BREEDERS’ CUP

HORSEMEN’S INFORMATION GUIDE

NOVEMBER 5 & 6 • DEL MAR Attend the World’s Premier Breeding Stock Sale Right at the Home of the World Championships

2021 KEENELAND NOVEMBER BREEDING STOCK SALE

SALE BEGINS WEDNESDAY, NOVEMBER 10

BREEDERS’ CUP LIMITED 215 W. Main Street, Suite 250 Lexington, Kentucky 40507 Phone: (859) 514-9422 Fax: (859) 223-3945 E-mail: [email protected] members.breederscup.com

Scan the QR code & Pre-Enter Online! ATTENTION BREEDERS’ CUP HORSEMEN There are several IMPORTANT procedures for the 2021 Breeders’ Cup World Championships (BCWC) at Del Mar Racetrack that you should be aware of:

Breeders’ Cup Condition of Entry As a condition of entry for any BCWC race, no horse (i) within six (6) months of the BCWC shall test positive in a BCL out-of-competition test sample for or have a veterinarian reported administration of any anabolic steroid, any bisphosphonate, or any other prohibited substance described under the Association of Racing Commissioners International (“ARCI”) prohibited substance list at ARCI-011-015 V.10.0 (Annex I) of ARCI’s Model Rules, and any horse in violation of this Condition (i) shall be ineligible to participate in the 2021 BCWC. Any horse nominated, pre-entered or entered to race is subject to blood, hair, or urine testing at any time. (ii) within thirty (30) days of the BCWC shall have been treated with extracorporeal shock wave therapy; and any horse in violation of this Condition (ii) shall be ineligible to participate in the 2021 BCWC. (iii) will have a positive finding of any medication or substance carrying a Category “A”, “B” or “C” penalty as designated in Horse Racing Board Rule 1843.2 (Rev. 02/21) in a BCWC post-race test sample; and a positive finding for any of these medications or substances, as described above will lead to a disqualification of the horse, a redistribution of the purse and a suspension of the trainer for one year from competing in the next BCWC.

1. All runners MUST have a pre-race exam from their attending veterinarian stating that the horse is fit to compete (form on page 146). This form must be on file with the Breeders’ Cup Racing office prior to ENTRY at 10:00 am (PDT) on Monday, November 1. 2. After pre-entry on Monday, October 25, all runners MUST request permission for a timed workout from Breeders’ Cup on any of the Del Mar, Santa Anita, San Luis Rey and Los Alamitos surfaces and the runner must have a veterinary exam during the five days preceding the work. This request must be on file with the Breeders’ Cup Racing office 24 HOURS BEFORE the intended work. (form on page 147). 3. Per CHRB 1846.1 all runners MUST submit a 30-day veterinary treatment record to the CHRB official veterinarian. This treatment record should show the date of treatment and what medications were administered. This treatment record should be for the period of time 30 days prior to ENTRY day, Monday, November 1. This treatment record should be sent to the Official Veterinarian via email: ovsocaltb@ yahoo.com, or by submitting the form to the Official Veterinarian’s office (form on page 145). 4. No Lasix is permitted in the 48 hours preceding any races at Del Mar on Fri., Nov. 5 & Sat., Nov. 6. 5. Intra-articular corticosteroid treatments are prohibited within 14 days of racing. In addition, a horse may not enter if it has received an intra-articular injection of cortisone in the fetlock joints within the previous 30 days immediately preceding the race. All corticosteroids in a post-race test sample are prohibited. 6. Non-steroidal anti-inflammatory drugs (NSAIDs) are prohibited within 48 hours of a work or a race. There is no authorized threshold for NSAIDs. 7. There is no permitted threshold for Clenbuterol in California and its use is restricted. See pages 16-17 for further details. Horses shipping into California are advised to stop Clenbuterol treatments at a minimum of six weeks prior to race day. Pre-entry testing is available. 8. All trainers of horses entered to race on November 5 and 6, 2021 must have on file with the DMTC Racing Office, a signed Trainer’s agreement found on page 139-140.

2021 Horsemen’s Information Guide A1 DISCLAIMER RELATING TO COVID-19 AND OTHER INCIDENTS

Breeders’ Cup Limited (BCL) and Del Mar Thoroughbred Club (DMTC) have put in place preventative measures to maintain the safety of all BCWC Attendees, including, without limitation, COVID-19 related measures such as hand washing and sanitizing, and face mask and social distancing measures (“COVID-19 Measures”); however, BCL/DMTC cannot guarantee that Attendee will not become infected with COVID-19. Attendee understands that the risk of becoming exposed to or infected by COVID-19 at the BCWC may result from the actions, omissions, or negligence of BCL/ DMTC and others. In addition, Attendee is warned and recognizes that participating in stabling, racing, training and related activities is inherently dangerous, and further recognizes that hazards and risks inherent in such activities may cause the injury, illness, or death, including specifically, but not limited to, the danger of being injured by horses, falling objects, and other Attendees as well as the danger of being exposed to or infected by COVID-19. By participating in such activities, Attendee assumes the risks associated therewith. In consideration of participating in stabling, racing, training and related activities associated with BCL/DMTC, Attendee hereby releases, waives against and discharges BCL/DMTC, to the fullest extent permitted under the law, from any claims, losses, obligations, costs and expenses arising from or due to personal injuries, illness, or property damages of any kind or description to the person, property or horses owned or controlled by Attendee occurring on the race track premises. Attendee agrees that all risk of loss, injury, illness, damage or destruction to persons or property, including but not limited to, the horses brought onto the race track premises by or at the direction of Attendee his agents or employees, arising from, due to, caused by, resulting from or in any way, directly or indirectly, related to any cause, including but not limited to accident, theft, fire or otherwise, whether or not caused by or contributed to by or related to any fault or negligence of BCL/DMTC or the condition of the race track premises, are assumed in full by Attendee, except as to acts or conditions caused by the intentional, willful, or reckless conduct of BCL/DMTC. Attendee agrees that the release and waiver and discharge provisions hereof are intended to be as broad and inclusive as permitted by the law. Attendee further agrees that the foregoing provisions hereof regarding such release and waiver and discharge shall not be deemed waived or affected in any way by the fact that BCL/DMTC does or does not, may or may not, in the future carry insurance coverage against claims where loss is caused by or resulting from damage or injury to property, persons and/or horses while competing on the race track, using the training tracks, stables, roads or any other facilities over the race track premises or in transit thereon. The foregoing waiver and release is given in consideration of BCL/DMTC permitting Attendee to participate in the BCWC. In consideration of BCL/DMTC permitting the Attendee to participate in or attend the BCWC, Attendee voluntarily assumes all risks of illness, injury, or death inherent in such activities, including those risks disclosed in the Horsemen’s Information Guide incorporated fully herein by this reference, and specifically including, but not limited to, the danger of being injured by horses, falling objects, and other Attendees as well as the danger of being exposed to or infected by COVID-19; furthermore, Attendee hereby releases, waives against and discharges BCL/DMTC, to the fullest extent permitted under the law, from and against any and all claims, losses, obligations, costs and expenses arising from or due to personal injuries, illness, death, or property damages related thereto.

A2 members.breederscup.com WELCOME

Welcome to the 2021 Breeders’ Cup World Championships hosted by the Del Mar Thoroughbred Club in Del Mar, Califor- nia on November 5-6. This guide has been published in an effort to provide you with basic information about the BCWC and the racetrack. Should you require more information on any aspect of the Breeders’ Cup World Championships, please contact Breeders’ Cup Limited or the Del Mar Thoroughbred Club. We wish you the best of racing luck. Note: If there is any discrepancy between the printed paper version of this guide and the digital PDF version, the rules set forth in the digital PDF version shall apply.

Table of Contents 1. Phone Directories...... 4-6 2. Breeders’ Cup and Del Mar Thoroughbred Club...... 7 3. Schedule of Events...... 8-9 4. Race Schedule & Conditions a. Race Schedule...... 12 b. Pre-Entry Procedures & Condition of Entry...... 13 c. Pre-Entry Locations/Wiring of Funds...... 14 d. Non-Nominated Horses Nomination Fees...... 15 e. Travel Awards...... 16 f. Clenbuterol and ESWT...... 16-17 g. BCL Out of Competition Testing...... 17 h. Entry Procedures...... 18 i. Nominator Awards...... 19 j. Race Conditions...... 21-34 k. Field Selection System...... 35-36 l. Paymaster of Purses...... 37-38 m. Breeders’ Cup Challenge “Win & You’re In” Series...... 39 n. Del Mar Bing Crosby Meet Schedule...... 40-41 5. Participant Information a. Step by Step Guide for Participants...... 44-45 b. Ticket Procedures...... 46 c. Parking & Admissions...... 47 d. Official Events...... 48 e. Breeders’ Cup Hotels, Owner Hotel Allowance & Hospitality...... 49-50 f. Licensing/Insurance...... 51-55 6. International Runners a. Official Import Agency – Mersant International...... 58 b. International Air Transportation...... 58 c. Quarantine...... 58-59 d. Lads/International Grooms Hotel...... 59 e. International Racing Bureau...... 60 f. Insurance & Workout Requirements for International Runners...... 61 g. Paddock & Gate Schooling for International Runners...... 61 h. Microchipping or Tattoo Requirements...... 62

2021 Horsemen’s Information Guide 1 WELCOME

7. Track Specifications a. Main Track & Turf Course Distances...... 64 b. Gate Placements...... 65 c. Overhead Track Diagrams Start/Finish...... 65-72 8. Stabling & Training a. Mandatory Ship In Requirements...... 75 b. General Information on Stabling...... 76 c. Coggins Test and Horse Identification...... 76 d. Training Schedules, Shoes and Workout Requirements...... 77-78 e. Paddock & Gate Schooling...... 79 f. Security & Badges...... 79 g. Equipment & Riding Crops...... 79 h. Feed Vendors...... 80 9. Race Day Procedures a. Race Day Assembly Policy...... 82 b. Change of Equipment...... 82 c. Pony Persons/Grooms & Best Turned Out Award...... 82 d. Scratches...... 82 e. Paddock Passes...... 83 f. Jockeys & Jockey Advertising...... 83-86 10. Medication, Testing & Safety a. Breeders’ Cup Prohibited Substances Rule...... 88 b. Convicted Trainers Rule...... 88 c. Breeders’ Cup Condition of Entry and Out-of-Competition Testing...... 89-90 d. Important Information for Horsemen...... 90-97 e. NSAIDs Suspended...... 91 f. Clenbuterol...... 91 g. ESWT...... 91 h. TC02 Testing...... 93 i. CHRB Withdrawal Guidelines...... 93-95 j. CHRB Medication Guidelines ...... 97-110 k. CHRB Out-of-Competition Testing...... 101 l. Breeders’ Cup Pre-Race Inspections...... 111 m. Race Day Soundness Inspections...... 111 n. Post Race Testing...... 111 o. Veterinarian Directory...... 113 11. General Information a. NBC/NBC Sports Network...... 120 b. Digital Media...... 120 c. HRRN Radio...... 121 d. Player’s Show/TVG...... 121 e. Photos, DVDs...... 121 f. Charities & Fanticipate...... 122 g. Championships Trophies...... 122-123 h. Flower Garland & Horse Blanket...... 124 i. Parking/Transportation...... 121-128 j. Area Hotels, Dining Guide & Attractions...... 129-137 k. Forms/Index/Maps...... 139-156

2 members.breederscup.com OFFICERS

Breeders’ Cup Ltd. Corporate Officers State of California Drew Fleming, President & Chief Executive Officer Hon. Gavin Newsom, Governor John Keitt, Executive Vice President & Hon. Eleni Kounalakis, Lt. Governor Chief Operating Officer Matthew Rodriguez, Attorney General Dora Delgado, Executive Vice President, Chief Racing Officer California Horse Racing Board W.B. Rogers Beasley, Executive Vice President, Gregory L. Ferraro, DVM, Chairman Chief Strategy Officer Oscar Gonzales, Vice-Chairman Justin McDonald, Senior Vice President, Marketing Dennis V. Alfieri Michael Newman, Vice President, Treasurer Damascus Castellanos & Controller Wendy Mitchell Alex Solis Breeders’ Cup Ltd. Board of Directors Brenda Washington Davis Fred W. Hertrich III, Chairman Barbara Banke Executive Office Antony R. Beck Scott Chaney, Executive Director Jimmy Bell Cynthia Alameda, Assistant Executive Director Alan Cooper Shawn Loehr, Chief of Licensing and Enforcement William S. Farish, Jr. Jeff Blea, DVM, Equine Medical Director Drew Fleming Tim Grande, DVM, Chief Official Veterinarian Eric Gustavson Darrel McHargue, Chief Steward Walker Hancock Robert Brodnik, Chief Counsel Bret Jones Amanda Brown, General Counsel Clem Murphy Gavin Murphy Alex Solis II Elliott Walden

2021 Horsemen’s Information Guide 3 BREEDERS’ CUP LIMITED TELEPHONE DIRECTORY

Breeders’ Cup Directory Breeders’ Cup Executive Staff Drew Fleming, President & Chief Executive Officer...... Cell: (859) 492-8710 E-mail: [email protected] Dora Delgado, Executive Vice President, Chief Racing Officer...... (859) 422-2625, Cell: (859) 684-5968 E-mail: [email protected] John Keitt, Executive Vice President & Chief Operating Officer...... (859) 422-2632, Cell: (646) 894-4927 E-mail: [email protected] W.B. Rogers Beasley, Executive Vice President & Chief Strategy Officer...... Cell: (859) 221-3403 E-mail: [email protected] Justin McDonald, Senior Vice President, Marketing...... (212) 230-9517, Cell: (646) 335-6843 E-mail: [email protected] Michael Newman, Vice President, Treasurer & Controller...... (859) 422-2652, Cell: (859) 230-2287 E-mail: [email protected] Breeders’ Cup Racing & Horsemen’s Hotels...... (859) 514-9422 E-mail: [email protected], Fax: (859) 514-9432 Josh Christian, Vice President, Racing & Nominations...... Cell: (859) 494-5419 Tom Robbins, Racing Panel Chairman...... Cell: (858) 414-5539 Erin McLaughlin, Senior Manager, Racing Services...... Cell: (516) 567-6815 Courtney Reid, Senior Manager, Racing Operations & Program...... Cell: (757) 869-2767 Frank Delgado, Horsemen’s Liaison...... Cell: (859) 421-4803 Breeders’ Cup Ticketing & Horsemen’s Relations...... (859) 422-2697 E-mail: [email protected], Fax: (859) 514-9428 Brandy Harmon, Vice President, Ticketing & Venue Operations...... Cell: (859) 285-7979 Stephanie Booth, Senior Manager, Ticketing & Customer Service...... Cell: (859) 797-7842 Breeders’ Cup IT Todd Sparks, Vice President, Information Technology...... Cell: (859) 351-0241 E-mail: [email protected] Breeders’ Cup Publicity/Communications Jim Gluckson, Director, Event Communications...... Cell: (646) 335-6835 E-mail: [email protected] Hayley Amoss, Manager, Communications & Social Media...... Cell: (502) 554-3005 E-mail: [email protected] Breeders’ Cup Program Production Megan Browning, Marketing Manager...... Cell: (859) 229-2868 E-mail: [email protected] International Racing Bureau (International Liaison)...... (859) 514-9424 Adrian Beaumont...... U.S. Cell: (859) 447-9772 International Cell: +44 7808 903158 E-mail: [email protected] Max Pimlott, International Press Liaison...... U.S. Cell: (859) 447-9832 International Cell: +44 7950-861939 E-mail: [email protected] Fax: (859) 514-9432 Mersant International, Ltd. (Official Int’l Shipping Agent) Chris Santarelli...... Cell: (917) 561-2890 Fax: (859) 514-9432 E-mail: [email protected] United States Department of Agriculture Linda O. Anciano, DVM...... E-mail: [email protected] Cell: (310) 386-2361

4 members.breederscup.com DEL MAR TELEPHONE DIRECTORY

Del Mar Main Numbers (Extensions are listed if no direct line) Del Mar Thoroughbred Club...... (858) 755-1141

Department/Name/Title Phone Number Executive Staff Joe Harper, Chief Executive Officer ...... (858) 792-4220 Josh Rubinstein, President & Chief Operating Officer ...... (858) 794-1154 Craig Dado, Executive V.P. Chief Marketing Officer ...... (858) 792-4224 Michael Ernst, Executive V.P. Chief Financial Officer...... (858) 792-4225 Tom Robbins, Executive V.P. Racing...... x 3804 Ann Hall, Senior V.P., Administration & Operations...... (858) 792-4222 Lynn Wright, Senior V.P., Controller...... (858) 794-1022 Kim Jacobson, V.P., Risk Management...... (858) 792-4233 Sue Walls, V.P. Facilities & Collective Bargaining...... (858) 794-1050 Cathy Arneel, Director of Group Sales...... x 3502 Chris Bahr, Director of Events & Promotions...... (858) 792-4294 Nancy Bonforte, Director of Turf Club...... (858) 792-4291 Ken West, Director, Plant & Purchasing...... (858) 792-4286 Bill Donahue, Director of Security...... x 3652 Mac McBride, Director of Media...... (858) 792-4269 Walker McBride, Director of Sponsorship / Production...... (858) 794-1053 Bill Navarro, Director of Pari-Mutuels...... x 3703 Paul Porter, Director of Simulcasting...... (858) 792-4232 Racing Department David Jerkens, V.P., Racing Secretary...... (858) 792-4231 AM • (858) 792-4230 PM Zachary Soto, Asst. Racing Secretary...... x 3825 Tora Yamaguchi, Racing Coordinator...... x 4230 Bridget Crawford, Paymaster of Purses...... (858) 794-1034 Ed Reese, Stakes Coordinator...... x 4231 Sandy King, Director of Horsemen’s Services...... (858) 792-4230 Dawn Schmid, Clerk of the Course...... (858) 794-1088 California Horse Racing Board Licensing...... x 3885 CHRB Investigators...... x 3881 Clockers ...... x 3838 AM Equine Hospital...... x 3869 Film Room...... x 3852 Horse ID Jennifer Paige...... (858) 794-1181 Horseshoe Inspector Victor Tovar...... (949) 324-2849 Jockey’s Room Matt Nichols, Clerk of the Scales...... x 3854 Charlie McCaul, Asst. Clerk of the Scales...... x 3854 Encarnacion Sandoval, Colors Room...... x 3853 Kitchen...... x 3850

2021 Horsemen’s Information Guide 5 DEL MAR TELEPHONE DIRECTORY

Morning Line Jon White...... x 3841 Paddock Judge Karen Denovel...... (858) 792-4341 Photography Benoit & Associates, Track Photography...... x 3791 Press Box...... x 3466 Receiving/Assembly Barn...... x 3865 Security...... x 3650 Stable Security...... x 3677 Main Stable Gate...... x 3673 Stall Superintendent Jackie Lynn, Stable Superintendent...... (858) 794-1081 Steve Hargrave, BC Stable Superintendent...... Cell (502) 541-8818 Starter Jay Slender, Starter...... (714) 307-0047 or x 3837 Six and Seven Furlong Chute...... x 3836 Stewards Grant Baker, Steward...... (858) 755-1141 x 3831 AM Kim Sawyer, Steward x 3838 PM Luis Jauregui, Steward David Nuesch, Safety Steward...... (626) 975-0925 Track Superintendents Dennis Moore, Director of Track Maintenance...... (858) 794-1035 Leif Dickinson, Turf Course Superintendent...... (858) 794-1062 Track Veterinarians Jeff Blea, DVM, CHRB, Equine Medical Director...... (626) 862-6149 Tim Grande, DVM, Chief Official Veterinarian...... Del Mar (858) 792-4330, Santa Anita (626) 774-6355 Dana Stead, DVM, Track Veterinarian...... x 4330/3863 Nolton Pattio, VMD, CHRB Veterinarian...... x 3860 Detention Barn...... x 3860 Winner’s Circle...... x 3842

6 members.breederscup.com GENERAL­ INFORMATION

Physical Address: Breeders’ Cup Limited 215 W. Main Street, Suite 250 Lexington, KY 40507 U.S.A. Phone Number: (859) 223-5444 (Main Switchboard) (859) 514-9422 (Racing Office) (800) 722-3287 (U.S. & Canada only) Fax Number: (859) 223-3945 Web Address: breederscup.com (Main Website) members.breederscup.com (Horsemen) E-mail: [email protected]

Social Media: (See page 120)

Physical Address: Del Mar Racetrack 2260 Jimmy Durante Blvd. Del Mar, CA 92014 Phone Number: (858) 755-1141 (Main Switchboard) (858) 792-4230 (Racing Office) (858) 794-1049 (Racing Fax) Web Address: dmtc.com

If you see something, say something! TRPB Tip Hotline The number is (410) 398-3647. In addition, anyone wishing to leave a tip by e-mail may do so by writing to [email protected] or [email protected].

2021 Horsemen’s Information Guide 7 SCHEDULE OF EVENTS

(all times PDT) SUNDAY, OCTOBER 24 All day Horses may ship into Del Mar barn area

MONDAY, OCTOBER 25 5:30 am Del Mar Racetrack Training Begins 12:00 noon Pre-Entry Deadline for Friday and Saturday Breeders’ Cup World Championships Races (local time at designated place of pre-entry) [See page 13]

WEDNESDAY, OCTOBER 27 8:30 am Breeders’ Cup Pre-Entered Fields and Race Order Announced

SUNDAY, OCTOBER 31 7:00 am – 10:30 am Breeders’ Cup Trackside Breakfast Marquee, presented by WinStar Farm and Fasig-Tipton Location: Far-end Grandstand, Del Mar Racetrack 5:30 am – 9:30 am Breeders’ Cup Training Hours, Main Track (Renovation Break 7:15 am) 7:15 am – 7:45 am, Breeders’ Cup Training Hours, Turf Course 9:30 am 10:00 am – 10:30 am Paddock Schooling (Monday-Thursday) Wednesday PM / Thurs PM – Breeders’ Cup Preferred

MONDAY, NOVEMBER 1 5:30 am – 10:30 am Breeders’ Cup Trackside Breakfast Marquee, presented by WinStar Farm and Fasig-Tipton Location: Far-end Grandstand, Del Mar Racetrack 10:00 am Entry Deadline for Friday & Saturday Breeders’ Cup Races BCL Racing Office at Del Mar [See page 18] 2:30 pm – 8:00 pm Rood & Riddle Breeders’ Cup Post Position Draw & Reception Open bar and hors d’oeuvres Location: Draw Show – Del Mar Paddock Reception begins at 5pm at Rancho Valencia Draw for All Championship Races, by invitation

TUESDAY, NOVEMBER 2 5:30 am – 10:30 am Breeders’ Cup Trackside Breakfast Marquee, presented by WinStar Farm and Fasig-Tipton Location: Del Mar Racetrack 4:30 pm – 7:30 pm RTCA’s “Win the Day” Backstretch Celebration Location: Del Mar Racetrack

WEDNESDAY, NOVEMBER 3 5:30 am – 10:30 am Breeders’ Cup Trackside Breakfast Marquee, presented by WinStar Farm and Fasig-Tipton Location: Del Mar Racetrack

8 members.breederscup.com SCHEDULE OF EVENTS

(all times PDT) 12:30 pm Racing at Del Mar First Race Post Time

THURSDAY, NOVEMBER 4 5:30 am – 10:30 am Breeders’ Cup Trackside Breakfast Marquee, presented by WinStar Farm and Fasig-Tipton Location: Far-end Grandstand, Del Mar Racetrack 12:30 pm Racing at Del Mar First Race Post Time 6:00 pm – 10:30 pm Breeders’ Cup Welcome Dinner & Post Reception Location: Dinner – Various Locations Post Reception – L’Auberge Invitation Only – RSVP Required

FRIDAY, NOVEMBER 5 • FUTURE STARS FRIDAY 4:45 am – 6:45 am Training Main Track (No Breaks) 6:45 am – 7:15 am Training Turf Course 8:00 am Scratch Time – Friday Breeders’ Cup World Championships Races Del Mar 8:30 am Parking Gates Open 9:00 am Admission Gates Open 10:00 am Mutuel Windows Open Post Times: 11:55 am First Race of the Day 2:50 pm First Championships Race of the Day 5:30 pm Last Race of the Day

SATURDAY, NOVEMBER 6 • BREEDERS’ CUP WORLD CHAMPIONSHIPS 4:45 am – 6:45 am Training Main Track Only (No Breaks) 8:00 am Scratch Time – Saturday Breeders’ Cup World Championships Races Del Mar 7:30 am Parking Gates Open 8:00 am Admission Gates Open 9:00 am Mutuel Windows Open Post Times: 10:15 am First Race of the Day 12:05 pm First Championships Race of the Day 5:40 pm Race 12: Longines Breeders’ Cup Classic

All events require invitations or are ticketed venues. Please contact Breeders’ Cup Participant Concierge Services at (859) 422-2697 or [email protected], for more information.

2021 Horsemen’s Information Guide 9 10 2021 Horsemen’s Information Guide RACE SCHEDULE & CONDITIONS

In this Section of the Guide

Race Schedule...... 12 Pre-Entry Procedures & Condition of Entry...... 13 Pre-Entry Locations/Wiring of Funds...... 14 Non-Nominated Horses Nomination Fees...... 15 Travel Awards...... 16 Clenbuterol & ESWT...... 16-17 BCL Out of Competition Testing...... 17 Entry Procedures...... 18 Nominator Awards...... 19 Race Conditions...... 21-34 Field Selection System...... 35-36 Paymaster of Purses...... 37-38 Breeders’ Cup Challenge “Win & You’re In” Series...... 39 Del Mar Bing Crosby Meet Schedule...... 40-41

Travel Awards All Championships starters that are based outside of California will receive a $10,000 (US) travel award if stabled at a North American location or a $40,000 (US) travel award from outside of North America. Any determination of eligibility for receipt of travel awards shall be made by BCL in its sole discretion and such determination shall be final. After starting, the travel award will be deposited in the owner’s horsemen’s account at Del Mar.

2021 Horsemen’s Information Guide 11 RACE SCHEDULE & CONDITIONS

Breeders’ Cup World Championships Date: November 5-6, 2021 Location: Del Mar Racetrack, Del Mar, CA, U.S.A. Total Breeders’ Cup World Championships Purse and Awards Distribution: $31 million Pre-Entry Deadline: 12:00 Noon (PDT) on Monday, October 25, 2021 Official Race Order and Post Times Announced: Wednesday, October 27, 2021

Friday, November 5 • Future Stars Friday Post Time for First Friday Race: 11:55 am (PDT) Post Time for First Friday Breeders’ Cup World Championships Race: 2:50 pm (PDT)

Race Age, Sex Distance Purse† Breeders’ Cup Juvenile Turf Sprint (Gr. II) 2yo, Open 5 furlongs (T) $1MM

NetJets Breeders’ Cup Juvenile Fillies (Gr. I) 2yo, Fillies 1 1⁄16 miles $2MM Breeders’ Cup Juvenile Fillies Turf (Gr. I) 2yo, Fillies 1 mile (T) $1MM

TVG Breeders’ Cup Juvenile (Gr. I) 2yo, C&G 1 1⁄16 miles $2MM Breeders’ Cup Juvenile Turf (Gr. I) 2yo, C&G 1 mile (T) $1MM

Saturday, November 6 • Championships Saturday Post Time for First Saturday Race: 10:15 am (PDT) Post Time for First Saturday Breeders’ Cup World Championships Race: 12:05 pm (PDT)

Race Age, Sex Distance Purse† Breeders’ Cup Filly & Mare Sprint (Gr. I) 3yo & up, F&M 7 furlongs $1MM Breeders’ Cup Turf Sprint (Gr. I) 3yo & up 5 furlongs (T) $1MM Big Ass Fans Breeders’ Cup Dirt Mile (Gr. I) 3yo & up 1 mile $1MM

Maker’s Mark Breeders’ Cup 3yo & up, F&M 1 3⁄8 mile (T) $2MM Filly & Mare Turf (Gr. I) Breeders’ Cup Sprint (Gr. I) 3yo & up 6 furlongs $2MM FanDuel Breeders’ Cup Mile (Gr. I) 3yo & up 1 mile (T) $2MM

Longines Breeders’ Cup Distaff (Gr. I) 3yo & up, F&M 1 1⁄8 miles $2MM

Longines Breeders’ Cup Turf (Gr. I) 3yo & up 1 1⁄2 miles (T) $4MM

Longines Breeders’ Cup Classic (Gr. I) 3yo & up 1 1⁄4 miles $6MM

†Purse includes travel awards, MM=Million All awards paid in U.S. funds Sunset for November 5 is 5:54 pm (PDT) and November 6 is 5:53 pm (PDT)

12 members.breederscup.com RACE SCHEDULE & CONDITIONS

1st Stage – Pre-Entry Procedures, Closing Noon, October 25

Pre-Entry of Championships Breeders’ Cup Limited (BCL) reserves the right to refuse the pre-entry or subsequent entry of any horse, in BCL’s sole discretion, for any reason, including, but not limited to, situations where any connection (e.g., owner, trainer, jockey) of such horse has engaged or may have engaged in conduct, or become the subject of a regulatory or law enforcement inquiry or action alleging conduct that is unlawful, unethical or which may otherwise compromise the integrity or reputation of the Breeders’ Cup World Champion- ships (BCWC). As a condition of entry for any BCWC race, no horse (i) within six (6) months of the BCWC shall test positive in a BCL out-of-competition test sample for or have a veterinarian reported administration of any anabolic steroid, any bisphosphonate, or any other prohibited substance described under the Association of Racing Commissioners International (“ARCI”) prohibited substance list at ARCI-011-015 V.10.0 (Annex I) of ARCI’s Model Rules, and any horse in violation of this Condition (i) shall be ineligible to participate in the 2021 BCWC. Any horse nominated, pre-entered or entered to race is subject to blood, hair, or urine testing at any time. (ii) within thirty (30) days of the BCWC shall have been treated with extracorporeal shock wave therapy; and any horse in violation of this Condition (ii) shall be ineligible to participate in the 2021 BCWC. (iii) will have a positive finding of any medication or substance carrying a Category “A”, “B” or “C” penalty as designated in California Horse Racing Board Rule 1843.2 (Rev. 02/21) in a BCWC post- race test sample; and a positive finding for any of these medications or substances, as described above will lead to a disqualification of the horse, a redistribution of the purse and a suspension of the trainer for one year from competing in the next BCWC. For horses racing on Friday, November 5, the last day for shockwave therapy is October 5. For horses racing on Saturday, November 6, the last day for shockwave therapy is October 6. Pre-Entry Fee Requirements In order to be eligible for entry in the Breeders’ Cup World Championships, horses must pre-enter by 12 noon (PDT) on Monday, October 25, 2021. A maximum of two races can be designated at the time of pre-entry. Pre-entry must be accompanied by payment of all applicable fees. Pre-entry fee amounts are listed on individual race pages 21-34. Further rules and regulations on pages 149-150. All horses must be nominated to the Breeders’ Cup in order to participate. Non-nominated race horses may be nominated on or before the pre-entry deadline. For more information, see page 15 of this guide. Payment may be made online at members.breederscup.com or to the following agents (contact information on page 14): Breeders’ Cup Limited, Del Mar, Weatherbys, France Galop, and Horse Racing Ireland. Pre-entry fees are payable to Del Mar Thoroughbred Club. If paying by credit card, please contact the Breeders’ Cup Racing Office at (859) 514-9422. Processing fees may apply.

2021 Horsemen’s Information Guide 13 RACE SCHEDULE & CONDITIONS

Note: If a horse is pre-entered for more than one race, the required pre-entry payment must be for the race of greatest value regardless of whether that is the race of first choice. A maximum of two choices may be declared at the time of pre-entry.

Mutuel Entries (Coupling) In all Breeders’ Cup World Championships races, all starters shall be considered a separate betting interest irrespective of a common owner or trainer.

