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Thermodynamic investigation of yield-stress models for amorphous polymers J Richeton, Said Ahzi, Loïc Daridon

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J Richeton, Said Ahzi, Loïc Daridon. Thermodynamic investigation of yield-stress models for amorphous polymers. Philosophical Magazine, Taylor & Francis, 2007, 87 (24), pp.3629-3643. ￿10.1080/14786430701381162￿. ￿hal-00513838￿

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Thermodynamic investigation of yield-stress models for amorphous polymers

Journal: Philosophical Magazine & Philosophical Magazine Letters

Manuscript ID: TPHM-06-Jun-0219

Journal Selection: Philosophical Magazine

Date Submitted by the 21-Jun-2006 Author:

Complete List of Authors: Richeton, J; Universite Louis Pasteur, IMFS Ahzi, Said; University Louis Pasteur, IMFS Daridon, L; Universite de Montpellier II, LMGC

mechanical behaviour, polymers, thermodynamics, plastic Keywords: deformation

Keywords (user supplied): yield stresse, amorphous polymers

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1 2 3 Thermodynamic investigation of yield-stress models for amorphous polymers 4 5 6 7 8 J. Richeton, S. Ahzi * and L. Daridon + 9 10 11 12 13 Institut de Mécanique des Fluides et des Solides - UMR 7507 14 15 Université Louis Pasteur, 2 Rue Boussingault, 67000 Strasbourg, France 16 For Peer Review Only 17 18 19 20 21 22 Abstract 23 24 25 26 27 A thermodynamic study of the yield process in amorphous polymers is proposed to 28 29 investigate four yield theories: the Eyring model and its linearized form, the cooperative 30 31 32 model and the Argon model. For a poly(methyl methacrylate) (PMMA) and a polycarbonate 33 34 (PC), the corresponding apparent activation volumes and apparent activation energies are 35 36 calculated and compared for a wide range of and strain rates. In the case of the 37 38 39 cooperative model, we show that the secondary molecular relaxation is a key parameter in the 40 41 explanation of the specific mechanical behaviour of glassy polymers at low temperatures and 42 43 44 at high strain rates. For the three other models, thermodynamic inconstancies were found and 45 46 these are discussed. 47 48 49 50 51 52 53 * Corresponding author. Tel +33-3902-42952; fax +33-3886-14300; e-mail: [email protected] . 54 + 55 Present address: Laboratoire de Mécanique et de Génie Civil - UMR 5508, Université de Montpellier II 56 57 58 59 60

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1 2 3 1. Introduction 4 5 6 7 8 The stress-strain response of amorphous polymers is known to be dependent on 9 10 and on strain rate. In particular, the yield stress obeys thermally activated 11 12 13 processes. Many molecular theories have been proposed for the prediction of the yield stress 14 15 in the case of amorphous polymers [1-15]. Most of these models give an acceptable 16 For Peer Review Only 17 18 description of the yield stress, but they are either unable to account for the dramatic increase 19 20 of the yield stress at higher strain rates or are not valid through the glass-transition 21 22 temperature region [16]. Recently, a new formulation of the cooperative model [17,18] has 23 24 25 been shown to give excellent results for a wide range of strain rates and temperatures, 26 27 including the high strain rates and the glass-transition region. 28 29 The purpose of the present paper is to study and compare the thermodynamic 30 31 32 properties associated with four different yield-stress models: the two forms of Eyring’s 33 34 models, Argon’s model, and the cooperative models. This step will be helpful for an 35 36 understanding of the temperature and strain-rate limitations of the models. The 37 38 39 thermodynamic formalism of the yield stress for amorphous polymers is originally contained 40 41 in the work of Lefebvre, Escaig and co-workers [19-21] according to the concept of apparent 42 43 44 activation volume and apparent . This formalism could be applied to any 45 46 yield model. However, an analytical form for the apparent activation volume and energy 47 48 could be derived only for the four predicted models. Numerical study of the thermodynamic 49 50 51 formalism for other models such as the Robertson model [3] and the Ree-Eyring formulation 52 53 [2,4-9] are undoubtedly of interest but this is out of the scope of the present paper. In addition, 54 55 we note that the pressure can be included in each of the analysed models, as was done by 56 57 58 Ward [22] for the Eyring models, by Boyce et al. [23] for the Argon model and by Richeton et 59 60 al. [18] for the cooperative model. However, for the sake of simplicity and since we are

