TSE NOTICE Mar.19, 2020 (Thu.) [Attachment] Changes in Number of Listed Shares, Etc
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Feb. 2020 (Reference Translation) TSE NOTICE Mar.19, 2020 (Thu.) [Attachment] Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Feb. 01, 2020 - Feb. 29, 2020) (Note) 1. No. of Listed Shares at End of Month No. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.) When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc. After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds. 2. Primary Reasons for Changes Exercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription Warrants Conversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of Stock Exercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to Call Exercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to Call Public Offering …Due to Public Offering and Overseas Offering Third-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc. Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration and Private Placement to Specified Investors for listed companies on TOKYO PRO Market Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks 3. Bond Code, etc. (1) * …indicates listed securities. (2) Type of Bond, etc. PS …Stock (Preferred Stock, etc.) that can be converted into another type of stock CB …Convertible Bond WB …Bond with Subscription Warrant "CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity. "CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity. "CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity. "CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity. (3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication. (Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.) 4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock Bond Symbol, etc. Company Name (Code) Indicator Details in this Document Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred Stock MAXVALU TOHOKU CO.,LTD. 2655 PS1 Class A Classified Stock Village Vanguard CO.,LTD. 2769 PS1 Class A Preferred Stock UNITIKA LTD. 3103 PS1 Class B Classified Stock OMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred Stock Ultrafabrics Holdings Co.,Ltd. 4235 PS1 Class A Preferred Stock SHiDAX CORPORATION 4837 PS1 No. 1 Class B Preferred Stock Nippon Sheet Glass Company,Limited 5202 PS1 Class A Classified Stock TOYO ENGINEERING CORPORATION 6330 PS1 Class A Preferred Stock Chiyoda Corporation 6366 PS1 Class A Preferred Stock Sharp Corporation 6753 PS1 Class C Classified Stock AIREX INC. 6944 PS1 Class A Preferred Stock Nippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred Stock PS2 Class 2 Preferred Stock Jimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock PS2 Class C Preferred Stock PS3 Class D Preferred Stock AKEBONO BRAKE INDUSTRY CO.,LTD. 7238 PS1 Class A Classified Stock San ju San Financial Group,Inc. 7322 PS1 Class 1 Preferred Stock ATOM CORPORATION 7412 PS1 No. 1 Preferred Stock PS2 No. 2 Preferred Stock PS3 No. 3 Preferred Stock PS4 No. 4 Preferred Stock CYBERDYNE,INC. 7779 PS1 Class B Classified Stock - 1 - Feb. 2020 Bond Symbol, etc. Company Name (Code) Indicator Details in this Document SENSHUKAI CO.,LTD. 8165 PS1 Class A Preferred Stock PS2 Class B Preferred Stock Saikaya Department Store Co.,Ltd. 8254 PS1 Class A Preferred Stock Tsukuba Bank,Ltd. 8338 PS1 Class 4 Preferred Stock THE TOHOKU BANK,LTD. 8349 PS1 Class 1 Preferred Stock THE MICHINOKU BANK,LTD. 8350 PS1 Class A Preferred Stock THE BANK OF KOCHI,LTD. 8416 PS1 Class 1 Preferred Stock THE TOWA BANK,LTD. 8558 PS1 Class 2 Preferred Stock APLUS FINANCIAL Co.,Ltd. 8589 PS1 Class H Preferred Stock PS2 No. 1 Class B Preferred Stock FIDEA Holdings Co.Ltd. 8713 PS1 Class B Preferred Stock RISE Inc. 8836 PS1 Class A Preferred Stock REVOLUTION CO.,LTD. 8894 PS1 Class A Classified Stock Tokyo Electric Power Company Holdings,Incorporated 9501 PS1 Class A Preferred Stock PS2 Class B Preferred Stock THE KAMOGAWA GRAND HOTEL,LTD. 9695 PS1 Class A Preferred Stock THE ROYAL