Rebellion and Defiance in the Japanese Army, 1860-1931
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Culture of Disobedience: Rebellion and Defiance in the Japanese Army, 1860-1931 The Harvard community has made this article openly available. Please share how this access benefits you. Your story matters Citation Orbach, Dan. 2015. Culture of Disobedience: Rebellion and Defiance in the Japanese Army, 1860-1931. Doctoral dissertation, Harvard University, Graduate School of Arts & Sciences. Citable link http://nrs.harvard.edu/urn-3:HUL.InstRepos:17467476 Terms of Use This article was downloaded from Harvard University’s DASH repository, and is made available under the terms and conditions applicable to Other Posted Material, as set forth at http:// nrs.harvard.edu/urn-3:HUL.InstRepos:dash.current.terms-of- use#LAA Culture of Disobedience: Rebellion and Defiance in the Japanese Army, 1860-1931 A dissertation presented by Dan Orbach to The History Department, Graduate School of Arts and Sciences, in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the subject of History Harvard University Cambridge, Massachusetts May 15th, 2015 © 2015 Dan Orbach All rights reserved Dissertation Advisor: Professor Andrew D. Gordon Dan Orbach Culture of Disobedience: Rebellion and Defiance in the Japanese Army, 1860-1931 Abstract Imperial Japanese soldiers were notorious for following their superiors to certain death. Their enemies in the Pacific War perceived their obedience as blind, and derided them as “cattle”. Yet the Japanese Army was arguably one of the most disobedient armies in the world. Officers repeatedly staged coups d’états, violent insurrections and political assassinations, while their associates defied orders given by both the government and high command, launched independent military operations against other countries, and in two notorious cases conspired to assassinate foreign leaders. The purpose of this dissertation is to explain the culture of disobedience in the Japanese armed forces. It was a culture created by a series of seemingly innocent decisions, each reasonable in its own right, which led to a gradual weakening of the Japanese government’s control over its army and navy. The consequences were dire, as the armed forces dragged the government into more and more of China in the 1930s, and finally into the Pacific War. This dissertation sheds light on the underground culture of disobedience that became increasingly dominant in the Japanese armed forces, until it made the Pacific War possible. Using primary sources in five languages, it follows the Army’s culture of disobedience from its inception. By analyzing more than ten important incidents from 1860 to iii 1931, it shows how some basic “bugs” programmed into the Japanese system in the 1870s, born out of genuine attempts to cope with a chaotic and shifting reality, contributed to the development of military disobedience. The culture of disobedience became increasingly entrenched, making it difficult for the Japanese civilian and military leadership to cope with disobedient officers without paying a significant political price. However, every time the government failed to address the problem, it became more acute. Finally, disobedient military officers were able to significantly influence foreign policy, pushing Japan further towards international aggression, limitless expansion, and conflict with China, Britain and the United States. iv Contents Acknowledgments vii List of Abbreviations x Note on Names and Dates xv Introduction 1 Part I: The World of Yesterday: 1858–1868 Chapter 1: Men of High Aspirations: The Origins of Japanese Military Disobedience 24 Part II: Age of Chaos: 1868–1878 Chapter 2: Jewel in the Palace: The New Political Order 62 Chapter 3: “By not stopping”: Military Defiance and the Taiwan Expedition 80 Chapter 4: Fatal Optimism: Rebels and Assassins in the 1870s 112 Part III: Age of Military Independence: 1878–1913 Chapter 5: The Gold-Eating Monster: Tōsui-ken and the Road to Military Independence 164 Chapter 6: Three Puffs on a Cigarette: Miura Gorō and the Assassination of Queen Min 205 Chapter 7: Coup D’état in Three Acts: The Taishō Political Crisis 267 Part IV: Entering the Dark Valley, 1928–1931 Chapter 8: The King of Manchuria: Kōmoto Daisaku and the Assassination of Zhang Zuolin 327 Chapter 9: Cherry Blossom: From Defiance to Rebellion 391 Conclusion: The Dreadful and the Trivial 455 v Bibliography 474 vi Acknowledgments This dissertation could not have been written but for the generous help of family members, friends, teachers and colleagues, to whom I owe endless gratitude. My deep thanks to my dear family, and especially my mother Lily Orbach, who advised and encouraged me so much. Next, I owe a great debt of gratitude to my sensei, the teachers, professors