(1172 Days) 2 AXIS101 Axis Fixed Term Plan

Sr No. Short Name Scheme Name 1 AXIS100 Axis Fixed Term Plan - Series 100 (1172 days) 2 AXIS101 Axis Fixed Term Plan - Series 101 (1154 days) 3 AXIS102 Axis Fixed Term Plan - Series 102 (1133 Days) 4 AXIS104 Axis Fixed Term Plan - Series 104 (1112 Days) 6 AXISCB1 Axis Capital Builder Fund - Series 1 (1540 days) 7 AXISCB4 Axis Capital Builder Fund - Series 4 (1582 days) 10 AXISCP5 Axis Capital Protection Oriented Fund-Series 5 13 AXISEA1 Axis Equity Advantage Fund - Series 1 14 AXISEA2 Axis Equity Advantage Fund - Series 2 17 AXISEO1 Axis Emerging Opportunities Fund – Series 1 (1400 18 AXISEO2 AxisDays) Emerging Opportunities Fund – Series 2 (1400 22 AXISGETF AxisDays) Gold ETF 25 AXISH31 Axis Hybrid Fund Series-31 (1381 Days) 26 AXISH32 Axis Hybrid Fund Series-32 (1367 Days) 27 AXISH33 Axis Hybrid Fund Series-33 (1358 Days) 28 AXISH35 Axis Hybrid Fund Series-35 (1359 Days) 29 AXISHS5 Axis Hybrid Fund - Series 5 (1346 Days) 30 AXISHS6 Axis Hybrid Fund - Series 6 (1324 Days) 31 AXISHS7 Axis Hybrid Fund - Series 7 (1305 Days) 43 AXISS95 Axis Fixed Term Plan - Series 95 (1185 Days) 44 AXISS96 Axis Fixed Term Plan - Series 96 (1124 Days) 45 AXISS97 Axis Fixed Term Plan - Series 97 (1116 Days) AX Axis Fixed Term Plan - Series 100 (1172 days) IS1 Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange LIC LIC Housing Finance Limited (25/02/2022) (ZCB) ** INE115A07NM3 CRISIL AAA 21 237.63 9.83% HDH4 HDB Financial Services Limited (05/04/2022) (ZCB) ** INE756I07CI8 CRISIL AAA 21 236.13 9.77% SIDBF 8.81% Small Industries Dev Bank of India (25/01/2022) ** INE556F08JI1 CARE AAA 21 220.02 9.10% NBB3 8.60% National Bank For Agriculture and Rural Development INE261F08AI7 CRISIL AAA 21 218.52 9.04% BHAR Bajaj(31/01/2022) Housing ** Finance Limited (05/04/2022) (ZCB) ** INE377Y07052 CRISIL AAA 19 217.47 9.00% BDFL3 7.85% Bhopal Dhule Transmission Company Limited (04/04/2022) ** INE774N07087 CRISIL AAA 22 217.10 8.98% RETC 7.46% REC Limited (28/02/2022) ** INE020B08AF2 CRISIL AAA 21 212.08 8.77% NHCL 7.60% National Highways Auth Of Ind (18/03/2022) INE906B07FG1 CRISIL AAA 20 205.60 8.50% FCAI5 9.95% Food Corporation Of India (07/03/2022) ** INE861G08035 CRISIL AAA(CE) 19 204.24 8.45% PGOI2 7.20% Power Grid Corporation of India Limited (21/12/2021) ** INE752E07OD2 CRISIL AAA 7 71.22 2.95% HDCI4 8.58% Housing Development Finance Corporation Limited INE001A07RS3 CRISIL AAA 5 51.60 2.13% NHFC 8.70%(18/03/2022) NHPC Limited (11/02/2022) ** INE848E07245 ICRA AAA 10 10.45 0.43% PC Sub Total 2,102.06 86.95% (b) Privately placed / Unlisted TA 8.25% Tata Sons Private Ltd (23/03/2022) ** # INE895D08782 CRISIL AAA 21 210.11 8.69% SO Sub Total 210.11 8.69% Total 2,312.17 95.64% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 27.40 1.13% P_ Sub Total 27.40 1.13% Total 27.40 1.13% Net Receivables / (Payables) 77.87 3.23% GRAND TOTAL 2,417.44 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security AX Axis Fixed Term Plan - Series 101 (1154 days) IS1 Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange BH Bajaj Housing Finance Limited (05/04/2022) (ZCB) ** INE377Y07052 CRISIL AAA 25 286.15 9.85% BAFL3 Bajaj Finance Limited (05/04/2022) (ZCB) ** INE296A07QQ5 CRISIL AAA 25 281.73 9.70% REFL6 8.45% REC Limited (22/03/2022) ** INE020B08BF0 CRISIL AAA 26 268.91 9.26% BDCL 7.85% Bhopal Dhule Transmission Company Limited (04/04/2022) ** INE774N07087 CRISIL AAA 27 266.44 9.17% POTC 7.40% Power Finance Corporation Limited (30/09/2021) ** INE134E08IM4 CRISIL AAA 26 263.19 9.06% SIDWF 8.81% Small Industries Dev Bank of India (25/01/2022) ** INE556F08JI1 CARE AAA 25 261.92 9.02% FCB3 9.95% Food Corporation Of India (07/03/2022) ** INE861G08035 CRISIL AAA(CE) 22 236.49 8.14% HDOI2 HDB Financial Services Limited (05/04/2022) (ZCB) ** INE756I07CI8 CRISIL AAA 20 224.89 7.74% MMBF Mahindra & Mahindra Financial Services Limited (29/03/2022) (ZCB) INE774D07SQ1 IND AAA 19 211.83 7.29% GOFS 8.75%** State Government Securities (22/02/2022) IN2020110028 Sovereign 2,00,000 210.54 7.25% LICI85 LIC Housing Finance Limited (25/02/2022) (ZCB) ** INE115A07NM3 CRISIL AAA 13 147.10 5.06% NBH4 8.60% National Bank For Agriculture and Rural Development INE261F08AI7 CRISIL AAA 12 124.87 4.30% SIDAR 8.50%(31/01/2022) Small Industries** Dev Bank of India (21/06/2021) ** INE556F08JF7 CARE AAA 1 10.33 0.36% B3 Sub Total 2,794.39 96.20% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 2,794.39 96.20% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 63.52 2.19% P_ Sub Total 63.52 2.19% Total 63.52 2.19% Net Receivables / (Payables) 47.29 1.61% GRAND TOTAL 2,905.20 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security AX Axis Fixed Term Plan - Series 102 (1133 Days) IS1 Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange NH 8.70% NHPC Limited (11/02/2022) ** INE848E07245 ICRA AAA 340 355.45 10.33% LICPC LIC Housing Finance Limited (25/02/2022) (ZCB) ** INE115A07NM3 CRISIL AAA 30 339.46 9.87% HDH4 HDB Financial Services Limited (05/04/2022) (ZCB) ** INE756I07CI8 CRISIL AAA 30 337.33 9.80% BHBF Bajaj Housing Finance Limited (05/04/2022) (ZCB) ** INE377Y07052 CRISIL AAA 29 331.93 9.65% FCFL3 9.95% Food Corporation Of India (07/03/2022) ** INE861G08035 CRISIL AAA(CE) 30 322.48 9.37% GOOI2 8.75% State Government Securities (22/02/2022) IN2020110028 Sovereign 2,95,000 310.55 9.02% POI85 7.40% Power Finance Corporation Limited (30/09/2021) ** INE134E08IM4 CRISIL AAA 30 303.68 8.83% BDWF 7.85% Bhopal Dhule Transmission Company Limited (04/04/2022) ** INE774N07087 CRISIL AAA 30 296.04 8.60% BATC Bajaj Finance Limited (05/04/2022) (ZCB) ** INE296A07QQ5 CRISIL AAA 25 281.73 8.19% REFL6 8.45% REC Limited (22/03/2022) ** INE020B08BF0 CRISIL AAA 24 248.22 7.21% NHCL 7.17% National Highways Auth Of Ind (23/12/2021) ** INE906B07FE6 CRISIL AAA 10 101.87 2.96% KMAI4 Kotak Mahindra Investments Limited (06/04/2022) (ZCB) ** INE975F07GF7 CRISIL AAA 10 83.80 2.44% SIDIL3 8.50% Small Industries Dev Bank of India (21/06/2021) ** INE556F08JF7 CARE AAA 1 10.33 0.30% B3 Sub Total 3,322.87 96.57% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 3,322.87 96.57% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 61.34 1.78% P_ Sub Total 61.34 1.78% Total 61.34 1.78% Net Receivables / (Payables) 56.83 1.65% GRAND