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1 2 3 interested in the temperature and strain-rate effects, we neglect the pressure effect. The yield- 4 5 6 stress models were also extrapolated through the glass-transition region where the yield stress 7 8 is expected to vanish. 9 10 11 12 13 14 15 2. Thermodynamic analysis of the models 16 For Peer Review Only 17 18 19 20 2.1. Background 21 22 23 24 25 Lefebvre, Escaig and co-workers [19-21] introduced a thermodynamic development 26 27 for the yield stress relating strain rate, applied stress and temperature at comparable structural 28 29 states. They focused their interest on the apparent (or operational) activation volume V and 30 0 31 32 on the apparent activation energy H0 . Expressions for V0 at a fixed temperature and 33 34 35 structure and that for H0 at fixed yield stress and temperature are given by: 36 37 38 39 40  ∂ ln ε&  41  V0 = kT   42 ∂σ   y  T, struct . 43  (1) 44  2 ∂ ln ε&  45 H0 = kT   ∂T  struct 46  σ y , . 47 48 49 50 51 where k is the , T is the absolute temperature, ε& is the strain rate and σ y 52 53 is the yield stress. 54 55 56 57 58 2.2. Application to the Eyring model 59 60

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1 2 3 Eyring's model derives from the formal development of the transition-state theory [1]. 4 5 6 The resulting strain rate is classically given by: 7 8 9 10 E E 11 E H  σ yV  ε&= ε & 0 exp −  sinh   (2) 12 kT2 kT  13     14 15 16 For Peer Review Only 17 E E E 18 where ε&0 is a constant pre-exponential strain rate, H is an activation energy and V is an 19 20 activation volume. 21 22 23 24 25 Using equations (1) and (2), the operational activation volume of the Eyring model is 26 27 derived as: 28 29 30 31 32 V E 1 V E = (3) 33 0 E 34 2 tanh()σ yV 2 kT 35 36 37 38 39 We propose to rewrite this equation as a function of temperature and strain rate by solving Eq. 40 41 −1 E −1 2 42 (2) for σ yV2 kT and given that for x > 0 , (tanh() sinh() 1x) = 1 + x . The activation 43 44 45 volume is then reduced to a handier form: 46 47 48 49 2 50 EE E  E Vε&0  H  51 V0 =1 + exp  −   (4) 52 2 ε& kT   53 54 55 56 57 In a similar way, the operational activation energy is given by: 58 59 60

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1 2 3 σ V E 1 4 HE = H E − y (5) 5 0 E 2 tanh()σ yV 2 kT 6 7 8 9 10 According to Eq. (3), this can also be written as 11 12 13 14 15 HE = H E −σ ⋅ V E (6) 16 0Fory Peer 0 Review Only 17 18 19 20 Here, we notice that the operational activation energy is composed of two separate entities. 21 22 23 The first represents the activation energy in absence of stress and the second contributes to the 24 25 reduction of the total energy barrier arising from the presence of stress. 26 27 28 29 30 2.3. Application to the linearized Eyring model 31 32 33 34 Eyring’s equation is frequently presented in the following linearized form: 35 36 37 38 39 HLE − σ V LE  40 ε= ε LE exp − y (7) & & 0   41 kT  42 43 44 45 46 where all the parameters have the same meaning as in Eq. (2). This form is simply obtained 47 48 49 by replacing the hyperbolic function of Eq. (2) by an exponential under the condition 50 51 E σ yV2 kT > 1 . As a matter of fact, the original Eyring parameters and the linearized ones are 52 53 54 linked as follow: 55 56 57

58 E E 59 LEε&0 LE E LE V ε&0 = =H H V = (8) 60 2 2

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1 2 3 4 5 6 For this model, the operational activation volume is found to be independent of the 7 8 temperature and the strain rate: 9 10 11 12 LE LE 13 V0 = V (9) 14 15 16 For Peer Review Only 17 18 For the operational activation energy, we obtain: 19 20 21 22 LE LE LE 23 H0 = H −σ y ⋅ V (10) 24 25 26 27 28 LE LE Since V0 = V , this equation is simply the classical form of the operational activation 29 30 31 energy as given in Eq. (6). Moreover, according to Eqs. (7) and (10), it can be shown that the 32 33 apparent activation energy is proportional to the temperature: 34 35 36 37 38 LE LE ε&0  39 H0 = kT ln   (11) 40 ε&  41 42 43 44 45 2.4. Application to the cooperative model 46 47 48 49 The cooperative model was originally developed by Fotheringham and Cherry [13,14], 50 51 52 who modified the Eyring equation by postulating that yielding involves a cooperative motion 53 54 of polymer chain segments. They also assumed that yield stress has to be corrected by an 55 56 57 internal stress, σ i . The resulting model is an Eyring-like equation, where the hyperbolic sine 58 59 function is raised to an n-th power. 60

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1 2 3 σ− σ T V C  4 * n ( y i ( )) ε&= ε & ()T sinh   (12) 5 2kT  6   7 8 9 10 * 11 where ε& (T ) is a characteristic thermally activated strain rate, n is a material parameter used 12 13 14 to depict the cooperative movement of the chain segments, and σ i (T ) is the internal stress; 15 16 all other parametersFor have Peer been previously Review defined . Based onOnly the work of Povolo and co- 17 18 19 workers [24,25] and of Brooks et al [26], a recent development by Richeton et al. [17] 20 21 allowed a derivation of the temperature dependence of ε * (T ) and σ (T ) : 22 & i 23 24 25 26 27  * C H β  ε&()T = ε & 0 exp  −  28  kT  (13) 29  30  σi()()T= σ i 0 − mT 31 32 33 34 35 where ε C is a constant pre-exponential strain rate, H is the β activation energy, σ (0) is 36 &0 β i 37 38 the athermal internal yield stress and m is a material parameter roughly equal to σ i(0) T g 39 40