and academic advisors who guided me through the arduous journey of this dissertation. Prof. Irit Averbuh from Tel Aviv University opened my first window into Japanese history. Prof. Andrew Gordon, my main thesis adviser, carefully read each chapter and offered extensive comments and guidance. I especially thank him for his endless patience and help in shaping my haphazard ideas into a coherent argument. I am as grateful to my dissertation committee members. Prof. David Howell gave me penetrating criticism, a wakeup call which helped me trim redundant material and hone my argument. Prof. Cathal Nolan's wise comments, support and insights on the larger context of global military history were invaluable. Prof. Niall Ferguson helped with his sharp feedback, and also through his teaching, instruction and original ideas on military affairs, political dynamics and the philosophy of history. When I first went to Japan for archival research, I encountered a tremendous linguistic problem. Many primary sources, especially documents from the nineteenth century, were almost inaccessible to me. Though I had a working knowledge of modern Japanese, these old texts were written in archaic language and often in an illegible scribble. Therefore, I owe boundless gratitude to the friends and teachers who helped me to master the primary documents. Prof. Nojima-Kato Yōko, the vii noted military historian from Tokyo University, was the first to help me to find my way in the maze of primary and secondary sources. Her graduate student, Dandō Mitsuki, graciously initiated me into the complicated but fascinating world of nineteenth-century Japanese, helped me to decipher difficult handwriting and introduced me to numerous subtleties of the mentality of the time. Udagawa Aya and Yoshie Hirokazu helped me to solve difficult linguistic problems too. I would also like to thank scholars who helped me with specific chapters. Prof. Ogawara Masamichi, an expert in Japanese religious and military history, was my first guide to the world of the shishi. Prof. Reinier Hesselink generously scanned original documents from his own collection for me, which contributed greatly to my research on the same subject. Without their help, it is hard to conceive the first chapter of this dissertation, which served as the basis for much of the rest. Prof. Sven Saaler, an expert on Pan-Asianism and the history of the modern Japanese Army, gave me precious clues and ideas on the Taishō political crisis. Prof. Cemil Aydin helped to shed some light on Hashimoto Kingorō, the leader of the Sakura-kai, and his Turkish connections. My friends Konrad Lawson, D. Colin Jaundrill, Jeremy Yellen, Birgit Tremml, Yoshie Hirokazu, Tina Li, Jolyon Thomas, Wai-Yee Chong, John Lee, Reut Harari and Andrew Levidis, gave tremendously helpful support and advice. I am grateful for their insights and ideas, which helped me to sharpen and enrich my own arguments. Dr. Tatiana Simbirtseva helped me to obtain Russian primary sources on the assassination of Queen Min, and Vera Baranova graciously assisted me in deciphering the handwriting in several Russian documents. viii I would also like to thank the staff members of the various archives, libraries and institutions who helped me in my day-to-day research; first and foremost Kuniko McVey, and the other staff members of Harvard Yenching Library, Widener Memorial Library and Lamont Library. I also owe gratitude to numerous archivists, librarians and staff members of Tokyo University Library, The National Diet Library (especially the special collections), The National Institute for Defense Studies, The Archive of the Japanese Foreign Ministry, The National Archives in Tokyo, The National Archives in Kew, United Kingdom, The National Archives in Washington DC and many others places and institutions. Finally, I would also like to thank the academic foundations and institutions which generously supplied me with grants and research fellowships: The Reiscahuer Institute for Japanese Studies, The Asia Center and the Davis Center for Russian and Euroasian Studies (all in Harvard University), as well as the Japan Foundation. All of the people and institutions mentioned above have a share in the merits of this dissertation. The responsibility for any faults or errors, however, is exclusively my own. ix List of Abbreviations AVPRF - Arhiv Vneshneii Politiki Rossiskei Federatsii (Archive of Foreign Policy of the Russian Federation) AVPRI - Arhiv Vneshnei Politiki Rossiskoi Imperi (Archive of Foreign Policy of the Russian Empire) BNA – British National Archives CKS – Chōsen Kōshō Shiryō CMJP-NAA (China-Manchuria-Japanese Policy, National Archives of Australia) DC-NDL – Digitized Contents: National Diet Library DES – A Diplomat in Japan: Diaries of Ernest Satow DKN – Den Kenjirō Nikki DKT – Diary