TOTAL 3,441.04 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security AX Axis Fixed Term Plan - Series 104 (1112 Days) IS1 Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange KM Kotak Mahindra Investments Limited (06/04/2022) (ZCB) ** INE975F07GF7 CRISIL AAA 107 896.66 9.44% PGIL3 7.20% Power Grid Corporation of India Limited (21/12/2021) ** INE752E07OD2 CRISIL AAA 87 885.16 9.32% IRLCI4 6.70% Indian Railway Finance Corporation Limited (24/11/2021) ** INE053F07942 CRISIL AAA 87 878.44 9.25% NBY2 8.60% National Bank For Agriculture and Rural Development INE261F08AI7 CRISIL AAA 84 874.09 9.21% SIDAR 8.81%(31/01/2022) Small Industries** Dev Bank of India (25/01/2022) ** INE556F08JI1 CARE AAA 82 859.11 9.05% MMB3 Mahindra & Mahindra Financial Services Limited (29/03/2022) (ZCB) INE774D07SQ1 IND AAA 77 858.45 9.04% LICFS LIC** Housing Finance Limited (25/02/2022) (ZCB) ** INE115A07NM3 CRISIL AAA 63 712.88 7.51% BHH4 Bajaj Housing Finance Limited (05/04/2022) (ZCB) ** INE377Y07052 CRISIL AAA 57 652.42 6.87% NHFL3 7.60% National Highways Auth Of Ind (18/03/2022) INE906B07FG1 CRISIL AAA 60 616.79 6.50% HDAI5 HDB Financial Services Limited (05/04/2022) (ZCB) ** INE756I07CI8 CRISIL AAA 54 607.20 6.40% POBF 8.18% Power Finance Corporation Limited (19/03/2022) ** INE134E08JW1 CRISIL AAA 45 462.78 4.87% REWF 8.35% REC Limited (11/03/2022) ** INE020B08BM6 CRISIL AAA 43 442.12 4.66% NHCL 7.17% National Highways Auth Of Ind (23/12/2021) ** INE906B07FE6 CRISIL AAA 25 254.66 2.68% NHAI4 8.70% NHPC Limited (11/02/2022) ** INE848E07245 ICRA AAA 110 115.00 1.21% HDPC 8.58% Housing Development Finance Corporation Limited INE001A07RS3 CRISIL AAA 5 51.60 0.54% FC Sub(18/03/2022) Total 9,167.36 96.55% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 9,167.36 96.55% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 63.89 0.67% P_ Sub Total 63.89 0.67% Total 63.89 0.67% Net Receivables / (Payables) 263.19 2.78% GRAND TOTAL 9,494.44 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security AX Axis Capital Builder Fund - Series 1 (1540 days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry / Rating Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges HD HDFC Bank Limited INE040A01034 Banks 3,00,000 3,691.05 7.69% TCFB Tata Consultancy Services Limited INE467B01029 Software 1,45,000 3,290.99 6.86% BASL Bajaj Finance Limited INE296A01024 Finance 76,000 3,060.94 6.38% HDFL0 Housing Development Finance Corporation Limited INE001A01036 Finance 1,00,555 2,143.73 4.47% IBCFC ICICI Bank Limited INE090A01021 Banks 4,52,535 2,095.46 4.37% BAL05 Bandhan Bank Limited INE545U01014 Banks 3,25,825 1,995.03 4.16% ASND Astral Poly Technik Limited INE006I01046 Industrial Products 1,68,326 1,880.12 3.92% DIVTP Divi's Laboratories Limited INE361B01024 Pharmaceuticals 98,501 1,728.74 3.60% RINI02 Reliance Industries Limited INE002A01018 Petroleum Products 1,05,900 1,550.75 3.23% SUD0 Supreme Industries Limited INE195A01028 Industrial Products 1,28,955 1,501.23 3.13% TTPI0 TTK Prestige Limited INE690A01010 Consumer Durables 21,957 1,364.05 2.84% SPPL Symphony Limited INE225D01027 Consumer Durables 1,00,566 1,309.82 2.73% PIICO PI Industries Limited N0 AX Axis Capital Builder Fund - Series 4 (1582 days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges HD HDFC Bank Limited INE040A01034 Banks 7,78,088 9,573.21 9.87% IBCFB ICICI Bank Limited INE090A01021 Banks 15,70,726 7,273.25 7.50% TCL05 Tata Consultancy Services Limited INE467B01029 Software 2,89,639 6,573.79 6.77% RINSL Reliance Industries Limited INE002A01018 Petroleum Products 4,21,000 6,164.91 6.35% KOD0 Kotak Mahindra Bank Limited INE237A01028 Banks 3,64,019 5,731.48 5.91% HLMA Hindustan Unilever Limited INE030A01027 Consumer Non Durables 2,19,040 4,764.89 4.91% INFEL Infosys Limited INE009A01021 Software 6,30,348 4,321.67 4.45% HDS0 Housing Development Finance Corporation Limited INE001A01036 Finance 1,81,895 3,877.82 4.00% LAFC Larsen & Toubro Limited INE018A01030 Construction Project 2,59,100 3,816.67 3.93% SURS Sundaram Finance Limited INE660A01013 Finance 2,36,390 3,808.83 3.93% ACFI0 ACC Limited INE012A01025 Cement 2,39,976 3,762.94 3.88% CUCL City Union Bank Limited INE491A01021 Banks 15,60,165 3,305.99 3.41% ASBI0 Asian Paints Limited INE021A01026 Consumer Non Durables 1,70,751 3,089.91 3.18% BAPA Bandhan Bank Limited INE545U01014 Banks 4,72,576 2,893.58 2.98% NEND Nestle India Limited INE239A01016 Consumer Non Durables 18,320 2,738.29 2.82% CHST Cholamandalam Investment and Finance Company Limited INE121A01024 Finance 8,02,885 2,448.80 2.52% TCOL TCNS Clothing Co. Limited INE778U01029 Textile Products 2,58,458 1,955.11 2.01% DIVNS Divi's Laboratories Limited INE361B01024 Pharmaceuticals 1,04,300 1,830.52 1.89% MAI02 Maruti Suzuki India Limited INE585B01010 Auto 24,000 1,814.26 1.87% AAUD Aarti Industries Limited INE769A01020 Chemicals 1,81,202 1,588.24 1.64% BARI0 Bajaj Finance Limited INE296A01024 Finance 35,850 1,443.88 1.49% MAFL Mahindra & Mahindra Financial Services Limited INE774D01024 Finance 3,72,941 1,316.48 1.36% SRFS SRF Limited INE647A01010 Textile Products 42,884 1,242.03 1.28% BFFL Bajaj Finserv Limited INE918I01018 Finance 12,300 1,000.53 1.03% GASL Galaxy Surfactants Limited INE600K01018 Chemicals 58,278 901.27 0.93% BALS Balkrishna Industries Limited INE787D01026 Auto Ancillaries 93,833 830.14 0.86% IRCLI0 Indian Railway Catering And Tourism Corporation Limited INE335Y01012 Services 26,753 235.88 0.24% VET0 Varroc Engineering Limited INE665L01035 Auto Ancillaries 25,092 123.50 0.13% PL Arti Surfactants Limited ** INE09EO01013 Chemicals 7,060 33.57 0.03% Sub Total 88,461.44 91.17% (b) Unlisted NIL NIL Sub Total NIL NIL Total 88,461.44 91.17% Others Margil31hS Q E(I)15(n2( DE(I)1p G [(T)-sEn)-74(n)-4(t)] TJ ET Q EMC /P <2/MCID 127/Lang (x-none)>> BDC q 13.92 181.94 604.66 8.544 re W* n BT /F3 6.84 Tf 1 0 0 1 29.28 183.98 Tm 0 g DuraAa)-4(oe)-4(ri2( (4(r)3(g)-2(D(M)-2y)30-sEn)-(b)nt AX Axis Capital Protection Oriented Fund-Series 5 IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry / Rating Quantity (Rs. in Lakhs) Assets TREPS / Reverse Repo TR Clearing Corporation of India Ltd 6,071.95 100.16% P_ Sub Total 6,071.95 100.16% Total 6,071.95 100.16% Net Receivables / (Payables) -9.63 (0.16)% GRAND TOTAL 6,062.32 100.00%

