central Hospital, Mozambique (2013-2016): a descriptive analysis of the start-up of a new research ethics committee (REC). BMC Medical Ethics 2018, 19(1):37-47. PMID: 29792193

45. Wall AE, Tarpley MJ, Heitman E. M&M conferences provide forum for discussion of ethical issues. Bulletin of the American College of Surgeons 2018, http://bulletin.facs.org/2018/08/mm-conferences- provide-forum-for-discussion-of-ethical-issues/

Elizabeth Heitman, PhD 18 May 15, 2019 46. Phillips T, Cossman L, Saunders R, Heitman E. Assessing trustworthiness in research: a pilot study on CV verification. Journal of Empirical Research in Human Research Ethics 2019, forthcoming

Reviews, Chapters, Monographs and Editorials

1. Heitman E. Cultural diversity and the clinical encounter: Intercultural dialogue in multi-ethnic patient care. In: GP McKenny & JR Sande (eds.), Theological Analyses of the Clinical Encounter, Norwell, MA: Kluwer Academic Publishers, 1994: 203-23

2. Heitman E. Ethical considerations in technology assessment. In: Department of Veterans Affairs, Health Services Research and Development Service, Technology Assessment: A Tool for Technology Management and Improved Patient Outcome, Washington, DC: Department of Veterans Affairs, 1995, 12/1-25

3. Heitman E. Institutional ethics committees: Local perspective on ethical issues in medicine. In: RE Bulger, EM Bobby, & HV Fineberg (eds.), Society’s Choices: Social and Ethical Decision Making in Biomedicine, Washington, DC: National Academy Press, 1995: 409-31

4. Heitman E, Reiser SJ, Bulger RE. Ethical, legal, and educational issues in experimental surgery. In: SL Jensen, H Gregersen, FG Moody, & MH Shokouth-Amiri (eds.), Essentials of Experimental Surgery: Gastroenterology, New York: Harwood Academic Publishing, 1996: 1-12

5. Heitman E, Schlachtenhaufen M. The differential effects of race, ethnicity, and socio-economic status on infertility and its treatment: Ethical and policy issues for oocyte donation. In: C Cohen (ed.), New Ways of Making Babies: Oocyte Donation, Bloomington, IN: Indiana University Press, 1996: 188-212

6. Heitman E, Ross MW. Ethical issues in the use of new treatments for HIV. In: S Kalichman, D Ostrow (eds.), Behavioral and Mental Health Impacts of New HIV Therapies. New York: Plenum, 1999: 113-35

7. Bailey RN, E Heitman. Ethics in clinical optometry. In RN Bailey & E Heitman (eds.), An Optometrist’s Guide to Clinical Ethics. St. Louis, MO: American Optometric Association, 2000, 3-9

8. Heitman E, Bailey RN. Ethical decision making in clinical practice. In RN Bailey & E Heitman (eds.), An Optometrist’s Guide to Clinical Ethics. St. Louis, MO: American Optometric Association, 2000, 11- 18

9. Bailey RN, Heitman E, Communicating with patients. In RN Bailey & E Heitman (eds.), An Optometrist’s Guide to Clinical Ethics. St. Louis, MO: American Optometric Association, 2000, 19-27

10. Verma S, Heitman E. Screening, testing, and community optometry. In RN Bailey & E Heitman (eds.), An Optometrist’s Guide to Clinical Ethics. St. Louis, MO: American Optometric Association, 2000, 51-59

11. Heitman E, Wong S. Clinical optometry in a multi-cultural society. In RN Bailey & E Heitman (eds.), An Optometrist’s Guide to Clinical Ethics. St. Louis, MO: American Optometric Association, 2000, 147-57

Elizabeth Heitman, PhD 19 May 15, 2019 12. Heitman E. The roots of honor and integrity in science: historical themes in the practical ethics of research. In RE Bulger, E Heitman & SJ Reiser, The Ethical Dimensions of the Biological and Health Sciences, 2nd ed., New York: Cambridge University Press, 2002:21-28

13. Heitman E. Ethical issues in epidemiologic research. In RE Bulger, E Heitman & SJ Reiser, The Ethical Dimensions of the Biological and Health Sciences, 2nd ed., New York: Cambridge University Press, 2002:155-163

14. Heitman E. The humane care and use of animals in research. In RE Bulger, E Heitman & SJ Reiser, The Ethical Dimensions of the Biological and Health Sciences, 2nd ed., New York: Cambridge University Press, 2002: 183-191

15. Heitman E. Using cases in the study of ethics. In RE Bulger, E Heitman & SJ Reiser, The Ethical Dimensions of the Biological and Health Sciences, 2nd ed., New York: Cambridge University Press, 2002: 349-363