HOTEL,LIMITED 9713 PS1 No. 1 Class A Preferred Stock - 2 - Feb. 2020 (Reference Translation) [Correction] Details for the relevant period Dec. 01, 2019 - Jan.31, 2020 have been partially corrected as follows. (Jan.20, 2020 (Attachment Published), Relevant Period Dec. 01, 2019 - Dec. 31, 2019) No. of Listed Shares Page Company Name (Code) Reason for Alteration Altered No. of Shares Bond Symbol, etc. Alteration Value, etc. at End of Month Exercise of 9 Trust Tech Inc. 2154 (Correction) 42,803,900 Shares 366,000 Shares Nov.2015 Resolution based 1 366,000 Shares Subscription Warrants Exercise of (Error) 42,601,900 Shares 164,000 Shares Nov.2015 Resolution based 1 164,000 Shares Subscription Warrants (Feb.20, 2020 (Attachment Published), Relevant Period Jan. 01, 2020 - Jan. 31, 2020) No. of Listed Shares Page Company Name (Code) at End of Month 9 BeNEXT Group Inc. 2154 (Correction) 42,803,900 Shares (Error) 42,601,900 Shares No. of Listed Shares Page Company Name (Code) Reason for Alteration Altered No. of Shares Bond Symbol, etc. Alteration Value, etc. at End of Month Exercise of 54 Makuake,Inc. 4479 (Correction) 11,483,700 Shares 136,000 Shares Apr. 2017 Resolution based 1 80,000 Shares Subscription Warrants Sep. 2017 Resolution based 1 56,000 Shares Exercise of (Error) 11,347,700 Shares 0 Shares Apr. 2017 Resolution based 1 0 Shares Subscription Warrants Sep. 2017 Resolution based 1 0 Shares No. of Listed Shares Page Company Name (Code) Reason for Alteration Altered No. of Shares Bond Symbol, etc. Alteration Value, etc. at End of Month Exercise of 75 FreakOut Holdings,inc. 6094 (Correction) 15,910,700 Shares 6,000 Shares Sep. 2013 Resolution based 1 6,000 Shares Subscription Warrants Exercise of (Error) 15,904,700 Shares 0 Shares Sep. 2013 Resolution based 1 0 Shares Subscription Warrants - 3 - Feb.2020 (Reference Translation) By Company No. of Listed Shares Altered Alteration Value, etc. Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks Shares Shares KYOKUYO CO.,LTD. (1301) 10,928,283 0 Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0 Maruha Nichiro Corporation (1333) 52,656,910 0 HOHSUI CORPORATION (1352) 8,379,000 0 KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0 SAKATA SEED CORPORATION (1377) 47,410,750 0 HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 1,000 thou. JPY 9,982,000 thou. JPY AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0 AXYZ CO.,Ltd. (1381) 5,617,500 0 HOB Co.,Ltd. (1382) 762,000 0 Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares May 2016 Resolution based 2 0 Shares Hokuryo Co.,Ltd. (1384) 8,459,000 0 RUDEN HOLDINGS CO.,Ltd. (1400) 12,476,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares Jan. 2014 Resolution based 1 0 Shares Mar. 2015 Resolution based 1 0 Shares May 2019 Resolution based 1 0 Shares mbs,inc. (1401) 7,296,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares West Holdings Corporation (1407) 27,235,200 0 Hinokiya Group Co.,Ltd. (1413) 13,575,000 0 SHO-BOND Holdings Co.,Ltd. (1414) 56,745,180 0 MIRAIT Holdings Corporation (1417) 108,325,329 0 INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0 Tama Home Co.,Ltd. (1419) 29,455,800 0 Sanyo Homes Corporation (1420) 12,620,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares Feb. 2018 Resolution based 2 0 Shares Nippon Aqua Co.,Ltd. (1429) 34,756,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares First-corporation Inc. (1430) 13,358,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares Lib Work Co.,Ltd. (1431) 5,420,510 0 DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares Mar. 2015 Resolution based 2 0 Shares BESTERRA CO.,LTD (1433) 8,355,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares JESCO Holdings,Inc. (1434) 6,578,300 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares TATERU,Inc. (1435) 90,167,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares May 2017 Resolution based 1 0 Shares Fit Corporation (1436) 4,282,800 Exercise of Subscription Warrants 0 Dec.