AX Axis Equity Advantage Fund - Series 1 IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges BF Bajaj Finserv Limited INE918I01018 Finance 1,01,725 8,274.67 7.71% AVSL Avenue Supermarts Limited INE192R01011 Retailing 3,48,000 6,941.38 6.47% HDSP HDFC Bank Limited INE040A01034 Banks 5,00,000 6,151.75 5.73% BAFB Bajaj Finance Limited INE296A01024 Finance 1,30,000 5,235.82 4.88% BAFL0 Bandhan Bank Limited INE545U01014 Banks 8,41,840 5,154.59 4.80% INFND Infosys Limited INE009A01021 Software 7,50,000 5,142.00 4.79% KOS0 Kotak Mahindra Bank Limited INE237A01028 Banks 2,88,818 4,547.44 4.24% TCMA Tata Consultancy Services Limited INE467B01029 Software 2,00,000 4,539.30 4.23% ASSL Asian Paints Limited INE021A01026 Consumer Non Durables 2,15,000 3,890.64 3.63% PIDPA Pidilite Industries Limited INE318A01026 Chemicals 2,30,383 3,229.05 3.01% SUI02 Supreme Industries Limited INE195A01028 Industrial Products 2,60,081 3,027.73 2.82% RINPI0 Reliance Industries Limited INE002A01018 Petroleum Products 2,00,000 2,928.70 2.73% HDD0 Housing Development Finance Corporation Limited INE001A01036 Finance 1,15,000 2,451.69 2.28% TWFC Titan Company Limited INE280A01028 Consumer Durables 1,71,000 2,276.35 2.12% MAAT Maruti Suzuki India Limited INE585B01010 Auto 28,432 2,149.29 2.00% IEIUD Info Edge (India) Limited INE663F01024 Software 80,000 2,055.20 1.92% IBCN0 ICICI Bank Limited INE090A01021 Banks 4,43,000 2,051.31 1.91% ENL05 Endurance Technologies Limited INE913H01037 Auto Ancillaries 1,68,199 1,834.13 1.71% DIVDT Divi's Laboratories Limited INE361B01024 Pharmaceuticals 80,000 1,404.04 1.31% CUI02 City Union Bank Limited INE491A01021 Banks 5,01,861 1,063.44 0.99% HLBI0 Hindustan Unilever Limited INE030A01027 Consumer Non Durables 35,900 780.95 0.73% EL Sub Total 75,129.47 70.01% (b) Unlisted NIL NIL Sub Total NIL NIL Total 75,129.47 70.01% Derivatives Index / Stock Options N2 Nifty 50 Index 9900 Put June 2020 Option 75,000 86.36 0.08% N20J Nifty 50 Index 10000 Put June 2020 Option ** 75,000 50.96 0.05% N20J Nifty 50 Index 9000 Put June 2020 Option ** 3,18,750 39.68 0.04% 0J Sub Total 177.00 0.17% Total 177.00 0.17% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 31,349.27 29.22% P_ Sub Total 31,349.27 29.22% Total 31,349.27 29.22% Net Receivables / (Payables) 640.53 0.60% GRAND TOTAL 1,07,296.27 100.00%