16. Jennings B, Heitman E. Genetics and genetic technology in social context. In DH Smith & CB Cohen, (eds.), A Christian Response to the New Genetics: Religious, Ethical, and Social Issues. Lanham, MD: Rowman and Littlefield, 2003:131-146

17. Heitman E, McKieran LC. Community-based practice and research: collaboration and sharing power. Ethics and Public Health: Model Curriculum. In B Jennings, J Kahn, A Mastroanni, LS Parker (eds.), Washington, DC: Association of Schools of Public Health, 2003:103-132

18. Heitman E, Wells AL. Ethical issues and unethical conduct: Race, racism, and the abuse of human subjects in research. In B Beech & MF Goodman (eds.), Race and Research in Focus: Perspectives on Minority Participation in Health Studies, Washington, DC: American Public Health Association, 2004, 21-40

19. Heitman E, Anestidou L, Olsen C, Bulger R. Do researchers learn to overlook misbehavior? Hastings Center Report 2005; 35 (Sept-Oct):49, PMID: 16295264

20. Cook-Deegan R, Berkelman R, Davidson M, Finder S, Heitman E, Kelley M, King NM, Moseley R, Thomas JC, Tilden SJ, Vangsnes NM. Issues in biosecurity and biosafety. Science 2005, 308:1867-1868, PMID: 15976287

21. Hartmann KE, Heitman E, Brown NJ. Training basic, clinical and translational investigators. In D Robertson & G Williams (eds.), Principles of Clinical and Translational Science. London: Elsevier, 2008, 191-199

22. Heitman E. La relación entre el hospital, la universidad y la industria en el desarrollo de la medicina científica (The relationship of the hospital, university and industry in the development of scientific medicine). Medicina, Vida y Salud - Revista oficial del Colegio de Médicos y Cirujanos de Costa Rica 2008, 7 (5): 8-10

23. Heitman E, Petty J. Preparing students to navigate cross-national differences in the research environment: The role of research-integrity education. In MS Anderson & NH Steneck (eds.), International Research Collaborations: Much to be Gained, Many Ways to Get in Trouble, New York: Routledge, 2010: 201-214

24. Heitman E. Research with dual-use potential in RCR education: Is there a role for codes? In T

Elizabeth Heitman, PhD 20 May 15, 2019 Mayer & NH Steneck (eds.), Promoting Research Integrity on a Global Basis. London: World Scientific Publishing, 2011: 367-371

25. Heitman E. Revising, tailoring, and updating published cases. In JM DuBois & H Bante (eds.), ORI Case Book: Instructors’ Manual. Washington, DC: HHS Office of Research Integrity, 2013: 32-35

26. Stephens AL, Heitman E. Reasoning backward by design. A commentary on “Moral reasoning among HEC members.” Journal of Clinical Ethics 2015, 26; 118-120, PMID 26132058

27. Heitman E, Litewka S, Vasconcelos S. Education in research integrity and governance of science in the United States, Argentina and Brazil. In TA Bretag (ed.), Handbook of Academic Integrity. New York: Springer Reference, 2016: 823-846

28. Heitman E. The potentially high cost of a free clinical trial. Commentary on “A clinical trial is the only treatment option.” American Journal of Bioethics 2016, 16(10): 70-72, PMID: 27653410

29. Heitman E, Sawyer K, Collins JP. Guest editorial. Gene Drives on the Horizon: Issues for biosafety. Applied Biosafety 2016, 21(4), 173-176 DOI: 10.1177/1535676016672631

30. Hartmann KE, Heitman E, Brown NJ. Education, training, and career choices: Training basic, clinical and translational investigators. In D Robertson & G Williams (eds.), Principles of Clinical and Translational Science, 2nd ed., London: Elsevier, 2016, 637- 648.

31. Moon T, Heitman E. Biomedical ethics and HIV/AIDS care, prevention, and research. In T Hope, DD Richman, M Stevenson. Encyclopedia of AIDS, New York: Springer Reference, 2016, DOI:10.1007/978-1-4614-9610-6_232-1

Books/Textbooks

1. Bulger RE, Heitman E, Reiser SJ (eds.), The Ethical Dimensions of the Biological Sciences, New York: Cambridge University Press, 1993 (Listed as one of the “Best 100 Books” in the Health Sciences in 1993 by Doody’s Health Sciences Book Review Journal)

2. Bailey RN, Heitman E (eds.), The Optometrist’s Guide to Clinical Ethics. St. Louis: American Optometric Association, 2000

3. Bulger RE, Heitman E, Reiser SJ, The Ethical Dimensions of the Biological and Health Sciences, 2nd ed., New York: Cambridge University Press, 2002

