UC Irvine UC Irvine Electronic Theses and Dissertations
Title From Rome to Iran: Identity and Xusro II
Permalink https://escholarship.org/uc/item/1rp8c11b
Author Baca-Winters, Keenan
Publication Date 2015
Peer reviewed|Thesis/dissertation
eScholarship.org Powered by the California Digital Library University of California UNIVERSITY*OF*CALIFORNIA, IRVINE
From*Rome*to*Iran:*Identity*and*Xusrō*II
DISSERTATION submitted*in*partial*satisfaction*of*the*requirements for*the*degree*of
DOCTOR*OF*PHILOSOPHY
in*History
by
Keenan*BacaMWinters
*********Dissertation*Committee: *******************************Professor*Touraj*Daryaee,*chair *Professor*Elizabeth*DePalma*Digeser Associate*Professor*Laura*J.*Mitchell
2015 ©*2015*Keenan*BacaMWinters DEDICATION
To*those*who*have*gone*before*me:
Thomas*N.*Sizgorich*and*Gregory*J.*Winters
Until*we*meet*again
ii TABLE*OF*CONTENTS
*******************************Page
ACKNOWLEDGMENTS ******* v***
i CURRICULUM*VITAE ***vi
ABSTRACT*OF*THE*DISSERTATION ****
vii INTRODUCTION *********1***
CHAPTER*1:** Fear*in*a*Handful*of*Dust:*Roman* *********29 Emotional*Reaction*to*Xusrō*II **************
CHAPTER*2:** PseudoMSebēos*and*Xusrō*II:*An* *********66 Armenian*Seizes*His*Identity*in*a* PersoMRomano*World*************************** **************
CHAPTER*3:* Xusrō*II*and*the*Church*of*the*East* *******110 in*Ērānšahr **************
CHAPTER*4:** A*Dream*Deferred:*Xusrō*II*in* *******154 Ferdowsī's*Shahnameh+and*AlMṬabarī's* History ************** **** ******** ******************** CONCLUSION:** Xusrō,*We*Hardly*Knew*Ye *******195
BIBLIOGRAPHY *******215
iii ACKNOWLEDGMENTS
This*dissertation*was*not*the*result*of*just*my*effort.*Many*people*have* supported*me*on*this*long*and*difeicult*journey.*
I*eirst*would*like*to*thank*Thomas*Sizgorich,*whose*support*and*advice*he* gave*me*when*I*was*his*undergraduate*student*at*the*University*of*New* Mexico*inspired*me*to*become*a*scholar.*I*deeply*regret*our*friendship*at*UC* Irvine*was*cut*short*by*his*untimely*death,*and*I*will*always*treasure*the* memory*I*have*of*him*teaching*me*Syriac*on*Friday*afternoons*at*Arriba*Baja Grill*across*the*street*from*UCI.*Many*times,*the*lessons*stopped,*and*we* spoke*about*life.*Little*did*he*know*how*much*he*helped*me*navigate*life's* rough*waters*before*and*after*his*death.*Tom,*I*hope*this*dissertation*pays* off*some*of*the*debt*I*owe*you,*and*I*will*always*remember*to*help*my* students*like*you*helped*me.
I*also*would*like*to*thank*Nancy*McLoughlin*for*opening*up*her*home*to*me* after*Tom's*death.*Not*only*did*I*live*with*Nancy*for*two*years,*but*she*also* was*my*unofeicial*adviser*and*cheerleader*during*my*time*at*UC*Irvine*and* when*I*was*writing*this*dissertation.*We*spent*a*lot*of*time*talking*about* how*to*survive*academia,*her*rowing*and*my*bicycling*workouts,*and,*more* importantly,*our*philosophyMthe*art*of*letting*things*go*and*doing*what*you* can*with*what*you*have.*Nancy*helped*me*out*during*many*difeicult*times* and*more*than*once*talked*me*down*from*the*metaphorical*ledge.*Thank* you,*Nancy.
I*also*would*like*to*thank*Mary*Whitby*for*sending*me*all*of*her*hardMtoMeind* articles*on*George*of*Pisidia.*I*was*hoping*she*would*send*me*electronic* copies*of*those*articles,*but*imagine*my*surprise*when*I*found*the*articles*in* my*home*mailbox.*Her*husband,*Michael*Whitby,*also*went*above*and* beyond*and*sent*me*the*hard*copy*of*an*important*article*he*wrote*in*the* early*1990s.*
The*help*of*Stephen*Rapp*was*also*instrumental*in*the*completion*of*this* dissertation.*Not*only*did*our*conversation*during*his*visit*to*UC*Irvine*help* me*contextualize*complicated*history*of*the*Caucus*region,*he*helped*me*by* speedily*giving*me*the*critical*edition*of*PseudoMSebēos.*I*cannot*express*in* words*how*much*I*appreciate*his*help.*
I*would*be*remiss*if*I*did*not*mention*my*committee.*To*my*chair,*Touraj* Daryaee:*Thank*you*for*taking*me*on*as*your*student*after*Tom's*death.*To*
iv Elizabeth*Digeser:*I*am*glad*you*agreed*to*help*with*with*my*dissertation.* You*have*kept*me*grounded*in*the*details*and*your*comments*have*made*me* a*better*scholar.*And*last,*but*not*least,*to*Laura*Mitchell:*Thank*you*for* helping*me*with*my*prose*and*showing*me*how*I*can*link*late*antiquity*with* world*history.*Because*of*your*guidance,*I*can*make*history*exciting*and* relevant*to*my*students*by*using*the*tools*you*gave*in*your*world*history* seminar.