** Thinly Traded / Non Traded Security AX Axis Equity Advantage Fund - Series 2 IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges BA Bajaj Finance Limited INE296A01024 Finance 25,900 1,043.14 9.88% HDFL0 HDFC Bank Limited INE040A01034 Banks 65,200 802.19 7.60% IEIFB Info Edge (India) Limited INE663F01024 Software 30,000 770.70 7.30% AVN0 Avenue Supermarts Limited INE192R01011 Retailing 32,000 638.29 6.04% KOSP Kotak Mahindra Bank Limited INE237A01028 Banks 33,839 532.80 5.05% INFMA Infosys Limited INE009A01021 Software 73,000 500.49 4.74% PIDS0 Pidilite Industries Limited INE318A01026 Chemicals 35,000 490.56 4.65% TCI02 Tata Consultancy Services Limited INE467B01029 Software 20,000 453.93 4.30% ASSL Asian Paints Limited INE021A01026 Consumer Non Durables 21,000 380.02 3.60% BAPA Bandhan Bank Limited INE545U01014 Banks 61,440 376.20 3.56% HDND Housing Development Finance Corporation Limited INE001A01036 Finance 11,000 234.51 2.22% RINFC Reliance Industries Limited INE002A01018 Petroleum Products 15,000 219.65 2.08% HLD0 Hindustan Unilever Limited INE030A01027 Consumer Non Durables 9,000 195.78 1.85% MAEL Maruti Suzuki India Limited INE585B01010 Auto 2,400 181.43 1.72% CUUD City Union Bank Limited INE491A01021 Banks 83,600 BI0 AX Axis Emerging Opportunities Fund – Series 1 (1400 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges CU City Union Bank Limited INE491A01021 Banks 27,10,837 5,744.26 9.32% BEBI0 Berger Paints (I) Limited INE463A01038 Consumer Non Durables 9,32,584 4,914.25 7.97% CHRG Cholamandalam Investment and Finance Company Limited INE121A01024 Finance 13,38,605 4,082.75 6.62% DIVOL Divi's Laboratories Limited INE361B01024 Pharmaceuticals 2,01,120 3,529.76 5.73% MAI02 Mahindra & Mahindra Financial Services Limited INE774D01024 Finance 9,09,997 3,212.29 5.21% SUFS Sundaram Finance Limited INE660A01013 Finance 1,80,964 2,915.78 4.73% BAFI0 Bandhan Bank Limited INE545U01014 Banks 4,66,774 2,858.06 4.64% AAND Aarti Industries Limited INE769A01020 Chemicals 2,92,118 2,560.41 4.15% BARI0 Balkrishna Industries Limited INE787D01026 Auto Ancillaries 2,78,384 2,462.86 3.99% VOLI0 Voltas Limited INE226A01021 Consumer Durables 3,44,726 2,442.38 3.96% MRLT MRF Limited INE883A01011 Auto Ancillaries 3,293 2,162.64 3.51% MOFL Motherson Sumi Systems Limited INE775A01035 Auto Ancillaries 15,45,676 1,900.41 3.08% NITSU NIIT Technologies Limited INE591G01017 Software 1,18,565 1,836.22 2.98% SRL01 SRF Limited INE647A01010 Textile Products 62,591 1,812.79 2.94% PLFL Petronet LNG Limited INE347G01014 Gas 6,17,087 1,767.34 2.87% UBNG United Breweries Limited INE686F01025 Consumer Non Durables 1,30,788 1,669.05 2.71% ACBL ACC Limited INE012A01025 Cement 1,05,896 1,660.50 2.69% JKCL JK Cement Limited INE823G01014 Cement 1,05,414 1,177.53 1.91% COCE Coromandel International Limited INE169A01031 Fertilisers 2,44,656 1,163.09 1.89% TCFE TCNS Clothing Co. Limited INE778U01029 Textile Products 1,41,883 1,073.27 1.74% ENNS Endurance Technologies Limited INE913H01037 Auto Ancillaries 94,172 1,026.90 1.67% PEDT Aditya Birla Fashion and Retail Limited INE647O01011 Retailing 4,37,612 928.61 1.51% ASFR Ashok Leyland Limited INE208A01029 Auto 10,68,000 819.69 1.33% LTIHL Larsen & Toubro Infotech Limited INE214T01019 Software 44,570 767.43 1.24% VEL01 Varroc Engineering Limited INE665L01035 Auto Ancillaries 1,49,899 737.80 1.20% TTPL TTK Prestige Limited INE690A01010 Consumer Durables 11,262 699.63 1.13% CHPL Chalet Hotels Limited INE427F01016 Hotels, Resorts And Other Recreational 1,98,410 645.82 1.05% SYAL Syngene International Limited INE398R01022 PharmaceuticalsActivities 1,85,374 614.33 1.00% ALNI0 Alkem Laboratories Limited INE540L01014 Pharmaceuticals 26,000 519.40 0.84% KCKE Cummins India Limited INE298A01020 Industrial Products 77,550 421.83 0.68% TINUL Cholamandalam Financial Holdings Limited INE149A01033 Finance 90,000 410.58 0.67% SPV0 Symphony Limited INE225D01027 Consumer Durables 17,000 221.42 0.36% VGICO V-Guard Industries Limited INE951I01027 Consumer Durables 86,607 216.34 0.35% IRCL02 Indian Railway Catering And Tourism Corporation Limited INE335Y01012 Services 19,109 168.48 0.27% T0 Arti Surfactants Limited ** INE09EO01013 Chemicals 5,342 25.40 0.04% Sub Total 59,169.30 95.98% (b) Unlisted NIL NIL Sub Total NIL NIL Total 59,169.30 95.98% Others Margin Fixed Deposit Duration (in Days) FD 5.1% HDFC Bank Limited (27/01/2020) 94 525.00 0.85% FDHD 6.85% HDFC Bank Limited (04/11/2019) 186 200.00 0.32% HD Sub Total 725.00 1.17% Total 725.00 1.17% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 2,584.25 4.19% P_ Sub Total 2,584.25 4.19% Total 2,584.25 4.19% Net Receivables / (Payables) (824.70) (1.34)% GRAND TOTAL 61,653.85 100.00%

** Thinly Traded / Non Traded Security AX Axis Emerging Opportunities Fund – Series 2 (1400 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry Quantity (Rs. in Lakhs) Assets Equity & Equity related (a) Listed / awaiting listing on Stock Exchanges CU City Union Bank Limited INE491A01021 Banks 58,08,797 12,308.84 9.28% BEBI0 Berger Paints (I) Limited INE463A01038 Consumer Non Durables 20,98,238 11,056.67 8.33% CHRG Cholamandalam Investment and Finance Company Limited INE121A01024 Finance 26,95,915 8,222.54 6.20% DIVOL Divi's Laboratories Limited INE361B01024 Pharmaceuticals 4,41,581 7,749.97 5.84% MAI02 Mahindra & Mahindra Financial Services Limited INE774D01024 Finance 20,23,489 7,142.92 5.38% SUFS Sundaram Finance Limited INE660A01013 Finance 4,21,625 6,793.43 5.12% MRFI0 MRF Limited INE883A01011 Auto Ancillaries 9,650 6,337.52 4.78% BAFL Bandhan Bank Limited INE545U01014 Banks 9,59,057 5,872.31 4.42% BAND Balkrishna Industries Limited INE787D01026 Auto Ancillaries 5,74,957 5,086.64 3.83% ENLI0 Endurance Technologies Limited INE913H01037 Auto Ancillaries 4,44,411 4,846.08 3.65% VODT Voltas Limited INE226A01021 Consumer Durables 6,69,233 4,741.52 3.57% AALT Aarti Industries Limited INE769A01020 Chemicals 5,33,848 4,679.18 3.53% MORI0 Motherson Sumi Systems Limited INE775A01035 Auto Ancillaries 30,71,333 3,776.20 2.85% ACSU ACC Limited INE012A01025 Cement 2,33,185 3,656.46 2.76% PLCL Petronet LNG Limited INE347G01014 Gas 12,52,678 3,587.67 2.70% NITNG NIIT Technologies Limited INE591G01017 Software 2,28,584 3,540.08 2.67% SRL01 SRF Limited INE647A01010 Textile Products 1,10,917 3,212.43 2.42% UBFL United Breweries Limited INE686F01025 Consumer Non Durables 2,49,038 3,178.10 2.39% COBL Coromandel International Limited INE169A01031 Fertilisers 6,30,485 2,997.33 2.26% TCFE TCNS Clothing Co. Limited INE778U01029 Textile Products 3,81,645 2,886.95 2.18% JKNS JK Cement Limited INE823G01014 Cement 2,20,653 2,464.80 1.86% ASCE Ashok Leyland Limited INE208A01029 Auto 22,15,000 1,700.01 1.28% LTIHL Larsen & Toubro Infotech Limited INE214T01019 Software 83,737 1,441.83 1.09% VEL01 Varroc Engineering Limited INE665L01035 Auto Ancillaries 2,79,493 1,375.66 1.04% PEPL Aditya Birla Fashion and Retail Limited INE647O01011 Retailing 6,34,658 1,346.74 1.01% CHFR Chalet Hotels Limited INE427F01016 Hotels, Resorts And Other Recreational 3,97,445 1,293.68 0.97% SYAL Syngene International Limited INE398R01022 PharmaceuticalsActivities 3,47,970 1,153.17 0.87% TTNI0 TTK Prestige Limited INE690A01010 Consumer Durables 16,933 1,051.94 0.79% ALPL Alkem Laboratories Limited INE540L01014 Pharmaceuticals 52,000 1,038.80 0.78% TINKE Cholamandalam Financial Holdings Limited INE149A01033 Finance 1,96,000 894.15 0.67% KCV0 Cummins India Limited INE298A01020 Industrial Products 1,62,204 882.31 0.66% VGUL V-Guard Industries Limited INE951I01027 Consumer Durables 1,65,477 413.36 0.31% IRIL0 Indian Railway Catering And Tourism Corporation Limited INE335Y01012 Services 38,219 336.98 0.25% SPCT Symphony Limited INE225D01027 Consumer Durables 17,000 221.42 0.17% CO Arti Surfactants Limited ** INE09EO01013 Chemicals 10,109 48.07 0.04% Sub Total 1,27,335.76 95.95% (b) Unlisted NIL NIL Sub Total NIL NIL Total 1,27,335.76 95.95% Others Margin Fixed Deposit Duration (in Days) FD 5.1% HDFC Bank Limited (27/01/2020) 94 525.00 0.40% FDHD 6.85% HDFC Bank Limited (04/11/2019) 186 300.00 0.23% HD Sub Total 825.00 0.63% Total 825.00 0.63% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 5,962.08 4.49% P_ Sub Total 5,962.08 4.49% Total 5,962.08 4.49% Net Receivables / (Payables) (1,414.92) (1.07)% GRAND TOTAL 1,32,707.92 100.00%