Reports from the National Academy of Sciences, Engineering, and Medicine

1. National Research Council. Research in the Life Sciences with Dual Use Potential: An International Faculty Development Project on Education about the Responsible Conduct of Science, Washington, DC: National Academies Press, 2011

2. National Research Council. Animal Models for Assessing Countermeasures to Bioterrorism Agents. Washington, DC: The National Academies Press, 2011

Elizabeth Heitman, PhD 21 May 15, 2019

3. National Research Council. Developing Capacities for Teaching Responsible Science in the MENA Region: Refashioning Scientific Dialogue, Washington, DC: The National Academies Press, 2013

4. National Academies of Sciences, Engineering, and Medicine. Gene Drives on the Horizon: Advancing Science, Navigating Uncertainty, and Aligning Research with Public Values. Washington, DC, The National Academies Press, 2016

Letters to the Editor

1. Berry JM, Heitman E. Response to “Ethical concerns in anesthetic care for patients with do-not- resuscitate orders.” Anesthesiology 1997; 87: 174-175 PMID: 9232153

2. Dinh-Zarr BT, Heitman E, Baker SP, Vaca FE, Wen W, Osberg S, DiGuiseppi C. Response to “The health of Latino children: urgent priorities, unanswered questions, and a research agenda.” JAMA 2002, 288: 1981-1982 PMID: 12387642

3. Gelfond JAL, Heitman E, Pollock BH; Klugman C. Power, ethics, and obligation – Authors’ reply. Statistics in Medicine 2012, 31:4140-4041. DOI: 10.1002/sim.5578

4. Ossemane EB, Moon TD, Were MC, Heitman E. Response to Rejoinder to "Ethical issue in the use of SMS messaging in HIV care and treatment in low- and middle-income countries: Case examples from Mozambique". Journal of the American Informatics Association 2018; 25(9). DOI: 10.1093/jamia/ocy062

Proceedings of Meetings

1. Heitman E. Ethics of technology introduction: theory and method. SPIE Proceedings 1995, 2499, 43

2. Heitman E. Health technology assessment and ethics: Myth or reality? Panel presentations of the Twelfth Annual Meeting of the International Society of Technology Assessment in Health Care, Barcelona: Agència d’Avaluació de Tecnologia Mèdica, 1997: 177-181

3. Heitman E. The ethical framework of the biological sciences: The academician’s view. In: T Scherstén (ed.), Ethics, Academia and Industry: Aspects of the Cooperation between Academia and Industry, Göteborg, Sweden: Göteborg University, 1997: 31-40

4. Heitman E. Cultural aspects of health and health care. In Chandra A (ed.), Proceedings of Health Care for the New Millennium: 1st International Conference on Health Systems. Querétaro, Mexico and New Orleans, LA: Universidad Antónima de Querétaro and Xavier University, 2000: 48-52

5. Anestidou LA, Heitman E. The responsible conduct of animal research. In NA Steneck & MH Sheetz, eds. Proceedings of “A Research Conference on Research Integrity”, Bethesda, MD: Office of Research Integrity 2002: 231-235 http://ori.hhs.gov/html/publications/rcri.htm

6. Heitman E, Salis P, Bulger R. Teaching ethics in biomedical science: Effects on moral reasoning

Elizabeth Heitman, PhD 22 May 15, 2019 skills. In: NA Steneck & MH Sheetz (eds.). Proceedings of “A Research Conference on Research Integrity”, Bethesda, MD: ORI 2002: 195-206 http://ori.hhs.gov/html/publications/rcri.htm)

7. Anestidou LA, Heitman E. Physiology as the basis of an integrated course in the humane use of animals in biomedical research (abstract), FASEB Journal 2003; 16(4): A380

8. Wall A, Tarpley M, Heitman E. Quantification and categorization of ethical issues discussed at surgical morbidity and mortality conferences. Journal of the American College of Surgeons 2015; 221: S63-S64

9. Heitman E. Experiences on research integrity educational programs in Colombia, Costa Rica, and Peru: Experiences in Costa Rica – P17. Research Integrity and Peer Review 2016, 1(Suppl 1):41- 42

Online Educational Modules

1. Heitman E, Bailey RN. Ethical Issues in Contact Lens Practice. American Optometric Association, St. Louis, MO, 2008. www.aoa.org/about-the-aoa/ethics-and-values?sso=y

2. Heitman E, Litewka S. Collaborative Research, /Collaborative Institutional Training Initiative, Basic Course in Responsible Conduct of Research (RCR). Miami, FL, 2014. www.citiprogram.org

Non-peer reviewed scientific or medical publications/materials in print or other media

1. Heitman E. Biomedical technology and public policy – Book Review. Disability Studies Quarterly 1992; 12,39-41 2. Heitman E, Schilling D. New online database of RCR education materials developed by CTSA group, ORI Newsletter, December 2010