41 (Tg being the glass-transition temperature) . The relation between yielding and the segmental 42 43 44 mobility associated with secondary relaxation of polymer chains has also been highlighted by 45 46 Yee and co-workers [27,28] and by Halary and co-workers [29,30]. 47 48 In addition, as was previously done by other authors [3,5,31], the cooperative model can be 49 50 51 extended through the glass-transition region [17]. In this domain, the resulting yield stress has 52 53 to vanish to zero with respect to the Williams-Landel-Ferry (WLF) equation [32]. In the 54

55 * 56 rubbery region, the expressions of ε& (T ) and σ i (T ) are expressed as [17]: 57 58 59 60

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1 2 3  g  4 H  ln10 ×c1 ( T − T g )  * C β   ε&()T≥ T g = ε & 0 exp −  exp g 5  kT   c+ T − T  6  g  2 g  (14) 7  σ T≥ T = 0 8  i() g 9 10 11 12 13 g g where c1 and c2 are the WLF parameters and all other parameters have been defined 14 15 16 previously . ForFor the determination Peer of σReviewT≥ T , we simply Only consider a vanishing internal i( g ) 17 18 19 stress above Tg . This assumption renders the proposed model for the yield stress to be non- 20 21 22 continuous through the glass-transition temperature region . Moreover, it is postulated here 23 24 that the glass transition occurs for a single temperature, even though it is universally known 25 26 that it occurs over a range of temperatures. 27 28 29 30 31 In line with the results of Povolo and co-workers [24,25], the operational activation 32 33 volume for the cooperative model is given by: 34 35 36 37 38 nV C 1 39 V C = (15) 0 2 C 40 tanh()()σy− σ i V 2 kT 41 42 43 44 45 With the same development of Section 2.2, it can be shown that: 46 47 48 49 2 n 50 C * C nV ε& ()T  51 V =1 + (16) 0   52 2 ε& 53   54 55 56 57 This expression is valid through the glass transition with the corresponding expressions for 58 59 * C C 60 ε& (T ) . Moreover, by extrapolating Eq. (16) at 0 K, V0 tends towards nV 2 . This can be

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1 2 3 * 4 easily understood since ε& (T< T g ) tends towards zero when the temperature goes to zero. 5 6 C C 7 This result is valid as long as ε& is different from zero. This critical value of nV 2 for V0 8 9 might correspond to the least size of the activation volume as mentioned by Nanzai et al. [33]. 10

11 * 12 We also note that ε& (T ) increases with increasing temperature below, as well as above, Tg. 13 14 C 15 According to Eq. (16), at low strain rates or high temperatures, the value of V0 is much 16 For Peer Review Only 17 higher than that at low temperatures or high strain rates. Even if there are still doubts of what 18 19 20 clearly represents the activation volume, it is established that molecular yield processes are 21 22 both intermolecular and intramolecular [28]. A recent paper on the modelling of the 23 24 temperature and strain-rate dependence of yield stress in a binary Lennard-Jones glass [34] 25 26 27 shows that a cooperative motion in glassy solids is necessary for yield to occur because a 28 29 single molecule (or a polymer segment in our case) cannot move without dragging its nearest 30 31 neighbours in motion. This observation of Varnik et al. [34] is a molecular kinematics that is 32 33 34 directly obtained from simulations and not a priori assumed. Therefore the more chain 35 36 segments involved cooperatively in the yield process, the more is the chain slipping 37 38 39 facilitated, and the less force is required to stretch the polymer. This remark is in agreement 40 41 with what can be found in the work of Yee and co-workers [27,28]. These authors proposed 42 43 that the segments of chains that are already mobile become even more mobile with the 44 45 46 application of stress. The increase of the activation volume results in the reduction of the 47 48 interactions between chains and thereby reducing the resistance for chains to slide relative to 49 50 one another. This effect can be linked to a lubrication (OK?) on a molecular level. By 51 52 53 facilitating lateral slipping of chain segments, large scale sliding of chains is feasible, thus 54 55 increasing the activation volume. 56 57 Concerning the operational activation , it can be shown, for temperatures 58 59 60 below Tg and using the cooperative model, that [25]:

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1 2 3 4 5 C C 6 HTT0( T , we found: 19 y i ( ) 0 ( g ) 20 21 22 23 g g 2 24 C ln10 ×c1 c 2 kT C ≥=HTT0 g −⋅ V 0 σ y (18) 25 () g 2 26 ()c2 + T − T g 27 28 29 30 31 Eq. (18) is similar to Eq. (17). According to our proposed modelling for temperatures above 32 33 Tg, the apparent energy for viscoelastic relaxation is considered above Tg as shown in Eq. (18) 34 35 36 instead of Hβ below Tg in Eq. (17). This viscoelastic energy has already been used in the 37 38 Robertson [3] and Nanzai [33,35] theories where yielding is associated with the structural 39 40 change of the glass into a liquid-like structure. Although the structural change in Roberston's 41 42 43 theory has been supported experimentally near the glass-transition region [36], we have to 44 45 mention that the form of the viscoelastic energy was given by Robertson without the square 46 47 48 exponents. If the Roberston model is implemented with the square exponents in the 49 50 expression of the viscoelastic energy as originally given by Ferry [32], the results obtained for 51 52 the yield stress are completely out of range [37]. 53 54 55 56 57 2.5. Application to the Argon model 58 59 60

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1 2 3 Argon developed a kink-pair nucleation model that takes into account the 4 5 6 intermolecular resistance to shear yielding [10,11]. The model is generally given in term of 7 8 shear but it can also be considered in term of uniaxial deformation: 9 10 11 12 5 6 13 s V A σ    14 A 0 y  ε&= ε & 0 exp − 1 −    (19) kT s   15 0   16 For Peer Review  Only 17 18 19 20 Where s is an athermal yield strength and all other symbols have the same meaning as in 21 0 22 23 previous paragraphs. The activation volume V A is found to be dependent on the geometrical 24 25 26 considerations of the kink model. 27 28 29 30 According to the previous developments, the apparent activation volume for the Argon 31 32 33 model can be expressed as: 34 35 36 37 1 5 38 A A  A 5V s0 V 39 V =   (20) 0 6 kT ln εA ε  40 ()&0 &  41 42 43 44 45 A This expression is of great interest since it indicates that the activation volume V0 is 46 47 −1 5 A 48 proportional to T . In other words, it signifies that V0 decreases with increasing 49 50 51 temperature. This observation implies that the physics of kinks used by Argon is not 52 53 thermodynamically acceptable since it is widely established that activation volumes have to 54 55 increase with rising temperature. In this result, one can also explain why Argon’s model does 56 57 58 not work at high temperature since the activation volume has been found to greatly increase in 59 60 A the glass-transition region [33]. As another remark, the strain-rate dependence of V0

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1 2 3 according to Argon’s model is the opposite of that found for the cooperative model (an 4 5 6 increasing strain rate has to diminish the activation volume). 7 8 9 10 Concerning, the apparent activation energy, it can be shown that: 11 12 13 14 15 ε A  16 A For&0 Peer Review Only H0 = kT ln   (21) 17 ε&  18 19 20 21 22 A LE The temperature and strain rate dependence of H0 is exactly the same for H0 (the one 23 24 25 found for the linearized Eyring model). This equation does not consider kink physics 26 27 anymore. As a matter of fact, the Argon model is very close to the linearized Eyring formula 28 29 30 [38]. Indeed, by roughly approximating the 5 6 exponent of Eq. (19) to 1, the latter form for 31 32 the energy is exactly one of the linearized Eyring’s equation with: 33 34 35 36 37 A A H = s0 V (22) 38 39 40 41 42 In other words, the good fit provided by the Argon model [11] is not due to physics of kinks 43 44 but rather to the use of a thermally activated process as is the case with the Eyring models. 45 46 47 48 49 50 51 52 3. Results and discussion 53 54 55 56 3.1. Preliminary discussion 57 58 59 60

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1 2 3 As it is the case for the yield stress, the operational activation volume and activation 4 5 6 enthalpy are also temperature and strain-rate dependent. For two polymers, a poly(methyl 7 8 methacrylate) (PMMA) and a polycarbonate (PC), we propose to make a comparison of these 9 10 three quantities according to the different models. For the high strain rates, the curves do not 11 12 13 take into account the temperature rise generated by the elastic deformation. If it is true that 14 15 dramatic temperature changes occur at high strain rates, it has to be remembered that the 16 For Peer Review Only 17 18 major part of the adiabatic heating is usually dissipated during the plastic deformation and not 19 20 during the elastic deformation [39,40]. All the model parameters used for the modelling can 21 22 be found in Table 1 and reference to one of our previous works [18]. 23 24 25 26 27 3.2. Yield stress results 28 29 30 31 32 Figure 1 shows, for PMMA and PC, a comparison between the strain-rate dependence 33 34 for the compressive yield stress for the different models presented in this study and some 35 36 experimental data from Richeton et al. [18]. For both polymers, the cooperative model is the 37 38 39 only one to show good agreement with the data at the very high strain rates. There is no major 40 41 difference between the three other models, which present a linear dependence versus the 42 43 44 decimal logarithm of the strain rate. The increase of the yield stress at high strain rates can be 45 46 accounted for by a restriction of the β movements of the polymer chains. An increasing strain 47 48 rate diminishes the molecular mobility of the chains by preventing their relaxation. A similar 49 50 51 increase of the yield stress is observed for temperatures close to the secondary relaxation 52 53 temperature, T . 54 β 55 56 The temperature dependence of the compressive yield stress can be seen in Figure 2 . A 57 58 significant increase at about 0°C/50°C is observed for the yield stress of PMMA . Depending 59 60 on the frequency, these temperatures are in the range of the secondary relaxation temperature

