FORM 13F-E Quarterly 13F Report Filed by Institutional Managers
Total Page:16
File Type:pdf, Size:1020Kb
SECURITIES AND EXCHANGE COMMISSION FORM 13F-E Quarterly 13F report filed by institutional managers Filing Date: 1998-11-19 | Period of Report: 1998-09-30 SEC Accession No. 0000009749-98-000108 (HTML Version on secdatabase.com) FILER BANKERS TRUST CORP Mailing Address Business Address 130 LIBERTY STREET 130 LIBERTY ST CIK:9749| IRS No.: 136180473 | State of Incorp.:NY | Fiscal Year End: 1231 NEW YORK NY 10006 NEW YORK NY 10006 Type: 13F-E | Act: 34 | File No.: 028-00355 | Film No.: 98755303 2122502500 SIC: 6022 State commercial banks Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document <TABLE> <C> <C> PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F-E Report for the Calendar Year or Quarter Ended: 09/30/98 Institutional Investment Manager: BANKERS TRUST CORPORATION BANKERS TRUST PLAZA 130 LIBERTY STREET NEW YORK CITY NE 10006 I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS PREVIOUSLY SUBMITTED I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Other Managers on Whose Behalf this Report is Filed: Bankers Trust Company 01 BT Australia Limited 02 BT Alex. Brown Incorporated 03 BT Holdings (New York), Inc. 04 Investment Company Capital Corporation 06 Bankers Trust AG 07 THE REPORTABLE SECURITIES OF ALEX. BROWN INVESTMENT MANAGEMENT ARE EXCLUDED FROM THIS FORM 13F. ALEX. BROWN INVESTMENT MANAGEMENT IS AN INDIRECT 50% OWNED AFFILIATE OF BANKERS TRUST CORPORATION AND HAS FILED A SEPARATE FORM 13F ON ITS OWN BEHALF. Name, Title and Telephone Number of Person Submitting Report: DAMIAN REITEMEYER VICE PRESIDENT 212-250-4599 Signature, Place and Date of Signing: /s/ DAMIAN REITEMEYER NEW YORK CITY NE 11/10/1998 PAGE 2 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ACE LTD ORD G0070K103 75 2500 SH SHR/OTHR 01 2500 ACE LTD ORD G0070K103 433 14450 SH SHARED 03 14450 AMDOCS LTD ORD G02602103 2726 241000 SH SHARED 03 241000 AMWAY ASIA PACIFIC LTD COM G0352M108 1 200 SH SHARED 02 200 ANNUITY AND LIFE RE HLDGS ORD G03910109 114 5792 SH SHARED 03 5792 EXEL LTD NEW CL A G32429105 101 1616 SH SHARED 03 1616 FRESH DEL MONTE PRODUCE INC ORD G36738105 1020 60000 SH SHARED 01 60000 HELEN OF TROY CORP LTD COM G4388N106 1042 53800 SH SHARED 01 53800 ICO GLOBAL COMM HLDGS ORD G4705T109 10 1000 SH SHARED 01 1000 IPC HLDGS LTD ORD G4933P101 470 20450 SH SHARED 03 20450 IRIDIUM WORLD COMMUNICATIONS CL A G49398103 2602 68050 SH SHARED 68050 IRIDIUM WORLD COMMUNICATIONS CL A G49398103 75 1970 SH SHR/OTHR 01 1970 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 86 4000 SH SHR/OTHR 01 4000 LASALLE RE HLDGS LTD ORD G5383Q101 199 7500 SH SHARED 03 7500 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LORAL SPACE & COMMUNICATIONS COM G56462107 343 23300 SH SHR/OTHR 01 22800 500 LORAL SPACE & COMMUNICATIONS COM G56462107 99 6770 SH SHARED 03 3770 3000 NOVEL DENIM HLDGS LTD ORD G6674P109 480 40900 SH