Pre-Entry Locations – Online pre-entry opens on October 1 at members.breederscup.com The pre-entry deadline for the fourteen Breeders’ Cup World Championships races is 12 noon (PDT), Monday, October 25, 2021. Horses may be pre-entered online or through one of the following agents:

Delivered on or Before October 22: Delivered After October 22: Breeders’ Cup Limited Breeders’ Cup Racing Office at Del Mar 215 W. Main Street, Suite 250 2260 Jimmy Durante Blvd. Lexington, KY 40507 U.S.A. Del Mar, CA 92014 U.S.A. Attn: Dora Delgado Attn: Dora Delgado E-mail: [email protected] E-mail: [email protected] Telephone: (859) 514-9422 Telephone: (859) 514-9422 Fax: (859) 514-9432 Fax: (859) 514-9432

NOTE: All pre-entries, whether made with BCL or its agents shall be subject to the rules and regulations of BCL.

International Pre-Entry Locations: Pre-Entry closes at Noon (PDT), October 25

France Galop Weatherbys 46, Place Abel Gance Entries: Andrew Dutton 92655 Boulogne Cedex Racing Team FRANCE Sanders Road Attn: Frederic Larraun Wellingborough, E-mail: [email protected] Northamptonshire, Telephone: 33-1-4910-2110 ENGLAND NN8 4BX E-mail: [email protected] Horse Racing Ireland Telephone: 44-1933-440077 Attn: Richard Shaw Ballymany, The Curragh, Co. Kildare IRELAND E-mail: [email protected] Telephone: 353-45-455-422 Fax: 353-45-455-423

14 members.breederscup.com RACE SCHEDULE & CONDITIONS

Wiring Instructions for Del Mar ABA # 026009593 VERY IMPORTANT After Bank of America completing your wire trans- Please San Diego Commercial Banking #1450 fer, please call or E-mail the reference the 450 B Street Paymaster, to verify your wire horse & owner San Diego, CA 92101 transfer has been received by the bank at names in wire Credit to: ACCT 1459473815 details. Del Mar Race Meeting Trust (858) 794-1034. E-mail: For international wires use SWIFT #BOFAUS3N [email protected] Important: Provide Horsemen’s account name

Non-Nominated Horses Horses of Racing Age Nomination Horses of Racing Age that in their year of conception were sired by stallions properly nominated to the Breeders’ Cup, European Breeders’ Fund or BCL/EBF Common Fund programs or sired by stallions nominated to the International Stallion program in 2011, may be nominated to the Breeders’ Cup program by payment of a fee of $100,000 (U.S.). Nominated Horses of Racing Age are eligible during their entire racing careers for Breeders’ Cup World Championships races, or any other Breeders’ Cup purses or awards programs for which they otherwise qualify. In such cases, the person nominating the horse would be eligible to receive the foal nominator award in respect of the Horse of Racing Age. Horses of Racing Age that in their year of conception were sired by stallions that were not prop- erly nominated to the Breeders’ Cup, International Stallion, European Breeders’ Fund or BCL/EBF Common Fund programs, may be nominated to the Breeders’ Cup program by payment of a fee of $200,000 (U.S.). Nominated Horses of Racing Age are eligible during their entire racing careers for Breeders’ Cup World Championships races, or any other Breeders’ Cup purses or awards programs for which they otherwise qualify. In such cases, the person nominating the horse would be eligible to receive both the foal nominator award and stallion nominator award in respect of the Horse of Racing Age.

Check Eligibility To check a race horse’s eligibility or to nominate online a Horse of Racing Age please visit members.breederscup.com or call (859) 514-9422.

2021 Horsemen’s Information Guide 15 RACE SCHEDULE & CONDITIONS

Horses of Racing Age Nomination Payments Horses of Racing Age payments will be accepted any time until 12 noon, local time at the place of pre-entry, on October 25. Horses may not pre-enter or enter any Breeders’ Cup World Championships race without being nominated. Horses of Racing Age nominations are payable to Breeders’ Cup Limited.

Wire Transfer Information for Racehorse Nominations may be obtained by calling the Breeders’ Cup Nominations Department at (859) 514-9423 or E-mail: [email protected]

Refund of Horses of Racing Age Nomination Horses of Racing Age nomination fees are not refundable except in the event the nominated horse is scratched after pre-entry to a Breeders’ Cup World Championships race in the year the horse was nominated because of sickness or disability certified by the track or state veterinarian or pursuant to veterinary certification acceptable to Breeders’ Cup Limited, in BCL’s sole discretion, and such deter- mination shall be final. Notwithstanding the foregoing, Horses of Racing Age nomination fees made prior to or on July 15, 2021 are non-refundable for any reason.

Travel Awards All Championships starters that are based outside of California will receive a $10,000 (US) travel award if stabled at a North American location or a $40,000 (US) travel award from outside of North America. Any determination of eligibility for receipt of travel awards shall be made by BCL in its sole discretion and such determination shall be final. After starting, the travel award will be deposited in the owner’s horsemen’s account at Del Mar.

Clenbuterol California has no authorized threshold for Clenbuterol and has specific restrictions as to Clen- buterol prescribing and use. The California Clenbuterol rule went into effect January 1, 2020. Any horse prescribed Clenbuterol will be placed on the Veterinarian’s List until an official test sample including a urine test shows that there is no Clenbuterol remaining in the horse’s system. Horses may not be prescribed Clenbuterol for longer than 30 days without an additional prescription. Administration of Clenbuterol by trainers must be reported by the trainer to the state veterinarian. A horse shall not be removed from the Veterinarian’s List for Clenbuterol and allowed to start in a race until an official test sample fails to detect Clenbuterol in the blood or urine of the horse after a timed workout demonstrating its physical fitness.

16 members.breederscup.com RACE SCHEDULE & CONDITIONS

Per the CHRB: It is recommended anyone shipping a horse into California to race that has been administered Clenbuterol within the previous 30 days of the race should submit a pre-entry blood and urine sample for testing. For any BCWC race, the recommendation is to increase the withdrawal time to six weeks in an abundance of caution. California testing for Clenbuterol is very sensitive. There is no restriction on Clenbuterol administered out of state. There is no California regulation that would prevent a horse with a Clenbuterol administration on their treatment record from racing, but it could create a risk of a positive finding. A positive finding in a BCWC post-race test sample for any Beta-2 agonist including Clenbuterol will lead to a disqualification of the horse, a redistri- bution of the purse, and a suspension for the trainer for one year from competing in the next BCWC. Extracorporeal Shock Wave Therapy (ESWT) California has a new shockwave rule (1866.2) which went into effect on April 1, 2021. No owner, trainer, or licensee shall bring into a CHRB racing or training inclosure a horse known to have received ESWT within the last 30 days without prior approval of the official veterinarian. All ESWT treatments must be reported to the State Veterinarian. Horses treated with ESWT in California are placed on the Veterinarian’s List for 30 days (the day after treatment is the first day on the Veteri- narian’s List.) The horse may be removed from the Veterinarian’s List the day following the 30th day, provided it is not on the Veterinarian’s List for any other reason. Horses treated with ESWT may not participate in a recorded workout or race for the 30 days after treatment. See page 91-92 for further details. Breeders’ Cup Out-of-Competition Testing Breeders’ Cup Limited will be conducting out-of-competition (OOC) testing on all 2021 Challenge win- ners and any other possible starters prior to the Breeders’ Cup World Championships. This testing is separate from any testing the California Horse Racing Board (CHRB) performs. The Breeders’ Cup OOC testing will be performed by The Kenneth L. Maddy Equine Analytical Chemistry Laboratory at UC Davis. Routine testing at the Maddy Lab meets or exceeds the protocols established by TOBA and required by Breeders’ Cup World Championships to ensure that the highest possible level of testing is performed on all samples. The CHRB conducts out of competition (OOC) testing of horses under the CHRB’s jurisdiction. The primary focus of OOC testing for the Breeders’ Cup World Championships will be for Epogen, darb-EPO, and other blood doping agents but the CHRB may also test and prosecute for other drugs and sub- stances including certain animal venoms, growth hormone and the beta-2 agonists ractopamine and zilpaterol under Rule 1867 and any other drugs or medications restricted by CHRB Rule 1867 and 1869 including anabolic steroids. Out of competition testing may be conducted at any time. Rules 1858 and/ or 1863 provide that every horse nominated, pre-entered or entered in a race is subject to testing and no owner, trainer or other person having the care of a horse shall refuse to submit it for testing when directed by the Stewards or the Official Veterinarian. Racing officials from other state jurisdictions and internationally will assist the CHRB in obtaining blood samples for OOC testing. Horses must be timely

2021 Horsemen’s Information Guide 17 RACE SCHEDULE & CONDITIONS

produced for testing if requested. A horse is not eligible to start unless the owner and trainer comply with any pre-race testing request. A horse testing positive for Epogen, darbEPO or other blood doping agents or other prohibited substance will initiate regulatory action. If a violation is determined, serious penalties may be imposed, including fines and suspension or revocation of licenses.

All horses nominated, pre-entered or entered to race on November 5 and November 6 are subject to pre-race blood, urine, or hair testing at any time. No exceptions.

Final Stage – Entry Procedures, closing 10 am, November 1

Entries for all Breeders’ Cup World Championships races will close promptly at 10:00 am (PDT) on Monday, November 1, 2021, in the Breeders’ Cup Racing Office at Del Mar only. A horse shall not be entered in two races to be run on the same day. At the time of entry a maximum of 14 horses and up to four also-eligibles may be accepted for entry in each race based on the order of preference in the rankings established at pre-entry, except for the Turf Sprint and Juvenile Turf Sprint which will each start 12 horses with up to six also-eligibles. Scratch time for all Friday Championships races to be contested will be 8:00 am (PDT) on Friday, November 5, 2021. Scratch time for all Saturday Championships races to be contested will be 8:00 am (PDT) on Saturday, November 6, 2021. Entry fees are payable to Del Mar Thoroughbred Club. Entry fee amounts are listed on individual race pages 21-34.

See Condition of Entry on page 13 of this Guide

Also-Eligible Horses There may be up to four also-eligible horses for each Championships race, excluding the Turf Sprint and Juvenile Turf Sprint, which will each carry a total of up to six also-eligible horses. The also-eligible horses will be designated in accordance with the Breeders’ Cup Racing Directors/Secretaries Panel’s order of preference for each Championships race that is oversubscribed at the time of pre-entry. See Field Selection System on page 35-36.

Minimum Entry Qualifications for Breeders’ Cup World Championships Runners Breeders’ Cup World Championships Eligibility Rule: First time starters will not be allowed to pre-enter any BCWC race. All pre-entered horses must have made at least one official start in a thoroughbred race. The following is for any three-year-old and older horse that has broken its maiden. Any horse that has started for $15,000 or less and has not won for $20,000 or more in the previous two years or has not finished second, third, fourth, or fifth for $20,000 or more since running for $15,000 or less is not eligible to be pre-entered, to be entered or to run in a Breeders’ Cup World Championships race. The following is for any maiden three-year-old

18 members.breederscup.com RACE SCHEDULE & CONDITIONS or older, which has started in a Maiden Claiming race of $32,000 or less. Maidens that have started in a maiden race of $18,000 or less will not be eligible. Maidens that have started in a maiden race of $32,000 or less at ANY TIME and have not finished second, third, fourth, or fifth in a maiden race greater than $18,000 within their last four starts will not be eligible. Horses must start in at least four maiden claiming races for this rule to apply.

Mandatory Ship In Requirements All horses who have entered in a Breeders’ Cup World Championships race must be on the grounds of Del Mar by 11:00 am (PDT), Tuesday, November 2, this includes horses that are also-eligibles. All international runners must be on the grounds at Del Mar no later than 11:00 pm (PDT), Sunday, October 31 to be checked into the USDA quarantine facility.

Refund of Pre-Entry or Entry Fees Pre-entry and entry fees for nominated horses are nonrefundable except in the event of sickness or dis- ability certified by the track or state veterinarian, or by veterinary certification acceptable to Breeders’ Cup Limited, in BCL’s sole discretion and such determination shall be final, or in the event a horse is not selected by the Racing Directors/Secretaries Panel to enter the race of first choice or in the event a horse does not draw into the body of the field at scratch time or the horse is scratched by the Stewards. Should a pre-entry fee be paid of greater amount than that required for a designated race, the excess balance will be refunded or may be applied to entry fee requirements for the race actu- ally entered. (For example, if a pre-entry fee of $30,000 is paid in anticipation of entering the Breeders’ Cup Mile and the horse is actually entered in the Breeders’ Cup Turf Sprint instead – requiring a $15,000 pre-entry fee – then the excess $15,000 may be applied to the fees due at the time entries are taken.) Nominator Awards Horses that finish first through last in any Breeders’ Cup World Championships race will earn a foal nominator award and it will be paid to the person who nominated the horse. Horses that finish first through fourth will earn a stallion nominator award which will be paid to the person who nominated the sire of the horse to Breeders’ Cup. Stallion nominator awards will not be paid to stallions who are not BCL nominated. Stallion nominator awards will be paid to nominators under the International Breeders’ Cup program in accordance with the rules of that program and a copy of these rules may be obtained by calling Breeders’ Cup Limited at (859) 514-9423. The announced guaranteed purse of each Breeders’ Cup World Championships race will not be increased by pre-entry or entry fees collected prior to race day. Nominator awards are not included in the guaranteed purse. Nominator awards will be paid directly by Breeders’ Cup Limited.

2021 Horsemen’s Information Guide 19 RACE SCHEDULE & CONDITIONS

Notes on Purse Distributions

Note 1 Owners’ purse distribution will be based on official order of finish. Note 2 All unpaid travel awards will remain the property of Breeders’ Cup Limited. Note 3 Owner/nominator must ensure that BCL has current contact information for the owner/nominator. BCL will make reasonable efforts to locate owners/nominators to pay awards. If BCL does not locate an owner/ nominator for the payment of an award and the owner/nominator does not claim the award within three (3) years from the date of the race upon which the award was determined, the owner/nominator forfeits all claims to the award and it reverts to BCL. Note 4 Purse distributions noted on race conditions apply to races with five or more starters.

20 members.breederscup.com RACE SCHEDULE & CONDITIONS November 5 • Future Stars Friday

(Races are listed alphabetically, by day)

BREEDERS’ CUP JUVENILE (Grade I) To be run Friday, November 5

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last. For two-year-old colts & geldings One Mile and One-Sixteenth (1 1/16 M) (Dirt) (1700 m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014 Weight: 122 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

2021 Horsemen’s Information Guide 21 RACE SCHEDULE & CONDITIONS November 5 • Future Stars Friday

BREEDERS’ CUP JUVENILE FILLIES (Grade I) To be run Friday, November 5

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For two-year-old fillies One Mile and One-Sixteenth (1 1/16 M) (Dirt) (1700 m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014 Weight: 122 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition.

Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

22 members.breederscup.com RACE SCHEDULE & CONDITIONS November 5 • Future Stars Friday

BREEDERS’ CUP JUVENILE FILLIES TURF (Grade I) To be run Friday, November 5

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For two-year-old fillies One Mile (1 M) (Turf) (1600 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014 Weight: 122 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

2021 Horsemen’s Information Guide 23 RACE SCHEDULE & CONDITIONS November 5 • Future Stars Friday

BREEDERS’ CUP JUVENILE TURF (Grade I) To be run Friday, November 5

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For two-year-old colts & geldings One Mile (1 M) (Turf) (1600 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014 Weight: 122 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

24 members.breederscup.com RACE SCHEDULE & CONDITIONS November 5 • Future Stars Friday

BREEDERS’ CUP JUVENILE TURF SPRINT (Grade II) To be run Friday, November 5

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For two-year-olds (open) Five Furlongs (5 F) (Turf) (1000 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014 Weight: 122 lbs Fillies Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 12 STARTERS MAY TAKE PART IN THIS RACE • 6 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

START

FINISH

2021 Horsemen’s Information Guide 25 RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP CLASSIC (Grade I) To be run Saturday, November 6

With a gross purse of US$6,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $3,120,000, 2nd $1,080,000, 3rd $540,000, 4th $300,000, 5th $180,000, 6th $120,000, 7th $60,000, 8th $60,000, 9th $60,000, 10th $60,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $100,000, 2nd $30,000, 3rd $15,000, 4th $7,500 Additional $1,000 Foal Nominator Award paid 5th through last.

For three-year-olds and upward One Mile and One-Quarter (1 1/4M) (Dirt) (2000m) $75,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $75,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 122 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 118 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

1 1/4 MILES

FINISH START

26 members.breederscup.com RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP DIRT MILE (Grade I) To be run Saturday, November 6

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For three-year-olds and upward One Mile (1 Mile) (Dirt) (1600 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 123 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 120 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

1 MILE

START FINISH 2021 Horsemen’s Information Guide 27 RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP DISTAFF (Grade I) To be run Saturday, November 6

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For fillies & mares, three-years-old and upward One Mile and One-Eighth (1 1/8 M) (Dirt) (1800 m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 121 lbs; 4YO & Up 124 lbs Southern Hemisphere-bred: Weights: 3YO 118 lbs; 4YO & Up 124 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

28 members.breederscup.com RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP FILLY & MARE SPRINT (Grade I) To be run Saturday, November 6

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For fillies & mares, three-years-old and upward Seven Furlongs (7F) (Dirt) (1400 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 122 lbs; 4YO & Up 124 lbs Southern Hemisphere-bred: Weights: 3YO 120 lbs; 4YO & Up 124 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

START

FINISH

2021 Horsemen’s Information Guide 29 RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP FILLY & MARE TURF (Grade I) To be run Saturday, November 6

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For fillies & mares, three-years-old and upward One Mile and Three-Eighths (1 3/8 M) (Turf) (2200m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 120 lbs; 4YO & Up 124 lbs Southern Hemisphere-bred: Weights: 3YO 118 lbs; 4YO & Up 124 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

30 members.breederscup.com RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP MILE (Grade I) To be run Saturday, November 6

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last. For three-year-olds and upward One Mile (1 M) (Turf) (1600 m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 123 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 120 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

FINISH START

2021 Horsemen’s Information Guide 31 RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP SPRINT (Grade I) To be run Saturday, November 6

With a gross purse of US$2,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $1,040,000, 2nd $340,000, 3rd $180,000, 4th $100,000, 5th $60,000, 6th $40,000, 7th $20,000, 8th $20,000, 9th $20,000, 10th $20,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $40,000, 2nd $12,000, 3rd $6,000, 4th $3,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For three-year-olds and upward Six Furlongs (6 F) (Dirt) (1200 m) $30,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $30,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 124 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 122 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

START

FINISH

32 members.breederscup.com RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP TURF (Grade I) To be run Saturday, November 6

With a gross purse of US$4,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $2,080,000, 2nd $680,000, 3rd $360,000, 4th $200,000, 5th $120,000, 6th $80,000, 7th $40,000, 8th $40,000, 9th $40,000, 10th $40,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $50,000, 2nd $15,000, 3rd $7,500, 4th $ 3,750 Additional $1,000 Foal Nominator Award paid 5th through last.

For three-year-olds and upward One Mile and One-Half (1 1/2 M) (Turf) (2400 m) $50,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $50,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 122 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 118 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 14 STARTERS MAY TAKE PART IN THIS RACE • 4 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

START

2

FINISH

2021 Horsemen’s Information Guide 33 RACE SCHEDULE & CONDITIONS November 6 • Championships Saturday

BREEDERS’ CUP TURF SPRINT (Grade I) To be run Saturday, November 6

With a gross purse of US$1,000,000 (includes travel awards) Owners purse to be divided as follows: 1st $520,000, 2nd $170,000, 3rd $90,000, 4th $50,000, 5th $30,000, 6th $20,000, 7th $10,000, 8th $10,000, 9th $10,000, 10th $10,000 In addition to gross purse, nominator awards will be paid to both the foal and stallion nominator (based on eligibility qualifications) as follows: 1st $20,000, 2nd $8,000, 3rd $4,000, 4th $2,000 Additional $1,000 Foal Nominator Award paid 5th through last.

For three-year-olds and upward Five Furlongs (5 F) (Turf) (1000 m) $15,000 pre-entry fee due at Noon (PDT) on Monday, October 25, 2021, and $15,000 entry fee due at 10:00 am (PDT) on Monday, November 1, 2021 Payable to Del Mar Thoroughbred Club, Inc. at the Breeders’ Cup Racing Office, Del Mar Racetrack, 2260 Jimmy Durante Blvd., Del Mar, CA 92014

Northern Hemisphere-bred: Weights: 3YO 124 lbs; 4YO & Up 126 lbs Southern Hemisphere-bred: Weights: 3YO 122 lbs; 4YO & Up 126 lbs Fillies & Mares Allowed 3 lbs Horses not nominated to the Breeders’ Cup must be nominated by the pre-entry deadline. NOT MORE THAN 12 STARTERS MAY TAKE PART IN THIS RACE • 6 ALSO-ELIGIBLES MAY BE TAKEN No Lasix will be permitted within 48 hours of this race. The Breeders’ Cup Condition of Entry is in full effect for this race. See page 13 for full condition. Travel All non-California based runners that ship into California from a North American location will receive a $10,000 shipping stipend upon starting. All international runners will receive a $40,000 shipping stipend upon starting. Runners who stable in California are not eligible for the award.

START

FINISH

34 members.breederscup.com RACE SCHEDULE & CONDITIONS

Breeders’ Cup Field Selection System (For Races That Oversubscribe)

A maximum of 14 starters are allowed in each of the 14 Breeders’ Cup World Championships races with the exception of the Turf Sprint and Juvenile Turf Sprint which will each start 12. Breeders’ Cup Limited has adopted a field selection system to select runners in the event fields are oversub- scribed. This system ranks horses in order of preference based upon (i) wins in Breeders’ Cup Challenge races, (ii) a point system and (iii) the judgment of a panel of racing experts. The field selection system will be implemented, as necessary, following the taking of pre-entries on October 25, 2021 to officially rank the oversubscribed fields. The Racing Directors/Secretaries Panel (the “Panel”) will rank all the horses pre-entered in the oversubscribed races as described below. After pre-entry ranking, any vacancies in the fields will be filled by horses in order of panel preference. Breeders’ Cup Graded Stakes Points Specific point values are assigned to graded stakes that have been run under conditions that prohibit Lasix within a minimum of 24 or a maximum of 48 hours of the race. First-, second- and third-place finishes in these described stakes throughout the United States and/or Canada from January 1 through the pre-entry deadline date of October 25, 2021 that have been granted graded status by the American Graded Stakes Committee of the Thoroughbred Owners and Breeders Asso- ciation and/or by the Jockey Club of Canada and are Lasix-free will earn these points. International Group races outside of the U.S. and Canada have no point value. Based on this system, win, place and show horses in Grade I stakes earn ten, six and four points, respectively. The top three finishers in Grade II stakes earn six, four, and two points, respectively, and in Grade III races the points earned are four, two, and one, respectively. Breeders’ Cup Graded Stakes Points Win Place Show Grade I 10 6 4 Grade II 6 4 2 Grade III 4 2 1

Except for the five two-year-old Championships races, Graded Stakes points for dirt races will be the only points considered for horses pre-entered in dirt Championships races and Graded Stakes points for turf races will be the only points considered for horses pre-entered in turf Championships races. All Graded Stakes run lasix free will earn points and will be considered for the five two-year-old Championships races.

NOTE: Challenge wins or Graded Stakes points will have no bearing on ranking after pre-entry selection.

2021 Horsemen’s Information Guide 35 RACE SCHEDULE & CONDITIONS

Selection Procedures In the case of an oversubscribed 14 or 12 horse field, the first horse(s) selected will be the winner(s) of Breeders’ Cup Challenge races in the corresponding Breeders’ Cup Championships division. After the selection of Challenge winners, the next horses will be ranked at pre-entry based on the total number of Graded Stakes points they have collected during the year until a maximum of seven or six horses (or all Challenge winners) have been ranked based on Breeders’ Cup Challenge races and Graded Stakes points. All horses will need to accumulate a minimum of six points in American and/or Canadian Graded Stakes races to be considered to receive an automatic selection on points in any Championships race with the exception of the five Juvenile races. In the five Juvenile races, horses will need to accumulate a minimum of four points in American and/or Canadian Graded Stakes races to be considered to receive an automatic selection on points. The horses remaining after the first seven or six (or all Challenge winners) in oversubscribed 14 or 12 horse fields at the time of pre-entry will be ranked in order of preference by the Panel. The Panel will be free to establish its own criteria or ranking so that high-quality horses of demonstrated ability will have the opportunity to participate in Championships races regardless of earlier par- ticipation in graded events. Horses will be allowed to pre-enter a maximum of two races. The races in which the horse pre- enters must be designated in order of choice at the time of pre-entry on October 25, 2021. Perfor- mance in Breeders’ Cup Challenge races and points earned in American Graded Stakes races and/ or Canadian Graded Stakes races have no bearing on a given Championships race field unless the race is oversubscribed (more than 14 or 12 pre-entered). Once a horse has been ranked among the first 14 or 12 horses in its race of first choice at pre- entry, its ranking in its race of second choice will be based first on whether it won a Breeders’ Cup Challenge race in the Championships division of the second choice and then on the judgment of the Panel regardless of the number of points earned in American and/or Canadian Graded Stakes races. If a horse is not ranked among the first 14 or 12 horses in its race of first choice and it did not win a Challenge race in its Championships division of second choice, then its points earned in American and/or Canadian Graded Stakes races will be utilized for ranking in its race of second choice. Ties at Pre-Entry In the event more than 14 or 12 horses are pre-entered in a particular Championships race and two or more horses are tied for the seventh or sixth highest number of American and/or Canadian Graded Stakes races points at the time of pre-entry, the Panel shall decide in its sole discretion which of those horses shall be the seventh or sixth highest point earner. Horses not selected shall then be ranked in order of preference by the Panel at its discretion. Pre-Entry Rankings The Panel will issue a list of all horses ranked in order of preference for each Championships race that is oversubscribed at the time of pre-entry. After pre-entry, any vacancies in the fields of over- subscribed races will be filled by horses in the Panel’s order of preference as determined at pre-entry.

36 members.breederscup.com PAYMASTER OF PURSES

Paymaster of Purses

The Paymaster of Purses’ office will be open from 9:00 am (PDT) until after the last Del Mar race on racing days to transact business with horsemen. The office is located near the Del Mar Frontside Racing office. Contact Bridget Crawford, (858) 794-1034 or [email protected]. No purse earnings or travel awards for any Breeders’ Cup World Championships races will be released until cleared by the CHRB after all post-race testing is complete and approval by BCL has been issued to the paymaster. Any test results that result in a positive for non-permitted substances will cause purse and travel distribution to be placed on hold for the affected race. The Paymaster of Purses will deduct from the owner’s account and deposit into the trainer’s account 10 percent of the purse earned on any horse that finishes first, second or third, subject to an opt-out provision made by the owner prior to the race. “Purse earned” means all amounts earned (excluding any applicable travel awards) less any nomination, entry or start fees paid by the owner. All owners have the right to opt out of this program if they so choose. To do so, file CHRB Form 134 located on page 141 of this Horsemen’s Information Guide with the Paymaster of Purses at Del Mar. This form may be faxed to the Paymaster at Del Mar, fax (858) 794-1049 or by e-mail: [email protected]. Please note that if you file a CHRB Form 134 to opt out of this automatic payment, (a) it will apply to all horses you own any part of, (b) it will be binding on all partners on those horses, (c) it will apply to all trainers you employ and (d) it will remain in force until you submit a written revocation to the Paymaster at the race meeting where the form was submitted. Owners and trainers are required to file their complete address information and U.S. Tax Reporting Number. Owners must deposit jockey fees and all fees for stakes engagements prior to post-time of their race. In the event the parties reach an agreement with respect to the fee paid to the jockey, said agreement or contract must be signed by all parties and delivered to the Paymaster of Purses prior to the running of the race in question. If no contract or written agreement is submitted prior to the race in question, the Paymaster of Purses shall debit the owner’s account in accordance with the fee scale set forth in Section 1632 of the Rules and Regulations of the California Horse Racing Board. All Breeders’ Cup World Championships owners should deposit a $237 jockey mount fee prior to entry for the races. Jockey pay percentages are 10 percent for first, 5 percent for second and 5 percent for third place finish.

Paymaster of Purses Bridget Crawford (858) 794-1034 • (858) 794-1049 fax E-mail: [email protected]

2021 Horsemen’s Information Guide 37 PAYMASTER OF PURSES

Note | United States Non-Residents - The Internal Revenue Service requires that the race- track withhold 30 percent on any gross purse earnings or travel awards to a non-resident of the United States in the absence of a Form W8BEN or W8ECI placed on file with the Paymaster of Purses. Forms are available through the Del Mar Paymaster, Breeders’ Cup Limited, or the International Racing Bureau.

Signed W-9 Forms must be in the office of the Paymaster of Purses prior to any purse money being distributed. If no form is present, 30 percent of the purse will be held until the form is completed. Non-California resident owners, trainers and jockeys will have a mandatory seven percent of all purse money deducted for State of California taxes.

Attention Owners: CHRB rule 1970. Wagering on Competing Horse. No owner, authorized agent or trainer having a horse entered in a race shall wager on, or include in any wager, any other horse competing in such races to finish first regardless of whether such wagers are “exotic” or “conventional.” No employee or representative of any owner, authorized agent or trainer having a horse entered in a race shall wager on, or include in any wager, any other horse competing in such race to finish first regardless of whether such wagers are “exotic” or “conventional.”

Amendment to Rule 1467, Paymaster of Purses The amendment which became effective May 8, 2008, requires the Paymaster of Purses to deduct 0.3 percent of the net purse earned by any thoroughbred horse at a thoroughbred racing associa- tion or racing fair for deposit into the California Retirement Management Account (CARMA). A horse owner may ‘opt-out’ of the CARMA deduction by submitting a form CHRB-206 Notification of Exclusion of CARMA contribution, the form is located on page 143 of this guide. The form must be submitted at each live racing meeting at which the owner participates. A horse owner who has not submitted a form CHRB-206 with the Paymaster at the track in which their horse is competing will be subject to the 0.3 percent CARMA deduction.

38 members.breederscup.com RACE SCHEDULE & CONDITIONS

Breeders’ Cup Challenge “Win & You’re In” Series

The 2021 Breeders’ Cup Challenge Series is a “Win & You’re In” program. With 84 races selected worldwide across every Championships division, owning a Breeders’ Cup nominated runner is more important than ever. In 2021, any nominated horse that wins a Challenge race will receive: • An automatic starting position in the corresponding Championships race. • Pre-entry and entry fees paid. • A nominator award of $10,000 to the person nominating the foal or Horse of Racing Age. All Championships starters will receive: • A travel allowance of $10,000 for North American runners (if stabled outside of California) and $40,000 for international runners will be awarded when they start in the Breeders’ Cup World Championships. Breeders’ Cup Challenge Series: Win and You’re In, presented by America’s Best Racing on NBC Sports This year’s Breeders’ Cup Challenge Series, now in its eighth year on NBC and NBCSN, features a schedule of 12 live programs featuring more than 20 major stakes on the road to the Breeders’ Cup World Championships (BCWC). Del Mar Racetrack is the home of this year’s Breeders’ Cup World Championships, November 5-6, which also will be televised live by the NBC Sports Group. Breeders’ Cup World Championships offer 14 Championships races and $31 million in purses and awards each year. When combined with the Challenge program benefits, it makes millions in purses and awards available for Breeders’ Cup nominated horses each year. All horses must be nominated in order to compete in the Championships. In the event a designated Breeders’ Cup Challenge turf race (Turf Sprint, Juvenile Turf, Juvenile Fil- lies Turf, Juvenile Turf Sprint, Filly and Mare Turf, Turf or Mile Division) is taken off the turf, due to unsafe racing conditions, the horse that wins the “off the turf” race will NOT receive an automatic qualifying position and will NOT receive the starting fees (the total of pre-entry and entry fees) to enter the Breeders’ Cup World Championships in the applicable Turf Division race; provided, how- ever, that Breeders’ Cup Limited may, at its option, reinstate the “Win and You’re In” status of the “off the turf” race. The decision to take a Breeders’ Cup Challenge Division turf race off the turf course is under the sole discretion of the racetrack/racing association, not Breeders’ Cup Limited. All 2021 Challenge races will be conducted Lasix free. All Challenge winners are subject to out-of-competition testing. All Championships possible run- ners are subject to out-of-competition testing by the CHRB and/or BCL. All BCWC runners must comply with the BCWC Condition of Entry, the complete entry rule is found on page 13 of this guide. For a complete list of 2021 Breeders’ Cup Challenge races, winners, and race replays, as well as program rules, please visit members.breederscup.com.