** Thinly Traded / Non Traded Security AX Axis Gold ETF IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Industry / Rating Quantity (Rs. in Lakhs) Assets Gold GO GOLD .995 1KG BAR 348 13,441.51 99.01% LD Sub Total 13,441.51 99.01% Total 13,441.51 99.01% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 125.69 0.93% P_ Sub Total 125.69 0.93% Total 125.69 0.93% Net Receivables / (Payables) 8.40 0.06% GRAND TOTAL 13,575.60 100.00%

Aggregate Investments by other schemes as on October 31,2019 RS 9,508.14 Lakh's AX Axis Hybrid Fund Series-31 (1381 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N1 Nifty 50 Index 8600 Call December 2019 Option 1,50,000 4,969.50 18.58% N19D Nifty 50 Index 8700 Call December 2019 Option 30,000 963.90 3.60% 9L8 Sub Total 5,933.40 22.18% Total 5,933.40 22.18% Debt Instruments (a) Listed / awaiting listing on Stock Exchange MM Mahindra & Mahindra Financial Services Limited (16/01/2020) INE774D07KV8 IND AAA 190 2,876.05 10.76% REFS 8.56%(ZCB) **REC Limited (13/11/2019) ** INE020B08864 CRISIL AAA 210 2,101.99 7.86% POCL 8.36% Power Finance Corporation Limited (26/02/2020) ** INE134E08GX5 CRISIL AAA 200 2,016.72 7.54% SHWF 8.8228% Shriram Transport Finance Company Limited (27/04/2020) INE721A07KX1 CRISIL AA+ 200 1,993.40 7.45% CHTR Cholamandalam** Investment and Finance Company Limited INE121A07MH3 ICRA AA+ 130 1,699.41 6.36% PGOL 8.13%(29/04/2020) Power (ZCB)Grid Corporation ** of India Limited (24/04/2020) ** INE752E07NM5 CRISIL AAA 150 1,515.47 5.67% NBCI3 8.20% National Bank For Agriculture and Rural Development INE261F08485 CRISIL AAA 150 1,513.18 5.66% HDAR 1.5%(13/03/2020) Housing ** Development Finance Corporation Limited INE001A07QB1 CRISIL AAA 8 817.05 3.06% PGFC 8.20%(30/03/2020) Power **Grid Corporation of India Limited (23/01/2020) ** INE752E07ME4 CRISIL AAA 75 754.70 2.82% NBCI3 8.22% National Bank For Agriculture and Rural Development INE261F08451 CRISIL AAA 50 503.65 1.88% NBAR 8.15%(18/02/2020) National ** Bank For Agriculture and Rural Development INE261F08477 CRISIL AAA 40 403.20 1.51% POAR 8.65%(04/03/2020) Power **Finance Corporation Limited (28/11/2019) ** INE134E08GQ9 CRISIL AAA 30 300.66 1.12% NHWF 8.70% NHPC Limited (11/02/2020) ** INE848E07229 ICRA AAA 200 201.63 0.75% BTPC 8.25% Bharti Airtel Limited (20/04/2020) ** INE397D08029 CRISIL AA 20 200.42 0.75% HDVL 8.75% Housing Development Finance Corporation Limited INE001A07NH5 CRISIL AAA 30 150.88 0.56% POFC 8.38%(13/01/2020) Power **Finance Corporation Limited (27/04/2020) ** INE134E08HF0 CRISIL AAA 10 101.08 0.38% REWF 8.87% REC Limited (08/03/2020) ** INE020B08823 CRISIL AAA 10 101.05 0.38% NHCL 8.85% NHPC Limited (11/02/2020) ** INE848E07310 ICRA AAA 100 100.86 0.38% LICPC 8.68% LIC Housing Finance Limited (30/03/2020) ** INE115A07GX4 CRISIL AAA 5 50.54 0.19% H2 Sub Total 17,401.94 65.08% (b) Privately placed / Unlisted TA 7.90% Tata Sons Private Ltd (06/03/2020) ** # INE895D08766 CRISIL AAA 10 100.53 0.38% SO Sub Total 100.53 0.38% Total 17,502.47 65.46% Money Market Instruments Certificate of Deposit SID Small Industries Dev Bank of India (28/01/2020) # INE556F16531 CARE A1+ 1,700 1,679.33 6.28% BKIB3 Bank of India (22/11/2019) ** # INE084A16CB8 CRISIL A1+ 250 249.28 0.93% SIDN4 Small Industries Dev Bank of India (15/01/2020) ** # INE556F16523 CARE A1+ 90 89.07 0.33% B4 Sub Total 2,017.68 7.54% Total 2,017.68 7.54% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 60.07 0.22% P_ Sub Total 60.07 0.22% Total 60.07 0.22% Net Receivables / (Payables) 1,227.34 4.60% GRAND TOTAL 26,740.96 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security

Notes

(1) Details of security in default beyond its maturity date are as follows; (Rs. in Lakhs) Value of the security including interest % to Net Asset as Total amount (Principal Name of Security ISIN amount (considered under net on October 31, and Interest) due on receivables) 2019 maturity 9.1% Dewan Housing Finance Corporation Limited NCD Ser I (09/09/2019) INE202B07IK1 559.95 2.09% 2,290.58 AX Axis Hybrid Fund Series-32 (1367 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N1 Nifty 50 Index 8700 Call December 2019 Option 2,62,500 8,434.13 21.30% 9L8 Sub Total 8,434.13 21.30% Total 8,434.13 21.30% Debt Instruments (a) Listed / awaiting listing on Stock Exchange MM Mahindra & Mahindra Financial Services Limited (16/01/2020) (ZCB) INE774D07KV8 IND AAA 270 4,087.01 10.32% CHFS Cholamandalam** Investment and Finance Company Limited INE121A07MH3 ICRA AA+ 300 3,921.72 9.90% INBOL 8.90%(29/04/2020) Reliance (ZCB) Jio Infocomm** Limited (21/01/2020) ** INE110L08052 CRISIL AAA 260 2,615.96 6.61% NBS3 8.22% National Bank For Agriculture and Rural Development INE261F08451 CRISIL AAA 250 2,518.24 6.36% POAR 8.65%(18/02/2020) Power ** Finance Corporation Limited (28/11/2019) ** INE134E08GQ9 CRISIL AAA 180 1,803.95 4.56% LICWF 8.68% LIC Housing Finance Limited (30/03/2020) ** INE115A07GX4 CRISIL AAA 100 1,010.83 2.55% LICH2 8.02% LIC Housing Finance Limited (18/02/2020) ** INE115A07KC0 CRISIL AAA 100 1,005.92 2.54% NBH3 8.15% National Bank For Agriculture and Rural Development INE261F08477 CRISIL AAA 60 604.80 1.53% POAR 8.82%(04/03/2020) Power ** Finance Corporation Limited (20/02/2020) ** INE134E08FG2 CRISIL AAA 50 504.62 1.27% IDFWF 8.63% IDFC First Bank Limited (18/02/2020) ** INE092T08964 ICRA AA 50 500.67 1.26% SHC5 8.45% Shriram Transport Finance Company Limited (27/03/2020) ** INE721A07NR7 IND AA+ 50 498.55 1.26% PGTR 9.25% Power Grid Corporation of India Limited (26/12/2019) ** INE752E07JF7 CRISIL AAA 24 301.70 0.76% PGCI2 8.13% Power Grid Corporation of India Limited (24/04/2020) ** INE752E07NM5 CRISIL AAA 28 282.89 0.71% HDCI3 8.49% Housing Development Finance Corporation Limited INE001A07NU8 CRISIL AAA 40 201.89 0.51% POFC 8.36%(27/04/2020) Power ** Finance Corporation Limited (26/02/2020) ** INE134E08GX5 CRISIL AAA 20 201.67 0.51% POWF 7.53% Power Finance Corporation Limited (20/01/2020) ** INE134E08JN0 CRISIL AAA 20 200.86 0.51% SIDWF 7.25% Small Industries Dev Bank of India (30/04/2020) ** INE556F08IV6 CARE AAA 5 50.32 0.13% POB3 8.95% Power Finance Corporation Limited (30/03/2020) ** INE134E08CU0 CRISIL AAA 4 40.51 0.10% WF Sub Total 20,352.11 51.39% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 20,352.11 51.39% Money Market Instruments Certificate of Deposit SID Small Industries Dev Bank of India (28/01/2020) # INE556F16531 CARE A1+ 2,200 2,173.25 5.49% IBCB3 ICICI Bank Limited (19/12/2019) ** # INE090A168R2 ICRA A1+ 1,400 1,390.95 3.51% SIDL10 Small Industries Dev Bank of India (15/01/2020) ** # INE556F16523 CARE A1+ 950 940.18 2.37% BKIB4 Bank of India (22/11/2019) ** # INE084A16CB8 CRISIL A1+ 750 747.83 1.89% N4 Sub Total 5,252.21 13.26% Total 5,252.21 13.26% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 4,074.93 10.29% P_ Sub Total 4,074.93 10.29% Total 4,074.93 10.29% Net Receivables / (Payables) 1,483.65 3.76% GRAND TOTAL 39,597.03 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security