SHARED 01 40900 PARTNERRE LTD COM G6852T105 88 2200 SH SHARED 03 2200 PEAK INTL LTD ORD G69586108 505 61300 SH SHARED 01 61300 PEAK INTL LTD ORD G69586108 959 116300 SH SHARED 04 116300 RENAISSANCE RE HLDGS LTD COM G7496G103 13 300 SH SHARED 03 300 SANTA FE INTL CORP ORD G7805C108 899 58500 SH SHARED 01 58500 SANTA FE INTL CORP ORD G7805C108 15 1000 SH SHR/OTHR 01 1000 HILFIGER TOMMY CORP ORD G8915Z102 16 400 SH SHR/OTHR 01 400 HILFIGER TOMMY CORP ORD G8915Z102 114 2800 SH SHARED 03 2800 TRITON ENERGY LTD ORD G90751101 61 6181 SH SHARED 03 5181 1000 OLICOM A/S ORD K7514Y107 21 1600 SH SHR/OTHR 01 1600 OLICOM A/S WT EXP 091200 K7514Y123 1 645 SH SHR/OTHR 01 645 CRONOS GROUP N V ORD L20708100 66 13000 SH SHARED 03 13000 MILLICOM INTL CELLULAR S A ORD L6388F102 4 200 SH SHARED 03 200 GALILEO TECHNOLOGY LTD ORD M47298100 2980 303750 SH SHARED 03 303750 ORCKIT COMMUNICATIONS LTD COM M7531S107 65 5000 SH SHARED 03 5000 ASM LITHOGRAPHY HLDG N V N Y SHS N07059111 269 17200 SH SHARED 17200 CORE LABORATORIES N V COM N22717107 2718 157600 SH SHARED 157600 CORE LABORATORIES N V COM N22717107 667 38682 SH SHARED 03 38682 QIAGEN NV ORD N72482107 0 1 SH SHARED 03 1 PANAMERICAN BEVERAGES INC CL A P74823108 67 3800 SH SHARED 03 3800 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 42 1600 SH SHARED 03 1600 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1115 42000 SH SHARED 04 42000 FLEXTRONICS INTL LTD ORD Y2573F102 6 173 SH SHARED 03 173 AAR CORP COM 000361105 96 4900 SH SOLE 03 4900 AAR CORP COM 000361105 5916 301469 SH SHARED 01 160075 141394 ABC DISPENSING TECHOLOGIES INC COM 000573105 0 764 SH SHARED 01 764 ABR INFORMATION SVCS INC COM 00077R108 6794 496450 SH SHARED 01 178500 317950 ABR INFORMATION SVCS INC COM 00077R108 2 200 SH SHARED 03 200 ACTV INC COM 00088E104 58 28700 SH SHARED 01 28700 A D C TELECOMMUNICATIONS COM 000886101 23929 1132742 SH SHARED 01 477366 655376 ACM MUN SECS INCOME FD INC COM 000942102 14 1000 SH SHARED 03 1000 AFC CABLE SYS INC COM 000950105 61 2600 SH SOLE 03 2600 AFC CABLE SYS INC COM 000950105 444 18725 SH SHARED 01 18725 PAGE 3 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ABM INDS INC COM 000957100 128 4400 SH SOLE 01 4400 ABM INDS INC COM 000957100 6984 238800 SH SHARED 01 84800 154000 ACT NETWORKS INC COM 000975102 0 100 SH SHARED 100 AEP INDS INC COM 001031103 103 4950 SH SHARED 01 4950 AFLAC INC COM 001055102 571 20000 SH SHARED 20000 AFLAC INC COM 001055102 66834 2339990 SH SHARED 01 1046346 1293644 AFLAC INC COM 001055102 8 300 SH SHR/OTHR 01 300 AFLAC INC COM 001055102 14 500 SH SHARED 02 500 AFLAC INC COM 001055102 39 1400 SH SHARED 03 1400 AFSALA BANCORP INC COM 001061100 28 2000 SH SHARED 01 2000 AGCO CORP COM 001084102 3376 519400 SH SHARED 01 207300 312100 AGCO CORP COM 001084102 93 14425 SH SHARED 03 14425 AGL RES INC COM 001204106 9977 514950 SH SHARED 01 215478 299472 AGL RES INC COM 001204106 47 2434 SH SHARED 03 2434 AHL SVCS INC COM 001296102 186 