2021 Horsemen’s Information Guide 39 RACE SCHEDULE & CONDITIONS

2021 Del Mar Bing Crosby Meet Stakes Schedule (excluding BC Championship Races)

Date Nom Deadline Stakes, Sex & Age Value & Distance 11/3/21 10/21/21 SEASHELL STAKES $100,000 F/M, 3 & UP, NW S/S $60,000 at One Mile or over since April 1 1 M 11/4/21 10/21/21 LET IT RIDE STAKES $100,000 3YO, NW S/S $60,000 at One Mile or over since April 1 1 M (T)

11/5/21 BREEDERS’ CUP WORLD CHAMPIONSHIPS – FUTURE STARS FRIDAY (UNDERCARD) 11/5/21 10/21/21 GOLDEN STATE JUVENILE STAKES $175,000 2 YO (California Bred) 7 F 11/5/21 10/21/21 GOLDEN STATE JUVENILE FILLIES STAKES, presented by PNC $175,000 F, 2 YO (California Bred) 7 F 11/5/21 10/21/21 SENATOR KEN MADDY STAKES (L) $200,000 F/M, 2 & UP 5 F (T) 11/5/21 10/22/21 QATAR GOLDEN MILE $150,000 2 YO 1 M (T)

11/6/21 BREEDERS’ CUP WORLD CHAMPIONSHIPS SATURDAY (UNDERCARD) 11/6/21 10/21/21 THE THOROUGHBRED AFTERCARE ALLIANCE STAKES (GII) $250,000

3 & UP 15⁄8 M 11/6/21 10/22/21 GOLDIKOVA STAKES (GII), presented by PNC $300,000 F/M, 3 & UP 1 M (T) 11/7/21 10/21/21 BETTY GRABLE STAKES $100,000 F/M, 3 & UP (California Bred) 7 F 11/13/21 11/4/21 DESI ARNAZ STAKES $100,000 F, 2 YO 7 F 11/14/21 11/4/21 BOB HOPE STAKES (GIII) $100,000 2 YO 7 F 11/20/21 11/11/21 NATIVE DIVER STAKES (GIII) $100,000

3 & UP 11⁄8 M 11/21/21 11/11/21 CARY GRANT STAKES $100,000 3 & UP (California Bred) 7 F 11/25/21 11/11/21 RED CARPET STAKES (GIII) $100,000

F/M, 3 & UP 13⁄8 M (T)

(Continued on next page) See dmtc.com/racing/stakes for more information & supplemental dates.

40 members.breederscup.com RACE SCHEDULE & CONDITIONS

2021 Del Mar Bing Crosby Meet Stakes Schedule (continued)

Date Nom Deadline Stakes, Sex & Age Value & Distance

11/26/21 11/18/21 HOLLYWOOD TURF CUP (GII) $250,000

3 & UP 11⁄2 M (T) 11/27/21 11/18/21 HOLLYWOOD DERBY (GI) $400,000

3 YO 11⁄8 M (T) 11/27/21 11/18/21 JIMMY DURANTE STAKES (GIII) $100,000 F, 2 YO 1 M (T) 11/27/21 11/18/21 SEABISCUIT HANDICAP (GII) $250,000

3 & UP 11⁄16 M (T) 11/28/17 11/18/21 CECIL B. DEMILLE STAKES (GIII) $100,000 2 YO 1 M (T) 11/28/21 11/18/21 MATRIARCH STAKES (GI) $400,000 F/M, 3 & UP 1 M (T)

*Call the DMTC Racing Office for more information. (858) 792-4230

Undercard runners must be on the grounds of Del Mar by Wednesday, November 3 by 8:00 am (PDT) in order to meet mandatory veterinary exams.

All races run on Friday, November 5 and Saturday, November 6 will run with no medication, including furosemide within 48 hours of race day.

2021 Horsemen’s Information Guide 41 42 members.breederscup.com PARTICIPANT­ INFORMATION

In this Section of the Guide

Step-by-Step Guide for Participants...... 44-45 Ticket Procedures...... 46 Parking & Admissions...... 47 Official Events...... 48 Breeders’ Cup Hotels & Owner Hotel Allowance...... 49 Breeders’ Cup Hospitality Centers...... 50 Licensing/Insurance...... 51-55 NTRA...... 56

Please see Schedule of Events on pages 8-9 of this guide. For more information on any official Championships events, please call Breeders’ Cup Ticketing and Horsemen’s Relations at (859) 422-2697. Your official participant welcome packet will be sent via e-mail following pre-entry.

Breeders’ Cup Participant Concierge Services (859) 422-2697, Email: [email protected]

2021 Horsemen’s Information Guide 43 PARTICIPANT INFORMATION

Step-by-Step Guide For Participants on Arrival at Del Mar

Note | Please provide the following information to Breeders’ Cup Limited and the Racing Secretary at Del Mar prior to your arrival.

1. To the Del Mar Racing Office: a. Foal certificate to be placed on file in the Del Mar Racing Office with the Horse Identifier showing complete and correct ownership no later than 48 hours after the arrival of the horse. b. Trainers complete and sign the Del Mar stall application form and return with complete list of owners and badge applicants before credentials can be issued. The application can be found online at dmtc.com/horsemen/stallapp or by calling the Del Mar Racing Office at (858) 792-4231. c. Trainers must complete & sign the Trainer’s Agreement and return to the Del Mar Racing Office. Form is on pages 139-140. 2. To the California Horse Racing Board: Breeders’ Cup Week Hours: 7:30 am - 4:30 pm Beginning on Wednesday, October 27 and through Sunday October 31, the licensing office will be open 8:00 am - 3:30 pm daily. During Breeders’ Cup week, the office will open on Monday, November 1 and will be open daily through Friday, November 5 between the hours of 7:30 am and 4:30 pm. On Saturday, November 6 and Sunday, November 7, hours revert back to 8:00 am - 3:30 pm, phone (858) 755-1141 x3885. a.  Licensing for owners, trainers and jockeys must start at the CHRB office (located near the Stable Gate 3 on the backstretch of Del Mar). A workers’ compensation certificate, covering backstretch employees in California, must be on file prior to a trainer being licensed or a horse being permitted to start. International and/or out-of-state workers’ compensation coverage is acceptable with the proper endorsement “covers all racing operations in California.” b.  Complete and return the CHRB 30-day veterinary treatment record for each BCWC runner (page 145). For more information, see page 51-55. 3. For Licensing of Stable Employees: a. All stable employees must be licensed. Identification is required to be licensed. All applicants must have a photo ID.

44 members.breederscup.com PARTICIPANT INFORMATION

4. To the BC Stable Office, Steve Hargrave, (502) 541-8818: a. Arrival time. b. Groom’s accommodation. c. Trainer’s local accommodation and telephone number. d. Feed requirements, including bottled water, if needed. e. Any special requirements, such as special bedding. f. An official health certificate executed by an accredited veterinarian no greater than 72 hours prior to horse’s arrival and a current “negative Coggins Test” taken within the last 12 months for every horse shipping into the stable area. 5. At the Breeders’ Cup Racing Office (859) 514-9422: a. Confirm your hotel requirements with the Breeders’ Cup Racing Staff. b. Pre-enter all Breeders’ Cup World Championships races by 12 noon (PDT) on Monday, October 25, 2021. An e-mail address must be provided to the BC Racing Office to confirm pre-entry. c. Enter all Breeders’ Cup World Championships races by 10:00 am (PDT) on Monday, November 1, 2021. d. Paddock passes will be required to gain entry to the paddock for all Breeders’ Cup World Championships races. Beginning Wednesday, November 3, paddock passes will be issued only through the Breeders’ Cup Racing Office and are horse and race specific. e. Veterinary forms - Complete and return all applicable veterinary forms to the parties listed on each individual form (pages 139-151). 6. At the Breeders’ Cup Ticketing and Horsemen’s Relations Office (859) 422-2697: a. Inform the office of your e-mail, phone and fax numbers upon pre-entry. b. An invitation “welcome packet” including your seating, parking, credential, and event invitation request forms will be e-mailed after pre-entry closes on Monday, October 25. c. For complete participant seating procedures refer to page 46. d. Pick up your participant portfolio which includes tickets, parking, credentials and paddock passes if applicable beginning Wednesday, November 3, or arrange for delivery.

Both the Breeders’ Cup Racing Office and the Ticketing and Horsemen’s Relations Office are located near the West End of the Grandstand at Del Mar Racetrack in Mission Tower (see map on page 155).

Breeders’ Cup Racing Office Email: [email protected] Breeders’ Cup Ticketing Office Email: [email protected]

2021 Horsemen’s Information Guide 45 PARTICIPANT INFORMATION

Ticket Procedures for Breeders’ Cup World Championships

Participants All owners, trainers, jockeys and breeders who are affiliated with horses that have pre-entered a Breeders’ Cup World Championships race will be e-mailed a welcome letter & seat request form following the taking of pre-entries on October 25, 2021. All requests must be submitted through this online procedure and a prompt return is requested.

Ticket Distribution Participant’s tickets may be picked up at the Breeders’ Cup Ticketing and Participant’s Concierge Office (859) 422-2697 located near the West End of the Grandstand at Del Mar Racetrack in Mission Tower (see map on page 155), beginning Wednesday, November 3, at 7:00 am, based on appointments.

Participant Seating (see seating map on page 154) Friday, November 5 and Saturday, November 6: The day your horse competes you receive com- plimentary seating as described below. The balance of your seating request will be charged at the face value of the ticket. Participating Owners (a partnership, co-ownership, or syndicate is considered one owner) may request six complimentary seats per horse for the day the horse(s) compete(s). Owners have the option to purchase additional seats for both Championships Friday and Saturday based on avail- ability. Every effort will be made to place complimentary and purchased seats together but it is not guaranteed. Participating Trainers may request up to two complimentary seats per horse for the day the horse(s) compete(s) (up to a maximum of six complimentary seats per day). Trainers have the option to purchase additional seats for both Championships Friday and Saturday, based on availability. Every effort will be made to place complimentary and purchased seats together but it is not guaranteed. Participating Jockeys and Breeders (a partnership, co-breeder, or syndicate is considered one breeder) may request two complimentary seats for each day they participate, regardless of how many horses are entered, and have the option to purchase additional seats, based on availability.

Breeders’ Cup World Championships Nov. 5 & 6 • All tickets & parking are sold in advance. No event day sales at the gate.

46 members.breederscup.com PARTICIPANT INFORMATION

Parking Passes Automobiles: Parking passes will be offered on the horsemen’s seat request form. Owners, trainers, jockeys and breeders may request one complimentary VIP parking pass for their vehicle for the day they participate (this is not valid for limousines or motor coaches). Additional preferred parking passes may be requested at a cost of $50 per parking pass per day. Limousines & Motor Coaches: Limousine and motor coach (bus) parking passes must be pur- chased in advance of the event and will be offered on the horsemen’s seat request form. Limo park- ing may be purchased for $100 per pass per day and motor coach (bus) parking may be purchased for $100 per pass per day. Limits do apply and are based on availability. Rental Cars: Breeders’ Cup has partnered with Enterprise Rent-a-Car and National Car Rental to extend special rental rates to participating VIPs and horsemen. With the largest network of neigh- borhood and airport locations, you can rent with ease, whether you’re planning to drive, fly, or both to the next race. Plus, you can feel confident knowing that Enterprise and National are committed to protecting the well-being of their customers with the Complete Clean Pledge, their promise to go above and beyond already rigorous cleaning protocols to protect the health and safety of all. Make your reservation early at elink.enterprise.com/en/20/08/breeders-cup-limited.html.

For more parking details and options please refer to page 124.

Questions regarding participants’ portfolios should be directed to the Breeders’ Cup Ticketing and Participant Concierge Office located onsite at Del Mar at (859) 422-2697 or E-mail: [email protected]

2021 Horsemen’s Information Guide 47 PARTICIPANT INFORMATION

Official Events for Participants

Participant Trackside Breakfast Marquee All Breeders’ Cup World Championships participants are invited to our Trackside Breakfast Marquee presented by WinStar Farm and Fasig-Tipton beginning Sunday, October 31. This venue is located at the far side of the grandstand at Del Mar racetrack and will be open each morning leading up to the World Championships. Proper credentials are required. You may pick these up at the Breeders’ Cup Ticketing and Horsemen’s Relations Office. (See map on page 155.) Breeders’ Cup Post Position Draw & Reception On Monday, November 1 at 2:30 pm, join us in the Paddock at Del Mar racetrack for the live drawing of 14 Championship races. Join us afterwards for complimentary cocktails and hors d’ oeuvres at Rancho Valencia beginning at 5:00 pm. Invitations required. Champions Terrace A celebration of the winning owner and the connections of each Championships winner will be toasted in our Champions Terrace after the conclusion of each race. Your Championship host will guide you from the Winner’s Circle. Breeders’ Cup Welcome Dinner An exclusive dinner curated for the connections of all Championships runners will be held on Thursday, November 4 at 6:00 pm. Dinners will take place at various local restaurants. Join us after dinner at the L’ Auberge hotel for cocktails and dessert. Details to follow, invitation and RSVP are required. The Owner-Trainer Enclosure at Paddock Tavern and 17 Hands presented by IRISH THOROUGHBRED MARKETING We offer an exclusive VIP area adjacent to the walking ring for you and your guests called The Owner-Trainer Enclosure. You are welcome to visit The Enclosure at any time during Championships Friday and Saturday with your guests. Cocktail service is available, proper credentials are required.

48 members.breederscup.com PARTICIPANT INFORMATION

Breeders’ Cup Participant Hotels

Breeders’ Cup Limited has reserved blocks of rooms to accommodate Breeders’ Cup World Championships participants at hotels listed below which are located in the vicinity of Del Mar Racetrack. There is a three night minimum between November 4-6 for each of these properties. Breeders’ Cup Limited will make every attempt to fulfill hotel requests based on a first come, first served basis. The 2021 Hotel Request form can be found at members.breederscup.com. For assistance with owner and trainer reservations, contact the Breeders’ Cup Racing Office at (859) 514-9422 or Fax (859) 514-9432, E-mail: [email protected].

Fairmont Grand Del Mar The Lodge at Torrey Pines Hyatt Regency La Jolla (Participant Hotel) (Participant/Partner Hotel) at Aventine 5300 Grand Del Mar Court 11480 N Torrey Pines Road (Participant Hotel/ San Diego, CA 92130 La Jolla, CA 92037 Partner Hotel) Tel: (858) 314-2000 Tel: (858) 453-4420 3777 La Jolla Village Drive fairmont.com/sandiego lodgetorreypines.com San Diego, CA 92122 Rates: $454-$2,224 Rate: $575 Tel: (858) 552-1234 hyatt.com San Diego Marriott La Jolla Hilton San Diego / Del Mar Rates: $345 (Participant Hotel) (Participant Hotel) 4240 La Jolla Village Drive 15575 Jimmy Durante Blvd. La Jolla, CA 92037 Del Mar, CA 92014 Tel: (858) 587-1414 Tel: (858) 792-5200 marriott.com hilton.com Rates: $329 Rate: $490

For each ownership entity (a partnership is considered one) a $1,500 hotel credit will be given if staying in an official Breeders’ Cup participant hotel.

Executive car service is available to/from airport for each owner. Call the Horsemen’s Concierge at (859) 422-2697 to arrange.

2021 Horsemen’s Information Guide 49 PARTICIPANT INFORMATION

VIP Hospitality Lounge (All Times PT) L’Auberge Hospitality Lounge Location: Emerald Ballroom Terrace and Pacific Terrace 1540 Camino Del Mar, Del Mar, CA 92014, Phone: (858) 259-1515 Thursday, November 4 5:00 am – 8:00 pm Friday, November 5 5:00 am – 8:00 pm Saturday, November 6 6:00 am – 11:00 am; 4:00 pm – 8:00 pm Sunday, November 7 7:00 am – 11:00 am

VIP & Horsemen Hospitality Lounge (All Times PT) Fairmont Grand Del Mar Hospitality Lounge Location: Manchester Salon & Terrace 5300 Grand Del Mar Court, San Diego, CA 92130, Phone: (858) 314-2000 Thursday, November 4 5:00 am – 8:00 pm Friday, November 5 5:00 am – 8:00 pm Saturday, November 6 6:00 am – 11:00 am; 4:00 pm – 8:00 pm Sunday, November 7 7:00 am – 11:00 am

VIP Sponsor & Horsemen Hospitality Lounge (All Times PT) Lodge at Torrey Pines Hospitality Lounge Location: Charles Reiffel & Charles Fries Rooms 11480 North Torrey Pines Road, La Jolla, CA 92037, Phone: (858) 777-6700 Thursday, November 4 5:00 am – 8:00 pm Friday, November 5 5:00 am – 8:00 pm Saturday, November 6 6:00 am – 11:00 am; 4:00 pm – 8:00 pm Sunday, November 7 7:00 am – 11:00 am Partner & VIP Hospitality Lounge Hyatt Regency La Jolla Hospitality Lounge Location: La Jolla Ballroom 3777 La Jolla Village Drive, San Diego, CA 92122 Thursday, November 4 5:00 am – 8:00 pm Friday, November 5 5:00 am – 8:00 pm Saturday, November 6 6:00 am – 11:00 am; 4:00 pm – 8:00 pm Sunday, November 7 7:00 am – 11:00 am

Breeders’ Cup Media Center The Breeders’ Cup Media Center will be open from Monday, November 1 to Sunday, November 7, from 6:30 am - 9:00 pm (PDT). Saturday reopens at 7:00 pm and on Sunday, November 7, closes at 12 pm (PDT) in the Embassy Suites by Hilton San Diego-La Jolla, 4550 La Jolla Village Drive, San Diego, CA 92122. 50 members.breederscup.com LICENSING/INSURANCE

Important California Horse Racing Board Requirements and Pertinent Regulations

The following guidelines are designed to help expedite your licensing and registration procedures on arrival in California. For a complete set of California Horse Racing Board Rules and Regulations, contact the CHRB office at (626) 574-7223, ext. 6348 or visit chrb.ca.gov.

Licenses Owner and Employee Licensing All owners, trainers, jockeys, grooms and others acting in any capacity within the stable area, or anywhere at Del Mar, are required to procure the appropriate license or licenses and pay the fees required. All new applicants must be fingerprinted and photographed before licenses can be formally issued. Application can be in person, by mail, online and by fax. All licenses are issued at the office of the California Horse Racing Board (CHRB), located near the Stable Gate 3 (see stable area map on page 155), at Del Mar. Beginning October 24, the licensing office will be open Wednesday through Sunday, 8:00 am - 3:30 pm daily. During Breeders’ Cup week the office will be open Monday, November 1 through Friday, November 5, 7:30 am - 4:30 pm. On Saturday, November 6, hours revert back to 8:00 am - 3:30 pm. Phone: (858) 755-1141 x3885. Every person who appears on the ownership papers of a horse must be licensed. If the legal owner of a horse is a corporation, the corporation shall appoint a responsible managing employee who may be granted a license as a horse owner. Said managing employee accepts and assumes all responsibilities of an owner. All general partners are required to be licensed, irrespective of the percentage of partnership held. No limited partner may be granted a license as horse owner.

A. License Fees All of the following MUST be filed with your application. I. Regular Fees Horse Owner 3-yr. license $150.00 Trainer, Assistant Trainer, Jockey, Jockey Agent 3-yr. license $150.00 Veterinarian 3-yr. license $150.00 Farrier 3-yr. license $ 75.00 Exercise Riders & Pony Riders 3-yr. license $ 75.00

2021 Horsemen’s Information Guide 51 LICENSING/INSURANCE

Stable Employees (includes grooms, hot walkers, watchmen) 1-yr. license $ 35.00 (exp. 12/31) Stable Name 3-yr. license $300.00 Syndicate or Partnership (11 partners or more) 3-yr. license $300.00

B. Two Fingerprint Cards Every applicant for an original license shall provide two complete sets of fingerprints on regulation forms. If you are renewing a current California license under normal circumstances, you will not need to resubmit fingerprint cards. The fingerprint requirement will be waived for an owner’s license if the applicant holds an owner’s license in good standing from a racing jurisdiction that requires fingerprints. If so, a fingerprint affidavit form CHRB-118 must be submitted. Special Consideration will be given to applicants for a temporary license to allow their horse(s) to run. These persons will have 45 days to submit all the required documents necessary to complete their applications. If the documents, including complete fingerprint cards, are not received during that 45-day period, their license will be terminated and no additional licenses will be issued until all the documents are received. If an individual had a temporary license in California in the past and did not complete the documentation, completed information including fingerprints must be submitted now. C. Photos All applicants wishing access to the stable area must have a photo ID. Photos will be taken at Del Mar and photo ID issued onsite.

Validation All licenses must be validated for the meet in the Del Mar Validation Booth by Del Mar Stable Gate 3, all licensees need to be submitted to the essential employee list by the trainer. All trainer licenses must be approved and signed by the Racing Secretary, State Veterinarian and Stewards. All assistant trainer and jockey licenses must be approved and signed by the Stewards.

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Insurance

The California Horse Racing Board (CHRB) requires that a signed, written binder of Workers’ Compensation or a Certificate of Insurance verifying proper coverage be in its file before a train- er’s, owner’s and/or stable employee’s license can be issued or a horse permitted on the grounds. Important: This process for Worker’s Compensation Insurance takes time to complete. Please begin your application at least three weeks prior to your arrival. All out-of-state policies must state “covers all racing operations in California.” If an interna- tional trainer has a policy in America that states this, they are covered. To be accepted all certificates must have the following racing codes: Racing Operations 8631, Jockeys 8278. There will be no exceptions. Non-compliance with the insurance requirement will result in the horse being scratched. No licenses will be issued without proof of insurance.

The following company may be used to apply for Workers’ Compensation Insurance in the State of California: Allie Rodriguez, Post Time Self Insurance Group 4961 Katella Ave., Los Alamitos, CA 90720 (714) 820-2743, Fax (714) 820-2813 E-Mail: [email protected]

Step-by-Step Instructions for those individuals who do not already have a Workers’ Compensation Insurance Policy in their state or country that adhere to the rules above. 1. Fill out the Information Request Form and the Prospective Post Time Self Insurance Group Form from Post Time Self Insurance (forms can be downloaded at members.breederscup.com/ other/downloads.aspx. 2. E-mail completed forms to Allie Rodriguez ([email protected]) or Nattalie Lopez ([email protected] at Post Time Self Insurance Group. 3. The cost of insurance is $1,000 (US) plus an additional $500 application fee if it is a new application, and can be paid by credit card or check, make check payable to Post Time Self Insurance Group. 4. Send check and application by courier/express post to Post Time Self Insurance Group, see address above.

2021 Horsemen’s Information Guide 53 LICENSING/INSURANCE

Ownership Disclosure Licensed owners and licensed trainers shall be held jointly responsible for making full disclosure of the entire ownership of each horse in their care. Every certificate of registration or eligibility certificate filed with the association and its Racing Secretary to establish the eligibility of a horse to be entered for any race shall accurately reflect the correct and true ownership of such horse, and the name of the owner that is printed on the official program for such horse shall conform to the ownership as declared on the certificate of registration or eligibility certificate unless a stable name has been registered for such owner or ownership with the CHRB. Both seller and purchaser, or their agents or representatives, of a horse that is sold while within the enclosure of a racing association shall immediately notify the Stewards of such sale and transfer, and the Stewards may require a declaration under oath or under penalty of perjury of the facts of such sale or transfer. The CHRB Bill of Sale form must be completed and signed off by a Steward. No trainer transfers are allowed after entry. 1780. Registration of Colors All racing colors carried in races shall be registered with the Clerk of the Course, located in the Racing Secretary’s Office, and authority for the use of such colors must be sanctioned by the CHRB. There is no fee for the registration of colors. 1783. Registration of Stable Names (a) A licensed owner may register a stable name with the CHRB by filing an application and paying the fee for such stable name. A stable name is subject to the approval of the CHRB. No person may register more than one stable name at the same time. No person may use the real name of any owner of race horses as his stable name. No stable name registration may be used for advertising purposes. A stable name which has already been registered may not be registered by another owner. 1784. Registration to Disclose All Partners An application to register a stable name shall disclose the real names of all partnership or ownership interests participating in the stable and the percentage of ownership interest of each, including the interest owned by any corporation, limited liability company (Corporations Code section 17000 et seq.), general partnership, limited partnership, trust, estate, person or individual. 1786. Change of Stable Name Registration or Ownership of Stable (a) A stable name may be changed at any time by registering a new stable name and paying the fee as set by the CHRB. (b) A stable name registration may be abandoned, or an expired stable name registration may be transferred to a new owner by giving written notice to the CHRB and to the Stewards. A stable

54 members.breederscup.com LICENSING/INSURANCE

name registration that has expired and has remained unregistered for at least three consecu- tive years shall be considered abandoned. (c) Any change in ownership, in whole or in part, of a currently registered stable name shall be immediately reported in writing to the CHRB and to the Stewards. If the stable consists of multiple owners, the notification must be signed by at least the designated person responsible for the stable’s conduct as listed on the stable name registration form and the person whose name is being removed or added. A signature must be notarized if the person who signs is not present when the notification is presented to the CHRB. 1787. Limitation of Use of Stable Name No owner may use his real name for racing purposes if he has a registered stable name, except with approval of the Stewards or the CHRB. Badges Owners, trainers, and their employees are to wear identifying badges on their outer clothing at all times while in the stable area. Trainers are to submit a badge list of his/her owners to the CHRB and the Racing Secretary’s Office. Admittance to the stable area is restricted to owners, their guests, trainers, and their employees, racing officials and the working press upon presentation of proper credentials. No visitors are permitted except with authorized passes issued by the Validation Booth Del Mar Stable Gate 3 or Breeders’ Cup Limited.

2021 Horsemen’s Information Guide 55 LEADING THE WAY

REPRESENTING Thoroughbred breeding and racing in Washington, D.C., most recently by securing federal emergency relief for horsemen, tracks, farms and industry organizations hurt by the coronavirus pandemic.

DRIVING safety and integrity reform in horse racing through the NTRA Safety & Integrity Alliance as well as active support for the Horseracing Integrity and Safety Act (HISA).

SPEAKING for the industry on national issues.

IMPROVING the economics of the horse racing industry.

PROMOTING Thoroughbred racing at the national level.

SAVING the equine industry nearly $200 million since 2003 and surpassing $1-Billion in sales!

SERVING as a catalyst for change.

LEADING THE WAY! For more information, please visit www.NTRA.com or call (800) 792-NTRA (6872)

National Thoroughbred Racing Association 401 W. Main Street, Suite 222 Lexington, KY 40507 INTERNATIONAL RUNNERS

In this Section of the Guide

Official Import Agency...... 58 International Air Transportation...... 58 Quarantine...... 58-59 Lads/International Grooms Hotel...... 59 International Racing Bureau...... 60 Insurance & Workout Requirements...... 61 Paddock & Gate Schooling...... 61 Microchipping/Tattoo Requirements...... 62

Medication Rules: (see pages 87-117 for further details) NO LASIX IS PERMITTED WITHIN 48 HOURS OF ANY RACE ON NOVEMBER 5 OR NOVEMBER 6 AT DEL MAR.

No other drugs, medications, or other substances may be administered by injection or any other means within 48 hours of a race unless specifically permitted by CHRB regulations.

Note: All runners are subject to out-of-competition testing by the CHRB and/or BCL. See all rules beginning on page 87. All BCWC runners must comply with the Condition of Entry which may be found on page 13 of this Guide.

Note: All Championships starters traveling to California from a location outside of North America will receive a US $40,000 travel award.

Note: All international runners must be on the grounds at Del Mar no later than 11:00 pm (PDT) Sunday, October 31 to be checked into the USDA quarantine facility.

2021 Horsemen’s Information Guide 57 INTERNATIONAL RUNNERS

Official Import Agency Owners and trainers, or their appointed agents, of horses traveling from overseas are advised to contact Mersant International, Ltd., the official import agent for the Breeders’ Cup World Championships, for timing and arrangements of shipping, including current international health and quarantine regulations. Before October 27 Mersant International, Ltd. Telephone: (718) 978-8200 158-12 Rockaway Blvd. Fax: (718) 712-0771 Jamaica, NY 11434 U.S.A. After October 27 Telephone: (917) 561-2890 Fax: (859) 514-9435 International Air Transportation E-mail: [email protected] Breeders’ Cup Limited in conjunction with Mersant International will help coordinate flight arrangements for horses pre-entered in the Championships. The aircraft will likely depart Friday, October 29 or Saturday, October 30, from a city to be determined, depending on the location of the participants, and will arrive in California that evening at San Diego International Airport, which is approximately 30 minutes from Del Mar. After the mandatory 42 hours quarantine, the horses will be able to train Tuesday, November 2. Breeders’ Cup will provide a travel award of $40,000 (US) for each starter that travels to California to compete in a Breeders’ Cup World Championships race from a location outside of North America. This award will be distributed when purses are approved for payment and will be deposited into the owner’s account at Del Mar. Horses pre-entered in a Breeders’ Cup World Championships race have first preference on the arranged flights over horses on the also-eligible list or horses nominated for undercard stakes at the host track. Due to space limitations on the arranged flights, trainers are not guaranteed passage for any grooms regardless of the numbers of runners. Professional grooms will accompany the runners. Please contact or have your shipping agent contact Mersant International to register your interest and to make your flight arrangements: (718) 978-8200.

Horses traveling by private aircraft must arrive no later than Sunday, October 31 to be checked into the USDA-APHIS Quarantine Facility. Quarantine Horses arriving from foreign countries (with the exception of countries in South America and South Africa) by charter or scheduled aircraft will be flown directly to San Diego International Airport. The horses will be escorted by United States Department of Agriculture personnel to the USDA quarantine facility in barns EE, FF & GG (see stable map on page 155) at Del Mar where a federal veterinarian will test horses under conditions that apply at the time of arrival.

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All required testing procedures will be expedited but horses will not be able to clear quarantine before 42 hours after arrival at the quarantine facility. The quarantine facility contains a walking area satisfactory for horses to utilize prior to being released from quarantine. After negative test results are received and a mandatory 42 hours have passed, the horses will remain in barns EE, FF & GG, which will then be dedicated as the isolation barns for purposes of permitting horses released from quarantine to meet re-entry requirements into their respective countries. All horses arriving on any chartered or commercial aircraft must be pre-blood tested for all United States import requirements at the National Veterinary Services Laboratories (NVSL) in Ames, Iowa prior to departure in order to be permitted access to the quarantine barns at Del Mar. Only those horses pre-entered in one of the Breeders’ Cup World Championships races or nomi- nated for Del Mar’s additional stakes races will be permitted in the quarantine barn. In addition, only those horses traveling with a groom will be permitted in the quarantine barn. Breeders’ Cup Limited and/or Del Mar Thoroughbred Club reserve the right, in their sole discretion, to refuse the shipping and/or entry of any horse into the private quarantine barns at Del Mar. Since the quarantine barns are established on a temporary basis and contain limited units, specific shipping dates will be established. Owners and trainers and/or their appointed agents should contact Mersant International, Ltd. at (718) 978-8200. The USDA veterinarian in charge is Linda O. Anciano, DVM. She will be available to assist owners and trainers whenever possible. Private veterinarians will be on call 24 hours a day.