3. Heitman E. Sem título (Untitled). In Colcha de retalhos sobre plágio (A patchwork quilt on plagiarism). R Amaral and S Vasconcelos, eds. Porto Alegre, Brazil: EdiPUCRS, 2018, 71. www.ebooks.pucrs.br/edipucrs/livro/colcha-de-retalhos-sobre-plagio/assets/livro-completo.pdf

4. Heitman E. Um ode a Tom Lehrer (An ode to Tom Lehrer). In Colcha de retalhos sobre plágio (A patchwork quilt on plagiarism). R Amaral and S Vasconcelos, eds. Porto Alegre, Brazil: EdiPUCRS, 2018, 72. www.ebooks.pucrs.br/edipucrs/livro/colcha-de-retalhos-sobre- plagio/assets/livro-completo.pdf

GRANT SUPPORT

Grantor NIH/NINDS Title of Project R01 NS/NR44533, New Graduate Students’ Baseline Knowledge of RCR Principal Investigator Elizabeth Heitman, PhD Role PI

Elizabeth Heitman, PhD 23 May 15, 2019 Total Amount of Award $186,000 over 4 years, September 30, 2002 - August 31, 2006 (with no-cost and Dates extension)

Grantor NIH /NCRR Title of Project T15HL072484, Building Research Ethics Capacity in Peru and the US Principal Investigator Jesus Gonzalez Moreno, MD, MPH, Uniformed Services University of the Health Sciences, Bethesda, MD Role Co-Investigator, PI on subaward to the University of Mississippi Medical Center (Heitman’s role ended October 2003) Total Amount of Award $211,188 over 2 years , September 26, 2002 - August 31, 2004 and Dates

Grantor NSF/Ethics and Values Studies Title of Project SES-0551837, Research Integrity in the Education of International Science Trainees Principal Investigator Elizabeth Heitman, PhD Role PI Total Amount of Award $115,183 over 3 years, April 1, 2006 - August 31, 2009 (with no-cost extension) and Dates

Grantor NIH/Fogarty International Center Title of Project R25 TW007697, Collaborative Research Ethics Education with Costa Rica Principal Investigator Elizabeth Heitman, PhD Role PI Total Amount of Award $806,057 over 4 years, September 19, 2006 - June 30, 2012 (with no-cost and Dates extension)

Grantor NIH/NCATS Title of Project UL1TR000445, The Vanderbilt Institute for Clinical and Translational Research (VICTR) Principal Investigator Gordon Bernard, MD Role Co-Investigator, Ethics Lead on Biostatistics+ Ethics Core/ Education Core Total Amount of Award $42,021,882 over 5 years, September 17, 2007 - May 31, 2012 and Dates

Grantor NIH/Fogarty International Center Title of Project R25 TW007697-04S1, Supplement to Creating Collaborative Research Ethics Education with Costa Rica Principal Investigator Elizabeth Heitman, PhD Role PI Total Amount of Award $99,395 over 1 year and Dates July 1, 2010 - June 30, 2011

Grantor NIH/NCATS Title of Project U54TR000123, Clinical and Translational Science Coordinating Center

Elizabeth Heitman, PhD 24 May 15, 2019 Principal Investigator Gordon Bernard, MD Role Co-Investigator (Heitman’s role ended October 31, 2014) Total Amount of Award $12,598,808 over 5 years, June 1, 2011 - May 31, 2016 and Dates

Grantor NSF/Ethics Education in Science and Engineering Title of Project DGE-0933812, HPL-Based Ethics Education for Life Science and Bioengineering Students Principal Investigator Jerry Collins, PhD, Alabama A&M University Role Co-Investigator, site PI on subaward to Vanderbilt Total Amount of Award $399,885 total, $122,659 subaward to Vanderbilt University over 3 years, and Dates July 1, 2011 - September 30, 2015 (with no-cost extension)

Grantor NIH/NCRR Title of Project UL1RR024992-05S2, Supplement to Washington University Institute of Clinical and Translational Research - Restoring Professionalism and Integrity in Research (RePAIR) Training Program Principal Investigator Bradley Evanoff, MD (prime); James DuBois, ScD, PhD (supplement) Role Co-Investigator, Site PI on subaward to Vanderbilt University Total Amount of Award $500,000 total, $ 35,833 on subaward over 1 year, November 1, 2011 - March 31, and Dates 2013 (with no-cost extension)

Grantor NIH/NCATS Title of Project UL1TR000445, The Vanderbilt Institute for Clinical and Translational Research (VICTR) Principal Investigator Gordon Bernard, MD Role Co-Investigator, Biostatistics+ Ethics Core/ Education Core Total Amount of Award $41,216,769 over 5 years, June 27, 2012 - May 31, 2017 (Heitman’s role ended and Dates November 2016)