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1 2 3 of PMMA (10°C at 1 Hz). For PC, the yield stress also begins to exhibit the appearance of the 4 5 6 secondary transition at -100°C . This dramatic increase of yield stress at about -100°C/-150°C 7 8 has been experimentally observed and attributed to the presence of the β transition [42,43] . 9 10 11 This can easily be understood since below Tβ the secondary molecular movements are 12 13 restricted and thus the polymer chains are stiffer. In comparison with other models, only the 14 15 cooperative model is able to describe successfully this phenomenon. The case of PMMA is 16 For Peer Review Only 17 18 particularly explicit since the secondary transition occurs nearly at room temperature. 19 20 Concerning the T> T temperatures, the extension of the cooperative model gives satisfactory 21 g 22 23 results in comparison to the experimental data. The linearized Eyring and Argon models are 24 25 completely out of range since the extrapolation of these two models for the high temperatures 26 27 28 give negative values for the yield stress. However the Eyring model has a slightly different 29 30 behaviour since the presence of the sinh function make this model tend towards zero value for 31 32 high temperatures. For PC, we have to mention that the sharp drop of the yield stress 33 34 35 predicted by the cooperative model in the glass-transition domain is due to the fact that the 36 37 internal stress σ is not continuous through the glass transition . Nevertheless, the agreement 38 i 39 40 between the modelling and experimental results remains far better than for the other models. 41 42 For PMMA, no such drop is observed since the numerical value of the internal stress, as 43 44 45 defined by Eq. (13), is almost zero for T= T g .3.3. Apparent activation volume 46 47 48 49 C 50 Figure 3 represents the apparent activation volume, V0 , obtained for the cooperative 51 52 C 53 model for PMMA and PC. For both polymers, V0 increases exponentially with temperature 54 55 and decreases with an increasing strain rate. These results for PMMA are quantitatively in 56 57 58 agreement with the experimental results of Lefebvre and Escaig [21]. As mentioned earlier, at 59 60 C the very low temperatures, V0 tends towards a constant value, which corresponds to the least

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1 2 3 nV C n V 4 size of the activation volume, 2 . We believe that the parameters and are coupled 5 6 since none of them can separately be related to a physical quantity. It has also been suggested 7 8 that the activation volume may correlate to the scale of the secondary relaxation [28]. This 9 10 11 remark is consistent with Eq. (16) where the secondary relaxation is taken into account, being 12 13 quantitatively represented by the activation energy H in the expression for ε * (T ) . On 14 β & 15 16 Figure 3, this For phenomenon Peer is characterized Review by an exponential Only increase of the activation 17 18 volume for temperatures close to the secondary transition temperature. Moreover, as was 19 20 21 already mentioned, the secondary transition is itself strain-rate dependent: an increase of 22 23 strain rate will shift the value of T to higher temperatures. Then the activation volume 24 β 25 26 increases more dramatically above Tg. This statement is in agreement with Nanzai’s theory 27 28 [33,35] where it is believed that, near Tg, yielding can involve up to 150 monomers. The 29 30 31 breakage in the curves at the glass transition can be explained by the fact that we have 32 33 considered the glass transition as a single temperature. 34 35 Figure 4 makes a comparison of the temperature dependence of the apparent activation 36 37 -1 38 volume for the different models presented in this study for a strain rate of 0.001 s . The 39 40 cooperative model is the only one to present a significant temperature dependence for V . As 41 0 42 43 for the linearized Eyring model, the Eyring model has almost no temperature dependence. 44 45 However, by considering a sinh function instead of an exponential one, this model presents an 46 47 48 increase of V0 at the high temperatures. This result is a pure numerical artifact; it has no 49 50 physical meaning. For the Argon model, as was mentioned previously, the temperature 51 52 53 dependence is erroneous from a physical point of view. All these preceding observations will 54 55 still be valid for strain rates different from 0.001 s -1. Apart from the cooperative model, the 56 57 apparent activation volume derived from the other models is in total contradiction with 58 59 60 polymer physics since it can nearly be considered independent of temperature and strain rate.

In Table 2, a comparison of the intrinsic model parameters shows that all activation volumes