USDA Veterinarian in Charge Name: Linda O. Anciano, DVM Phone: (310) 725-1970 Cell: (310) 386-2361 E-mail: [email protected] Fax: (310) 725-9119

Lads/International Grooms Hotel San Diego Marriott La Jolla 4240 La Jolla Village Drive Mersant International will be booking La Jolla, CA 92037 these reservations. Please contact Tel: (858) 587-1414 Chris Santarelli at (718) 978-8200. marriott.com/hotels/travel/ sanlj-san-diego-marriott-la-jolla Rates: $259

2021 Horsemen’s Information Guide 59 INTERNATIONAL RUNNERS

International Racing Bureau The International Racing Bureau (IRB) has been retained to provide coordination and liaison services for participants from overseas to the Breeders’ Cup World Championships. For further infor- mation or assistance contact:

United Kingdom and Ireland Germany Adrian Beaumont David Conolly-Smith Alton House, 117 High Street Kaulbachstrasse 51 Newmarket 80539 Munchen GERMANY Suffolk CB8 9WL ENGLAND Phone: +49 89 3303 8098 Phone: +44 (1638) 668881 Fax: +49 89 3303 8790 Fax: +44 (1638) 665032 E-mail: [email protected] E-mail: [email protected]

France Italy Chantal Chappuis Franca Vittadini 67, 14ème Avenue, Parco di Oriano 60260 LAMORLAYE, FRANCE Piazza L Bobbio 4 Phone: +33 (6) 07 76 32 34 21028 Sesto Calende, Varese ITALY E-mail: [email protected] Phone: +39 331 913178 Fax: +39 331 923120 Australia E-mail: [email protected] Jack Petley 32 Clarence Street, New Zealand Berry, NSW AUSTRALIA 2535 Mike Dillon Phone: +61 409 392 777 1/1 Te Akau Crescent Fax: (02) 9380 6435 Bucklands Beach, Auckland, NEW ZEALAND 2012 E-mail: [email protected] Phone/Fax: +64 43424 7876 E-mail: [email protected]

Breeders’ Cup International Field Representatives

Europe Asia Joshua Christian Kate Hunter Mobile: +1 (859) 494-5419 Marugai Racing E-mail: [email protected] 3-1127 Makuhari-cho, Hanamigawa-ku Chiba City, Chiba, JAPAN 262-0032 Ed Sackville Mobile: +81-80-7894-7999 Mobile: +44 7780 770400 E-mail: [email protected] E-mail: [email protected] South America John Fulton John Fulton Bloodstock España 192 [3450] Goya, Corrientes ARGENTINA Mobile: +54-92326-495948 E-mail: [email protected]

60 members.breederscup.com INTERNATIONAL RUNNERS

See page A1 for important veterinary/medical information. Insurance See pages 51-55 of this guide for information on Workmen’s Compensation Insurance. Important: U.S. Tax ID required for all international participants. See pages 37-38. Imported Horses – Workout Requirement Any horse imported from a country that has no provisions for timed workouts and is entered in a stakes within seven days of clearing USDA quarantine and runs within nine days will not be required to have a published workout if they have not started in the past 30 days. Safety vests and helmets which are in compliance with the CHRB Regulations, are required for all jockeys, trainers, exercise riders and pony persons while riding or exercising horses. Workout Permission After pre-entry on Monday, October 25, all runners MUST request permission for a timed workout from Breeders’ Cup on any of the Del Mar, Santa Anita, San Luis Rey Downs and Los Alamitos surfaces and the runner must have a veterinary exam during the five days preceding the work. This request must be on file with the Breeders’ Cup Racing office, 24 HOURS BEFORE the intended work, complete and submit the form on page 147. Paddock Schooling There will be two schooling days during racing, Wednesday, November 3 and Thursday, November 4. Breeders’ Cup will implement a ranking system to award schooling spots during live racing. Breeders’ Cup Championships starters receive preference. Submit your requests via email to [email protected] or by calling the Paddock Judge, Karen Denovel at (858) 792-4341 by Tuesday, November 2 by Noon (PT). During training hours, the paddock will be open every morning. Horses wanting to go into the paddock after training hours will be allowed between 10:00 am - 10:30 am daily by entering through the paddock gap. No paddock schooling on Friday, November 5, or Saturday, November 6. Gate Schooling of International Horses The Starter, Jay Slender, (714) 307-0047, and his assistants will school every day during Breeders’ Cup week from 7:00 am - 9:00 am from the gate located in the quarter chute. There will be no gate schooling on Championships Friday and Championships Saturday. Prior to Breeders’ Cup week, gate schooling is October 27 through October 30 from 7:30 am - 9:30 am.

2021 Horsemen’s Information Guide 61 INTERNATIONAL RUNNERS

Microchip Requirements (CHRB 1597.5) If your horse has not been microchipped, you are allowed one start in California without it but you must file a waiver with the CHRB. If your horse has run in California since October 2019 and has not been microchipped, you must have it completed prior to starting.

Training Hours (see page 77) The International Racing Bureau will inform you of the training times and will schedule turf works with the trainer.

Medication Rules Begin on page 87 Lasix is allowed during training. No Lasix is permitted within 48 hours of any races at Del Mar on November 5 or November 6. Intra-articular corticosteroid treatments are prohibited within 14 days of racing. A horse may not be entered if it has received an intra-articular fetlock joint corticosteroid injection within the previ- ous thirty (30) days immediately preceding the race. Any corticosteroid in a post-race test sample is prohibited. Non-steroidal anti-inflammatory drugs (NSAIDs) are prohibited within 48 hours of a work or a race. There is no authorized threshold for NSAIDs.

62 members.breederscup.com TRACK SPECIFICATIONS

In this Section of the Guide

Main Track ...... 64 Turf Course ...... 64 Gate Placements ...... 65 Overhead Track Diagrams...... 65-72

2021 Horsemen’s Information Guide 63 TRACK SPECIFICATIONS

Del Mar Track Specifications

Main Track:

10” El Segundo Sand INNER RAIL

Graded 0-1’, compacted decomposed granite base

Perforated drainage pipe Existing sub-base One mile oval with seven-eighths and 1 1/4-mile chutes. 5% banking on turns. 2.5% banking in stretches. Distance from 6-furlong start to first turn: 1,709 feet. Distance from 7-furlong start to first turn: 2,369 feet. Distance from 1-mile start to first turn: 566 feet. Distance from 1 1/16-mile start to first turn: 741 feet. Distance from 1 1/8-mile start to first turn: 1,071 feet. Distance from 1 1/4-mile start to first turn: 1,731 feet. Distance from final turn to finish line: 919 feet. Track is 77 feet wide at Classic start. Width of stretch: 77 feet; backstretch: 87 feet.

Jimmy Durante Turf Course:

GN-1 (Greg Norman #1) Bermuda Grass INNER RAIL

9” sand with fiber-reinforced profile

Compacted sub-base

Seven-eighths of a mile oval with a diagonal straightaway chute for 1 1/16 & 1 1/8 mile races with 5% banking on turns and 1.5% in final stretch. Distance from 5-furlong start to first turn: 1,268 feet. Distance from 1-mile start to first turn: 954 feet. Distance from 1-3/8 mile start to first turn: 547 feet. Distance from 1-1/2 mile start to first turn: 1,209 feet. Distance from final turn to finish line: 817 feet. Width of track: 80 foot oval

64 members.breederscup.com TRACK SPECIFICATIONS

Gate Placement Main Track 6F 45 feet from starting gate to point where timing begins. 7F 45 feet from starting gate to point where timing begins. 1 Mile 200 feet from starting gate to point where timing begins. 1 1/16 45 feet from starting gate to point where timing begins. 1 1/8 45 feet from starting gate to point where timing begins. 1 1/4 35 feet from starting gate to point where timing begins. Turf Course 5F 7 feet from starting gate to point where timing begins. 1 Mile 64 feet from starting gate to point where timing begins. 1 3/8 10 feet from starting gate to point where timing begins. 1 1/2 8 feet from starting gate to point where timing begins.

The Longines Breeders’ Cup Classic Start & Finish – 1 1/4 M

START

FINISH

2021 Horsemen’s Information Guide 65 TRACK SPECIFICATIONS

The Big Ass Fans Breeders’ Cup Dirt Mile Start & Finish – 1 M

START FINISH

The Longines Breeders’ Cup Distaff Start & Finish – 1 1/8 M

START

FINISH

66 members.breederscup.com TRACK SPECIFICATIONS

The Breeders’ Cup Filly & Mare Sprint Start & Finish – 7F

START S

FINISH

F

The Maker’s Mark Breeders’ Cup Filly & Mare Turf Start & Finish – 1 3/8 M (T)

START

FINISH

2021 Horsemen’s Information Guide 67 TRACK SPECIFICATIONS

The TVG Breeders’ Cup Juvenile Start & Finish – 1 1/16 M

START

FINISH

The NetJets Breeders’ Cup Juvenile Fillies Start & Finish – 1 1/16 M

START

FINISH

68 members.breederscup.com TRACK SPECIFICATIONS

The Breeders’ Cup Juvenile Fillies Turf Start & Finish – 1 M (T)

START

FINISH

The Breeders’ Cup Juvenile Turf Start & Finish – 1 M (T)

START

FINISH

2021 Horsemen’s Information Guide 69 TRACK SPECIFICATIONS

The Breeders’ Cup Juvenile Turf Sprint Start & Finish – 5F (T)

START

FINISH

The FanDuel Breeders’ Cup Mile Start & Finish – 1 M (T)

START

FINISH

70 members.breederscup.com TRACK SPECIFICATIONS

The Breeders’ Cup Sprint Start & Finish – 6F

START

FINISH

The Longines Breeders’ Cup Turf Start & Finish – 1 1/2 M (T)

START

FINISH

2021 Horsemen’s Information Guide 71 TRACK SPECIFICATIONS

The Breeders’ Cup Turf Sprint Start & Finish – 5F (T)

START

FINISH

72 members.breederscup.com TRACK SPECIFICATIONS

2021 Horsemen’s Information Guide 73 TRACK SPECIFICATIONS

74 members.breederscup.com STABLING & TRAINING

In this Section of the Guide

Ship In Requirements...... 75 General Information...... 76 Coggins Test...... 76 Training Schedule ...... 77 Shoe Policy...... 78 Workout Requirements ...... 78 Paddock & Gate Schooling...... 79 Security ...... 79 Equipment ...... 79 Feed Vendors ...... 80

Mandatory Ship In Requirements All horses who have entered in a Breeders’ Cup World Championships race must be on the grounds of Del Mar by 11:00 am (PDT), Tuesday, November 2, this includes horses that are also-eligibles. All international runners must be on the grounds at Del Mar no later then 11:00 pm (PDT) Sunday, October 31 to be checked into the USDA quarantine facility.

Undercard runners must be on the grounds of Del Mar by Wednesday, November 3 by 8:00 am (PDT) in order to meet mandatory veterinary exams.

International Arrivals All international runners must be on the grounds at Del Mar no later than 11:00 pm (PDT)Sunday, October 31 to be checked into the USDA quarantine facility.

2021 Horsemen’s Information Guide 75 STABLING & TRAINING

Stalls/Stabling Breeders’ Cup World Championships horses will be stabled in designated Breeders’ Cup barns throughout the stable area of Del Mar. Please contact Steve Hargrave, BC Stable Superintendent, (502) 541-8818, at your earliest convenience for stall locations. A complete list will be available in the Breeders’ Cup Racing Office. The USDA Quarantine/Isolation facility will be barns EE, FF & GG. The Del Mar Trainer’s Agreement must be signed and returned to the Del Mar Racing Office, form on pages 139-140. Stable Personnel Tack rooms, sleeping accommodations and bathroom facilities are available within the Del Mar barn area. Requests for stabling and accommodations for stable personnel should be made to Steve Hargrave, BC Stable Superintendent, (502) 541-8818, as early as possible. Stable Equipment Horsemen shipping to Del Mar are reminded that they must provide stable equipment and utensils, including webbing, buckets, feed tubs, hay nets, pitchforks, screweyes, etc. Notice of Arrival At least 48 hours prior to arrival, horsemen shipping in to Del Mar should advise Steve Hargrave, BC Stable Superintendent, (502) 541-8818, of estimated time of arrival and any requirements concerning special bedding, feed, or bottled water. Breeders’ Cup does not provide bedding, feed or bottled water for participating runners. Coggins (EIA) Test All horses originating from outside of California that will be stabled or intend to run at Del Mar will have to show evidence that they were tested for swamp fever (equine infectious anemia) using the Coggins test and found to be negative. This Coggins test will be valid for a 12-month period. All Coggins certificates MUST be on file in the Del Mar Racing Office prior to the time of entry and shall remain valid through the running of the race. Horse Identification Foal certificates must be on file in the Del Mar Racing Office prior to entry time. Foal certificates must bear the names of the current owner(s). No horse shall be permitted to start that has not been fully identified.

76 members.breederscup.com STABLING & TRAINING

Microchip Requirements (CHRB 1597.5) If your horse has not been microchipped, you are allowed one start in California without it but you must file a waiver with the CHRB. If your horse has run in California since October 2019 and has not been microchipped, you must have it completed prior to starting.

Training Schedules The Del Mar barn area will open on Sunday, October 24 and training will begin on Monday, October 25. Main Track (during Breeders’ Cup World Championships week) The main track will be open for training each morning from 5:30 am - 9:30 am, Sunday-Thursday. The main track will break at 7:15 am each morning, with the exception of Friday, November 5, and Saturday, November 6.

Training hours for the main track on BCWC days will be from 4:45 am - 6:45 am. Horses galloping on the track at less than a two-minute gallop will be required to stay 25 feet from the inside rail. The outrider will give instructions as to the proper lane of traffic for entering and exiting the track. There will be outriders on the track every day to provide assistance; if at any time they can be of assistance, do not hesitate to call them. Please follow orders and directions of the outriders. Anyone observed to be using their riding crop, except when necessary for the safety of horse or rider, will be referred to the Board of Stewards for disciplinary action. Paramedic services will be parked at the 7/8s gap every day and at the 1/4 pole on the backside. Horse Ambulance will be parked in the maintenance yard near the 3/8s pole.

Turf Course (during Breeders’ Cup World Championships week) Sunday through Thursday the turf course will be open daily from 7:15 am - 7:45 am and again at 9:30 am during Breeders’ Cup World Championships week for training only for horses pre-entered in one of the seven BCWC turf events and Del Mar turf stakes. Trainers of all horses so qualified must request their slips from the Breeders’ Cup Racing Office, Del Mar Racing Secretary or the International Racing Bureau. TURF SLIPS MUST BE REQUESTED 24 HOURS IN ADVANCE. Horses enter the turf course just past the finish line on the main track. On Friday, November 5, the turf course will be open from 6:45 am - 7:15 am only to BCWC entrants.

2021 Horsemen’s Information Guide 77 STABLING & TRAINING

Shoe Policy Turf Only Queen’s Plate or Queen’s Plate XT shoes will be allowed on the front and hind.

Main Track Del Mar has implemented a house rule for the Breeders’ Cup World Championships races regarding the following main track shoe policy: Only shoes with Toe Grabs with a height of up to four millimeters will be permitted on the front shoes and no protrusions greater than 5/8 inches on the rear shoes. Trainers have the option of racing their horses with or without racing plates. Any change from the previous start, which includes a trainer’s decision to run with or without racing plates, must be noted at the time of entry. Workout Identification All Breeders’ Cup World Championships horses entering the track for training shall be identified by name, type of workout, distance, name of trainer and shall wear the Breeders’ Cup-provided saddle towels. Failure to report this information to the gap attendant will be referred to the Stewards. Breeders’ Cup World Championships horses are required to wear their personalized workout towels when training with no exceptions. Trainers who fail to send their runner to the track in the Breeders’ Cup-provided workout towel will forfeit their complimentary seating on the days of the Championships. Workout Requirements A horse that has not started in the past 30 days shall not be permitted to start unless it has at least one published workout within 30 days of the race at a distance satisfactory to the Stewards of the meeting. Any horse imported from a country that has no provisions for timed workouts and is entered in a stakes within seven days of clearing USDA quarantine and runs within nine days will not be required to have a published workout if they have not started in the past 30 days. Paddock Schooling There will be two schooling days during racing, Wednesday, November 3 and Thursday, November 4. Breeders’ Cup will implement a ranking system to award schooling spots during live racing. Breeders’ Cup Championships starters receive preference. Submit your requests via email to [email protected] or by calling the Paddock Judge, Karen Denovel at (858) 792-4341 by Tuesday, November 1 by Noon (PT).

78 members.breederscup.com STABLING & TRAINING

During training hours, the paddock will be open every morning. Horses wanting to go into the pad- dock after training hours will be allowed between 10:00 am - 10:30 am daily by entering through the paddock gap. No paddock schooling on Friday, November 5, or Saturday, November 6. Starting Gate Schooling The Starter, Jay Slender, (714) 307-0047, and his assistants will school every day during Breeders’ Cup week from 7:00 am - 9:00 am from the gate located in the quarter chute. There will be no gate schooling on Championships Friday and Championships Saturday. Prior to Breeders’ Cup week, gate schooling is October 27 through October 30 from 7:30 am - 9:30 am. Security Security for the stable area will be provided on a 24-hour basis by Del Mar. Any special security needs should be addressed to the Breeders’ Cup Racing Office. Breeders’ Cup World Championship horses (including also-eligibles) must be on the grounds of Del Mar by 11:00 am (PDT), Tuesday, November 2 and will be under Breeders’ Cup Equine Security Team surveillance. All international runners must be on the grounds at Del Mar no later then 11:00 pm (PDT) Sunday, October 31 to be checked into the USDA quarantine facility. Undercard runners must be on the grounds of Del Mar by Wednesday, November 3 by 8:00 am (PDT). Stable Area Guest Pass Admittance to the stable area is restricted to owners, their guests, trainers and their employees, racing officials and the working press upon presentation of proper credentials. No visitors are permitted except with authorized passes issued by the Validation Booth at Stable Gate 3. The Breeders’ Cup Racing Office will issue stable area guest passes upon request to the guests of Breeders’ Cup World Championships owners and trainers. Equipment Bandages Only bandages approved by the official veterinarian shall be used on a horse during a race, and all other leg coverings shall be removed as soon as the horse arrives in the saddling paddock.

Safety Helmet Rule 1689. Safety Helmets Required. A racing association may not permit any person to be mounted on a horse on a racetrack unless the person is wearing a properly fastened safety helmet.

2021 Horsemen’s Information Guide 79 STABLING & TRAINING

Safety Vest Rule 1689.1. Safety Vest Required (a) No jockey or apprentice jockey shall ride in a race unless wearing a safety vest, nor shall a jockey, apprentice jockey, or exercise rider, train or exercise any horse on the grounds of a racing association unless wearing a safety vest. Such safety vest shall: (1) Provide a minimum of shock absorbing protection to the upper body of a level “1” as defined by the British Equestrian Trade Association (BETA); (2) Cover the entire torso from the collar bone to a line level with the hip bone allowing a vee opening in the front neckline; (3) Weigh no more than 2 pounds. (b) The weight of a safety vest shall not be included in the weight of a jockey or apprentice jockey when weighing out or weighing in or when adding weight to make up a weight assignment.

Rule1690. Prohibited Equipment. No spurs or steels, twitches, war bridles or any other appliances other than regular approved racing equipment shall be used on any horse except with express permission of the Stewards, who shall report any such permitted use to the Board with the reasons therefor.

Rule 1685. Equipment Requirement. (a) No bridle shall weigh more than two (2) pounds. (b) Riding crops allowed for use in flat racing shall be unaltered from the original manufacturer; shall have shaft and flap (popper); shall weigh no more than 8 ounces and shall not be more than 30 inches in length. (1) The minimum diameter of the shaft shall be 0.5 inches, with a smooth, padded contact area that has no protrusions or raised surface. (c) The only allowed attachment to the shaft is the flap (popper), which shall not extend more than 1 inch beyond the end of the shaft. (1) The flap (popper) shall have a width of not less than 1 inch, or more than 1.5 inches; shall have a minimum length of 7 inches; and a minimum circumference of 3 inches measured around the width. The flap (popper) shall have no reinforcements or additions beyond the end of the shaft, and no binding within 7 inches of the end of the shaft. (2) The flap (popper) shall be folded over and sewn down each side. It shall have an inner layer consisting of memory foam, closed cell foam, or a similar shock-absorbing material, and an outer layer that is dark in color and made of a material that does not harden over time. (d) All riding crops are subject to inspection and approval by the Stewards.

Feed Vendors at Del Mar Feed Vendors Phone Angels Feed – Martin (909) 260-5205 Citrus Feed – Gary (818) 391-3840 Westcoast Feed – Matt (626) 437-5738

80 members.breederscup.com RACE DAY PROCEDURES

In this Section of the Guide

Race Day Assembly Policy...... 82 Change of Equipment & Blinkers...... 82 Pony Persons & Grooms...... 82 Best Turned Out Award...... 82 Scratches...... 82 Paddock Passes...... 83 Jockeys & Jockey Advertising...... 83-86

Important to Note: Rule 1843.5 prohibits the administration of any drugs or other substances within 48 hours pre-race except as provided in the rule. This includes administration of any substance by nebulization or other means. There are few exceptions. Only water may be adminis- tered on race day to wash a horse’s mouth. Throat flushes, no matter how innocuous their ingredients are prohibited. This includes old-time remedies containing menthol, oil of wintergreen, oil of eucalyptus, camphor or any similar products, “natural” or otherwise, including peppermint. Horses will be scratched for violation of this rule.

2021 Horsemen’s Information Guide 81 RACE DAY PROCEDURES

Race Day Assembly Barn Policy In order to expedite the transit of horses from the barn area to the paddock for saddling and to draw blood for TCO2 testing, the California Horse Racing Board requires that all horses report 50 minutes prior to post in the Assembly Barn (Barn Z). Upon arrival at the Assembly Barn, the horse identifier will verify each horse’s identity and the association farrier will examine each horse’s shoes and the CHRB veterinarian will supervise the blood draw for TCO2 testing. At approximately 25 minutes to post, horses shall proceed to the paddock (in program number order). Change of Equipment Trainers must be consistent in the use of equipment (e.g., blinkers, screens, closed cups). Permission to change that equipment must be obtained from the Stewards and must be obtained before entry time. All equipment changes must be declared at entry. All articles of equipment in which a horse races must be in proper position when the horse leaves the paddock for the post. All horses will carry their equipment to post. Blinkers Permission for a horse to add blinkers to his equipment or to discontinue the use of them must be approved by the Starter/Paddock Judge before being granted by the Stewards. Pony Persons and Grooms All grooms and handlers should be neatly dressed when taking horses to the paddock. Jackets will be provided by the Breeders’ Cup Racing Office prior to the Breeders’ Cup World Championships and must be worn by the groom, hotwalker and exercise rider when bringing the horse to paddock on race day. Pony riders taking horses to the post in the public parade on Championships days must wear saddle towels, cap covers and jackets provided from the Breeders’ Cup Racing Office and must keep themselves and their mounts well-groomed and their tack clean. It is requested that pony riders wear khakis and white shirts on each Championships day. Ponies will not be allowed on the turf course. A Breeders’ Cup Best Turned Out Award, will be decided before each Championship race and awarded to the groom of the Best Turned Out horse prior to the running of their race. The winning grooms will receive a customized blanket and cash prize for their accomplishment. Scratches Scratch time for Breeders’ Cup World Championships Future Stars Friday will be 8:00 am (PDT) on Friday, November 5. Scratch time for Breeders’ Cup World Championships Saturday will be 8:00 am (PDT) on Saturday, November 6. Please see section on Refunds of Horses of Racing Age Nomina- tions, page 16, and refunds of pre-entry and entry fees on page 19.

82 members.breederscup.com RACE DAY PROCEDURES

Any horse scratched after scratch time must file, in writing, such intention with the Stewards. Upon receiving a scratch from a stakes race, the Stewards shall promptly notify the pari-mutuel manager and shall cause a public announcement of the same to be made. Paddock Passes Individual paddock passes will be issued for each horse in each of the 14 Breeders’ Cup World Championships races. Championship Paddock passes will be issued only through the Breeders’ Cup Racing Office located near the west end of the Grandstand at Del Mar beginning Wednesday, November 3, 7:00 am (PDT) at (859) 514-9422. Limits apply. Paddock passes are race and horse specific.

Jockeys

Duty to Fulfill Engagements Every rider shall fulfill his duly scheduled riding engagements, unless excused by the Stewards. A rider shall not be required to ride a horse he believes to be unsound, nor over a racing strip he believes to be unsafe, but if the Stewards find a rider’s refusal to fulfill a riding engagement is based on a personal belief unwarranted by the facts and circumstances, the rider may be subject to disciplinary action. Jockey Appearance and Attire In riding, a jockey must be neat in appearance. He or she must wear conventional attire and the racing colors of the owner for whom he or she is riding. Rule 1689. Safety Helmets Required. (a) A racing association, fair, or authorized training facility may not permit any person to be mounted on a horse on the racetrack, be mounted in or riding on a sulky, or work as a member of the gate crew unless the person is wearing a properly fastened safety helmet. (1) For purposes of this regulation, a member of the gate crew means any person licensed as an assistant starter or any person who handles a horse at the starting gate. (2) For purposes of this regulation, “racetrack” means the surface of the racing or training track. (b) Safety helmets required under subsection (a) of this rule shall comply with one of the following product standards: (1) American Society for Testing Materials (ASTM) standard F-1163-04a, or (2) European Standard (EN) 1384:1996, or (3) Australian and New Zealand Racing Boards (AS/NZS) standard 3838:2006, or (4) Snell Memorial Foundation (Snell) Standard for Protective Headgear H2000. Rule 1689.1 Safety Vest Required. (a) No jockey or apprentice jockey shall ride in a race unless wearing a safety vest, nor shall a jockey, apprentice jockey, or exercise rider, train or exercise any horse on the grounds of a racing association, racing fair, or authorized training facility unless wearing a safety vest. (b) No driver

2021 Horsemen’s Information Guide 83 RACE DAY PROCEDURES

shall be mounted in or riding on a sulky, nor shall an assistant starter handle any horse on the grounds of a racing association, racing fair, or authorized training facility unless wearing a safety vest. (c) Safety vests required to be worn in accordance with this regulation shall: (1) Provide a minimum of shock absorbing protection to the upper body, as evidenced by a label indicating that the safety vest meets one of the following standards: (A) “Level 1” under the British Equestrian Trade Association (BETA) 2009 Standard for Horse Riders’ Body and Shoulder Protectors, or (B) American Society for Testing Materials (ASTM) standard F2681-08, or (C) Shoe and Allied Trades Research Association (SATRA) (1999) Jockey Vest Standard, Document M6 Issue 3, Australian Racing Board (ARB) 3. (2) Cover the entire torso from the collarbone to a line level with the hip bone allowing a vee opening in the front neckline; (3) Weigh no more than 2 pounds. (4) No vest shall be altered from its original manufactured design. This includes, but is not limited to: (A) Cutting the vest to customize fit. (B) Removal of manufacturer’s labels. (C) Removal of protec- tive padding. (d) The weight of a safety vest shall not be included in the weight of a jockey or apprentice jockey when weighing out or weighing in or when adding weight to make up a weight assignment. Rule 1682. Weighing Out. All jockeys taking part in a race must be weighed out by the clerk of scales no more than one hour preceding the time fixed for the race. Any overweight in excess of one pound shall be declared by the jockey to the clerk of scales, who shall have such overweight and any change to jockeys posted immediately for public information and announced over the public address system. Rule 1701. Weighing In. A jockey shall weigh in after the finish of the race and he shall not weigh less than one pound of his proper weight nor two pounds over his proper weight except that the Stewards may take into account any excess weight caused by rain or mud. The stewards may disqualify any horse whose jockey weighs in at less than one pound of his proper weight, and shall discipline the persons responsible therefor. Rule 1683. Maximum Overweight. No horse shall carry more than two pounds overweight without consent of its owner, his agent, or his representative, but shall not carry more than seven pounds overweight in any race. Rule 1684. Items Included in Weight. A jockey’s weight includes his riding clothing, saddle and pad. It shall not include the jockey’s safety helmet, safety vest, whip or the horse’s bridle. Rule 1686. Responsibility for Weight. The trainer and owner shall be responsible for the weight carried by the horse after the jockey has been weighed out for the race by the clerk of scales. The trainer or owner may substitute a jockey when the engaged jockey reports an overweight in excess of two pounds.

84 members.breederscup.com RACE DAY PROCEDURES

Rule 1687. Deposit of Jockey Fee. The minimum jockey mount fee (currently $237) for a losing mount in the race must be on deposit with the paymaster of purses, except for a jockey riding for his contract employer, prior to the time for weighing out, and failure to have such minimum fee on deposit is cause for disciplinary action and cause for the stewards to declare the horse for which such fee is to be deposited. The association assumes the obligation to advance the minimum jockey fee to the engaged jockey in the absence of a declaration of the horse from the race, and any such advanced fee is a lien upon the horse. Rule 1688. Use of Riding Crop. (a) In all races where a jockey will not ride with a riding crop, an announcement shall be made over the public address system of such fact, and such fact shall be noted in the official program. (b) Although the use of a riding crop is not required, any jockey or exercise rider who uses a riding crop during a race or training is prohibited from using a riding crop on a horse: (1) during training, except when necessary for the safety of horse or rider; (2) on the head, flanks, or on any parts of its body other than the shoulders or hind quarters; (3) during the post parade or after the finish, except when necessary to control the horse; (4) excessively or brutally causing welts or breaks in the skin; (5) when the horse is clearly out of the race or has obtained its maximum placing; (6) persistently even though the horse is showing no response under the riding crop; (7) more than two times in succession without giving the horse a chance to respond before using the riding crop again; or (8) more than six times during a race, excluding showing or waiving the crop or tapping the horse on the shoulder as defined in subsection (c)(d). (c) Correct uses of the riding crop are: (1) showing or waiving the crop without touching the horse, or (2) in an underhanded position with the crop always at or below the shoulder level of the jockey; (3) tapping the horse on the shoulder with the crop in the down position while having both hands: (A) holding onto the reins, and (B) touching the neck of the horse. (d) [Penalties are currently under review by the CHRB, please visit chrb.ca.gov for further updates.] During a race, if a jockey rides in a manner contrary to this rule, the stewards shall impose a minimum fine of $500. A greater fine or a minimum of three suspension days, or both, can be imposed, if, in the opinion of the stewards, the violation is egregious or intentional. Factors in determining whether a violation is egregious or intentional, include but are not limited to: (1) recent history of similar violations; (2) number of uses over the total and consecutive limits described in subsections (b)(7) and (8); and

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(3) using the crop in the overhanded position. (e) The jockey or exercise rider shall not be penalized if, in the opinion of the stewards, the use of the crop was necessary for the safety of the horse or rider. (f) In trial heats, any suspension shall include the subsequent related stakes race regardless of whether the related stakes race is designated pursuant to Rule 1766. Rule 1971. Wagering by Jockey or Driver. No jockeys or drivers shall make any wagers, or have any wagers made in their behalf, in any race in which they participate, except through the owners or trainers on the horses which they ride or drive. Any owners or trainers wagering for such jockeys or drivers shall maintain records of all such wagers and all other presents or other gratuities given any jockeys or drivers. Such records will be furnished to the Stewards or the Board or its investigators upon demand. Jockey Advertising Rule 1691. Colors, Number, and Advertising. (a) A jockey shall be properly attired for riding in a race, wearing the colors of the owner of the horse he or she is riding, and exhibiting a number on the saddlecloth that corresponds to the number of the horse on the official program. (b) Advertising, including logos, labels, or product endorsements shall be permitted on jockey attire, owner silks, and track saddlecloths from the point of weighing out for a race to weighing in after its conclusion. (c) A copy of the advertisement signage must be submitted for review, for compliance with the provisions of this rule, to the stewards at the track where the advertisement will be worn before the horse is entered to race. (d) Advertisement on jockey clothing is limited to: (1) A maximum of 32 square inches on each thigh of the pants on the outer sides between the hip and knee and 10 square inches on the rear at the base of the spine. (2) A maximum of 24 square inches on boots and leggings on the outside of each nearest the top of the boot. (3) A maximum of 6 square inches on the front center in the neck area. (e) Advertisement on owner silks is limited to: (1) A maximum of 32 square inches on the chest area. (2) A maximum of 1.5 inches by 4 inches on each collar. (f) Advertisement on track saddlecloths is not limited to size or placement.