Grantor NIH/NINDS Title of Project U10NS086492, The Vanderbilt Trials Network Regional Coordinating Center for Tennessee Principal Investigator Michael T. Froehler, MD, Howard Kirshner, MD, J Mocco, MD, Co-PIs Role Co-Investigator Total Amount of Award $1,090,916 over 4 years, September 30, 2013 - July 31, 2017 and Dates (Heitman’s role ended November 2016)

Grantor NIH/Fogarty International Center /NICHD Title of Project R25 TW009722-01, VU-Mozambique Collaborative Research Ethics Education Program Principal Investigator Elizabeth Heitman, PhD and Troy Moon, MD, MPH, Co-PIs Role Co-PI PI of subaward to UT Southwestern Medical Center

Elizabeth Heitman, PhD 25 May 15, 2019 Total Amount of Award $1,203,213, over 5 years, May 2, 2014 - December 31, 2018 and Dates

Grantor NIH/NIAID/ NCI/ NIMHD/ NHLBI/ NIDA/ NIDDK/ NIGMS/ NICHHD/ NIA Title of Project P30AI110527, Tennessee Center for AIDS Research (TN-CFAR) Principal Investigator Simon A. Mallal, MD Role Co-Investigator Total Amount of Award $2,988,546, over 3 years, April 1, 2015 - March 31, 2017 (Heitman’s role ended and Dates November 2016)

Grantor NIH/NHLBI Title of Project R25HL126145, HBCU PRIDE Program Principal Investigator Bettina Beech, DrPH, MPH and Keith Norris, MD, Co-PIs Role Co-Investigator, PI of subaward to UT Southwestern Medical Center Total Amount of Award $901,622 ($42,434 on subaward), over 4 years, September 15, 2014 - July 31, and Dates 2018 (with no-cost extension)

Grantor NIH/Fogarty International Center/NICHD Title of Project R25 TW009722-02S1, VU-Mozambique Collaborative Research Ethics Education Program – Supplement for HIV/AIDS-related training Principal Investigator Elizabeth Heitman, PhD and Troy Moon, MD, MPH, Co-PIs Role Co-PI Total Amount of Award $50,000 over 1 year, August 18, 2015 - December 31, 2016 (with no-cost and Dates extension)

Grantor HHS Office of Research Integrity Title of Project Growing Research Integrity Together (GRIT) Conference Principal Investigator Sam Gannon, EdD, and Elizabeth Heitman, PhD, Co-PIs Role Co-PI Total Amount of Award $49,971 over 1 year, September 1, 2016 – August 31, 2017 and Dates (Heitman’s co-PI role ended November 2016)

Grantor US Department of Agriculture, Agriculture and Food Research Institute Title of Project Gene Drive Applications to Agriculture in Texas: Knowledge, Perceptions, and Values Principal Investigator Kent Portney, PhD, Zach Adelman, PhD, Elizabeth Heitman, PhD, David Kerns, PhD, Co-PIs Role Co-PI, PI of subaward from Texas A&M University to UT Southwestern Medical Center Total Amount of Award $497,397 ($74,236 on subaward) March 15, 2018 – March 14, 2021 and Dates

Grantor NIH/NHLBI Title of Project R25HL126145-05, Obesity Health Disparities PRIDE Program

Elizabeth Heitman, PhD 26 May 15, 2019 Principal Investigator Bettina Beech, DrPH, MPH and Keith Norris, MD, Co-PIs Role Co-Investigator, PI of subaward to UT Southwestern Medical Center Total Amount of Award $1,762,062 ($128,618 on subaward), over 4 years, January 1, 2019 – December and Dates 31, 2023

Grantor NIH/Fogarty International Center /NICHD Title of Project R25 TW009722-07, Collaborative Research Ethics Education – Mozambique (Collaborative Research Ethics Education-Mozambique (Formação Colaborativa em Ética na Pesquisa, FoCEP) Principal Investigator Troy Moon, MD, MPH, Esperança Sevene, MD, PhD, Elizabeth Heitman, PhD, Co-PIs Role Co-PI, PI of subaward to UT Southwestern Medical Center Total Amount of Award $1,241,729 over 5 years, May 15, 2019 – January 31, 2024 and Dates Grantor NIH/Fogarty International Center /NICHD

Funding on Federal Contracts

Agency HHS Office of Research Integrity (ORI) Title of Project Baseline RCR Testing Program for the Council of Graduate Schools RCR Consortium Principal Investigator Elizabeth Heitman, PhD Role PI Total Amount of Award $24,655 over 15 months, July 1, 2005 - October 31, 2006 and Dates