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1 2 3 are of the order of 10 -28 m 3. This value is roughly equal to the volume of a statistical link in 4 5 C 6 solution [44], supporting the fact that the least critical size of V0 may be equal to the volume 7 8 9 of a single statistical link. Concerning the actual value of the apparent activation volume, it is 10 11 pretty hard to draw any conclusion. As was reported in section 2.5, the activation volume 12 13 actually groups all possible chain displacement into a single parameter, including both 14 15 16 intermolecular Forand intramolecular Peer processes. Review The key to solving Only this problem is to identify 17 18 clearly the cooperative character of the yield process. Here, we can also mention the atomistic 19 20 approach of Mott et al. [45] for the kinematics of plastic deformation in glassy polymers. 21 22 23 These authors found via molecular simulation that the estimated sizes of the plastically 24 25 relaxing clusters are very large in comparison with the atomic or molecular segment 26 27 dimensions. They defined the yield process as a complex and cooperative collection of bond 28 29 30 rotations among the backbone segments. 31 32 33 34 35 3.4. Apparent activation energy 36 37 38 39 Figure 5 represents the apparent activation energy obtained for the cooperative model 40 41 C 42 for PMMA and PC. In the glassy region, H0 bears the stamp of the secondary relaxation. 43 44 For PMMA, the predictions are in agreement to what can be found in the literature [20]. As 45 46 C 47 expected, an increasing strain rate will activate a decrease of H0 . The extrapolated value of 48 49 C C 50 H0 at 0 K tends to zero. This statement allows us to recover the fact that V0 tends towards 51 52 C 53 nV 2 by solving Eq. (17) at 0 K (starting from Eq. (12), it can be shown that 54 55 σ(0) = σ ( 0) + 2 H nV C ). Then, according to Eqs. (17) and (18), H C goes through a 56 y i β 0 57 58 change of regime at the glass transition. Figure 6 shows for the cooperative model that the two 59 60 energies are different of about one order of magnitude. Contrary to what Nanzai et al. [33]

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1 2 3 postulated, we do not have a symmetrical behaviour of the activation energy with respect to 4 5 6 Tg. We think that the structural transition theories (transition of the glass into liquid-like 7 8 structures during yielding) [3,33,35] are not suitably able to describe the complexity of the 9 10 yield process (especially at low temperatures and high strain rates). The main reason is that 11 12 13 they do not take into account the secondary relaxation. This is also the case with the three 14 15 other models of this study. 16 For Peer Review Only 17 18 There is no difference between the apparent activation energies of the two Eyring 19 20 modelsand the Argon model. For these three models, H0 presents a simple linear 21 22 23 dependence on temperature without any physical transitions. Furthermore, for these models, 24 25 the values of the activation energy as given in Table 1 cannot be related to any physical 26 27 process - contrary to the case for the cooperative model. 28 29 30 31 32 33 34 35 4. Conclusions 36 37 38 39 In this paper, we have made a thermodynamic comparison of different yield stress 40 41 42 models involving a thermally activated rate process. The following comments are the 43 44 significant results from this work on amorphous polymers: 45 46 1- From a thermodynamic point of view, there is no major difference between the 47 48 49 Eyring model and its linearized form. 50 51 2- The physics of kinks used in Argon’s theory is not thermodynamically consistent. 52 53 The diminution of the apparent activation volume with increasing temperature is not 54 55 56 physically acceptable. Furthermore, we have shown that the Argon model and the two forms 57 58 of the Eyring model present virtually the same physical limitations with regard to the 59 60

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1 2 3 temperature and strain-rate response of the yield stress, apparent activation volume and 4 5 6 apparent activation energy. 7 8 3- For the prediction of the yield stress in a wide range of strain rates and 9 10 temperatures, the apparent activation volume and the apparent activation energy have to bear 11 12 13 the stamp of the secondary relaxation, as is the case for our formulation of the cooperative 14 15 model. The augmentation of the yield stress at low temperatures or high strain rates can be 16 For Peer Review Only 17 18 accounted for by a diminution of the β movements. 19 20 4- The structural transition theories of yield [3,33,35] solely based on the use of the 21 22 WLF equation can in no way describe the yield process at low temperatures and high strain 23 24 25 rates. 26 27 28 29 30 Acknowledgments 31 32 The authors wish to thank the “French National Centre for Scientific Research 33 34 (CNRS)” and the “Région Alsace” for providing financial support to the PhD thesis of J. 35 36 37 Richeton. 38 39 40 41 References 42 43 44 [1] Eyring H. J Chem Phys 1936;4:283. 45 46 [2] Ree T, Eyring H. J Appl Phys 1955;26:793. 47 48 [3] Robertson RE. J Chem Phys 1966;44:3950. 49 50 51 [4] Bauwens-Crowet C, Bauwens JC, Homès G. J Polym Sci A2 1969;7:735. 52 53 [5] Bauwens-Crowet C, Bauwens JC, Homès G. J Polym Sci A2 1969;7:1745. 54 55 56 [6] Bauwens JC. J Polym Sci Pol Sym 1971;33:123. 57 58 [7] Bauwens-Crowet C, Bauwens JC, Homès GJ. Mater Sci 1972;7:176. 59 60 [8] Bauwens JC. J Mater Sci 1972;7:577.