The Stewards must approve all advertising and promotional materials before the horse is entered to race. Form on page 148.

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In this Section of the Guide

Breeders’ Cup Prohibited Substances Rule...... 88 Convicted Trainers Rule...... 88 CHRB Out of Competition Testing...... 89 BCL Out of Competition Testing...... 89 Breeders’ Cup Condition of Entry...... 90 Important Horsemen’s Info & Withdrawal Guidelines...... 90-97 CHRB Medication Guidelines...... 97-110 Breeders’ Cup Pre-Race Inspection...... 111 Race Day Inspections...... 111 Post-Race Drug Testing...... 111 Practicing Veterinarians...... 113

Medication Rules: Visit CHRB.ca.gov for complete CHRB medication rules. NO LASIX IS PERMITTED WITHIN 48 HOURS OF ANY RACE ON NOVEMBER 5 OR NOVEMBER 6 AT DEL MAR. No other drugs, medications, or other substances may be administered by injection or any other means within 48 hours of a race unless specifically permitted by CHRB regulations.

Note: All runners are subject to out-of-competition testing by the CHRB and/or BCL. See all rules beginning on page 87. All BCWC runners must comply with the Condition of Entry which may be found on page 13 of this Guide.

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Breeders’ Cup Prohibited Substances Rule For any horse participating in a Breeders’ Cup World Championships race that is found by the racing regulatory agency in the jurisdiction where the race is conducted to have tested positive for any medication or substance carrying a Category “A”, “B” or “C” penalty designated in California Horse Racing Board Rule 1843.2 (Rev. 02/21), , in addition to any penalties imposed by the racing regulatory agency in the jurisdiction, the following sanctions shall be imposed: (i) the horse shall be disqualified to last in the race and any purse earned by the horse shall be forfeited and redis- tributed in accordance with the revised order of finish; (ii) in the event of a first violation of the prohibited substance rule in a Breeders’ Cup World Championships race, the horse’s trainer and all horses directly or indirectly in such trainer’s care shall be ineligible to participate in the Breeders’ Cup World Championships races conducted in the year immediately following the final determina- tion that such trainer’s horse violated the prohibited substance rule; (iii) in the event of a second violation of the prohibited substance rule by a trainer in a Breeders’ Cup World Championships race, the trainer and all horses directly or indirectly in such trainer’s care shall be ineligible to par- ticipate in the Breeders’ Cup World Championships races conducted in the two years immediately following the final determination that such trainer’s horse violated the prohibited substance rule a second time; (iv) in the event of a third violation of the prohibited substance rule by a trainer in a Breeders’ Cup World Championships race, the trainer and all horses directly or indirectly in such trainer’s care shall be ineligible to participate in all Breeders’ Cup World Championships races conducted for the remainder of such trainer’s life following the final determination that such trainer’s horse violated the prohibited substance rule a third time. Convicted Trainers Rule No person may participate as a trainer of a horse pre-entered or entered in a Breeders’ Cup World Championships race if that person, during the twelve months preceding the World Championships, has been found by any racing regulatory agency, whether a governmental agency or a non-govern- mental regulatory body, to have violated a racing regulation prohibiting or involving the possession or use of any substance listed under Class 1, carrying Category “A” or “B” penalties, or Class 2, carrying a Category “A” penalty, in the Association of Racing Commissioners International Uniform Classification Guidelines for Foreign Substances or a racing regulation prohibiting the possession or use of steroids and the appeal periods for such finding shall have expired or all appeals, if any, will have received final disposition (a “Drug Conviction”). A person associated with a trainer who has a Drug Conviction in the twelve months preceding the World Championships may not participate as a trainer of a horse that was in the care, custody and control of the convicted trainer at the time of the Drug Conviction and that is pre-entered or entered in a race during the next World Championships. A person is associated with a trainer if such person was an assistant to, or employee of, the trainer or related to the trainer by blood, or by marriage or domestic partnership, or who is related by blood to the spouse or domestic partner of such trainer at the time of the Drug Conviction and has assumed the responsibility of the care, custody and

88 members.breederscup.com MEDICATION, TESTING & SAFETY control of all or any of the horses that were in the care, custody and control of the trainer at the time of the Drug Conviction. A horse that has a positive test result for any substance listed under Class 1, carrying Category “A” or “B” penalties, or Class 2, carrying a Category “A” penalty, in the Association of Racing Commissioners International Uniform Classification Guidelines for Foreign Substances or a racing regulation prohibiting the possession or use of anabolic steroids that leads to a Drug Conviction shall not be eligible to participate in the Breeders’ Cup World Championships races immediately following the Drug Conviction. In the event a trainer has two Drug Convictions after May 1, 2012, such trainer may not participate as a trainer of a horse pre-entered or entered in a World Championships race during the next two Breeders’ Cup World Championships following the second of the two Drug Convictions. In the event a trainer has three or more Drug Convictions after May 1, 2012, such trainer may not participate as a trainer of a horse pre-entered or entered in a World Championships race during any Breeders’ Cup World Championships following the date of the third Drug Conviction.

Drug Testing

The CHRB conducts out of competition (OOC) testing of horses under the CHRB’s jurisdiction. The primary focus of OOC testing for the Breeders’ Cup World Championships will be for Epogen, darb- EPO, and other blood doping agents but the CHRB may also test and prosecute for other drugs and substances including certain animal venoms, growth hormone and the beta-2 agonists ractopa- mine and zilpaterol under Rule 1867 and any other drugs or medications restricted by CHRB Rule 1867 and 1869 including anabolic steroids. Out of competition testing may be conducted at any time. Rules 1858 and/or 1863 provide that every horse nominated, pre-entered or entered in a race is subject to testing and no owner, trainer or other person having the care of a horse shall refuse to submit it for testing when directed by the Stewards or the Official Veterinarian. Racing officials from other state jurisdictions and internationally will assist the CHRB in obtaining blood samples for OOC testing. Horses must be timely produced for testing if requested. A horse is not eligible to start unless the owner and trainer comply with any pre-race testing request. A horse testing posi- tive for Epogen, darbEPO or other blood doping agents or other prohibited substance will initiate regulatory action. If a violation is determined, serious penalties may be imposed, including fines and suspension or revocation of licenses. Breeders’ Cup Out-of-Competition Testing Breeders’ Cup Limited will be conducting out-of-competition (OOC) testing on all 2021 Challenge win- ners and any other possible starters prior to the Breeders’ Cup World Championships. This testing is separate from any testing the California Horse Racing Board (CHRB) may perform. The Breeders’ Cup OOC testing will be performed by The Kenneth L. Maddy Equine Analytical Chemistry Laboratory at

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UC Davis. Routine testing at the Maddy Lab meets or exceeds the protocols established by TOBA and required by Breeders’ Cup World Championships to ensure that the highest possible level of testing is performed on all samples. The primary focus of OOC testing for the Breeders’ Cup World Championships will be for Epogen, darb-EPO and other blood doping agents, venoms, as well as any other drugs or medications pro- hibited by CHRB Rule 1867 & 1869 including anabolic steroids. Out-of-competition testing may be conducted at any time. Racing officials from other state jurisdictions and internationally will be asked to assist BCL and/or the CHRB in obtaining blood samples for OOC testing. Horses must be timely produced for testing if requested. A horse may be prevented from entering unless the owner and trainer comply with any pre-race testing request. A horse testing positive in the six months prior to the BCWC for anabolic steroids, bisphosphonates, other blood doping agents or other ARCI prohibited substance will be prohibited from entering the BCWC races in the same calendar year. Breeders’ Cup Condition of Entry As a condition of entry for any BCWC race, no horse (i) within six (6) months of the BCWC shall test positive in a BCL out-of-competition test sample for or have a veterinarian reported administration of any anabolic steroid, any bisphosphonate, or any other prohibited substance described under the Association of Racing Commissioners International (“ARCI”) prohibited substance list at ARCI-011-015 V.10.0 (Annex I) of ARCI’s Model Rules, and any horse in violation of this Condition (i) shall be ineligible to participate in the 2021 BCWC. Any horse nominated, pre-entered or entered to race is subject to blood, hair, or urine testing at any time. (ii) within thirty (30) days of the BCWC shall have been treated with extracorporeal shock wave therapy; and any horse in violation of this Condition (ii) shall be ineligible to participate in the 2021 BCWC. (iii) will have a positive finding of any medication or substance carrying a Category “A”, “B” or “C” penalty as designated in California Horse Racing Board Rule 1843.2 (Rev. 02/21) in a BCWC post- race test sample; and a positive finding for any of these medications or substances, as described above will lead to a disqualification of the horse, a redistribution of the purse and a suspension of the trainer for one year from competing in the next BCWC.

Important Information for Horsemen

If you have any questions concerning any medication rules or veterinary issues, please contact CHRB Chief Official Veterinarian Dr. Tim Grande (858) 792-4330 or CHRB Equine Medical Director Dr. Jeff Blea (626) 862-6149. CHRB Safety Steward David Nuesch (626) 975-0925 is also familiar with CHRB medication policies and related stable procedure regulations. Non-Steroidal Anti-Inflammatories There are no authorized thresholds for non-steroidal anti-inflammatories in California. CHRB uses

90 members.breederscup.com MEDICATION, TESTING & SAFETY screening limits in blood when testing for non-steroidal anti-inflammatories (NSAID). Horsemen are able to administer one of either phenylbutazone, or ketoprofen or flunixin at typical dosages up to 48-54 hours prior to sampling for testing. However, a second NSAID in any horse whether in urine and/or blood will be a violation similar to IFHA detection times. Based on IFHA recommenda- tions: phenylbutazone is detectable in urine for up to 168 hours (7 days), flunixin is detectable for up to 144 hours (6 days) and ketoprofen 96 hours (4 days). For more information, refer to arci.com/ model-rules-standards/ and horseracingintfed.com/resources/DetectionTimes.pdf. Past provisions in CHRB Rule 1844 authorizing thresholds for Non-Steroidal Anti-Inflammatories and steroidal anti-inflammatories (corticosteroids) have been eliminated. All other provisions in the regulation remains unchanged. A summary table is provided on pages 95-96. No Lasix is permitted within 48 hours of any BCWC race or any undercard race on Friday, November 5 or Saturday, November 6.

Clenbuterol California has no authorized threshold for Clenbuterol and has specific restrictions as to Clen- buterol prescribing and use. The California Clenbuterol rule went into effect January 1, 2020. Any horse prescribed Clenbuterol will be placed on the Veterinarian’s List until an official test sample including a urine test shows that there is no Clenbuterol remaining in the horse’s system. Horses may not be prescribed Clenbuterol for longer than 30 days without an additional prescription. Administration of Clenbuterol by trainers must be reported by the trainer to the state veterinarian. A horse shall not be removed from the Veterinarian’s List for Clenbuterol and allowed to start in a race until an official test sample fails to detect Clenbuterol in the blood or urine of the horse after a timed workout demonstrating its physical fitness. Per the CHRB: It is recommended anyone shipping a horse into California to race that has been administered Clenbuterol within the previous 30 days of the race should submit a pre-entry blood and urine sample for testing. For any BCWC race, the recommendation is to increase the with- drawal time to six weeks in an abundance of caution. California testing for Clenbuterol is very sensitive. There is no restriction on Clenbuterol administered out of state. There is no California regulation that would prevent a horse with a Clenbuterol administration on their treatment record from racing, but it could create a risk of a positive test finding. A positive finding in a BCWC post- race test sample for any Beta-2 agonist including Clenbuterol will lead to a disqualification of the horse, a redistribution of the purse, and a suspension for the trainer for one year from competing in the next BCWC. Extracorporeal Shock Wave Therapy (ESWT) California has a new shockwave rule (1866.2) which went into effect on April 1, 2021. No owner, trainer, or licensee shall bring into a CHRB racing or training inclosure a horse known to have received ESWT within the last 30 days without prior approval of the official veterinarian. All ESWT treatments must be reported to the State Veterinarian. Horses treated with ESWT in California are

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placed on the Veterinarian’s List for 30 days (the day after treatment is the first day on the Veteri- narian’s List.) The horse may be removed from the Veterinarian’s List the day following the 30th day, provided it is not on the Veterinarian’s List for any other reason. Horses treated with ESWT may not participate in a recorded workout or race for the 30 days after treatment. See rule below for further details. 1866.2 Shockwave Therapy Restricted. (a) Prior to being brought into any CHRB racing or training inclosure, all Extracorporeal Shock Wave Therapy or Radial Pulse Wave Therapy (ESWT) machines shall be registered by the official veterinarian who shall keep a listing of all ESWT machines so registered. (1) The listing shall be available for inspection by the official veterinarian, stewards, or CHRB investigators. The listing shall include the manufacturer, model, serial number, and the name of the CHRB licensed veterinarian responsible for the ESWT machine. (b) Only CHRB licensed veterinarians may use ESWT machines within a CHRB racing or training inclosure. (c) ESWT machines are not allowed in the stable area. All treatments shall be conducted in a designated area chosen by the official veterinarian responsible for that CHRB racing or train- ing inclosure. (1) The designated area shall be secure, safe for the horse receiving treatment, and accessible for monitoring either by security personnel or by security cameras. (d) The treating veterinarian shall keep a log of all ESWT treatments. The log shall be available for inspection by the official veterinarian, stewards, or CHRB investigators. The log shall include the date of treatment; the horse’s tattoo, microchip number, or other identifying information if the horse is not tattooed or microchipped; the anatomical area treated; and the number of pulses administered. (e) All ESWT treatments shall be reported to the official veterinarian on a separate form Veterinarian Report Confidential CHRB-24 (Rev. 01/18) (CHRB-24), which is incorporated by reference. Such report shall be submitted by 10:00 AM the day following treatment. (f) Horses treated with ESWT shall be placed on the Veterinarian’s List for ESWT treatment for 30 days. The day after treatment is the horse’s first day on the Veterinarian’s List. The horse shall be removed from the Veterinarian’s List for ESWT on the day following the 30th day (30 + 1 days) provided that the horse satisfied Rule 1866. (d). A horse on the Veterinarian’s List for multiple reasons must meet the criteria required for removal for those other reasons. (g) Horses treated with ESWT may not participate in a workout for 30 days after treatment. (1) For the purpose of this regulation, “workout” means an exercise session near full speed, or close to full speed.

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(h) No owner, trainer, or licensee shall bring into a CHRB racing or training inclosure a horse known to have received ESWT within the last 30 days without prior approval of the official veterinarian. (i) Any person participating in the use of ESWT or the possession of ESWT machines in violation of this rule shall be considered to have committed a prohibited veterinary practice and is subject to a Category A penalty pursuant to Rule 1843.3. Note: Authority cited: Sections 19440 and 19562, Business and Professions Code. Reference: Sections 19440, 19562 and 19583, Business and Professions Code. HISTORY: 1. New section filed 12-2-2020; effective 4-1-2021. 1866 Veterinarian’s List (d) A horse placed on the Veterinarian’s List shall be removed from the list only after having established or demonstrated to the satisfaction of the official veterinarian or the racing vet- erinarian that the horse is then raceably sound and in fit physical condition to exert its best effort in a race.

TCO2 Testing All horses in every race will be sampled and tested for TCO2. The CHRB has a very tight regulation for TCO2. The permitted level is 37mmol/l. All horses will be tested as they enter the Assembly Barn for their race, about 45 minutes pre-race. Exceeding 37mmol/l is a Class 3 violation requiring purse redistribution and is a Category B penalty for the trainer. While not specifically prohibited under CHRB regulations until 24 hours prior to post time, electrolytes with or without alkalizing agents-bicarbonate or otherwise, should be used with caution especially if a horse is on the bleeder’s list. Regardless, electrolytes cannot be administered by nasogastric tube within 48 hours of post time of the race.

Nasogastric Tubing of Electrolytes Nasogastric (tubing) administration of any substance or medication is prohibited within 48 hours of post time of the race in which a horse is entered.

Water Only on Race Day This is a very strict and clear rule. Nothing other than water can be used to flush a horse’s mouth on race day. Wind Aid, glycerin or anything other than water will result in a scratch. Horses have been scratched from Grade I events for this violation and the policy will be the same for the Breeders’ Cup World Championships.

NSAID Medications [SUSPENDED] Contact your private veterinarian, CHRB Chief Official veterinarian Dr. Grande (858) 792-4330 or CHRB Equine Medical Director Dr. Blea (626) 862-6149 if you have any questions.

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No Medications Allowed after Entry No medication may be administered after entry except as specifically authorized in the rules and there are few exceptions. The relevant CHRB rules are 1843, 1843.5, 1844 & 1845. They are avail- able at chrb.ca.gov; go to Horse Racing Rules. You may also contact your private veterinarian, CHRB Chief Official Veterinarian Dr. Grande (858) 792-4330 or CHRB Equine Medical Director Dr. Blea (862) 862-6149 if you have any questions.

Authorized (Controlled) Medications CHRB has adopted the National Uniform Medication program for therapeutic medications. Those regulations can be found on the CHRB website (chrb.ca.gov/rules_law.html; go to Rule Number ; go to > 1844). The RMTC’s recommended withdrawal times for the controlled therapeutic medications is listed on page 95-96 of this guide and can be found at rmtcnet.com/wp-content/ uploads/2016/02/CTS-List-2-25-2016.pdf. Trainers are advised to consult their veterinarians on the use of all medications or CHRB Chief Official Veterinarian Dr. Grande (858) 792-4330 or CHRB Equine Medical Director Dr. Blea (626) 862-6149 if there are any questions. Important to note, for all races on November 5 and 6, no lasix is permitted within 48 hours of racing.

Prescription Medications The only prescription medications allowed at CHRB racing enclosures are prescriptions by CHRB licensed veterinarians that have been labeled according to CHRB regulations and properly reported to the official veterinarian. All other prescription drugs are contraband. Please contact the CHRB licensed practicing veterinarian attending your horse concerning any prescription drugs you may need or may have brought with you.

Procaine Penicillin The CHRB offers free testing for procaine in horses treated with procaine penicillin and has done so for years. Any horse treated with procaine penicillin in the last 30 days should be tested. Contact CHRB Chief Official Veterinarian Dr. Grande (858) 792-4330 or CHRB Equine Medical Director Dr. Blea (626) 862-6149 if there are any questions.

Geldings Even though highly unlikely in Breeders’ Cup races, trainers are reminded a first-time gelding must be reported to the racing office and Horse Identifier when entered.

Shoe Policy Restrictions on horse shoes are in place for Breeders’ Cup and Del Mar races. Refer to the Del Mar condition book or contact Horseshoe Inspector Victor Tovar at the Assembly Barn if you have any questions. Toe grabs cannot exceed 4mm on the front shoes for main track races by CHRB regula- tion or Queens or Queen XTs on the turf course by Del Mar policy.

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CHRB Chief Official Veterinarian, Dr. Tim Grande: Santa Anita (626) 574-6355; Del Mar (858) 792-4330 CHRB Equine Medical Director, Dr. Jeff Blea: (626) 862-6149 CHRB Safety Steward, David Nuesch: (626) 975-0925 Board of Stewards: (858) 755-1141 x 3831

Withdrawal Guidelines

WARNING: The information on this list does not constitute and is not a guarantee, warranty, or assurance that the use of any of the therapeutic medications at the dosage and withdrawal times, detection times, or guidance listed at ifhaonline.org/default.asp (corticosteroids/NSAIDs), arci.com (NSAIDs) or nntcnet.com (all others) will not result in a positive post-race test. Del Mar and/or Breeders’ Cup Limited are not responsible for results differing in anyway from those herein. Use of this document and its information does not lessen or relieve any trainer’s responsibility for affirming that, during a horse race, a horse is free of any prohibited substance listed in the California Horse Racing Board (CHRB) rules and for complying with provisions of the CHRB regula- tions and the BCWC Condition of Entry. Owners, trainers, or any other persons responsible for the care of a racehorse are strongly advised to consult a veterinarian and the CHRB for guidance and advice on the use and withdrawal times of all medications, theraputic or otherwise, as testing methodologies may change with little or no notice. The guidelines provided herein are not necessarily consistent with the regulations of other jurisdictions or laboratory methods. PLEASE NOTE: These guidelines may vary with the administration of multiple medications. Combining medications may significantly affect withdrawal guidelines.

SUBSTANCE DRUG TYPE CONCENTRATION 1 GUIDELINE

Acepromazine Sedative 10 ng/ml of urine 48 hours (HEPS metabolite) Albuterol Bronchodilator 1 ng/ml in urine 96 hours Betamethasone* Corticosteroid Urine regulation 14 days for IA use Butorphanol Opioid Analgesic 300 ng/ml urine (total) 48 hours and 2 ng/ml blood Cetirizine Anti-histamine 6 ng/ml of blood 48 hours Cimetidine Anti-ulcer 400 ng/ml of blood 48 hours Dantrolene Skeletal Muscle Relaxer 100 pg/ml blood 48 hours

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Detomidine Sedative 2 ng/ml urine and 1 ng/ml 48 hours blood/48 hours Dexamethasone* Corticosteroid IA Subject to 14 Day Stand Down 14 days for IA; regulated in urine or blood 96+ hours for IV Diclofenac NSAID Urine regulation No IFHA detection time provided DMSO Free Radical Scavenger 10 mcg/ml of blood 48 hours Firocoxib NSAID LOD of blood/urine 14 days Flunixin NSAID 3 ng/ml blood Minimum 48 hours Furosemide Diuretic Not permitted**** Not permitted Glycopyrrolate Anti-cholenergic 3 pg/ml of blood/48 hours 48 hours Guaifenesin Expectorant 12 ng/ml blood/48 hours 48 hours lsoflupredone* Corticosteroid Regulated at urine LOD 14 day for IA use Ketoprofen NSAID LOD in blood and urine Minimum 48 hours Lidocaine Local Anesthetic 0.020 ng/ml blood/72 hours 72 hours Mepivacaine Local Anesthetic 10 ng/ml urine and 50 pg/ml 72 hours blood/72 hours Methocarbamol Skeletal Muscle 1 ng/ml blood/48 hours 48 hours Relaxant Methylprednisolone* Corticosteroid Corticosteroid Minimum 14 day for IA use** Omeprazole Anti-ulcer 10 ng/ml blood 24 hours Phenylbutazone NSAID 0.3 mcg/ml of blood Minimum 48 hours Prednisolone* Corticosteroid Urine regulation No IFHA Detection Time Provided Procaine Penicillin Antibiotic with 25 ng/ml blood 3+ days*** local anesthetic Ranitidine Anti-ulcer 40 ng/ml blood 24 hours Triamcinolone Corticosteroid Urine regulation Minimum 14 day Acetonide* for IA use Xylazine Sedative 0.2 ng/ml blood 48 hours

1 For NSAIDs and Corticosteroids, only one should be present in the sample for the screening limit to apply pursuant to IFHA rules. If more than one NSAID or more than one Corticosteroid is present, NO THRESHOLD OR SCREENING LIMIT WILL APPLY to any of the drugs in that class. *The guidance times provided are minimums. Please note that intra-muscular use of most corticosteroids are associated with significantly increased withdrawal times when compared to intravenous or intra-articular use. **While the guidance time for methylprednisolone acetate is 14 days minimum, please note that the RMTC recommends a minimum of 21 days withdrawal guidance for this medication if regulated in plasma. ***All other requirements regarding reporting and security remain in effect for this medication. ****Furosemide is specifically prohibited and may not be administered in the 48 hours prior to racing on November 6 and November 6.

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CHRB Medication Rules & Regulations

The Breeders’ Cup World Championships will be run in accordance with the rules of racing of the State of California and as promulgated by the California Horse Racing Board (CHRB). A summary of medication rules will be found below. A complete listing may be obtained at chrb.ca.gov.

Note: If there is any discrepancy between the medication rules set forth below and the rules set forth on the CHRB website (chrb.ca.gov), the rules on the CHRB website shall govern.

Rule 1843. Medication, Drugs and Other Substances. It shall be the intent of these rules to protect the integrity of horse racing, to guard the health of the horse, and to safeguard the interests of the public and the racing participants through the prohibi- tion or control of all drugs, medications and drug substances foreign to the horse. In this context: (a) No horse participating in a race shall carry in its body any drug substance or its metabolites or analogues, foreign to the horse except as hereinafter expressly provided. (b) No drug substance shall be administered to a horse which is entered to compete in a race to be run in this State except for approved and authorized drug substances as provided in these rules. (c) No person other than a licensed veterinarian or animal health technician shall have in his/ her possession any drug substance which can be administered to a horse, except such drug substance prescribed by a licensed veterinarian for a specific existing condition of a horse and which is properly labeled. (d) A finding by an official chemist that a test sample taken from a horse contains a drug sub- stance or its metabolites or analogues which has not been approved by the Board, or a finding of more than one approved non-steroidal, anti-inflammatory drug substance or a finding of a drug substance in excess of the limits established by the Board for its use shall be prima facie evidence that the trainer and his/her agents responsible for the care of the horse has/have been negligent in the care of the horse and is prima facie evidence that the drug substance has been administered to the horse. (e) Nothing in this Article shall prevent a racing association or fair from setting eligibility condi- tions, as agreed to with the acknowledged horsemen’s organization(s), for individual races, or for its entire race meet, that prohibit the use and/or presence of drug substances or medica- tions in biological test samples collected from participating horses at detection levels lower than what is authorized by the Board. Such conditions, if established in accordance with Rule 1581, shall not be deemed in conflict with the rules and regulations of the Board. Rule 1843.1. Prohibited Drug Substances. For purposes of this division, prohibited drug substance means: (a) any drug, substance, medication or chemical foreign to the horse, whether natural or synthetic, or a metabolite or analog thereof, whose use is not expressly authorized in this article.

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(b) any drug, substance, medication or chemical authorized by this article in excess of the authorized level or other restrictions as set forth in this article. Rule 1869. Prohibited Drug Substances in Out-of-Competition Testing. (a) In addition to those drugs, substances, doping agents, and medications described in Rule 1867(a), the following substances are prohibited from being present in any official out-of- competition test sample collected in accordance with Rules 1859, 1859.1. and 1859.25: (1) Anabolic androgenic steroids and their metabolites and isomers, except naturally occurring endogenous anabolic steroids as authorized in Rule 1844; (A) Notwithstanding the foregoing, anabolic androgenic steroids may be used in a horse that is out of competition, provided that: 1. The anabolic agent has been approved by the United States Food and Drug Adminis- tration (FDA) for use in the United States; 2. The administration is pursuant to a valid veterinary prescription, and both the admin- istration and prescription are carried out in accordance with all rules and regulations in this division; 3. The administration is reported to an Official Veterinarian within seventy-two (72) hours by the trainer or owner on form CHRB-60 (Rev. 7/15) (Trainer Medication Report). which is hereby incorporated by reference, regardless of whether or not the horse is treated within or outside of a licensed enclosure; 4. The horse remains on the Veterinarian’s List for a minimum of six months following the administration of the anabolic androgenic steroids, and shall be removed from the list only after the horse demonstrates. to the satisfaction of the official veterinarian or the racing veterinarian, that it is raceably sound and in fit physical condition to exert its best effort in a race by performing satisfactorily in a workout or qualifying race. Addi- tionally, a blood, urine and/or other biological test sample taken after such workout or qualifying race shall be free of all prohibited substances described in Rule 1843 before the horse can be removed from the Veterinarian’s List. (2) The following anabolic agents: selective androgen receptor modulators, tibolone, and zeranol; (3) Erythropoietin-Receptor agonists; (4) Hypoxia-inducible factor stabilizers, except out-of-competition blood samples may contain cobalt in an amount that does not exceed 50 nanograms per milliliter; (5) Altrenogist, Chorionic Gonadotropin and Luteinizing Hormone and their releasing factors in males; (A) Notwithstanding the foregoing, altrenogist may be prescribed to a male horse that is out of competition, provided that the administration is pursuant to a valid veterinary prescrip- tion, and both the administration and prescription are carried out in accordance with all rules and regulations in this division. 1. The administration is reported to an Official Veterinarian within seventy-two (72) hours by the trainer or owner on form CHRB-60 (Rev. 7/15) (Trainer Medication Report),

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which is hereby incorporated by reference, or on form CHRB-24 (Rev. 7/15) (Veterinarian Report) if administered by a CHRB licensed veterinarian. (6) Corticotrophins and their releasing factors; (A) Notwithstanding the foregoing, adrenocorticotropic hormone (ACTH) may be used in a horse that is out of competition, provided that: 1. The administration is pursuant to a valid veterinary prescription, and both the administration and prescription are carried out in accordance with all rules and regula- tions in this division; 2. The administration is reported to an Official Veterinarian within seventy-two (72) hours by the trainer or owner on form CHRB-60 (Rev. 7/15) (Trainer Medication Report), regard- less of whether or not the horse is treated within or outside of a licensed enclosure. (7) Beta-2 agonists, including all optical isomers; (A) Notwithstanding the foregoing, clenbuterol and albuterol may be used in a horse that is out of competition, provided that the administration is pursuant to a valid veterinary prescription, and both the administration and prescription are carried out in accordance with all rules and regulations in this division. (8) The following aromatase inhibitors: aminoglutethimide, anastrozole, androsta- 1,4,6-tri- ene-3,17-dione (androstatriene-dione), 4-androstene-3,6,17 trione (6-oxo), exemestane, formestane, letrozole, testolactone; (9) The following selective estrogen receptor modulators: raloxifene, tamoxifen, toremifene; (10) The following anti-estrogenic substances: clomiphene, cyclofenil, fulvestrant; (11) The following agents modifying myostatin function(s): myostatin inhibitors; (12) The following metabolic modulators: activators of the AMP-activated protein kinase, Per- oxisome Proliferator Activated Receptor l5 (PPARlS) agonists, insulins, trimetazidine, Thyroxine, and thyroid modulators/hormones containing T4 (tetraiodo­ thyronine/thyroxine), T3 (triiodothy- ronine), or combinations thereof. (A) Notwithstanding the foregoing, Thyroxine (T4) shall not be considered a prohibited sub- stance provided that such treatment is made pursuant to a valid veterinary prescription, and both the administration and prescription are carried out in accordance with all rules and regulations in this division. (13) The following diuretics and masking agents: desmopressin, furosemide, plasma expand- ers, probenecid, torsemide, acetazolamide, amiloride, bumetanide, canrenone, chlorthalidone, etacrynic acid, indapamide, metolazone, spironolactone, thiazides, triamterene, trictTlorme- thiazide, vasopressin receptor antagonists, and vaptans. (A) Notwithstanding the foregoing, furosemide and trichlormethiazide may be used in a horse that is out of competition, provided that the administration is pursuant to a valid veterinary prescription, and both the administration and prescription are carried out in accordance with all rules and regulations in this division.