Grantor NIH/NHLBI Title of Project HHSN26818HV00009R, Jackson Heart Study Graduate Education and Training Center Principal Investigator Bettina Beech, DrPH, MPH and Keith Norris, MD, Co-PIs Role of nominee Co-Investigator, PI of subaward to UT Southwestern Medical Center Total Amount of Award $4,613,796 ($287,717 subaward), over 5 years, August 13, 2018 – August 12, and Dates 2023

Funding as Consultant in Ethics on Federal Grants and Contracts

Grantor NIH/NCRR Title of Project P20-RR17701, Center for Research Excellence in Psychiatric Neuroscience Principal Investigator Gregory Ordway, PhD, University of Mississippi Medical Center, Jackson, MS Role of nominee Consultant/ Instructor in responsible conduct of research Total Amount of Award $9,400,000 over 4 years, September 16, 2002 - August 31, 2006 (Heitman’s role and Dates ended August 2004)

Elizabeth Heitman, PhD 27 May 15, 2019 Grantor NIH/NIAID Title of Project U54AI057157, South Eastern Regional Centers for Excellence in Emerging Infections and Biodefense Principal Investigator P. Frederick Sparling, PhD, University of North Carolina – Chapel Hill, Chapel Hill, NC Role of nominee Consultant, Member – Policy, Ethics, and Law Core Total Amount of Award $91,352,862 over 10 years, March 1, 2004 - February 28, 2014 and Dates (Heitman’s role ended February 2010 with disbanding of PEL CORE)

Grantor NHLBI /NCMHHD Title of Project U01HL079458, Hypertension Education and Treatment Partnership for Reducing Ethnic Differences in the Risk of Cardiovascular Disease Principal Investigator Herman Taylor, MD, MPH, University of Mississippi Medical Center, Jackson, MS Role of nominee Consultant/ Instructor in research ethics Total Amount of Award $2,678,560 over 5 years, September 30, 2004 - August 31, 2009 (Heitman’s role and Dates ended in 2006)

Grantor NIH/NHLBI Title of Project 715HL075759, Cardiovascular Disease Research Ethics (CADRE) Principal Investigator T. Howard Stone, JD, University of Texas Health Science Center at Tyler, Tyler, TX Role of nominee Consultant/ Instructor Total Amount of Award $1,151,347 over 3 years, June 13, 2005 - May 31, 2010 (with no-cost extension) and Dates

Contractor HHS Office of Research Integrity (ORI) Title of Project RCR Instructional Assessment Project Principal Investigator James E. DuBois, ScD, PhD, Washington University, St. Louis, MO Role of nominee Consultant/ Evaluator Total Amount of Award $50,000 over 2 years, July 1, 2007 - June 30, 2009 and Dates

Grantor NIH/NCRR Title of Project R01 NR009962, Standards of Scientific Conduct Principal Investigator Michael Kalichman, PhD, University of California, San Diego, San Diego, CA Role of nominee Consultant/Advisory Committee Total Amount of Award $225,374 over 3 years, September 29, 2007 - May 31, 2011 (with no-cost and Dates extension)

Contractor HHS Office of Research Integrity (ORI) Title of Project RCR Casebook Principal Investigator James E. DuBois, SCD, PhD, Washington University, St. Louis, MO Role of nominee Consultant/Editorial Board member

Elizabeth Heitman, PhD 28 May 15, 2019 Total Amount of Award $50,000 over 1 year, July 1, 2011 – June 30, 2012 and Dates

Grantor NIH/NCRR Title of Project R21RR025279, Propagating the Uniform Research Integrity Climate Assessment (U-RICA) Principal Investigator Brian Martinson, PhD, Health Partners, Minneapolis, MN Role of nominee Consultant/Advisory Committee Total Amount of Award $234,662 over 2 years, September 28, 2008 - August 31, 2010 and Dates

Grantor NSF/Ethics Education in Science and Engineering Title of Project DGE-1135358, Integrating Ethics Education: Capacity-Building Workshops for Science and Engineering Faculty Principal Investigator Michael Kalichman, PhD, University of California, San Diego, San Diego, CA Role of nominee Consultant/ Instructor in research ethics Total Amount of Award $298,649 over 3 years, September 1, 2011 - August 31, 2015 with no-cost and Dates extension

Grantor NSF/Ethics Education in Science and Engineering Title of Project SES-1238368, Building Student Skills in Publication Ethics Principal Investigator Marsha Matyas, PhD, American Physiological Society, Washington, DC Role of nominee Consultant/ Advisory Board member Total Amount of Award $400,000 over 3 years, September 15, 2012 - August 31, 2015 with no-cost and Dates extension