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1 2 3 [9] Bauwens-Crowet C. J Mater Sci 1973;8:968. 4 5 6 [10] Argon AS. Phil Mag 1973;28:839. 7 8 [11] Argon AS, Bessonov MI. Polym Engng Sci 1977;17:174. 9 10 [12] Bowden PB, Raha S. Phil Mag 1974;29:149. 11 12 13 [13] Fotheringham D, Cherry BW. J Mater Sci 1976;11:1368. 14 15 [14] Fotheringham D, Cherry BW. J Mater Sci 1978;13:951. 16 For Peer Review Only 17 18 [15] Spathis G. J Mater Sci 1997;32:1943. 19 20 [16] Richeton J, Ahzi A, Daridon L., Rémond Y. J Phys IV 2003;110:39. 21 22 [17] Richeton J, Ahzi A, Daridon L., Rémond Y. Polymer 2005;46:6035. 23 24 25 [18] Richeton J, Ahzi A, Vecchio KS, Jiang FC, Adharapurapu RR. accepted by Int J Sol 26 27 Struct (2005). 28 29 [19] Haussy J, Cavrot JP, Escaig B, Lefebvre JM. J Polym Sci Pol Phys 1980;18:311. 30 31 32 [20] Lefebvre JM, Escaig B. J Mater Sci 1985;20:438. 33 34 [21] Escaig B. Polym Engng Sci 1984;24:737. 35 36 [22] Ward IM. J Mater Sci 1971;6:1397. 37 38 39 [23] Boyce MC, Parks DM, Argon AS. Mech Mater 1988;7:15. 40 41 [24] Povolo F, Hermida EB. J Appl Polym Sci 1995;58:55. 42 43 44 [25] Povolo F, Schwartz G., Hermida EB. J Appl Polym Sci. 1996;61:109. 45 46 [26] Brooks NWJ, Duckett RA, Ward IM. J Rheol 1995;39:425. 47 48 [27] Xiao C, Jho JY, Yee AF. Macromolecules 1994;27:2761. 49 50 51 [28] Chen LP, Yee AF, Moskala EJ. Macromolecules 1999;32:5944. 52 53 [29] Brulé B, Halary JL, Monnerie L. Polymer 2001;42:9073. 54 55 [30] Rana D, Sauvant V, Halary JL. J Mater Sci 2002;37:5267. 56 57 58 [31] Roetling JA. Polymer 1965;6:615. 59 60

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1 2 3 [32] Ferry JD. Viscoelastic Properties of Polymers, 3rd ed. New-York: John Wiley & Sons; 4 5 6 1980. 7 8 [33] Nanzai Y, Konishi T, Ueda S. J Mater Sci 1991;26:4477. 9 10 [34] Varnik F, Bocquet L, Barrat JL, J Chem Phys 2004;120:2788. 11 12 13 [35] Nanzai Y. Polym Eng Sci 1990;30:96. 14 15 [36] Xu Z, Jasse B, Monnerie L. J Polym Sci Pol Phys 1989;27:355. 16 For Peer Review Only 17 18 [37] Richeton J. PhD Thesis 2005, University Louis Pasteur (Strasbourg I). 19 20 [38] Ward IM. Mechanical Properties of Solid Polymers, 2nd ed. New-York: John Wiley & 21 22 Sons; 1983. 23 24 25 [39] Arruda EM, Boyce MC. Int J Plasticity 1993;9:697. 26 27 [40] Rittel D. Mech Mater 1999;31:131. 28 29 [41] Halary JL, Oultache AK, Louyot JF, Jasse B, Sarraf T, Muller R. J Polym Sci Pol Phys 30 31 32 1991;29:933. 33 34 [42] Boyer RF. Polym Engng Sci 1968;8:161. 35 36 [43] Kastelic JR, Baer EJ. Macromol Sci Phys 1973;B7:679. 37 38 39 [44] Haward RN, Thackray G. P Roy Soc Lond A 1968;302:453. 40 41 [45] Mott PH, Argon AS, Suter UW, Phil Mag A 1993;67:931. 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

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1 2 3 Table 1. Model parameters for PMMA and PC. The WLF parameters were taken from Refs. 4 5 [41] and [32]. 6 7 8 Models Parameters PMMA for PC 9 10 E -1 24 21 ε&0 [s ] 4.23×10 1.38×10 11 E 12 Eyring H [kJ/mol] 178 224 13 V E [m 3] 6.76×10 -28 3.83×10 -27 14 LE -1 24 20 ε&0 [s ] 2.11×10 6.89×10 15 Linearized 16 For PeerLE Review Only Eyring H [kJ/mol] 178 224 17 LE 3 -28 -27 18 V [m ] 3.38×10 1.92×10 19 A -1 24 21 ε&0 [s ] 1.92×10 1.06×10 20 s [MPa] 1131 205 21 Argon 0 22 V A [m 3] 2.60×10 -28 2.01×10 -27 23 A A 24 H = s0 ⋅ V [kJ/mol] 177 205 25 ε C [s -1] 15 12 26 &0 7.46×10 8.69×10 27 H β [kJ/mol] 90 40 28 C 3 -29 -29 29 V [m ] 5.14×10 5.16×10 30 σ (0) [MPa] 190 145 31 i 32 Cooperative m [MPa/K] 0.47 0.24 33 34 n 6.37 5.88 35 Tg [K] 378 413 36 g 37 c1 9 17.44 38 c g [°C] 36 51.60 39 2 40 41 42 Table 2. Comparison of the activation volumes 43 44 45 46 Parameters Values for PMMA Values for PC 47 E 3 -28 -27 48 V 2 [m ] 3.38×10 1.92×10 49 V LE [m 3] 3.38×10 -28 1.92×10 -27 50 A 3 -28 -27 51 V [m ] 2.60×10 2.01×10 52 nV C 2 [m 3] 1.64×10 -28 1.52×10 -28 53 Volume of a statistical link -28 -28 54 3 9.10×10 4.82×10 55 in solution [m ], after [44] 56 57 58 59 60