I*would*like*to*also*thank*my*family,*especially*my*mother,*Elizabeth*Baca,* and*grandmother,*Marcella*Baca,*for*indulging*me*with*my*incessant*need*to* have*her*read*to*me*when*I*was*a*child.*Because*of*this,*I*eind*joy*in*reading* the*primary*sources.*Thank*you*to*Father*Joseph*Vanderholt,*S.J.,*for* explaining*to*me,*in*the*simplest*terms,*the*difference*between*monophysite, diaphysite,*and*orthodox*Christianity.**I*owe*a*debt*to*Jhonn*Balance,*Peter* Christopherson,*and*Thighpaulsandra*for*the*aural*distractions.*Thanks*to* my*editor,*Jim*Wagner,*who*was*instrumental*in*helping*clean*up*my*writing. A*special*thanks*is*owed*to*Soodabeh*MelakzadehMEradji*for*being*there.*And most*importantly,*I*would*like*to*thank*my*late*father,*Gregory*Winters,*who,* when*I*was*younger,*knew*before*I*did*that*I*would*be*a*historian*and*made* sure*my*hunger*for*history*was*always*satiseied.
I*must*also*express*my*gratitude*for*receiving*the*Regent's*Fellowship*from* UC*Irvine*and*the*Charles*and*Anne*Quilter*Graduate*Students*Award*in* History.
I*thank*all*of*you*and*the*others*left*unmentioned.*All*these*people*are* responsible*for*the*good*parts*of*this*dissertation.*I,*on*the*other*hand,*am* responsible*for*anything*found*lacking.
v CURRICULUM*VITAE
Keenan*BacaMWinters
EDUCATION Ph.D.*in*history,*University*of*California,*Irvine,*2015 M.A.*in*history,*San*Diego*State*University,*2010 B.A.*in*history,*University*of*New*Mexico,*2008
TEACHING,EXPERIENCE Teaching*assistant,*University*of*California,*Irvine,*2011M2013 Teaching*associate,*San*Diego*State*University,*2009M2010 Graduate*assistant,*San*Diego*Sate*University,*2008M2009
AWARDS Charles*and*Anne*Quilter*Graduate*Students*Award*in*History,*2014 Regent’s*Fellow,*the*University*of*California,*Irvine,*2010M2013 NonMresident*Tuition*Waver,*San*Diego*State*University,*2008M2009
PAPERS,BFORE,CONFERENCES “A*New*World:*Procopius’s*Depictions*of*Eastern*and*Western*Barbarians*in*the* Sixth*Century*CE”,*the*University*of*California,*Irvine,*History*GradMStudent* Association,*2011
“A*New*World:*Procopius’s*Depictions*of*Eastern*and*Western*Barbarians*in*the* Sixth*Century*CE”,*the*University*of*California,*Irvine,*GradMStudent*Recruitment* Meeting,*2011
“’Who*is*Better*at*Enduring*Toil?’:*Constructing*Memories*of*the*Hannibalic* Invasion*in*the*First*Century*CE”,*San*Diego*State*University,*Student*Research* Symposium,*2010
LANGUAGES Modern:*French,*Persian,*and*Spanish
Ancient:*Syriac,*Middle*Persian,*Latin,*Classical*Greek,*Classical*Armenian
vi ABSTRACT*OF*THE*DISSERTATION
From*Rome*to*Iran:*Identity*and*Xusrō*II
By
Keenan*BacaMWinters
Doctor*of*philosophy*in*History
*University*of*California,*Irvine,*2015
Professor*Touraj*Daryaee,*chair
****** The*RomanMSasanian*War*of*the*seventh*century*CE*was*the*last* conelict*of*late*antiquity.*Šahanšah+Xusrō*II+nearly*conquered*the*Roman*
Empire.*James*HowardMJohnston*has*studied*the*war*extensively.*Walter*
Kaegi*has*produced*a*biography*of*Xusrō*II's*opponent,*Heraclius,*while*
Geoffrey*Greatrex*and*Touraj*Daryaee*have*written*articles*focusing*on*Xusrō
II.*Scholars,*however,*have*not*attempted*a*major*study*of*him.*This*
dissertation*seeks*not*only*to*understand*how*different*authors*depicted*
Xusrō*II*but*to*understand*the*man's*personality.
Roman authors who witnessed the war sought to highlight only the negaM
tive aspects of Xusrō II. He was, according to the Romans, an enemy of God. Fear
of Xusrō II was the basis for these depictions. PseudoMSebēos, an Armenian histoM
rian, depicted Xusrō II as an arrogant, blasphemous ruler. PseudoMSebēos, howevM