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(B) Additionally, notwithstanding the foregoing, the above diuretics may be administered in an emergency situation in order to safeguard the health of the horse, provided that such treatment is: 1. Made pursuant to a valid veterinary prescription, and both the administration and pre- scription are carried out in accordance with all rules and regulations in this division, and 2. The administration is reported to the Official Veterinarian on either form CHRB-60 (Rev. 7/15) (Trainer Medication Report) by the trainer, or on form CHRB-24 (Rev. 7/15) (Veterinarian Report), if administered by a CHRB licensed veterinarian, which is hereby incorporated by reference, by the treating veterinarian within twenty-four (24) hours. (b) Therapeutic substances that are not otherwise prohibited pursuant to this regulation are permitted for use when a horse is out of competition, provided such substances have been approved by the FDA for use in the United States, and are prescribed and administered in accor- dance with all applicable federal and state laws and regulations, including but not limited to all CHRB rules and regulations and Title 16 California Code of Regulations section 2032.1. (c) A finding by the official laboratory that an official out-of-competition test sample taken from a horse contains a drug substance or its metabolites or analogues which is prohibited under this regulation shall be prima facie evidence the drug substance has been administered to the horse. (1) If the official out-of-competition test sample was obtained outside a licensed enclosure, the trainer, owner, foreman, groom, and/or any other licensee shown by a preponderance of the evidence to have been responsible for the care, custody and control of the horse may be fined, and/or have his or her license suspended or revoked. (2) If the official out-of-competition test sample was obtained inside a licensed enclosure, the trainer is the absolute insurer of and responsible for the condition of the horses under his or her care, regardless of the acts of third parties, except as otherwise provided in this article, and may be fined, and/or have his or her license suspended or revoked. (3) The defenses described in Rule 1888 shall be available to any person charged with a viola- tion of this regulation. (d) The Board, the board of stewards, the hearing officer, or the administrative law judge shall assess a penalty for violation of this section based upon the classifications and penalties set forth in Rules 1843.2 and 1843.3. (e) A race day prohibition or restriction of a substance under this Article is not applicable to an out-of-competition test unless otherwise stated. (f) A finding by the official laboratory that an official out-of-competition test sample taken from a horse contains a drug substance or its metabolites or analogues that are prohibited under this regulation shall require that horse to be automatically placed on the Veterinarian’s List for a minimum of 180 days from the date the owner and trainer waive their right to a split sample or from the date that a split sample laboratory confirms the presence of the prohibited substance, whichever date is later.

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Rule 1859.1. Out-of-Competition Testing Procedures and Requirements. (a) Official out-of-competition test samples shall be collected under the supervision and direction of the official veterinarian, the Equine Medical Director, or a person designated by the official veterinarian or Equine Medical Director. All blood samples shall be collected by a veterinarian licensed by the Board, or by a veterinary technician licensed by the Board who is acting under the supervision of the official veterinarian or Equine Medical Director. (b) Upon request of the Equine Medical Director, the Executive Director, the stewards or the official veterinarian, the trainer, owner, or their specified designee shall disclose the location of their horses eligible for out-of-competition testing as described in Rule 1858. (c) The Board need not provide advance notice to the trainer or owner before arriving at any loca- tion, whether or not the location is within a licensed enclosure, to collect official out-of-compe- tition test samples. However, if the trainer, owner, or their specified designee requests that the sample be collected in an alternative location, the Board may, in its sole discretion, collect the sample at an alternative time and location designated by the Board. (d) The trainer. owner, or their specified designee shall cooperate with the person who collects official out-of-competition test samples on behalf of the Board, which shall include without limitation: (1) Assisting in the immediate location and identification of the horse; (2) Making the horse available as soon as practical upon arrival of the person who is respon- sible for collecting the samples; (3) Providing a stall or other safe location to collect the samples; (4) Assisting the person who is collecting samples in controlling the horse; and (5) Witnessing the taking of samples, including sealing of sample collection containers. (e) The management and employees of a licensed racetrack or training facility where a horse is located shall cooperate fully with any person collecting official out-of-competition­ test samples on behalf of the Board. The person who collects samples for the Board may require that the collection be done at a specified location on such premises. (f) The Board may arrange to have test samples collected from a horse that is physically located outside of California, but otherwise subject to out-of-competition testing pursuant to Rule 1858. Such test samples may be collected by the racing commission or racing authority that regulates the jurisdiction in which the horse is physically located, or by any other person that the Board designates. Such racing commission or other designated person shall follow the collection procedures described in this regulation in order for the sample to be designated an official out-of-competition test sample, except they are not required to comply with the CHRB license and identification requirements described in subsections (a) and (g). (1) The test results of an official out-of-competition test sample collected outside of California may be made available, at the discretion of the Board, to each racing commission that partici- pates in the process of collecting the sample. (2) The Board, if requested and in its sole discretion, may permit the trainer, owner or their designee to transport their horse into California for out-of-competition testing at a time and

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place designated by the Board instead of having the horse tested outside of California. (g) The person who collects official out-of-competition test samples for the Board shall, at the time of sample collection, provide their CHRB identification and disclose to the owner and/or trainer of the horse that the purpose of the sampling is for out-of-competition testing. (h) If the trainer or any other person having care and custody of a horse selected for out-of-com- petition testing refuses or declines to make the horse available for test sample collection, the Board shall attempt to notify the owner and give them the opportunity to make the horse avail- able for immediate testing. (i) All available records demonstrating the chain of custody for an official out-of­-competition test sample shall be made available to the trainer, owner, or their designee, at their request, when a complaint results from an out-of-competition test. (j) Any licensee who willfully fails to make a horse available for out-of-competition testing, or commits other willfully deceptive acts in connection with out-of-competition testing, or causes interference or obstruction to the sampling process, shall receive a minimum penalty of a one- year license suspension. (k) A horse that is not made available for out-of-competition testing when requested by the Board in accordance with this regulation shall be placed on the Steward’s List for a minimum of 180 days. If the trainer, owner, or their designee refuses to submit their horse for out-of-competition testing based on their assertion that the horse is no longer engaged in horse racing activities, the horse shall be placed on the Steward’s List for a minimum of 180 days. Rule 1858. Test Sample Required. (a) Blood and urine test samples shall be taken daily from the winner of every race, from horses finishing second and third in any stakes race with a gross purse of $75,000 or more, and from not less than six other horses designated for testing by the Equine Medical Director, the stew- ards or the official veterinarian. (b) The Board may at any time on any date take official blood, urine or other biological samples, in accordance with Rules 1859 and 1859.1, from a horse to enhance the ability of the Board to enforce its medication and anti-doping rules. (c) Note: All Breeders’ Cup nominated, pre-entered and entered horses are subject to CHRB OOCT regulations. Every horse within the enclosure, every horse registered to race at an enclosure, every horse under the care or control of a licensed trainer, or owned by a licensed owner, or nominated, pre-entered or entered in any race that will be held within a licensed enclosure is subject to pre-race, post-race, and out-of-competition testing by the Board. No owner, trainer or other person having the care of a horse shall refuse to submit it for testing when directed by the Equine Medical Director, the Executive Director, the stewards or the official veterinarian. (1) For the purposes of this regulation, a horse is “registered to race at an enclosure” when the horse’s registration papers are on file with a racing association under the jurisdiction of the Board and/or the horse has raced at a licensed enclosure within the previous twelve (12) months.

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(2) A horse is “out of competition” when it is not entered in a race as defined in this Article. This regulation does not permit out of competition testing outside of a licensed enclosure on weanlings, yearlings, or any horse proven to be no longer engaged in horse racing unless such horse is entered in a horse sale authorized by the Board pursuant to Rule 1807. For purposes of this regulation, the following criteria may be used to prove that a horse is no longer engaged in horse racing: (A) it is registered as retired with one of the breed registry organizations identified in Rule 1402; (B) it is not a breed of horse that races in California; (C) it becomes breeding stock; (D) it has suffered an injury, or been subject to a procedure, that renders the horse perma- nently unfit to participate in a race as determined by the Official Veterinarian or Equine Medical Director; or (E) any other evidence is provided that proves the horse will no longer engage in racing in California as decided by the Equine Medical Director, the Executive Director, the stewards, or the official veterinarian. (3) Persons who apply for and are granted a trainer or owner license shall be deemed to have given their consent, as a condition of licensure, for the Board and its representatives to access any location, whether inside or outside of a licensed enclosure, where a horse eligible for test- ing may be found for the purpose of collecting official out-of-competition test samples. Such consent, however, does not permit the Board or its representatives to search the premises when collecting a test sample from a horse not within a licensed enclosure. Licensees shall take any steps necessary to authorize access by Board representatives to any location where a horse eligible for testing is present, and no person shall knowingly interfere with or obstruct the col- lection of an official test sample. Rule 1859. Taking, Testing and Reporting of Samples. (a) Urine, blood or other biological official test samples shall be taken under the direction of the official veterinarian, the Equine Medical Director or a person designated by the official veteri- narian. All samples shall be taken in a detention area approved by the Board, unless it is an official out-of-competition test sample taken in accordance with Rule 1859.1, or the official veterinarian or the Equine Medical Director approves otherwise. The taking of any test sample shall be witnessed, confirmed or acknowledged by the owner or trainer of the horse being tested or his or her agent or employee, and may be witnessed by the owner, trainer or other person des- ignated by them. All official test samples shall be sent to the official laboratory approved and designated by the Board, in such manner as the Board may direct. All required samples shall be in the custody of the official veterinarian, his or her assistants or other persons approved by the official veterinarian, from the time they are taken until they are delivered to the custody of the official laboratory.

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(b) The Executive Director and the Equine Medical Director shall immediately be notified by the official laboratory of each finding that an official test sample contains a prohibited drug sub- stance, as defined in this article. The official laboratory shall further provide all information and data on which the finding is based to the Equine Medical Director, and shall transmit its official report of the finding to the Executive Director within five working days after the initial notification is made. (c) The Board has the authority to direct the official laboratory to retain and preserve by freezing samples for future analysis. (d) The fact that purse money has been distributed prior to the issuance of a laboratory report shall not be deemed a finding that no drug substance prohibited by this article has been adminis- tered, in violation of these rules, to the horse earning such purse money. Rule 1859.25. Split Sample Testing. (a) In addition to the blood, urine, and other biological official test samples transmitted to the official laboratory for testing as provided in Rule§. 1859 and 1859.1 of this Article, the Board shall maintain a portion of the official test sample for each horse tested if sufficient sample is available after the official test samples are taken. That portion shall be designated the split sample. The Board makes no guarantee as to the amount of sample which will be available for the split sample. All samples taken by representatives of the Board are under the jurisdiction of and shall remain the property of the Board at all times. The Board shall ensure the security and storage of the split sample. (b) When the Executive Director or the Executive Director’s designee is notified of a finding by the official laboratory that a test sample from a horse participating in any race contained a prohib- ited drug substance as defined in this Article, the Executive Director, after consulting with the Equine Medical Director or the Equine Medical Director’s designee as to the presence of the pro- hibited drug substance shall notify a Supervising Investigator. The owner and the trainer shall be confidentially notified of the finding by a Supervising Investigator or his/her designee and the owner and trainer shall each have 72 hours from the date he or she is notified to request that the split sample of the official test sample that was found to contain the prohibited drug substance(s) be tested by an independent Board approved laboratory. (c) If the owner or trainer wishes to have the split sample tested, he or she shall comply with the following procedures: (1) The request shall be made on CHRB-56, (Rev. 5/97), Request to Release Evidence, which is hereby incorporated by reference. CHRB-56 shall be made available at all CHRB offices. (2) The owner or trainer requesting to have the split sample tested shall be responsible for all charges and costs incurred in transporting and testing the split sample. By signing CHRB-56, the owner or trainer certifies he or she has made arrangements for payment to the designated Board-approved laboratory for laboratory testing services. (3) Verification of payment for costs incurred in transporting and testing the split sample must be received by the CHRB within five (5) working days from the CHRB receipt of CHRB-56. If

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such verification of payment is not received, the split sample will not be released or shipped to the Board-approved laboratory designated by the owner or trainer to test the split sample and the owner and trainer will have relinquished his/her right to have the split sample tested. If a complaint issues, the only test results that will be considered will be the results from the Board’s official laboratory. (d) Upon approval by the Executive Director or the Executive Director’s designated representative of a valid request on CHRB-56, CHRB-29 (Rev. 5/97), Authorization to Release Split Sample Urine Evidence, or CHRB-29A (Rev. 5/97), Authorization to Release Split Sample Blood Evidence, which are hereby incorporated by reference, shall be completed and the Board shall ensure that the split sample is sent to the designated laboratory for testing. (1) If the findings by the independent Board-approved laboratory fail to confirm the findings of the prohibited drug substance as reported by the official laboratory, it shall be presumed that the prohibited drug substance was not present in the official sample. (2) If the findings by the independent Board-approved laboratory confirm the findings of the prohibited drug substance as reported by the official laboratory, the Executive Director shall report these findings to the Board within 24 hours after receiving confirmation of the prohibited drug substance in the split sample. (e) If the owner or trainer fails to request the testing of the split sample in accordance with the procedures specified in this rule, they shall be deemed to have waived their rights to have the split sample tested. (f) Results of the official test sample and the split sample shall be, and shall remain, confidential and shall be provided only to the Executive Director or the Executive Director’s designee, the Board, the Equine Medical Director or the Equine Medical Director’s designee, and to the owner and trainer, unless or until the Board files an official complaint or accusation.

Rule 1867. Prohibited Veterinary Practices. For purposes of this division, prohibited veterinary practices means: (a) The possession and/or use on the premises of a facility under the jurisdiction of the Board of any drug, substance, doping agent, or medication specified below for which a recognized analytical method has not been developed to detect and confirm its administration; or the use of which may endanger the health and welfare of the horse, or the safety of the rider or driver, or alter equine performance. (1) Erythropoietin (EPO) and analogs (2) Darbepoietin and analogs (3) Venoms or derivatives thereof; (4) Growth hormone and analogs and growth hormone releasing factory including growth hor- mone releasing hormone GHRH, and its analogs, except platelet rich plasma and autologous conditioned plasma, are permitted provided such treatment is pursuant to a valid veterinary prescription made in accordance with all rules and regulations in this division, and the treat-

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ment is reported to the Official Veterinarian on form CHRB-60 (Rev. 7/15) (Trainer Medica- tion Report), regardless of whether or not the horse is treated within or outside of a licensed enclosure; (5) Ractopamine and ractopamine metabolites or analogs; (6) Zilpaterol and zilpaterol metabolites or analogs; (7) Aminoimidazole carboxamide ribonucleotide (AICAR); (8) Hemopure; (9) Myo-lnositol Trispyprophosphate (ITPP); (10) Oxyglobin; (11) Thymosin beta; (b) The possession and/or use on the premises of a facility under the jurisdiction of the Board of any drug, substance or medication that has not been approved by the United States Food and Drug Administration (FDA) for use in the United States. (c) The presence of any drug, substance or medication described in subsections (a)(1) through (a) (aJ1), and subsection (b) of this regulation in any test sample obtained consistent with Rules 1858, 1859, 1859.1, and 1859.25 of this article, and the provisions of this article, shall apply to such sample in the same manner as if the horse were entered to race (See Title 4, California Code of Regulations, section 1843.3). The Board may grant an exception to this subsection if the person or persons seeking the exemption submits written documentation that demonstrates an FDA exemption has been obtained.

Rule 1867.1 Use of Bisphosphonates Prohibited. (a) Bisphosphonates may not be administered to any horse within a CHRB inclosure. (b) No licensee shall bring into a CHRB inclosure a horse known to have been administered a bisphosphonate within the previous six months. (c) A horse that tests positive for a bisphosphonate is not permitted within a CHRB racing inclo- sure until a Board approved official laboratory determines that there is no longer a bisphos- phonate in the horse’s system. (d) Notwithstanding subsections (a), (b), and (c) above, for nuclear imaging purposes, methylene diphosphonate may be administered when used in combination with the radionuclide techne- tium 99m. Rule 1863. Pre-Race Testing. The Board may require any horse entered to race to submit to any blood or other pre-race test, and no horse is eligible to start in a race until the owner or trainer complies with any required testing procedure. Rule 1845. Authorized Bleeder Medication. This rule is suspended for November 5 and 6, 2021. No authorized bleeder medication is approved for administration within 48 hours of the races on those two days.

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Rule 1843.5. Medication, Drugs and Other Substances Permitted After Entry in a Race. (a) In this article a horse is deemed “entered” in a race 48 hours before post time of the running of the race. (b) Water, hay, and grain may be provided to the horse up until post time. (c) Drugs, medications or any other substances shall not be administered by any means to a horse after it is deemed enter to race except: (1) Topical medications, (such as antiseptics, ointments, salves, leg rubs, leg paints, hoof dressings, liniments and antiphlogistics) which do not contain anesthetics or other prohibited drugs. (d) Any drug, medication or any other substance found in a test sample taken from a horse which is not authorized under this rule shall be deemed a prohibited drug substance. (e) Any of the following substances may be administered by injection until 24 hours before the post time of the race in which the horse is entered: (1) Injectable Vitamins; (2) Tetanus Antitoxin or Tetanus Toxoid, if the horse has sustained a wound. (f) Approved anti-ulcer medications may be administered until 24 hours before the post time of the race in which the horse is entered. A list of approved anti-ulcer medications, and route of administration, shall be posted at each racetrack in the office of the official veterinarian. (g) In addition to the substances named in subsection (c)(1), any of the following substances may be administered under Rule 1845 of this division within 24 hours of the post time of the race in which the horse is entered: (1) Furosemide; (Not permitted in any race on November 5 and November 6, 2021.) (2) Only water may be used to wash the horse’s mouth on race day. (h) Drugs, medications or any other substances may not be administered to a horse by injection, via nasogastric tube (stomach tubing) or any other means after the horse is entered to race, except under these regulations. Rule 1843.6. Total Carbon Dioxide Testing. (a) At the direction of the Equine Medical Director, the stewards or the official veterinarian, a vet- erinarian licensed by the Board or a registered veterinary technician licensed by the Board may collect blood sample(s) from a horse for the purpose of testing for total carbon dioxide (TCO2) concentrations. Such blood sample(s) shall be collected under the provision of Rule 1859 of this article, and may be collected pre-race or post-race. (1) The owner or trainer of a horse selected for testing may request that a duplicate sample be taken. Such request shall be made prior to the collection of the official sample. The costs related to obtaining, handling, shipping and analyzing the duplicate sample shall be the responsibility of the owner or trainer who requested such sample. (2) If the Board in its discretion determines the duplicate sample cannot be analyzed within five days after the sample is collected, the findings of the official sample shall be final.

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(b) Any horse on a facility under the jurisdiction of the Board may be selected by the Equine Medical Director, the stewards or the official veterinarian for TCO2 testing. (c) Any owner, trainer, or other person responsible for a horse, who refuses or fails to permit the taking of test sample(s) from such horse shall be deemed in violation of Rule 1930 of this divi- sion and shall have the horse declared ineligible to race by the stewards. (d) TCO2 levels in the blood serum or plasma shall not exceed: (1) 37.0 millimoles per liter of serum or plasma. (2) TCO2 levels in excess of 37.0 millimoles shall be considered a Class three-medication violation for administrative purposes. (e) The provisions of Rule 1859.25 of this article shall not apply to blood sample(s) collected for TCO2 testing. Rule 1890. Possession of Contraband. (a) No person other than a veterinarian licensed by the Board, shall have in his possession at a facility under the jurisdiction of the Board any drug which is a narcotic, stimulant, or depres- sant, or any other substance or medication that has been prepared or packaged for injection by a hypodermic syringe or hypodermic needle, or any hypodermic syringe or hypodermic needle or similar instrument which may be used for injection. (b) No person other than a veterinarian licensed by the Board, shall have in his possession at a facility under the jurisdiction of the Board any veterinary treatment or any medicine, medica- tion, or other substance recognized as a medication, which has not been prescribed in accor- dance with Rule 1840 of this division and labeled in accordance with Rule 1864 of this division. (c) No person shall have in his possession on the premises during any recognized meeting any electrical stimulating or shocking device commonly known as a battery, or any mechanical stimulating device, or any other appliance, which might affect the speed or actions of a horse. (d) The stewards may permit the possession of drugs or appliances by a licensee for personal medi- cal needs under such conditions as the stewards may impose. Note: This provision requires any prescription medication to have a label by a CHRB licensed veteri- narian. Otherwise the medication is contraband. Any trainer bringing any prescription medications should contact their CHRB licensed attending veterinarian. 1846.1 Veterinary Records for Horses Shipping into an Inclosure to Race. (a) If a horse has not been stabled at a facility under the jurisdiction of the Board for 30 days prior to a race, or for 30 days prior to working off the Veterinarian’s List, the trainer shall submit to the official veterinarian the previous 30-day veterinary treatment record at the time of the pre- race or pre-workout examination. The veterinary treatment record shall include: (1) the name of the horse treated, (2) any medication, drug, substance, or procedure administered or prescribed by a veterinarian during the previous 30 days, and (3) the name of the prescribing or treating veterinarian.

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(b) Any such veterinary treatment record is confidential, and its content shall not be disclosed except in a proceeding before the stewards or the Board, or in exercise of the Board’s jurisdic- tion. (c) Failure by the trainer to provide accurate and complete veterinary treatment records shall result in disciplinary action. Rule 1853. Examination Required. (a) The official veterinarian shall examine each horse that is scheduled to race to determine its fitness to start. The horse identifier shall examine each horse to identify such horse from the Board’s identification record and the photographs, record of pedigree, tattoo or brand number and such other points of identification as may be available. The horseshoe inspector shall inspect the horseshoes of each horse. No horse shall be eligible to start in a race, and shall be declared by the stewards, if it is found to be unfit to race, not properly identified, or improperly shod. (b) A thoroughbred horse that is not shod is eligible to start in a race if the trainer declares at the time of entry that the horse will race unshod. (1) At the time of entry a trainer shall declare if a thoroughbred horse that raced unshod in its previous start will race shod. (2) Any declaration made under subsections (b) or (b)(1) above shall be noted in the official program, and shall state if the horse will race without horseshoes in the front or back or all around. (3) For the purposes of this regulation “unshod” means running without horseshoes in the front or back or all around. Rule 1847. Blocking of Legs. Blocking may be defined as the administration of any local anesthetic, or other agent, to desen- sitize a portion of a leg either locally by infiltration of the tissues, regionally by administration directly over a nerve, or by injection directly into a joint space, tendon sheath, or bursa for the purpose of desensitization of a painful condition. These practices are prohibited after a horse is entered to race. The use of ice is not prohibited. X-Rays or Other Diagnostic Imaging on Request Business & Professions Code 19583.9. (d) allows the examining veterinarian to require diagnostic imaging. The use of diagnostic imaging shall be an accepted component of prerace examinations by an examining veterinarian. The official veterinarian may order the diagnostic imaging if they believe that the use is warranted. Rule 1848. Bandages. Only bandages approved by the official veterinarian shall be used on a horse during a race and all other leg coverings shall be removed before the horse leaves the saddling paddock to enter the race course.

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Rule 1849. Nerving. No person shall bring onto the grounds of a racing association, or enter or cause to be entered in any race, or sell, offer for sale, or act as a bloodstock agent in the sale of, any horse which has been ‘’nerved” or has had any nerve removed from the leg of such horse, except as provided in this article.

Rule 1850. Posterior Digital Neurectomy. (a) Notwithstanding the prohibition against “nerving,” a horse upon which a posterior digital neu- rectomy has been performed, commonly known as “heel nerving” is not ineligible to race, and is not subject to the prohibitions in this article pertaining to nerving, provided: (1) the official veterinarian is satisfied that the loss of sensation to such horse due to the posterior digital neurectomy will not endanger the safety of any horse or rider, (2) the prior approval of the official veterinarian has been obtained if the horse is on the grounds of a racing association, (3) the racing secretary is notified of such nerving at the time such horse is admitted to the grounds of a racing association, (4) the posterior digital neurectomy was performed prior to October 1, 2008, and (5) the horse’s registration or eligibility certificate is marked to indicate such nerving.

Rule 1852. Reporting to Receiving Barn. A horse shall not be qualified to start in a race unless his presence at the receiving barn at the time designated by the stewards is reported to the official veterinarian, and no trainer shall fail to cause a horse in his care to report to the receiving barn at the designated time.

Rule 1854. Exclusion From Receiving and Detention Barn. The official veterinarian shall exclude from the receiving and detention barn all horses not par- ticipating in a race or being schooled to race and all persons who are not required for attendance on such horses. No person shall enter the stall in the receiving barn of a horse scheduled to race except with permission of the custodian of the barn or the official veterinarian. No person shall inspect any horse in the receiving barn which is not owned, trained or cared for by him, nor refuse to leave when ordered to do so by the custodian or the official veterinarian. Breeders’ Cup Pre-Race Inspection Breeders’ Cup Limited and the CHRB have assembled a team of impartial, experienced regulatory veterinarians who will be conducting a series of physical inspections, as well as observing each horse under tack during the week preceding the Breeders’ Cup World Championships. Horses will be inspected on multiple occasions in the days preceding their Championships races. Additional diagnostic imaging may be required as the result of BC vet team exams before a horse will be allowed to start.

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All BCWC runners are required to pass a jog-up exam prior to being allowed on the track to train. The cooperation of the horsemen in scheduling and having horses available and prepared (no ban- dages) will aid these team members in their task. If you would like to schedule the visit in advance, please contact Dr. Will Farmer (260) 438-4151 or Dr. Deborah Lamparter (856) 625-5600. Race Day Inspections The Horse Identifier and the Horseshoe Inspector shall examine each horse immediately prior to its race at the Race Day Assembly Barn (Barn Z). No horse shall be eligible to start in a race and shall be declared (scratched) by the Stewards if it is found not to be in serviceable, sound racing condi- tion, not properly identified or improperly shod. Racing Soundness Examination On race day each horse shall be examined by a CHRB Veterinarian for racing soundness at some time during the morning. This examination will include observing the horse move at a trot. An attendant must remain with the horse until the examination has been completed. The Stewards may exclude the horse from racing if the CHRB Veterinarian finds the horse is not in serviceable, sound racing condition. Additional information regarding this exam will be provided to each trainer. Post-Race Drug Testing The Kenneth L. Maddy Equine Analytical Chemistry Laboratory at UC Davis is the official lab of the California Horse Racing Board. Routine testing at the Maddy Lab meets or exceeds the protocols established by TOBA and required by Breeders’ Cup World Championships to ensure that the high- est possible level of post-race testing is performed on all samples. The Maddy Lab is one of 10 laboratories accredited to RMTC racing laboratory standards and the only racing lab in the US certified by the IFHA. Blood and/or urine test samples shall be taken from the first four finishers in each Breeders’ Cup World Championships race and any horse whose performance in a race, in the opinion of the Stewards, official veterinarian or equine medical director, warrants a post-race test. Every horse within the enclosure or entered in any race is subject to such tests, and no owner, trainer or other person having the care of a horse shall refuse to submit such horse for testing when directed by the Stewards or the Official Veterinarian. For each horse tested, one portion of the test sample, called the split sample (aka “B” sample), shall be preserved by the CHRB. In the event of a positive test, the split sample shall be available for testing in accordance to CHRB Rule 1859.25. The CHRB retains frozen official samples for up to two years for retrospective testing. A general description of the process can be found at chrb.ca.gov/misc_docs/drug_testing_enforce- ment_process.pdf. Blood, urine, saliva or other biological specimens may be taken at the direction of the Stewards,

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official veterinarian or equine medical director at any time from horses within CHRB enclosures, nominated, pre-entered or entered in any race is subject to testing and no owner, trainer or other person having the care of a horse shall refuse to submit the horse for testing.

For more information regarding medication, testing and safety, please contact Jeff Blea, Equine Medical Director of the CHRB at (626) 862-6149.

BCWC Condition of Entry stipulates that no horse will have a positive finding of any medication or substance carrying a Category “A”, “B” or “C” penalty as designated in California Horse Racing Board Rule 1843.2 (Rev. 02/21) in a BCWC post-race test sample; and a positive finding for any of these medica- tions or substances, as described above will lead to a disqualification of the horse, a redistribution of the purse and a suspension of the trainer for one year from competing in the next BCWC.

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Breeders’ Cup Veterinary Team Leaders Name Cell Deborah Lamparter, VMD (856) 625-5600 Will Farmer, DVM (260) 438-4151

Practicing Veterinarians at Del Mar Name Name CellCell OfficeOffice Anderson, Elizabeth (626) 808-2508 Araujo, John (626) 893-7612 (626) 355-2924 Baker, Vince (714) 269-1301 (714) 952-1134 Birch, Sarah (614) 783-1237 (909) 980-0170 Blue, Melinda (626) 233-9922 (866) 299-2294 Bradley, Sam (310) 339-7666 (714) 952-1134 Buerchler, Sabrina (626) 536-8080 Byrd, Wade (310) 245-7000 (714) 952-1134 Canfield, Cathy (626) 372-4571 Carpenter, Ryan (805) 320-4811 (714) 952-1134 Dowd, Joe (818) 400-7498 (909) 980-0170 Finely, Jennifer (626) 422-6412 (626) 836-1688 Hardgrove, Nicola (310) 617-6727 Jones, Sarah (970) 799-9603 (714) 852-1134 McAfoos, Jessica (618) 927-0908 Valko, Karen (951) 317-7935 (626) 966-0117 VonBluecher, Helmuth (626) 862-6147 (626) 836-1688

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In this Section of the Guide

NBC/NBC Sports Network...... 120 Digital Media...... 120 HRRN Radio...... 121 Photos & Videos...... 121 Player’s Show/TVG...... 121 Charities & Fanticipate...... 122 Championships Trophies...... 122-123 Flower Garland & Horse Blankets...... 124 Parking & Transportation...... 124-128 Area Hotels, Dining & Attractions...... 129-137 Forms & Maps...... 138-156

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Expanded Coverage of 2021 World Championships on Network Television NBC will present three hours of network coverage of the 2021 Breeders’ Cup World Championships. The three-hour window will represent the most network airtime since 2005. In total, NBC sports will provide 12 hours of coverage from Del Mar throughout the week. Breeders’ Cup World Championships Television Schedule: Friday, November 5 5:00 pm - 9:00 pm (ET) Saturday, November 6 2:30 pm - 8:00 pm (ET) Saturday, November 6 8:00 pm - 9:00 pm (ET) Classic Hour

Betting the Breeders’ Cup Television Schedule: Thursday, November 4 6:00 pm - 7:00 pm Friday, November 5 4:00 pm - 5:00 pm (re-air) Saturday, November 6 1:30 pm - 2:30 pm (re air)

Digital Media BreedersCup.com will once again showcase the Breeders’ Cup Simulcast Players’ Show via a live video stream for all fans around the world. BreedersCup.com will continue to provide all pertinent information relative to the Breeders’ Cup World Championships including entries, results, replays, charts, photographs and videos from all 37 previous Championships. Additional live streams will be distributed to bring horsemen and women, fans and bettors closer to the action than ever before. All digital content is also available on mobile devices through the Official Breeders’ Cup mobile app which can be downloaded at BreedersCup.com/app.

The Breeders’ Cup Facebook page has more than 340,000 fans and is frequently updated with the latest Breeders’ Cup news, videos, photos and more. For real-time coverage of the food, fashion, celebrities and top class racing that make Breeders’ Cup a one-of-a-kind event, become a fan today at facebook.com/breederscup.

To get the latest news on the Breeders’ Cup World Championships on and off the track, follow the Breeders’ Cup on Twitter.

Watch as key moments for horses, jockeys, fans and more come to life on your Insta- gram feed. Capture and share your own Breeders’ Cup moments using #breederscup and #BC21 for a chance to be featured on the social channels.

New this year, the Breeders’ Cup launched their TikTok page featuring content that includes behind-the-scenes looks, entertaining highlights, educational segments and more. Follow today at tiktok.com/@breederscup.

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Breeders’ Cup on Radio HRRN is the Exclusive Radio Partner of the 2021 Breeders’ Cup. The Horse Racing Radio Network (HRRN) will feature more than 12 hours of Breeders’ Cup World Championships event coverage. For the 15th consecutive year, HRRN will provide the exclusive national radio broadcast. The broadcasts will be broadcast nationally on HRRN affiliates as well as Sirius/XM and streamed live at horseracingradio.net.

Breeders’ Cup Players’ Show presented by TVG Watch and wager worldwide on all races simulcast live from Del Mar on Breeders’ Cup Friday and Saturday. In depth handicapping and wagering information odds and updates. Friday, November 5 2:00 pm - 9:00 pm (ET) Saturday, November 6 12:00 pm - 9:00 pm (ET) The Championships will also be broadcast live in France through Equidia. Sky Sports Racing will cover the Breeders’ Cup exclusively in UK and Ireland. Final worldwide tune in details will be found at BreedersCup.com/watch.