Grantor NIH/NHLBI Title of Project R01 HL111111, “Altering Sedation Paradigms to Improve Outcomes in Septic Patients” Principal Investigator Pratik Pandharipande, MD, Vanderbilt University Medical Center, Nashville, TN Role of nominee Data Safety Monitoring Board Member Total Amount of Award $2,943,258 over 5 years, August 15, 2012 - June 30, 2017 and Dates

Grantor NIH/Fogarty International Center Title of Project R25 TW009511, Building International Research Ethics Capacity in China Principal Investigator Beth Fischer, EdD and Michael Zigmond, PhD, Co-PIs, , Pittsburgh, PA Role of nominee Consultant/Advisory Committee member Total Amount of Award $1,150,000 over 5 years, August 8, 2013 – January 31, 2018 and Dates

Grantor NIH/Fogarty International Center Title of Project R25TW009731, Caribbean Research Ethics Education Initiative

Elizabeth Heitman, PhD 29 May 15, 2019 Principal Investigator Sean Philpott-Jones, PhD, MPH, Cheryl Cox-McPherson, PhD, and Robert Hall, PhD, Co-PIs, Clarkson University, Potsdam, NY Role of nominee Consultant/Advisory Committee member Total Amount of Award $659,537 over 3 years May 1, 2014 – December 31, 2018 and Dates

Grantor National Science Foundation/Social & Economic Sciences Title of Project SES-1835029. Institutional Transformation: Empowering Faculty to Cultivate a Culture of Ethics in Engineering Principal Investigator Michael Kalichman, PhD, University of California, San Diego, San Diego, CA Role of nominee Consultant/Advisory Committee member Total Amount of Award $349,827 over 2 years, January 1, 2019 – December 31, 2021 and Dates

Foundation Grants

Grantor GTE Ethics and Technology Lectureship Program Title of Project Living Wills and Medical Decision Making: The Cultural Symbolism of Life- Support Technology Principal Investigator Elizabeth Heitman, PhD Role of nominee PI Total Amount of Award $5,000 over 13 months, May 1, 1992 - June 1, 1993 and Dates

Grantor CibaVision Inc. /American Optometric Association Title of Project Development of a Curriculum and Anthology on Clinical Ethics – An Optometrist’s Guide to Clinical Ethics Principal Investigator Elizabeth Heitman, PhD Role of nominee PI/Project Director Total Amount of Award $5,000 and Dates

Intramural Grants

Grantor Vanderbilt University Center for the Americas Title of Project Research and Representation: Working Ethically with Indigenous Populations Principal Investigator , MD, JD and Elizabeth Heitman, PhD, Co-PIs Role of nominee Co-PI Total Amount of Award $10,000 over 19 months, September 2004 - March 2006 and Dates

Grantor Vanderbilt University Center for Religion and Culture Title of Project Religion and Genetics Study Group and Conference Principal Investigator Larry Churchill, PhD and Ellen Wright Clayton, MD, JD, CoPIs

Elizabeth Heitman, PhD 30 May 15, 2019 Role of nominee Co-Investigator Total Amount of Award $10,000 over 2 years, September 1, 2005 – August 31, 2007 and Dates

Grantor Vanderbilt University Undergraduate Summer Research Program Title of Project A Survey of Responsible Conduct of Research Education in AAU Universities Principal Investigator Daniel Israel and Elizabeth Heitman, PhD Role of nominee Project Director and Mentor Total Amount of Award $4,000 over 4 months, April 16, 2007 – August 15, 2007 (project continued and Dates through April 2008)

Grantor Vanderbilt University Undergraduate Summer Research Program Title of Project Policy and Standards of Practice in Responsible Conduct of Research Principal Investigator Katherine Milam and Elizabeth Heitman, PhD Role of nominee Project Director and Mentor Total Amount of Award $4,000 over 3 months, May 19, 2014 – August 15, 2014 and Dates

Grantor UT Southwestern Medical Center, Southwestern Academy of Teaching Small Grants Program Title of Project Design and Evaluation of an RCR Education Program for Postdocs Principal Investigator Elizabeth Heitman Role of nominee PI Total Amount of Award $3,500, August 1, 2018 – June 30, 2019 and Dates

TEACHING PORTFOLIO

A. Medical and Graduate School Didactic and Small Group Teaching

Date Title Program/Institution 2017 – Present Responsible Conduct of Research (lecturer and small Doctoral Program / UT Southwestern group facilitator) Graduate School of Biomedical Sciences 2017 - Present Ethics in Vital Report Rounds - Clerkship Colleges / UT Southwestern Medical School 2018 - Present Ethics in Vital Report Rounds – Post-Clerkship Colleges / UT Southwestern Medical School 2018 - Present Ethics in Vital Report Rounds – Pre-Clerkship Colleges / UT Southwestern Medical School B. Dissertation and Thesis Committees