5700 SH SHARED 01 5700 AHL SVCS INC COM 001296102 530 16200 SH SHARED 03 16200 AHL SVCS INC COM 001296102 2638 80550 SH SHARED 06 80550 AES CORP JR SBDB CV4.5%05 00130HAN5 3520 4000000 PRN SHARED 01 4000000 AES CORP COM 00130H105 70710 1907885 SH SHARED 01 1165913 741972 AES CORP COM 00130H105 741 20000 SH SHARED 04 20000 AK STL HLDG CORP COM 001547108 10457 636200 SH SHARED 01 256000 380200 AMB PROPERTY CORP COM 00163T109 82 3200 SH SOLE 01 3200 AMB PROPERTY CORP COM 00163T109 2978 115400 SH SHARED 01 115400 AMC ENTMT INC COM 001669100 536 41300 SH SHARED 01 38100 3200 AMLI RESIDENTIAL PPTYS TR SH BEN INT 001735109 21 1000 SH SOLE 01 1000 AMLI RESIDENTIAL PPTYS TR SH BEN INT 001735109 1044 49000 SH SHARED 01 43100 5900 AMR CORP COM 001765106 332 6000 SH SHARED 6000 AMR CORP COM 001765106 181639 3276497 SH SHARED 01 2454239 822258 AMR CORP COM 001765106 266 4800 SH SHR/OTHR 01 4800 AMR CORP COM 001765106 16 300 SH SHARED 02 300 AMR CORP COM 001765106 116 2099 SH SHARED 03 2099 APAC TELESERVICES INC COM 00185E106 406 80400 SH SHARED 01 70500 9900 ARI NETWORK SVCS INC COM NEW 001930205 20 10000 SH SHR/OTHR 07 10000 ARM FINL GROUP INC CL A 001944107 6313 355700 SH SHARED 01 66900 288800 AT&T CORP COM 001957109 70 1200 SH SOLE 01 1200 AT&T CORP COM 001957109 4090 70003 SH SHARED 70003 AT&T CORP COM 001957109 1679790 28745324 SH SHARED 01 20891687 7853637 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AT&T CORP COM 001957109 7831 134016 SH SHR/OTHR 01 70459 63557 AT&T CORP COM 001957109 146 2500 SH SHARED 02 2500 AT&T CORP COM 001957109 852 14592 SH SHARED 03 11580 3012 AT&T CORP COM 001957109 17 300 SH SHR/OTHR 07 300 A S V INC COM 001963107 7 450 SH SHARED 01 450 ASD GROUP INC COM 001988104 26 35000 SH SHARED 01 35000 ASA LTD COM 002050102 6 300 SH SHARED 01 300 ASA LTD COM 002050102 2 100 SH SHR/OTHR 01 100 ASA LTD COM 002050102 9 450 SH SHARED 03 450 ATEC GROUP INC COM NEW 00206X604 24 6200 SH SHARED 01 6200 ATL ULTRASOUND INC COM 00207N100 9377 186163 SH SHARED 01 77424 108739 ATL ULTRASOUND INC COM 00207N100 6 138 SH SHARED 03 138 ATMI INC COM 00207R101 545 39300 SH SHARED 01 36900 2400 PAGE 4 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ATMI INC COM 00207R101 1406 101400 SH SHARED 06 101400 AVT CORP COM 002420107 246 10900 SH SHARED 01 10900 AVX CORP NEW COM 002444107 138 9329 SH SHARED 01 9329 AVX CORP NEW COM 002444107 33 2234 SH SHARED 02 2234 AVX CORP NEW COM 002444107 14 1000 SH SHARED 03 1000 AAMES FINL CORP COM 00253A101 2400 396000 SH SHARED 01 104900 291100 AARON RENTS INC COM 002535201 94 6300 SH SOLE 01 6300 AARON RENTS INC COM 002535201 576 38400 SH SHARED 01 32500 5900 AARON RENTS INC COM 002535201 9 600 SH SHARED 03 600 AARON RENTS INC CL A 002535300 7 600 SH SHARED 01 600 AASCHE TRANSN SVCS INC COM 002538106 60 15400 SH SHARED 01 15400 AAVID THERMAL TECHNOLOGIES INC COM 002539104 194 13200 SH SHARED 01 13200 ABACUS DIRECT CORP COM 002553105 6064 118920 SH SHARED 01 117520 1400