Breakfast at the Breeders’ Cup presented by TVG From Friday, October 29 through Thursday, November 4, TVG will bring live coverage of morning workouts from Del Mar, Santa Anita, Belmont and Churchill Downs. The daily three-hour show from 7:00 am - 10:00 am (ET) will be shown live on TVG as well as on BreedersCup.com and select Breeders’ Cup digital channels.

Photo/Video For Breeders’ Cup official photography, please visit BreedersCup.com/bcracing. For Winner’s Circle photos you may also contact track photographer Benoit Photo at (626) 574-6463.

Race Replays/DVDs Owners and trainers of Championship participants will be e-mailed a video link for their race after the finish of each Championship race. To be added to this e-mail distribution, please contact [email protected] or call (859) 514-9422 prior to Friday, November 5. For DVDs of the entire Breeders’ Cup World Championships telecast, please contact Breeders’ Cup Limited at (859) 422-2615.

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Charities Breeders’ Cup Charities has selected Thoroughbred Aftercare Alliance and Carma as the 2021 pri- mary non-profit beneficiaries. Breeders’ Cup Charities was founded in 2008 as the official charity outreach program for the Breeders’ Cup World Championships. The program is designed to support a variety of important causes and has raised over $1.6 million to date. Breeders’ Cup will also sup- port the Race Track Chaplaincy of America, Old Friends Farm, Edwin J. Gregson Foundation, and the Permanently Disabled Jockeys Fund. If you would like to participate in Breeders’ Cup Charities, please visit BreedersCup.com/about/charities or see page 151 for a donation form.

Breeders’ Cup Charities has partnered with Fanticipate, a patented online auction platform for fans to bid on and win memorabilia and experiences from their favorite competitors, to create a series of auctions surrounding Breeders’ Cup Challenge Races and the Breeders’ Cup World Championships. Fans can bid on these uniquely curated items at fanticipate.com/breederscup. If you would like to support Breeders’ Cup Charities and are interested in donating an item or experience for one of the auctions, please contact Elizabeth Ovelman at [email protected] or (512) 619-6934.

Breeders’ Cup Championship Breeder Trophy presented by Each of the winning Breeders’ Cup World Championships Breeders will be presented with a full-size bronze Ecorche trophy in recognition of their achievement, this full size bronze is presented by Three Chim- neys Farm. Three Chimneys is proud to sponsor the Breeders’ edition of the 2021 Breeders’ Cup World Championships trophy. The trophy is a tribute to the pinnacle of success in our sport and is presented to the Breeder of a Breeders’ Cup Cham- pion, Cheers to the Breeder!

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The Breeders’ Cup World Championships Trophy The Breeders’ Cup World Championships Trophy is an authentic bronze reproduction of the original Torrie horse that was created in Florence by Giovanni da Bologna in the late 1580s. The horse is an ecorche, showing the muscles of the animal in detail. Its original purpose is unknown, though it may have been made as a study for the equestrian statue of Duke Cosimo I of Florence, cast in 1591. It reveals the influ- ence and example of Leonardo da Vinci. The most recent monumental equestrian sculpture in Florence, before that of Duke Cosimo I, had been da Vinci’s never-completed monument to Giangiacomo Trivulzio. The Torrie horse bears a close relationship to several drawings by da Vinci related to this project in the collection of Her Majesty the Queen at Windsor. Other artists, too, knew and learned from da Vinci’s study of the horse, but none came so close as Giovanni da Bologna to his vision of the beauty of the animal celebrated by art and science together. The original ecorche bronze horse of Giovanni da Bologna is in the Museum of Fine Arts at the University of Edinburgh in Scotland. The Edinburgh horse was acquired by Sir James Erskine of Torrie from the Villa Mattei in Rome, prob- ably in 1803. He bequeathed it to the University of Edinburgh with the rest of his collection of old master paintings and bronzes, and it came into the possession of the University in 1836.

The Breeders’ Cup Trophy was cast from the original and was directly supervised and approved by the University of Edinburgh for the use of Breeders’ Cup Limited. The largest version of the trophy is permanently owned by the Breeders’ Cup and will be displayed at Del Mar this year. Replicas are presented to the owners and breeders of the winners of each of the Breeders’ Cup World Champion- ships races every year. Trophies also are presented to the winning trainer and jockey.

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The Breeders’ Cup Flower Garland Each Breeders’ Cup Champion is draped in a one-of-a-kind floral blanket. This official flower garland is comprised of the rare combination of Beauty Asters, Golden Asters, Cremons and Catteleya Orchids, which have been grown exclu- sively for the Breeders’ Cup since 1988.

Participant Blanket & Champions Blankets All participating runners will receive a personalized fly sheet and each Championship race winner will receive a commemorative Champion blanket.

Parking and Transportation Parking at Del Mar Parking onsite at Del Mar will be limited and only available to those with official PRE-PAID parking credentials. Any cars that arrive onsite without an official parking credential will be turned away at the gate and directed to an off-site parking location. Day-of parking will be available at designated off-site park-and-ride locations. Please visit BreedersCup.com/plan-your-visit/how-get-here/parking- transportation for more information on how to confirm onsite parking and to view a general Del Mar parking map. A detailed directional map showing gates and routes is printed on the back of each parking credential and included in your ticket packet. Onsite parking passes will have a dedicated entry gate and specified routes entering and exiting the track. Routes will be directly supported by onsite parking staff and the local police department to facilitate and expedite anticipated heavy traffic on surrounding roads. Routing will be communicated in advance and onsite via signage, parking credentials, ticket inserts, and “Know Before You Go” emails. All routes will be supported in real-time utilizing Google Traffic and Waze Maps, in conjunction with local law enforcement. Park-and Ride Program To enhance the transportation experience at Del Mar, Breeders’ Cup will offer complimentary public shuttle service to and from the track at a designated off-site park-and-ride location on Friday, November 5 and Saturday, November 6. Location will be open approximately 30 minutes prior to admission gates and will close one hour after the last post time on each race day. Limited options are

124 members.breederscup.com GENERAL INFORMATION available for day-of purchases. Spaces cannot be guaranteed unless purchased in advance. Limited ADA parking options are available at each off-site location. Parking passes for these locations are available to purchase in advance by visiting BreedersCup.com/transportation. Off-Site Location 1. Del Mar Horsepark 14550 El Camino Real, Del Mar, CA 92014 ADA Accessible Parking ADA accessible parking is available onsite at Del Mar, with an official pre-paid parking credential combined with either an ADA hangtag displayed from your rear-view mirror or a State issued ADA license plate. Both must be displayed for onsite parking attendants to direct you to the ADA designated area of the respected lot. Mobility assistant carts will be available onsite at Del Mar to assist patrons from the parking lot to the Admission Gates. ADA parking spaces are first-come, first-served. Complimentary Owner Airport Transfers Breeders’ Cup will offer complimentary airport transfers to all participating owners. The transfer is valid for a trip from the San Diego airport to a hotel in the Del Mar area. Owners will be given a per- sonal authorization code from the Breeders’ Cup Racing Department that must be referenced when booking transfers. Reservations can be made by contacting TMS directly at 800-869-3696 or via email [email protected]. Charter/Hire Vehicles Transportation Management Services (TMS) is the official transportation provider for the 2021 Breeders’ Cup World Championships. TMS is available to provide private charter bus, sedan, limo and SUV services to guests throughout the week at preferred rates. For any inquiries, please contact TMS directly at 800- 869-3696 or at [email protected] and reference BreedersCup21. Breakfast Marquee Breeders’ Cup will work with TMS to provide roundtrip ground transportation to and from official host hotels to the Breeders’ Cup Breakfast Marquee, located at the west end of the Grandstand at Del Mar. Guest shuttles will be provided from the L’ Auberge and Fairmont Grand on Sunday, October 31 - Thursday, November 4 and available at the Lodge at Torrey Pines and Hyatt Regency La Jolla beginning Monday, November 1. Guest hotel shuttles will operate “on-demand” style and will drop guests at the entry of the main marquee. Hotel shuttles will be available during the Breakfast Marquee hours of Sun-Thurs 5:30 am - 10:30 am. Frontside self-parking will be available to participants in the marquee lot, with easy access from Via De La Valle. Parking passes are not required and offered first-come, first-served, with easy access to the main marquee entry. Mobility assistance golf carts will be available to support all patrons as needed.

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Guest Motorcoaches Breeders’ Cup will work with Transportation Management Services (TMS) to provide roundtrip ground transportation to and from the host hotels to all official Breeders’ Cup events, as determined by Breeders’ Cup Ltd. Guest motorcoach transportation will be provided from the L ’Auberge, Fairmont Grand, Lodge at Torrey Pines and Hyatt Regency La Jolla hotels to and from Del Mar on Friday, November 5 and Saturday, November 6. Service will include shuttles at L’ Auberge and Fairmont Grand to the Post Position Draw & Reception, Monday, November 1 and Welcome Event, on Thursday, November 4. Rideshare & Taxi A dedicated onsite rideshare and taxi zone will be setup at Del Mar to provide ticket patrons with easy and safe access. All ticket patrons will be directed to this dedicated zone for all drop-offs and pick-ups. For RideShare, all other areas of the track and surrounding areas will be blacked-out and supported with specific geofence technology to direct drivers and riders onsite. Dedicated entry and exit routes are accessed from Jimmy Durante Blvd. Ticket patrons will be directed onsite to the dedicated zone, located in the preferred lot. Mobility assistance golf carts will be available to support patrons needs. This location will also be used for any unauthorized drop-offs or pick-ups. Rental Cars Breeders’ Cup has partnered with Enterprise Rent-a-Car and National Car Rental to extend special rental rates to our invited special guests and participating horsemen. With the largest network of neighborhood and airport locations, you can rent with ease, whether you’re planning to drive, fly, or both to the next race. Plus, you can feel confident knowing that Enterprise and National are committed to protecting the well-being of their customers with the Complete Clean Pledge, their promise to go above and beyond already rigorous cleaning protocols to protect the health and safety of all. Make your reservation early at elink.enterprise.com/en/20/08/breeders-cup-limited.html. Train Both Amtrak and trains stop at the nearby . Upon departure at the Solana Beach station, look for the complimentary British Bus Company double-decker buses for effortless shuttle service to and from the track. Buses will run continuously throughout the day, departing 15 minutes after each race and 30 minutes after the final race of each day. Leave traffic and traffic jams behind. Ride Pacific Surfliner trains to Solana Beach and connect to complimentary shuttles to the racetrack. Book your train reservations today, pacificsurfliner.com/ plan-your-trip/schedules/ Coaster The Coaster operates along the north-coast of San Diego, from Oceanside to Downtown. Click to view availability: Schedules & Fares Directions & Traffic Waze and Google Traffic will be updated in real-time with all event routing, local road closures, and other

126 members.breederscup.com GENERAL INFORMATION important traffic information to help ticket patrons navigate smoothly to Del Mar. Waze Waze may be used to access live traffic and routing maps to find the best and quickest routes from your location to Del Mar. Driving Directions, Traffic Reports by Waze Google Traffic Google Traffic may be used to access live traffic and routing maps to find the best and quickest routes from your location to Del Mar. Google Maps Directions - Driving Directions and Maps Staff & Media Parking Staff and media parking will be available onsite Del Mar. You must have an official parking pass to access onsite parking over Championships event days, November 5 and 6. Please refer to your parking pass for more details on gate access and parking lot location. Equine Safety Breeders’ Cup will work together with Del Mar to create and enforce equine safety rules and procedures that will be shared with all shuttle drivers and transportation managers. This will help enforce that horses always have the right of way and all vehicles will be operated in a safe manner. Main Contacts TMS Reservations TMS (800) 869-3696; [email protected] BC Parking Passes BC Customer Service (859) 514-9428; [email protected] TMS Roy Rogers (734) 883-6387; [email protected] BC Transportation Amy Lasky (646) 335-6842; [email protected] Take a Plane San Diego International Airport Del Mar is 20 miles from the San Diego International Airport. To reach Del Mar from the airport, take the San Diego Freeway (I-5) north to Via de la Valle exit (Exit 36). Turn left onto Via de la Valle. Turn left onto Jimmy Durante Blvd. and follow signs for racetrack entrance gates. McClellan-Palomar Airport Del Mar is 15 miles from the McClellan-Palomar Airport. To reach Del Mar from the airport, take the San Diego Freeway (I-5) south to Via de la Valle exit (Exit 36). Turn right onto Via de la Valle. Turn left onto Jimmy Durante Blvd. and follow signs for racetrack entrance gates. Los Angeles International Airport Del Mar is about 100 miles from Los Angeles International Airport. To reach Del Mar from LAX, take the Interstate 105 (I-105) east to Interstate 605 (I-605) south. Then, take CA-91 east to the San Diego Freeway (I-5) south. Take the I-5 south to Via de la Valle exit (Exit 36). Turn right onto Via de la Valle. Turn left onto Jimmy Durante Blvd. and follow signs for racetrack entrance gates.

2021 Horsemen’s Information Guide 127 128 members.breederscup.com ONE OF RESTAURANTS AMERICA’S BEST CITIES FOR FOODIES — TRAVEL + LEISURE®

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The Del Mar, La Jolla, and San Diego areas are filled with an abundance of uniquely things to do, places to go, and sights to see. The Breeders’ Cup has partnered with San Diego Tourism and the Del Mar Village Association to put you in the loop of planning your visit. We have put together some featured selections you may wish to explore during your stay. We encourage you to visit the San Diego website at sandiego.org and the Del Mar Village website at visitdelmarvillage.com for a complete overview of all this incredible area has to offer!

Featured Restaurants

Addison Jake’s Del Mar 5200 Grand Del Mar Way, San Diego, CA 1660 Coast Blvd., Del Mar, CA Phone: (858) 314-1900 • Chef - William Bradley Phone: (858) 755-2002 • Chef - Anthony Sinsay A.R Valentien in the Lodge at Torrey Pines Juniper and Ivy 11480 North Torrey Pines Rd., La Jolla, CA 2228 Kettner Bvd., San Diego, CA Phone: (858) 453-4420 • Chef - Jeff Jackson Phone: (619) 269-9036 • Top Chef Winner - Richard Blias Mr. A’s Marine Room 2550 Fifth Ave. Twelfth Floor, San Diego, CA 2000 Spindrift Dr., La Jolla, CA Phone: (619) 239-1377 • Chef - Stephane Vitzwinkler Phone: (855) 923-8057 • Chef - Bernard Guillas Cucina Enoteca Market Restaurant & Bar 2730 Via De La Valle, Del Mar, CA 3702 Via de la Valle, Del Mar, CA Phone: (858) 704-4500 • Chef - Joe Magnanelli Phone: (858) 523-0007 • Chef - Carl Schroeder Eddie V’s Nick’s 1270 Prospect St., La Jolla, CA 3377 Del Mar Heights Rd., San Diego, CA Phone: (858) 459-5500 Phone: (858) 345-2127 Ember & Rya Pacific Coast Grill 7100 Aviara Resort Dr., Carlsbad, CA 2526 Coast Hwy 101, Cardiff, CA Phone: (760) 448-1234 • Top Chef Winner - Richard Blias Phone: (858) 479-0721 • Chef - Israel Balderas George’s California Modern at the Cove in La Jolla Pacifica Del Mar 1250 Prospect St., La Jolla, CA 1555 Camino Del Mar, Del Mar, CA Phone: (858) 454-4244 • Chef - Trey Foshee Phone: (858) 792-0476 Herb & Sea Pamplemousse Grille 131 W D St., Encinitas, CA 514 Via de la Valle, Solana Beach, CA Phone: (760) 704-8300 Phone: (858) 792-9090 • Chef - Jeffrey Strauss Herb & Wood Pipes Café 2210 Kettner Blvd., San Diego, CA 121 Liverpool Dr, Cardiff by the Sea, CA Phone: (619) 955-8495 • Phone: (760) 632-0056 Top Chef Finalist - Brian Malarkey Red Tracton’s Herringbone in La Jolla 550 Via de la Valle, Solana Beach, CA 7837 Herschel Ave., San Diego, CA Phone: (858) 755-6600 Phone: (858) 459-0221 Truluck’s Seafood 8990 University Center Ln., San Diego, CA Phone: (858) 453-2583 • Chef - Adam Lancaster

2021 Horsemen’s Information Guide 129 RESTAURANTS

AMERICAN Ocean View Bar & Grill 710 Camino Del Mar, Del Mar, CA 333 Pacific Phone: (858) 755-1501 333 N. Pacific St., Oceanside, CA Phone: (760) 433-3333 Pacifica Breeze Cafe 1555 Camino Del Mar #209, Del Mar, CA Americana Restaurant Phone: (858) 509-9147 1454 Camino Del Mar, Del Mar, CA Phone: (858) 794-6838 Pancake House 160 S. Rancho Santa Fe Rd., Encinitas, CA Board and Brew Phone: (760) 943-1939 1212 Camino Del Mar, Del Mar, CA Phone: (858) 481-1021 Pony Room/Rancho Valencia 5921 Valencia Cir., Rancho Santa Fe Burger Lounge Phone: (858) 756-1123 2720 Via de la Valle, Del Mar, CA Phone: (858) 720-1200 Ranch 45 512 Via De La Valle Ste 102, Solana Beach, CA Chart House Phone: (858) 461-0092 2588 S. Coast Hwy 101, Cardiff, CA Phone: (760) 436-4044 Rancho Santa Fe Bistro 6024 Paseo Delicious, Rancho Santa Fe, CA Claire’s on Cedros Phone: (858) 756-1221 246 N. Cedros Ave, Solana Beach, CA Phone: (858) 259-8597 Sbicca 215 15th St., Del Mar, CA Coasterra Phone: (858) 481-1001 880 Harbor Ilandd Dr., San Diego, CA Phone: (619) 814-1300 Smashburger 1555 Camino Del Mar, Del Mar, CA Del Mar Pizza Phone: (858) 461-4105 211 15th Street, Del Mar, CA Phone: (858) 481-8088 Stratford Court Café 1307 Stratford Ct., Del Mar, CA Homestead Solana Beach Phone: (858) 792-7433 346 S Cedros Ave., Solana Beach, CA Phone: (858) 209-0149 The Prado/Balboa Park 1549 El Prado, San Diego, CA Island Prime Phone: (619) 557-9441 880 Harbor Island Dr., San Diego, CA Phone: (619) 298-6802 Thyme in the Ranch 16905 Avenica de Acacias, Rancho Santa Fe, CA Jimmy O’s Sports Bar Phone: (858) 759-0747 225 W. 15th St., Del Mar, CA Phone: (858) 350-3735 Trulucks La Jolla 8990 University Center Ln., San Diego, CA Monarch Ocean Pub Phone: (858) 453-2583 1555 Camino Del Mar Suite 322, Del Mar, CA Phone: (858) 925-6047 Veladora/Rancho Valencia 5921 Valencia Cir., Rancho Santa Fe, CA Morada/Inn at Rancho Santa Fe Phone: (858) 759-6216 5951 Linea del Cielo, Rancho Santa Fe Phone: (858) 381-8289 Viewpoint Brewing Company 2201 San Dieguito Drive, Del Mar, CA Phone: (858) 205-9835

130 members.breederscup.com RESTAURANTS

Vintana FRENCH 1205 Auto Park Way, Escondido, CA Jeune st Jolie Phone: (858) 759-6216 2659 State St Suite 102, Carlsbad, CA Zel’s Del Mar Phone: (760) 637-5266 1247 Camino Del Mar, Del Mar, CA Mille Fleurs Phone: (858) 755-0076 6009 Paseo Delicious, Rancho Santa Fe, CA Phone: (858) 756-3085 SEAFOOD Brigantine ITALIAN 3263 Camino Del Mar, Del Mar, CA Buona Forchetta - Encinitas Phone: (858) 481-1166 250 N Coast Hwy 101, Encinitas, CA Jake’s Del Mar Phone: (760) 704-8070 1660 Coast Blvd., Del Mar, CA Cucina Enoteca Phone: (858) 755-2002 2730 Via de la Valle, Del Mar, CA Pacifica Del Mar Phone: (858) 704-4500 1555 Camino Del Mar, #321, Del Mar, CA Davanti Enoteca Del Mar Phone: (858) 792-0476 12955 El Camino Real, San Diego, CA Pacific Coast Grill Phone: (858) 519-5060 1555 Camino Del Mar, #321, Del Mar, CA Dolce Pane E Vino Phone: (858) 479-0721 • Chef - Israel Balderas 16081 San Dieguito Rd., Rancho Santa Fe, CA Poseidon Restaurant Phone: (858) 832-1518 1670 Coast Blvd., Del Mar, CA Firenze Trattoria Phone: (858) 755-9345 162 S. Rancho Santa Fe Rd., Encinitas, CA Phone: (760) 944-9000 ASIAN Il Fornaio Restaurant/Enoteca Wine Bar Bangkok Bay 1555 Camino Del Mar, #301, Del Mar, CA 731 S Highway 101, Solana Beach, CA Phone: (858) 755-8876 Phone: (858) 792-2427 Leucadia Pizzeria Rancho Sante Fe Del Mar Rendezvous 16085 San Dieguito Rd, Rancho Santa Fe, CA 1555 Camino Del Mar, #102, Del Mar, CA Phone: (858) 759-2222 Phone: (858) 755-2669 North Italia Double Happiness 3715 Caminito Court, Suite 0680, San Diego, CA 1011 Camino Del Mar #110, Del Mar, CA Phone: (858) 252-7720 Phone: (858) 481-8584 Nick & G’s Samurai 6106 Paseo Delicious, Rancho Santa Fe, CA 979 Lomas Santa Fe Dr., Solana Beach, CA Phone: (858) 771-1871 Phone: (858) 481-0032 Vigilucci’s Trattoria Italiana Shimbashi Izakaya 530 N Coast Hwy 101, Encinitas, CA 1555 Camino Del Mar, #201, Del Mar, CA Phone: (760) 634-2365 Phone: (858) 523-0479 Taste of Thai 15770 San Andres Dr., Del Mar, CA Phone: (858) 793-9695

2021 Horsemen’s Information Guide 131 RESTAURANTS

PERUVIAN Las Olas 2655 S Coast Hwy 101, Cardiff, CA Coya Peruvian Secret Phone: (760) 942-1860 1140 Camino Del Mar, Del Mar, CA Phone: (858) 792-0821 Roberto’s Taco Shop - Solana Beach 445 N Hwy 101, Solana Beach, CA Q’ero Restaurant Phone: (858) 704-4075 564 S Coast Hwy 101, Encinitas, CA Phone: (760) 753-9050 Tamarindo Del Mar 1555 Camino Del Mar Ste. 116-117, Del Mar, CA MEDITERRANEAN Phone: (858) 369-0042 Beeside Tony’s Jacal 1201 Camino Del Mar, Del Mar, CA 621 Valley Ave., Solana Beach, CA Phone: (858) 481-9889 Phone: (858) 755-2274

MEXICAN PERSIAN En Fuego Cantina & Grill Alborz 1342 Camino Del Mar, Del Mar, CA 1328 Camino Del Mar Suite A, Del Mar, CA Phone: (858) 792-6551 Phone: (858) 792-2233 Fidels 607 Valley Ave., Solana Beach, CA Phone: (858) 755-5292

Coffee

Barefoot Coffee Lofty Coffee 439 S Cedros Ave Unit 204, Solana Beach, CA 132 S Cedros Ave., Solana Beach, CA Phone: (858) 209-2179 Phone: (760) 230-6747 Bird Rock Coffee Roasters Philz Coffee 2212 Carmel Valley Rd., Del Mar, CA 12873 El Camino Real, San Diego, CA Phone: (760) 269-8799 Phone: (858) 369-0090 Blue Bottle Coffee Sidecar Doughnuts & Coffee 3725 Paseo Pl #1060, San Diego, CA 3435 Del Mar Heights Rd. D7, San Diego, CA Phone: (858) 847-2019 Liquid Bean Cafe 2002 Jimmy Durante Blvd., Del Mar, CA Starbucks Phone: (619) 519-3863 1435 Camino Del Mar, Del Mar, CA Phone: (858) 793-4453

Other

Elixir Juice and Food Seaside Yogurt 1446 Camino Del Mar, Del Mar, CA 1231 Camino Del Mar, Del Mar, CA Phone: (858) 793-4663 Phone: (858) 720-1168 Nine-Ten at the Colonial Hotel in La Jolla 910 Prospect St., La Jolla, CA 92037 Phone: (858) 964-5400 • Iron Chef - Jason Knibb

132 members.breederscup.com A TOP BUSINESSES LOCAL CITY FOR OUTDOOR ENTHUSIASTS — TRAVEL PULSE

Funded in part with City of San Diego Tourism Marketing District Assessment Funds. LOCAL BUSINESSES

Spas and Beauty

Blue Marble - Hyatt Regency Mission Bay Spa Marriott Coronado Island Resort & Spa and Marina 2000 Second St. Coronado, CA 1441 Quivira Rd., San Diego, CA Phone: (619) 435-3000 Phone: (619) 224-1234 Momma’s Medi Spa The Catamaran Spa-Catamaran Resort Hotel 1555 Camino Del Mar #308, Del Mar, CA 3999 Mission Blvd., San Diego, CA Phone: (858) 353-3882 Phone: (858) 539-8820 Rancho Valencia Resort & Spa Crown House Eyebrow Threading & Henna Artists 5921 Valencia Cir Rancho, Santa Fe, CA 1101 Camino Del Mar #B, Del Mar, CA Phone: (858) 756-1123 Phone: (858) 353-5765 Rock Spa - Hard Rock Hotel San Diego Del Mar Nails and Spa 207 Fifth Ave Third Floor, San Diego, CA 1555 Camino Del Mar #315, Del Mar, CA Phone: (619) 764-6930 Phone: (858) 792-2616 Spa at the Del - Hotel Del Coronado Estancia La Jolla Hotel & Spa 1500 Orange Ave., Coronado, CA 9700 N Torrey Pines Rd, La Jolla, CA Phone: (619) 522-8100 Phone: (844) 875-2800 The Spa at the Grand Del Mar Kheya Holistic Health and Wellness Center 5300 Grand Del Mar Ct., Del Mar, CA 1139 Camino Del Mar, Del Mar, CA Phone: (858) 314-2020 Phone: (858) 461-1703 Spa at Torrey Pines - The Lodge at Torrey Pines Kona Kai Resort & Spa 11480 North Torrey Pines Rd., La Jolla, CA 1551 Shelter Island Dr., San Diego, CA Phone: (858) 453-4420 Phone: (619) 221-8000 Spa L’Auberge Del Mar La Costa Resort & Spa 1540 Camino Del Mar, Del Mar, CA 2100 Costa Del Mar Rd, Carlsbad, CA Phone: (858) 259-1515 Phone: (760) 438-9111

Hospitals & Urgent Care

LA JOLLA ER/URGENT CARE SAN DIEGO ER/URGENT CARE Scripps Green Hospital Sharp Memorial Emergency Room 10666 N. Torrey Pines Rd., La Jolla, CA 7901 Frost St., San Diego, CA Phone: (858) 554-9100 Phone: (800) 827-4277 UC San Diego Health-La Jolla MD Today Urgent Care 8910 Villa La Jolla Dr., La Jolla, CA 3830 Valley Centre Drive, Suite 702, San Diego, CA Phone: (858) 249-6800 Phone: (858) 720-0554

2021 Horsemen’s Information Guide 133 LOCAL BUSINESSES

Shopping

Carlsbad Premium Outlets Flower Hill Promenade 5620 Paseo Del Norte, Carlsbad, CA 2720 Via de La Valle, Del Mar, CA Cedros Avenue Design District Phone: (858) 481-2904 Cedros Avenue, Solana Beach, CA The Forum Carlsbad cedrosavenue.com 1923 Calle Barcelona, Carlsbad, CA Del Mar Farmer’s Market Phone: (760) 479-0166 Open Saturdays from 1-4 pm La Jolla Shoppes 225 9th Street, Del Mar, CA For a complete list visit Phone: (760) 453-9837 lajollabythesea.com/shopping Del Mar Highlands Town Center Old Town delmarhighlandstowncenter.com 4002 Wallace Street, San Diego, CA Del Mar Plaza Phone: (619) 220-5422 1555 Camino Del Mar, Del Mar, CA One Paseo Del Mar Phone: (760) 453-9837 3725 Paseo Pl, San Diego, CA For a complete list, go to onepaseo.com visitdelmarvillage.com UTC San Diego Mall 4545 La Jolla Village Dr., San Diego, CA 7007 Friars Rd, San Diego, CA

Golf Courses

NORTH COASTAL Rancho Bernardo Inn Golf Resort Torrey Pines Golf Course 17550 Bernardo Oaks Dr, San Diego, CA 11480 N Torrey Pines Rd., La Jolla, CA Phone: (855) 574-5356 Phone: (858) 552-1662 SAN DIEGO/CORONADO/EAST REGION The Crossings at Carlsbad Riverwalk Golf Course 5800 The Crossings Dr., Carlsbad, CA 1150 Fashion Valley Rd, San Diego, CA Phone: (760) 444-1800 Phone: (619) 296-4653 The Grand Golf Club at Fairmont Grand Del Mar Balboa Park Golf Course 5200 Grand Del Mar Ct., San Diego, CA 2600 Golf Course Dr, San Diego, CA Phone: (858) 314-1930 Phone: (619) 235-1184 Aviara Golf Club Coronado 7100 Aviara Resort Dr., Carlsbad, CA 2000 Visalia Row, Coronado, CA Phone: (760) 603-6900 Phone: (619) 522-6590 Omni La Costa Resort & Spa Sycuan Golf Course 2100 Costa Del Mar Rd., Carlsbad, CA 3007 Dehesa Rd, El Cajon, CA Phone: (760) 438-9111 Phone: (800) 457-5568 NORTH INLAND Carlton Oaks Golf Course Maderas Golf Club 9200 Inwood Dr, Santee, CA 17750 Old Coach Rd, Poway, CA Phone: (619) 448-4242 Phone: (858) 451-8100 Steele Canyon Golf Club 460 Morgan Falls Rd, Sandy Springs, GA Phone: (770)390-0424

134 members.breederscup.com HOTELS

THE #1 BUZZIEST BEACH TOWN — YAHOO! TRAVEL

Funded in part with City of San Diego Tourism Marketing District Assessment Funds. HOTELS

Hotels For information regarding Official Participant Hotels, see page 49. The Breeders’ Cup has partnered with Quint Rooms for assistance with fan accommodations for the 2021 Breeders’ Cup World Championships. Please visit our website for a complete list of available accommodations in the Del Mar, La Jolla, San Diego area. BreedersCup.com/plan-your-visit/where-stay

2021 Horsemen’s Information Guide 135 Funded in part with City of San Diego ofSan City with TourismFunded inpart MarketingAssessment Funds. District CITIES CREATIVE MOST AMERICA’S OF ONE — THE DAILY— THE BEAST

ATTRACTIONS ATTRACTIONS

Beaches For a complete list of beautiful Beaches & Bays visit San Diego Tourism at sandiego.org/explore/things-to-do/beaches-bays.aspx

Family Belmont Park Amusement Park San Diego Zoo 3146 Mission Blvd., San Diego, CA 2920 Zoo Dr., San Diego, CA Phone: (858) 488-1549 Phone: (619) 231-1515 Free Flight Bird Sanctuary San Diego Zoo Safari Park 2132 Jimmy Durante Blvd, Del Mar, CA 15500 San Pasqual Valley Rd., Escondido, CA Phone: (858) 481-3148 Phone: (619) 231-1515 Legoland Amusement Park SeaWorld 1 Legoland Dr., Carlsbad, CA Mission Bay Park Phone: (877) 376-5346 500 Sea World Dr., San Diego, CA Phone: (619) 222-4732

Museums and Galleries

Arts District at Liberty Station Lux Art Institute 2825 Dewey Rd., San Diego, CA 1550 S El Camino Real, Encinitas, CA Phone: (619) 573-9300 Phone: (760) 436-6611 Balboa Park USS Midway Has 15 museums (Museum of Art, Air & Space, Natural History, 910 N Harbor Dr., San Diego, CA Fleet Space Center, photographic, etc) Phone: (619) 544-9600 1549 El Prado, San Diego, CA Phone: (619) 239-0512 Mission Basilica San Diego de Alcala 10818 San Diego Mission Rd., San Diego, CA Cabrillo National Monument Phone: (619) 283-7319 1800 Cabrillo Memorial Dr, San Diego, CA nps.gov/cabr/index.htm Museum of Contemporary Art La Jolla 700 Prospect St., La Jolla, CA Del Mar Art Center Phone: (858) 454-3541 1555 Camino Del Mar #314, Del Mar, CA Phone: (858) 481-1678 The New Children’s Museum 200 W. Island Ave., San Diego, CA Del Mar Historical Gallery Phone: (916) 233-8792 225 9th Street, Del Mar, CA For more information, visit The Old Globe Theater delmarhistoricalsociety.org 1363 Old Globe Way, San Diego, CA Phone: (619) 234-5623 • theoldglobe.org Dinosaur Gallery 1327 Camino Del Mar, Del Mar, CA The Stuart Collection at UCSD Phone: (858) 794-4855 9500 Gilman Dr., La Jolla, CA Phone: (858) 534-5117 Resources Del Mar Visitor Center San Diego Tourism Authority Del Mar Village Association 750 B Street, Suite 1500, San Diego, CA 1104 Camino Del Mar, Del Mar, CA Phone: (619)232-3101 • E-mail: [email protected] Phone: (858) 735-3650 sandiego.org

2021 Horsemen’s Information Guide 137 Join the DEL MAR RULES & CONDITIONS FOR RACING BREEDERS’ CUP PLEDGE and GIVE BACK. Owners and Trainers are encouraged to donate a small percentage of their Breeders’ Cup earnings to the Thoroughbred Aftercare Alliance.