Date Title, Student’s Name (Role on Committee) Program/Institution May 2017 Assessment of Parent/Guardians’ Initial MPH in Global Health/ Vanderbilt Comprehension and One-Day Recall of Elements of University Medical School, Nashville, Informed Consent within a Mozambican Study of

Elizabeth Heitman, PhD 31 May 15, 2019 Pediatric Bacteremia, Ezequiel Barretto Ossemane TN, through the collaborative Fogarty (Thesis co-supervisor) grant in research ethics education March 2018 Uma Perspectiva Sobre o Plágio em Ciencias a ScD in Science Education, Management, Partir de Percepções e Atitudes de Professores e and Dissemination, Federal University Alunos de uma Instuição Federal no Brasil (A of Rio de Janeiro, Rio de Janeiro, Brazil perspective on plagiarism based on perceptions and attitudes of professors and students at a federal institution in Brazil), Christiane Coelho Santos (External dissertation committee member) May 2019 If Ebola Appeared in Mozambique Today, Would MPH in Global Health/ Vanderbilt (pending) the Country be Ready to Deal with the Ethical University Medical School, Nashville, Challenges that Arose in the Outbreaks in African TN, through the collaborative Fogarty Countries in 2014-15? Celso Give (Thesis co- grant in research ethics education supervisor)

C. Qualifying Examination Committees at University of Texas Southwestern Medical Center

Date Title Program/Institution N/A

D. Committees related to medical and graduate student education (member unless otherwise noted)

Date Title Program/Institution 2018-Present Advisory Committee on Best Practices in National Science Foundation, Washington, DC International Research Experiences for Graduate Students

2019-Present Planning Committee for Office of of California Riverside, Riverside, CA Integrity-Sponsored Conference on RCR Training for International Trainees in the University of California System

E. Graduate student rotations

Date Title Program/Institution N/A F. Medical student rotations (1 month)

Date Title Program/Institution N/A

G. Graduate Student Trainees Date Title Program/Institution 2015 – 2017 Evaluation of Research Participants’ Understanding Fogarty Research Ethics Fellowship and Degree of Recall of Information in an Informed MPH in Global Health /Vanderbilt Consent Document for a Study of Bacteremia in University Medical School, Nashville, Mozambique, Ezequiel B. Ossemane TN

Elizabeth Heitman, PhD 32 May 15, 2019 2017 - 2019 If Ebola Happened in Mozambique Today, Would Fogarty Research Ethics Fellowship We be Ready to Deal with the Ethical Challenges MPH in Global Health / Vanderbilt that Arose in the Outbreak in West African University Medical School, Nashville, Countries in 2014-15? , Celso Give TN

H. Postgraduate medical education (Residency/Postdoctoral/Fellowship education)

Date Title Program/Institution 2017 CTM 5105 – Ethics in Clinical Science, (2 Clinical and Translational Scholar’s hour/week/8 weeks), sole instructor Program, Center for Translational Medicine, UT Southwestern 2017-Present CTM 5107 – Responsible Conduct of Research, Clinical and Translational Scholar’s Blair Holbein, course director; Data collection, Program, Center for Translational management, sharing, and dissemination (2 Medicine, UT Southwestern hours/year); Social role of researchers (2 hours/year) 2017-Present CTM 5119 – “K-Grant Writing Seminar, Robert Clinical and Translational Scholar’s Toto, course director; “Other Scoring Criteria: Ethics Program, Center for Translational (protection of human subjects, protection of Medicine, UT Southwestern vulnerable populations and inclusion of minority populations, data management and sharing, and plan for instruction in responsible conduct of research” (2 2-hour sessions/year) 2017 – Present Global Mental Health Taskforce – Faculty Advisor Psychiatry Residency Program, UT to Psychiatry Rotation at University of Guyana and Southwestern Georgetown Public Hospital, Georgetown, Guyana 2017 – Present Responsible Conduct of Research for Postdoctoral Graduate School of Biomedical Scholars, 2 5-hour sessions/year with mentoring Sciences, UT Southwestern 2018 CTM 5096 – “Foundations of Clinical Trials”, Clinical and Translational Scholar’s Robert Toto, course director; Data management and Program, Center for Translational sharing; (2 hours/year); Protection of Human Medicine, UT Southwestern Subjects (2hours/year) 2018 CTM 5301 – “Intro to Principles & Methods of Clinical and Translational Scholar’s Clinical Research, Heidi Jacobe, course director; Program, Center for Translational “Ethics in clinical research” (2 hours/year) Medicine, UT Southwestern

I. Postdoctoral trainees (Residents, Postdocs, Fellows)

Date Title Program/Institution N/A

Elizabeth Heitman, PhD 33 May 15, 2019