Details of securities in default beyond its maturity date are as follows; (Rs. in Lakhs) Total amount Value of the security including interest % to Net Asset as (Principal and Name of Security ISIN amount (considered under net on September 30, Interest) due on receivables) 2019 maturity 9.1% Dewan Housing Finance Corporation Limited NCD Ser INE202B07HQ0 268.20 0.68% 1,091.000 IV (16/08/2019) 9.1% Dewan Housing Finance Corporation Limited NCD Ser I INE202B07IK1 506.62 1.28% 2,072.43 (09/09/2019) AX Axis Hybrid Fund Series-33 (1358 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N1 Nifty 50 Index 8800 Call December 2019 Option ** 1,08,750 3,432.86 9.05% N19D Nifty 50 Index 8900 Call December 2019 Option ** 75,000 2,293.16 6.04% N19D Nifty 50 Index 9000 Call December 2019 Option 75,000 2,195.89 5.79% 9D Sub Total 7,921.91 20.88% Total 7,921.91 20.88% Debt Instruments (a) Listed / awaiting listing on Stock Exchange BA 7.9886% Bajaj Finance Limited (25/05/2020) ** INE296A07MI1 CARE AAA 390 3,928.85 10.35% POFL 8.38% Power Finance Corporation Limited (27/04/2020) ** INE134E08HF0 CRISIL AAA 350 3,537.88 9.32% INBWF 8.90% Reliance Jio Infocomm Limited (21/01/2020) ** INE110L08052 CRISIL AAA 200 2,012.27 5.30% CHS3 8.2305% Cholamandalam Investment and Finance Company Limited (30/04/2020) ** INE121A07MS0 ICRA AA+ 200 2,009.22 5.30% TPOL 9.48% Tata Power Company Limited (17/11/2019) ** INE245A08067 ICRA AA- 200 2,002.32 5.28% LICO 7.813% LIC Housing Finance Limited (27/04/2020) ** INE115A07KL1 CRISIL AAA 150 1,509.41 3.98% EXIH3 7.09% Export Import Bank of India (02/03/2020) ** INE514E08FK7 CRISIL AAA 141 1,417.24 3.74% NBM5 8.22% National Bank For Agriculture and Rural Development (18/02/2020) ** INE261F08451 CRISIL AAA 100 1,007.30 2.65% MMAR 7.9801% Mahindra & Mahindra Financial Services Limited (07/02/2020) ** INE774D07PP9 IND AAA 100 1,004.65 2.65% POFS 8.65% Power Finance Corporation Limited (28/11/2019) ** INE134E08GQ9 CRISIL AAA 70 701.54 1.85% SHWF 8.45% Shriram Transport Finance Company Limited (27/03/2020) ** INE721A07NR7 IND AA+ 50 498.55 1.31% SIDTR 7.25% Small Industries Dev Bank of India (30/04/2020) ** INE556F08IV6 CARE AAA 20 201.26 0.53% REB3 8.87% REC Limited (08/03/2020) ** INE020B08823 CRISIL AAA 15 151.58 0.40% PGCL 9.25% Power Grid Corporation of India Limited (26/12/2019) ** INE752E07JF7 CRISIL AAA 12 150.85 0.40% IRLCI2 6.73% Indian Railway Finance Corporation Limited (23/03/2020) ** INE053F07959 CRISIL AAA 10 100.50 0.26% REY2 8.56% REC Limited (13/11/2019) ** INE020B08864 CRISIL AAA 5 50.05 0.13% CL Sub Total 20,283.47 53.45% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 20,283.47 53.45% Money Market Instruments Certificate of Deposit SID Small Industries Dev Bank of India (28/01/2020) # INE556F16531 CARE A1+ 1,600 1,580.54 4.17% IBCB3 ICICI Bank Limited (19/12/2019) ** # INE090A168R2 ICRA A1+ 1,100 1,092.89 2.88% SIDL10 Small Industries Dev Bank of India (15/01/2020) ** # INE556F16523 CARE A1+ 930 920.38 2.43% B4 Sub Total 3,593.81 9.48% Total 3,593.81 9.48% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 3,957.09 10.43% P_ Sub Total 3,957.09 10.43% Total 3,957.09 10.43% Net Receivables / (Payables) 2,187.26 5.76% GRAND TOTAL 37,943.54 100.00%