Official AFTERCARE PARTNER of the BREEDERS’ CUP SCAN TO PLEDGE:

The non-profit Thoroughbred Aftercare Alliance accredits, inspects and awards grants to approved aftercare organizations to retire, retrain and rehome Thoroughbreds using industry-wide funding.

For more information, please contact Emily Dresen at (859) 224-2851 or visit ThoroughbredAftercare.org/Pledge DEL MAR RULES & CONDITIONS FOR RACING

TRAINER’S AGREEMENT DEL MAR THOROUGHBRED CLUB 2021 RULES AND CONDITIONS FOR RACING AND TRAINING As a condition to, and in consideration for Trainer being permitted to race, work or train any horse at Del Mar or any authorized Del Mar auxiliary training facility, the undersigned Trainer and Trainer’s Attending Veterinarian hereby agree to be bound by the following: 1. Trainer will not enter a horse in any race UNLESS the horse has: (1) been examined by Trainer’s Attending Veterinarian during the three (3) days immediately preceding the race entry day for the express purpose of evaluating the horse’s fitness to race; and (2) been found fit to race by the Attending Veterinarian. The attending veterinarian and trainer are obligated to inform the examining veterinarians of any changes in the horse’s fitness after entry and before race day. 2. Trainer will not permit a horse to work UNLESS the horse has: (1) been examined by the Trainer’s Attending Veterinarian during the five (5) days immediately preceding the work for the express purpose of evaluating the horse’s fitness to work; and (2) been found fit to work by the attending veterinarian. The attending veterinarian and trainer are obligated to inform the examining veterinarians of any changes in the horse’s fitness prior to work day. 3. Trainer will not enter in any race a horse that is an un-started 4 year-old or older or has not raced in the preceding 365 days UNLESS, the horse has: (a) worked 5 furlongs in 1:03 or better for an official California regulatory veterinarian; and (b) passed a post-work official test as required by CHRB regulations. In addition to the criteria set forth in Section 1, a horse that is an un-started 4 year-old or older or has not raced in the preceding 365 days, or horses that have not raced within 120 days but have raced within 365 days are required to have an examination performed by a regulatory veterinarian prior to entry within 14 days prior to entry. 4. Trainer will not enter a horse in any race if the horse has received an intra-articular injection during the fourteen (14) days immediately preceding the race. In addition, trainer will not enter a horse in any race if the horse has received an intra-articular injection of cortisone in to the fetlock joints within the previous thirty (30) days immediately preceding the race. 5. No veterinarian shall be recognized or considered an Attending Veterinarian unless and until Trainer and such veterinar- ian has agreed to be bound by this Agreement by submitting a fully executed copy of this Agreement to DMTC’s Racing Office. Under no circumstances shall an examination conducted by a veterinarian who has NOT been identified as the Trainer’s Attending Veterinarian in compliance with this paragraph constitute a valid examination for purposes of determining a horse’s fitness to race, work or train. 6. DMTC and its regulatory veterinarians are entitled to contact, without prior notice, Trainer’s attending veterinarian(s) to confirm that examinations have been conducted pursuant to these rules and that any such examination meets DMTC’s requirements. 7. All horses at Del Mar and authorized Del Mar auxiliary training facilities are subject to veterinary inspections for the purpose of confirming each horse’s fitness to race or train. 8. Trainer will not administer, directly or indirectly, or otherwise permit to be administered, any medication to a horse under Trainer’s care that is racing or training at Del Mar UNLESS such medication is: (1) prescribed for that specific horse; and (2) administered strictly in accordance with CHRB regulations. 9. All horses at Del Mar and authorized Del Mar auxiliary training facilities are subject to blood testing by CHRB licensed veterinary personnel to confirm compliance with DMTC training medication policies. Trainer will not refuse to permit blood testing of any horse under Trainer’s care and will ensure that all owners or other persons having care of any such horse fully cooperate in permitting blood testing of such horse.

2021 Horsemen’s Information Guide 139 DEL MAR RULES & CONDITIONS FOR RACING CHRB - 134 (1/02)

10. All horses at Del Mar and authorized Del Mar auxiliary training facilities are subject to veterinary monitoring during training, and Trainer and Trainer’s staff will cooperate fully with all requests made by veterinarians and outriders. 11. Any violation of, or failure to comply with, these rules may result in the immediate expulsion of Trainer and/or Attending Veterinarian from the 2021 Del Mar Race Meet. Any such expulsion shall be at DMTC’s sole and absolute discretion. 12. As used herein, the term “Attending Veterinarian” shall include the undersigned veterinarian and any veterinarian who is a member of his/her veterinary practice. By signing below, Trainer certifies that Trainer (a) has read and fully understands the above rules and conditions for racing and training during the Del Mar 2021 Race Meets, (b) will consult with Trainer’s Attending Veterinarian or the CHRB official veterinarian if Trainer has any questions regarding such rules, and (c) will comply fully with such rules. By signing below, the Attending Veterinarian certifies that he/she (a) has read and fully understands the above rules and conditions for racing and training during the Del Mar 2021 Race Meet, (b) will consult with the CHRB official veterinarian if he/she has any questions regarding such rules, and (c) will comply fully with such rules.

I HAVE READ AND AGREE TO THE FOREGOING RULES AS OF THE DATE SET FORTH BELOW:

TRAINER

Date:______

By:______

Printed Name:______

ATTENDING VETERINARIAN

Date:______

By:______

Printed Name:______

Name of Practice: ______

Note: Any change in the party that will be acting as the Trainer’s Attending Veterinarian requires Trainer and the new Attending Veterinarian to submit a fully executed copy of this Agreement to DMTC’s Racing Office. Email: [email protected]

140 members.breederscup.com CHRB - 134 (1/02)

State of California, California Horse Racing Board Notification of Exclusion to Trainer 10% Program

To the Paymaster of Purses at:______Track The undersigned hereby notifies the paymaster to not deduct from my owner’s account and deposit into the account of any trainer, 10% of the purse on any horse in which I have an interest.

Horse Owner:______or Stable Name:______

Mailing Address:______

Street Number______

City______State______Zip______

Phone______FAX______

List all Racing Partnerships in which you have an interest.

______

Horseman’s Account Numbers______

The undersigned understands that this notification is effective only at the racing facility indicated above, and applies to all horses in which the person or entity indicated above has an interest, until revoked in writing. The undersigned also declares that he/she is authorized to act on behalf of all entities listed above.

______Signature of authorized licensed horse owner

______Date

______Print Name

2021 Horsemen’s Information Guide 141 CHRB - 194 (NEW 8/04)

State of California, California Horse Racing Board Authorized Bleeder Medication Request

Horses Name:______

______

TATTOO NO:______BREED:______DATE:______Thoroughbred TRAINERS NAME: ______

( ) Request that the horse listed above be removed from the Authorized Bleeder Medication List pursuant to California Horse Racing Board Rules and Regulations. Article 15. Section 1845.

VETERINARIAN SIGNATURE: ______

TRAINER SIGNATURE: ______

APPROVED BY:______

DATE RECEIVED: ______

NOTE: Horses that are on the CHRB Bleeder List will need to be removed. Please submit this form to the official veterinarian. Email: [email protected]

142 members.breederscup.com CHRB - 206 (6/18)

State of California, California Horse Racing Board Notification of Exclusion of CARMA CONTRIBUTION CHRB 206 (Rev. 06/18)

To the Paymaster of Purses at:______Name of Racetrack

Pursuant to Rule 1467, Paymaster of Purses, the undersigned hereby notifies the paymaster of purses that he or she elects NOT to deduct: 1. From my owner’s account for deposit into the California Retirement Management Account (CARMA), 0.3 percent of the net purse earned by any thoroughbred horse in which I have an interest. 2. From my jockey or trainer account, for deposit into the California Retirement Management Account (CARMA), 0.3 percent of the purse money I have earned from any thoroughbred race.

NAME AND CHRB LICENSE NUMBER *Note: If licensed as an owner and a trainer, print your name on the line for each license class.

Horse Owner or Stable Name and CHRB License Number*

Jockey name and CHRB License Number*

Trainer name and CHRB License Number*

CONTACT INFORMATION

Mailing Address:______

Street Number:______

City:______State:______Zip:______

Contact Telephone Number:______

Fax No:______Email:______

(Continued on back)

2021 Horsemen’s Information Guide 143 CHRB - 206 (6/18) (continued)

List All Thoroughbred racing entities in which you have an interest, including Partnerships, Corporations and Limited Liability Companies:

______

______

______

______

______

______

______

Paymaster Account Numbers:______

The undersigned understands that this notification is effective only at the racing facility indi- cated above, and applies to all horses and/or purses in which the person or entity indicated above has an interest, until revoked in writing. The undersigned also declares that he/she is authorized to act on behalf of all entities listed above.

______Signature of Authorized Licensed Horse Owner, Trainer, or Jockey

______Date

______Print Name

Distribution: Paymaster of Purses Licensed Horse Owner, Trainer or Jockey CARMA DO NOT forward a copy to CHRB. Email form to: [email protected]

144 members.breederscup.com CHRB - 30 DAY VETERINARY TREATMENT RECORD

Email treatment record to: [email protected] (For the 30 days prior to Entry Day, Monday, November 1, 2021)

Name of Horse______Trainer ______Treating Veterinarian ______Anticipated Race/Vet’s List Work Date ______Trainer’s Contact Info ______Vet’s Contact Info ______

Date Time Treatment, Diagnostic or Medication/Substance Route/Dose Procedure Performed Administered

Trainer or Attending Veterinarian Signature Date

Make copies of this form if needed for additional veterinary treatment entries Page______of ______

2021 Horsemen’s Information Guide 145 PRE-RACE EXAM FORM

Race Day (check one): Friday, Nov. 5 or Saturday, Nov. 6

Due in the Breeders’ Cup Racing Office before 10 am (PDT) entry day, Monday, Nov. 1, 2021 Email signed form to: [email protected]

Date Entered: 10:00______am (PDT), Monday, November 1, 2021

Trainer: ______

Location: ______

HORSE NAME(S):

______

______

______

______

______

______

______

______

______

______

______

______

“I have examined the above horse(s) and found it to be sound at the trot and I am unaware of any issues that would preclude it from entering to race.”

Attending Veterinarian:______Date: ______

Attending Veterinarian Signature:______

146 members.breederscup.com WORKOUT REQUEST FORM

Trainer:

______

Barn #

______

Failure to submit a request for each horse you intend to work* may result in a fine. Request must be received in the Breeders’ Cup Racing Office by 12 noon (PT), 24 hours before the intended work. Email form to: [email protected]

HORSE NAME(S): WORKOUT DATE:

______

______

______

______

______

______

______

______

______

______

______

______

______

*Applies to all racing surfaces at Del Mar, Santa Anita, San Luis Rey Downs or Los Alamitos.

2021 Horsemen’s Information Guide 147 JOCKEY ADVERTISING REQUEST FORM

Jockey request to wear advertising and promotional material

November 5-6, 2021 Del Mar Thoroughbred Club To Be Submitted No Later Than 10:00am (PDT) Monday, November 1 (Entry Deadline) Email signed form to: [email protected] Race Number ______Name of Breeders’ Cup World Championships Race ______Name of jockey wearing the material ______

Description of the material to be worn: (Use separate sheet if necessary) ______

Name of the advertiser, promotional brand or sponsor ______

1. ______Signature of the Jockey or Agent Date

Approvals

1.______Approving Steward Date

148 members.breederscup.com JOCKEY ADVERTISING REQUEST FORM NOV 5-6, 2021 BREEDERS’ CUP WORLD CHAMPIONSHIPS RULES AND REGULATIONS

1. Pre-entry and entry fees are accepted subject to approval by Breeders’ Cup Limited (BCL), in BCL’s sole discretion. The propriety of the amount of the enclosed fee will be determined by BCL and pre-entry and entry fees if determined to be other than that which accompanies this document shall be paid in full before a horse is permitted to start in a Breeders’ Cup World Championships race. Pre-entry and entry fees will not be added to purses but will become the property of BCL. Breeders’ Cup World Championships purses will be distributed in accordance with the information as set forth on pages 21-34 of the 2021 Breeders’ Cup Horsemen’s Information Guide, which information is incorporated herein, and in accordance with applicable state law. 2. BCL may refuse the pre-entry or subsequent entry of any horse if, in BCL’s sole discretion, for any reason, including, without limitation, its association with any connection (e.g., owner, trainer, jockey) of such horse has engaged in, or become the subject of a regulatory or law enforcement inquiry or action alleging, conduct that is unlawful, unethical or may otherwise compromise the integrity or reputation of the Breeders’ Cup World Championships. 3. Horses which start in any Breeders’ Cup World Championships race will earn a foal nominator award that will be paid to the person who nominated the horse. A stallion nomina¬tor award will be paid to the person who nominated the sire of the horse to Breeders’ Cup. Stallion nominator awards will be paid to nominators under the International Breeders’ Cup program in accordance with the rules of that program. Nomination in this sense means registering the horse or sire in the Breeders’ Cup program and does not mean pre-entry or entry in Breeders’ Cup World Championships races. Nominator awards shall not be transferable without authorization of BCL. Purses and nominator awards shall be distributed after certification that the purse is distributable. Purses shall be distributed by the host track and nominator awards shall be distributed by BCL. 4. Pre-entry and entry in Breeders’ Cup World Championships races are received only upon the condition of compliance with the rules and regulations governing Thoroughbred horse races adopted by the state where the races are run, the rules and regulations of the track, the rules and regulations of BCL and compliance with any decision of the state racing officials and/ or officers of the track and/or BCL, regarding the interpretation and application of their respective rules and regulations. BCL shall have no liability for the actions of any officials or employees of any such track or for any matter under the control of such track, its officials or employees. Purses shall be payable to the rightful parties recognized as such by state racing officials. 5. A horse entered in a Breeders’ Cup World Championships race may be scratched by authorized racing officials if (i) such horse’s equipment malfunctions, is damaged or lost and cannot be remedied within sufficient time, in the judgment of authorized racing officials, to allow the race in which such horse is entered to start at post time for such race or (ii) if any other unavoidable event occurs with respect to a horse entered in a Breeders’ Cup World Championships race, or to its jockey, which cannot be remedied within sufficient time, in the judgment of authorized racing officials, to allow the race in which such horse or jockey is scheduled to participate to start at post time for such race. In the event of a scratch under such circumstances, the pre-entry fee and entry fee due at entry which were paid in respect of such horse may, in the discretion of BCL, be refunded. 6. Breeders’ Cup World Championships races are limited to 14 starters, and in some cases 12 starters. A horse may not double-enter Breeders’ Cup World Championships races. Entries will be se¬lected in accordance with the Breeders’ Cup Field Selection System or by such other method as BCL may determine in its sole discretion. The Breeders’ Cup Field Selection System is set forth on pages 35-36 of the 2021 Breeders’ Cup Horsemen’s Information Guide and is incorporated herein. BCL reserves the right to transfer any turf race to the main course and to modify the distance of any race to accommodate the track selected for every race. BCL reserves the right to cancel any, or all, Breeders’ Cup World Championships races without notice prior to the actual running thereof, without liability, except for the return of pre-entry and entry fees. Entries must satisfy the minimum entry qualifications of BCL as set forth on page 18-19 of the Breeders’ Cup Horsemen’s Information Guide and incorporated herein. 7. The California Horse Racing Board (CHRB) conducts out-of-competition (OOC) testing of horses under the CHRB’s jurisdiction. OOC testing may be conducted by the CHRB, or other racing regulatory authorities designated by CHRB, at any time. Any horse that tests positive for prohibited substances listed in the CHRB regulations may be subject to regulatory action. See pages 87-112 of the 2021 Horsemen’s Information Guide. Owners of horses that are pre-entered agree to notify BCL within three days if they receive notification of any positive drug finding from the CHRB or any regulatory authority and owners consent to the disclosure of such test results to BCL. If notification is not made within three days, BCL may refuse pre-entry of the horse. In addition, BCL will be conducting OOC testing on 2021 Challenge winners and other possible starters prior to the Breeders’ Cup World Championships. This testing is separate from what the CHRB may conduct. A horse may be prevented from entering unless the Owner and trainer comply with any pre-race testing request. As a condition of entry for any BCWC race, no horse within six (6) months of the BCWC shall test positive in a BCL out-of-competition test sample for or have a veterinarian reported administration of any anabolic steroid, any bisphosphonate, or any other prohibited substance described under the Association of Racing Commissioners International (“ARCI”) prohibited substance list at ARCI-011-015 V.10.0 (Annex I) of ARCI’s Model Rules, and any horse in violation of this Condition (i) shall be ineligible to participate in the 2021 BCWC. Any horse nominated, pre-entered or entered to race is subject to blood, hair, or urine testing at any time. (ii) within thirty (30) days of the BCWC shall have been treated with extracorporeal shock wave therapy; and any horse in violation of this Condition (ii) shall be ineligible to participate in the 2021 BCWC. (iii) will have a positive finding of any medication or substance carrying a Category “A”, “B” or “C” penalty as designated in California Horse Racing Board Rule 1843.2 (Rev. 02/21) in a BCWC post-race test sample; and a positive finding for any of these medications or substances, as described above will lead to a disqualification of the horse, a redistribution of the purse and a suspension of the trainer for one year from competing in the next BCWC. See page 89-90 of the Horsemen’s Information Guide. 8. Breeders’ Cup Prohibited Substance Rule and Convicted Trainers Rule are in effect. Please refer to page 88-89 of the 2021 Horsemen’s Information Guide for these rules which are incorporated herein. 9. In making any application for participation in Thoroughbred racing, it is understood that an investigation may be made by the appropriate authority as to the character, reputation, mode of living and financial standing of the Owner(s), which investigation may involve interviews with family, personal or business acquaintances. 10. Owner hereby expressly and irrevocably grants BCL the exclusive right to use, in connection with the promotion of the Breeders’ Cup program, the name and likeness of the Owner, any horse pre-entered, entered or nominated and of any co-owners, jockeys, trainers, colors, logos, silks and any other associated or identifying characteristics as well as any

2021 Horsemen’s Information Guide 149 RULES AND REGULATIONS (continued)

co-owners, jockeys, trainers, colors, logos, silks and any other associated or identifying characteristics as well as any other matter relating the participation of the horse in the Breeders’ Cup program. Promotion by BCL may include, without limitation, telecasting, broadcasting, photographing and/or recording in any manner the races which are a part of the Breeders’ Cup program and the activities incident to them, and broadcasting, exhibiting and/or exploiting the same by any means now or hereafter known, including, without limitation, licensing such rights to others for uses approved by BCL. Owner hereby expressly, irrevocably and perpetually waives on his behalf and on behalf of all Owner Parties any and all rights any of them may have in connec¬tion with any matter referred to in this paragraph, including, without limitation, any claim to invasion of the right to privacy, the right of publicity, for misappropriation, for infringement of trademark, trade dress and other intellectual property rights, or for any remuneration therefor. Upon demand, Owner shall cause any of the Owner Parties to deliver releases to BCL permitting it to use and exhibit such material. Owner Parties understand and agree that BCL reserves the right to use names, trademarks, service marks, copyrights, symbols, logos, slogans, results, still and motion pictures, audio reports, trailers, promos and other identifying characteristics relating to BCL and the Breeders’ Cup program and that any such use by Owner Parties of any of them is prohibited without the express consent of BCL. BCL reserves all rights to advertise the Breeders’ Cup program in any manner deemed appropriate by BCL. Neither Owners nor trainers shall display commercial advertising, before, during or after the Breeders’ Cup World Championships in which the horse is entered without prior approval of BCL. Jockeys shall not display commercial advertising, before, during or after the Breeders’ World Championships race in which the horse is entered except in accordance with the jockey advertising rules in effect for the Breeders’ Cup World Championships and approved by the Stewards. Please refer to the jockey advertising rules set forth on page 86 of the Horsemen’s Information Guide. 11. All claims and objections arising out of the application or interpretation of any rules or conditions of BCL, except for disputes regarding BCL’s Prohibited Substance Rule or Convicted Trainers Rule, shall be decided solely by BCL in its sole discretion. Information regarding the Appeals Procedure for BCL shall be furnished to any person submitting a written request for such Information to Breeders’ Cup Limited, Attn: Appeals Board, 215 W. Main St., Suite 250, Lexington, Kentucky 40507. Any person wishing to object to any action or decision by BCL in the application of its rules or conditions must, within thirty (30) days of being advised of such action or decision, submit to the Appeals Board a written objection in compliance with the Appeals Procedure and shall be entitled to an oral hearing upon making a written demand as set forth in the Appeals Procedure. The Appeals Procedure shall not be applicable to matters arising with respect to the field selection for the Breeders’ Cup World Championships races. All matters concerning field selection are decided by BCL in its sole discretion. Owner agrees that any dispute with BCL regarding the BCL Prohibited Substance Rule or Convicted Trainers Rule shall, following the exhaustion of all administrative remedies available under the laws and regulations of the applicable state in which the BCL races are conducted, be settled by arbitration administered by the American Arbitration Association in accordance with its Commercial Arbitration Rules and the award rendered by the arbitrator(s) shall be recognized by Owner and BCL and judgment thereon may be rendered in any court having jurisdiction thereof. BCL reserves the right to waive or modify its rules and regulations on a case by case basis at any time. Any waiver, failure to enforce or modification by BCL of any of the terms and conditions of the Horsemen’s Information Guide at any time shall not in any way affect, limit, or waive BCL’s right thereafter to enforce and compel strict compliance with every term and condition of the Horsemen’s Information Guide. 12. Owner agrees to indemnify and hold harmless BCL (or if for any reason indemnification is not available, to contribute to BCL’s losses), to the fullest extent permitted under the law, from and against any and all claims, damages, liabilities, losses, costs or expenses, including reasonable attorneys’ fees (should BCL select its own counsel which it may do in its sole and absolute discretion), to which BCL may become subject or liable as a result of or arising out of directly or indirectly: (i) any action or conduct of any horses owned by or under the control or direction of Owner while on the race track premises, and (ii) any acts, or failure to act by the undersigned Owner, any Co-owners, or any of their agents, employees or invitees while on the race track premises; or (iii) any breach by Owner of the terms and conditions contained herein. 13. Owner agrees that BCL may inspect and copy for its own use all documents, electronic or otherwise, containing reports by official racing veterinarians of pre-race, post-race examinations (including without limitation necropsy reports) and/or any records of procedures required by regulatory agencies or under applicable industry safety accreditation organizations of Owner’s horse(s) nominated, pre-entered or entered in Breeders’ Cup World Championships races. 14. Owner recognizes that participating in stabling, racing, training and related activities is inherently dangerous, and further recognizes that hazards and risks inherent in such activities may cause the injury or death. By participating in such activities, Owner assumer the risks associated therewith. In consideration of participating in stabling, racing, training and related activities associated with BCL, Owner hereby releases, waives against and discharges BCL, to the fullest extent permitted under the law, from any claims, losses, obligations, costs and expenses arising from or due to personal injuries or property damages of any kind or description to the person, property or horses owned or controlled by Owner occurring on the race track premises. Owner agrees that all risk of loss, injury, damage or destruction to persons or property, including but not limited to, the horses brought onto the race track premises by or at the direction of Owner, his agents or employees, arising from, due to, caused by, resulting from or in any way, directly or indirectly, related to any cause, including but not limited to accident, theft, fire or otherwise, whether or not caused by or con¬tributed to by or related to any fault or negligence of BCL or the condition of the race track premises, and including, without limitation, the danger of being exposed to or infected by COVID-19 or another infectious disease, are assumed in full by Owner, except as to acts or conditions caused by the intentional, willful, or reckless conduct of BCL. Owner agrees that the release and waiver and discharge provisions hereof are intended to be as broad and inclusive as permitted by the law. Owner further agrees that the foregoing provisions hereof regarding such release and waiver and discharge shall not be deemed waived or affected in any way by the fact that BCL does or does not, may or may not, in the future carry insurance coverage against claims where loss is caused by or resulting from damage or injury to property, persons and/or horses while competing on the race track, using the training tracks, stables, roads or any other facilities over the race track premises or in transit thereon. 15. Whenever the term “Owner” is used herein, it shall include the undersigned and all Owner Parties. 16. In consideration of BCL’s agreement to pay the purses described hereinabove, Owner hereby consents to allow BCL and/ or the host track to contract with any domestic or foreign licensed wagering entity for the purpose of accepting wagers on the Breeders’ Cup World Championships races pursuant to the Interstate Horseracing Act of 1978, 15 U.S.C. sections 3001, et seq. and warrants that no third party or organization has or will be given the right or authority to assert any claim, demand or cause of action inconsistent with such consent. 17. The terms and provisions of the 2021 Breeders’ Cup Horsemen’s Information Guide are incorporated into these Rules and Regulations, except to the extent of any disagreement of inconsistency between them, in which event the express terms of these Rules and Regulations shall govern.

150 members.breederscup.com CHARITY DONATION FORM

______% Yes, I want to contribute a percentage of my 2021 Breeders’ Cup World Championships earnings to Breeders’ Cup Charities, Inc., a 501 (c)(3) charitable organization, for the further benefit of the Thoroughbred Aftercare Alliance, CARMA, Old Friends, the Edwin J. Gregson Foundation, the Permanently Disabled Jockey Fund and other worthy causes.

In the event I do not have a horse running in the Championships I pledge $______to Breeders’ Cup Charities, Inc. benefitting Thoroughbred Aftercare Alliance, Old Friends, CARMA, Edwin J. Gregson Foundation and other equine charities.

Breeders’ Cup intends to nationally and locally recognize contributors to Breeders’ Cup (circle) Yes or No Charities. Please indicate if you wish to be named publicly as a contributor to the Breeders’ Cup Charities.

Signature ______Date______Name (please print) ______Phone ______Fax ______E-mail ______

Return to: Breeders’ Cup Charities Attn: Controller 215 W. Main Street, Suite 250 Lexington, KY 40507 (859) 223-5444 Fax: (859) 223-3945 Tel: (800) 722-3287 E-mail: [email protected]

Your pledge will be greatly appreciated. A Breeders’ Cup Charities representative will be in contact after the 2021 Breeders’ Cup World Championships.

2021 Horsemen’s Information Guide 151 INDEX

Also-Eligibles...... 18 Best Turned Out Award...... 82 Breeders’ Cup Condition of Entry...... 13 Breeders’ Cup OOC Testing...... 17 Challenge Information...... 39 Championships Trophies...... 122 Change of Equipment...... 82 Charities...... 122 Clenbuterol ...... 16 Coggins Test...... 76 Condition of Entry for BCWC...... 13 Conditions (Race)...... 21 Convicted Trainers Rule...... 88 Del Mar Fall Meet Schedule...... 40 Digital Media...... 120 Dining & Attractions...... 129 Directions...... 129 Entry Procedures...... 18 Equipment...... 79 ESWT...... 17 Feed...... 80 Field Selection Process...... 35 Flower Garlands/Blankets...... 124 Forms...... 139 Gate Placements...... 65 Graded Stakes Points...... 35 Grooms...... 82 Hospitality Centers...... 50 Hotels for Participants...... 49 HRRN Radio...... 121 Import Agency...... 58 Imported Horse Paddock & Gate Schooling...... 61 Imported Horse Workout Requirements...... 61 International Air Transportation...... 58 International Racing Bureau...... 60 International Runners...... 58 Jockeys & Jockey Advertising...... 83 Licensing...... 57 Main Track...... 64 Mandatory Ship In Requirements...... 75 Maps...... 154 Medication Rules...... 88 Mersant International...... 58 Microchips...... 77 Minimum Entry Qualifications...... 18 Mutuel Entries...... 14 NBC/NBC Sports Network...... 120 Nominator Awards...... 19 Non-Nominated Horse Options...... 15 Non-Resident Tax Forms...... 38

152 members.breederscup.com INDEX

NTRA...... 56 Official Participant Events...... 48 Paddock & Gate Schooling...... 79 Paddock Passes...... 83 Parking/Transportation...... 121 Participant Seating...... 46 Paymaster of Purses...... 37 Phone Directory...... 4 Photos & DVDs...... 121 Pony Persons...... 82 Post Race Testing...... 111 Pre-Entry Locations...... 14 Pre-Entry Procedures...... 13 Pre-Race Drug Testing...... 106 Pre-Race Inspections...... 111 Prohibited Substances Rule...... 88 Purse Distributions (per race)...... 20 Quarantine...... 58 Race Day Assembly Policy & Procedures...... 82 Race Schedule...... 12 Racing Soundness Examination...... 111 Refunds...... 19 Riding Crops...... 79 Safety Protocols Infographics...... 114 Schedule of Events...... 8 Schooling...... 78 Scratches...... 82 Security & Badges...... 79 Selection Procedures...... 36 Ship-Ins ...... 75 Shockwave Therapy...... 17 Shoes & Equipment...... 77 Stabling & Training ...... 76 Step-by-Step Guide for Participants...... 44 Surface Infographics...... 73 Tattoo/Microchipping Requirements...... 77 Ticketing Procedures...... 46 Track Specifications...... 65 Trackside Breakfast Marquee...... 48 Training Schedule...... 77 Travel Awards...... 16 Turf Course...... 64 Vet Examination Infographics...... 114 Veterinarian Directory...... 113 Win & You’re In Challenge Series...... 39 Wiring of Funds...... 15 Workmen’s Compensation Insurance...... 53 Workout Requirements...... 78 Workout Towels/Identification...... 78

2021 Horsemen’s Information Guide 153

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2021 Horsemen’s Information Guide 155 CLUBHOUSE Featuring the DEL MAR RACETRACK & GROUNDS

156 members.breederscup.com A BEST OF THE WORLD DESTINATION — NATIONAL GEOGRAPHIC TRAVELER

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DEL MAR THOROUGHBRED CLUB NOVEMBER 5-6, 2021 The Longines Master Collection

Longines_HQ • Visual: VHPHR1_MC34 • Newspaper: 26439 05Oct21 VHPHR1_MC34 (CH) Issue: 05/10/2021 • Doc size: 5.75 x 8.75 inch • Calitho #: 08-21-148678 AOS #: LON_26439 • HN 11/08/2021