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1 2 3 Fig. 1. Strain rate dependence of the yield stress for a PMMA and a PC tested under uniaxial 4 5 compression at a temperature of 25°C. 6

7 400 PMMA 8 300 Eyring 9 Lin. Eyring 200 Argon 10 Cooperative 11 100 Data yield stress [MPa] yield stress

12 0 13 -4 -3 -2 -1 0 1 2 3 4 14 log ( strain rate [/s] ) 15 150 PC 16 For Peer Review EyringOnly Lin. Eyring 17 100 Argon 18 Cooperative Data 19 [MPa] yield stress 20 50 -4 -3 -2 -1 0 1 2 3 4 21 log ( strain rate [/s] ) 22 23 24 25 Fig. 2. Temperature dependence of the yield stress for a PMMA and a PC tested under 26 -1 27 uniaxial compression at a strain rate of 0.01 s . 28

29 300 250 PMMA 30 Eyring 31 200 Lin. Eyring 150 Argon 32 secondary 100 Cooperative transition glass 33 transition Data

yield stress [MPa] yield stress 50

34 0 35 -50 0 50 100 150 36 temperature [°C] 37 180 150 PC 38 Eyring 120 Lin. Eyring 39 secondary 90 transition glass Argon 40 60 transition Cooperative Data 41 [MPa] yield stress 30 42 0 -150 -100 -50 0 50 100 150 200 43 temperature [°C] 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

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1 2 3 Fig. 3. Influence of temperature and strain rate on the apparent activation energy of the 4 5 cooperative model for a PMMA and a PC tested under uniaxial compression. 6

1E-27

7 ] 3 PMMA 8 8E-28

9 6E-28 0.001 /s 1 /s 10 4E-28 secondary 1000 /s transition 11 2E-28 glass

activation volume activation [m transition 12 0 13 -150 -100 -50 0 50 100 150 14 temperature [°C] 2E-26 ] 15 3 PC 16 For Peer1.5E-26 Review Only 0.001 /s 17 1E-26 1 /s 18 1000 /s 5E-27 19 secondary glass transition transition 20 volume [m activation 0 -200 -150 -100 -50 0 50 100 150 200 21 temperature [°C] 22 23 24 25 Fig. 4.Comparison of the apparent activation volumes for a PMMA and a PC tested under 26 uniaxial compression at a strain rate of 0.001 s-1. 27 28

5E-28

29 ] 3 PMMA 30 4E-28 Eyring 31 3E-28 Lin. Eyring 32 2E-28 Argon Cooperative 33 1E-28 activation volumeactivation [m 34 0 35 -150 -100 -50 0 50 100 150 36 temperature [°C] 5E-27 ] 37 3 PC 4E-27 38 Eyring 39 3E-27 Lin. Eyring 2E-27 Argon 40 Cooperative 41 1E-27 activation volumeactivation [m 42 0 -150 -100 -50 0 50 100 150 200 43 temperature [°C] 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

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1 2 3 Fig. 5. Influence of temperature and strain rate on the apparent activation energy of the 4 5 cooperative model for a PMMA and a PC tested under uniaxial compression. 6

7 100 secondary 8 80 transition 0.001 /s 9 60 glass transition 1 /s 10 40 1000 /s 11 20 PMMAPMMA

12 [kJ/mol] energy activation 0 13 -150 -100 -50 0 50 100 150 14 temperature [°C] 40 15 secondary transition 16 For Peer30 Review Only 0.001 /s 17 20 1 /s glass 18 transition 1000 /s 10 19 PCPC

20 energy [kJ/mol] activation 0 -200 -150 -100 -50 0 50 100 150 200 21 temperature [°C] 22 23 24 25 Fig. 6. Comparison of the different apparent activation energies for a PMMA and a PC tested 26 under uniaxial compression at a strain rate of 0.001 s-1. 27 28

29 800 700 PMMA 30 600 Eyring 500 31 Lin. Eyring 400 Argon 32 300 Cooperative 33 200 100

34 [kJ/mol] energy activation 0 35 -150 -100 -50 0 50 100 150 36 temperature [°C] 1200 37 PC 38 1000 800 Eyring Lin. Eyring 39 600 Argon 40 400 Cooperative 41 200

42 energy [kJ/mol] activation 0 -150 -100 -50 0 50 100 150 200 250 43 temperature [°C] 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

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