** Thinly Traded / Non Traded Security # Unlisted Security

Notes

(1) Details of security in default beyond its maturity date are as follows; (Rs. in Lakhs) Value of the security including interest % to Net Asset as Total amount (Principal Name of Security ISIN amount (considered under net on October 31, and Interest) due on receivables) 2019 maturity 11.00% Dewan Housing Finance Corporation Limited(12/09/19)Put 12/09/17 INE202B07654 841.45 2.22% 3,470.21 AX Axis Hybrid Fund Series-35 (1359 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N2 Nifty 50 Index 8300 Call June 2020 Option ** 82,500 3,211.56 15.27% N20J Nifty 50 Index 8200 Call June 2020 Option ** 49,500 1,974.28 9.38% 0J Sub Total 5,185.84 24.65% Total 5,185.84 24.65% Debt Instruments (a) Listed / awaiting listing on Stock Exchange NB 8.37% National Bank For Agriculture and Rural Development INE261F08527 CRISIL AAA 187 1,896.74 9.02% INBAR 8.90%(22/06/2020) Reliance ** Jio Infocomm Limited (21/01/2020) ** INE110L08052 CRISIL AAA 160 1,609.82 7.65% HDS3 1.5% Housing Development Finance Corporation Limited INE001A07QI6 CRISIL AAA 15 1,539.59 7.32% POFC 8.38%(18/06/2020) Power **Finance Corporation Limited (27/04/2020) ** INE134E08HF0 CRISIL AAA 150 1,516.23 7.21% REWF 8.87% REC Limited (08/03/2020) ** INE020B08823 CRISIL AAA 150 1,515.81 7.21% TECL 9.75% Tata Motors Limited (24/05/2020) ** INE155A08050 ICRA AA- 100 1,009.38 4.80% POLC 7.05% Power Finance Corporation Limited (15/05/2020) ** INE134E08IS1 CRISIL AAA 50 502.64 2.39% CHWF 8.2305% Cholamandalam Investment and Finance Company INE121A07MS0 ICRA AA+ 50 502.30 2.39% EXIOL 7.09%Limited Export (30/04/2020) Import Bank** of India (02/03/2020) ** INE514E08FK7 CRISIL AAA 40 402.06 1.91% GOM5 8.01% State Government Securities (23/06/2020) IN2920160065 Sovereign 3,50,000 354.73 1.69% PGI15 8.20% Power Grid Corporation of India Limited (23/01/2020) ** INE752E07ME4 CRISIL AAA 25 251.57 1.20% AFCI3 9.36% L&T Finance Limited (20/12/2019) ** INE027E07766 ICRA AAA 20 200.82 0.95% POGL 8.45% Power Finance Corporation Limited (10/08/2020) ** INE134E08HQ7 CRISIL AAA 15 152.35 0.72% PGWF 9.25% Power Grid Corporation of India Limited (26/12/2019) ** INE752E07JF7 CRISIL AAA 9 113.14 0.54% POCI2 8.95% Power Finance Corporation Limited (30/03/2020) ** INE134E08CU0 CRISIL AAA 10 101.28 0.48% POWF 8.36% Power Finance Corporation Limited (26/02/2020) ** INE134E08GX5 CRISIL AAA 10 100.84 0.48% MUWF 8.75% Muthoot Finance Limited (24/06/2020) ** INE414G07CC1 CRISIL AA 10,000 99.76 0.47% FL Sub Total 11,869.06 56.43% (b) Privately placed / Unlisted TA 8.60% Tata Sons Private Ltd (22/01/2020) ** # INE895D07503 CRISIL AAA 150 1,507.56 7.17% SO Sub Total 1,507.56 7.17% Total 13,376.62 63.60% Money Market Instruments Certificate of Deposit SID Small Industries Dev Bank of India (15/01/2020) ** # INE556F16523 CARE A1+ 530 524.52 2.49% SIDB4 Small Industries Dev Bank of India (28/01/2020) # INE556F16531 CARE A1+ 500 493.92 2.35% SIDB3 Small Industries Dev Bank of India (24/07/2020) ** # INE556F16705 CARE A1+ 270 259.19 1.23% B4 Sub Total 1,277.63 6.07% Total 1,277.63 6.07% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 30.32 0.14% P_ Sub Total 30.32 0.14% Total 30.32 0.14% Net Receivables / (Payables) 1,166.49 5.54% GRAND TOTAL 21,036.90 100.00%

** Thinly Traded / Non Traded Security # Unlisted Security

Notes

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security AX Axis Hybrid Fund - Series 6 (1324 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N2 Nifty 50 Index 11300 Call June 2020 Option ** 1,350 17.79 3.85% N20J Nifty 50 Index 10600 Call June 2020 Option ** 225 4.11 0.89% 0J Sub Total 21.90 4.74% Total 21.90 4.74% Debt Instruments (a) Listed / awaiting listing on Stock Exchange NH 6.91% NHPC Limited (15/09/2020) ** INE848E07AF2 ICRA AAA 5 50.45 10.91% LICPC 8.90% LIC Housing Finance Limited (10/08/2020) ** INE115A07932 CRISIL AAA 4 40.66 8.79% NBH1 8.37% National Bank For Agriculture and Rural Development INE261F08527 CRISIL AAA 4 40.57 8.78% REAR 7.13%(22/06/2020) REC Limited ** (21/09/2020) INE020B08AE5 CRISIL AAA 4 40.28 8.71% BTCL 8.25% Bharti Airtel Limited (20/04/2020) ** INE397D08029 CRISIL AA 4 40.08 8.67% POVL 7.05% Power Finance Corporation Limited (15/05/2020) ** INE134E08IS1 CRISIL AAA 3 30.16 6.52% AFWF 8.07% L&T Finance Limited (29/05/2020) ** INE027E07394 ICRA AAA 1 24.91 5.39% EXIGL 7.09% Export Import Bank of India (02/03/2020) ** INE514E08FK7 CRISIL AAA 2 20.10 4.35% M5 Sub Total 287.21 62.12% (b) Privately placed / Unlisted TM TMF Holdings Limited (24/01/2020) (ZCB) ** # INE909H08253 CRISIL AA- 4 50.30 10.88% LF4 Sub Total 50.30 10.88% Total 337.51 73.00% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 94.38 20.41% P_ Sub Total 94.38 20.41% Total 94.38 20.41% Net Receivables / (Payables) 8.53 1.85% GRAND TOTAL 462.32 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security AX Axis Hybrid Fund - Series 7 (1305 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Derivatives Index / Stock Options N2 Nifty 50 Index 11300 Call June 2020 Option ** 1,500 19.76 3.67% N20J Nifty 50 Index 10600 Call June 2020 Option ** 300 5.48 1.02% 0J Sub Total 25.24 4.69% Total 25.24 4.69% Debt Instruments (a) Listed / awaiting listing on Stock Exchange LIC 8.90% LIC Housing Finance Limited (10/08/2020) ** INE115A07932 CRISIL AAA 5 50.83 9.44% NBH1 8.37% National Bank For Agriculture and Rural Development INE261F08527 CRISIL AAA 5 50.71 9.42% NHAR 6.91%(22/06/2020) NHPC ** Limited (15/09/2020) ** INE848E07AF2 ICRA AAA 5 50.45 9.37% REPC 7.13% REC Limited (21/09/2020) INE020B08AE5 CRISIL AAA 5 50.35 9.35% POCL 7.05% Power Finance Corporation Limited (15/05/2020) ** INE134E08IS1 CRISIL AAA 4 40.21 7.47% BTWF 8.25% Bharti Airtel Limited (20/04/2020) ** INE397D08029 CRISIL AA 4 40.08 7.45% EXIVL 7.09% Export Import Bank of India (02/03/2020) ** INE514E08FK7 CRISIL AAA 3 30.15 5.60% AFM5 8.07% L&T Finance Limited (29/05/2020) ** INE027E07394 ICRA AAA 1 24.91 4.63% GL Sub Total 337.69 62.73% (b) Privately placed / Unlisted TM TMF Holdings Limited (24/01/2020) (ZCB) ** # INE909H08253 CRISIL AA- 4 50.30 9.35% LF4 Sub Total 50.30 9.35% Total 387.99 72.08% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 114.62 21.29% P_ Sub Total 114.62 21.29% Total 114.62 21.29% Net Receivables / (Payables) 10.41 1.94% GRAND TOTAL 538.26 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security # Unlisted Security AX Axis Fixed Term Plan - Series 95 (1185 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange KO Kotak Mahindra Prime Limited (27/08/2021) (ZCB) ** INE916DA7PU0 CRISIL AAA 141 1,240.56 11.97% BHMP Bajaj Housing Finance Limited (04/05/2021) (ZCB) ** INE377Y07037 CRISIL AAA 100 1,155.29 11.15% HDFL2 8.81% HDB Financial Services Limited (07/07/2021) ** INE756I07BY7 CRISIL AAA 105 1,072.52 10.35% NBBF 8.37% National Bank For Agriculture and Rural Development INE261F08AM9 CRISIL AAA 100 1,029.19 9.93% POAR 7.47%(03/08/2021) Power **Finance Corporation Limited (16/09/2021) ** INE134E08IJ0 CRISIL AAA 100 1,013.15 9.78% NHWF 6.91% NHPC Limited (15/09/2021) ** INE848E07AG0 ICRA AAA 100 1,009.51 9.74% EXIPC 9.38% Export Import Bank of India (29/09/2021) ** INE514E08AG6 CRISIL AAA 95 1,001.29 9.66% REM2 9.48% REC Limited (10/08/2021) ** INE020B08591 CRISIL AAA 95 990.73 9.56% SIDCL 8.50% Small Industries Dev Bank of India (21/06/2021) ** INE556F08JF7 CARE AAA 77 795.04 7.67% LICB3 LIC Housing Finance Limited (25/03/2021) (ZCB) ** INE115A07MX2 CRISIL AAA 47 544.24 5.25% NBH4 8.39% National Bank For Agriculture and Rural Development INE261F08AL1 CRISIL AAA 6 61.73 0.60% AR Sub(19/07/2021) Total ** 9,913.25 95.66% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 9,913.25 95.66% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 328.35 3.17% P_ Sub Total 328.35 3.17% Total 328.35 3.17% Net Receivables / (Payables) 122.34 1.17% GRAND TOTAL 10,363.94 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security AX Axis Fixed Term Plan - Series 96 (1124 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange NC 8.66% Nuvoco Vistas Corporation Limited (14/09/2021) ** INE548V07047 CRISIL AA 46 461.22 9.83% TECL 7.40% Tata Motors Limited (29/06/2021) ** INE155A08365 CARE AA- 47 460.91 9.83% TALC 9.23% Talwandi Sabo Power Limited (30/07/2021) ** INE694L07123 CRISIL AA(CE) 46 455.48 9.71% BIRSP 9.15% Birla Corporation Limited (18/08/2021) ** INE340A07076 ICRA AA 46 455.25 9.70% PEJ40 Aditya Birla Fashion and Retail Limited (14/08/2021) (ZCB) ** INE647O08073 CRISIL AA 41 452.70 9.65% SEFR 8.50% Vedanta Limited (15/06/2021) ** INE205A07147 CRISIL AA 33 325.85 6.95% JMSA JM Financial Products Limited (13/09/2021) (ZCB) ** INE523H07AC1 ICRA AA 25 268.71 5.73% IIHFP IIFL Home Finance Limited (11/08/2021) (ZCB) ** INE477L07917 CRISIL AA 25 268.29 5.72% MUF10 8.75% Muthoot Finance Limited (19/06/2021) ** INE414G07CM0 CRISIL AA 25,000 244.43 5.21% SHFL2 9.10% Shriram Transport Finance Company Limited (12/07/2021) ** INE721A07NV9 CRISIL AA+ 25,000 241.82 5.15% EDTR 9.30% Edelweiss Rural & Corporate Services Limited (22/04/2021) ** INE657N07472 ICRA AA- 22 204.39 4.36% ICFCO 9.45% IndoStar Capital Finance Limited (24/09/2021) ** INE896L07454 CARE AA- 2 192.79 4.11% IBHP1 8.75% Indiabulls Housing Finance Limited (25/09/2021) ** INE148I07GE8 BWR AA+ 18,000 152.83 3.26% DHF47 9.05% Dewan Housing Finance Corporation Limited (09/09/2021) ^ INE202B07IL9 CARE D 46,000 115.00 2.45% REFL2 8.15% REC Limited (18/06/2021) ** INE020B08BN4 CRISIL AAA 10 102.10 2.18% SIDCL 8.50% Small Industries Dev Bank of India (21/06/2021) ** INE556F08JF7 CARE AAA 9 92.93 1.98% B3 Sub Total 4,494.70 95.82% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 4,494.70 95.82% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 93.46 1.99% P_ Sub Total 93.46 1.99% Total 93.46 1.99% Net Receivables / (Payables) 102.90 2.19% GRAND TOTAL 4,691.06 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security ^ Below investment grade/default

Notes

(1) Details of security in default beyond its maturity date are as follows; (Rs. in Lakhs) Value of the security including interest % to Net Asset as Name of Security ISIN amount (considered under net on October 31, Total Interest amount due receivables) 2019 on Coupon Payment 9.05% Dewan Housing Finance Corporation Limited NCD Sr2A (09/09/21) INE202B07IL9 7.61 0.16% 41.52 AX Axis Fixed Term Plan - Series 97 (1116 Days) IS Monthly Portfolio Statement as on October 31,2019 Market/Fair Value % to Net Name of the Instrument ISIN Rating Quantity (Rs. in Lakhs) Assets Debt Instruments (a) Listed / awaiting listing on Stock Exchange PE Aditya Birla Fashion and Retail Limited (14/08/2021) (ZCB) ** INE647O08073 CRISIL AA 309 3,411.84 9.65% TAFR 9.23% Talwandi Sabo Power Limited (30/07/2021) ** INE694L07123 CRISIL AA(CE) 334 3,307.21 9.35% INBSP 8.32% Reliance Jio Infocomm Limited (08/07/2021) ** INE110L07070 CRISIL AAA 300 3,071.89 8.69% NCS9 8.66% Nuvoco Vistas Corporation Limited (14/09/2021) ** INE548V07047 CRISIL AA 304 3,048.08 8.62% IIHCL IIFL Home Finance Limited (11/08/2021) (ZCB) ** INE477L07917 CRISIL AA 250 2,682.94 7.59% SEF10 8.50% Vedanta Limited (15/06/2021) ** INE205A07147 CRISIL AA 235 2,320.43 6.56% RESA 9.40% REC Limited (17/07/2021) ** INE020B07IW2 CRISIL AAA 210 2,184.88 6.18% JMCL JM Financial Products Limited (13/09/2021) (ZCB) ** INE523H07AC1 ICRA AA 200 2,149.64 6.08% BIRFP 9.15% Birla Corporation Limited (18/08/2021) ** INE340A07076 ICRA AA 214 2,117.89 5.99% TEJ40 7.40% Tata Motors Limited (29/06/2021) ** INE155A08365 CARE AA- 203 1,990.75 5.63% MULC 8.75% Muthoot Finance Limited (19/06/2021) ** INE414G07CM0 CRISIL AA 2,00,000 1,955.45 5.53% EDFL2 9.30% Edelweiss Rural & Corporate Services Limited (22/04/2021) ** INE657N07472 ICRA AA- 163 1,514.31 4.28% ICFCO 9.45% IndoStar Capital Finance Limited (24/09/2021) ** INE896L07454 CARE AA- 15 1,445.96 4.09% IBHP1 8.75% Indiabulls Housing Finance Limited (25/09/2021) ** INE148I07GE8 BWR AA+ 1,20,000 1,018.86 2.88% SIDF47 8.50% Small Industries Dev Bank of India (21/06/2021) ** INE556F08JF7 CARE AAA 78 805.36 2.28% DHB3 8.90% Dewan Housing Finance Corporation Limited (04/06/2021) ^ INE202B07IY2 CARE D 2,50,000 625.00 1.77% RINFL3 6.78% Reliance Industries Limited (16/09/2020) ** INE002A08484 CRISIL AAA 50 501.62 1.42% RED1 8.15% REC Limited (18/06/2021) ** INE020B08BN4 CRISIL AAA 10 102.10 0.29% CL Sub Total 34,254.21 96.88% (b) Privately placed / Unlisted NIL NIL Sub Total NIL NIL Total 34,254.21 96.88% TREPS / Reverse Repo TR Clearing Corporation of India Ltd 380.90 1.08% P_ Sub Total 380.90 1.08% Total 380.90 1.08% Net Receivables / (Payables) 732.90 2.04% GRAND TOTAL 35,368.01 100.00%

ZCB - Zero Coupon Bond ** Thinly Traded / Non Traded Security ^ Below investment grade/default